Trabajo Conciliacion y Arbitraje Internacional Final (1)

ARBITRAJE Y FCONCILIACIÓ N INT. A C E A C INTEGRANTES

DUEÑAS SAYAVERDE, MAGALY MEJIA JULCA, LILY PISCO VASQUEZ, RUTH QUINTANA SALAZAR, TREISSY

ARBITRAJE Y CONCILIACIÓN INT.

7 4

ÍNDICE ARBITRAJE Y CONCILIACIÓN INTERNACIONAL........................................3 I. INTRODUC INTRODUCCIÓN CIÓN.... ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ............ ............3 ....3 II. ARBITRA ARBITRAJE JE INTERNA INTERNACION CIONAL.. AL...... ........ ........ ........ ........ ........ ........ ........ ........... ............... ............... .............. .............5 ......5 1. CONCEPTO............. CONCEPTO....................... ..................... ...................... ..................... ..................... ..................... .......................... ................ 5 2. EVOLUCIÓN... EVOLUCIÓN.............. ..................... ..................... ..................... ..................... ..................... ................................... ......................... 5 3. ¿A QUIÉN QUIÉN VA DIRIGIDO DIRIGIDO?... ?....... ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ............ ............... .............9 ......9 4. BENEFICI BENEFICIOS OS DEL ARBITRA ARBITRAJE.. JE...... ........ ........ ........ ........ ........ ........ ........ ........ ........ ......... ............ .............. ..........11 ...11 5. ELEENTOS ELEENTOS DEL ARBITRA ARBITRAJE!.. JE!...... ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ .........15 .....15 ". C#$%&$'() C#$%&$'()(&$'# (&$'# *& +"% ,"-'&%!.... ,"-'&%!........ ........ ........ ........ ........ ........ ........ ........ .......... ............. .............. ........15 .15 . L" /"0%" 0%'"!................. 0%'"!............................ ...................... ..................... ..................... ..................... ..................... ...........15 15 /. L" #-)" #-)" # +" -)0+" -)0+" /#$'-"/'0" /#$'-"/'0"+!.... +!........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ......... .......1 ..1 2. TIPOS TIPOS DE ARBITR ARBITRAJE. AJE..... ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ............ ............... .............. ...............1 ........1 ". A-('-" A-('-"& & *& /#$/(&$/(" /#$/(&$/(" 6 *& *&-&/7#.. *&-&/7#...... ........ ........ ........ ........ ........ ........ ........ ........ ........ .........18 .....18 . E+ A-('-"& A-('-"& *& &%'"*# &%'"*# 6 &+ ,-("*#.... ,-("*#........ ........ ........ ........ ........ ........ ........ ........ ........ ......... ...........18 ......18 /. A-('-" A-('-"& & /#)&-/( /#)&-/("+ "+ 6 &+ /((+..... /((+......... ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........19 ....19 *. A-('-" A-('-"& & ($%'('0/(#$"+ ($%'('0/(#$"+ 6 &+ A*:7#/.. A*:7#/...... ........ ........ ........ ........ ........ ........ ......... ............ ............... ..........2; ..2; e. Arbi Arbitr traj aje e bila bilate tera rall o Mult Multil ilat atera erall.......................................................21 . ARCO ARCO LEGAL................ LEGAL........................... ..................... ..................... ..................... ....................................... ............................. 21 A. "-/# "-/# L&<"+.... L&<"+........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ............ ............... .............. ..............21 .......21 B. F-)0+"% F-)0+"% "-('-"+&%............ "-('-"+&%....................... ..................... ..................... ...................... .............................. ................... 2 C. C+=0%0+" C+=0%0+" /#),-#) /#),-#)(%#-( (%#-(" " 6 /#$&$(# "-('-"+. "-('-"+..... ........ ........ ........ ........ ........... .............. ........29 .29 D. F#-)" F#-)" 6 C#$'&$(*# C#$'&$(*# *&+ C#$&$(#.. C#$&$(#...... ........ ........ ........ ........ ........ ........ ........ ........... .............. ............32 .....32 E. "'&-("% A-('-"+&%........... A-('-"+&%...................... ...................... ..................... ..................... ..................... ....................... ............. 35 F.E&/'#% *&+ C#$&$(# A-('-"+...............................................................3 G.G"%'#% 6 C#%'#% *&+ A-('-"&.............. A-('-"&......................... ..................... ..................... ..................... ................3 ......3 8. LOS ARBITROS................ ARBITROS........................... ..................... ..................... ..................... ..................... ...................... .................. .......3 3 A.C"+(>/"/($ A.C"+(>/"/($ *& +#% -('-#%............ -('-#%...................... ..................... ..................... ..................... ....................... ............3 3 B.N!"#$!%&'( B.N!"#$!%&'( )& *+ #"%(#+ .....................................................38 C. R&%,#$%"(+(*"* R&%,#$%"(+(*"* *& +#% -('-#%.............. -('-#%........................ ..................... ................................. ...................... 41 9. PROCEDIIENTO PROCEDIIENTO ARBITRAL........ ARBITRAL................... ..................... ..................... ......................................41 ...........................41 1;. E@PEDICIÓN E@PEDICIÓN DEL LAUDO................... LAUDO............................. ..................... ........................................ ............................. 44 11. L&6 A,+(/"+&................. A,+(/"+&........................... ..................... ..................... ..................... ..................... ............................ .................. 4 ". A-('-"& $"/(#$"+.................. $"/(#$"+............................ ..................... ...................... ..................... ............................. ...................4 4

COMERCIO Y NEGOCIOS INTERNACIONALES UNIVERSIDAD NACIONAL PEDRO RUIZ GALLO


7 4

ÍNDICE ARBITRAJE Y CONCILIACIÓN INTERNACIONAL........................................3 I. INTRODUC INTRODUCCIÓN CIÓN.... ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ............ ............3 ....3 II. ARBITRA ARBITRAJE JE INTERNA INTERNACION CIONAL.. AL...... ........ ........ ........ ........ ........ ........ ........ ........... ............... ............... .............. .............5 ......5 1. CONCEPTO............. CONCEPTO....................... ..................... ...................... ..................... ..................... ..................... .......................... ................ 5 2. EVOLUCIÓN... EVOLUCIÓN.............. ..................... ..................... ..................... ..................... ..................... ................................... ......................... 5 3. ¿A QUIÉN QUIÉN VA DIRIGIDO DIRIGIDO?... ?....... ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ............ ............... .............9 ......9 4. BENEFICI BENEFICIOS OS DEL ARBITRA ARBITRAJE.. JE...... ........ ........ ........ ........ ........ ........ ........ ........ ........ ......... ............ .............. ..........11 ...11 5. ELEENTOS ELEENTOS DEL ARBITRA ARBITRAJE!.. JE!...... ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ .........15 .....15 ". C#$%&$'() C#$%&$'()(&$'# (&$'# *& +"% ,"-'&%!.... ,"-'&%!........ ........ ........ ........ ........ ........ ........ ........ .......... ............. .............. ........15 .15 . L" /"0%" 0%'"!................. 0%'"!............................ ...................... ..................... ..................... ..................... ..................... ...........15 15 /. L" #-)" #-)" # +" -)0+" -)0+" /#$'-"/'0" /#$'-"/'0"+!.... +!........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ......... .......1 ..1 2. TIPOS TIPOS DE ARBITR ARBITRAJE. AJE..... ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ............ ............... .............. ...............1 ........1 ". A-('-" A-('-"& & *& /#$/(&$/(" /#$/(&$/(" 6 *& *&-&/7#.. *&-&/7#...... ........ ........ ........ ........ ........ ........ ........ ........ ........ .........18 .....18 . E+ A-('-"& A-('-"& *& &%'"*# &%'"*# 6 &+ ,-("*#.... ,-("*#........ ........ ........ ........ ........ ........ ........ ........ ........ ......... ...........18 ......18 /. A-('-" A-('-"& & /#)&-/( /#)&-/("+ "+ 6 &+ /((+..... /((+......... ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........19 ....19 *. A-('-" A-('-"& & ($%'('0/(#$"+ ($%'('0/(#$"+ 6 &+ A*:7#/.. A*:7#/...... ........ ........ ........ ........ ........ ........ ......... ............ ............... ..........2; ..2; e. Arbi Arbitr traj aje e bila bilate tera rall o Mult Multil ilat atera erall.......................................................21 . ARCO ARCO LEGAL................ LEGAL........................... ..................... ..................... ..................... ....................................... ............................. 21 A. "-/# "-/# L&<"+.... L&<"+........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ........ ............ ............... .............. ..............21 .......21 B. F-)0+"% F-)0+"% "-('-"+&%............ "-('-"+&%....................... ..................... ..................... ...................... .............................. ................... 2 C. C+=0%0+" C+=0%0+" /#),-#) /#),-#)(%#-( (%#-(" " 6 /#$&$(# "-('-"+. "-('-"+..... ........ ........ ........ ........ ........... .............. ........29 .29 D. F#-)" F#-)" 6 C#$'&$(*# C#$'&$(*# *&+ C#$&$(#.. C#$&$(#...... ........ ........ ........ ........ ........ ........ ........ ........... .............. ............32 .....32 E. "'&-("% A-('-"+&%........... A-('-"+&%...................... ...................... ..................... ..................... ..................... ....................... ............. 35 F.E&/'#% *&+ C#$&$(# A-('-"+...............................................................3 G.G"%'#% 6 C#%'#% *&+ A-('-"&.............. A-('-"&......................... ..................... ..................... ..................... ................3 ......3 8. LOS ARBITROS................ ARBITROS........................... ..................... ..................... ..................... ..................... ...................... .................. .......3 3 A.C"+(>/"/($ A.C"+(>/"/($ *& +#% -('-#%............ -('-#%...................... ..................... ..................... ..................... ....................... ............3 3 B.N!"#$!%&'( B.N!"#$!%&'( )& *+ #"%(#+ .....................................................38 C. R&%,#$%"(+(*"* R&%,#$%"(+(*"* *& +#% -('-#%.............. -('-#%........................ ..................... ................................. ...................... 41 9. PROCEDIIENTO PROCEDIIENTO ARBITRAL........ ARBITRAL................... ..................... ..................... ......................................41 ...........................41 1;. E@PEDICIÓN E@PEDICIÓN DEL LAUDO................... LAUDO............................. ..................... ........................................ ............................. 44 11. L&6 A,+(/"+&................. A,+(/"+&........................... ..................... ..................... ..................... ..................... ............................ .................. 4 ". A-('-"& $"/(#$"+.................. $"/(#$"+............................ ..................... ...................... ..................... ............................. ...................4 4


