Functional occlusion from TMJ to smile design

Photography, Video Recording, and Audio Recording Policy The use of still and video cameras, film or digital, including any cellular or other devices that have this capability, is STRICTLY PROHIBITED during class hours of hands-on courses and lectures presented by The Dawson Academy and it’s faculty. Any persons found in violation of this policy will be asked to cease immediately and delete any media. Non-compliance by any individual of this policy will lead to; forfeit of attendance at a course and tuition, as well as the risk of prosecution under the federal laws governing copyright infringement.

ESZQ][Sb]

Peter E. Dawson, D.D.S. John C. Cranham, D.D.S.

! +853?>D5>DC?6D89C=1>E1< 9>371<< 9<C 1B5E>45B3?@IB978D@B?D53D9?> &?@1BD?6D89C2??;=1I25B5@B?4E354 ?BDB1>C=9DD549>1>I6?B= 2I1>I=51>C =5381>931< 5<53DB?>93 @8?D?3?@I9>7 B53?B49>7 CD?B549>1>I41D121C5?BB5DB95F1<CICD5=?B ?D85BG9C5G9D8?ED@B9>D543B549D1>4D85@B9?B GB9DD5>@5B=9CC9?>?6 +851GC?>3145=I

?@IB978DO

2I(5D5B1GC?> * <<B978DCB5C5BF54

Welcome to

The Concept of Complete Dentistry Series

he or she can execute the services needed with a very high level of predictable success

and will have a foundation without equal for elevating his or The information in this seminar is foundational for every sequential step toward achieving Master level dentistry... but don't miss the point that understanding occlusion, and how all the components of the masticatory system are interrelated ... is the key to predictable dentistry, regardless of your current practice or type ofspecialty.

precise

“high level of predictable success”

Note: Although this course has provided supervised clinical experience, be aware that caution should be taken when integrating new techniques, with limited knowledge, into practice.

ɄȽɜȐȽɜ,Ȑɴ I. Concepts

A Perspective About Occlusion and Complete Dentistry ........................................................... I - 1 Goals of Complete Dentistry..................................................................................................... I - 3 Helping Patients Understand..................................................................................................... I - 4 Occlusal Disease ........................................................................................................................ I - 9 Occlusal Principles ................................................................................................................. I - 11 Mechanism for Deformation ................................................................................................... I - 14 Determinants of Occlusion .................................................................................................... I - 15 Requirements for Successful Occlusal Therapy ....................................................................... I - 17 Design of the Masticatory System .......................................................................................... I - 19 Understanding Centric Relation .............................................................................................. I - 27 Classification of TMJ Disorders - Dawsons Classification of Occlusion ................................... I - 40 The Role of Muscle.................................................................................................................. I - 42 The Mechanoreceptor System .................................................................................................. I - 46 Observations from Photocclusion Studies................................................................................ I - 49 Adapted Centric Posture.......................................................................................................... I - 54 Determining Centric Relation ................................................................................................. I - 56 Load Testing for Verification of CR ........................................................................................ I - 61 Why You Should Use Bilateral Manipulation ......................................................................... I - 66 Other Methods for Recording CR ........................................................................................... I - 67 Claims of “Neuromuscular Dentistry ...................................................................................... I - 73 Simplifying Instrumentation .................................................................................................. I - 78 Misconceptions About the TMJs ............................................................................................. I - 82

II. Examination/Instrumentation The Complete Examination: Records for Success......................................................................II - 1 Analysis of Occlusions ............................................................................................................II - 19 Articulator Usage....................................................................................................................II - 25 Why Casts Must be Related to the Condylar Axis ..................................................................II - 37

III. Functional Harmony Requirements for Equilibrium .................................................................................................III - 2 Requirements for Occlusal Stability .........................................................................................III - 3 Understanding Vertical Dimension..........................................................................................III - 5 Understanding the Neutral Zone...........................................................................................III - 15 Understanding the Plane of Occlusion .................................................................................III - 19

IV. Anterior Teeth Anterior Teeth ........................................................................................................................IV - 1 Principles of Smile Design .......................................................................................................IV - 2 Options for Treatment.............................................................................................................IV - 4 The Zone of Functional Anatomy ..........................................................................................IV - 7 The Envelope of Function ......................................................................................................IV - 9

V. Posterior Teeth Posterior Teeth ........................................................................................................................V - 1 Occlusal Plane Analysis ...........................................................................................................V - 2 Lower Fossa Contour ..............................................................................................................V - 4 Goal of Perfected Occlusion ....................................................................................................V - 7 Criteria for Success ...................................................................................................................V - 8

VI. Dysfunction How to Know if an Occlusion is Stable ..................................................................................VI - 1 How to Determine if TMJs are Healthy .................................................................................VI - 2 Analysis of Orofacial Pain ........................................................................................................VI - 4 Diagnosing Occluso-Muscle Pain ...........................................................................................VI - 5 Intracapsular Disorders............................................................................................................VI - 7 Condyle / Disk Derangements .............................................................................................VI - 12 How TMJ Deformation Occurs ...........................................................................................VI - 13 Classification of TMJ Disorders - Dawsons Classification of Occlusion .................................VI - 16 Classification of TMJ Disorders (Piper) .................................................................................VI - 18 Emotional Stress in TMD ....................................................................................................VI - 32

VII. Treatment Planning Treatment Planning to determine appropriate treatment options ............................................. VII-1 3D Treatment Planning: 10 Steps to Functional Esthetic Excellence...................................... VII-21

The Ten Factors It is impossible to fully understand occlusion if anyone of the ten critical factors is missing from one's comprehension. The problem for too many dentist is that those who lack a total understanding ofall ten factors typically don't know what they don't know so they never fully realize how predictable dentistry can be. We love to teach this seminar because it is so much fun to see the lights turn on when one learns what he or she has been missing. All of a sudden occlusion starts to make sense. And the nicest part of this is that when itstarts to make senseJ you’ll see it isn t as complicated as youve been told. We are dedicated to helping you really understand occlusion so clearly that it will become life changing. Learn these ten factors and you'll see why We are so sure of their importance in your practice.

&$.

FUNCTIONAL OCCLUSION – FROM TMJ TO SMILE DESIGN

$-.,$"/'1$ !+0/""(0.'+* *# +),($/$$*/'./-3 56?B5G5CD1BD <5DLC144B5CC13?==?>=9C3?>35@D9?>D81D=1>I 45>D9CDC81F512?ED3?=@<5D53?=@B585>C9F545>D9CDBI!>1>1DD5=@D D?25=?B585<@6E<9>?EBD51389>75?BDC G581F59>D5BF95G548E>

4B54C?645>D9CDC.81DG5<51B>549CD81D=?CD45>D9CDC81F51C5<6 <9=9D9>73?>35B>D81D3?=@<5D545>D9CDBI9C?>DC G8?31>1?B45H35@D9?>1<45>D9CDBI51B?6BE>>9>7?@1D95>DC9C D85=?CD3?==?>B51C?>6?B>?D4?9>73?=@<5D55H1=9>1D9?>C1>4 3?=@<5D5DB51D=5>D@<1>C'331?D5F5>3?>C945B54 2531EC5?6C5B9?EC=9C3?>35@D9?>C12?EDD85B?<5?33@<1IC9> B5<1D9?>D?2?D8C8?BDD5B=1>47D5B==1CD931D?BICICD5=49C

?B45BC 9>37D??D8@B?2<5=C1>4=1>IDI@5C?6?B?61391<@19> %1>I6135DC?6?33C945B542531EC5@B?7B5C

C9F541=17531>?33EB9>D8512C5>35?6@19> *E3825<956C1B5E>45BCD1>412<52531EC5C?65G45>D9CDC81F5255> 145AE1D55F5>21C936E>41=5>D19C9C 1DD85851BD?6D85@B?2<5=531EC5?33@<1ICCE3814?=9>1>D B?<59>1<=?CD5F5BID89>7145>D9CD4?5C >?DE>45BCD1>49>7D81DB?<5 31EC5C1=1:?B1=?E>D?6G1CD54D9=5 1>4=1;5C9D9=@?CC92<5D?25 @B5493D9F59>D??=1>I1C@53DC?64917>?C9C1>4DB51D=5>DD?D1;51 381>35?>5HD5>C9F5DB51D=5>D@<1>C ED@<51C54?>LD=9CCD85=?CD9=@?BD1>D@?9>D?61<
85>C9F5E>45BCD1>49>7?6?3339@<5C9C9>F1DG9D8<9=9D54>1>35C 1C9=@<5?339C?6D5>D85495B5>3525DG55>3?=6?BDFC@19>K?B1 =19>D19>12<545>D9D9?>FC7D55D8K?B1C<978D?33
=5>D9>CD514?65>4?4?>D93CK?B14191D54?BD8545>D9CD 5F5BID9=5I?E@ED9>5F5>1C9>7<5B5C

D?B1D9?> I?EL<<C1F5D9=51>46BECDB1D9?>96I?E;>?GD85BE<5C6?B ?33I 5B51B5=1>IB51C?>CG8I?EB3?B53EBB93E
N$51B>D85=G5<<5>I?E31> D1;5I?EB@B13D935D?G81D5F5B<5F5<I?E1C@9B5

M531EC5?33@<1ICCE3814?=9>1>DB?<59>1<=?CD5F5BI

D89>7145>D9CD4?5C >?DE>45BCD1>49>7D81DB?<531EC5C1=1:?B 1=?E>D?6G1CD54D9=5 1>4=1;5C9D9=@?CC92<5D?25@B5493D9F5 12?ED3?=@<5D5@1D95>D3?=6?BD1>4C1D9C613D9?>N

I-1

390

4TH

STREET

NORTH,

SUITE

200


2+,$-.,$"/'1$.+*+-+% "' (, '* 5>D9CDC1B5?BC8?E<425D85@8IC9391>C?6D85=1CD931D?BICICD5= 5B56?B5@19>?B4IC6E>3D9?>G9D89>D85=1CD931D?BICICD5=1B5 D85B5C@?>C929<9DI?645>D1<@B13D9D9?>5BC*14I@1D95>DCG8? 1B5619D86E<G9D8D859B45>D1<31B53?>D9>E5D?CE5B@19>D81D>5F5B 5F5>75DC>?D93542ID859B45>D9CD =E38<5CCDB51D545B51B58E75 ?@@?BDE>9D95CD?85<@@1D95>DCG9D8?B?61391<@19> 9>3718978 @5B35>D175?685141385C +%"B5<1D54@19> 1>4?D85B@19>B5<1D54D? D85D55D81>4D85>5EB?=EC3E<1BCICD5=D81D1B5B?ED9>5 =1>I 96>?D=?CD45>D1<@B13D935C5B51B5DG?@B5F1<5>DF95G@?9>DC B571B49>7?B?61391<@19> !D9C=?CD4CDBE3DEB1< 49C?B45BCD81D1B53?BB53D92<5 .89<5>?D2<9>4D?D85@?D5>D91<@CI38?
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

6E>3D9?>1CC55>9> ?6@B?7B5CC9F5456?B=1D9?>9>D85:?9>DC1>4 D85D55D8(B?@?>5>DC?6D89C3?>35@D D8?E78C=1<<9>>E=25B81F5 255>@B?<933?>DB92ED?BCD?1@B?6EC51=?E>D?6<9D5B1DEB5!D9CD89C 2?4I?6<9D5B1DEB5D81D9>E5>354D85&! D?G9451D5D85 6?<7TFSJPVTMZGMBXFEB53?==5>41D9?>CF911>1D9?>1<=54912<9DJ ti5.%wIBTOPDPNNPOFUJPMPHZPSCJPMPHJDBMFYQMBOBUJPO t3FTFBSDISFGVUFTUIFWBMVFPGPDDMVTBMUIFSBQZGPSi5.%w t0DDMVTJPOJTOPUBGBDUPSJOi5.%w t*SSFWFSTJCMFUSFBUNFOUJTPGMJUUMFWBMVF ti.FDIBOJTUJDwUIJOLJOHBOEUSFBUNFOUTTIPVMECFBWPJEFE !$//$- ,,-+ "& 25DD5BE>45BCD1>49>7?6=1CD931D?BICICD5=1>1D?=I @8IC9?429?=5381>93C3?=29>54G9D83EBB5>D=5D8?4C6?BC@53933<1C

C931D9?>?6=1CD931D?BICICD5=49C?B45BCG9<<B5CE1DBE7D853?>93D9>73?>35@DC

I-2

390

4TH

STREET

NORTH,

SUITE

200


+% +),($/$$*/'./-3 .581F5D?35@D?63?=@<5D545>D9CDBIG9D89>D8B55 @5BC@53D9F5C.581F5D?E>45BCD1>4D85 ?6?333D9?> 1>4G581F5D?E>45BCD1>4D85 , C945?66E>3D9?> .51DC6E>3D9?>81B=?>9?EC1>5>F9B?>=5>D?6

!>D89CC5=9>1BG5G9<< 3?>35>DB1D5?>D8529?=5381>93C?6?331>4D85@8IC9?C5C?6=1CD931D?BICICD5=81B=?>IFCD853?>C5AE5>35C?649C

81B=?>I *9>35D85@B9>39@<57?1<?61<<45>D1<D85B1@I9C?@D9=E=?B1<8519C5H13D2I?@D9

=E=?B1<8517CE775CD9?>C51B386?B1 @5B653DI?E >4?>5 @8?D?7B1@89D1>4EC5 D81D@93DEB5?6D?D1<
CE5C1>4D55D81C1F9CE1<7?1<6?B1<< I?EB@1D95>DC%51CEB51<<DB51D=5>D B5CE7G9D8D859451<

?? ????

??

????

????

??? ????

TORY EFRAC O2 ??? IO R E ???? 0 EVERE ???? ?????? ? ? 3 ? ? ? ? O ? ? IO ?? ??? ??? ???? E0ER ???? ??????? ??????? ?? ???? DERAT ? ? ? ???? ATE ? RIOO-O ???? ??????? ??????? ??????? ?? $ ? ? ? M E ??? ??? ??? ??? ??? ILD0 %XA ???? ??????? ??????? ??????? ??????? ????? ???? GIVITISO? ? ? ???? ? ? ???? ???? ??????? ??????? ??????? ??????? ??????? ????? IN ? ? ? ? ' ? ? ? ? O ?? ?????? ?????? ????? ?????? ???? ??? ????? ???? LTHY ? ???? ? ? ???? ? ?? ?? ???? NO(EA ???? ??????? ??????? ??????? ??????? ??????? ?????? ??????? ????? ? ? ? ? ? ? ?? ?? ?? ?? ?? ?? ?? TIO ?? ??? E ? IlCA M TABLE ??????? ??????? ??????? ??????? ??????? ??????? ?????? ??????? ??????? ??????? S S S A N LA . ? 5 O ?? O ? ??? ??? NT S ?? ??? ??? ??? ??? ION ??? # 0ATIE $/.4!, 3TABLE TECONCERN ???????? ???????? O2EFERTETELIMINAT?????????????????????????????????????????????????? ? ? ? O ? ? )/ MEDIA LE ????? ??????? 0OCK OGINGIVAL ??????? ??????? ??????? ??????? ?????? M O 0%2 ATIONS ) ? O ? ?? ?? AB ?? UC ?? C ???? EFERR O- THETIC ?? THENING ??????? ??????? ??????? )MPLI O$ TIONAL ? ? O%S OWNLENG ARRELING ??????? ??????? P ? R O/ ? ? B ? O# RCATION ????? ?????? N ARATIO ??? O&U TIONING ??????? PREP D ???? ? C MEN RYMOUTH S ? ???? M O3E ??????? O C N ???? ??????? ? 2E LIMINA TRUCTIO ? ? ? ? ? ? ? ? E ?? ?? ?? ?? ?? O0R GIENEINS ???? ??????? ???? ??????? ??????? ? ? ? ? ? " Y ? ? IS ? ? ? ? N ?? ?? ?? ??? O( PHYLAX G ??? ! ???? ???? LUATIO O ???? ??????? ??????? ??????? " !" O0R OTPLANIN NINGEVA ??????? ??????? ? ? ???? ? ! ? ???? ??????? ??????? ??????? N " !" ? ? O2O STROOTPLA??????? ??????? ! ? ? ? ? ? ENSIO ??? ??? ??? ???? " O0O HER ???? ??????? ???? ??????? ??????? ??????? NESSO4 ! T IGHT ? ? R ???? ? ???? O/ MENTS ? 2 EFT ???? ??????? ??????? ??????? O4ENDE ???? N ? O ? I M ? T ? ? ? A ? , ???? ?????? ? ? C ? #O ? ? ? IN ? ? l ? ? A I ? ? ? ? S ? LE ? ? ? ? S 0 ? ?? ?? NSTAB ?????? ?????? ?????? ?????? R#LA EGO ???? ??? ???? O5 0IPE O. NS

$R ? "Y

??

I-3

390

4TH

STREET

NORTH,

SUITE

200


?$(,'*D, /'$*/.0*#$-./ *# (1D95>DCB514941@@B5391D55H@<1>1D9?>CD81DD85I31> E>45BCD1>4!>4D??=1>I45>D9CDCG8?1B5651B6E<?64?9>73?=

@<5D55H1=9>1D9?>C2531EC5D85I1B53?>35B>54D81D@1D95>DCG9<<C5>C5 D85I1B5259>7C?<4C?=5D89>7D85I4?>LD>554?BG1>D9C=1I 25D8531C596D8545>D9CD9C1DD5=@D9>7D?MC5<DC 1<=?CD>5F5BB5C9CD1>5=@1D85D9385<@6E<1DD9DE452I145>D9CDG8?9C 75>E9>535B>54G9D885<@9>7@1D95>DC=1;5D85B978D4539C9?> 9C9C25CD4?>52IC8?G9>7D85=5F5BI D81D9C@B5F5>D

9>7D85=6B?=?@D9=E==19>D19>12<58514D85>@1D95>D7D85=D?E>45BCD1>4D85

?6>?DDB51D9>75138 @B?2<5=9>1D9=5351<=?CD5F5BI45>D1<@B?2<5=81C1 D5>45>3ID?@B?7B5CCD?1G?BC5@B?2<5=9>D9=5 5F5BI@1D95>D81C1 B978DD?;>?G12?ED1>I@B?2<5=D81D153DCD85=19>D19>12<58514D9CCE5C #55@9DC9=@<5H@<19>D81D@1D95>DCDG?G1IC 5D55D82B51;4?G> 5CE@@?BD9>7D9CCE5C2B51;4?G> 'D85BD81>9>:EBI?B@1D8?39@<531EC5C 6?B59D85B?6D85C52B51;4?G>CD??33EB

0. /'1$% "/+-4K'"-++-D *'.). 5BCD31EC59C45CDBE3D9?>2I =93B??B71>9C=C.585<@?EB @1D95>DCE>45BCD1>48?G213

D5B91<D?H9>C41=175D85D55D8 1>4D85D9CCE5C.55H@<19>?EB B5C@?>C929<9DI9CD?=1;55F5BI @1BD?6D859B=?ED83?=@<5D512<559BB5C@?>C929<9DI9C D?;55@9D3<51>

0. /'1$% "/+-4K/-$.. 5?D85B31EC56?B45CDBE3D9?>9CCDB5CC6E<?F5BD85D55D8 5B51B5=1>I495B5>DG1ICD89C?F5B31EC541=175D?D85 D55D81CG5<<1C?D85B@1BDC?6D85=1CD931D?BICICD5=1=175D?D85 D55D86B?=?33=I?@9>9?>?33C92<56?B=?B541=175D? D??D8CDBE3DEB5 =?B54=?B5 49C3?=6?BDG9D89>D85=1CD931D?BICICD5=D81>1>I?D85B31EC5 9>3731B95C1>4@5B9?4?>D1<49C51C5$5DLCC?6?3359>5F5BI45>D1<@B13

D935[1>4G8938D???6D5>7?E>45D53D541>4E>DB51D542531EC5<9;5

I-4

390

4TH

STREET

NORTH,

SUITE

200


@5B9?4?>D1<49C51C51>4C?=531B9?EC<5C9?>C D85@B?7B5CC9F5 ?6?33?D133?=@1>9542I E>D9< D8541=17581C@B?7B5CC54D?1>14F1>354CD175?DB53?7>9J541C9>4931D9?>C?6 " G 41=175D81DC8?E<4259>D5B35@D541>43?BB53D54D?@B5F5>D=?B5 C5B9?EC@B?2<5=C

-'*"',($<'D*. ()+./ (2 3. .3),/+).

'D*.1..3),/+).

I-5

390

4TH

STREET

NORTH,

SUITE

200


Helping Patients to Understand Treatment Needs cuts, are almost fool proof in helping patients to make right decisions

honest approach to patient education, but their use is dependent on the dentist’s understanding of all the factors of occlusion and a goal of long term maintainable health for all the structures in the masticatory a framework for further explanation of cause and effect diagnosis and treatment planning for complete dentistry. One additional mindset is also important. In the entire process of examining and treatment planning, the dentist should act in every respect as an advocate of the

call it the implications mindset 1. Help the patient see and understand every problem. 2. Help the patient understand the implications of not treating each problem in a timely manner. 3. Classify the implications: a. Immediate now. Delay will result in more extensive treatment with possibility of a less satisfactory result. b. Deferable...Treatment will be needed but could be delayed observation at recall appointments. c. Optional...Usually relates to esthetics treatment that would be “nice to have” but is not necessary to keep the teeth healthy. 4. Explain how each problem can be solved. To guide the dentist in all treatment recommendations, I have found that the WIDIOM rule is always a dependable guide. Ask the question:

W I D I O M I-6

Would I Do It On Me

If any signs of occlusal disease are present, decide on: treating the problem NOW. 2. Could it be DEFERRED without development of a worse problem? 3. Is it really needed to prevent loss of teeth?

390

4TH

STREET

NORTH,

SUITE

200


0ATIENT.AME ??????????????????????? %XAM$ATE????????????? "Y$R????????????????????????? 0%2)/$/.4!,#LASSIlCATIONO(EALTHYO'INGIVITISO-ILD0ERIOO-ODERATE0ERIOO3EVERE0ERIOO2EFRACTORY )MPLICATIONS O3TABLE O5NSTABLE O)MMEDIATECONCERNS???????????????????????????????????????????????????????????????????????????? O$EFERRABLE ??????????????????????????????????????????????????????????????????????????????????? O/PTIONAL ??????????????????????????????????????????????????????????????????????????????????? 2ECOMMEND O2EFERTO ???????????????????????????????????????????????????? O0RELIMINARYMOUTHPREPARATION O0OCKETELIMINATION??????????????????????????????????????????? O(YGIENEINSTRUCTIONS O-UCOGINGIVAL??????????????????????????????????????????????? O%STHETIC ??????????????????????????????????????????????????? O0ROPHYLAXIS O2OOTPLANING O#ROWNLENGTHENING ?????????????????????????????????????????? O0OSTROOTPLANINGEVALUATION O&URCATIONBARRELING ?????????????????????????????????????????? O/THER ???????????????????????????????????? O3ECTIONING ????????????????????????????????????????????????? #OMMENTS ????????????????????????????????????????????????????????????????????????????????????????????????? 4-*0IPER#LASSIlCATION 2IGHT !"!"!" ,EFT !"!"!" )MPLICATIONS O3TABLE O5NSTABLE O)MMEDIATECONCERNS???????????????????????????????????????????????????????????????????????????? O$EFERRABLE ??????????????????????????????????????????????????????????????????????????????????? O/PTIONAL ??????????????????????????????????????????????????????????????????????????????????? (ISTORYO.EGO0OSITIVEFOR ????????????????????????????????????????????????????????????????????????????????? ,OAD4EST,EFTO.EGO0AINO4ENDERNESSO4ENSION 2IGHTO.EGO0AINO4ENDERNESSO4ENSION #ENTRIC2ELATIONO6ERIlEDO.OT6ERIlABLEO!DAPTED#ENTRIC0OSTURE -USCLE0ALPATIONO.EGO4ENDERNESSIN ???????????????????????????????????????????????????????????????????????? $OPPLER,EFT ?????????????????????????????????????? 2IGHT ????????????????????????????????????????????????? 2/-0ROTRUSIVE??????MM,EFT??????MM2IGHT??????MM 0ATHOFMOTIONO.ORMALO$EVIATES?????????????????? 0AIN 2ECOMMEND??????????????????????????????????????? O.O0AIN ????????????????????????????????????????? O$EPROGRAMMUSCLESO/CCLUSALSPLINT O)NTRACAPSULAR ????????????????????????????????????? O4RANSCRANIALlLM O/CCLUSO MUSCLE ??????????????????????????????????? O4OMOGRAM O/THER ??????????????????????????????????????????? O-2)O#43CAN ?????????????????????????????????????????????????? O2EFERFORSURGICALEVALUATIONTO ??????????????????????? /##,53)/. $AWSON#LASSIlCATION!! -AXILLOMANDIBULARO!SYMMETRYO2ETROGNATHICO0ROGNATHICO!NTERIOROPENBITEO0OSTERIOROPENBITE )MPLICATIONS O3TABLE O5NSTABLE O)MMEDIATECONCERNS???????????????????????????????????????????????????????????????????????????? O$EFERRABLE ??????????????????????????????????????????????????????????????????????????????????? O/PTIONAL ??????????????????????????????????????????????????????????????????????????????????? &IRSTCONTACTIN#2OR!#0??????O3LIDETO-)O4OOTHMOVESO$IRECTIONOFSLIDETO-) ??????????????????????????????? !NTERIORCONTACTIN#2OYESONO ?????????????????????????????????????????????????????????????????????????????? !NTERIORCONTACTIN-)OYESONO ?????????????????????????????????????????????????????????????????????????????? 0OSTERIORDISCLUSION0ROTRUSIONOYESONO"ALANCINGSIDEOYESONO7ORKINGSIDEOYESONO /CCLUSALPLANEOLEVELOSLANTEDOINTERFERESWITH!' ?????????????????????????????????????????????????????????????? 7EARONOPROBLEMOSLIGHTOINTODENTINOSEVERE !BFRACTIONS ???????????????????????????????????????????????? 2ECOMMEND O-OUNTEDCASTSO$IAGNOSTICWAXUPO%QUILIBRATIONO2ESTORATIVE O2EFERFOR/RTHOCONSULTTO ???????????????????? O3URGERY#ONSULTTO ????????????????????????????? 4%%4( #HIEFCOMPLAINT ??????????????????????????????????????????????????????????????????????????????????? 0ROBLEMS O$ECAY O7EARDENTINEXPOSED 0ROSTHETIC O7EARINGREMOVABLEPARTIALDTR ???????????????????????? O-OBILITYFREMITUS O#RACKS O3PLITS O&ULLDENTURESOUPPERONLYOLOWERONLY O0ERIAPICALABSCESS O-ISSINGTEETH O#ROWNSBRIDGES ??????????????????????????????????? O)NADEQUATERESTORATIONS O)MPLANTS ???????????????????????????????????????? %STHETICS O!CCEPTABLEO#OULDIMPROVEO0ATIENTWANTSIMPROVEMENT#OMMENT ??????????????????????????????????? )MPLICATIONS O)MMEDIATECONCERNS???????????????????????????????????????????????????????????????????????????? O$EFERRABLE ??????????????????????????????????????????????????????????????????????????????????? O/PTIONAL ??????????????????????????????????????????????????????????????????????????????????? $R#OMMENTS ??????????????????????????????????????????????????????????????????????????????????????????????? Ú$AWSON#ENTERFOR!DVANCED$ENTAL3TUDY

I-7

390

4TH

STREET

NORTH,

SUITE

200


" " ! " "! "!

