Lista de Chequeo Integrada Lista 9001 18001 14001

LISTA DE CHEQUEO INTEGRADA

PROCESO A AUDITAR: ESTABLECIMIENTO Y MANTENCIÓN DEL SGI AUDITOR: RODRIGO ORTIZ AUDITORÍA PUNTO NORMA

RE#UISITO

NÚMERO DE FICHA: 35649 FECHA AUDITORÍA: AUDITORÍA: 25!!2"!6 CUMPLIMIENTO OBSER$ACIONE S NO BRECHA I

REQUISITOS GENERALES

4% 4%! 4%! 4%!

S& &'()&'*+,' -.&'*-/-(,.01 01 +0(&101 .& SGI

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S& -.&'* -.&'*-/-/-( -(,' ,'  (0'* (0'*+0 +0, ,' ' 01 01 +0( +0(&10 &1011 (0'* (0'*+, +,*, *,.01 .01  &*&+',7&'*&% S& &'()&'*+, .&/-'-.0  .0()7&'*,.0 & ,(,'(& .& SGI% 

POLITICA INTEGRADA, MEJORA CONTINUA, COMPROMISO DE LA DIRECCIÓN

4%2 5%2 5%3 8%5%!

S& &1*,&(&  .0()7&'*, , 0*-(, -'*&;+,.,

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L, 0*-(, -'*&;+,., &1 (0=&+&'*& (0' , +&,-.,. .& , 4%2 5%2< 5%3< 0+;,'->,(-?': 0+;,'->,(-?': ',*)+,&>,< ',*)+,&>,< +-&1;01< +-&1;01< 7,;'-*).< 7,;'-*).< ,(*-@-.,.&1< ,(*-@-.,.&1<  8%5%! +0.)(*01< -7,(*01 ,7-&'*,&1< &*(%

L, 0*-(, -'*&;+,., -'()& )' (07+07-10 .& 7&0+, 4%2 5%2< 5%3< (0'*-'), (0'*-'), ,+, , +&@&'(-?' +&@&'(-?' .& +-&1;01  &'/&+7&.,.&1 &'/&+7&.,.&1  8%5%! +0/&1-0',&1< +&@&'(-?' .& , (0'*,7-',(-?'<  ,)7&'*0 .& 1,*-1/,((-?' .& (-&'*&% 4%2 5%2< 5%3< L, 0*-(, &1 ,(0+.& , 01 0&*-@01 .& (,-.,.< 7&.-0  8%5%! ,7-&'*,&1 < .& 1&;)+-.,.  1,). 0(),(-0', % 4%2 5%2< 5%3< L, 0*-(, -'*&;+,., &1 (07)'-(,.,  1& &@-.&'(-, )& 8%5%! &1 &'*&'.-., 0+ & &+10', .& , 0+;,'->,(-?'% 4%2 5%2< 5%3< L, 0*-(, -'*&;+,., 1& &'()&'*+, .-10'-& ,+, ,1  8%5%! ,+*&1 -'*&+&1,.,1% L, 0*-(, -'*&;+,., -'()& & (07+07-10 .& ()7-+ 4%2 5%2< 5%3< (0' , &;-1,(-?' @-;&'*&  0*+01 +&)-1-*01 1)1(+-*01 0+  8%5%! , 0+;,'->,(-?'% 4%2 5%2< 5%3< L, 0*-( 0*-(, , -'*&;+ -'*&;+,., ,., &1 +&@-1, +&@-1,., ., &+-?.&+-?.-(,7 (,7&'* &'*& & ,+, ,+,  8%5%! ,1&;)+,+ )& &+*-'&'*&  ,+0-,., , , 0+;,'->,(-?'%

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NO HAY E$IDENCIAS #UE MUESTRE #UE EST ENTENDID

4%2 5%2< 5%3< E-1*& )' 7,'), -'*&;+,.0  &1 .0()7&'*,.0 ,+, &  8%5%! .&1,++00 .& SGI IDENTIFICACIÓN DEL PELIGRO, ASPECTOS AMBIENTALES, ENFOQUE AL CLIENTE, REQUISITOS CON E PRODUCTO, REVISIÓN DE LOS REQUISITOS.