ARBITRAJE Y CONCILIACIÓN INT INT.. 7 . A-('-" A-('-"& & ($'&-$"/(# ($'&-$"/(#$"+.. $"+...... ........ ........ ........ ........ ........ ........ ........ ........ ........ ......... ............. ............... ..............4 .......4 4 12. E+ A-('-"& &$ +" P-=/'(/"............ P-=/'(/"...................... ..................... ..................... ................................... ......................... 48 CASOS! EJEPLOS DE ARBITRAJE INTERNACIONAL.................................49 Perú obtiene decisión favorable del Tribunal Tribunal Arbitral internacional en caso La Oroya...49 III.C#$/(+("/(#$ ($'&-$"/(#$"+............ ($'&-$"/(#$"+....................... ..................... ..................... ..................... ..................... ................... ........51 51 CONCEPTO............ CONCEPTO...................... ..................... ..................... ..................... ..................... .......................................... ................................ 51 CARACTERSTIC CARACTERSTICAS......... AS................... ..................... ..................... ..................... ...................... ..................... ....................... ............. 54 3. VENTAJAS VENTAJAS DE LA CONCILIACIÓN....... CONCILIACIÓN.................. ..................... .......................................... ................................ 55 4.¿QUIÉNES SON LOS CONCILIADORES?............ CONCILIADORES?................................................... ....................................... 5 5.BITO DE APLICACIÓN APLICACIÓN  DEFINICIONES............ DEFINICIONES...................... ..................... .........................5 ..............5 . INTERPRETACIÓN...................................................................................58 . ODIFICACIÓN ODIFICACIÓN EDIANTE ACUERDO................... ACUERDO.............................. ................................. ...................... 58 8. INICIO DEL PROCEDIIENTO DE CONCILIACIÓN......... CONCILIACIÓN....................................58 ...........................58 9. NERO  DESIGNACIÓN DESIGNACIÓN DE CONCILIADORES.......... CONCILIADORES..................................... ........................... 59 1;. SUSTANCIAC SUSTANCIACIÓN IÓN DE LA CONCILIACIÓN......... CONCILIACIÓN................... ..................... .............................59 ..................59 11. COUNICACIÓN ENTRE EL CONCILIADOR  LAS PARTES.....................; 12. REVELACIÓN REVELACIÓN DE INFORACIÓN........ INFORACIÓN.................. ..................... ..................... ..................... ....................; .........; 13. CONFIDENCIALIDA CONFIDENCIALIDAD......... D.................... ..................... ..................... .............................................. ................................... ; 14. ADISIBILIDAD ADISIBILIDAD DE PRUEBAS EN OTROS PROCEDIIENTOS................ PROCEDIIENTOS................; ; 15. TERINACIÓN TERINACIÓN DEL PROCEDIIENTO PROCEDIIENTO DE CONCILIACIÓN.......... CONCILIACIÓN......................2 ............2 1.EL CONCILIADOR CONCILIADOR COO RBITRO................. RBITRO........................... .......................................2 .............................2 1. RECURSO A PROCEDIIENTOS PROCEDIIENTOS ARBITRALES ARBITRALES O JUDICIALES.... JUDICIALES........... ............ ......2 .2 18. EJECUTORIEDAD EJECUTORIEDAD DEL ACUERDO ACUERDO DE TRANSACCIÓN.............................2 TRANSACCIÓN.............................2 18. CASO SOBRE CONCILIACION CONCILIACION INTERNACIONAL........ INTERNACIONAL.................. ..................... ...................3 ........3



7 4 ARBITRAJE Y CONCILIACIÓN INTERNACIONAL

I. INTRODUCCIÓN

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7 /"-=/'&- #+(<"'#-(# &+ "--&<+# *& +"% *&%"&$&$/("% " '-"H% *& +"% 4

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7 4

II. ARBITRAJE INTERNACIONAL 1. CONCEPTO E+ "-('-"& &% &+ )H'#*# "+'&-$"'(# *& %#+0/($ *& /#$(/'#% ,#- &/&+&$/(" &$ &+ =)('# /#)&-/("+ /#$%'('06H$*#%& ,"-" +" /#)0$(*"* $"/(#$"+ & ($'&-$"/(#$"+ &$ &+ )&/"$(%)# (*$&# ,"-" -&%#+&- +#% /#$(/'#% 0& *& &%'"% "/'((*"*&% %& *&-(&$. A '-"H% *& &%'& )&/"$(%)# 0$" # )=% ,&-%#$"% $"'0-"+&%K # 0-*(/""%K ($#+0/-"*"% &$ 0$ /#$(/'# *& /"-=/'&- '-"$%(<(+& *&>&-&$ %0 %#+0/($ " 0$ '-(0$"+ "-('-"+ &+ /0"+ -&%#+&-= *& )"$&-" *&>$('(" &+ /#$(/'# ,-#>-(&$*# 0$" *&/(%($ *&$#)($"*" +"0*# "-('-"+. E+ "-('-"& %&-= ($'&-$"/(#$"+ /0"$*# %& &$/0&$'-& &$)"-/"*# *&$'-# *& +#% /-('&-(#% 0& /"*" +&<(%+"/($ 7"6" "/#<(*# ,"-" '"+ >$. A )"$&-" *& &&),+# &(%'&$ +&<(%+"/(#$&% 0& &$'(&$*&$ 0& %& '-"'" *& "-('-"& ($'&-$"/(#$"+ /0"$*# &+ "-('-"& '&$<" ,#- #&'# 0$" /#$'-#&-%(" *&-("*" *& -&+"/(#$&% *& /#)&-/(# ($'&-$"/(#$"+ /-('&-(# &/#$)(/# : )"'&-("+KM  /0"$*# +"% ,"-'&%  +#% =-('-#% %&"$ *& $"/(#$"+(*"*&% *(&-&$'&%  /0"$*# &+ *#)(/(+(# # -&%(*&$/(" *& +"% ,"-'&% %& &$/0&$'-&$ &$ E%'"*#% *(%'($'#% /-('&-(# 0-*(/# : #-)"+KM  /0"$*# "% %& *&-(& *& "/'#-&% *(-&/'")&$'& -&+"/(#$"*#% /#$ +" /#$'-#&-%(" '"+&% /#)# &+ +0<"- *& /&+&-"/($ *&+ /#$'-"'# +0<"- *& &&/0/($ *&+ /#$'-"'# $"/(#$"+(*"* # 0(/"/($ *& +" ($%'('0/($ "-('-"+ +0<"- &$ 0& %& ++&"-= " /"# &+ "-('-"& +0<"- &$ *#$*& %& 7"-= &&/'(# &+ +"0*# +" +&6 %&+&//(#$"*" /#)# +&6 %0%'"$'(" # +" +&6 %&+&//(#$"*" /#)# +&6 *& ,-#/&*()(&$'# &$'-& #'-#%.