.85>45>D9CDC45F5C978D9>D?D85=1>I5H1=@<5C?6 ?33D@B?2<5=D81D @1D95>DC81F5!D9C1G8I5F5BI45>D9CD =ECDE>45BCD1>4D85613D?BC?6?332531EC55F5BI5H1=@<5?6 ?33IG9D89>D8?C5 D5>613D?BC9CG9<<251@@1B5>D1CD85B51C?>CG8I5138613D?B9C 3B9D931<D?D857D5B=CD129<9DI?6D8545>D9D9?>1CG5<<1CD853?=

6?BD1>46E>3D9?>?6D85=1CD931D?BICICD5=

I-8

390

4TH

STREET

NORTH,

SUITE

200


Occlusal disease Attritional wear Implication: Enamel is the hardest structure in the body. When wear penetrates enamel into softer dentin, wear increases seven times faster.

Splayed teeth as interfering occlusal inclines force mandible forward driving lower incisors into upper anterior teeth.

Destroyed dentition Result of not intercepting occlusal problem early. Severe wear, fractured teeth… need for complex treatment to resolve.

Abfractions resulting from bending of teeth that are subject to heavy horizontal overload. A classic example of occlusal disease. But it is important to also evaluate the effect of toothpaste abrasion as either a primary cause or as a co-factor with occlusal overload.

Combination of severe wear, abfractions and moved teeth. Occlusal disease left undiagnosed and untreated until late stage of progressive damage.

I-9

390

4TH

STREET

NORTH,

SUITE

200


$*.'/'1$/$$/& 4E5D??33=9C4917>?C541C>5549>7 5>4?4?>D93C[?>5?6D85=?CD3?==?>6?B=C?6 ?334D??D8C5>C9D9F9DI

+-$/$$/& 4E5D?3?=@B5CC9?>?6@5B9?4?>D1<<971=5>D [?6D5>3?=29>54G9D8@E<@1<8I@5B5=91D? 31EC53?>C945B12<5@19>1C1D??D81385@19>6E< D?29D9>76?B35C

?'D&-$./+- /'+* '>5?6D85=?CD3?==?> 6?B=C?6?33 31>B5CEC5>C9

D9F9DID?3?<4 @19>?>29D9>7 8I@5B=?29<9DI ?B6?B354=97B1

D9?>

'*%0()0."0( /0-$ 3?==?>CI=@D?=?6?33
=?>I25DG55>D85?33 1>4D85+%"C?33
?3,$-)+!'('/3 3?==?>C97>?6?33B5CEG945>54@5B9

?4?>D1<C@1351>47B51D5BCEC35@D929<9DID?@5B9?4?>D1<49C51C5 &?D51D5F5BI@B?2<5=?6?33 51B3?BB53D54256?B5D8541=175G1CC? C5F5B5*?<5DC5B1<45>D9CD?BC@5391<9CD31>4?D? 45D53DD85C5@B?2<5=C51B25DB51D54G9D818978457B55 ?6@B5493D129<9DI I-10

390

4TH

STREET

NORTH,

SUITE

200


*#$-./ *#'*D+""(0. (,-'*"',($. ,>45BCD1>49>74917>?C9C1>4DB51D=5>D?6?3345BCD1>49>78?GD?@B5F5>D?33E>45B

CD1>49>7?6D8529?=5381>93C?6D85=1CD931D?BICICD5=KC?<5DLCCD1BD G9D8D85BCD@B9>39@<5

-'*"',($< ((+""(0. ( * (3.'../ -/.2'/&/&$ /$),+-+) *#'!0( -E+'*/.:

9C9CCE3816E>41=5>D1<@B9>39@<5 9D9C1=ICD5BI1CD?G8I9D9C>?DB?ED9>545BCD??41>4@B13D9354 !D9C9=@?CC92<5D?E>45BCD1>4?33?BD?13895F51>1335@D12<5 457B55?6@B5493D129<9DIG9D8?EDE>45BCD1>49>7D85B5<1D9?>C89@?6 ?33D13DCD?2?D8D85@?C9D9?>1>43?>49D9?>?6D85+%"C $5DLCCD1BDG9D8C?=521C936E>41=5>D1DK?3319>7?6D85 +%"C 5B59C1H54B5<1D9?>C89@ 25DG55>D85E@@5BD55D81>4 D857<5>?946?CC15-9CE1<

9J5D81DD85E@@5B1B389CD85 >?>=?F12<51B38D81D9CH54 9>9DCB5<1D9?>C89@D?D853B1

>91<21C51>4D?D857<5>?94 6?CC15 5B59C1H54B5<1D9?>C89@25DG55>D854D85 3?>4I<5C>I@?C9D9?>1< 381>75?6D853?>4I<5C=?F5C D85?@5>9>7 37@1D8

G1IC?6D854 153DC8?GD85?3315D85 ?6D85

I-11

390

4TH

STREET

NORTH,

SUITE

200


3?>4I<5C9>D859BB5C@53D9F5 C?3;5DC9C=ECD254?>5 G9D8D85D55D81@1BD56E<?6851D13D+%"LC9CB565BB54D?1C 35>DB93B5<1D9?> 6D5BD8535>DB93B5<1D9?> 3?>4I<5@?C9D9?>81C255> 133EB1D5549D9C D85>@?CC92<5D?5F1C89@?6 D85492E<1BB5<1D9?>C89@1C 45D5B=9>541DD853?=@<5D5D@?C9D9?> 5=1>492<531>>?G=?F5?>1 371B3D81DB5<1D5CD?D853?=

@<5D54I<1B1H9C35>DB93 B5<1D9?>5>DB93B5<1D9?>45>5C2?D8D85@?C9D9?>1>43?>49D9?>?6 D853?>4I<1B1H9C.5L<<5H@<19>1<<12?EDD81D9>45D19<ED6?B>?G G81D9C9=@?BD1>D9CD?B53?7>9J5D81DD85D55D8=ECD>?D9>D5B65B5 G9D83?=@<5D5C51D9>7?6D853?>4I<5C1CD85:1G3D5B3EC@1D9?>.5=1I81F5D??@5>?B3C9?>D?13895F5=1H9=E=9>D5B3EC@1D9?>.531>1>1=?E>D5431CDC96D853?>4I<1B1H9C9CB53?B454 G9D8161352?G)5=5=25BD857?1<9CD?13895F53?=@<5D53D5B3E@1D9?>G9D8?EDB5AE9B9>7D853?>4I<5CD?49C@<135 6B?=)D?133?=@<9C89D 5553D?681F9>7D?49C@<135D853?>4I<5CD?=1;5D85D55D8D9C &?D553?>4I<5C1B5>?DB5CDB93D54D?)4EB9>76E>3D9?> 2EDD85I=ECD2512<5D?C51D3?=@<5D57=1H9=E= 9>D5B3EC@1D9?> 1
@<5D5DB13DD?@E<<D853?>4I<5C,( G89<5D85<1D5B1<@D5BI7?94=EC3<5C =ECD3?>DB13DD?@E<<D853?>4I<5C '.&1>48?<4D85=D85B55F5BI D9=5D85D55D83?=5D?75D85B

I-12

390

4TH

STREET

NORTH,

SUITE

200


B& /2$#+*5/2 */

'33D5B65B5>35CD81DB5AE9B549C@<135=5>D?6D85+%"CD? 13895F5=1H9=E=9>D5B3EC@1D9?>?6D85D55D831>31EC59>3??B

49>1D9?>?61<<D85=1CD931D?BI>5EB?=EC3E<1DEB59C9C31<<54 ?33!D9C?>5?6D85=?CD3?==?>=1CD931D?BI CICD5=49C?B45BC 1>49CD8531EC5?6=?CD?6D85C?31<<54M+%N @19>!D9C15?6D85=?CD@B5493D12 9>D85=1CD931D?BICICD5='339C=?B5?6D5>D81> >?D D8538?935?6DB51D=5>DK2ED?>?C9C1>4 45D5B=9>1D9?>D81D5AE9<92B1D9?>9CD8525CD38?935 &$D+ ( < +D?3?=@<5D5C51D9>7?6D853?>

4I<5C 1>4CD12<58?<49>73?>D13DC?>D851>D5B9?BD55D8

-9CE1<9J5D85=1>492<51C1>9>F5BD54DB9@?4G9D8DG?+%"C9>213; D81D1B5C?<94CD2?ICD?@CC?D85I31>>?D=?F5E@G1B4 1>4D5B9?BD55D89>6B?>DD81DCD?@:1G3
9>73?>D13DC1719>CDE@@5B1>D5B9?BD55D8

I-13

390

4TH

STREET

NORTH,

SUITE

200


? %+-

;B@1:3@

1<@

A

2 $%

1

;B@1:3@

)54E354)'% 5F91D54('% @- +5>45BD?@1<@1D9?> 8I@5BDB?@8I 9>3??B49>1D9?> @-

(19> 8I@5B13D9F9DI 85141385C

9C;45B1>75=5>D @- 3<93;C CDBE3DEB1<456?B=1D9?> 8=7 49C3?=6?BD

07A3A33A6

'33 126B13D9?>C 3EC@6B13DEB5 @-

I-14

I@5BC5>C9D9F9DI @19>?>29D9>7

390

4TH

STREET

NORTH,

SUITE

200


*#$-./ *#'*D/&$$/$-)'* */.+%""(0.'+* 5@EB@?C5?61<<?335EB?=EC3E<1DEB5+? 133?=@<9C81@51356E<<5F5<?63??B49>1D54=EC3<513D9F9DID85B5=ECD 2581B=?>I1DD8B55C5@1B1D52ED9>D5BB5<1D549>D5B6135C && $ % 9C9>F?=5>D?6D8549C;?> D858514?6D853?>4I<5 D853?>4I<5 49C;1CC5=

24D85>D85@?C9D9?>

9>7?6D853?>4I<5 49C; 1CC5=2D85C?3;5D 7<5>?946?CC1.85>1 @B?@5B543?>4I<5

49C;1CC5=29DCC?3;5D9D9CC194 D?259>35>DB93B5<1D9?> ( F

J'

9CB565BC D?=1H9=E=9>D5B3EC@1D9?>G85> D85D55D81B53<1=@54B=CEB53??B49>1D54 =EC3<56E>3D9?>D89C=ECD?33EB G9D8?EDB5AE9B9>749C@<135=5>D?6 D853?>4I<5 49C; 6?CC19>D5B6135 ) F !613895F9>7=1H9=E= 9>D5B3EC@1D9?>B5CEF5BD931<?B8?B9J?>

D1<=?F5=5>D?61>ID??D8 C5>C?BC1B?E>4 D85B??D31>9>E5>35=EC3<513D9F9DID? 1F?94D859>D5B65B9>7D??D8F5>D85C<978D

5CD=?F5=5>D?61D??D8G9D89>9DCC?3;5D 31>251@?D5>D31EC56?B=EC3<59>3??B

49>1D9?>1>48I@5B13D9F9DI5F5>96D85B59C >??2F9?ECMC<945N6B?=35>DB93B5<1D9?>D? =1H9=E=9>D5B3EC@1D9?>

-'*"',($<$0-+)0."0( -& -)+*3#$,$*#.+* ./-0"/0- (& -)+*3!$/2$$*/&$+""(0.'+* *#/&$.:

I-15

390

4TH

STREET

NORTH,

SUITE

200


0)0( /'1$$%%$"/. 53?==?>6194917>?C9C9C>?DB53?7>9J9>7D859>E5>35?6 =EB5CE13?=29>1D9?>?631EC5C1>4553DC +?9<D553DCD81D=978DB5CE7<5?33D5B65B5>359>1851 D89>;?6 @B?2<5=CD81D31>B5CE7<5?33D5B65B5>35D?35>DB93B5<1D9?>

YYYYYYYYYYYYYYYYYYYYYYYYYYYYYY CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC CCCCCCCCCCCCCCCCCCCCCCCCCCCCCC

I-16

390

4TH

STREET

NORTH,

SUITE

200


&$-$ -$/&-$$! .'"-$G0'-$)$*/.%+-.0""$..%0(+""(0. ( /&$- ,3:

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

C9?>12?ED?33G9<<255<9=9>1D54)5=5=25BD81DD857?1<9C 1@51356E<>5EB?=EC3E<1DEB52531EC51>ID89>7D81D31EC5C=EC3<5D? 253?=59=21<1>3549>6E>3D9?>3B51D5C1C?EB35?649CBE@D9F56?B35C C?<5DLC1=93C?65AE9<92B9E= &$#3* )'".+%$G0'('!-'0)

5B51C?>G5@EDC?=E385=@81C9C?>81B=?>I25DG55>D85+%"C D851>D5B9?B7E941>35 1>4D85@?CD5B9?BD55D89C2531EC55F5>D85 C<978D5CD49C81B=?>I31>31EC5C5F5B58I@5B13D9F9DI1>49>3??B49>1

D9?>?6=1CD931D?BI=EC3<56E>3D9?>*?9D9CD856?EBD839B3<5=EC3<5 C8?G>?>D859<?>D85B978DD81D9C153D54@?C9D9F5571D9F5D85?D85BD8B5539B3<5CG?B; D?75D85B I-17

390

4TH

STREET

NORTH,

SUITE

200


+-)0( %+- ,$-%$"/$#+""(0.'+* .5LB57?9>7D?:E=@18514?61535CC1BI5H@<1>1D9?>C12?ED 8?G?33B5<1D5CD?D85=1CD931D?BI=EC3E<1DEB59>?B45BD? 3B51D51F9CE1<9J1D9?>?61@5B653D54?335DD89C@93DEB59> I?EB=9>41>4D85>D855H@<1>1D9?>CD81D6?<9>7

" +

9C6?B=E<1B5@B5C5>DC49C3?61<<@?CD5B9?BD55D8D85=?=5>D D85=1>492<5=?F5C6B?=35>DB93B5<1D9?>51>D5B9?BD55D8D85 1>D5B9?B7E941>351CCE=5CD85B5C@?>C929<9DI17G9D8D853?>4I<1B @1D8 ?6C5@1B1D9>7D85213;D55D84EB9>71<<5H3EBC9?>C5B51C?> 6?BD89C@?CD5B9?BC5@1B1D9?>9C2531EC51DD85=?=5>D?6@?CD5B9?B C5@1B1D9?>1<=?CD1<<D855<5F1D?B=EC3<5CC8ED?D85B52I4B1=1D9

31<7D856?B35C?>2?D8D85+%"C1>4D851>D5B9?BD55D8

!>1449D9?>D?D85553D?63B51D9>71@51356E<>5EB?=EC3E<1DEB5 >?D5175H3EBC9F5=?F5=5>DC 5F5>96D85@1D95>D2BEH5C9CB5=19>C C?1C71CD851>D5B9?B7E941>35B5=19>CCD12<51>4D85+%"CCD1I 851 !D1CG8I9D9CC?9=@?BD1>DD?E>45BCD1>48?G2?D8D85 +%"C1>4D851>D5B9?B7E941>356E>3D9?>1>4G81D;55@CD85C5DG? 45D5B=9>1>DC9>1851
390

4TH

STREET

NORTH,

SUITE

200


$.'D*+%/&$ ./'" /+-33./$) F5BI@1BD?6D85=1CD931D?BICICD5=G1C45C97>546?B1C@5393@EB

@?C5,C9>71@B?35CC?6CI>D85C9CG531>49C=1>D<5D85CICD5= 1>4 D85> B51CC5=2<59D@1BD2I@1BDD?C8?GG8I9DG1C45C97>541C9DG1C '>G5;>?G8?GD85CICD5=G?B;CG9<<G5;>?GG81D9C GB?>7G85>9D9C>LDG?B;9>7@B?@5B
,>45BCD1>49>7D8545C97>14C?>5LC4917>?CD939>DE9D9?>1>4 129<9DID?C55D859>D5BB5<1D9?>C89@?61<<D85@1BDC?6D85=1CD931D?BI CICD5=1C16E>3D9?>1<E>9D5> D85B5<1D9?>C89@D??D85B6E>3D9?>1< E>9DCCE381CD8535BF931<3?=@<5H31>255F17D85 3?>35@D G81D9CD85D8?E78D@B?35CCD81DG5>D 9>D?D8545C97>?6D85=1CD931D?BICICD5= B5=5=25B9>7D81D9DC@EB

@?C59C6?B=1CD931D9>71>4CG1<76??4!6I?EG5B545C97>9>79D G85B5G?E<4I?ECD1BD

/?EL4CD1BDG9D81C?3;5D9>1H54 21C5545C97>?6D89CC?3;5D9C 3B9D931<[2EDG5L<<49C3ECCD81D<1D5B

I-19

390

4TH

STREET

NORTH,

SUITE

200


5>I?EL41441<5F5B1B=G9D8 16E<3BE=C?D85=1>492<53?E<4 89>75?@5>1>43?GI?E81F5145C97>@B?2

<5=D??F5B3?=52531EC5D85C@9>1< 3?814D?25=?F546?BG1B4C? G531>G1<;E@B978D!6G5CD1I?> 1H5489>75G85>G5?@5> G5L4 3?=@B5CC?EB19BG1I1>4?EB1<9

=5>D1BI31>1< *?KG5L481F5D?=1;5D856E<

3BE==?F512<5C?9D31>C<9456?B

G1B4G89<589>79>79CB5AE9B5C1 3?=@<5H49C;D?C5BF51C1=?F12<5 C?3;5D &5HDG5L481F5D?<9=9D=?F5=5>D ?6D85:1G.5L4EC5<971=5>DCD?4? D89C.5L41DCC?9D3?E<4>LD49C@<135

&?GG53?E<43?=@<5D51<<D85 CDBE3DEB5CG9D89>D8531@CE<5D81D CEBB?E>4C1>45>3
&?GG581F5D85=5381>931<@1BDC 9>@<1352EDG581F5>?G1ID? =1;5D85:1G6E>3D9?>E>D9<G5144 D85=EC3<5C

&?G@<51C5>?D51F5BI9=@?BD1>D613D5D81DDC9>D?D85 45C97>9CD85D55D8C?K

&?GK1<97>D85D55D8

I-20

390

4TH

STREET

NORTH,

SUITE

200


?>LD=9CCD89C5HDB5=5D;5IE>45BCD1>49>7B571B49>7D85 B5<1D9?>C89@?6D85D55D8D?D85B5CD?6D85=1CD931D?BICDBE3DEB5C 5D5B=9>1D9?>?6D853?BB53D @8IC9?C89@ =ECD154 G531>45D5B=9>5D853?BB53D 1<97>=5>D1>4?33C89@?6D85D55D8 M G O I I 1D9CG8IG51B57?9>7D?7?9>D?45D19<?>8?GD?5CD12

<9C813?BB53D:1GB5<1D9?>C89@256?B5G51DD5=@DD?1>1?C5 ?B@B5C3B9251>I?33C89@ 1D9C1D31CDC9>35>DB93B5<1D9?>?>1>1BD93E<1D?B

C?G531>C55D853?BB53D=1>492<5D?=1H9<<1B5<1D9?>C89@B571B4<5CC ?68?GD8545>D1<1B385C1<97> .9D8D89CD8B5549=5>C9?>1<F95G G531>D85>45D5B=9>5D8525CD DB51D=5>D?@D9?>C6?BB5C81@9>7 B5@?C9D9?>9>7 ?BB5CD?B9>7D85D55D8 D?@EDD85=9>81B=?>IG9D8D853?BB53D:1GD?:1GB5<1D9?>C89@ )5=5=25BD81DD853?BB53D:1GD?:1GB5<1D9?>C89@9C5CD12<9C8542I BCD45D5B=9>9>7D853?BB53DB5<1D9?>C89@?6D85+%"C C?<5DLC3?>35>

DB1D5?>E>45BCD1>49>7G81DI?E=ECD;>?G12?EDD85+%"C

I-21

390

4TH

STREET

NORTH,

SUITE

200


*#$-./ *#'*D/&$$),+-+) *#'!0( -+'*/ 5CD1BD9>7@?9>D6?B1<<?331
, ,+ + '>5?6D85=?CD9=@?BD1>DBE<5CD?6?< 45>D1<@B13D9359C!6D85+%"C31>>?D1335@DF5BI B=7G9D8?61>I49C3?=6?BD D5>

C9?> ?BD5>45B>5CC I?E=ECD>4?EDG8I256?B5 @B?35549>7G9D81>I9BB5F5BC92<5?33D !>D89CC53D9?>G5G9<<25CDE4I9>7D851>1D?=I @8IC9?429?

=5381>93C?6D85+%"!D9C?>E>45BCD1>49>7?68?G D85>?B=1< 851=1;5C5>C5?ED?6G81D 9CGB?>7G85>9D9C>LDG?B;9>73?=6?BD1245BCD1>49>7?6D85 +%"9C6?E>41D9?>1<D?4917>?C9C1>4DB51D=5>D?61<=?CD5F5BID89>7 145>D9CD4?5C /$- (1'$2/&-+0D&/&$

(?CD5B9?BC5>D91>?D5DI@931<3?>F5H3?>D?EB ?>4I<5 9C;>?D5293?>31F5C81@5D?D2?D83?>F5H3?>4I<51>4 3?>F5H5=9>5>D91 *E@5B9?B<1D5B1<@D5BI7?94=EC3<5 !>65B9?B<1D5B1<@D5BI7?94=EC3<5 *I>?F91<D9CCE5 )5DB?49C;1<D9CCE59>37@?CD5B9?B1DD138=5>D?649C;D? D5=@?B1<2?>5 (?CD5B9?B<971=5>D?EC1DD138=5>D?649C;D?D853?>4I<5 I-22

390

4TH

STREET

NORTH,

SUITE

200


*/$-+9,+./$-'+-1'$2

?>I6?CC1>?D52EDDB5CC9>71D=5491< %5491<C@9>5>?D58?G9D@B5F5>DC8?B9J?>D1<=?F5=5>D?6 3?>4<5D?G1B4=5491< ?>4I<5 =5491<@?<5 <1D5B1<@?<5 9C;>?D58?G9D3?F5BC2?D8=5491<1>4<1D5B1<@?<5C $1D5B1<49C;1<<971=5>D %5491<49C;1<<971=5>D 1@CE<5 0I7?=1D93@B?35CC &$ -/$-'+91$*+0..&0*/ CD853?>4I<549C;1CC5=2D855=9>5>359D5F13E

1D5CD85C@135E@9>D856?CC1&1DEB531>>?D81F51F13EE=C?D85 B5DB?49C;1<D9CCE5=ECD5H@1>4D?<<D85C@1355F13E1D542ID853?>

4I<51>449C;!D4?5CD89C2I1BEC8?62D?1>5DG?B;?6F5CC54D855H@1>C9?>?6D85F5CC5D853?>

4I<51>449C;B5DEB>D?35>DB93B5<1D9?> D8524D85 F5CC5DB13D9>C9J5 9C -C8E>D19=@?BD1>D @1BD?6D859>DB131@CE<1BCDBE3DEB5!D=1;5CD85B5DB?49C;1<D9CCE5 89784B938>5BF1D54!6D8549C;9C49C@<13541>D5B9

?B4I<5D?D89CD9CCE51>431EC5C@19>!>1==1D9?> 1>4545=19>D85C5D9CCE5C9C1C945B1D9?>G85>D85:?9>D9C DB1E=1D931<
5 G

@ G

I-23

390

4TH

STREET

NORTH,

SUITE

200


*#$-./ *#'*D"+*#3($#'.F ('D*)$*/ 549C;9C45C97>54D?B?D1D5?>D853?>4I<5<9;512E3;5D81>4<5D81D 1DD1385CD?D85=5491<1>4<1D5B1<@?<5C?6D853?>4I<53?<<1D5B1<<971

=5>DC9C1<4I<5D? D856B?>D1>4213;C?9D31>CD1I1<97>54G9D8D8549B53D9?>?66?B351C D853?>4I<5=?F5CE@1>44?G>D853EBF545=9>5>D91 $#' ( *#( /$- (#'.F (('D )$*/.