4%3%!  5%2 %2%! %2%2

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4%3%!  5%2 %2%! %2%2

S& -.&'*-/-(,'< &@,,'  .0()7&'*,' 01 ,1&(*01  -.&'*-/-(,.01%

4%3%!  5%2 %2%! %2%2

S& &1*,&(&' 7*0.01 .& (0'*+0 ,10(-,.01 .& ,()&+.0  , 01 ,1&(*01 -.&'*-/-(,.01  &@,),.01% LAS MEDIDAS TOMADAS NO INCLUYEN TODO LOS PARMETROS D ESTE APARTADO

4%3%!  5%2 %2%! %2%2

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4%3%!  5%2 %2%! %2%2

S& .0()7&'*,' 01 +&)-1-*01 .& (-&'*&< -'()&'.0 ,1 (0'.-(-0'&1 .& &'*+&;,  01*&+-0+&1%

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4%3%!  5%2 %2%! %2%2

S& .&/-'&' 01 +&)-1-*01 '0 &1&(-/-(,.01 0+ & (-&'*& &+0 +0-01 .& +0.)(*0 0 1&+@-(-0%

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NO HAY E$IDENCIA

4%3%!  5%2 %2%! %2%2

S& .&/-'&' 01 +&)-1-*01 &;,&1 0 +&;,7&'*,+-01 .&  +0.)(*01%

4%3%!  5%2 %2%! %2%2

E-1*& )', 7&*0.00;, ,+, .&*&+7-',+01 +&)-1-*01%

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NO HAY E$IDENCIA

4%3%!  5%2 %2%! %2%2

S& ()7& (0' 01 +&)-1-*01 &1*,&(-.01%

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4%3%!  5%2 %2%! %2%2

S& +&@-1,'  ()7& (0' 01 +&)-1-*01 .& (-&'*&%

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4%3%!  5%2 %2%! %2%2

E-1*& )', 7&*0.00;, ,+, ,1 70.-/-(,(-0'&1 .& 01 +&)-1-*01  (0'*+,*01%

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NO HAY REGISTRO ASOCIADO NO HAY REGISTRO ASOCIADO

REQUISITOS LEGALES Y OTROS, ENFOQUE AL CLIENTE, REQUISITOS DEL PRODUCTO.

4%3%2 5%2 %2%!

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4%3%2 5%2 %2%!

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4%3%2 5%2 %2%!

L01 +&)-1-*01 -.&'*-/-(,.01 10' +&@-1,.01  ,(*),->,.01 00+*)',7&'*&%

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NO SE TIENE REGISTRO

OBJETIVOS Y PROGRAMAS, OBJETIVOS DE CALIDAD, PLANIFICACIÓN DEL SGI Y MEJORA CONTINUA

4%3%3 5%4%! 5%4%2 8%5%!

L, 0+;,'->,(-?' &1*,&(&  7,'*-&'& 0&*-@01 .& (,-.,.< SSO<  ,7-&'*,&1 ,(0+.& , , 0+;,'->,(-?'   1) 0*-(,%

4%3%3 5%4%! 5%4%2 8%5%!

L01 0&*-@01 1& =,' /-,.0 &' /)'(-0'&1  '-@&&1 ,.&(),.01 ,+, 7&0+,+ (0'*-'),7&'*& & SGI  , 0+;,'->,(-?'%

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4%3%3 5%4%! 5%4%2 8%5%!

L01 0&*-@01 10' 7&.-&1  ,10(-,.01 , )' -'.-(,.0+%

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4%3%3 5%4%! 5%4%2 8%5%!

L01 0&*-@01 1& &'()&'*+,' .&1,++0,.01 &' ,'&1 .&  ,(*-@-.,.&1 ,+, 1) ()7-7-&'*0%

4%3%3 5%4%! 5%4%2 8%5%!

S& &'()&'*+,' .&/-'-.01 01 +&()+101< /&(=,1  +&10'1,--.,.&1 ,+, ,1 ,(*-@-.,.&1 .& ,' .& 0&*-@01%

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4%3%3 5%4%! 5%4%2 8%5%!