7 2.4 EVOLUCIÓN


T"$'# &$ R#)" /#)# &$ G-&/(" %& /#$#/( &%'= ($%'('0/($ " ,"-'(- *& %0 "/'#- ,-($/(,"+! &+ 0& %0<&-" # &%#"" +" %#+0/($ " 0$ /#$(/'# ++")"*# "-('-"'0% # "-('-#-. E+ D&-&/7# R#)"$# &$ 0$ ,-($/(,(# $# -&/#$#/" +" 0&-" &&/0'#-(" *& +"% *&/(%(#$&% "-('-"+&% %($ &)"-<# +#% /#$'-"'"$'&% ,-("*#% ,#*"$ %#+0/(#$"- %0% /#$(/'#% )&*("$'& 0$ *#+& /#),-#)(%# # /#),-#)(%%0) " '-"H% *&+ /0"+ )0'0")&$'& "/#-*""$ ",+(/"- &+ "-('-"& " +#% /#$'-"'#% 6 ,"<"- 0$" )0+'" &$ /"%# +" *&/(%($ "-('-"+ $# 0&%& ,#- &++#% "/"'"*". E$ +" ,-=/'(/" *(/7# /#),-#)(%%0) "0$0& ++")"*# %&$'&$/(" $# ,#%&" /"-<" /#"/'(" %(&$*# &$ /#$%&/0&$/(" ($%0>/(&$'& & ($&>/" ,"-" &+ ,-#,%('# ,"-" &+ /0"+ 7"" %(*# %&+&//(#$"*" 6" 0& $# /#$%'('0" /#%" 0<"*" 5K. E% 6" &$ +" H,#/" /#$'&),#-=$&" &$ 0& &%'" ><0-" &),(&" " %&- -&,+"$'&"*" ,"-" "'&$*&- +"% $&/&%(*"*&% *& 0$ ($'&-/")(# /"*" & )=% -&/0&$'& &$'-& $"/(#$&% /#$ *(&-&$'&% %(%'&)"% 0-*(/#% 6 #(")&$'& /#$ %#&-"$"% *(%'($'"% 6" 0& +"% -&<+"% *&+ D&-&/7# I$'&-$"/(#$"+ P-("*# $# -&%#+"$ +" *&%/#$>"$" *& +#% #,&-"*#-&% "/-&/&$'"*" ,#- +" *(%'"$/(" <&#<-=>/" 6 /0+'0-"+. A +# 0& *&& ""*(-%& :'"+ /#)# %& 7" &,+(/"*# &$ &+ C",. II: 0& &$ *&>$('(" +"% $#-)"% *&+ D&-&/7# I$'&-$"/(#$"+ P-("*# %#)&'&$ +"% /#$'-#&-%("% " +" 0-(%*(//($ *&+ ,"% *& 0$" *& +"% ,"-'&% )"$'&$(&$*# "% &%" "/-&/&$'"*" *&%/#$>"$" *& *&"- '#*" +" /#$'-#&-%(" # &+ "%0$'# " +" *&/(%($ *& 0$ 0& *&%/#$#/(*# ,-#"+&)&$'& /#$ 0$" /0+'0-" 0$ (*(#)" 6 7"%'" 0$ %(%'&)" 0-*(/# *(&-&$'&. L#% ,-()&-#% &%0&-#% '&$*&$'&% " *"-+& 0$" *()&$%($ ($'&-$"/(#$"+ +& /#--&%,#$*(&-#$ " A)H-(/" L"'($" /0"$*# %& COMERCIO Y NEGOCIOS INTERNACIONALES UNIVERSIDAD NACIONAL PEDRO RUIZ GALLO


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<0"-*"- 0$" &0("+&$/(" /#$ +#% "+#-&% 0-*(/#% 6 ,-($/(,(#% *&+ )&*(# ")(&$'& /0+'0-"+ *& +" -&"+(*"* *#$*& %& 7" ,"/'"*# 6 *&& -&%#+&-%& ,&-# '")(H$ 0$" &0("+&$/(" 6 -&+"/($ /#$ &+ $&<#/(# /#)&-/("+ 0& &%'= *&$'-# *& +" *(%/0%($ *& +" #,&-"/($. P#- &++# '#*"% +"% +&<(%+"/(#$&% ($'&-$"% &%'"+&/&$ *&'&-)($"*#% "%0$'#% 0& $# ,0&*&$ %#)&'&-%& " "-('-"&. L" &+&//($ *&+ "-('-"& /#)# )&/"$(%)# *& %#+0/($ *& /#$'-#&-%("% &% *& +(-& &+&//($ ,&-# /#)# '#*" +(&-'"* '(&$& %0% +)('&%! &$ &%'& /"%# "+<0$#% "%0$'#% $# ,0&*&$ %&- "-('-"+&% 6 /#$ -&/0&$/(" '"),#/# /#$/(+("+&%. L" "-('-"-(&*"* *&+ +('(<(# '(&$& &%,&/("+ -&+&"$/(" /#$ -&%,&/'# "+ '&)" *& +" /"0%". D& '"+ )"$&-" 0& 0$ +('(<(# ,"-" 0& ,0&*" %&- %#)&'(*# " "-('-"& '(&$& 0& <0"-*"- 0$" &0("+&$/(" "+#-"'(" /#$ &+ -H<()&$ 0-*(/# *&$'-# *&+ /0"+ %& " " *(%/0'(-. P#- &++# &% 0& 7"6 *&'&-)($"*"% %('0"/(#$&% -&/#$#/(*"% ,#- /"%( '#*"% +"% +&<(%+"/(#$&% 0& $# ,0&*&$ %&- %#)&'(*"% " "-('-")(&$'# /#)# +#% -&+"'(#% "+ &%'"*# 6 /","/(*"* *&

+"% ,&-%#$"% &+ *&-&/7# "+ $#)-& +" >+("/($ +" $"/(#$"+(*"* 6 +" "0'#-(*"* ,"-&$'"+. A%,&/'#% '#*#% 0& ,#$&$ &$ 0&<# &+ #-*&$ ,+(/#M '")(H$ &$/#$'-")#% " &/&% +" ,-#7((/($ &$ &+ /"),# *& +" ,-#,(&*"* ($*0%'-("+ 6 &$ )"'&-("% -&+"/(#$"*"% /#$ +" /#),&'&$/(" /#)&-/("+. P#- &++# +" C#$&$/($ *& N0&" #- *& 1958 7"/& -&&-&$/(" "+ #-*&$ ,+(/# *&+ ,"% *#$*& %& 7" *& &&/0'"- &+ +"0*# "-('-"+ /-('&-(# 0& -&%,&'" +" /0+'0-" *& +#% ,0&+#% 6 &+ *&-&/7# ($'&-$# *& /"*" $"/($ 6" 0& $# %& ,0&*& ">-)"- 0& &$ 7#)&$"& " +#% /-('&-(#% *& <+#"+("/($ '#*# *&& %&- &%'"$*"-("*# #-"$*# %('0"/(#$&% 0& -&%(&$'&$ +" /0+'0-" *& +"% $"/(#$&%.


7 4


L" /"0%" 0%'" 6 +" +(/('0* *&+ #&'# # *&+ "%0$'# &$ *(%/0%($ %#$ &+&)&$'#% %0%'"$/("+&% &$ &+ "-('-"&. L" /#$%&/0&$/(" ($&('"+& ,"-" 0$ /#$'-"'# "% "&/'"*# &%

$&/&%"-(")&$'& +" $0+(*"* "%#+0'".  &%" $0+(*"* %& ,-#6&/'" ($*&&/'(+&)&$'& %#-& +" "+(*& *&+ +"0*#. /. L" #-)" # +" -)0+" /#$'-"/'0"+! (. V(&$& " %&- +" #&'("/($ *& +" #+0$'"* &,+(/"*" "$'&-(#-)&$'&. C"%( +" )"6#-" *& *(%,#%(/(#$&% 6 /#$&$/(#$&% ($'&-$"/(#$"+&% -&0(&-&$ +" #-)" &%/-('" ,"-" +#% &&/'#% *& -&/#$#/()(&$'# 6 +" &&/0/($ *& +#% +"0*#% &$ &+ &'&-(#- *& '"+ )"$&-" 0& &(%'&$ *(&-&$'&% -)0+"% "-('-"+&% 0& +"% ,"-'&% "*#,'"$ & ($%&-'"$ &,-&%")&$'& &$ %0% /#$'-"'#% %&<$ +"% *(&-&$'&% #,/(#$&% 0& &%/#"$. D& '"+ )"$&-" 0& $# %& ,0&*& ">-)"0& &(%'" 0$" "/&,'"/($ ,-&%0$'" # '=/('" *&+ "-('-"& # 0& &+ %(+&$/(# ,#- %( %+# %(<$(>/" "/&,'"/($ *& 0$" ,-#,0&%'" "-('-"+. S& -&0(&-& *& 0$" "/&,'"/($ 6 +#% 'H-)($#% *& +" )(%)" *& 0$" )"$&-" $'(*" 0& ($/+06" +" &'&$%($ 6 +)('&% *&+ "/0&-*# "-('-"+.