+./$-'+-('D )$*/ 549C;9CD5D85B54D?D85213;?6D853?>4I<52I1>9>5<1CD9321>4?6 3?<<175>25BC9C@B5F5>DCD8549C;6B?=B?D1D9>7D??61B6?BG1B4

0,$-'+-$( ./'"./- /0) <1CD9325BC29>4D8549C;D?D85D5=@?B1<2?>52589>49D1>4=19>

D19>3?>CD1>DD5>C9?>?>D8549C;D?G1B4D8549CD1<

0,$-'+-( /$- (,/$-3D+'#)0."($ !61<<D853?>>53D9F5D9CCE51DD138=5>DCD?D8549C;1B545C97>54D? " G E 8?G4?5C149C;75D1>D5B9?B76?B35D81D3?E<41>D5B9?B
@<135D8549C;9CD85=EC3<5D81D1DD1385CD?D856B?>D?6D8549C;

I-24

390

4TH

STREET

NORTH,

SUITE

200


?+2)0."($"+*/-+(.#'.F ('D*)$*/ ,$*'*D !6D853?>4I<549C;1CC5=2 35>DB93B5<1D9?> D8549C;9C@?C9D9?>541DD85 =?CD6?BG1B4@?C9D9?>?>D?@?6D853?>

4I<5D81DD85@?CD5B9?B<971=5>D1<D856?B35C6B?=3?>4I<1B
9>71B549B53D54E@D8B?E78D85=5491<@?<5 1>46?BG1B4D8B?E78D851>D5B9?BCEB6135?6D853?>4I<51719>CDD85 CD55@5CD@1BD?6D855=9>5>D91CD85 <1D5B1<@D5BI7?94=EC3<5 CD1BDCD?@E<<D853?>4I<56?BG1B4 D85 <1D5B1<@D5BI7?94C8EDC ?D?1<7D8549C;=?B5D?D85D?@ ?6D853?>4I<5 H')0),$*'*D .85>D853?>4I<5B51385CD853B5CD?6D85 5=9>5>35 D8549C;C8?E<42549B53D D?@?6D853?>4I<51C6?B35C1B549B53D54 E@G1B4CDD851DD5CD@1BD?6D85 1BD93E<1B5=9>5>35DD89C@?9>DD85 5<1CD9325BC81F5B?D1D54D8549C;213; 2531EC5D85CE@5B9?B<1D5B1<@D5BI7?949CCD9<<>?D3?>DB13D9>7&?D5 8?GD85@?CD5B9?B<971=5>DG89389C>?D5<1CD93253?=5C=?B5<1H1C D8549C;=?F5C213;?D58?GD85
(+.'*D CD85:1G34I<5CD1BDCD? =?F5213;1>4E@D85CD55@5BC5>35 C?D8549C;=ECD25 @E<<54213;D?D856B?>D?6D853?>4I<5+? 133?=@<9C8D89CD85 <1D5B1<@D5BI

7?94CD1BDC9DC3?>DB13D9?>1CD85 <1D5B1<@D5BI7?94B5<51C5CD853?>4I<5D?D85 5<5F1D?B=EC3<5CD81D@E<<9D213;

(+.$# .85>D853?>4I<5B51385C35>DB93B5<1D9?> D8549C;81C255>@E<<541C61B6?BG1B41CD85 @?CD5B9?B<971=5>DG9<<1<D 9C9>D13D1>481C>?D255>CDB5D3854?BD?B> D8549C;9CCD?@@549>@5B653D1<97>=5>DG9D8 D8549B53D9?>?67D8B?E78D853?>

4I<5!>D8512C5>35?6?33D5B65B5>35CD?35>DB93B5<1D9?> D85 9>65B9?B<1D5B1<@D5BI7?94G9<<CD1I@1CC9F5 5F5>96D85@1D95>D3<5>385C 5CE@5B9?B25<DB13D9?>D?=19>D19>D8549C;9>9DC 3?BB53D1<97>=5>D I-25

390

4TH

STREET

NORTH,

SUITE

200


&$$),+-+) *#'!0( -'D )$*/ 5<1D5B1<<971=5>D?6D85D5=@?B?=1>492E<1B:?9>D4?5C>?D3?=5 9>D?6E>3D9?>E>D9<D85:1G?@5>CD? ==?B=?B5DD81D@?9>D D85<971=5>DB51385C9DC<9=9D?6<5>7D81>4CD?@CD85=1>492<56B?= ?@5>9>76EBD85B9>35>DB93B5<1D9?>51DD138=5>D?6D85<971=5>D D?D85@?CD5B9?BC945?6D85>53;?6D853?>4I<5CD?@CD85H5489>75 B?D1D9?>1>4253?=5C16E<3BE=G89386?B35CD853?>4I<5D?DB1>C

<1D56?BG1B41CD85:1G?@5>C6EBD85B545C97>54@EB@?C5?6D89C 1BB1>75=5>D9CD?6?B35D85=1>492<5D?=?F56?BG1B41C9D?@5>C G945BC?D85??B?6D85=?ED84?5C>LD9>D5B65B5G9D8D8519BG1I G85>D85:1G?@5>CG945 5D5=@?B?=1>492E<1B<971=5>D9C 1613D?B9>35>DB93B5<1D9?>1C 9D9C>?D1D9DC6E<<<5>7D8G85>D853?>4I<549C;1CC5=2<95C1B56E<<5CCD85:1G?@5>C ==?B=?B5,@D?D85@?9>D1D G8938D85<971=5>D253?=5C6E<454 D853?>4I<531>B?D1D5?> 1H541H9C1D35>DB93B5<1D9?>

5 " 5 1=

1

1= G

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

I-26

390

4TH

STREET

NORTH,

SUITE

200


*#$-./ *#'*D $*/-'"$( /'+* 5>DB93B5<1D9?>9CD85C9>7<5=?CD9=@?BD1>D613D?B?6?33 5D5B=9>1D9?>?635>DB93B5<1D9?>9CD85=?CD9=@?BD1>DC;9<<B5AE9B54 6?B@B5493D12<5?33D-5B931D9?>?635>DB93B5<1D9?>9C D85=?CDEC54@B?354EB59>495B5>D91<4917>?C9C?6+%"49C?B45BC )53?B49>7?61>133EB1D535>DB93B5<1D9?>9C5CC5>D91<6?BD85=?CD3?CD 553D9F5 D9=5553D9F5 DB?E2<56B55B5CD?B1D9F5?B@B?CD85D9345>D9CDBI 5>DB93B5<1D9?>B565BCD?2?D8D85@?C9D9?>1>43?>49D9?>?6D85 3?>4I<5 49C;1CC5=2<95C!D9C1C@5393@?C9D9?>?6D853?>4I<1B1H9C 53?>4I<5C31>6B551H541H9C9>35>DB93B5<1D9?>E@D? 12?ED ==?6:1G?@5>9>7G9D8?ED=?F9>7?ED?6D856E<9>D859BB5C@53D9F56?CC1?>C5AE5>D492<531>25 9>35>DB93B5<1D9?>5F5>G85>D85D55D81B5C5@1B1D54?B5F5>96D85B5 1B5>?D55D89>59D85B:1G

+LÄUP[PVU¯ + /

,

, +

0 , /

, ,+ + 56?B5G545C3B925D85 6?B51381C@53D?635>DB93B5<1D9?><5DLC 3<51BE@C?=53?==?>=9C3?>35@D9?>C 5>DB93B5<1D9?>9C1H541H91<@?C9D9?>?6D853?>4I<5C D?35>DB93B5<1D9?> 4EB9>76E>3D9?>5B?D1D9>73?>4I<5C1B56B55D?=?F54?G> 1>4E@D855=9>5>35D?1>46B?=35>DB93B5<1D9?> @5B=9DD9>7 D85:1GD??@5>?B3I@?C9D9?>6B?=35>DB93B5<1D9?> D?=?CD@B?DBE454

I-27

390

4TH

STREET

NORTH,

SUITE

200


5>DB93B5<1D9?>C8?E<4>?D253?>6EC54G9D8M35>DB93?33
C9?>N1>?2C?<5D5D5B=D81D81C255>B5@<1354G9D8M N5>DB93B5<1D9?>B565BCD?D856E<B571B4<5CC?68?GD85D55D8D 5>DB93B5<1D9?>9C>?D12?ED D55D8!D9C12?EDD85@?C9D9?> ?6D853?>4I<5CEDB5=5=

25BD81DD85@?C9D9?>?6D85 3?>4I<5C45D5B=9>5CD85 B5<1D9?>C89@?6D85=1>492<5 D?D85=1H9<<1 5F5>G85>>? D55D81B5@B5C5>D5545>DE

492<59C9>)96D85 3?>4I<5 49C;1CC5=2DB93B5<1D9?>9C>?D:ECD13?>F5>95>35@?C9D9?>D81D9CEC54 2531EC59D9CB5@51D12<5!D9CD85E>9F5BC1<
D9?>2531EC59D9C@8IC9?931<
B53D1>49CD85?>D81D@5B=9DC1>9>D5B65B5>35 6B55?335CDE4ID81D6?<CDB1D5G8I D89C9CC? 5613DD81DD8545>9D9?>?635>DB93B5<1D9?>81C381>754 6B?=9DC?B979>1<45>9D9?>?6M=?CDB5DBE454N4?5C>?D=1;5 59D85BD85>5G5BME@@5B=?CDN45>9D9?> ?BD853?>35@D?6 35>DB939DI?2C?<5D5545>9D9?>9>D89C=1>E1<C8?E<425 12C?9DC=51>9>71>49C3?>C9CD5>DG9D8D857
C1BI?6@B?CD8?4?>D93D5B=CEBD85B=?B5D853EBB5>D45>9

D9?>9C3?>C9CD5>DG9D8D85@?C9D9?>45C3B92541>414F?31D54 2I1GC?>6?B=?B5D81> I51BC.81D81C381>7549C 125DD5BE>45BCD1>49>7?6D851>1D?=I?6D85+%" 1>49> @1BD93E<1BD859=@?BD1>35?649C;1<97>=5>D1>4D85=5491< @?<5C?6D853?>4I<5C.5<51B>54D81DD85D5=@?B?=1>492E

<1B<971=5>D9C>?D1613D?B9>35>DB93B5<1D9?>1CG1C?B979>1<35@D?6ME@@5B=?CDN9>CD514?6MB51B=?CDN 81C>?D381>754 !>B535>DI51BC 121BB175?6=9C9>6?B=1D9?>12?ED35>DB93 B5<1D9?>81C255>@E2<9C8549>>?> :EB954@E2<931D9?>C5>

D9CDCG8?81F5<9=9D54;>?G<5475?6D85+%"C?B?33 31>51C96EC9?> <5DLC49CC53DD8545>9D9?>?635>DB93B5<1D9?>1>4<978D?6G81D9C;>?G>12?EDD851>1D?=I1>429?

=5381>93C?6=1>492E<1B6E>3D9?>

I-28

390

4TH

STREET

NORTH,

SUITE

200


$*/-'"$( /'+* !645>D9CDCE>45BCD??4D859=@?BD1>35?645D5B=9>9>713?BB53D =1H9<492E<1BB5<1D9?>C89@ 1>171>?33 D85B5 G?E<425>?>554D?3?>F9>35D85=?6D859=@?BD1>35?6=?E>D54

4917>?CD9331CDC9>35>DB93B5<1D9?> %?E>D5431CDC9>)5>12<5D8545>D9CDD?5F1
254?>5D?=1;5D85D55D83?>D13D9>@5B653D81B=?>IG9D8D85+%"C "ECD@EDD9>7D8531CDCD?75D85B9>=1H9=E=9>D5B3EC@1D9?>79F5C >?>554549>6?B=1D9?>?>G81D=ECD254?>5D?13895F581B=?>I

25DG55>D85D55D81>4D85+%"C ?>4I<5CC51D549>)K>?G9D253?=5C?2F9?ECG8ID85=?<1BC1B5 75H35CC9F5
=?>I9C9>3?=@1D92<5G9D83??B49>1D54=EC3<56E>3D9?>2531EC5D85 <1D5B1<@D5BI7?94=EC3<5=ECD13D9F5DB13DD?@E<<D853?>4I<5C 4?G>1>46?BG1B49>?@@?C9D9?>D?D855<5F1D?B=EC3<5C5F5BID9=5 D85D55D81B52B?E78DD?75D85B

I-29

390

4TH

STREET

NORTH,

SUITE

200


!6D8549C;9C>?D@B?@5B54 D853?>4I<59C>?D9>35>DB93B5<1

D9?>5B51B5C?E>4B51C?>C6?BD89C45C3B9@D9?>259>7@1BD?6D85 45>9D9?>&?D5D81DG85>D853?>4I<51>449C;1B5@B?@5B54 1<<73?=@B5CC9F56?B35C1B549B53D54D8B?E781F1C3E<1B >?>

9>>5BF1D54CDBE3DEB5CD81DG5B545C97>54D?1335@D7*9385B 9> 89C3<1CC93D5HD?>1>1D?=I5+5=@?B?=1>492E<1B"?9>D C53?>4 5439D5CD89C1C@B??6D81DD85+%"C1B57:?9>DC

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

%EC3<5C19>7D859B<5>7D8D?@E<<D851DD13854 2?>5D?G1B4D852?>5C9D5?6=EC3<5?B979>-9CE1<9J5G81D81CD? 81@@5>96I?E3?E<4B5=?F5D8549C;1>4@?C9D9?>D853?>4I<5C9> C@135.81DG?E<481@@5>D?D853?>4I<5C96D855<5F1D?B=EC3<5C 3?>DB13DD?@E<<D85=1>492<5D?G1B4D85?B979>1D9?>?651385<5F1

D?B=EC3<5!D9C?2F9?ECD81DD853?>4I<5CG9<<25@E<<54D978DCDD855=9>5>D9159C9C5H13D5B51B5>? =EC3<5C1DD13854D?D85=1>492<59>CE381G1I1CD?@E<<D852?>5C I-30

390

4TH

STREET

NORTH,

SUITE

200


1@1BD49CDB13DD853?>4I<5C9C21C93?2C5BF1D9?>9C9>133?B4G9D8 ?>5?6D859>F9?<1D5<1GC?6:?9>D=5381>93C I> G D DM

9385B * 5+5=@?B?=1>492E<1B"?9>D C53?>454 *1B>1D 81C?=1C (E2<9C85B

C@B5F9?EC35>DB93B5<1D9?> D853?>4I<5C31>B?D1D5?> 1H541H9CD?1>?@5>9>7?612?ED ==9C9C1>51C9 613DD81D31>2545=?>CDB1D542I1;9>5=1D9389>751H9CB53?B49>79> G89381>554<5@?9>D 1DD138542IH1D9?>D?D851H54@?9>DG85>1<97>54G9D8D85B?D1D9?>1<35>D5B?6D853?>4I

<1B1H9C

5613D81DD853?>4I<5C31>>?DB?D1D5?>1H541H9C 81C<54C?=53<9>9391>CD?49C3B549DD85EC5?661352?GB53?B49>7C1>4 1BD93E<1D?BC 3<19=9>7D81DD85F5BD931<49=5>C9?>31>>?D25133E

B1D5754?>1>1BD93E<1D?BK1@B?F124I<5C1B59>35>DB93B5<1D9?> D85I31>B?D1D5?>1H54 1H9CEC129D5B53?B4=1451D1>I@?9>D?6?@5>9>7?>D853?BB53D )1B31CC8?G>9>B549CCD9<<9>35>DB93B5<1D9?>!6D8531CDC1B5 =?E>D54?>1>1BD93E<1D?BG9D8D853?BB53D3?>4I<1B1H9C D85F5BD9

31<49=5>C9?>31>259>3B51C54?B453B51C54G9D8?ED9>DB?4E39>71>I 5BB?B

I-31

390

4TH

STREET

NORTH,

SUITE

200


5=?CD9=@?BD1>D3?>49D9?>D?E>45BCD1>412?ED35>DB93B5<1D9?> 9CD81D9>) D85@B?@5B543?>4I<5 49C;1CC5=2<95C1B53?=

@<5D5D85=?CDCE@5B9?B@?C9D9?>9>D859BB5C@53D9F5C?3;5DC 5B51B5=1>I9=@?BD1>D6135DCD?D89CE>45BCD1>49>71>45F5BI?>5 81C89783<9>931<F16EC9?>12?EDD85E@@5B=?CD@?C9D9?>?6D85+%"C 3?=5C6B?=1=9CD1;5>2ED@?@E<1B3?>35@D?6ME>7ND85 :?9>DC199J5D81DD85+%"C1B545C97>54D?1335@D 781C3B51D541>E=25B?63<9>931<1@@B?1385CD81D1DD5=@DD? M453?=@B5CCN?BMCE@@?BDND853?>4I<5C9C9CD85?@@?C9D5?6G81D 9C3?BB53D6?B1>E=25B?6B51C?>C

++-#'* /$#)0."($ "/'+*.$ /. *#(+ #./&$. 55<5F1D?B=EC3<5C1B51<<49CD1<D?D85D55D8K25DG55>D85D55D8 1>4D853?>4I<5C3D9?>?6D855<5F1D?B=EC3<5C@E<4I<5

49C;1CC5=2<95C1719>CDD855=9>5>D9151>4C<945CD85=E@G1B45>D9151B53?>F5H1>4D85I1B5=145C<9@

@5BI2ICI>?F91<E94<<D855<5F1D?B=EC3<5C@1BD939@1D59>@E<<9>7 D853?>4I<5C,(.)$/ A.5=1CC5D5B@E<4I<5C1719>CDD85 @?CD5B9?BC5>D9151>4,(

A

B.5=5491<@D5BI7?94 @E<4I<5C,( 6B?=D85<9>7E1<C945?6 D85=1>492<5

B

C.5455@25BC?6D85 =1CC5D5B=EC3<5@E<< D853?>4I<5C,(

C

D.5D5=@?B1<9C=EC3<5 1DD1385CD?D853?B?

>?94@B?35CC25DG55> D85D55D81>4D853?>

4I<5!D@E<

4I<5,(

D

I-32

390

4TH

STREET

NORTH,

SUITE

200


&?G<5DLCEC5C?=529? $'!2I1C;9>7!61<<D855<5F1D?B=EC3<5C 1B5@E<<9>7D853?>4I<5CE@G1B45CD85CD?@@9>7 @?9>D6?BD853?>4I<5 49C;1CC5=24I<5 49C;1CC5=25 %CDE495C1B53?>C9CD5>D9>D859B>49>7CD81DD85?>CD?@D853?>4I<5C6B?==?F9>7E@D855=9>5>359C@1CC9F54EB9>7 :1G3<5CC13D9F1D542I?33D5B65B5>35CD?8?<4D85:1G 6?BG1B4 I " G G M

%181> < 5D 1 " B?CD85D ( 5>D

&?G144D?I?EB;>?G<5475 ?63??B49>1D54=EC3<56E>3

D9?>1>43?>C945BD81DD85 C5>35D81D5138 3?>4I<5 49C;1CC5=244?G>1719>CD9C5?6D85C<9@@5B95CDCE2

CD1>35CCI>?F91<E94 &?GF9CE1<9J5D856?B35D81DD85 <1D5B1<@D5BI7?94=EC3<5=ECD B5C9CD969D=ECD49C@<135D85 3?>4I<5C4?G>D81DC48?<49DD85B55F5BID9=5D85:1G3D85B51B54553D9F5?33D5B65B5>35C &$,+.'/'+*$-)0."($K/&$'*%$-'+-( /$- (,/$-3D+'# <<=?F5=5>D?6D85=1>492<559D85B6?BG1B4 B978D?B<56D6B?= 35>DB93B5<1D9?>1F?DC1B5=1452I@E<<9>7?>5?B2?D83?>4I<5C6?BG1B4 ECD859>65B9?B<1D5B1<@D5BI7?94=EC3<581CD85C?<5 B5C@?>C929<9DI6?B6?BG1B4@?C9D9?>9>7?6D85=1>492<5D?1<97>G9D8 =1H9=1<9>D5B?33D13DG85>5F5B35>DB93B5<1D9?>9C>?D3?9>

3945>DG9D8=1H9=1<9>D5B3EC@1D9?>9C@EDCD85<1D5B1<@D5BI7?94 =EC3<5C9>1>D17?>9CD939C?=5DB933?>DB13D9?>9>B5C9CD1>35D?D85 E@G1B46?B35?6D85DB914?6CDB?>75<5F1D?B=EC3<5C5F5BID9=5D85 :1G3D?1@?C9D9?>6?BG1B4?635>DB93B5<1D9?> 5<1D5B1<@D5BI7?94=EC3<5C1B5DB9775B549>D?3?>DB13D9?>2I5HAE9

C9D5C9D9F5=5381>?B535@D?BC9>1>41B?E>4D85D55D81>4B??DC 5IC5BF51CC97>17D55D8 D81D9>D5B65B5

I-33

390

4TH

STREET

NORTH,

SUITE

200


;OLL_[YLTLS`PTWVY[HU[ZPNUPÄJHUJLVM;41ZVJRL[KLZPNU

.5LF55H@<19>54G8I=EC3<59C>?DD859451<38?9356?BCD?@@9>7D85 E@G1B4=?F5=5>D?6D853?>4I<5 49C;1CC5=244?5C9DF5BI553D9F5IC?3;5DD81D 9CB565BB54D?1CD857<5>?946?CC1

&?D5D85DB91>7E<1BC81@5?6D856?CC1551@5H9CD?G1B4D85=94

<9>5D?1335@DD85@EB5B?D1D9?>1<1H9C?6D85=5491<@?<5C?6D853?>

4I<5C5G945@1BD?6D856?CC1133?==?41D5CD85=?F5=5>D?6D85 <1D5B1<@?<54EB9>7B?D1D9?>51BB?GCB5@B5C5>DD85@1D8?6D853?>

4I<5C6B?=@B?DBEC9F5D?35>DB93B5<1D9?>

5D5B=M35>DB93N9C1>14:53

D9F5D81D=51>CM35>D5B54N B9D939C=?6D85D5B=

9C>?D:ECD954 1C D85=5491<@?<5C1B535>D5B54 9>D85=944<5?6D85=5491< D89B4?6D856?CC15 9>751H9C B53?B49>7C1B5@B??6D81DD85 3?>4I<5C31>B?D1D5?>1H54 1H9C

I-34

390

4TH

STREET

NORTH,

SUITE

200


.85>D853?>4I<5C1B56E<D?6D853?>4I<5G9D849C; 9>D5B@?C543?>D13DC1719>CDD85@?CD5B9?BC5>355 E@G1B4=?F5=5>D9CCD?@@542I3?>D13D?6D85=5491<@?<5G9D8D85 851F95E@9>D85=5491<D89B4?6D856?CC1DD89C @?9>DD853?>4I<549C;1CC5=2>?D=?F589785B2ED9D31>B?D1D5 9>D81D@?C9D9?>5F5>E>45BCDB?>7=EC3<57

0UJLU[YPJYLSH[PVUVUS`[OLTLKPHSWVSLYV[H[LZVUHÄ_LK H'. 5<1D5B1<@?<5C4?>?D1<97>G9D8D85H541H9C?6B?D1D9?>C?9>1<< ?@5>9>71>437=?F5=5>DC?6D85=1>492<5 D85<1D5B1<@?<5 =ECDDB1>C<1D55F5>G85>D853?>4I<5CB5=19>?>1H5435>DB93B5<1

D9?>1H9C9C9CG8ID857<5>?946?CC151B5DB91>7E<1B9>C81@5G9D8 D851@5H1DD85=5491<@?<5C 5@EB@?C5?6<1D5B1<@?<5DB1>C<1D9?>4EB9>73?>4I<1BB?D1D9?>9CD? @B?F9451C?BD?6G9>4C895<4G9@5B553D6?BC@B5149>7CI>?F91<E94 213;1>46?BD8?F5BD855>D9B5CEB6135?6D853?>4I<51>4D85251B9>7 CEB6135C?6D8549C; 51F1C3E<1B251B9>7CEB6135CB5AE9B5D89C49CDB92ED9?>?6CI>?F91< E94D?@B?F945>?EB9C8=5>D1>4!6D853?>F5H3?>4I<5 D9>D?13?>31F549C;1C1@5B653D21<<1>4C?3;5D D85DE>45B3?=

@B5CC9?>G?E<4@B5F5>DCI>?F91<E946B?=?G9>7D8B?E78D855>D9B5 9>D5B6135?6D853?>4I<51>449C;59BB57E<1B9D95C9>D85CEB6135?6 D853?>4I<5179>45>D1D9?>C6?BD85E94 D?DB1F5<9> %E383?>6EC9?>81CB5CED5B@B5D1D9?>?6DB1>C3B1>91< <=C?6D85+%"2531EC5?661945BCD1>4D85=5381>93C?6 <1D5B1<@?<5DB1F5<!D1@@51BC?><=CD81DD853?>4I<5381>75C@?C9

D9?>1CD85:1G?@5>C?B33DB93B5<1D9?>9C>?D1 1H9CEDD85=5491<@?<54?5C>?D C8?G?>DB1>C3B1>91<<=C1>49D4?5C9>613DCD1I?>1H541H9C9> 35>DB93B5<1D9?>9C31>253<51BCDB1D542I>49>7D85H54 1H9CEC9>71;9>5=1D9389>751H9C
I-35

390

4TH

STREET

NORTH,

SUITE

200


&$ ,$H+%+-"$+.'/'+*

!6D853?>4I<5C1B56E<35>DB93B5<1D9?>D85I31>>?D=?F5 8?B9J?>D1<

G1B44I<59C2B13541DD85E@@5B=?CD @1BD?69DCB539@B?31<6?CC13?>D?EB 9D31>>?D=?F5213;G1B46B?= D81D@?C9D9?>G9D8?ED=?F9>751>D5B9?BCEB6135?6D85 3?>4I<5B5CDC1719>CDD855=9>5>D91 C?D853?>4I<531>>?D=?F56?B