S& +&,->,' ,(*-@-.,.&1 .& 1&;)-7-&'*0 .& 01 0&*-@01 1&;' 0 ,'-/-(,.0%

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NO SE ENCUENTRAN ESTABLECIDOS EN LOS NI$ELES DE LA ORGANIZACIÓN NO EISTE INDICADOR PAR EL CUMPLIMIENTO DE OBETI$OS

NO HAY E$IDENCIA DE LA PROGRAMACIÓN DE LOS OBETI$OS NO HAY REGISTOS DEL SEGUIMIENTO D LOS OBETI$OS

RECURSOS, FUNCIONES, RESPONSABILIDADES, COMPROMISO DE LA DIRECCIÓN, RESPONSABILIDA Y AUTORIDAD, REPRESENTANTE DE LA DIRECCIÓN, PROVISIÓN DE RECURSOS.

4%4%!  5%! 5%5%! 5%5%2 6%! 6%3

S& &'()&'*+,' .&/-'-.01 01 (,+;01  /)'(-0'&1 .& , 0+;,'->,(-?' &' 0+;,'-;+,7,  )&1*01 .& *+,,01%

4%4%!  5%! 5%5%! 5%5%2 6%! 6%3

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4%4%!  5%! 5%5%! 5%5%2 6%! 6%3

S& &'()&'*+,' (07)'-(,.,1 ,1 +&10'1,--.,.&1 .& (,., )'0 .& 01 &7&,.01 .& , 0+;,'->,(-?'

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4%4%!  5%! 5%5%! 5%5%2 6%! 6%3

S& &'()&'*+, .0()7&'*,., +&+&1&'*,'*& .& , .-+&((-?' %

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4%4%!  5%! 5%5%! 5%5%2 6%! 6%3

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NO HAY REGISTRO DEL ORGANIGRAMA PERO SI DE LOS CARGOS DEFINIDOS

NO REGISTRO D LA COMUNICACIÓN DE LAS RESPONSABILID DES NO SE DOCUMENTA LA ASIGNACIÓN DE REPRESENTANT DE LA DIRECCIÓ

4%4%!  5%! 5%5%! 5%5%2 6%! 6%3

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SIN REGISTRO ASOCIADO

4%4%!  5%! 5%5%! 5%5%2 6%! 6%3

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NO HAY E$IDENCIA

4%4%!  5%! 5%5%! 5%5%2 6%! 6%3

L, 0+;,'->,(-?' .-10'& .& 01 +&()+101 '&(&1,+-01 ,+,  7,'*&'&+ & SGI%

4%4%!  5%! 5%5%! 5%5%2 6%! 6%3

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NO SE CUMPLE CON EL APARTADO

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4%4%!  5%! E-1*&' ,'&1 0 +)*-',1 .& 7,'*&'-7-&'*0 +&@&'*-@0 5%5%! 5%5%2 ,+, (,., )'0 .& 01 &)-01% 6%! 6%3 4%4%!  5%! 5%5%! 5%5%2 E-1*&' +&;-1*+01 .& 01 7,'*&'-7-&'*01 +&,->,.01% 6%! 6%3 COMPETENCIA, FORMACIÓN Y TOMA DE CONCIENCIA 4%4%2 6%2%! 6%2%2 4%4%2 6%2%! 6%2%2 4%4%2 6%2%! 6%2%2

NO SE CUMPLE CON EL APARTADO NO SE CUMPLE CON EL APARTADO

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E-1*& ,' .& /0+7,(-?' 0 .& 0;+0 .& (07&*&'(-,1%

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NO SE CUMPLE CON EL APARTADO SIN REGISTRO ASOCIADO SIN REGISTRO ASOCIADO

COMUNICACIÓN, PARTICIPACIÓN Y CONSULTA, COMUNICACIÓN INTERNA, COMUNICACIÓN CON E CLIENTE

4%4%3 5%5%3 %2%3

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NO EISTE PROCEDIMIENTO

4%4%3 5%5%3 %2%3

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NO HAY METODOLOGIA

4%4%3 5%5%3 %2%3

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NO HAY REGISTRO

4%4%3 5%5%3 %2%3

E-1*& +&;-1*+0 .& , (07)'-(,(-0'&1 +&,->,.,1%

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NO HAY REGISTRO

4%4%3 5%5%3 %2%3

L01 &7&,.01 =,' 1-.0 (0'1)*,.01 &' (),'*0 , 01 (,7-01 )& ,/&(*&' 1) SSO< 7,*&+-, ,7-&'*,  +0(&101 .& +0.)(*0 0 1&+@-(-0%

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NO HAY REGISTRO

4%4%3 5%5%3 %2%3

S& -'/0+7, 00+*)',7&'*& , 01 &7&,.01 10+& 1)1 +&+&1&'*,'*&1  01 +&+&1&'*,'*&1 .& ,*, .-+&((-?'%

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NO HAY E$IDENCIA DE LA INFORMACION