2. TIPOS DE ARBITRAJE E+ "-('-"& *& )#*# <&$&-"+ ,0&*& "*#,'"- *(&-&$'&% '(,#% %&<$ &+ &$#0& # ,-#/&*()(&$'# &%,&/>/#. A% ,#*&)#% *(%'($<0(- &+ "-('-"& *& /#$/(&$/(" 6 *& *&-&/7#M &+ "-('-"& *& &%'"*# 6 &+ ,-("*# &+ /#)&-/("+ 6 &+ /((+ &+ ($%'('0/(#$"+ 6 &+ "*:7#/ &+ (+"'&-"+ # )0+'(+"'&-"+ "% /#)# &+ $"/(#$"+ 6 &+ ($'&-$"/(#$"+. S($ &)"-<# '-"'=$*#%& *&+ "-('-"& /#)&-/("+ ($'&-$"/(#$"+ &% #/(#%# '&$&- 0& ($/+0(- /#)# /+"%(>/"/($ &+ '(,# $"/(#$"+ 6 &+ ($'&-$"/(#$"+ *& '"+ )"$&-"



7 4 0& &$ +" ,-&%&$'& '(,#+#<" %#+# )&$/(#$"-&)#% " +#% /($/#

,-()&-#% '(,#% 6 "-("+&%. T")(H$ ,#*-" "<-&<"-%& " &%'" /+"%(>/"/($ &+ "-('-"& &%'"'0'"-(# /#$'&$(*# &$ +#% &%'"'0'#% *& +"% %#/(&*"*&% /#)&-/("+&% 6 &+ '&%'")&$'"-(# ($/+0(*# &$ 0$ '&%'")&$'# ,&-# &/&,'# &$ &+ ,-()&- /"%# 0& %& '-"'" *& 0$ "-('-"& &%,&/>/# ,"-" +"% &),-&%"% /#)&-/("+&% &+ "-('-"& '&%'")&$'"-(# $# &% 0$" ><0-" *&+ *&-&/7# /#)&-/("+ %($# )=% (&$ *&+ *&-&/7# /((+. "6 0(&$&% &$ /")(# %#%'(&$&$ 0& '")(H$ %& ,0&*& ($/+0(- &$ &%'" /+"%(>/"/($ "+ "-('-"& #+0$'"-(# 6 "+ #+(<"'#-(#.  &%'# %( &% 0$" &0(#/"/($ )&'#*#+<(/" 6 &,(%'&)#+<(/" ,#- 0& $# %& ,0&*&$ /+"%(>/"- +"% /#%"% 6 +"% /"'&<#-"% 0-*(/"% ,#- +# 0& $# %#$ %($# ,#- +# 0& &$ &%&$/(" %#$. E$ &&/'# %( /#)# %& 7" *&)#%'-"*# 6 &% &$'&$*(+& &+ "-('-"& &% 0$*")&$'"+)&$'& #+0$'"-(# $# %& ,0&*& /+"%(>/"- /#)# 0$ '(,# # "-("+& "+ ++")"*# "-('-"& #+(<"'#-(#. A0$0& 0$" +&6 *"*" &$ &+ P&- *0-"$'& &+ /#--0,'# G#(&-$# *& F0()#-( L&6 *& C#$'-"'"/(#$&% 6 A*0(%(/(#$&% *&+ E%'"*#K &%'"+&/(" &$ &+ "-'. 55 *& %0 '&'# $(/# #-*&$"*# D.S. ;12:2;;1:PCK 0& &(%'& &+ "-('-"& #+(<"'#-(# &++# &% 0$" $#-)" "$'(0-*(/" (+&<"+ & ($/#$%'('0/(#$"+ ,#-0& +" ,-#,(" C#$%'('0/($ *&+ P&- 1993K &%'"+&/& 0& &+ "-('-"& &% 0$" 0-(%*(//($ &/&,/(#$"+ 0& '(&$& /"-=/'&- #+0$'"-(# /#)# &,-&%")&$'& +# %&"+"$ +#% "-'%. 1 6 33 *& +" L&6 252 L&6 G&$&-"+ *& A-('-"&. D& '"+ )"$&-" 0& *(/7" $#-)" 0& %& -&>&-& " +" #+(<"'#-(&*"* "-('-"+ &% "$'(0-*(/". D& '"+ )"$&-" 0& %#+# &% "+(*" 0$" /+"%(>/"/($ &$ )H-('# " +"% "-("$'&% *& 0$" ><0-" 0-*(/" %($ 0& ,(&-*" %0 &%&$/(" # $"'0-"+&" 0-*(/" =%(/".



7 ". A-('-"& *& /#$/(&$/(" 6 *& *&-&/7# 4 E+ "-('-"& *& /#$/(&$/(" # *& &0(*"* '")(H$ /#$#/(*#

/#)# &"&0# & #$# &% "0&+ 0& %& "%" &$ +#% /-('&-(#% *& /#$/(&$/(" 6 *& +" 0&$" & *&+ =-('-# 0& /#$#/& *&+ /#$(/'#. U%0"+)&$'& *&&-" %&- 0$" %#+" ,&-%#$" 6" 0& &% *(/(+ &$/#$'-"- *#% # )=% /-('&-(#% (<0"+&%. S($ &)"-<# +" ,-=/'(/" $#% *&)0&%'-" 0& ,0&*& &(%'(- 0$ '-(0$"+ 0& &$-&$'& 6 -&%0&+" +"% /#%"% &$ "%& " /-('&-(#% *& /#$/(&$/(". E+ "-('-"& *& *&-&/7# '")(H$ /#$#/(*# /#)# %'-(/'# (0-& &% "0&+ 0& %& "%" &$ &%'-(/'# /0),+()(&$'# *& +"% $#-)"% *& *&-&/7# +&6&% # '-"'"*#% ,&-# '")(H$ ,0&*& '&$&- &$ /0&$'" +#% 0%#% 6 /#%'0)-&% +(-&)&$'& "/&,'"*#% ,#- +"% ,"-'&% /#)# %&-"$ +"% )&*(*"% *& %&<0-(*"* 6 *& /#$'-#+ &%'(,0+"*#% ,#- +"% ,"-'&% &$ %0% /#$'-"'#% /#)&-/("+&% /#)# ,#- &&),+# +"% -&<+"% *&+ F#++&'# NW 5;; *& +" C=)"-" *& C#)&-/(# I$'&-$"/(#$"+ P"-%K %#-& /-H*('#% *#/0)&$'"-(#%. . E+ A-('-"& *& &%'"*# 6 &+ ,-("*# E+ "-('-"& *& *&-&/7# ,+(/# &% "0&+ 0& %& /&+&-" &$'-& &%'"*#% %#&-"$#% %#-& +" "%& *&+ -&%,&'# *& +"% -&<+"% *&+ *&-&/7# ($'&-$"/(#$"+. A% ,#- &&),+# /0"$*# +#% &%'"*#% %& %#)&'&$ " +" C#-'& I$'&-$"/(#$"+ *& J0%'(/(" *& +" "6" ,"-" /0"+0(&- /#$'-#&-%(" 0-*(/" -&%,&/'# *& "+<$ #'-# &%'"*# 0& 7"6" %0%/-('# /+=0%0+" %()(+"-.  &$ &%'& /"%# *& %#)&'()(&$'# '")(H$ %& ,0&*& ",-&/("- 0& +" ,-#,(" C#-'& -&/#$#/& +" +(-& #+0$'"* &,-&%"*" *& +#% E%'"*#% *& %#)&'&-%& # $# " +" 0-(%*(//($ "-('-"+ 6" 0& "0$ /0"$*# /"*" &%'"*# )(&)-# *& N"/(#$&% U$(*"% +# &% '")(H$ *& +" C#-'& ,"-" %#)&'&-%& " %0 0-(%*(//($ %& -&0(&-& &,-&%")&$'& 0& "/&,'& 0$(+"'&-"+)&$'& %0 COMERCIO Y NEGOCIOS INTERNACIONALES UNIVERSIDAD NACIONAL PEDRO RUIZ GALLO

7 4


/#),&'&$/(" /#)# +# &%'(,0+" &+ "-'. 3 *& +#% E%'"'0'#% *& +" C#-'& I$'&-")&-(/"$" *& J0%'(/(". E%'" )#*"+(*"* %(&),-& %& 7" 0'(+("*# /#$ &,+(/"+&

/"0' /"0'&+ &+" " ,#,#- +#% +#% ,"% ,"%&% &% +"'( +"'($# $#") ")&-( &-(/" /"$# $#%% &$ )H-( )H-('# '# "+ -"#$")(&$'# *& +" ++")"*" *#/'-($" C"+# 0& '(&$& %0 #-(<&$ &$ +" *&%/#$>"$" *&+ "-('-"& ,+(/#. P&-# 0& %& 7" &$(*# (),#$(&$*# ,#- 0&-" *& +#% #-<"$(%)#% >$"$/( >$"$/(&-# &-#%% ($'&-$ ($'&-$"/( "/(#$" #$"+&% +&% 0& " '-"H% '-"H% *& /#$&$ /#$&$(#% (#% ($'&-$"/(#$"+&% 7"/&$ 0& $0&%'-#% ,"%&% -&$0$/(&$ " %0% %#&-"$"% %#)&'(H$*#%& " /#$&$(#% ($'&-$"/(#$"+&% /#)# &+ C#$&$(# IGA *&+ B"$/# 0$*("+ # &+ C#$&$(# OPIC *& +#% E%'"*#% U$(*#% *& A)H-(/". E+ "-('-"& *& *&-&/7# ,-("*# &% &$ /")(# "0&+ 0& %& *&%"--#++" &$'-& %0&'#% # ,&-%#$"% *& *&-&/7# ,-("*# 0& '")(H$ ($/+06&$ " +"% &),-&%"% ,+(/"% 0& '&$<"$ &%'"'0'#% *& ,&-%#$"% 0-*(/"% *& *&-&/7# ,-("*# &$ /06# /"%# &+ &%'"*# %& *&%,#" *& %0 (0% (),&-(0) ,"-" -&&%'(-%& *&+ (0% <&%'(#$(% # %&" /#)# 0$ %0&'# ,-("*#. /. A- A-('('-"& "& /#) /#)&&-/("+ /("+ 6 &+ /( /((+(+ E+ "-('-"& /#)&-/("+ &% "0&+ 0& %& -&"+(" /0"$*# +" /#$'-#&-%(" # &+ "%0$'# -&/"& &$ &+ /"),# *&+ /#)&-/(# ($'&-$"/(#$"+ # *& 0$ /#$'-"'# *& /#)&-/(# ($'&-$"/(#$"+ /#)# +#% 0& &%'")#% '-"'"$*#. E+ "-'. 1 *& +" L&6 #*&+# *& +" UNCITRAL 1985K 0& 7"$ %&<0(*# )0/7#% ,"%&% +"'($#")&-(/"$#% %&"+" 0& 0$ "-('-"& &% ($'&-$"/(#$"+ %( %& *"$ '-&% /#$*(/(#$&%! : C0"$*# +"% ,"-'&% '(&$&$ "+ )#)&$'# *& +" /&+&-"/($ *&+ /#$&$ /#$&$(# (# "-('"-('-"+ "+ %0% &%'"+ &%'"+&/( &/()(& )(&$'# $'#%% &$ &%'"*# &%'"*#%% *(&-&$'&%. : C0"$*# 0$# *& +#% +0<"-&% %(<0(&$'&% &%'= %('0"*# 0&-" *&+ E%'"*# &$ &+ 0& +"% ,"-'&% '(&$&$ %0% &%'" &%'"+ +&/ &/() ()(& (&$' $'#% #%!! &+ +0<" +0<"-- *&+ *&+ "-( "-(''-" "& & &+ +0<" +0<"-- *&+ *&+ /0),+()(&$'# *& 0$" ,"-'& %0%'"$/("+ *& +"% #+(<"/(#$&% COMERCIO Y NEGOCIOS INTERNACIONALES UNIVERSIDAD NACIONAL PEDRO RUIZ GALLO