G1B4G9D8?ED259>77E94544?G>G1B42ID853?>F5H3?>D?EB?6D85 5=9>5>D91G85>9D=?F5C6B?=9DC89785CD@?9>D 5B51B5?D85B613D?BCD81D31>3?>DB92ED5D?D854?G>G1B4=?F5

=5>DG85>D85=1>492<59C@EC85449CD1<4G?E<46?B35D853?>4I<5D?=?F54?G>G1B4 9D=?F5C213;5@?C9D9?>?6D85B5CDB19>9>7<971=5>DC3?E<417D?C?=51ED8?B9D95C ?G5F5B 96D859>D13D3?>4I<5

49C;1CC5=2C89@9CD854?=9>1>D613D?B9>7E949>7D853?>4I<54?G>6B?= D851@5H@?C9D9?>D?1=?B549CD1<B5<1D9?>C89@ &E=5B?ECCDE495C81F5F5B954D85133EB13I?6D851@5H?66?B353?>

7EB1D9?>1CG5<<1CD85B5@51D129<9DI?61@B539C535>DB93B5<1D9?>@?C9

D9?>'EBCDE495C9>F?78E>4B54C?6B53?B49>7C1D?2515B59C>?1D1B511DD81D1@5HC? ?>D6B?=D851@5H9C@?CC92<5K1F5BI9=@?B

D1>D@?9>DD?E>45BCD1>4 '#)+./ %5491<@?<52B139>79><9>5G9D89>D5B>1< @D5BI7?94=EC3<53?>DB13D9?>5CD12<9C85C D85=94=?CD@?C9D9?>1D35>DB93B5<1D9?> 9C2B1354@?C9D9?>9C3?>C9CD5>D
D1>5?ECG9D8D85E@@5B=?CD@?C9D9?>9C =5491<@?<5CD?@1DCD8578?B9J?>D1<5 1>5CC5>D91<1>1D?=9

31<45C97>D81D=1;5C1>?B=1<3EBF5?6 ?33@?CC92<5!D1CG8I1> 9==5491D5C945C896D9C>?D@?CC92<56B?= D856E<?6D853?>4I<5C 35>DB93B5<1D9?>

I-36

390

4TH

STREET

NORTH,

SUITE

200


D '*.//&$$)'*$*/' $ !6D853?>4I<549C;1CC5=2D5B 9DC8?GCD85 49C;?>D856B?>D?6D853?>4I<5!D9CD89C@5BC@53D9F5D81D=9C<514C C?=5D?25<95F5D853?>4I<5G9<<C<9@?D85213;?6D8549C;969D9C>?D MCE@@?BD54N2ID55D89C31>>?D81@@5>96D8549C;1>49DC<971=5>DC 1B59>D13D

,,$-)+./ !D9CD85=5491<D89B4?6D853?>4I<5D81D9CG5<<3?F5B542ID8549C; C<935D8B?E78D89C@1BD?6D853?>4I<5 49C;1CC5=2?B=1<E@G1B46?B35C?6D855<5F1D?B=EC3<5C9C49B53D54D8B?E78D85 3?>31F9DI?6D8549C;1>46?CC1 $(%"$*/$-'*D >9>D13D3?>4I<549C;1CC5=2D5B9>7?>D853?>4I<55 49C;1>4<971=5>DC=ECD2541=

1754D?@5B=9D49C@<135=5>D?6D85 49C;5@B9=1BIC?EB35?649C; 49C@<135=5>D9CD85D5>C9F5@E<<?6 9>3??B49>1D54=EC3<513D9F9DID81D 3?=29>5CG9D841=175D?D85<971

=5>DC I-37

390

4TH

STREET

NORTH,

SUITE

200


&$ ,$H+%%+-"$ 9C9C1>1@5H@?9>D?66?B351DD85E@@5B=?CD2?>5CD?@1DD85 =5491<@1BD?6D856?CC19C9C19D51@5H6B?=G8938>? 6?BG1B4?B213;G1B4=?F5=5>D?6D853?>4I<5 49C;1CC5=2<95C31> =?F5E><5CCD85I=?F5'.&D852?>IC
O O

B&3/&$0,,$-)+./,+.'/'+*'.)$"& *'" ((3"+--$"/ /!6D853?>4I<5C=ECD49C@<1356?BG1B41>44?G>D85CD5B3EC@1D9?> D85B59C49C81B=?>I25DG55>D85

>

?331>4D85+%"C 0.85>D855<5F1D?B=EC3<5C@E<<D853?>4I<5C9>D?) G8938D85I 4?B5@51D54D?D85=?<1BC9C9C 5C@5391<D3<5>385C1>42BEH5C4EB9>7 C<55@ 15>5D553D9C?F5BD85<1CD=?<1B1>48I@5B13D9F9DI?6D85 =1CD931D?BI=EC3<5C9C9CD85C35>1B9?BD81D9C1D9> ?33KD85=?CD3?==?>DI@5?6+%

I-38

390

4TH

STREET

NORTH,

SUITE

200


B&3/&$0,,$-)+./,+.'/'+*'.,&3.'+(+D'" ((3"+--$"/ !>5F17D856E<1CD853?BB53D@?C9D9?>6?BD85 3?>4I<5CG85>D85D55D81B59>=1H9=E=9>D5B3EC@1D9?> ?>5>554CD? E>45BCD1>48?G14?G>G1B44I<5153DC=EC3<53??B49

>1D9?> B& /2$52 */ !6D853?>4I<5C1B5>?D3?=@<5D535>DB93B5<1D9?>4EB9>7 =1H9=1<9>D5B3EC@1D9?> 9D6?B35C D85<1D5B1<@D5BI7?94=EC3<5D?B5C9CD 1<<D855<5F1D?B=EC3<5C5F5BID9=5 D85D55D83?=5D?75D85B5B5CE3??B49>1D54 8I@5B13D9F1D9?>?6 D855>D9B5=1CD931D?BI=EC3E<1DEB5 B& /2$2 */ 5>DB93B5<1D9?>1>4=1H9=E= 9>D5B3EC@1D9?>1B5D85C1=5 .85>D85D55D81B59>C9=E5

?EC5AE1<9>D5>C9DI3?>D13D1DD85 6E<DB93B5<1D9?>@?C9D9?> ?6D853?>4I<5C D85=1CD931D?BI =EC3<5C6E>3D9?>9>13??B49>1D54 @1DD5B>5F5>4EB9>73<5>38 B& /2$2 */ > .85>D85@?CD5B9?BD55D81B5C5@1

B1D549>1<<5335>DB93:1G=?F5=5>DC 2ID853?=29>1D9?>?61>D5B9?B 7E941>359>D856B?>D1>43?>4I<1B 7E941>359>D85213; =?B5D81> DG? D89B4C?6D855<5F1D?B=EC3<5 6?B359CC8ED? B& /2$52 */ >

EDG85>1>I@?CD5B9?BD??D8 9>D5B65B5CG9D8D851>D5B9?B7E94

1>359>5335>DB93=?F5=5>D D85<1D5B1<@D5BI7?94=EC3<5C1B5 13D9F1D541>4D855<5F1D?B=EC3<5C 1B58I@5B13D9F1D549CB5CE =EC3<58I@5B6E>3

D9?> I-39

390

4TH

STREET

NORTH,

SUITE

200


+H^ZVU»Z*SHZZPÄJH[PVUVM6JJS\ZPVU 1GC?>LC3<1CC931D9?>B5<1D5C=1H9=1<9>D5B3EC@1D9?>D?D85@?C9D9?> 1>43?>49D9?>?6D85+%"C!D81C9=@?BD1>D3<9>931<9=@<931D9?>C1>4 9C1>5CC5>D91<CD5@9>45D5B=9>1D9?>?6DB51D=5>D&??D85B?33 3<1CC931D9?>B5<1D5CD85?33D?D85@?C9D9?>1>43?>49D9?>?6D85 +%"C

A %1H9=1<9>D5B3EC@1D9?>9> 81B=?>IG9D835>DB93B5<1D9?>

A / %1H9=1<9>D5B3EC@1D9?> ?33EBC9>81B=?>IG9D8141@D5435>

DB93@?CDEB5

A( ?>4I<5C=ECD49C@<135 6B?=1F5B912<535>DB93B5<1D9?>6?B =1H9=E=9>D5B3EC@1D9?>D??33EB

A(/ ?>4I<5C=ECD49C@<135 6B?=1>141@D5435>DB93@?CDEB56?B =1H9=E=9>D5B3EC@1D9?>D??33EB

I-40

390

4TH

STREET

NORTH,

SUITE

200


A) 5>DB93B5<1D9?>31>>?D25F5B954+%"C31>>?D1335@D 7G9D8?EDD5>45B>5CC?BD5>C9?> C?D85B5<1D9?>C89@?6=1H9

=E=9>D5B3EC@1D9?>31>>?D2545D5B=9>54E>D9<D85+%"@B?2

<5=9CB5C?
A* 5?33C89@ 9C9>1>13D9F5CD175?6@B?7B5CC9F5 49C?B45B2531EC5?6@1D8?CD12<5+%"C

$%$-$*"$.< 1GC?>( &5G45>9D9?>C6?BB5<1D9>7?33D?F1BI9>73?>49

D9?>C?6D85D5=@?B?=1>492E<1B:?9>D "(B?CD85D5>D V 1GC?>( 3<1CC931D9?>CICD5=6?B?33CD81DB5<1D5C=1H9

=1<9>D5B3EC@1D9?>D?D85@?C9D9?>1>43?>49D9?>?6D85D5=@?B?=1>

492E<1B:?9>DC "(B?CD85D5>DV I-41

390

4TH

STREET

NORTH,

SUITE

200


*#$-./ *#'*D/&$+($+%0."($ % / ++ , + + + 0 , (# F5BI5<5=5>D?6=1CD931D?BICICD5=45C97>9CB5<1D54D?=EC3<5 %EC3<59CB5C@?>C92<56?B1<<6E>3D9?>1<=?F5=5>DC?61<<=?F12<5 @1BDCG9D89>D85CICD5=!D9C1F?5F5B4IC6E>3D9?> ?33EBC!DG?E<4259=@?CC92<5D?E>45BCD1>4D853?>35@D?65AE9<92

B9E=?BD85B51C?>9>72589>4D8545D5B=9>1>DC?6?33K?BD85 31EC5C1>4DB51D=5>D6?B?33CD129<9DIKG9D8?ED1>E>45B

CD1>49>7?6D8B55=1:?B1C@53DC?6=EC3<513D9?> 1 =EC3<56E>3D9?> 5 =EC3<513D9F9DI %EC3<5 G 138?6D85C5CD1D5C?6=EC3<513D9F9DI81C1@B?6?E>49>E5>35?> D85DI@5?6DB51D=5>DG5C5<53D6?BD55D8)5=5=25B57?1<?61<< ?335EB?=EC3E<1DEB5*?<5DLCCD1BDG9D81> 5H@<1>1D9?>?6G81DD81D=51>C

++-#'* /$#)0."($%0*"/'+* <<=EC3<53?>DB13D9?>9C21<1>3542I1>D17?>9CD93=EC3<513D9F9DI D81D=ECDG?B;B539@B?31<13??B49>1D54=1>>5BD?@B?4E353?>

DB?<<546E>3D9?>1<=?F5=5>DC??B49>1D54=EC3<56E>3D9?>B5AE9B5C @B539C5D9=9>7?6D853?>DB13D9>7@E<<9>7=EC3<5G9D8C9=E5?EC D9=9>7?6D85B5<51C5?6D85?@@?C9>7=EC3<5'EB7?1<?61@51356E< >5EB?=EC3E<1DEB59C?>3D9?> 1 G K D855<5F1D?B=EC3<5C3?>DB13D1CD8545@B5C

C?B=EC3<5CB5<51C59>@5B653DD9=9>7D?D85 ?@@?C9>73?>DB13D9?>59>65B9?B<1D5B1< @D5BI7?94=EC3<5B5<51C5C4EB9>75<5F1D?B =EC3<53?>DB13D9?>D?1<
D?B=EC3<5CD?6E<4I<5 49C; 1CC5=2DB13DCD?@?C9D9?>D8549C;9><9>5 G9D8D8576?B35C 1 G K >?GD85@B?35CC9CB5F5BC54C?D855<5F1D?B 37=EC3<5CB5<51C53?>DB13D9?>G89<5 D8545@B5CC?B=EC3<5C3?>DB13D59>65B9?B <1D5B1<@D5BI7?94=EC3<53?>DB13DCD?=?F5 D853?>4I<56?BG1B41C9DB?D1D5C5CE@5

B9?B<1D5B1<@D5BI7?94=EC3<5B5<51C5CD8549C; D?25@E<<54213;D?D85D?@?6D853?>4I<5 I-42

390

4TH

STREET

NORTH,

SUITE

200


C?9DCD1IC9><9>5G9D8D8576?B35CD8B?E78D853?>4I<1B6E<

3BE= 7 IK9>3??B49>1D54=EC3<513D9F9DIB565BC D?1>I49CBE@D9?>?63?BB53DD9=9>7?6=EC3<5B5<51C5G85>9DC1>D17?

>9CD93=EC3<59C3?>DB13D9>79C31>?33EB9>7B?E@C?61>D17?>9CD93 =EC3<5C1>4B5CE9C?=5DB93=EC3<53?>DB13D9?>?6?@@?C9>7=EC

3<5C@E<<9>71719>CD5138?D85B%EC3<59>3??B49>1D9?>9CD855>5=I?6 1@51356E<>5EB?=EC3E<1DEB5 ; IK%EC3<58I@5B13D9F9DI?33EBCG85>=EC3<5 9CCD9=E<1D549>D?9>3B51C545<53DB931<13D9F9DI%EC3<58I@5B13D9F9DI 31>25=51CEB545<53DB?=I?7B1@8931<43?=@1B54G9D8 >?B=1<13D9F9DI%E38?6G81DG5;>?G12?ED?33I FC49C81B=?>I G5<51B>546B?=%B5C51B38(B?754=EC3<5 8I@5B13D9F9DIB5CE61D97E5 12E9<4E@?6<13D931394 1>4?HI75> 45@<5D9?>9>D85?F5BG?B;54=EC3<5 613D?BCG8938CD9=E<1D5>?3935@

D?B@19>B5C@?>C5C.85>=EC3<58I@5B13D9F9DI?33EBC9>3?=29>1D9?> G9D89>3??B49>1D54=EC3<53?>DB13D9?> D85@?D5>D91<6?B2?D8CDBE3

DEB1<41=1751>4?B?61391<@19>9C8978 I@5B13D9F5 9>3??B49>1D54 =EC3<53?>DB13D9?>9CD85@B9>39@<531EC5?6CDBE3DEB1<456?B=9D95C D?D85D55D81>4D85+%"C56?B=1D9?>1>4=9C1<97>=5>D?33EBC 6B?=13?=29>1D9?>?63?=@B5CC9F51>4D5>C9F56?B35C1@@<9542ID85 8I@5B13D9F5=EC3<5C(19>31>255<939D5459D85B9>D85CDBE3DEB5C259>7 CDB19>54456?B=54?B9>D85=EC3<5CD85=C57D?D85=51D?64917>?C9C1>4DB51D=5>D5 31EC5C?6=1CD931D?BI=EC3<59>3??B49>1D9?>1>48I@5B13D9F9DI1B5 G5<<4?3E=5>D549>1@B?6EC51=?E>D?65H35<<5>DB5C51B38&E=5B

?EC%CDE495C3<51BD5B65B5>35D?=1>492E

<1B6E>3D9?>9CD85@B9=1BI13D9F1D?B?6=1CD931D?BI=EC3<54IC6E>3

D9?>/?E E>45BCD1>435>DB93B5<1D9?>D8?E78256?B5D85553DC ?649C@<135=5>D6B?=35>DB93B5<1D9?>G9<<B5<1D5D?G81D9C>55454 3<9>931<D?6D85+%"C6B?= )9CB5AE9B54D?13895F5=1H9=E= 9>D5B3EC@1D9?> D85B5CE3??B49>1D54 8I@5B13D9F9DI?6D85<1D5B1<@D5BI7?94 =EC3<55F5BID9=5D85?@@?C9>75<5F1

D?B=EC3<5C3?>DB13DD?37543<5>389>79>D5>C9

5CD85@B?2<5=C1CD85<1D5B1<@D5BI7?94 =EC3<5=ECD8?<4D853?>4I<54?G>D85 C7=EC3<5C@E<<E@

I-43

390

4TH

STREET

NORTH,

SUITE

200


&$-$( /'+*.&',+%+""(0.'+*/+)0."($"++-#'* /'+*8 '*"++-#'* /'+* *#&3,$- "/'1'/3 # + K96D85+%"C1B5>?D3?=

@<5D5DB93B5<1D9?>G85> D85D55D83<5>389>D?=1H9=E= 9>D5B3EC@1D9?>%CDE495CC8?G D81DD85<1D5B1<@D5BI7?94=EC3<5G9<< 1DB13D9>B5C9CD1>35D?D85 5<5F1D?B=EC3<5C=EC3<59>3??B49

>1D9?>1>41<<D855<5F1D?B=EC3<5C G9<<C8?G9>3B51C545<53DB931<13D9F9DI ?>%8I@5B13D9F9DI !6D85B59C>?49C81B=?>I25DG55> 35>DB93B5<1D9?>D856E<4I<5@?C9D9?>1>4=1H9=1< 9>D5B3EC@1D9?>?6D85D55D8VD85<1D

5B1<@D5BI7?94=EC3<5B5<51C5C1>4 CD1ICB5<51C544EB9>75<5F1D?B=EC3<5 3?>DB13D9?>3??B49>1D54=EC3<5 6E>3D9?>%B53?B49>714931D5C1>?B=1<<5F5<?6=EC3<5 13D9F9DI>?D8I@5B13D9F9DI # + , !6D85@?CD5B9?BD55D81B5C5@1B1D54 2ID851>D5B9?B7E941>351>4D85 3?>4I<1B7E941>354EB9>71<<5H3EB

C9?>C 1DD85=?=5>DD853?>4I<5 <51F5C35>DB93B5<1D9?> 1<<D85 5<5F1D?B=EC3<5CC8ED?5H35@D D851>D5B9?B25BC?6D85D5=@?B1

<9C=EC3<5 9>4931D9F5?61@51356E< >5EB?=EC3E<1DEB5 !6D85@?CD5B9?BD55D89>D5B65B5G9D8 D851>D5B9?B7E941>354EB9>7@B?DBE

C9F5?B<1D5B1<5H3EBC9?>C?6D85=1>

492<5 %CDE495CC8?G9>3B51C54 5<53DB931<13D9F9DI8I@5B13D9F9DI9> 1<<D85=1CD931D?BI=EC3<5C9C @EDCD85@?CD5B9?BD55D89>:5?@1B4I6?B?F5B45H35CC9F5G51BK D85?@@?C9D5?61@51356E<>5EB?=EC3E<1DEB5 !DC8?E<425?2F9?ECD81DD85?33C89@D?D85+%"C9C1 F5BI3B9D931<613D?B2?D89>35>DB93B5<1D9?>1>4=1>492E<1B5H3EBC9?>C .81D9C>?D75>5B1<45BCD??49CD855HAE9C9D5C9D9F5>1DEB5?6 I-44

390

4TH

STREET

NORTH,

SUITE

200


D81DB5<1D9?>C89@1>48?G<9DD<59DD1;5CD?9>D5B65B5G9D83??B49>1D54 @51356E<=EC3<513D9F9DI>9>45@D8E>45BCD1>49>7?6D851>1D?=I @8IC9?429?=5381>93C?6D85+%"9C5CC5>D91<6?B16E<<1@@B5

391D9?>?6D85+%" ?33C89@ &?G <5DECB5=9>4I?E?6?>5?6D85=?CD9=@?BD1>D613DCI?E E>45BCD1>4256?B5I?EG9<<5F5B2512<5D?7B1C@D859>DB931395C?6 ?33?C9C?BDB51D=5>D

/ F

A;8 5 ?6D85+%"C45D5B=9>5CD85B5<1D9?>C89@?6D85 1>4?6D5>4?5C 153DD85@?C9D9?>1>4CD129<9DI?6D853?>4I<1B1H9C1>4D8EC31>81F5 1@B?6?E>4553D?>D85CD129<9DI?6D85?33 *.0)) /'+*< &$"+*#3($. -$'*"$*/-'"-$( /'+*'%%+0-"-'/$-' -$ M\SÄSSLK¯ : &$#'.F. -$,-+,$-(3 ('D*$# : &$"+*#3($. -$ //&$'-&'D&$./,+'*/ D '*.//&$ $)'*$*/' $ : &$)$#' (,+($. -$!- "$# D '*./!+*$ : &$'*%$-'+-( /$- (,/$-3D+'#)0."($.& 1$-$($ .$# /&$'-"+*/- "/'+* *# -$, ..'1$

+0-"-'/'" (% "/+-.'*+""(0.'+*;-$( /'+*.&',. 5 ?6D85+%"C4EB9>7=1H9=E=9>D5B3EC@1D9?> 5 ?6D85+%"C4EB9>7=1H9=E=9>D5B3EC@1D9?> 55HAE9C9D5=5381>?B535@D?BC5>C9D9F9DI?6D85D55D8 5CD1D5?6=EC3<53??B49>1D9?>FC9>3??B49>1D9?>

I-45

390

4TH

STREET

NORTH,

SUITE

200


&$HG0'.'/$(3$*.'/'1$$"& *+-$"$,/+-3./$) !D81C75>5B1<1335@D54D81D8?B9J?>D1<1>4F5BD931<@B5CCEB5 C5>C1D9?>9C75>5B1D545>D9B54D5>C9?>C5>C?BC D85@5B9?4?>D1<<971=5>D)5C51B38CDE495C81F5C8?G> 3?>3C?BI>5BF55>49>7C4?5H9CD 1>4D81DD85I @<1I1>9=@?BD1>DB?<59>D85G1I=1CD931D?BI=EC3<513D9F9DI9C3??B

49>1D54?BCD9=E<1D549>D?9>3??B49>1D548I@5B13D9F9DI : - I M G I " M< 9

F

%1:?B9>>5BF1D9?>CE@@D1<<971=5>DC9>4931D5C D859=@?BD1>35?6D85C5>C?BI B5C@?>C5D?3?=@B5CC9F51>4D5>C9F5 6?B35C?>D55D8

F5>7B51D5BCE@@C?BI9>>5BF1D9?>7?5CD?9>D5B45>D1< CDBE3DEB5C*5F5B1<=9<<9?>>5BF5B535@D?BC1CC?391D54G9D8D85 ?4?>D?2<1CD93C5>C?BIE>9DCG9D89>5138D??D8B5<1D5D?=?D?>5E

B?>CD81D3?>DB?<=1CD931D?BI>5EB?=EC3E<1BB55HB5C@?>C5CD?D85 =?CD=9>ED56?B35C I-46

390

4TH

STREET

NORTH,

SUITE

200


.9<<91=C?>LC<1>4=1B;G?B; C8?G9>7D8549B53D553D?> B54E39>75<5F1D?B=EC3<513D9F9DID81DB5CED5B9?B49C3 ?6@?CD5B9?BD55D831>?>542IC?=56?B=?6=5381>?

B535@D9F59>@ED6B?=D8545>D9D9?>?>F5BC5D85C1=5=EC3<5CG85>@?CD5B9?BD55D89>D5B65B5G9D8D85 1>D5B9?B7E941>359C6EBD85B5F945>35?6C5>C?BI9>@ED6B?=D85D55D8 D?D85=EC3E<1DEB5 >I45>D9CDG8?253?=5C5F5>=1B79>1<?B535@D9?>@<1IC9>=1CD931D?BI=EC3<513D9F9DIG9<<CD1BDD? C5541935?6131EC1<B5<1D9?>C89@G9D8=1>ICI=@D?=CD81D =1I?D85BG9C5252<1=54?>CDB5CC?B@CI38?5G 5F945>351>4>5GE>45BCD1>49>7?6=5381>?B535@D9?>6B?=D55D89C @B5C5>D9>7CDB?>7B51C?>C6?B25<95F9>7D81DD85C5>C9D9F9DI?6D55D89C 61B=?B55HAE9C9D51>461B=?B59=@?BD1>D1C1CD9=E5EB?