2

SOLO SE MENCIONAN NO EISTE UN REGISTRO

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NO HAY E$IDENCIA DE REGISTRO DE LA DISTRIBUCIÓN ETERNA

4%4%3 5%5%3 E-1*& )', (07)'-(,(-?' &/-(,> (0' & (-&'*&%  %2%3 4%4%3 5%5%3 S& +&;-1*+,' 01 +&1)*,.01 .& 1,*-1/,((-?'  )&,1 .&  %2%3 (-&'*&% DOCUMENTACIÓN, REQUISITOS DE LA DOCUMENTACIÓN 4%4%4

4%2%! S& .0()7&'*, , .&1(+-(-?' .& 01 &&7&'*01 .& SGI

4%4%4

4%2%!

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E-1*&' +0(&.-7-&'*01 .0()7&'*,.01 &-;-.01 0+ ,1  '0+7,1  '&(&1,+-01 ,+, & .&1,++00 .& SGI%

CONTROL DE DOCUMENTOS

4%4%5 4%2%3

E-1*& )' +0(&.-7-&'*0 .0()7&'*,.0 ,+, & (0'*+0 .&  .0()7&'*01 %

4%4%5 4%2%3

L, .0()7&'*,(-?' &+*-'&'*&7&'*&%

4%4%5 4%2%3

E-1*& -.&'*-/-(,(-?' .& 01 (,7-01  &1*,.0 .& @&+1-?' @-;&'*& .& 01 .0()7&'*01<  1& &@-*, & )10 .& ,)&01  010&*01%

4%4%5

4%2%3

L01 .0()7&'*01 1& .-1*+-)&' (0++&(*,7&'*&%



4%4%5

4%2%3

L01 .0()7&'*01 1& 7,'*-&'&' &;-&1 & -.&'*-/-(,&1%



4%4%5 4%2%3

&1

+&@-1,.,



,(*),->,.,

S& -.&'*-/-(,'< (0'*+0,'  .-1*+-)&' ,.&(),.,7&'*& 01 .0()7&'*01 .& 0+-;&' &*&+'0%





CONTROL OPERACIONAL, REALIZACIÓN DEL PRODUCTO, DISEÑO Y DESARROLLO, COMPRAS VERIFICACIÓN PRODUCTOS COMPRADOS, ETC.

4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5

S& .0()7&'*,' 01 +0(&.-7-&'*01 ,+, 01 ,1&(*01  ,7-&'*,&1  .& 1&;)+-.,.  1,). 0(),(-0',%

S& +&,->, ;&1*-?' (0'/0+7& , , ',*)+,&>, .& ,  0+;,'->,(-?'  (0' 01 +&)-1-*01 &;,&1 ,-(,&1%

S& +&,->, (0'*+0 00+*)'0 .& ,1 ,(*-@-.,.&1 +&,(-0',.,1 (0' +-&1;01  (070+*,7-&'*0 ,7-&'*,%



E1 ,.&(),.0 & (0'*+0 0&+,(-0', , (,., ,1&(*0 1-;'-/-(,*-@0 -.&'*-/-(,.0%



S& &1*,&(&'  7,'*-&'&' +0(&.-7-&'*01 +&,(-0',.01 ,+, & .-1&0 .& +0(&101< -'1*,,(-0'&1< &)-01  +0(&.-7-&'*0 0&+,(-0',&1 ,+, +&.)(-+ +-&1;01  (0'*,7-',(-?' ,7-&'*,%



S& ,'-/-(, 01 +0(&101 .& +0.)((-?' *&'-&'.0 &'  ()&'*, 01 +&)-1-*01 .& (-&'*&%

E-1*& ,'-/-(,(-?' ,+, (,., )'0 .& 01 .-1&01 0  .&1,++001%

S& -'()&' &*,,1 .& .-1&0< @&+-/-(,(-?'  @,-.,(-?'%



2

NO SE TOMAN E CUENTA TODOS LOS PARAMETROS D SEGURIDAD

2

NO SE TOMAN E CUENTA TODOS LOS PARAMETROS D SEGURIDAD

"


4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5



2

FALTA MAYOR REGISTRO DE LAS RE$ISIONES

S& *-&'&' +&;-1*+01 .& ,1 +&@-1-0'&1 .& ,1 &*,,1 .& .-1&0%



!