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E+ P&- %& 7" "*7&-(*# " *(&-%#% '-"'"*#% 6 /#$&$(#% )0+'(+"'&-"+&% '"$'# *& "+/"$/&% <+#"+&% /#)# -&<(#$"+&%M +" <-"$ )"6#-" *& &++#% -&%0+'"$ &$ +" "/'0"+(*"* #%#+&'#% /#$ -&+"/($ " +#% ""$/&% 0& &$ )"'&-(" ($'&-$"/(#$"+ %& 7"$ ,-#*0/(*# &$ +# -&&-&$'& "+ "-('-"&. D(/7#% "/0&-*#% %#$ &$'-& #'-#% &+ T-"'"*# 29 ,"-" E%'"+&/&- R&<+"% U$(#-)&% &$ "'&-(" *& D&-&/7# I$'&-$"/(#$"+ P-("*# # C#$&$/($ *& L()" *& 189M E+ T-"'"*# *& D&-&/7# P-#/&%"+ # C#$&$/($ *& #$'&(*&# *& 1889M &+ C#$&$(# ,"-" &+ A--&<+# P"/>/# *& +"% D&%"&$&$/("% I$'&-$"/(#$"+&% *& 1899 P-()&-" C#$&-&$/(" *& B#+(("KM &+ T-"'"*# *& A-('-"& O+(<"'#-(# *& 19;2 S&<0$*" C#$&-&$/(" I$'&-$"/(#$"+ A)&-(/"$"KM &+ T-"'"*# %#-& E&/0/($ *& A/'#% E'-"$&-#% # C#$&$/($ *& C"-"/"% *& 1911M &+ C*(<# *& D&-&/7# I$'&-$"/(#$"+ P-("*# *& +" ""$" *&+ "# 1928 C*(<# B0%'")"$'&KM 6 &+ T-"'"*# G&$&-"+ *& A-('-"& I$'&-: A)&-(/"$# *& +" C#$&-&$/(" I$'&-$"/(#$"+ *& "%7($<'#$ *&+ COMERCIO Y NEGOCIOS INTERNACIONALES UNIVERSIDAD NACIONAL PEDRO RUIZ GALLO


7 4 "# 1929. E$ +" "/'0"+(*"* +#% /#$&$(#% ($'&-$"/(#$"+&% *&

)"6#- -&+&"$/(" " +#% /0"+&% &+ P&- %& 7" "*7&-(*# %#$ +#% %(<0(&$'&%! ". C#$&$(# %#-& &+ R&/#$#/()(&$'# 6 E&/0/($ *& +"% S&$'&$/("% A-('-"+&% E'-"$&-"% # C#$&$/($ *& N0&" #- *& 1958 ",-#"*# ,#- R&%#+0/($ L&<(%+"'(" NZ 2481; *&+ 12 *& )"6# *& 1988. . C#$&$(# *& D(&-&$/("% -&+"'("% " I$&-%(#$&% &$'-& E%'"*#% 6 N"/(#$"+&% *& #'-#% E%'"*#% # C#$&$/($ *& "%7($<'#$ *& 195 ",-#"*# ,#- R&%#+0/($ L&<(%+"'(" NZ 221; *&+ 2 *& 0+(# *& 1993. /. C#$&$(# I$'&-")&-(/"$# %#-& A-('-"& C#)&-/("+ I$'&-$"/(#$"+ # C#$&$/($ *& P"$")= *& 195 ",-#"*# ,#- R&%#+0/($ L&<(%+"'(" NZ 24924 *& &/7"  *& $#(&)-& *& 1988. *. C#$&$(# C#$%'('0'(# *&+ O-<"$(%)# 0+'(+"'&-"+ *& G"-"$'" *& I$&-%(#$&% # C#$&$(# IGA *&+ "# 1985 ",-#"*# ,#- R&%#+0/($ L&<(%+"'(" NZ 25312 *&+ 2 *& "-(+ *& 1992. C'9&'%+ B%*$(&#$*&+

P"-"+&+")&$'& " +" /&+&-"/($ *& T-"'"*#% 6 C#$&$(#% 0+'(+"'&-"+&% &+ P&- 7" %0%/-('# *(&-%#% /#$&$(#% (+"'&-"+&% /#$ *&'&-)($"*#% E%'"*#% &$'-& +#% /0"+&% %& &$/0&$'-" &+ T-"'"*# G&$&-"+ *& A-('-"& /#$ B#+((" *&+ "# 19;1M &+ T-"'"*# G&$&-"+ *& A-('-"& /#$ I'"+(" *&+ "# 19;5M &+ T-"'"*# G&$&-"+ *& A-('-"& O+(<"'#-(# /#$ U-0<0"6 *&+ "# 191M +" C#$&$/($ *& A-('-"& G&$&-"+ O+(<"'#-(# /#$ B-"%(+ *&+ "# 1918M &+ P-#'#/#+# *& A-('-"& /#$ C7(+& *&+ "# 1922M &+ T-"'"*# *& A-('-"& /#$ V&$&0&+" *&+ "# 1923M 6 &+ T-"'"*# G&$&-"+ *& A-('-"& /#$ E%,"" *&+ "# 193;. 3; A%()(%)# &$ +# 0& %& -&>&-& " '-"'"*#% (+"'&-"+&% /&+&-"*#% /#$ &+ #&'# *& ,-#)#&- 6 ,-#'&<&- ($&-%(#$&% COMERCIO Y NEGOCIOS INTERNACIONALES UNIVERSIDAD NACIONAL PEDRO RUIZ GALLO


7 4 &'-"$&-"% %& 7"$ ($/+0(*# &$ &++#% ,"/'#% -&+"'(#% "

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7 B F-)0+"% "-('-"+&% 4 &*("$'& +" &(%'&$/(" *& 0$ /#$'-"'# I$'&-$"/(#$"+ %& &&/0'"

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in$u(#li(iento) re"olu$i,n o nulidad) "ern re"uelta" de/niti%a(ente de a$uerdo al Re+la(ento de Arbitraje de la Corte Interna$ional de Arbitraje de la C(ara de Co(er$io de Au"tria Re+la" de Viena! #or uno o tre" rbitro"! no(brado"!

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VIENNA INTERNACIONAL ARBITRAL CENTER %..K A% +" Co(i"i,n de la" Na$ione" Unida" #ara el Dere$1o Mer$antil CNUDMI , UNCI&RAL! ,-#,#$& +" %(<0(&$'& /+=0%0+"

)#*&+#! '&odo liti+io) $ontro%er"ia o re$la(a$i,n re"ultante de e"te $ontrato) relati%o a e"te $ontrato) "u in$u(#li(iento) re"olu$i,n o nulidad) "e re"ol%er (ediante arbitraje de $on0or(idad $on el Re+la(ento de Arbitraje de la CNUDMI) tal $o(o "e en$uentra en %i+or'.



7 La C(ara de Co(er$io Interna$ional de Par2"  ,#- #'-# +"*# 4 /#)# ($%'('0/($ ,-&%'(<(#%" *&+ "-('-"& ,-#,#$& #'-" -)0+"!