=EC3E<1B13D9F9DID81>@B5F9?EC45BCD??4B"1I$5FI 145>D9CD 1>4=5381>931<5>79>55B 81C?@5>54E@1>5H@1>454E>45BCD1>49>7 ?6D??D8=5381>?B535@D9?>2IC8?G9>7D81DD85=5381>?B535@D9F5 9>@ED75>5B1D542ICDB19>C6B?=G9D89>D85D55D8=1I81F517B51D5B 9>E5>35?>D85>5EB?=EC3E<1DEB5D81>D85C5>C?BI9>@ED6B?=D85 @5B9?4?>D1<<971=5>D $5FI81C@?CDE<1D54D81DD853?=@?>5>D=1D5B915<12?B1D5 >5EB1<C5>C?BI>5DG?B;G8938B5C@?>4CD?=9>ED5456?B=1D9?>C ?6?4?>D?2<1CD93DE2E<5C1>4@B?F945CB1@946554213;D?5>12<5 D85>5EB?=EC3E<1DEB5D?3?>DB?<1@@<9546?B35C$5FICE@@?BDC89C 8I@?D85C9C21C54?>D853?9>3945>D@B5C5>359>D8545>D9>1<DE2E<5C?6 C@5391<9J54E4>5EB?5>DC $5FI81C1D8B?E78251=1>19D55<5

=5>D1>1C9>CDB5CC<5F5D9>2I<1D5B1<6?B35C?>D55D81>4D81DD85C5 456?B=1D9?>C1D85?4?>D?2<1CD93DE2E<5C!D9CAE9D5@B?2

12<5D81DD85?4?>D?2<1CD93C5>C?BIE>9DCG9D8D859B12E>41>DD959>D? =1:?BC5>C?BI>5BF5@1D8G1IC6?B=1F5BI9=@?BD1>D1>45HAE9C9D5 B5<1D9?>C89@D?D85D?D1<>5EB?=EC3E<1BB55H@1DD5B>C?6D85=1CD9

31D?BICICD5=1B6B?=259>79>5BDCD?>5<9;56?B=C D55D881F51> 9>D5B>1<CICD5=?6C5>C?BCD81D31>49C35B>D85C<978D5CD3?=@B5CC9?> ?BD?BAE5K1>4D55D84?25>41>4DG9CD61B=?B5D81>G581F5B51<

9J5456?B=1D9?>?6126B13D9?>C 1C1>5H1=@<5 9C>?G;>?G>D? B5CE71G1I?63BICD1<<9>5CDBE3DEB5C1CD85 D??D89C25>D2I?333B51C54E>45BCD1>49>7?6D855HAE9C9D5>1DEB5?6D??D8=5381

>?B535@D?BC9C3?>C9CD5>DG9D8=1>I?6D853<9>931<?2C5BF1D9?>C B571B49>7B55H=EC3<5B5C@?>C5CD? ?33D5B65B5>35C 1>4 9DCE@@?BDCD853?>35@D?6@B539C5?339J1D9?>1C171@51356E<>5EB?=EC3E<1DEB5 5=1:?B@?BD9?>?6C5>C?BI9>>5BF1D9?>?6?>5?6D85<1B75CD3B1>91< >5BF5CD85DB975=9>1<>5BF59C49B53DC9> I-47

390

4TH

STREET

NORTH,

SUITE

200


9>D5>C9DI1>449B53D9?>?63?>D13DC?>D85D55D85613DD81DC?=E38 9>>5BF1D9?>C8?E<4251CC97>54D?D85D55D8 @C89@?6 D81DC5>C?BI9>@EDD?B55H:1G=?F5=5>DC13D9F1D542I1CC?391D54 =?D?>5EB?>C9C1>9>4931D9?>?68?G5HAE9C9D5C9D9F5D85>5E

B?=EC3E<1BCICD5=31>255F5>D?=9>ED5?33C @B9=5@EB@?C5?6?335EB?=EC3E<1DEB5'33<5CC D85@B539C5>5CC?6D85CICD5=9CE>45BCD??41>4D85C;9<9>7 ?33C@B539C5?E781B545F5I1ED8?B9D95C81F5=9>9=9J54D859=@?BD1>35?6?331C 1613D?B9>D5=@?B?=1>492E<1B4IC6E>3D9?>1>4=EC3<5@19>.5 81F5?2C5BF54B5@51D543513<9>9391>@EDC?> ?33
38?45BCD??4 D85 =?B585G9<<B5C?BDD?79==93;BI ;9>5C9?71>45F5BI ?D85B>5G6?B=?6DB51D=5>DD81D31>25D?ED541CM8?<9CD93N,>6?B

DE>1D5I?6D85=?CD3?==?>DB51D=5>DC1B513DE1<
6E<5F5>D8?E78D85I=1I@B?4E35=?=5>D1BIB5<956 *9>35=1>I G5<<9>D5>D9?>5445>D9CDC81F5B5C?BD54D?D85C55=@9B931<@B?354EB5C 2531EC5?6B5@51D54619D D85B51C?>6?BD859B49CB571B46?B?3354 B55CD1D5=5>DC3?E<4CE=E@D85B51C?>C 5>D9CDC?33D9CDC ?33DC D?75DG?BC5?6B?=9DCEC5 (B5493D9F5?335CCD81>=?CD 45>D9CDC1B51G1B5?6!6?33?D4?>531B56E<?E78 9DG9<<>?D85<@K1>4D851=1I13DE1<D5>C96ID85@B?2<5=?B31EC5>5G@B?2<5=C?649C3?=6?BD 5B51B5DG?5HDB5=5D1C@53DC?6?33DD81D 45=1>4@B539C5>5CC96@B5493D129<9DI9CD?2513895F54 (B539C5@?C9D9?>1>41<97>=5>D?6D853?>4I<5 49C;1CC5=2 1@8IC9?C89@D?D856?CC15+%">554 >?D 9>D8535>DB93B5<1D9?>@?C9D9?> 2ED9D G

G < 9>5<9=9>1D9?>?61<<?33D5B65B5>35CD?35>DB93B5<1

D9?>)5=5=25B8?G5HAE9C9D5C9D9F5D85=5381>?B535@D?B CICD5=9C

I-48

390

4TH

STREET

NORTH,

SUITE

200


!.$-1 /'+*.%-+),&+/+""(0.'+*./0#'$.< 1GC?>1>4B31>"(B?CD85D5>D B?=D85CD1>4@?9>D?65CD12<9C89>7=EC3<581B=?>I D85 ?6D??D83?>

D13DC9C61B<5CC9=@?BD1>DD81>D853?=@<5D55<9=9>1D9?>?645F91D9>79>3<9>5C +G?3?>D13DC?>5?>5138C9459>3?=@<5D581B=?>IG9D8D85E@@5B=?CD3?>

4I<5 49C;@?C9D9?>31>@B?4E35=EC3<581B=?>I9>C?=5@1D95>DC5>5B1<3?=29>1D9?>G9D8D?>7E529D9>78129DC 512C5>35?61C<9454?5C>?D9>9DC5<69>4931D53?=@<5D5CI==5DBI C9>35E>5F5> @B5CCEB5=1IB5CED85=?F5=5>D?61D??D8?BD55D8G9D8?ED@B?4E39>7149C

35B>92<5C<945*E381CI==5DB931<@B5CCEB59C49]3E 2ED9D31>3?>CD9

DED51@?D5>DDB9775BD81D13D9F1D5C=EC3<58I@5B13D9F9DI(8?D?33=5D8?4C 5>12<54ECD?B53?B4>?D?>CD45F91D9>7D??D89>3<9>5C 2ED1?69>D5>C9DI?61H91< >?> 45F91D9>7@B5CCEB5

+?41ID85+ *31>9C1=?B5@B13D931<9>CDBE=5>D6?B@B539C571>4AE1>

D96I9>7?33D13DC!DCEC581C6EBD85B4?3E=5>D54D85553DC?6 =9>ED5?33D5B65B5>35C?>D85>5EB?=EC3E<1DEB5 !D9C>?DE>3?==?>6?BD85CI=@D?=C?6?33ICE381C @19>1>4<9=9D1D9?>?66E>3D9?>D?B5=19>5F5>9>D8512C5>35?61C<945 2EDCE38 CI=@D?=C1B56B5AE5>D1D54?>D851H91<@B5CCEB5C1B55AE1<9J54 F 5@B5CCEB5?65F5>?>5D??D83?>D13DG9D87B51D5B9>D5>C9DI9CCE6

395>DD?45CDB?ID85=EC3<581B=?>I1>413D9F1D518I@5B13D9F9DI?6E>21<1>354 =EC3<5C .89<59D9C?6D5>>535CC1BID?@B539C5D13DCD?5<9=9>1D5 =EC3<5@19>1>44IC6E>3D9?> 9D9C>?DECE1<535CC1BID? D85C1=5 457B55?6?33?>35D85=EC3<513D9F9DI9C>?B=1<9J549CF1B95C 6B?=@1D95>DD?@1D95>D45@5>49>7?>D5>C9?><5F54C?=5@CI38?
D?BCD81DB54E35D85>?B=1<141@D9F531@139DI?6D852?4I +55D8D81D81F58145H35CC9F51H91<@B5CCEB5CG9<<1<=?CD1416D5B ?335I=1IB5AE9B5B5@51D5414:ECD=5>DC256?B5D85ICD129<9J5 I-49

390

4TH

STREET

NORTH,

SUITE

200


>OH[ZJPLU[PÄJZ[\KPLZZH`HIV\[[OLYLSH[PVUZOPW !$/2$$*/&$+""(0.'+*8/&$.8 *#/&$)0."($.: %?CD?6G81DG5;>?G12?EDD85B5<1D9?>C89@25DG55>?33 1>4D85+%"C81C3?=56B?=F5BI31B56E<?2C5BF1D9?>1>41>1931<5H@5B95>35G9D8D8?EC1>4C?6@1D95>DC9C3<9>931<5H@5B95>35 31>>?D2549C3?E>D542531EC59D81C255>21C54?>@B539C554 3<1CC931D9?>C?6 M 49C?B45BC?6D85=1CD931D?BICICD5= 1>4@B5

39C554DB51D=5>D@B?D?3?
45BC44543B54929<9DI9C1CCEB542I1485B9>7D?3<51B543B9D5

B916?BG81D9C45>541CMCE335CC6E<DB51D=5>DNC55@- 5=?CD C97>931>D5F945>356?BD8512?F5@B?D?3?<81C255>D855HDB5=512<5D?13895F59>@B5

45D5B=9>9>7DB51D=5>D?ED3?=5C961<<D85BE<5C6?B3<9>931<CE335CC1B5 1485B54D? F5>D8?E78?2C5BF1D9?>?63<9>931<B5CE253?>F9>39>7 9D9C 9=@?BD1>DD?;>?G 35BD19>49C?B45BC?33EB 1>4G8IC@5393 DB51D=5>D1@@B?1385C@B?4E35CE335CC6E<B5CED?C395>D93CDE495CD81D5=2B135@B?F12<5@B535@DC?6 1>1D?=I @8IC9?429?=5381>93C'EB1@@B?1381C3<9>9391>C 81C255> 9C9C5H13D;G57?DD8?C5B5CEC395>D93CDE495CB56ED5?EB 3?>3C?B3?>B=D85=1D9CD85AE5CD9?>G51C;*395>D93 CDE495C81F53<51BB=54D85D5>5DC?>G89385138?6D856?<
9>73<9>931<DB51D=5>D@B?D?3?21C54 1 - FN I

I $%$-$*"$< )1=_?B4*(IC6E>3D9?>1<D5=@?B?=1>492E<1B:?9>D1>4=EC3<5 @19>"(B?CD85D5>D ; J + 293

2G &% 293

D "

D G " " 9 L

+ + ' /

&?D5!DC8?E<425>?D54D81DB)1=_?B4G1C1=5D93E
@9CD'67B51D9=@?BD1>359>D89CCDE4I9CD81DD8B55?B6?EB?33DCG5B5>55454256?B5?33395C25DG55>35>DB93B5<1D9?>1>435>DB93?33814 D?253?=@<5D51D54256?B581B=?>9?EC G5<<CI>38B?>9J54 =EC3<53?>DB13D9?>@1DD5B>CG5B513895F545C5>49>7C1B53?>C9C

D5>DG9D8?EB5H@5B95>351>49D9CD85<13;?6CE38=5D93E
I-50

390

4TH

STREET

NORTH,

SUITE

200


D9?>CD81D9CCEB5C92<56?BD85<5CCCE335CC6E<B5CE=1>I?6D85?D85BCDE495C5@?C9D9?>?6D853?>4I<5C9>35>DB93 B5<1D9?>9C145F5>D8?E7835>DB93B5<1D9?>G1CCD9<<259>7 45C3B92541CB5DBEC9F5@?C9D9?>9> )1=_?B4G1CEC9>71D538

>9AE5D81D9>CEB541>E@@5B=?CD@?C9D9?>?>D853?>4I<5CB1D85BD81> 1@@7D??=E386?B35D?B5DBE45!>13?=@1B1D9F5CDE4IEC9>7D85 E8>5B7B1@8 B)1=_?B4LC1H9CG1C945>D931<D?D8535>DB93 B5<1D9?>@?C9D9?>13895F541>414F?31D542I1GC?>95 =?CDCE@5

B9?B B?'./&$-$"+*%0.'+*'*/&$('/$- /0-$= +?9<C?=545D19<?>5?6D85=?CDAE?D541BD9

3<5C9>D85<9D5B1DEB55495B5>35C25DG55>D85)1=_?B4CDE4I1>4 D85+C?<;15D1<CDE4I1B5B5=1B;12<5[2EDG?E<4?>?D93542I B5145BCG8?81F55H@5B95>35G9D8CE335CC6E<?33?G<5475B571B49>7D85C8?BD3?=9>7C?6D851CC5CC=5>D=5D8?4C EC549>D85+C?<;15D1<CDE4I +C?<;1( %?BB9C). (B59C;5< .'33DD85B1@I6?B 3B1>9?=1>492E<1B49C?B45BCV13<9>931<1CC5CC=5>D2I14?E2<52<9>4 =5D8?4"(B?CD85D5>DV F1G8938@1D95>DCMG9D83B1

>9?=1>492E<1B49C?B45BCNG5B549F94549>D?DG?7B?E@C'>57B?E@ E>45BG5>DM=?3;?33DN9>G8938D8545>D9CD?>454D?14:ECDD85?332ED494>?D7B9>4?>1>I?33D13DCEB6135C5?D85B7B?E@G1CDB51D54G9D8G81DG1C3<19=54 D?251MB51<5AE9<92B1D9?>ND?B5=?F5C97>931>DC<945C1>4>?>G?B;

9>7C9459>D5B65B5>35C&?1DD5=@DG1C=145D?14:ECDG?B;9>7C945 9>D5B65B5>35C 5B5CED89CCDE4I@?BDB1I54>?C97>931>D495B5>35 25DG55>D85DG?7B?E@C 1C1CC5CC542I;9>5C9?7B1@8931>45<53DB?

=I?7B1@8931>15C9?7B1@8931CC5CC=5>DC8?G54D81DM=?3;1>4B51<?33DN@B?4E354C9=9<1BB5CE

D93=5D8?4C?61CC5CC=5>DN 9D9C?6D5>39D541C@B??6D81D?33 9CE>B5<1D54D?3B1>9?=1>492E<1B49C?B45BC.8I9C9DD81DD89CCDE4I 4?>5=?B5D81> I51BC16D5BD85)1=_?B4CDE4I B5CE3?>3
C9?>CD81D1B5491=5DB931<CG8ID89CCDE4I9C9>F1<94 1>4D85C5C1=5 B51C?>C1B5DI@931<?6=E38?6D853EBB5>D<9D5B1DEB5 7 1;2F!> D89C9CE>1335@D12<59CCDE4I4?5C>?D5F5>45<9>51D5 G85D85BD8531D57?BI?6%9C9>DB131@CE<1B?B@B9=1B95EB?=EC3E<1B+?DB131@CE<1B1>45HDB1

31@CE<1B49C?B45BC9>D??>575>5B1<9J54CI>4B?=59>4931D5C1 C5F5B5<13;?63EBB5>DE>45BCD1>49>712?EDD5=@?B?=1>492E

<1B49C?B45BC9> I-51

390

4TH

STREET

NORTH,

SUITE

200


=

!DG1C45>541C MC?=5B51<?33DND?B5=?F5MC97>931>DNC<945C 1>4>?>G?B;9>7C9459>D5B65B5>35C>I;>?G<547512<53<9>9

391>;>?GCD81D1>E>>9C8545AE9<92B1D9?>9C1>?> 5AE9<9

2B1D9?>&?1DD5=@DG1C45C3B9254D?3?=@<5D51D5 4553D9F53?>D13DC?BD?3?BB53DG?B;9>7C9459>D5B65B5>35C )1=_?B4LCCDE4IG1CF5BI3<51B12?EDD85 5<9=9>1

D9?>?61<<9>D5B65B5>35C 4=9CC9?>D81D?33CG5B59>3?=@<5D5494>?D 1@@51BD?259=@?BD1>D5>?E78D?@B5F5>DD85

GK1=1:?B1G9> D85CDE4I!D9>4931D5CD81DD85B5C51B385BC8141>9>145AE1D5 ;>?G<5475?6G81D9CB5AE9B54D?13895F51C1D9C613D?BIB5CE / F F

I 5=1>492E<1B;9>5C5?

7B1@8%#81C255>C8?G>2I59>5 ED389>C 1>4$E>4 D?81F5 J 59BCDE495CC8?G54D81D=1>492E<1B=?F5=5>DC ?6CI=@D?=1D93CE2:53DC3?E<4>?D25495B5>D91D546B?= D8?C5?6>?B=1<CE2:53DCEC9>71>I?6D85D5CDCD81DG5B5ED9

<9J549>D89C=?3;?33D5F1 &?1DD5=@DG1C=145D?F5B96I35>DB93B5<1D9?>1>4D8514:ECD

=5>DCG5B5=145G9D8E>7E9454D1@@9>7D?D5B65B

5>35C 6>4 9;86< G E 6 < $,++.)#-&*'"+# 5E3DE1D9?>C?6:1G3C9>=EC3E<1B 13D9F9DI1B5G5<<;>?G>+?B5=?F5?33D5B65B5>35CG9D8?ED 1>I7E941>35G9<<DI@931<14:ECD9>7D?145F91D54@?C9D9?> !>)1=_?B4LCCDE4I :1G3DB93B5<1D9?>G1C CEB55<9=9>1D9?>?6?33D5B65B5>35C9>1<<2?B45B =?F5=5>DCD?1>46B?=35>DB93B5<1D9?> 1>535CC1BIB5AE9B5=5>D6?B @B5493D9F5CE335CC .89<5=?CD?6D85CDE495C?>2?D8C945C?6D85?33 +%B5<1

D9?>C89@1B51G54 9D9C>?D713895F54G9D8@B5493D129<9DI2I 3<9>931<=5D8?4C.81D=1I25AE5CD9?>549CD855H13D31EC5553D B51C?>6?BD85B5CE>?C395>D9341D1D81D49C3B54

9DCD85B5CE43?=@<5D5I?D85BCDE495C@EB@?BD9>7D?B5<1D5?331C 1613D?B?B1>?>613D?B9>+% =1CD931D?BI=EC3<5@19> D85DG? 1BD93<5C39D541B5B5@B5C5>D1D9F5?6=?CD?6D85<9D5B1DEB5

I-52

390

4TH

STREET

NORTH,

SUITE

200


/&$- -/'"($.+%'*/$-$./< #9BF5C;1B9( <55<</ *15>%5D1<53D?65<9=9>1D9?>?6 ?33D5B65B5>35C?>C97>C1>4CI=@D?=C?63B1>9?=1>492E<1B 49C?B45B9>I?E>714E1<@5B6?B=1>35?6?33D"(B?C5>D V 1;;5% 1>4%?<<5B9CD?BD9?>?6=1H9=E=5<5F1D?B13D9F9DI2I E>9<1D5B1<D??D83?>D13D*31>4"5>D)5C V #5BCD59>) 1>41BB5<<*+B51D=5>D?6=I?61391<@19>4IC6E>3D9?> CI>4B?=5G9D8?33"(B?CD85D5>D V

)99C5 *859;8?<5C<1=59>E5>35?65H@5B9=5>D1<9>D5B65B9>7 ?33D13DC?>@?CDEB1<13D9F9DI?6D851>D5B9?BD5=@?B1<1>4 =1CC5D5B=EC3<5C"'B1<)58129<V

I-53

390

4TH

STREET

NORTH,

SUITE

200


# ,/$# $*/-'"+./0-$ %1>ID5=@?B?=1>492E<1B:?9>DC6E>3D9?>G9D83?=@<5D53?=6?BD 1>41@@1B5>D>?B=1<3I5F5>D8?E78D85I81F5E>45B7?>5456?B=1

D9?>1>431>>?D6E<<<1<<D853B9D5B916?B35>DB93B5<1D9?>5D5B=9>9>7 G85D85B1456?B=54+%"31>6E>3D9?>1335@D1212<5 457B55?6CD129<9DI9C?>5?6D85=?CD9=@?BD1>D4539C9?>C9>D854917

>?CD93@B?35CC5B1D9?>1<56?B 5H@<19>C8?G D?=1;5D89C4539C9?> +LÄUP[PVU¯ +

/ - , + + , , 59>DB131@CE<1BCDBE3DEB5C31>456?B=9>1F1B95DI?6G1IC1>4CD9<< 141@DD?1<DCD?1335@D=1H9=1<7G9D8>?C97>?6 49C3?=6?BD : !6D85=5491<@?<5B5=19>C 3?F5B542ID8549C; D853?>4I<531>=?CD?6D5>1335@D
9>7G9D8>?49C3?=6?BD.85>@19>?33EBC9>@1D95>DCG9D8 <1D5B1<@?<549C@<135=5>DC 9DECE1<76B?==EC3<5 ?BB53D9?>?6D85?33 C?9D4?5C>?D9>D5B65B5G9D83?=

@<5D5C51D9>7?6D85+%"L* 1<=?CD13?=6?BD 1>49C117512<56B?=1CD129<9DICD1>4@?9>D 1 IF F ' ?=@<5D549C;45B1>75

=5>DC1B5ECE1<6E<1DBCD 2ED96D85B5DB?49C;1<D9CCE5 9C@5B6?B1D541>4?CD5?1BD8B9D93C75C?33EB D85 3?>4I<51DD5>CD?1>1<<2?>53?>D13DDD81DD9=5D85+%"LC 31>1335@D7(1D95>DB5@?BDC?6@19>1<=?CD1?EC?BB53D9?>C?6D85?33D?141@D5435>DB93 @?CDEB5B5CE3?=6?BD = 41@D54:?9>DC1B5=1>17512<52ED1B5>?D1CCD12<56?BD85 7D5B=1C9>D13D+%"C

I-54

390

4TH

STREET

NORTH,

SUITE

200


# ,/$# $*/-'"+./0-$ &$"+*#3($. -$'* # ,/$# $*/-'"+./0-$'%%+0-"-'/$-' HYLM\SÄSSLK¯ : +*#3($. -$"+)%+-/ !($2&$*%0((3.$ /$# //&$ &'D&$./,+'*/ D '*.//&$$)'*$*/' $ : &$)$#' (,+($. -$!- "$# D '*./!+*$ 6&$#'.F) 3+-) 3*+/!$'*/$-,+.$# //&$ )$#' (,+($:7

5 E E G A D

: &$'*%$-'+-( /$- (,/$-3D+'#)0."($& .-$($ .$#'/. "+*/- "/'+* *#'., ..'1$ : &$"+*#3($9%+.. $-$( /'+*.&',. -$ / ) * D$ !($($1$(+%./ !'('/3

I-55

390

4TH

STREET

NORTH,

SUITE

200


$/$-)'*'*D"$*/-'"-$( /'+*+# ,/$#"$*/-'",+./0-$ F5>D8?E7835>DB93B5<1D9?>9C1B?ED9>5
D9?> 9D9CE>B5<912<5D?EC51>E>7E945435D85 3?BB53D=1H9<492E<1BB5<1D9?>C89@9C9CC?2531EC59>1> E>7E945434I<5C1B5>?D1 35>DB93B5<1D9?>>E>7E9454345>3ID?3D5B3EC@1D9?>@?C9D9?>G89389CG8ID81DDI@5?63F5>95>35@?C9D9?>N?B1>M8129DE1<37E945434
>95CD81DB5CED5B65B5>35VC?9D9C1;5I@?9>DD81D1 81>4C?>D538>9AE59C1B5AE9B5=5>D6?B1F5B912<535>DB93B5<1D9?> 5@EB@?C5?6=1>9@E<1D9>7D85=1>492<59CD?6?B35D85:1G 9>D?35>DB93B5<1D9?>?B39>7D85:1G1<=?CD9>F1B912CD85 3?>4I<5C9>133EB1D5=5D8?4?6389>@?9>D7E94

1>3581C1CDB?>7D5>45>3ID?C8?F5D85:1G213;6?B39>7D853?>4I<5C 4?G>1>4213; %?CD9=@?BD1>D9CD85>535CC9DI?67D?F5B96ID81DD853?>

4I<5C31>1335@DF5BIB=@B5CCEB5G9D8>?C97>?6D5>C9?>?BD5>45B

>5CC9CB5AE9B5C181>4C?>=5D8?4D?49B53DD8576?B35C @B?@5B1>E@G1B41>46?BG1B449B53D9?>'>35<51B>54 29<1D5B1< =1>9@E<1D9?>31>25B5@51D54=?B5@B539C51>I?D85BD538

>9AE5D5CD54D<51CDC5F5>@E2<9C854CDE495C81F53?>B=54D89C %1>9@E<1D9?>D?>41>4F5B96I 9C4?>5945>D9

31<DB93B5<1D9?>5D5B=9>1D9?>D81DD85:?9>DC81F5255> 456?B=542ED81F5141@D54=ECD3?=56B?=D8589CD?BI D85EC5?6 ?@@<5B 9=179>71>4?2C5BF1D9?>?6C97>C1>4CI=@D?=CV2EDD85B5 C8?E<425C97>?649C3?=6?BDG85>141@D54:?9>DC1B57@175CC8?G8?GD?EC529<1D5B1<=1>9@E<1D9?>D?>4 1>4F5B96I35>DB93B5<1D9?>?B141@D5435>DB93@?CDEB5

$ -*'*D$.+0-"$ -?D9CDBI9C9>F945? 6?B=1D!DC8?GC 9>3?=@<5D545D19< 8?GD?45D5B=9>5 F5B96I 1>4 B53?B435>DB93B5<1D9?>?BB53D@B?354EB5C1B5C8?G>6?B2?D8 C9=@<51>449]3EDC C9F5H1=1>4)53?B4C1D51GC?>3145=I 6?B81>4C?>9>CDBE3D9?>

I-56

390

4TH

STREET

NORTH,

SUITE

200


@K F > CE@9>5@1D95>D9C=?B5B5<1H541>4 9>125DD5B@?C9D9?>6?BD85?@5B1

D?BD?G?B;G89<5C51D54(?9>D9>7 D85389>E@=1;5C9D51C95BD?@?C9

D9?>D85>75BC?>D85=1>492<5 1>4@B5F5>DCD85D5>45>3I?6C?=5 @1D95>DCD?@B?DBE45D85:1G @K FK $?G5BD85@1D95>DLC85145>?E78 C?I?E31>3B14<59D25DG55>I?EB B9231751>4I?EB6?B51B=*?=5 45>D9CDC>49D=?B53?=6?BD12<5 D?@?C9D9?>D85D?@?6D85@1D95>DLC 85149>D8535>D5B?6D859B124?