SIN REGISTRO

E-1*&' +&;-1*+01 .& , @&+-/-(,(-?' .& 01 +&1)*,.01 .& .-1&0  .&1,++00%



L01 (+-*&+-01 .& ,(&*,(-?' ,+, , @&+-/-(,(-?' &1*K' .& ,()&+.0 , 01 &&7&'*01 .& &'*+,., .& .-1&0%



S& .&/-'&' (+-*&+-01 .& +&@-1-?' .& ,1 &*,,1 .& .-1&0%

S& .&/-'&' ,1 +&10'1,--.,.&1 ,+, & .-1&0   .&1,++00%

P,+, 01 .-1&01 1& =,' .&/-'-.0 01 &&7&'*01 .&  &'*+,., +&)-1-*01< .-1&01 1-7-,+&1< &*(%J

L01 +&1)*,.01 .& .-1&0  .&1,++00 ()7&' (0' 01  &&7&'*01 .& &'*+,.,%

S& +00+(-0', -'/0+7,(-?' ,+, , (07+,  +0.)((-?'% 

4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5

E-1*& +&;-1*+0 .& , @,-.,(-?' .& +0.)(*0 .-1&,.0%



E-1*& +&;-1*+0 .& 01 (,7-01 +&,->,.01 & +0.)(*0%



L01 (,7-01 10' 107&*-.01 , @&+-/-(,(-?'  @,-.,(-?'%



S& &'()&'*+,' .&/-'-.01 0+ &1(+-*0 01 +0.)(*01  01 +&)-1-*01 10-(-*,.01 , 01 +0@&&.0+&1%

E-1*& 1&&((-?' .& 01 +0@&&.0+&1  10' &@,),.01%



S& .&/-'&' 01 (+-*&+-01 .& &@,),(-?' .& 01 +0@&&.0+&1%



E-1*&' +&;-1*+01 .& ,1 &@-.&'(-,1 .& ()7-7-&'*0 .& 01 (+-*&+-01 .& &@,),(-?'< &@,),(-?'  +&&@,),(-?' .& 01 +0@&&.0+&1%

S& .&/-'& )', 7&*0.00;, ,.&(),., ,+, , +&,->,(-?'  .& 01 &.-.01 .& (07+,%



!

NO HAY REGISTRO



!

NO HAY REGISTROS

4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5

L01 &.-.01 .& (07+, (0'*-&'&' -'/0+7,(-?' 10+& 01  +&)-1-*01 .&1&,.01%

S& ()7& (0' , 7&*0.00;, ,+, 01 +&)-1-*01 .&  (07+,%

S& @&+-/-(,' 01 +0.)(*01 (07+,.01%



S& .&/-'&' ,1 +&10'1,--.,.&1 ,+, , -'1&((-?' .&  01 +0.)(*01 (07+,.01%

E-1*&' +&;-1*+01 .& ,1 @&+-/-(,(-0'&1 .& 01 +0.)(*01%



S& +&,->,' -'1&((-0'&1 ,.&(),.,1 .)+,'*& & +0(&10 .& +0.)((-?'  +&1*,(-?' .& 1&+@-(-0%



S& .&/-'&' 01 +&)-1-*01 .& @,-.,(-?' .& 01 +0(&101%



E-1*&' +&;-1*+01 .& , @,-.,(-0'&1 +&,->,.,1%



!

NO HAY REGISTRO ASOCIADO

"


4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5 4%4%6 %! %2%!%3%!% 3%2%3%3%3% 4%3%5%3%6 %3%%4%!% 4%2%4%3%5% !%5%2%5%5

S& &'()&'*+, -.&'*-/-(,.0 & +0.)(*0 , 0 ,+;0 .& *0.0 &  +0(&10 +0.)(*-@0%

S& &@-.&'(-, , -.&'*-/-(,(-?' .& , *+,>,--.,. .&  +0.)(*0%

E-1*& )', 7&*0.00;, .&/-'-., ,+, , (07)'-(,(-?' .& 01 .,01 0()++-.01 &' 01 +0.)(*01 .& (-&'*&%



!

NO HAY REGISTROS ASOCIADOS

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!