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$on0or(e a e"te Re+la(ento'. La A(eri$an Arbitration A""o$iation) AAA  0& &% 0$" ($%'('0/($

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in%olu$rada". &odo" lo" #ro$edi(iento" de arbitraje debern e0e$tuar"e en el Ciudad de... &odo liti+io *ue re*uiera arbitraje) deber $on"iderar"e $o(o tal $uando una de la" #arte" noti/*ue a la otra "obre e"te 1e$1o'. El &ribunal Mar2ti(o de Londre" ,"-" +#% /#$'-"'#% *&

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7 4


e"ta l2nea no e" $o(#letada) "e entender *ue el arbitraje "e e0e$tuar en Londre") de $on0or(idad $on el Dere$1o 6ritni$o!. 7 "e deber re(itir a un "olo rbitro *ue "er de"i+nado #or la" #arte" in%olu$rada". Si la" #arte" no

#ueden $on%enir en la de"i+na$i,n de un "olo rbitro) la $ontro%er"ia deber re"ol%er"e (ediante tre" rbitro"8 $ada #arte de"i+nar un rbitro) y el ter$ero "er de"i+nado #or... Si e"ta l2nea no e" $o(#letada) "e entender *ue el ter$er rbitro deber "er de"i+nado #or la A"o$ia$i,n de 9rbitro" Mar2ti(o" de Londre" en Londre"!. Si al+uno de lo" rbitro" de"i+nado" "e nie+a o e" in$a#a- de a$tuar $o(o tal) la #arte *ue lo de"i+n,) deber de"i+nar a otro en "u lu+ar. Si una de la" #arte" no lo+ra de"i+nar un rbitro :ya "ea al ini$io o #ara "u"tituir a otro: do" "e(ana" de"#u3" de *ue la otra #arte) *ue de"i+n, "u rbitro) 1aya noti/$ado #or $orreo) $able o tele") a la #arte *ue $o(eti, el in$u(#li(iento) la "oli$itud de e0e$tuar la de"i+na$i,n) la #arte *ue de"i+n, el ter$er rbitro) #re%ia "oli$itud de la #arte *ue de"i+n, "u rbitro) ta(bi3n de"i+nar un rbitro en re#re"enta$i,n de la #arte *ue $o(eti, el in$u(#li(iento. La "enten$ia #ronun$iada #or el &ribunal de Arbitraje "er de$i"i%a y obli+atoria #ara la" #arte" y) de "er ne$e"ario) "er eje$utada #or el &ribunal o $ual*uier autoridad $o(#etente) $o(o "i "e tratara de una "enten$ia en el &ribunal

de

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E"te $ontrato e"tar "ujeto a la" leye" del #a2" $on%enido $o(o lu+ar de arbitraje'.


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7 4


/(-/0$%'"$/("% ($*(/"*"% &$ &+ ,=--"# "$'&-(#- +" *&%(<$"/($ %&-= 7&/7" ,#- +" ($%'('0/($ "-('-"+ 0& +" ,"-'& ($'&-&%"*" %&"+& ,0*(&$*# %&- /0"+0(&-" *& +"% 0(/"*"% &$ &+ +0<"- *#$*& *&& -&"+("-%& &+ "-('-"& %( %& 70(&-& ,-&(%'# # /0"+0(&-" *& +"% ($%'('0/(#$&% "-('-"+&% 0(/"*"% &$ +" /(0*"* *& L()" " &+&//($ *&+ ($'&-&%"*#. . N#)-")(&$'# *& +#% -('-#% ,#- 0$ T&-/&-# L"% ,"-'&% ,0&*&$ *&+&<"- &$ 0$ '&-/&-# +" *&%(<$"/($ *& +#% =-('-#%. E$ &+ /"%# *& ($%'('0/(#$&% "-('-"+&% &+ $#)-")(&$'# *& +#% =-('-#% %& %0&'"-= " +# *(%,0&%'# &$ %0 -&<+")&$'# *& "-('-"&. E+ "-'/0+# 22 *& +" LGA &%'"+&/& 0& %( &+ '&-/&-# &$/"-<"*# *& +" *&%(<$"/($ $# /0),+& /#$ &+ &$/"-<# *&$'-# *&+ ,+"# *&'&-)($"*# ,#- +"% 1 ,"-'&% # *&+ &%'"+&/(*# &$ &+ R&<+")&$'# *& +" ($%'('0/($ "-('-"+ # " "+'" *& &++#% *&$'-# *&+ ,+"# *& *(& *"% *& %#+(/('"*" +" ($'&-&$/($ %& &$'&$*&-= 0& &+ '&-/&-# 7" -&/7""*# &+ &$/"-<# ,0*(&$*# +"% ,"-'&% *&%(<$"- 0$ $0&# '&-/&-#. A "+'" *& "/0&-*# %#-& &+ '&-/&-# %0%'('0'# &+ 0& ,-#/&*&-= " +" *&%(<$"/($ *& +#% =-('-#%. E$ +# 0& %& -&>&-& "+ "-('-"& ($'&-$"/(#$"+ +" LGA '")(H$ ,-&H +" ,#%((+(*"* *& 0& +" *&%(<$"/($ *& =-('-#% -&/"(<" &$ 0$ '&-/&-#. E$ &%'& /"%# %( &+ '&-/&-# ($/0),+& &+ &$/"-<# -&%0+'"-= ",+(/"+& &+ "-'/0+# 1;2Z *& +" LGA /06# /#$'&$(*# 7" %(*# *&%"--#++"*# &$ &+ +'()# ,=--"# *&+ +('&-"+ "K 0& "$'&/&*&. /. N#)-")(&$'# ,#- &+ P#*&- J0*(/("+ C#)# 7&)#% ($*(/"*# +" *&%(<$"/($ *& +#% =-('-#% COMERCIO Y NEGOCIOS INTERNACIONALES UNIVERSIDAD NACIONAL PEDRO RUIZ GALLO

7 4


-&/"& $#-)"+)&$'& &$ +"% ,"-'&% # &$ 0$ '&-/&-# &+&<(*# ,#- H%'"%. S($ &)"-<# 7&)#% (%'# %0,0&%'#% &$ +#% /0"+&% '"+ *&%(<$"/($ $# -&%0+'" ,#%(+&. E$ *(/7#% /"%#% &+ P#*&- J0*(/("+ *&%(<$"-= +#% =-('-#% &$ &&-/(/(# *& %0% "/0+'"*&% 6 /#)#

/#$%&/0&$/(" *& +" %#+(/('0* 0& #-)0+& /0"+0(&-" *& +#% ($'&-&%"*#%. E+ ,-#/&*()(&$'# 0*(/("+ ,"-" &+ $#)-")(&$'# &% 0$ '-=)('& 0& %& *&%"--#++" $#-)"+)&$'& &$ ($%'"$/(" $(/". P#- &/&,/($ 6 %#+# /0"$*# &+ 0& *&%&%'()& +" %#+(/('0* *& $#)-")(&$'# /"& ($'&-,#$&- -&/0-%# *& ",&+"/($ &+ /0"+ %&-= -&%0&+'# ,#- +" S"+" C((+

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7 ,&-0(/(#% 0& ,#- *#+# # /0+," ,0*(&-"$ #/"%(#$"-. E$ &+ /"%# 4

*& +#% =-('-#% *&%(<$"*#% ,#- 0$" &$'(*"* # ($%'('0/($ "-('-"+ +" ,"-'& "&/'"*" $# %#+# %& &-= &$ +" ,#%((+(*"* *& ($'&-,#$&+"% "//(#$&% /#$'-" &+ ,-#,(# =-('-# 0& 7" #-(<($"*# &+ *"# %($# ($/+0%# /#$'-" +" ($%'('0/($ 0& +# $#)- "-'/0+# 18 *& +" LGAK.

9. PROCEDIIENTO ARBITRAL :. L;$# )&* A#"%(#$8&

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7 4


#-&/&- +#% )&*(#% ,-#"'#-(#% 18 /#--&%,#$*(&$'&%. T")(H$ *0-"$'& *(/7" &'"," /0"+0(&-" *& +"% ,"-'&% ,#*-= #,#$&-%& "+ "-('-"& %0%'&$'"$*# %0 ,&*(*# &$ +" ($&(%'&$/(" ($&>/"/(" # ($"+(*& *&+ /#$&$(# "-('-"+ # ,#- $# &%'"- ,"/'"*# &+ "-('-"& ,"-" -&%#+&- +" )"'&-(" /#$'-#&-'(*". E%'#% '&)"% *&&-=$ %&- -&%0&+'#% ,#- &+ '-(0$"+ "-('-"+ /#)# /0&%'($ ,-&(" # &$ &+ ,-#,(# +"0*# -&%0+'"$*# %0 *&/(%($