=5>9C81CC?=549C14F1>D175C 9>D81DD85B59C1D5>45>3ID?@E<< E ?>D85=1>492<5!D9C1D85=?ED8 6B?=D81D@?C9D9?>1>49C129D 1G;G1B46?BD851CC9CD1>D9>6?EB 81>454@B?354EB5C&5F5BD85<5CC 9D31>25<51B>54553D9F5D91<D81DD85851425CD129

<9J549>1B=7B9@C?9DG9<<>?D =?F5G85>D85=1>492<59C259>7 =1>9@E<1D5419=9CD1;5 @K16D5BD8585149CCD1

29<9J54 1719><96DD85@1D95>DLC389> D?C<978D53;5CEB5 I?E1B53?=6?BD12D?E78D?1<DD85 6?EB>75BC?6513881>4?>D85 492<5 5<9DD<5>75BC8?E<425C<978D4D851>7<5?6D85=1>492<5 (?C9D9?>D85@14C?6I?EB>75BCC? D85I1<97>G9D8D852?>5 1C96I?E G5B57?9>7D?<96DD858514#55@1<< 6?EB>75BCD978D
390

4TH

STREET

NORTH,

SUITE

200


@MIK2B9>7D85D8E=2C D?75D85BD?6?B=13G9D8513881>4 5D8E=2CC8?E<4D9>D85>?D38 12?F5D85CI=@89C9C$ <<=?F5=5>DC C8?E<425=14575>D?6D85>75BCKD85 =?CD3?==?>=9CD1;59>D1;9>7 35>DB93B5<1D9?>9C@?C9D9?>9>7D85 >75BCD??61B6?BG1B4B1G1> 9=179>1BI<9>59>D85 ?6D85 9>65B9?B2?B45B?6D85=1>492<5 9CC5@1B1D5CD856B?>D81<66B?= D85213;81<6

G #55@D85>75BCD978D43?>>54D?D85213;81<6K G85B5D855<5F1D?B=EC3<5C1B5 @JK>?GG D85:1G9C=1>9@E<1D54C?9D C75C?@5>1>4375C D85=1>492<5G9<<ECE1<D?35>DB93B5<1D9?>1ED?

=1D931<I@B5CCEB51@@<954256?B5D85 3?>4I<5C1B53?=@<5D5DB13D54=EC3<5C G9<<25CDB5D38542ID85@B5CCEB51>4G9<<B5C@?>4G9D87B51D5B=EC3<5 3?>DB13D9?>CDB5D38B55HB513D9?>'>35D85C5@?C9D9?>5B=EC3<5C 81F5255>CD9=E<1D54D?3?>DB13D9?> 9D9C5HDB5=54I<5C9>D?35>DB93B5<1D9?>5;5I1DD89C@?9>D9C45<9313I: &?:977<9>71CD89C1C5,C5C79>7=?F5=5>DCC?D85=EC3<5C1B5>?DDB9775B549>D?3?>DB13D9?> 5G8?<5@EB@?C5?6D89CCD5@9CD?4513D9F1D5D85=EC3<5C.5?6D5> 45C3B925D89C@B?354EB51CI M)5=5=25BG5 1B5B51<4I<5C7?G85B5D85I@8IC9?D D?25K(B?@5BD859BB5C@53D9F56?CC1.85>89>79>7D85 :1G9>D89C@?C9D9?> 9D9C>?D>535CC1BID??@5>G945>1B3?6?>5?B DG?==9C1335@D12<5A !6D85@1D95>DB5C9CDC5F5>75>D<5=1>9@E<1D9?>2I8?<49>7D85:1G9> @B?DBEC9?> @?C9D9?>D8581>4C 1>4D85>E D?89>75 ?@5>1>43DD81D3713D9?>CD1BDCD??33EB D85 =1>492<5G9<<ECE1<4CC9=@7G9D8D85@1D95>DLC?G>:1G=?F5=5>D I?EG9<<655<D85:1G7? 213; 8?<49DB=D81D89>75@?C9D9?>9>@B5@1B1D9?>6?B D85>5HDCD5@ I-58

390

4TH

STREET

NORTH,

SUITE

200


@IK D85=1>492<565579>76B554D85 3?>4I<5CC55=D?256E<D859B6?CC15 =?CD5H@5B95>354 3<9>9391>CG9<<1CCE=5D81DD85=1>492<59C9>35>DB93B5<1D9?> ! 0 : + , .5;>?G?6>??D85B3<9>931<D5CD6?BF5B931D9?>?6)D81D9C1C B5<912<51C7.5 G

1>I35>DB93B5<1

D9?>B53?B4D81D81C>?D255>F5B9542I7 5@?C9D9?>1>41<97>=5>D?6 51383?>4I<5=ECD25D5CD542I 1@@7B=@B5CCEB5 G9D8 D85>75BC?>D85213;81<6?6D85 =1>492<51>4G9D8D8E=2 @B5CCEB59>D85>?D3812?F5D85 CI=@85C9CED9D9CF5BI9=@?B

D1>DD81D7251@@<954 9>9>3B5=5>DCCD1BD9>7G9D875>D<5 E@G1B4@B5CCEB5D8B?E78D853?>

4I<5CG89<5D85D8E=2C;55@D85D55D81@1BD*E445>851FI7 3?E<49>:EB5D85B5DB?49C;1<D9CCE596D8549C;9C49C@<13541>43?E<4 31EC53?>C945B12<5@19>5C1=59CDBE5?69>DB131@CE<1B@1D8?C9C?B 545=16B?=DB1E=1*?17!6D85B59C>? B5C@?>C5?649C3?=6?BD @B?3554D?=?45B1D5@B5CCEB51>4D85>B= @B5CCEB5.9D83?BB53D=1>9@E<1D9?>D85B59C1D?BAE5553D6B?=D85 D8E=2C1>4>75BCD81DDC9>1>E@G1B41>46?BG1B4 49B53D9?> .9D8@B?@5B81>4@?C9D9?> F5BIB=E@G1B4@B5CCEB531>25" D8B?E78D853?>4I<5C G89<5CD9<<1<7D85=D?B?D1D56B55D81DD8549B53D9?>?676B?=D85>75BC9CD85C1=51C D85E@G1B4 6?BG1B4@E<<?6D85=1CC5D5B=EC3<5CD?;55@D853?>4I<5 49C;1CC5=2<95CCDD855=9>5>D915!D9C>?D@?CC92<5D?4? D89C3?BB53D75BC1B5D??61B6?BG1B4K?>5?6D85=?CD 3?==?>=9CD1;5C 59>CDBE3D9?>CD?D85@1D95>D1D D89C@?9>D=ECD25F5BIC@5393 C;D85@1D95>D M?I?E655< C97>?6D5>45B>5CC?BD5>C9?>9> 59D85B:?9>DG85>!1@@
CEB5N!D9C17??49451D?<978D75B?>D85C;9>?F5B D85:?9>D1B51C?D85@1D95>D ;>?GC5H13DDC

I-59

390

4TH

STREET

NORTH,

SUITE

200


! * + ,+ 5 any D

N 1B5256?B5@B5CCEB59C1@@<954 !6D859>DB131@CE<1BCDBE3DEB5C1B585149>@B?@5B1<97>=5>D1D D85E@@5B=?CD 2?>52B1354@?C9D9?>G9D8>?=EC3<52B139>7 D85B5 G9<<25>?D5>45B>5CC?BD5>C9?>?61>I;9>4 5F5>G9D8F5BIB=@B5C

CEB5 !635>DB93B5<1D9?>31> 25F5B954 9D9C5CC5>D91<D?@B?3554G9D81496

65B5>D91<4917>?C9C@B?D?3?<D?45D5B

=9>5 G81D9CGB?>7 !635>DB93B5<1D9?> 25F5B954 D85 3?>4I<5CC8?E<425;5@DE>45B
9>7@B5CCEB5G89<5D85:1G89>75C?> 9DC35>DB93B5<1D9?>1H9CD?D85BCD @?9>D?6D??D83?>D13DDD81D@?9>D D85B5<1D9?>C89@25DG55>D85+%"C 1>4D85?3331>25CDE4954

5B51B5D8B55C@539331EC5C?6+%"1B5149C3?=6?BDD81D B5C@?>4D?D85D5CD?6E@G1B4@B5CCEB5D8B?E78D85+%"C7 53?>4I<5C1B5>?D3?=@<5D57 549C;9C=9C1<97>54$?149>73?=@B5CC5CB5DB?49C;1<D9C

CE5C 5B59C9>1==1D9?> 545=1?B@1D8?9>DB131@CE<1B CDBE3DEB5C &?D5 .85>D85B59C1>9>DB131@CE<1B49C?B45B 9D9CF5BI3?==?>D? 1?33
I-60

390

4TH

STREET

NORTH,

SUITE

200


3VHK[LZ[PUNMVY]LYPÄJH[PVUVMJLU[YPJYLSH[PVU 5BCDB5AE9B5=5>D6?B1CD12<545>D9D9?>9CCD12<5+%"C.581F5 14D81D1>ID9=5D85I1B5>?D

S3?=6?BD12<5G85>5 256?B5G5@B?3554G9D81>I9BB5F5BC92<5?33D5B51B53?==?>B51C?>C6?B49C3?=6?BD9>D85+%"C 1>4?EBCD1BD9>7@?9>D6?B495B5>D91<4917>?C9CC8?E<425D?45D5B

=9>5 7 F 1 <<?6D8549C3?=6?BD 2 *?=5?6D8549C3?=6?BD 3 &?>5?6D8549C3?=6?BD !>DB131@CE<1B49C?B45BC9>F?
D9?>D81D1B5G9D89>D8531@CE<1B <971=5>DC?6D85:?9>D

D G D

7

' . I61B D85=?CD3?==?>31EC5 ?6=1CD931D?BI=EC3<5@19>1>4 =1>IDI@5C?6D??D8@B?2<5=C C?=5?6G89381B5@19>6E< C?=5 1B5>?D!D9C1>5CC5>D91<CD5@ 9>4917>?C9CD?45D5B=9>596 ?33I9C B5C@?>C92<56?B 1<<?6D85@19> 2*?=5?6D85@19> 3&?>5?6D85@19>

96 F G

G G

7 A;8. CD9DED51F5BIC=1<<@5B35>D175?6 ?B?61391<@19>@B?2<5=C D85I=ECD253?=5D856?3EC?61>1DB131@CE<1B49C?B45BC1>4?3325BE<54 ?ED1CC?EB35C?6@19>9C9CG8I9D9CC?9=@?BD1>DD?2512<5D? 45D5B=9>596D85=?B53?==?>49C?B45BC31>25BE<54?ED1CG5<< 1CBE<549>

I-61

390

4TH

STREET

NORTH,

SUITE

200


/'+* ($%+-+ #$./'*D+%. $?14D5CD9>7?6D85+%"C9C?>5?6D85=?CD3B9D931<4917>?CD93@B?35

4EB5C6?B45D5B=9>9>796D853?>4I<5 49C;1CC5=2<95C1B53?=@<5D59>DB131@CE<1B49C?B45B9C?B9C>?D1CEC@53D54C?EB35 ?6@19>

!>35>DB93B5<1D9?> 1<<6?B35C7?D8B?E781F1C3E<1B >?> 9>>5BF1D54 CDBE3DEB5C1>4D859>65B9?B<1D5B1<@D5BI7?94=EC3<581CB5<51C549DC 3?>DB13D9?>5B59C>?49C3?=6?BD9>D85+%"CG85>D89C B5<1D9?>C89@

.85>D853?>4I<5 49C;1CC5=2<95C1B59>35>DB93B5<1D9?> CD?@@542I 2?>5 D859>65B9?B<1D5B1<@D5BI7?94=EC3<59CB5<51C541>45F5>B= E@G1B4731>>?DCDB5D38D85=EC3<5D?31EC51B5C@?>C59>9D

I-62

390

4TH

STREET

NORTH,

SUITE

200


$.,+*.$/+(+ #/$./'*D'%/&$"+*#3($. -$*+/"+),($/$(3 .$ /$#6)0."($ !- "$#7 !6D853?>4I<549C; 1CC5=21>4 6?BG1B46B?=35>DB93 B5<1D9?> 9DG1C@E<<54 D85B52ID853?>DB13

D9?>?6D85<1D5B1< @D5BI7?94=EC3<5!6 D85=EC3<54?5C>?D B5<51C59DC3?>DB13D9?> @B5CCEB5E@G1B4?> D85+%"G9<<81F5D? 25B5C9CD542ID85=EC3<5B1D85BD81>2?>5(B5CCEB5E@C8?E<425B= 5>?E78D?CDB5D38D85C8?BD5>54=EC3<5C?9DG9<<B5C@?>4G9D81655<

9>7?6D5>45B>5CC?BD5>C9?> =EC3<5G9<<75>5B1<4 =?B5@19>6E<7!6D853?>4I<5 49C;1CC5=2D9CCD?@@542I2?>59>35>DB93 B5<1D9?> 9D9CD85>>?D@?CC92<5D?CDB5D38D85<1D5B1<@D5BI7?94=EC3<5 2531EC5D853?>4I<59C1789785B1>4D85 =EC3<581CB5<51C549DC3?>DB13D9?> !6E@G1B4@B5CCEB531EC5CD5>45B>5CC9>59D85B+%"1B51 9D81C255> ?EB3?>C9CD5>D5H@5B95>35D81D9>=?CD@1D95>DC D85D5>45B>5CC9C9> =EC3<5!6D853?>4I<59C1<5>D91D?9DC 2?>52B1354CD?@6?BD85=5491<@?<5 D85>5546?B=EC3<53?>DB13D9?> 9C5<9=9>1D541>4E@G1B4@B5CCEB5G9<<D85>@B?4E35>?D5>45B>5CC?B D5>C9?>5B5<956C8?E<4251>9==5491D5B5C@?>C5G85>D853?>4I<5 B51385C35>DB93B5<1D9?>)5=5=25BD81D1<<7=ECD254?>5 G9D8D85D55D81@1BD !675>D<5=1>9@E<1D9?>4?5C>?DG?B;D?MB?=1>35ND853?>4I<5E@ B5<51C5?6<1D5B1<@D5BI7?94=EC3<53?>DB13D9?>31>25194542I1>I @B?354EB5D81D49C5>7175CD85?339CD1;5C1G1ID85 C5>C?BIDB9775BD81D13D9F1D5C@?C9D9?>5B=EC3<53?>DB13D9?>3?DD?> B?<<25DG55>D85D55D875>5B1<D? =9>ED5CD? B5<51C5=EC3<53?>DB13D9?>?BC@1C=1>4@5B=9DC51C95B=1>9@E<1D9?>D? 35>DB93B5<1D9?> 9D5@<1>5C@5B=9D1B5<51C5?6=EC3<5C@1C=2I@B?F949>71C=??D8 CEB6135D?3?F5BD854553D9F59>3<9>5C9C79F5CD853?>4I<5CD856B55

4?=D?7?D?D859B@8IC9?B1D85BD81>6?B39>7D85=EC3<5C D?B5<1D5D85=D?D85=1 5=?CD553D9F529D5@<1>59C11DC=??D8CEB6135D81D9C3?>D13D54 2ID851>D5B9?BD55D8?>?6D85@?CD5B9?BD55D8@5B=9DC?>5 ?B2?D83?>4I<5CD?=?F5E@G1B4D13D 9C81CD851449D9?>1<553D?6C8EDD9>7?12?EDDG?D89B4C?6D85 5<5F1D?B=EC3<5C9>1449D9?>D?D859>65B9?B<1D5B1<@D5BI7?94=EC3<5

I-63

390

4TH

STREET

NORTH,

SUITE

200


$.,+*.$/+(+ #/$./'*D'%/&$#'.F'.)'. ('D*$# 5CDB5CC251B9>71B51?6D8549C;9C2B?31BD9<175!D9C1F1C3E<1B1>4 81C>?C5>C?BI>5BF55>49>7C C?G85>D853?>4I<59C@B?@5B54 G9D8D8549C; 9D31>B5C9CD7B51D@B5CCEB5G9D8>?49C3?=6?BD 5D9CCE5C1B?E>4D85@5B9@85BI?6D85CE@@?BD1B51?6D8549C;8?G

5F5B 1B5F1C3E<1B1>41B59>>5BF1D54G9D8C5>C?BI>5BF55>49>7C(B5C

CEB5?>D85C5D9CCE5CCD9=E<1D5C1B5C@?>C5?649C3?=6?BD?B@19>*? E@G1B4@B5CCEB55H5BD54?>D853?>4I<5G9<<@B?4E3549C3?=6?BD96D85 49C;9C>?D@B?@5B54 5C@5391<
!69D9C>?D@?CC92<5D?=1>9@E<1D5D853?>4I<5C9>D?1@?C9D9?>D81D 31>B5C9CD@B5CCEB53?=6?BD124C5@1B1D9?>?6D85D55D8G9D81 3?DD?>B?<<79F5C>?B5<956 G5 13?>4I<5 49C;45B1>75=5>D?B @1D8?DB131@CE<1B@B?2<5= !DG9<<25>535CC1BID?45D5B=9>5D85C@53933<1CC931D9?>?61>I 9>DB131@CE<1B49C?B45B @B?35549>7G9D8DB51D=5>D

I-64

390

4TH

STREET

NORTH,

SUITE

200


$.,+*.$/+(+ #/$./'*D'%/&$-$'.'*/- " ,.0( -, /&+(+D3+- '*E0-3 5D89B4@?CC929<9DID?5F1E@G1B4@B5CCEB531EC5C49C3?=

6?BD9CD85@?CC929<9DI?6@1D8?C9C?B9>:EBID?D859>DB131@CE<1BCDBE3

DEB5C +B1E=1=1IB5CE1F1B95DI?6@B?2<5=C9>379>1==1D9?> 1>4CG5<<9>7?6D85B5DB?49C;1<D9CCE5CG8938=1;5CD85=@19>6E<D? 3?=@B5CC9?>96D853?>4I<5C1B5C945B1D9?>G85>89CD?BI?6DB1E=19CB5@?BD54 F1B95DI?62?>549C51C5C9>374575>5B1D9F549C?B45BC DE=?BC 3ICDC1>47B?GD849C?B45BC31>31EC5456?B=1D9?>?69>DB131@CE<1B CDBE3DEB5CD81D31EC549C3?=6?BDG85>D85:?9>DC1B55D93B5C?>1>359=179>7%)!81C?@5>54E@>5G G1IC?65F17D85:?9>DC61B=?B53?=@<5D5@B5F9?EC=5D8

?4C1<5B1<45>D9CDC8?E<4;>?G1>4EC521C934917

>?CD93@B?454EB5C6?B3<1CC931D9?>?6+%"49C?B45BC

/I F+ ,+ (# +0+ 95B5>D91<4917>?C9C?69>DB131@CE<1B49C?B45BC9C1F5BI133EB1D5C39

5>35D?41I<=?CD>?+%"CDBE3DEB1<45653D31>89456B?=1>1CDED5 4917>?CD9391>&5G9=179>7=5D8?4C81F5D1;5>D857E5CCG?B;?ED?6 +%4917>?C9C1>45F5BI45>D9CD=ECD<51B>D?4917>?C5 DB51D

9>7 F5BI45>D9CDC8?E<4<51B>< 1 C55-! 1>4EC59D D?B53?B4D853?>49D9?>?6D85+%"C?>5F5BI@1D95>D256?B51>I@5B

=1>5>D381>75C1B5=145?>D85?33

I-65

390

4TH

STREET

NORTH,

SUITE

200


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

<91=C?> 6B?=<1=9>?7B1@893B5C51B384?>51D'89?*D1D5,>9F5BC9DI CD1D5CKM5>5546?B13895F9>71CE@5B9?B@?C9D9?>?6D853?>4I<5C 253?=5C1@@1B5>D9C<1=9>?7B1@893CDE4I14CD?CE2CD1>D9

1D5D858I@?D85C9C?61GC?>G8?B565BCD?35>DB93B5<1D9?>?BD5B=9

>1<89>75@?C9D9?>1CG85>D853?>4I<5C1B5CE@5B9?B9>D857<5>?94 6?CC15N 9LHZVUU\TILY[OYLL¯0[WYV]PKLZHTL[OVKVM]LYPÄJH[PVU +%< D85 ?6D85 D85 ?6D85 "E 1>4 D85 ?6D85 9C9CE>AE5CD9?>12D495B5>3525DG55>29<1D

5B1<=1>9@E<1D9?>1>4?D85B=1>9@E<1D9F5D538>9AE5C5129<9DID? 5H5BDB=E@G1B4@B5CCEB5D?G1B4D853?>4I<5CG89<5D85D55D81B5 C5@1B1D549CD85;5ID?F5B96I9>7D851335@D129<9DI?6D8535>DB93B5<1

D9?>@?C9D9?>!D9C1D85@B?35CC?645D5B=9>9>7G85D85B 1>9>DB131@CE<1BCDBE3DEB1<49C?B45B9C@B5C5>D $ .+**0)!$-%+0-K/'.% ./ *#0*"+),('" /$# '>35D853?BB53D=5D8?4?629<1D5B1<=1>9@E<1D9?>81C255><51B>54 D8535>DB93B5<1D9?>@?C9D9?>31>ECE1<1 65GC53?>4C'63?EBC5 D85@B?354EB5=ECD25<51B>541>4E>45B

CD??4256?B51>?@5B1D?B31>EC59D553D9F59AE5C%1>9@E<1D9?>6?B35>DB93B5<1D9?>B5AE9B5C C? =EC3<53?>DB13D9?>9C>?DCD9=E<1D54!DB5AE9B5C C?D8589>79>7 ?6D85:1G4?5C>?DDB9775BB5C9CD1>35 1>49DB5AE9B5CB=>5CCD?8?<4 D85=1>492<5?>D85E@@5B=?CD1H9C D8535>DB93B5<1D9?>@?C9

D9?>9C13895F545D5B=9>9>735>DB93B5<1D9?>8?G5F5B 9CD85C9>7<5

I-66

390

4TH

STREET

NORTH,

SUITE

200


=?CD9=@?BD1>D@B?354EB5145>D9CDC8?E<4<51B>'>35<51B>54G5<< 9D79F5CD85?@5B1D?B5H35@D9?>1<3?>DB?<?F5B:1G=?F5=5>D!>=?CD 31C5C 9D5<9=9>1D5CD85>5546?B5HDB1@B?354EB5CCE381C29D5@<1>5C?B B5@?C9D9?>5BC1>41<=?CD3?=@<5D51D5CD85>5546?B4BE7CD? B54E35=EC3<513D9F9DI /&$-)$/&+#.%+-#$/$-)'*'*D *#-$"+-#'*D"$*/-'" -$( /'+* 9<1D5B1<=1>9@E<1D9?>9C>?DD85?>9>735>DB93 B5<1D9?>'D85B=5D8?4C31>171CD85?@5B1D?B E>45BCD1>4CD857?1<?63?=@<5D5C51D9>7?62?D83?>4I<5C1>43?=

@<5D5B5<51C5?6D859>65B9?B<1D5B1<@D5BI7?94=EC3<5C /FD85B51B5=1>I495B5>DF5BC9?>C?61>D5B9?BCD?@C 5IG?B;G5<<96D85I@5B=9DC5@1B1D9?>?61<<@?CD5B9?BD55D8 1>4 D853?>4I<5C1B53?=@<5D5D1<4F5BD931<C<<D85C51@@<91>35CB5AE9B51 29D5=1D5B91<6?BD85@?CD5B9?BD55D816D5B)81C255>13895F54*?=5 1F19<12<5=5D8?4C1B5 2 F I 551B<95CD1>D5B9?B45@B?7B1==5B 45F935CG5B5612B931D5449B53D71ED?3EB9>713BI<93B5C9> D?5>7175D859>39C1<5475C?6D85 E@@5B9>39C?BCEB9>7D854?E78I CD175 D85=1>492<59C=1>9@E<1D54 D?35>DB93B5<1D9?>K?B1C32513895F545:1G9C D85>339C?BC9>45>DD85C?6D13BI<93 2ED3D13D6D5B3EB9>79C3?=@<5D54 D85 D??D83?>D13DCEB61359C7B?E>4D?1C=??D81DCEB6135 D81D@5B=9DC 6E<<8?B9J?>D1<=?F5=5>D?6D85=1>492<5!6D85+%"C1B59>D13D 1>4 D85<1D5B1<@D5BI7?94=EC3<5C1B53?=@<5D54@1CC9F5 D85 @1D95>D31>CAE55J5B=4I<5C9>)1C161CDC5DD9>7 29D5=1D5B91<9C9>:53D5425DG55>D85@?CD5B9?BD55D8 <<D853EBB5>DD5B9?B29D5CD?@45F935C1B5@1DD5B>5416D5B D85C551B<95B1@@<91>35C5I1<<G?B;9>5H13D
1B1D9>7D85@?CD5B9?BD55D8C?D853?>4I<5C31>3?=@<5D5D? 35>DB93B5<1D9?>!>C@9D5?61F1B95DI?63<19=C=1456?B3?==5B391<?>531>3<19=CE@5B9?B9DI?F5BD85?D85BC > G45C97>54=1>II51BC 17?2IB#59D8?B>D?>!D9C3?CD 553D9F51>451CID?EC5!D9CH1D54 ?>D85E@@5B35>DB1<9>39C?BCG9D8 1ED?3EB513BI<93?B1>I81B4C5DD9>7 =1D5B91<539C?BCC<945 6B55CD11DCEB6135D?79F5