E-1*&' +&;-1*+01 .& &1*,1 (07)'-(,(-0'&1%

S& +0*&;&' 01 .,*01 .& (-&'*&%

!


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D& .&/-'& )', 7&*0.00;, ,+, , +&1&+@,(-?' .&  +0.)(*0%

S& &@-.&'(-, , +&1&+@,(-?' .& +0.)(*0%

PREPARACIÓN Y RESPUESTA ANTE EMERGENCIAS, CONTROL DEL PRODUCTO NO CONFORME

4%4%  8%3

E-1*& )' +0(&.-7-&'*0 .0()7&'*,.0 ,+, , -.&'*-/-(,(-?'  +&1)&1*, , 1-*),(-0'&1 0*&'(-,&1 .&  &7&+;&'(-,%

4%4%  8%3

S& =,' .&*&+7-',.0 7&.-.,1 +&@&'*-@,1 ,+, &@-*,+ 1-*),(-0'&1 .& &7&+;&'(-, 0 7-*-;,+ 01 +-&1;01 &  -7,(*01%

4%4%  8%3

E-1*&' +&;-1*+01 (070 &@-.&'(-, .& 1-*),(-0'&1 .& &7&+;&'(-, 1)/+-.,1%



!

NO HAY REGISTROS

4%4%  8%3

S& +&@-1, &+-?.-(,7&'*& 01 +&1)&1*, &' (,10 .& &7&+;&'(-,%



!

NO HAY REGISTROS

4%4%  8%3

S& +&,->,' +)&,1 &+-?.-(,1 .& 01 +0(&.-7-&'*01 &1*,&(-.01 ,+, ,1 &7&+;&'(-,1%

"

SE ESTIPULAN LAS PRUEBAS NI SIMULACROS

4%4%  8%3

E-1*& )' +0(&.-7-&'*0 .0()7&'*,.0 ,+, & (0'*+0 .&  +0.)(*01 '0 (0'/0+7&%

4%4%  8%3

E-1*&' +&;-1*+01 .& ,1 '0 (0'/0+7-.,.&1%

4%4%  8%3

S& *07,' ,1 ,((-0'&1 ,+, , 10)(-?' .& ,1 '0  (0'/0+7-.,.&1%

4%4%  8%3

E +0.)(*0 '0 (0'/0+7& &1 1&;+&;,.0 0 -.&'*-/-(,.0 ,+,  &@-*,+ 1) )10%

+0(&.-7-&'*01

.&





MEDICIÓN Y SEGUIMIENTO DEL DESEMPEÑO, CONTROL DE LOS EQUIPOS DE SEGUIMIENTO MEDICIÓN.

E-1*& )' +0(&.-7-&'*0 .0()7&'*,.0 ,+, .&/-'-+ (070 4%5 4%5%!  =,(&+ & 1&;)-7-&'*0  7&.-(-?' .& 01 +0(&101 .& , %68%!8%2%3 0+;,'->,(-?'<  ,)&,1 0&+,(-0'&1 )& )&.,' *&'&+ 8%2%4 )' -7,(*0 '&;,*-@0 0 +-&1;01 0 &'/&+7&.,.&1%



"




"

NO SE TIENEN INDICADORES

4%5 4%5%!  S& =,' .&/-'-.0 ,1 +&10'1,--.,.&1  7&*0.00;, %68%!8%2%3 ,+, , /+&()&'(-, .& 7&.-(-?' .& *0.01 01 ,+K7&*+01  8%2%4 .& SGI% 4%5 4%5%!  %68%!8%2%3 8%2%4 4%5 4%5%!  %68%!8%2%3 8%2%4 4%5 4%5%!  %68%!8%2%3 8%2%4 4%5 4%5%!  %68%!8%2%3 8%2%4 4%5 4%5%!  %68%!8%2%3 8%2%4 4%5 4%5%!  %68%!8%2%3 8%2%4 4%5 4%5%!  %68%!8%2%3 8%2%4

E-1*&' -'.-(,.0+&1 ,.&(),.01 ,+, (,., )'0 .& 01 +0(&101 .& SGI% S& +&,->,' ,((-0'&1 , ,+*-+ .& ,'K-1-1 .& 01 -'.-(,.0+&1%



"

S& =,' -.&'*-/-(,.0 01 &)-01 .& 1&;)-7-&'*0  7&.-(-?'%



"