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7 4


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=. M&)%+ P#"$(#%+

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7 13. CONFIDENCIALIDAD 4


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14. ADISIBILIDAD DE PRUEBAS EN OTROS PROCEDIIENTOS 1 L"% ,"-'&% &$ &+ ,-#/&*()(&$'# /#$/(+("'#-(# &+ /#$/(+("*#6 +#% '&-/&-#% ($/+0(*#% +#% 0& ,"-'(/(,&$ &$ +" '-")('"/($ *&+ ,-#/&*()(&$'# *& /#$/(+("/($ $# 7"-=$ "+&- $( ,-&%&$'"-=$ ,-0&"% $( -&$*(-=$ '&%'()#$(# &$ 0$ ,-#/&*()(&$'# "-('-"+ 0*(/("+ # *& $*#+& %()(+"- &$ -&+"/($ /#$! "K L" ($('"/($ *& 0$" *& +"% ,"-'&% " &$'"+"- 0$ ,-#/&*()(&$'# *& /#$/(+("/($ # &+ 7&/7# *& 0& 0$" *& +"% ,"-'&% &%'H *(%,0&%'" " ,"-'(/(,"- &$ 0$ ,-#/&*()(&$'# /#$/(+("'#-(#M K L"% #,($(#$&% &,-&%"*"% # +"% %0<&-&$/("% #-)0+"*"% ,#- 0$" *& +"% ,"-'&% &$ +" /#$/(+("/($ -&%,&/'# *& 0$ ,#%(+& "--&<+# *& +" /#$'-#&-%("M /K L"% *&/+"-"/(#$&% &&/'0"*"% # +#% 7&/7#% -&/#$#/(*#% ,#- "+<0$" *& +"% ,"-'&% &$ &+ /0-%# *&+ ,-#/&*()(&$'# /#$/(+("'#-(#M *K L"% ,-#,0&%'"% ,-&%&$'"*"% ,#- &+ /#$/(+("*#-M &K E+ 7&/7# *& 0& 0$" *& +"% ,"-'&% %& 7"6" *&/+"-"*# *(%,0&%'" " "/&,'"- 0$ "--&<+# ,-#,0&%'# ,#- &+ /#$/(+("*#-M K C0"+0(&- *#/0)&$'# ,-&,"-"*# $(/")&$'& ,"-" +#% >$&% *&+ ,-#/&*()(&$'# /#$/(+("'#-(#. 2 E+ ,=--"# 1 *&+ ,-&%&$'& "-'/0+# %&-= ",+(/"+& /0"+0(&-" 0& %&" +" #-)" 0& -&(%'"$ +" ($#-)"/($ # +"% ,-0&"% )&$/(#$"*"% &$ *(/7# ,=--"#. 3 N($<$ '-(0$"+ "-('-"+ '-(0$"+ *& 0%'(/(" $( /0"+0(&#'-" "0'#-(*"* ,+(/" /#),&'&$'& ,#*-= -&&+"- +" ($#-)"/($ " 0& %& 7"/& -&&-&$/(" &$ &+ ,=--"# 1 *&+ COMERCIO Y NEGOCIOS INTERNACIONALES UNIVERSIDAD NACIONAL PEDRO RUIZ GALLO


7 4 ,-&%&$'& "-'/0+# 6 %( &%" ($#-)"/($ %& ,-&%&$'"%& /#)#

,-0&" &$ /#$'-"&$/($ *&+ ,=--"# 1 *&+ ,-&%&$'& "-'/0+# *(/7" ,-0&" $# %& /#$%(*&-"-= "*)(%(+&. N# #%'"$'& &%" ($#-)"/($ ,#*-= -&&+"-%& # "*)('(-%& /#)# ,-0&" &$ +" )&*(*" &$ 0& +# ,-&%/-(" +" +&6 # &$ 0& %&" $&/&%"-(# " &&/'#% *&+ /0),+()(&$'# # &&/0/($

*& 0$ "/0&-*# *& '-"$%"//($.  L&6 #*&+# *& +" CNUDI %#-& C#$/(+("/($ C#)&-/("+ I$'&-$"/(#$"+ 4 L"% *(%,#%(/(#$&% *& +#% ,=--"#% 1 2 6 3 *&+ ,-&%&$'& "-'/0+# %&-=$ ",+(/"+&% ($*&,&$*(&$'&)&$'& *& 0& &+ ,-#/&*()(&$'# "-('-"+ 0*(/("+ # *& $*#+& %()(+"- %& -&>&-" " +" /#$'-#&-%(" 0& %&" # 7"6" %(*# #&'# *&+ ,-#/&*()(&$'# /#$/(+("'#-(#. 5 S($ ,&-0(/(# *& +"% +()('"/(#$&% &$0$/("*"% &$ &+ ,=--"# 1 *&+ ,-&%&$'& "-'/0+# $($<0$" ,-0&" 0& %&" "*)(%(+& &$ 0$ ,-#/&*()(&$'# "-('-"+ 0*(/("+ # *& $*#+& %()(+"- *&"-= *& %&-+# ,#- &+ 7&/7# *& 7"&- %(*# 0'(+("*" &$ 0$ ,-#/&*()(&$'# *& /#$/(+("/($.

15. TERINACIÓN DEL PROCEDIIENTO DE CONCILIACIÓN E+ ,-#/&*()(&$'# *& /#$/(+("/($ %& *"-= ,#- '&-)($"*#! "K A+ /#$/&-'"- +"% ,"-'&% 0$ "--&<+# /#$/(+("'#-(# &$ +" &/7" *& &%& "--&<+#M K A+ &&/'0"- &+ /#$/(+("*#- ,-&(" /#$%0+'" /#$ +"% ,"-'&% 0$" *&/+"-"/($ &$ +" 0& %& 7"<" /#$%'"- 0& 6" $# 7"6 -"#$&% ,"-" %&<0(- ($'&$'"$*# ++&<"- " +" /#$/(+("/($ &$ +" &/7" *& '"+ *&/+"-"/($M /K A+ 7"/&- +"% ,"-'&% "+ /#$/(+("*#- 0$" *&/+"-"/($ *& 0& *"$ ,#- '&-)($"*# &+ ,-#/&*()(&$'# *& /#$/(+("/($ &$ +" &/7" *& '"+ *&/+"-"/($M # *K A+ 7"/&- 0$" ,"-'& " +" #'-" # +"% #'-"% ,"-'&% 6 "+ /#$/(+("*#- %( %& 70(&-& *&%(<$"*# 0$" *&/+"-"/($ *& 0& *" ,#- '&-)($"*# &+ ,-#/&*()(&$'# *& /#$/(+("/($ &$ +" &/7" *& '"+ *&/+"-"/($.


7 1. EL 4 CONCILIADOR COO RBITRO


S"+# "/0&-*# &$ /#$'-"-(# *& +"% ,"-'&% &+ /#$/(+("*#- $# ,#*-= "/'0"- /#)# =-('-# &$ 0$" /#$'-#&-%(" 0& 7"6" %(*# # %&" #&'# *&+ ,-#/&*()(&$'# /#$/(+("'#-(# $( &$ #'-"

/#$'-#&-%(" 0& %0-" " -" *&+ )(%)# /#$'-"'# # -&+"/($ 0-*(/" # *& /0"+0(&- /#$'-"'# # -&+"/($ 0-*(/" /#$&#%.

1. RECURSO A PROCEDIIENTOS ARBITRALES O JUDICIALES C0"$*# +"% ,"-'&% 7"6"$ "/#-*"*# -&/0--(- " +" /#$/(+("/($ 6 %& 7"6"$ /#),-#)&'(*# &,-&%")&$'& " $# &$'"+"- &$ 0$ *&'&-)($"*# ,+"# # )(&$'-"% $# %& ,-#*0/" /(&-'# 7&/7# $($<$ ,-#/&*()(&$'# "-('-"+ # 0*(/("+ /#$ -&+"/($ " 0$" /#$'-#&-%(" &(%'&$'& # 0'0-" &+ '-(0$"+ "-('-"+ # *& 0%'(/(" *"-= &&/'# " &%& /#),-#)(%# &$ '"$'# $# %& 7"6" /0),+(*# +# &$ H+ &%'(,0+"*# %"+# &$ +" )&*(*" $&/&%"-(" ,"-" +" %"+"<0"-*(" *& +#% *&-&/7#% 0& " 0(/(# *& +"% ,"-'&% +&% /#--&%,#$*"$. E+ ($(/(# *& '"+ ,-#/&*()(&$'# $# /#$%'('0(-= &$ % )(%)# 0$" -&$0$/(" "+ "/0&-*# *& -&/0--(- " +" /#$/(+("/($ $( +" '&-)($"/($ *& H%'".

18. EJECUTORIEDAD DEL ACUERDO DE TRANSACCIÓN S( +"% ,"-'&% ++&<"$ " 0$ "/0&-*# ,#- &+ 0& %& -&%0&+" +" /#$'-#&-%(" *(/7# "/0&-*# %&-= ($/0+"$'& 6 %0%/&,'(+& *& &&/0/($_ fL#% E%'"*#% ,-#)0+<"$'&% ,#*-=$ ($/#-,#-"- 0$" *&%/-(,/($ *&+ )&*(# *& &&/0/($ *& +#% "/0&-*#% *& '-"$%"//($ # -&)('(-%& " +"% *(%,#%(/(#$&% 0& -("$ %0 &&/0'#-(&*"*g. OR 2;;4K

19. CASO SOBRE CONCILIACION INTERNACIONAL INFORME DE CONCILIACIÓN RELATIVO A LA LÍNEA DE DEMARCACIÓN ENTRE GUATEMALA Y BELICE

L#% /#$/(+("*#-&% ,-#,0%(&-#$ &$ +# 0& %& -&>&-& "+ '-""*# '&--&%'-& *&>$(- +"% /##-*&$"*"% *& +" -#$'&-" &$'-& +#% *#% ,"%&% 6 /-&"- 0$" COMERCIO Y NEGOCIOS INTERNACIONALES UNIVERSIDAD NACIONAL PEDRO RUIZ GALLO


7 /#)(%($ 'H/$(/" &$/"-<"*" *& +" *&)"-/"/($ 6 /#$%#+(*"/($ *& +" +$&"4 -#$'&-(" 6 %0 )"$'&$()(&$'# &$ &+ 0'0-#.