I-67

390

4TH

STREET

NORTH,

SUITE

200


E>9=@54546B554?=6?B3?>4I<1B=?F5=5>DD?35>DB93B5<1D9?> 0F G?B;C5H13D;5I:97;9D9C 1F19<12<5G9D81>9>:53D9?>=1D5B91< 6?BCD129<9J9>7D851@@<91>35G5<< GB9DD5>2??;2IB"5BBI*9=?>C 31>25EC546?B@1D95>D54E31D9?>D? 5H@<19>D85B5<1D9?>C89@?6?33D5B65B5>35CD?+%"@19>1>485141385C : G1D5B9?BCD?@C$E391G1C ?>5?6D85BCDD?5=@1>D5

B9?BCD?@ 9C?B979>1<45C97>G1C C<1>D54D?49B53DD853?>4I<5C49CD1<51B35@D9?>C12?ED )259>7M=?CDB5DBE454N5:97 81CC9>35255>=?4954D?@5B=9D E@G1B43?>4I<1B=?F5=5>DG9D8?EDD8549CD1<9J9>7553DF19<12<5 6B?=B51D$1;5C 1< !>8929D9?>45F93581C255>851F91@@<91>356?BDB51D

9>7=97B19>585141385C1>4?D85B 61391<@19>@B?2<5=C!>B51<9DI 9D9C >?D89>7=?B51>4>?D89>7<5CCD81> 1>I?6D85?D85B1>D5B9?B29D5CD?@ :5 " 45F935C!DG?B;C5H13D9C1>?33?6D85@?CD5B9?BD55D8 3?=@<5D5C51D9>7?6D85+%"C 1>4 B5<51C5?6D859>65B9?B<1D5B1<@D5BI7?94=EC3<5CG9<<B5CE35>DB93 B5<1D9?>1>49DG9<<B5<95F5D85@19> 9>3785141385@19>!61> 9>DB131@CE<1B49C?B45B9C1@B9=1BI31EC5?6D85@19> >?>5?6D85 12?F545F935CG9<<3?=@<5D5 !>613D D85B531>25141>75B9>D85EC5?6 CE381@@<91>35C961>9>DB131@CE<1B49C?B45B9C@B5C5>D1C9D31>3B51D5 1>?F5B@19>6E<=9C1<97>54D9CCE5C '>5?6D85=?CD @?@E<1B194C6?B45D5B=9>9>7) G1C9>DB?4E3542IB 1BD$?>7 =1>II51BC17?9C45F9353?>C9CDC ?6<1I5BC?65H92<5=I<1BG893831> 2514:ECD54D?F1BI9>7D893;>5CC5C 5@B9>39@<59CD?C5@1B1D5D85@?C

D5B9?BD55D82I@<139>7D8571E75 25DG55>D851>D5B9?BD55D85 I-68

390

4TH

STREET

NORTH,

SUITE

200


=1D5B91<9CC=??D81>4C<93;C?1<492<5D?=?F58?B9

J?>D1<4I<5CC51DE@!D31>25EC541C145@B?7B1==9>7 45F9356?BB5<51C5?6<1D5B1<@D5BI7?942B139>7 1>416D5B)81C255> 3?>B=542I7<1I5BC?6D8571E7531>25B5=?F54E>D9< D85BCDD??D89>D5B65B5>353?>D13DC &?D5<<?6D8512?F5=5D8?4C81F5F1E>45B

CD1>49>7?6D857?1<?63?=@<5D5E@G1B4C51D9>7?6D853?>4I<5C<< B5AE9B5EC5?61>133EB1D5=1D5B91<6?BB53?B49>7D8529D5B5<1D9?>C89@ 1DD85@?CD5B9?BD55D81CD851>D5B9?BCD?@@B5F5>DC@?CD5B9?B?33D13D D?EC51>I1>D5B9?BCD?@9CD?3?=29>59DCEC5 1C1=EC3<545@B?7B1==5BG9D829<1D5B1<716D5BI?ED89>; )81C255>13895F546D5B)81C255>F5B954 81F5D85@1D95>D 3<5>38D?8?<4D853?>4I<5C9>D856E<G89<5D8529D5 B53?B49>7=1D5B91<9C@<13541>4C5D%I25DD5B@B565B5>359CD?=19>

D19>:?9>D@?C9D9?>29=1>E1<CEB5D81DD85B59C>?:?9>D=?F5

=5>D6B?=)E>D9<D85B53?B49>7=1D5B91<9CC5D .9D81>D5B9?B 45@B?7B1==5B9>@<135 35>DB93B5<1D9?>9CF5B9

542I7 1>4 D85@1D95>D9C9>CDBE3D54 D?3<5>38D?=19>D19>D85 D@?C9D9?>&? @?CD5B9?BD55D8C8?E<425 1<D13D4EB9>7 29D5B579CDB1D9?> B=C5DD9>729D5@1CD5 9C9>:53D5425DG55>D85 @?CD5B9?BD55D8G89<5D85 @1D95>D=19>D19>CB=3?=

@B5CC9?>1719>CDD851>D5B9?B CD?@

529D5=1D5B91<9C 1<D5

B9?BCD?@9C>?DEC549>D85 =?E>D9>7@B?354EB5G9D8 D8531CDC

I-69

390

4TH

STREET

NORTH,

SUITE

200


.1H29D5B53?B431> 25D1;5>9>3?=29>1

D9?>G9D81>1>D5B9?B 45@B?7B1==5B5G1H B53?B431>253ED?ED 1DD856B?>D9<1D5B1< =1>9@E<1D9?>C8?E<425 EC54D?C51DD85:?9>DC 1>4F5B96I):ECD1C96 D851>D5B9?B:97G5B5>?D 9>@<135 >FD85@?G5B29D59C17??49451D81D9C?6D5>EC549=@B?@

5BI?6D853?>DB?F5BC91<=9C9>D5B@B5D1

D9?>C12?ED?331>4+%"B5<1D9?>C89@C(B?@5BEC5?6D85@?G5B 29D5=5D8?4B5AE9B5C@B539C5?635>DB93B5<1D9?>F37 @?G5B6B?=D855<5F1D?B=EC3<5C9C1@@<9545@?G5B29D5=5D8?4 CD1BDCG9D8129D5B53?B4=14525DG55>D85E@@5B1>4D5B9?B D55D8529D5=1D5B91<9CDI@931<543?=@?E>4D81D81B45>C 16D5BD859>45>D1D9?>C81F5255>=1452ID851>D5B9?BD55D8I@?CD5B9?BD??D83?>D13D5@1D95>D 9CD85>9>CDBE3D54D?3<5>38D978D4I<5CE@9>D?) 5@B?2<5=9CD81D96D851>D5B9?BC57=5>D?6D8529D59C=145G9D8 D85=1>492<549C@<13546B?=) D8581B45>54=1D5B91<D?D81DB5<1D9?>C89@1>4@B5F5>DCD853?>4I<5C6B?==?F9>7213; 1>4E@

E

D 1= 0 G

1= G 1 G

(?G5B29D5=5D8?4C?>45>D1D9?>C1DD851>D5

B9?BD55D81B59>81B=?>IG9D8) ?B961C=??D81DCEB61359CEC54 1DD851>D5B9?BC57=5>DD?@5B=9D6B55=?F5=5>D?6D853?>4I<5C1C 5<5F1D?B=EC3<5C3?>DB13D

I-70

390

4TH

STREET

NORTH,

SUITE

200


'. #1 */ D$.+% */$-'+-!'/$./+,. 5F1D5B9?BCD?@C9C@B9=1B9D859BEC56E<>5CC1C=EC3<5 45@B?7B1==5BC5I4?D89C2IC5@1B1D9>7D85@?CD5B9?BD55D8C? 4553D9F5@?CD5B9?B9>D5B65B5>35C31>>?D9>E5>35D85=EC3E<1DEB5D? 49C@<135D853?>4I<5CECD85I1B51>5H35<<5>D1949>@B?3EB9>71> 133EB1D535>DB93B5<1D9?>9>D5B?33I45>D9CDC@B565BD85 EC5?61>D5B9?B29D5CD?@C1C1B?ED9>5CD5@9>735>DB93B5<1D9?> 9C9C1335@D12<5 2EDEC5?61>D5B9?B29D5CD?@C4?5C>?D5<9=9>1D5 D85F15546?B<51B>9>7@B?@5B29<1D5B1<=1>9@E<1D9?> t %VSJOHFRVJMJCSBUJPOQSPDFEVSFT ZPVDBOOPUNBSLPDDMVTBM 9>D5B65B5>35CG9D81>1>D5B9?BCD?@9>@<1359<1D5B1<=1>9@E

<1D9?>9>CEB5C3?BB53D3?>4I<1B@?C9D9?>4EB9>73
DB93B5<1D9?>9CD85?>CEB5133EB13I t -PBEUFTUJOHDBOCFEPOFJOJODSFNFOUTTUBSUJOHXJUIHFOUMF 7BCDD?BE<5?ED9>DB131@CE<1B49C?B45BC256?B5B= 72I5<5F1D?B=EC3<5CG85>1>1>D5B9?BCD?@9C9>@<135 t #JMBUFSBMNBOJQVMBUJPOXJUIMPBEUFTUJOHIBTCFFOQSPWFOUPCF 133EB1D5G9D8?EDD85>5546?B144541@@<91>35C?B5HDB1CD5@C t 6TFXIBUFWFSJUUBLFTUPBDIJFWFBDDVSBDZJOSFDPSEJOHDFOUSJD B5<1D9?> 2ED6?B133EB13IG9D8D8589785CD<5F5<?65]395>3I I?EG9<<>49D9CG?BD8D85D9=51>45?BDD?253?=5@B?

395>D9>29<1D5B1<=1>9@E<1D9?>!D9C1C;9<<D81DG9<<25EC54?> 5F5BI@1D95>D D ->9=@B?@5BD5B9?BCD?@31>49C@<135D853?>

4I<5C49CD1<6?B35D853?>4I<5C 49CD1<75<5F1D?B=EC3<53?>DB13D9?>9>3?=29>1

D9?>G9D81CD55@ 455@?F5B29D5

I-71

390

4TH

STREET

NORTH,

SUITE

200


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

; G 1=

9

1 E

D?>554<5@?9>D133EB13I 535>D5B@8?D?C8?GCD855H13DC1=5>554<5@?9>D@?C9D9?>?6D85 3?>4I<5C?>495B5>D)29D5B53?B4C=1452I495B5>D45>D9CDC ?>D85C1=5@1D95>D9C9C1B?ED9>5B5CED9CDG8?1DD5>4CD85@@<931D9?>'>53<1CC

I-72

390

4TH

STREET

NORTH,

SUITE

200


>'( /$- () *',0( /'+* *#"$*/-'"-$( /'+*1.:/&$"( ').+% I*$0-+)0."0( -#$*/'./-3J 5>D9CDCG8?E>45BCD1>4D85@8IC9?429?=5381>931<B51C?>C 6?B35>DB93B5<1D9?>G9<<>?D25=9C<542I1>?>7?9>731=@197>D? 49C3B549D),>6?BDE>1D5ECE1<45>D9CDG8?7B14E1D5C D?41IG9D81G?B;12<5;>?G<5475?6?331>4D85+%"C.9D8

?EDD81DC?<9421C9C6?B3<9>931<4539C9?>=1;9>7 45>D9CDC31>75DD859B @1D95>DC1>4D85=C5D?C?=53?CD5@?D5>D91<D81DG1BB1>DCC5B9?ECC3BED9>I256?B51335@D9>7 9D9CC?31<<54M>5EB?=EC3E<1B45>D9CDBIN53?>93D9>@8943?>35@D9CD??9=@?BD1>DD?97>?B5 5<125<?6M>5EB?=EC3E<1B45>D9CDBIN81CAE9D51>1@@51<2531EC59D 1@@51BCD?259>CI>38G9D8D85M@51356E<>5EB?=EC3E<1DEB5ND81D81C 255>14F?31D542I1GC?> )1=_?B4 (1>;5I1>4?D85BC6?B=1>I I51BCED4?>LD256??<542ID85<125<5D5B=M>5EB?=EC3E<1B45>

D9CDBI&%N9C<9=9D542I9DC@B?=?D5BCD?ED9<9J1D9?>?629?=549

31<9>CDBE=5>D1D9?>6?B=EC3<5B5<1H1D9?>D538>?46?B1<<5754 =51CEB9>7?6D85@8IC9?4:?9>DC53<19=9C D81DG9D8?ED?2:53D9F5=51CEB5=5>D9D9C>LD>5EB?=EC3E<1B45>D9CDBI .5<<1<<D81DC?E>4CF5BI43?=5C13B?CC1CF5BI1@@51<9>7C? G81D31>25GB?>7G9D89D .5<< G81D9CGB?>7G9D89D9C>?DD81DD85B59C1>ID89>7GB?>7G9D8 EC9>7%D?=51CEB5=EC3<513D9F9DI.581F5<51B>54=E38?6 G81DG5;>?G12?ED=EC3<53??B49>1D9?>FC9>3??B49>1D9?>6B?= 5HD5>C9F5EC5?6%B5C51B38EDD85B59C1DB5=5>4?EC
D1>D495B5>359>%CDE495CD81D9>3554<55<53DB?45C9>D?D85 C5@1B1D525<<95C?6D85@D5BI7?94=EC3<5CFCD85EC5?6D85CEB61355<53

DB?45C?>D85C;9>EC542I&%14F?31D5C?>C5AE5>D5?6D85 =?CD3B9D931<B5AE9B5=5>DC6?B35>DB93B5<1D9?>KD85D9=565B9?B<1D5B1<@D5BI7?94=EC3<531>>?D25=51CEB541>49C>?D1 3?>C945B1D9?>9>&% >4G81D9CGB?>7G9D8EC9>729?=54931<9>CDBE=5>D1D9?>6?BB5<1H

1D9?>?6=EC3<5C5B59C>?D89>7GB?>7G9D89D.81D9CGB?>79C1 F5BI5BB?>5?EC3?>3D81D29?5<53DB?>93C;9>CEB6135CD9=E<1D9?> ?6D85=1CD931D?BI=EC3<5C45D5B=9>5CD853?BB53D:1GB5<1D9?>C89@ 53?>35@D1C5H@<19>542I93;5BC?>9CD81DMD853?=6?BD12<5@?C9

D9?>?6D85=1>492<59C45D5B=9>542I=EC3<5C >?D:?9>D1>1D?=IN *?@89CD931D54%CDE495CC8?GD81D8?GD853?>4I<5 49C;1CC5=

2<95CB5<1D5D?D857<5>?946?CC154EB9>7D??D83?>D13D81C1@B?6?E>4 553D?>=1CD931D?BI=EC3<5C9C81B=?>I25DG55>D85?33 1>4D85:?9>D1>1D?=I9C1=1:?B ?6=1CD931D?BI=EC3<5@19>1>4 4IC6E>3D9?> 5=1:?B1G9>&%9C9>97>?B9>735>DB93B5<1D9?>9C9C21C54 ?>5<53DB?>93=EC3<5CD9=E<1D9?>D81DB53BE9DCD85<1D5B1<@D5BI7?94 =EC3<5C9>D?3?>DB13D9?>G89<545D5B=9>9>7D85:1GD?:1GB5<1D9?>

I-73

390

4TH

STREET

NORTH,

SUITE

200


C89@9CB5CE14?G>1>46?BG1B4@?CDEB56?BD85+%"C1>4 1ED?=1D93?33D5B65B5>35CD81D F 96 G 5C53?>4=1:?B1G9>&%9C9DCB5<91>35?>1B5CD@?C9D9?> 1CD85CD1BD9>7@?C9D9?>6?B 45D5B=9>9>7=1H9=1<9>D5B3EC@1D9?>9CB?ED9>516?B

G1B4@?CDEB54:1G@?C9D9?>1D1>9>3B51C54F5BD931<49=5>C9?> !>3B51C9>7D85F5BD931<49=5>C9?>21C54?>5<53DB?>939>CDBE=5>D 45D5B=9>1D9?>?61B5CD@?C9D9?>9CE>C395>D931D25CD5F5BD931< 49=5>C9?>?6?339C45D5B=9>542ID85B5@5D9D9F5 <5>7D8?6D855<5F1D?B=EC3<5CDB5CD D85D55D81B5>?D9>3?>D13D 1>4EC5?6D8575BB5CD9>7<5>7D8?6=EC3<5D?9>E5>35?B45D5B

=9>5D85F5BD931<49=5>C9?>?6?33D13D31><514D?E>>535C

C1BI?F5BDB51D=5>D,>6?BDE>1D57EC542IC?=5D?:ECD96I 3?=@<5D53?F5B175?61<<D85D55D89>@1D95>DCG8?3?E<42525DD5B C5BF542I3?>C5BF1D9F545>D9CDBI1DD859B3?BB53DF5BD931<49=5>C9?> (B?2<5=C1CC?391D54G9D8&%1B5B5<1D54D?2?D8D85C8?BD3?=9>7C ?6D859>CDBE=5>D1D9?>1>4D85=9C9>D5B@B5D1D9?>?641D13?<<53D54 5=?CDC5B9?EC@B?2<5=9CD859>129<9DI?6D8514F?31D549>CDBE=5>

D1D9?>D85=I?=?>9D?BD?B53?B41>133EB1D535>DB93B5<1D9?>"1G DB13;9>7D81DC8?GCD853?>4I<5C=?F54?G>1>46?BG1B41CD85:1G ?@5>C1B53?>C9CD5>DG9D8G81DG531>51C9931<D5B@B5D1D9?>?6D81D41D12I%I?DB?>93C14F?31D5C81CB5CE D85C5B9?EC5BB?B?6=1;9>7D85D55D8?331@B?DBE454B5<1D9?>

C89@9C3B51D5C1F1B95DI?6@?D5>D91<@B?2<5=C2531EC53??B49>1D54 =EC3<513D9F9DIB5@51D544I<5C213;1>4E@9>D?) 4EB9>7:1G3C1>4D853?>C5AE5>35C ?6&%:1G@?C9D9?>9>7

N

1=293 1

I-74

390

4TH

STREET

NORTH,

SUITE

200


:9 G G 293 " 5553D?681F9>7D?49C@<135D85+%"C4?G>D85C
>5>35D?=1;5D85D55D8D9C1C9F5 CDE495C2I$E>455>1>4922CC8?GD81D5F5>G85>D55D81B51<97>54 D?9>D5B3EC@1D5G9D816?BG1B4@?CDEB54=1>492<5 D855<5F1D?B=EC

3<5CB5@51D54DCE@9>D?)4EB9>7:1G3D5B65B5G9D83?=@<5D5C51D9>7?6D85+%"C1B59>9>D5B65B5>35 5F5BID9=5D85@1D95>D3<5>385C9C49B53DCD85851F95CD7?> D85=?CD@?CD5B9?BD55D8K1=1:?B31EC5?65H35CC9F5?334D??D88I@5B=?29<9DI96D85?339C>?D9>81B

=?>IG9D8D85E@@5B=?CD:?9>D@?C9D9?>

5 96 G G G G G 961=< G G " G G E

G

G 1= >5H1=@<5?6D89C=9C3?>35@D9?>9CD853?>35@D14F?31D542I93;

5BC?>1>4"1>;59>D859B5H@<1>1D9?>?61>D5B9?B6135D9>7M?5C>LD 1>D5B9?BG51BCE775CDD85=1CD931D?BI=EC3<5C1B5DBI9>7D?6B55D85 =1>492<56B?=@?CD5B9?B5>DB1@=5>D2ID85=1H9<<1N<9>931<5F1
1D9?>1>4DB51D=5>D?>D8?EC1>4C?6?33 49C17B55=5>DG9D8D89CB1D9?>1<5 F5BI9=@?BD1>D@?9>DD?B5=5=25B9CD81DG85>5F5BI?EC55851FI I-75

390

4TH

STREET

NORTH,

SUITE

200


3?>D13D1>4G51B?>1>D5B9?BD55D8 1
D9F59>3<9>5C?>D85@?CD5B9?BD55D8D81D4B9F5D85=1>492<56?BG1B4 4EB9>7331EC5?61>D5B9?B G51B1>4?F5B?9>D5B65B5>35CD?)1D=1H9=E= 9>D5B3EC@1D9?> 6?B@B5=1DEB53?>D13D?6D851>D5B9?BD55D8 4EB9>7)34156?B1B5CDB93D545>F53

D9?>1>D5B9?B7E941>35*55C53D9?>!- F'*D$*.$+%/&$'/$- /0-$ 5C395>D93<9D5B1DEB581C255>F5BI3<51B9>9DC?@@?C9D9?>D?C?=5 ?6D85=1:?B3<19=C?6M>5EB?=EC3E<1B45>D9CDBIN5>D9CDCG8?1B5 C51B389>76?B613DE1<9>6?B=1D9?>C8?E<425G1BI?6B57?>3<19=C ?6CE@5B9?B9DID81D1B5@E2<9C8549>>?> B565B554@B?=?D9?>1<@E2<931

D9?>C / @1BD91<B5F95G?6D85<9D5B1DEB5=1I9<DCC8?E<4 251>19J5D81DCD1D5=5>DC9>D85<9D5B1DEB51B5>?D1?@5>=9>41>4EC5B565B5>35C1C1CD1BD9>7=1DB9H 6?B6EBD85B1>111C;9>7D85B978D AE5CD9?>C1>4D85>4?9>76EBD85B<9D5B1DEB5C51B38D?3?=@1B5G9D8 CD1D5=5>DC2ID851ED8?B$5DLCEC51C1>5H1=@<5D856?<7CD1D5

=5>D@E2<9C8549>1>?> B565B554:?EB>1< M@8IC9??G255>C395>D931<
=9>54 5<9=9>1D9>7D85>554D?EC5<5CC133EB1D5=1>E1<@?C9

D9?>9>5CD12<9C89>71>?33N .9<<91=93;5BC?>$-!(E2<931D9?> )5=5=25BD81D9>1>?> B565B554:?EB>1<D81D9C@E2<9C8541C@B?=?

D9?> D851ED8?B9C>?D85<4133?E>D12<56?BCD1D5=5>DC=145 C?C@5

391<C3BED9>I9C9>?B45B ?

1C:1GDB1:53D?BIDB13;9>7B51<C395>D931<541C D8525CD=5D8?46?B45D5B=9>9>713?BB53D3?>4I<1B@?C9D9?>

!C=1>E1<=1>9@E<1D9?>B51<CDBE=5>D1D9?>259>7@B?=?D54=I?=?>9D?B45D5B

=9>51B5@B?4E392<5 E>9AE5:1G D? :1GB5<1D9?>C89@C6?B1<97>9>7 ?33D13DC $??;6?BB565B5>35CG8?81F5>?3?==5B391<9>D5B5CD9>D85@B?4E3D >1291C54B5C51B38CDE495C9>@55B B5F95G54:?EB>19D?B35>DB93B579CDB1D9?>4?5C>?DB5CE1B5@B?