S& +&,->, , ,.&(),., (,-+,(-?'  @&+-/-(,(-?' .& 01 &)-01 .& 1&;)-7-&'*0  7&.-(-?'%



"

S& 7,'*-&'&' 01 +&;-1*+01 .& ,1 (,-+,(-0'&1  1)1 +&1)*,.01%



"

S& &'()&'*+,' .&/-'-.,1 ,1 ,)*,1 .& -'1&((-?' /-', .& +0.)(*0%



"

E-1*&' +&;-1*+01  &@-.&'(-,1 .& ,1 -'1&((-0'&1 +&,->,.,1%



"

NO SE CUMPLE CON EL APARTADO NO SE CUMPLE CON EL APARTADO NO SE CUMPLE CON EL APARTADO NO SE CUMPLE CON EL APARTADO NO SE CUMPLE CON EL APARTADO NO SE CUMPLE CON EL APARTADO

4%5 4%5%!  S& .&/-'& )', 7&*0.00;, ,+, ,',->,+ , 1,*-1/,((-?' %68%!8%2%3  .& (-&'*&% 8%2%4 4%5 4%5%!  %68%!8%2%3 E-1*&' +&;-1*+01 (0'/0+7&1 , , 7&*0;00;, .&/-'-.,%  8%2%4 4%5 4%5%!  S& +&,->,' ,((-0'&1 ,+, ,)7&'*,+ , 1,*-1/,((-?' .& %68%!8%2%3  (-&'*&% 8%2%4 NO CONFORMIDAD, ACCIÓN CORRECTIVA Y PREVENTIVA

L, 0+;,'->,(-?' .&& &1*,&(&+  7,'*&'&+ 4%5%3%2  +0(&.-7-&'*01 ,+, .&/-'-+ , +&10'1,--.,.  , 4%5%38%38%4 ,)*0+-.,.: ,+, 7,'&,+ & -'@&1*-;,+ ,((-.&'*&1< 8%5%28%5%3 -'(-.&'*&1  '0 (0'/0+7-.,.&1



4%5%3%2  E-1*& )' +0(&.-7-&'*0 .0()7&'*,.0 ,+, & 4%5%38%38%4 *+,*,7-&'*0 .& ,1 '0 (0'/0+7-.,.&1  ,+, &7+&'.&+  8%5%28%5%3 ,((-0'&1 (0++&(*-@,1  +&@&'*-@,1 4%5%3%2  E-1*&' 01 +&;-1*+01  &@-.&'(-,1 .& ()7-7-&'*0 .& 4%5%38%38%4 &1*& +0(&.-7-&'*0 8%5%28%5%3



4%5%3%2  S& *07, ,1 7&.-.,1 ,+, 7-*-;,+ (),)-&+ (0'1&()&'(-, 4%5%38%38%4 )& 1& .&+-@& .& ,((-.&'*&1< -'(-.&'*&1  '0  8%5%28%5%3 (0'/0+7-.,.&1 4%5%3%2  L01 +0(&.-7-&'*01 &1*,&(&' 7&.-(-0'&1 (),'*-*,*-@,1 4%5%38%38%4  (),-*,*-@,1 ,+0,.,1 , ,1 '&(&1-.,.&1 .& , 8%5%28%5%3 0+;,'->,(-?'



4%5%3%2  E-1*& )' +&;-1*+0 .& .,*01  +&1)*,.01 .& 70'-*0+&0 .& 4%5%38%38%4 7&.-(-?' .& .&1&7&0< , 0+;,'->,(-?' .&& &1*,&(&+ 8%5%28%5%3 & -7&7&'*,+ +0(&.-7-&'*01 .& 7,'*&'(-?'%



4%5%3%2  4%5%38%38%4 S& (07+)&, , &/&(*-@-.,. .& ,1 ,((-0'&1 *07,.,1% 8%5%28%5%3 4%5%3%2  S& .&/-'&' ,1 +&10'1,--.,.&1  /+&()&'(-, ,+, , 4%5%38%38%4  +&,->,(-?' .& 1&;)-7-&'*0 8%5%28%5%3 CONTROL DE LOS REGISTROS