A#-*"-#$ +" /0&%'($ *& +" ,#+"/($ *& S"$'" R#%" #-&/(H$*#+& +" ,#%((+(*"* *& %&<0(- ((&$*# *#$*& %& &$/0&$'-" "/'0"+)&$'& # '-"%+"*"-%& "+ +0<"- *& %0 &+&//($ " '-"H% *& 0$ >$"$/(")(&$'# *&+ F#$*# *& D&%"--#++#. E$ &+ %&/'#- )"-'()# &%'"+&/(&-#$ +#% %(<0(&$'&% ,-($/(,(#% =%(/#%! L" -#$'&-" )"-'()" &$'-& &+ )"- '&--('#-("+ *& B&+(/& 6 G0"'&)"+" &% +" L$&" *& E0(*(%'"$/("h B&+(/& "/&,'" +" L$&" *& C(&--& *& +" B"7" ,"-" +" B"7" *& A)"'(0& &$'-& &+ C"# T-&% P0$'"% 6 +" #-(++" S0*&+ -# S"-%'$h G0"'&)"+" 6 #$*0-"% "/&,'"$ &+ )H'#*# *& +"% +$&"% -&/'"% =%(/"% ,0+(/"*# ,#- B&+(/&h G0"'&)"+" 6 B&+(/& "/&,'"$ &+ )H'#*# *& +"% +$&"% -&/'"% =%(/"% ,0+(/"*# ,##$*0-"%. P#- #'-" ,"-'& %& #'#-< " G0"'&)"+" 0$ /#--&*#- *& "//&%# /#$ *&-&/7#% *& $"&<"/($ (+()('"*#% &+ /0"+ %& &'&$*&-= %#-& *#% )(++"% &$ ")"% ,"-'&% *& +" L$&" *& E0(*(%'"$/(" 0& *((*& &+ )"- '&--('#-("+ *& B&+(/& *&+ *& #$*0-"%. E%'" ,-#,0&%'" ($/+06& +" /-&"/($ *& 0$" /#)(%($ -&<(#$"+ '-(,"-'('" *& "*)($(%'-"/($ *& +" ,&%/" ,"-" &+ G#+# *& #$*0-"% /06" ,-&%(*&$/(" /#--&%,#$*&-= " B&+(/& " G0"'&)"+" 6 " #$*0-"% %&<$ 0$ %(%'&)" *& -#'"/($. D& /#$#-)(*"* /#$ &+ *&-&/7# ($'&-$"/(#$"+ +" C#)(%($ T-(,"-'('" '&$*-= 0$/(#$&% *& <&%'($ *& /#$%&-"/($ " +"-<# ,+"# 6 *& 0'(+("/($ %#%'&$(+& *& +"% ,#+"/(#$&% *& ,&/&% '-"$%#$"+&% 6 +"% ,#+"/(#$&% *& ,&/&% "+'")&$'& )(<-"'#-("% %('0"*"% &$ +"% i#$"% E/#$)(/"% E/+0%("% *& B&+(/& G0"'&)"+" 6 #$*0-"%. E$ +" )&*(*" &$ 0& &+ G#+# *& #$*0-"% &% 0$" #$" '-"$%-#$'&-(" *#'"*" *& 0$" *(&-%(*"* &/#+<(/" /#)$ *& B&+(/& G0"'&)"+" 6 #$*0-"% +"% "0'#-(*"*&% &/#$)(/"% *& +#% '-&% ,"%&% *& +" #$" '#)"-#$ )&*(*"% ",-#,("*"% ,"-" <"-"$'("- %0 ("(+(*"*. A/#-*"-#$ -&/0--(- " 0$ )&/"$(%)# ,"-" /##-*($"- 6 "-)#$("- +" ,-&%&-"/($ *& *(/7#% -&/0-%#% /#)0$&% &$ #-)" *& 0$ ,"-0& &/#+<(/# '-($"/(#$"+ ,"-" 0%#% )+'(,+&% /06# #&'(# &%&$/("+ &% +" /#$%&-"/($ *& +#% -&/0-%#% *& +" #$" &$ ,"-'(/0+"- +#% -&/0-%#% )"-($#% 6 &+ *&%"--#++# *& 0$ &/#'0-(%)# %#%'&$(+&. U$" *& +"% /"-"/'&-%'(/"% *& &%'& -H<()&$ &% 0& "0$0& +"% '-&% #$"% &%'=$ %#)&'(*"% "+ /#$'-#+ "*)($(%'-"'(# &&-/(*# ,#- +#% -&%,&/'(#% ,"%&% &$ &+ )#)&$'# *& +" &$'-"*" &$ (<#- *& +#% T-"'"*#% *& S#+0/($ *& +" C#$'-#&-%(" +#% *&-&/7#% *& "//&%# " &%'"% #$"% 6 %0 0'(+("/($ ,#- +#% $"/(#$"+&% *& &%'#% '-&% ,"%&% &%'"-=$ <"-"$'("*#% '&$(H$*#%& *&(*")&$'& &$ /0&$'" &+ #&'(# *& /#$%&-"/($ *&+ P"-0& E/#+<(/# 6 *& /#$#-)(*"* /#$ +" +&<(%+"/($ <&$&-"+ *& +#% -&%,&/'(#% ,"%&% 6 +"% *&/(%(#$&% 0& "*#,'& +" C#)(%($ *&+ P"-0& E/#+<(/# B&+(/&\G0"'&)"+"\#$*0-"%.



7 P#- +'()# %& ,-&H +" /-&"/($ *& 0$ F#$*# F(*0/("-(# *& D&%"--#++# ,"-"4 ,-#)#&- &+ *&%"--#++# &$ ")#% ,"%&%. S& 0'(+("-= *(/7# F#$*#

&,-&%")&$'& ,"-" "'&$0"- +" ,#-&" "%#+0'" 6 -&)&*("- +" &%/"%& *& '(&--"% &$ +"% ,-#($/("% -#$'&-("% *& G0"'&)"+" )&*("$'& +" /-&"/($ *& 0$ &%'"+&/()(&$'# 70)"$# &%,&/("+ &+ #-*&$")(&$'# 6 ,-#'&//($ *&+ P"-0& E/#+<(/# B&+(/&\G0"'&)"+"\#$*0-"% 6 +" ",+(/"/($ *& &%'"% ,-#,0&%'"% 6 *& +#% T-"'"*#% *& S#+0/($ *& +" C#$'-#&-%(".

BIBLIOGRAFA AGENCIA PERUANA DE COOPERACIÓN INTERNACIONAL. 2;;1K. APCI.GO6.PE. O'&$(*# *& APCI.GOB.PE! 7'',!.",/(.<#.,&IINNCI"-/7(#%COPENDIOPARTE c2;2C#$&$/(cC3cB3$c2;*&c2;V(&$"c2;%#-&c2;T-"'"*#%.,* CA SANTIAGO. 23 *& ; *& 2;15K. CAM SAN&IAGO. O'&$(*# *& ./")%"$'("<#./+"-'(/0+#%j#$+($&1jA-c2;C#) c2;I$'&-$"/(#$"+.*#/ CIAC. %..K. Co(i"i,n Intera(eri$ana de Arbitraje Co(er$ial. O'&$(*# *& 7'',!./("/:("/"/.#-</#$'&$(*#/#$'&$(*#."%,? /"'IDk8;5a/#$IDk43a,"$(/(cC3cB3$ O%'&-+($< A#<"*#%. S&'(&)-& *& 2;;5 K. O"terlin+ Abo+ado". O'&$(*# *& 7'',!.#%'&-+($<>-)./#)D#/0)&$'#%"-'(/0+#%A-'cC3cAD/0+# c2;A-('-"&.2c2;%&'c2;;5.,* P-#<. $"/. *& A-('-"& 6 /#$/(+("/($. 23 *& 11 *& 2;1K. Pro+ra(a Na$ional de Arbitraje y Con$ilia$i,n. O'&$(*# *& 7'',%!/#$/(+("/(#$.<#./#,#-'"+A-('-"&:Q0cC3cA9:&%: A-('-"&V&$'""%:*&+:A-('-"& VIENNA INTERNACIONAL ARBITRAL CENTER. %..K. VIAC.EU. O'&$(*# *& VIAC.EU! 7'',!.("/.&0&%"-('-"&:&%)#*&+:/+"0%&:&%:+"0%&+ OR N. U. 2;;4K. Ley Modelo de la CNUDMI "obre Con$ilia$i,n Co(er$ial Interna$ional. O'&$(*# *& L&6 #*&+# *& +" CNUDI %#-& C#$/(+("/($ C#)&-/("+ I$'&-$"/(#$"+!


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PREGUNTAS DE ARBITRAJE Y CONCILIACIÓN INTERNACIONAL

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Trabajo Conciliacion y Arbitraje Internacional Final (1)

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