4%5%4  4%2%4

E-1*& )' +0(&.-7-&'*0 .0()7&'*,.0 ,+, & (0'*+0 .&  01 +&;-1*+01



NO HAY REGISTRO ASOCIADO

E-1*& )', 7&*0.00;, ,+, , -.&'*-/-(,(-?'< 4%5%4  4%2%4 ,7,(&',7-&'*0< +0*&((-?'< +&()&+,(-?'  .-101-(-?'  .& 01 +&;-1*+01 4%5%4  4%2%4 L01 +&;-1*+01 +&@-1,.01 ()7&' (0' &1*, 7&*0.00;,



1& +&,->,' (0-,1 .& 1&;)+-.,. .& 01 +&;-1*+01  -'/0+7K*-(01 AUDITORÍA INTERNA S& &'()&'*+, .&/-'-., , /+&()&'(-,  ,'-/-(,(-?' .& ,1 4%5%5 8%2%2  ,).-*0+,1 4%5%4  4%2%4

4%5%5 8%2%2

L, ,).-*0+, -'*&+', (07+&'.& *0.01 01 +0(&101 .&  1-1*&7, .& ;&1*-?' ,7-&'*,  , '0+7, ISO !4""!

4%5%5 8%2%2

L, ,).-*0+, -'*&+', (07+&'.& *0.01 01 +0(&101 .&  1-1*&7, .& ;&1*-?' .& , (,-.,.  , '0+7, ISO 9""!

4%5%5 8%2%2

S0' 0&*-@01 & -7,+(-,&1 01 ,).-*0+&1 -'*&+'01

4%5%5 8%2%2

S& &'()&'*+,' .&/-'-.01  1& ()7&' 01 +&)-1-*01 )& .&&' ()7-+ 01 ,).-*0+&1 -'*&+'01 ,+, , +&,->,(-?' .&  ,1 ,).-*0+,1 -'*&+',1

4%5%5 8%2%2

E-1*& )' +0(&.-7-&'*0 ,).-*0+,1 -'*&+',1

4%5%5 8%2%2

E-1*&' +&;-1*+01 .& ,1 ,).-*0+,1 -'*&+',1



4%5%5 8%2%2

I'/0+7, , ;&+&'(-, .& 01 +&1)*,.01 .& , ,).-*0+-,



.0()7&'*,.0

,+, ,1





REVISIÓN POR LA DIRECCIÓN

4%6  5%6  5%6%2 5%6%3

S& &'()&'*+,' .&/-'-., , /+&()&'(-, .& +&,->,(-?' .& ,1 +&@-1-0'&1 .& 1-1*&7, 0+ , .-+&((-?'



4%6  5%6  5%6%2 5%6%3

S& -'()& &' & +&;-1*+0 .& -'/0+7& .& +&@-1-?' & ,'K-1-1 .& 00+*)'-.,.&1 .& 7&0+,< , '&(&1-.,. .& (,7-01 &' & 1-1*&7,  & ,'K-1-1 .& , 0*-(,  01 0&*-@01 ,7-&'*,&1



4%6  5%6  5%6%2 5%6%3

S& -.&'*-/-(,'  7,'*-&'&' 01 +&;-1*+01 .& , +&@-1-?' 0+ , .-+&((-?'



4%6  5%6  5%6%2 5%6%3

E -'/0+7& .& +&@-1-?' (0'*-&'& 01 +&1)*,.01 .& ,1 ,).-*0+,1 -'*&+',1  , &@,),(-?' .& ()7-7-&'*0 .&  +&)-1-*01 &;,&1  @0)'*,+-01

!


4%6  5%6  5%6%2 5%6%3

E -'/0+7& .& +&@-1-?' (0'*-&'& & &1*,.0 .& ,1 ,((-0'&1  , *07,+

4%6  5%6  5%6%2 5%6%3

E -'/0+7& .& +&@-1-?' (0'*-&'& & ,'K-1-1 .& ,1  ,((-0'&1 +&1)*,'*&1 .& +&@-1-0'&1 ,'*&+-0+&1

4%6  5%6  5%6%2 5%6%3

E -'/0+7& (0'*-&'& ,1 +&,(-0',.,1 (0' & SGI%

4%6  5%6  5%6%2 5%6%3

E -'/0+7& .& +&@-1-?' .&/-'& 01 +&()+101 '&(&1,+-01 ,+,  & .&1,++00 .& ,1 ,((-0'&1 .& 7&0+,%

.&(-1-0'&1



,((-0'&1



Lista de Chequeo Integrada Lista 9001 18001 14001

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