4E392<5?BE>9AE5=1>492E<1B@?C9D9?>N )5=95>1>4C8"(B?CD85D5>D

I-76

390

4TH

STREET

NORTH,

SUITE

200


M9<1D5B1<=1>9@E<1D9?>C8?G54D85=?CD3?>C9CD5>DB5@B?4E3

929<9DI?6=1>492E<1B35>DB939DIN ?2?1>4!G1D1"(B?CD85D5>D M9<1D5B1<=1>9@E<1D9?>814D854?==5D8?45BB?B 9>1<<49=5>C9?>CKD85=I?=?>9D?B814D85=?CD5BB?BCN )9381B4)?2<551I9F5BC9DI*DE4I M%1>492E<1B=?F5=5>DC?6CI=@D?=1D93CE2:53DC3?E<4>?D 25495B5>D91D546B?=D8?C5?6>?B=1<CE2:53DCEC9>76?EB?6 D85D5CDC14F?31D542I%I?DB?>93C !>3N 59>5 ED389>C$E>4"(B?CD85D5>D !>?>5?6D85=?CD5HD5>C9F5CDE495C?629?5<53DB?>934917>?CD939>CDBE

=5>D1D9?>4?>5:?9>D9F5BC9D95C1>4@E2<9C8549>1@55B B5F95G54:?EB>1<121 +CE;9I1=1 5D1<"(B?CD85D5>DE7ECD

D85B5CEC9CD5>DG9D8G81DG581F5?2C5BF54 3<9>931<D5>D9?>?6 =1>I3<9>9391>C1>4B5C51B385BCD81DD854?5C>?D81F5CE]395>D C395>D935F945>35D?G1BB1>D9DCC51<?61@@B?F1<?>35BD19>29?5<53

DB?>9345F935C9>37D8?C5@B?=?D542I&%14F?31D5C*?=5 AE?D5C6B?=D85CDE4I M5=5B931>5>D1<CC?391D9?>81C1@@B?F54C5F5B1< 45F935C1C194C9>D854917>?C9C?6D5=@?B?=1>492E<1B49C?B

45BC?>35B>CB5=19>8?G5F5B12?EDD859BC165DI1>4553

D9F5>5CCN M5C545F935C81F5>?D255>C8?G>D?81F5CD1>4154917

>?CD93F14 G85>D5CD54 D85I81F545=?>CDB1D54E>13

35@D12<5C5>C9D9F9DI1>4C@53939DI<5F541B46?BD5=@?B?=1>492E<1B49C?B45B9C1 7931<5H1=9>1D9?>@5B6?B=541>41D8?B?E7889CD?BI D1;5>2I1>5H@5BD5H1=9>5BN M5B59C3?>C945B12<53?>35B>12?EDD85C165DI1>4553D9F5

>5CC?6D85C51@@B?1385CN 1 5@B?@5BEC5?629?5<53DB?>939>CDBE=5>D1D9?>C8?E<4>?D253?>

6EC54G9D8=9C7E94549>D5B@B5D1D9?>?6D8541D1259>7=51CEB54 )535>D14F1>35CD81D=1BBI9=@B?F54:1GDB13;9>79>CDBE=5>D1D9?> G9D8F5BI@B539C5B53?B49>7?6?33D13DC2I+ C31>9>CDBE

=5>D1D9?>31>17*E38 =51CEB5=5>DC31>81F5F17G9D81>E>45BCD1>49>7?6 =1CD931D?BICICD5=29?=5381>93C1>4=EC3<5B5C@?>C5CD?3?BB53DFC 9>3?BB53D?33D81B=?>9J1D9?>5I9>>?G1IB56ED51>I?6 D85?3335@DCB571B49>735>DB93B5<1D9?>(B?@5B9>D5B@B5D1D9?> ?641D14?5C CE@@?BDC?=5?6D85=19>D5>5DC@B?=?D542I&% 14F?31D5C @1BD93E<1B73?>4I<1B@?C9D9?>9>7

I-77

390

4TH

STREET

NORTH,

SUITE

200


'),('%3'*D*./-0)$*/ /'+* 5DD5BE>45BCD1>49>7B571B49>7D8514F1>D175?6@?CD5B9?B49C3 81C=1459D@B13D931<D?C9=@<96I9>CDBE=5>D1D9?>6?B=?CD@1D95>DC F N & *5DD9>7D853?>4I<1B@1D8C1DD5B81C>?553D?>35>DB93B5<1D9?> 3?>D13DC&?B4?5C9D81F51>I553D?>3?BB53D1>D5B9?BB5<1D9?>C89@C 1C71C9D9C>?D381>75416D5BD851>D5B9?B7E941>359C@B?@5BD859>CDBE=5>D 5DB51D=5>D7?1<9C6EBD85BC9=@<9542IC5F5B1<CDE495CD81DC8?G D85=9>9=E=8?B9J?>D1<3?>4I<1B@1D89C457B55CDD852579>

>9>7?6D85@B?DBEC9F5@1D8 G89389C3?>F5H D851F5B1759>3<9>59C 3CD81D?33C612B931D54 ?>1>1BD93E<1D?BG9D8 457B553?>4I<1B@1D8C G?E<41ED?=1D9

31<1=?ED8G9D8CD55@5B3?>4I<1B@1D8C*9>35 1<=?CD1<<@1D95>DC81F53?>4I<1B@1D8CCD55@5BD81> 457B55C D85 1B29DB1BIEC5?61C5D@1D81DD81D1>7E<1D9?>9C>?D1C1B29DB1BI1C9D =1IC55= ;

H' 51>D5B9?B7E941>3531>>?D49C3 @B?DBEC9F5 *5F5B5G51B81CB5CE7E1<3EC@C9C 9>4931D5C1>12>?B=1<543?>4I<1B@1D8 .85>@?CD5B9?B49C331>>?D25133?=@<9C8542ID851>D5B9?B 7E941>35 G5=ECDB5D854?G>G1B4@1D8?6D853?>4I<5C 5B51B51>E=25B?69>CDBE=5>D38?935C6?B4917>?C9C1>4DB51D=5>D @<1>>9>7?>D853?=@<5D5B1>75?6?33CDBE=5>DC D81D31>25EC546?B59D85B4917>?C9C?BDB51D=5>D9>36?<7<5@1D8G1I 1F C5D@1D8?B6E<353?>C945B541C8?BD3?=9>7?6C5=914:ECD12<51BD93E

<1D?BC9C>?G3?>C945B541>14F1>D1755CDB1978D<9>5@1D8G1I 9>@B?DBEC9F513DE1<C165DI613D?B6?BD85>535CC1BI 49C3?>>5HD@175

I-78

390

4TH

STREET

NORTH,

SUITE

200


>

*5=9 14:ECD12<59>CDBE=5>DC75>5B1<D1<@1D89CC5D2I13853;29D51DD852579>>9>71>45>4?6 13?>F5H@1D8D853?>4I<1B@1D8?>D851BD93E<1D?BG9<<251DD5B 1DD852579>>9>7?6D85@B?DBEC9F5@1D8D81>9D9C9>D85@1D95>D9C @B?F945C1C165DI613D?B2531EC5D85@1D95>DLCCD55@5B@1D8G9<<49C3D851BD93E<1D?B .'*D/&$ +)!'.3./$)#$/$-)'* */'*#$H 545D5B=9>1>D9>45H9>34C31<5G89389CB5149> 457B55C6?B=51CEB9>7D85@B?DBEC9F5@1D81>7<5?BD89C=51CEB5

=5>D1C53?>49>D5B?33492<5 @B?DBE454 == @K,>DB9349>C5BDD85@B?DBEC9F529D5 B53?B425DG55>D8531CDC53?>4I<5CG9<<=?F54?G>9>C@135 <97>D85?ED5BCEB6135?6D853?>4I<5G9D8D851>7<5<9>5D81DD?E385C 9D 1>4B514D85C31<59>457B55CD?45D5B=9>5D85@B?DBEC9F5@1D8 1>7<5

G

A G G " (#P

I-79

390

4TH

STREET

NORTH,

SUITE

200


@K6?CC19>C5BD ?B457B55C31>25 C5<53D546?BEC5?>D851 D81D3?BB5C@?>4CG9D8D85@1D95>DLC3?B

B53D@B?DBEC9F5@1D81>7<5!6D853?>4I<51<97>C25DG55>D85<9>5C 38??C51>9>C5BD?6D85<5CC5B1>7<5

53?>4I<5C9>),C5?63?>4I<1B@1D89>C5BDC?>D851 =1;5C9D@?CC92<5D?51C975D853?>4I<1B@1D8G85>>554542ED 1D5B381>75G9D8D8545D5B=9>1>D9>45H6?BAE93;1>148?B9J?>D1<49C@<135=5>DC55@175!!!

?>4I<1B@1D89>C5BDC6?BD851 1B53?>D?EB54D?@B?F945=?B5 @B?7B5CC9F5C945C896DD81>9C>55454)541BB?GC8?GC=1H9=E= @B?7B5CC9F5C945C896DD?G1B4=94<9>5D81DG1C?2C5BF54?>=?B5 D81>

@1D95>DC?=@1B5D81DG9D8@1D8G1I?>D851BD93E<1D?BK 9C5H35CC3<51B1>357E1B1>D55CD81DB5CD?B1D9?>C612B931D54?>D85 1BD93E<1D?BG9<<81F5>?21<1>39>7C9459>D5B65B5>35C9>D85@1D95>D96 D85I81F5255>3<51B54?>D851BD93E<1D?B*9=@<52EDD?D1<
I-80

390

4TH

STREET

NORTH,

SUITE

200


:PTWSPÄLKVJJS\ZHSWSHULHUHSàLY:67(

(1BD?6D851 CICD5=9>351>1

D85C53D9?>?>?3351C1613D?B9> @?CD5B9?B?33C

$*/-'"&$F

5 1 5>DB9385;9C1C9=@<954CICD5=6?B3?=@1B9>7D85 @?C9D9?>?6D853?>4I<5CD?1>1DB93B5<1D9?> B53?B4C+?EC5D89CCICD5=:ECDB5AE9B5CDB1>C65BB9>7D85E@@5B31CD 6B?=D851BD93E<1D?BD?D855>DB9385;2?G

53?>4I<521<1<<1 1BD93E<1D?BC1B51554<5@?9>D5B6?B@B539C5B53?B49>7?63?>4I<5@?C9D9?>B 1 F # 1 C;9<<5445>D9CD31>B5@B?4E35 1>5H13D)@?C9D9?>D?>554<5@?9>D133EB13I9CC8?E<425D85 7?1<

I-81

390

4TH

STREET

NORTH,

SUITE

200


>$ 2 -$+%.+)$.$-'+0.)'."+*"$,/'+*. !+0//&$.: /?EG9<<6B5AE5>D35CD?D85+%"CD81D1B5C5B9?EC
7E94542IGB?>79>6?B=1D9?>%?CD?6D853?>6EC9?>12?ED?33
C9?> D85+%"C 1>435>DB93B5<1D9?>9CD85B5CE35@D9?>C $5DLCD1;5C?=5CD1D5=5>DCB978D?ED?6D85?BD8?4?>D93<9D5B1DEB5D? 9<3?BB53D45@93D9?>C?6D85D5=@?B?=1>492E<1B1BD93E

<1D9?> A0+/$./& / -$ -$,-$.$*/ /'1$+% $--+*$+0."+*"$,/.

B& /'.2-+*D2'/&/&'."+*"$,/

M?=@B5CC9?>E@?>D85 +%"9>DB131@CE<1B3?=

@?>5>DC9C>?DG5<<D?<5B

1D54N

9CF5BI5BB?>5?EC45@93D9?>?6D85 +%"9C1=1:?B31EC56?B3?>6EC9?> 5+%"CG5B545C97>54D?257:?9>DCD856E<3BE=6?BD85 =1>492E<1B<5F5B<<D85
9>7CDBE3DEB5C?6D85:?9>D1B52E976?B35C1C71CD85I 1B5@B?@5B546?BD856?B35CD? 2549B53D54D8B?E78D85=*9385B5 +5=@?B?=1>492E<1B"?9>D C53?>454 *1B>1D 81C?=1C (E2

<9C85B45C3B9254D85381B13D5B?6D85C5 D9CCE5C1C1>1D?=931<5F945>35D81D D85+%"CG5B5=145D?25
9>7EBD85B5F945>35?6D89C9C9>D85 613DD81DD85B51B5>?>5BF5C?B21>I?6D85D9CCE5G9D89>D85 7J?>5HD5>C9F5CDE495C2I I<1>45B58E=1>=1>492<5<5F5B ?B<9>;="(8IC>D8B?@1<V Z81F5@B?F5>3?>376?B35C1B549B53D54D8B?E78D85 3?>4I<1B6E<3BE=4EB9>71<<6E>3D9?>1< :1G=?F5=5>DC

M(1D95>DCB5CD?B549>35>

DB93B5<1D9?>1B5E>3?=

6?BD12<51>49>1CDB19>54 B5<1D9?>C89@N

(1D95>DCG8?C5:?9>DC1B5E>3?=6?BD

12<5?B655<CDB19>54

I-82

!D9C14917>?CD93D5CDD81D967D85 :?9>DCG9D859D85B7?BB= 3<5>389>731EC5C C97>?6D5>C9?>?B D5>45B>5CCD85:?9>DC1B5>?D9>35>DB93 B5<1D9?>

390

4TH

STREET

NORTH,

SUITE

200


A0+/$./& / -$ -$,-$.$*/ /'1$+% $--+*$+0."+*"$,/.

B& /'.2-+*D2'/&/&'."+*"$,/

M*ECD19>54=EC3E<1B 3?>DB13D9?>?F5BDC 1>43?>DB92ED5CD?D859B 571D9?>1>41
9C=9C3?>35@D9?>9C21C54?>51B<95B 25<956CD81DD853?<<1D5B1<<971=5>DC G5B5@1BD?6D85MCE@@?BDN6?BD85:?9>DC D81D814D?B5C9CD3?=@B5CC9F56?B35 6B?=D855<5F1D?B=EC3<5C3?BB53D 1>11D?=I49C@B?F5CD89C 3?>35@D5?>DC1B59>1@?C9D9?>G85B5D85I 3?E<425CDB5D38549CG85>D85CE@5B9?B 25<9>1>9>3??B49>1D543?>DB13

D9?>D?8?<4D8549C;6?BG1B41CD85 3?>4I<5C1B5259>7@E<<54213;1>4E@ D?G1B413?=@<5D54I<1B @?C9D9?> 9CD5>C9F5@E<<?>D8549C;G9<<>?D ?33EBG9D83??B49>1D54=EC3<513D9?> D81D1<543?>

4I<5 49C;1CC5=2<95CD?3?=@<5D535>DB93B5<1D9?> 5B59C>?@?CC929<9DI?6?F5B7 3?<<1D5B1<<971=5>DC9>35>DB93B5<1D9?>

I-83

390

4TH

STREET

NORTH,

SUITE

200


A0+/$./& / -$ -$,-$.$*/ /'1$+% $--+*$+0."+*"$,/.

B& /'.2-+*D2'/&/&'."+*"$,/

M%?E>D9>731CDC?>1> 1BD93E<1D?B11495B5>D?33 D81>D85@1D95>D81C 2531EC5D851BD93E<1D?B 81C1M81B4CE@5B9?B3?>

4I<1BC51DG89389CE><9;5 D85>1DEB1<3?>4I<56?CC1 B5<1D9?>C89@D81D81C ==D? ==?B=?B5 ?6CE@5B9?B:?9>DC@135 ,>45BD856?B35C?6D85 =1CC5D5BC D5=@?B1<9C1>4 =5491<@D5BI7?94C D89C C@13531>25?F5B @?G5B54 1>43?=@B5CC54N

9CAE?D5 D1;5>6B?=D85?BD8?4?>D93 <9D5B1DEB5 9C13<1CC935H1=@<5?6?>5 ?6D85=?CD@?@E<1B1>4=?CDC5B9

?EC7=9C3?>35@D9?>C12?EDD85 +%"C!DB5CE1DD5=@DCD?M@B?

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

I-84

390

4TH

STREET

NORTH,

SUITE

200


A0+/$./& / -$ -$,-$.$*/ /'1$+% $--+*$+0."+*"$,/.

B& /'.2-+*D2'/&/&'."+*"$,/

M*ECD19>545<5F1D?B=EC3<5 3?>DB13D9?>3?=@B5CC5C D85F1C3E<1BD9CCE5C2589>4 D853?>4I<5CN

<5F1D?B=EC3<53?>DB13D9?>49B53DCD85 3?>4I<5CE@G1B41>46?BG1B4>5F5B 49CD1<4I<5 49C;1CC5=2<95C 1B59>D13D D85?>

4I<5CD?5H5BD3?=@B5CC9F56?B35C?>D? D85F1C3E<1BD9CCE5C2589>4D853?>4I<5C 9CD?=1>E1<492<5 49CD1<D5>C9DI5 =EC3<5C1B5>?D31@12<5?64?9>7D81D G9D81851D 256?B5D855<5F1D?B=EC3<5C31>9>1>I G1I49B53DD853?>4I<5CD?3?=@B5CC D85B5DB? 49C;1<D9CCE5C 9C9CG8I9D9CC?9=@?BD1>DD?4917

>?C5D851<97>=5>D?6D8549C;C1>4D85 3?>49D9?>?6D859>DB131@CE<1BCDBE3

DEB5C1C1>9>D57B1<@1BD?645D5B=9>9>7 G85D85B35>DB93B5<1D9?>9C13895F12<5

M.85>D85=1>492<59C 9>9DC?33 5F5>G85>29D9>76?B35 9C1@@<954 D853?>4I<5 B5359F5C1<=?CD>?3?=

@B5CC9F56?B35D8B?E78D85 49C;529D9>76?B35C 75>5B1D541B51<<DB1>C=9D

D54D?D85=1H9<<12IG1I ?6D85D55D81>4@5B9?4?>

D1<<971=5>DN

F5BI@?@E<1B=9C3?>35@D9?> C9=@<51>193C?6 <5F5B1751>4D85@?C9D9?>?61<<5<5F1

D?B=EC3<5C25DG55>D85<1CD=?<1B1>4 D85+%"C3<51B7:?9>DC*9385B45>54 D85=1CCE381>1D?=931<45B F5B954D857?6D85:?9>DC4EB9>7 5<5F1D?B=EC3<53?>DB13D9?>922C =51CEB54D8576?B35C?>D85 :?9>DC 59451?6D85D55D8CE@@?BD9>7D85 :?9>D9C9>B51<9DID55D8 G9D8 3?=@<5D5C51D9>7?6D85:?9>DC.81D9C >554549C=ED1<C81B9>7?66?B35C2ID85 D55D81>4D85+%"C9C9CD857?1<?6 1@5B653D54?33

I-85

390

4TH

STREET

NORTH,

SUITE

200


B& /#+$.."'$*"$. 3 !+0/ &$ +*"$,/+%"$*/-'"-$( /'+*= B& /#+/&$ +% * /+)3. 3 !+0/"$*/-'"-$( /'+*= &1;1J1J1G1# ?>7+ +1D1C89"51>1D?=939=@?BD1>35?635>

DB93B5<1D9?>>1D?=93D<1C?6D85+5=@?B?=1>492E<1B"?9>DV+?;I? AE9>D5CC5>35(E2<9C89>7? I0 EG G 5 G G

D L > E G G K M *9385B 5+5=@?B?=1>492E<1B"?9>D>454*@B9>75<4!<< 81B<5C?=1C(E2<9C85B R E G 9DG G D G E G DR 5 B& /#+ +%)0."($%0*"/'+*. 3 !+0/"$*/-'" -$( /'+*= $E>455> 922C 4F1>35C9>'33?CD?> "?8>.B978D (*!>3 < G G Q G " G 1 G G G

G "

1 8 3

I

293 GM

I-86

390

4TH

STREET

NORTH,

SUITE

200


B& /#+/&$ +%>'+)$"& *'".. 3 !+0/"$*/-'" -$( /'+*= )14E% %9B1>4935%F1?6D5=@?B?=1>492E<1B:?9>D 4I>1=93CEC9>71>1>141=5381>931<=?45< I5 "E

" M ?BB5@B9>DC?6D89CCDE4IGB9D5 B%93815<)14E <145C )?14 *E9D5 ?31)1D?> $ %1>C?EB)% 1>4)5I>9;)"!>-9F?'334 %?=5>DC?B35C%51CEB549>+5B=9>1< 9>75(?C9D9?>1>4CC?39

1D54%?=5>DC"5>D)5C 1 -2 555 G "

R Q D G *=9D8# %3$138<1>#) 1>4%31<<.>E=5B931<%?45<?6 +5=@?B?=1>492E<1B"?9>D$?149>7"5>D)5CV E7ECD 1 -< G D DG " I<1>45B.58E=1>=1>492<5<5F5B?B<9>;="(8IC>D8B?

@1<L 1 -1

/&$--$%$-$*"$.< 0?<1%?B@8?7613D?BC9>D85D5=@?B?=1>492E<1B :?9>D"(B?CD85D5>DV 922C $E>455> 1>4%181>( 5D1<%?F5=5>DC?6D85 =?<1BD55D81>4=1>492E<1B3?>4I<5C4EB9>7385G9>7"5>D)5CV #9>45B;>538D# .?>7. 5D1<5553D?6145@B?7B1==5B ?>D85@?C9D9?>?6D85D5B=9>1<DB1>CF5BC58?B9J?>D1<1H9C?6D85=1>

492<5"(B?CD85D5>DV 5<5>J1- 1>4&1C54;9>&"'33 D85*D1D5?6D85BD 89

317? XE9>D5CC5>35(E2<9C89>7? !>3 9<2?55>DB93B5<1D9?>1CD85DB51D=5>D@?C9D9?>"(B?CD85D5>DV .9<<91=C?> $1=9>?7B1@893CDE4I?6=1>492E<1B3?>4I<5@?C9

D9?>G85>B53?B49>735>DB93B5<1D9?>"(B?CD85D5>DV I-87

390

4TH

STREET

NORTH,

SUITE

200


The Process of Comprehensive Dentistry

II-1

390

4TH

STREET

NORTH,

SUITE

200


II-2

390

4TH

STREET

NORTH,

SUITE

200


II-3

390

4TH

STREET

NORTH,

SUITE

200


II-4

390

4TH

STREET

NORTH,

SUITE

200


II-5

390

4TH

STREET

NORTH,

SUITE

200


II-6

390

4TH

STREET

NORTH,

SUITE

200


II-7

390

4TH

STREET

NORTH,

SUITE

200


II-8

390

4TH

STREET

NORTH,

SUITE

200


II-9

390

4TH

STREET

NORTH,

SUITE

200


II-10

390

4TH

STREET

NORTH,

SUITE

200


II-11

390

4TH

STREET

NORTH,

SUITE

200


II-12

390

4TH

STREET

NORTH,

SUITE

200


II-13

390

4TH

STREET

NORTH,

SUITE

200


II-14

390

4TH

STREET

NORTH,

SUITE

200


II-15

390

4TH

STREET

NORTH,

SUITE

200


II-16

390

4TH

STREET

NORTH,

SUITE

200


II-17

390

4TH

STREET

NORTH,

SUITE

200


II-18

390

4TH

STREET

NORTH,

SUITE

200


55CC5>D91<21C9C6?B1>1I?339C1>E>45BCD1>49>7 ?6D856?B=E<16?B1@5B653D54?33<<?331?2C5BF1D9?>?6G85D85B1<<B5AE9B5=5>DC6?BCD129<9DI81F5255> C1D9C5456?B=E<1M4?DC9>213;K<9>5C9>6B?>DN9C1C9=@<5 I5D 89784C5D6?B1>11<56?BD89C6?B=E<1 9C3<51B45BCD??49DG9<<5CD12<9C81C9=@<5CD5@ 2I CD5@@B?35CC6?B 45D5B=9>9>7961@B?2<5=?6?335H9CDC1>45H13D
D9?>C=ECD25=145D?381>751@B?2<5=1D931<?33D?1CD12<5 3?=6?BD12<529D5B5<1D9?>C89@9CE>45BCD1>49>7G9<<135?6553D9F59>CDBE=5>D1D9?>6?B?3314 DB51D=5>D

&$ #$*/ ('*./-0)$*/D9>7C9C?>5?6D85=?CD 3?CDI45>D9CD31>=1;5(B?@5BD5431CDC @5B=9D@5B653D541>1C9?>1<DB51D=5>D@<1>>9>7 1B5>554546?BD?D1<4917>?CD93G1H E@ C5BF51C16?B=6?B@B?F9C9?>1<612B931D9?> 1B51>5H35<<5>DF9CE1<1946?BDB51D=5>D5H@<1>1D9?>D? @1D95>D C1F5D9=51>485<@13895F59>3B51C54@B?4E3D9?>1>4 1F?941>35?65BB?BC

&$-$'.*+$%%$"/'1$.0!./'/0/$%+-,-+,$-(3)+0*/$#" ./. !D9C1=ICD5BIG8I1>ID89>71C9=@?BD1>D1C3?BB53D1BD93E<1D?BEC59C C?E>9F5BC1<?B549>45>D1<@B13D935CD51GC?>3145=I G581F5<51B>54D85D8B55=?CD<9;5CG8I@B?@5B1BD93E<1D?B EC59CC?B1B5 5F5>1=?>745>D9CDCG8?1B5=?D9F1D54D?AE1<9DI31B5 1945BCD1>4D85B5AE9B5=5>DC6?BCD12<5?333D9?> 'F5B35@DC?61BD93E<1D?B45C97>1>4 EC175 5=9C3?>35@D9?>D81D9DD1;5CD??=E38D9=5D?=?E>D 31CDC

II-19

390

4TH

STREET

NORTH,

SUITE

200


)53?7>9J9>7D81D?EBE213;K<9>5C 9>6B?>DN<5DLC25=1451CC9=@<51C@?CC92<52I 49F949>7D857?1<9>D?6?EB:?2B5AE9B5=5>DC6?B553D9F51BD93E<1D?B 6E>3D9?>

+! $( /$/&$" ././+/&$"+*#3($ H'.

61352?GB5<1D5CD85E@@5B1B38D?D853?>4I<1B1H9C+B1>C65BB1<D? D851BD93E<1D?B=19>D19>CD81DB5<1D9?>C89@?6D85E@@5B31CDD?D85 1H9C?>D851BD93E<1D?B5=?E>D54G9D81)29D5 B53?B4C?9D15CC5>D91<@1BD?61>1335@D12<5=?E>D9>7 /$,.'*% "$!+2/- *.%$.5EC5D855>1B*<945=1D9351B2?G!D9CC9=@<5D?EC51>49C 1335@D12<56?B1<<=?E>D9>7C 61352?G6?B;9CDD54D?D85E@@5B1B385 CEB5D85G1H?>D856?B;141@DCD?D85E@@5B D55D8G9D8>?B?3;9>7

C@5391<BE<5B9CEC54D?=51CEB51C@?D?>D85 6135D81DG9<<B5<1D5D8531CDCD?D8535>D5B?6D85 1BD93E<1D?B9C9C13?>F5>95>35@?C9D9?>(B5

39C5>5CC9C>?DB5AE9B54 52?G9CDD54?>D?D85C816D?6D8529D56?B; 551B@9535C1B55>D5B549>D8551B8?<5C1>4 85<49>@?C9D9?>2ID851CC9CD1>D52?G9C <5F5<54D?D8585978DG85B5D85@?9>D5B1<97>C G9D8D85=1B;?>D8561351>4D85>D852?G9C C53EB549>@<1352ID978D5>9>7D85>75B;>?2C 9>6B?>D

II-20

390

4TH

STREET

NORTH,

SUITE

200


529D56?B;31>D85>25B5=?F54 ?>9DC:976B?=D8561352?G

5:971>429D56?B;1B5D85> 9>C5BD549>D?1@?C9D9?>5BD?25 C53EB549>@<135?>D854I<1B 1H9C5495B5>3525DG55>D8551B 8?<51>4D853?>4I<5@?C9D9?>9C 1ED?=1D931<C1D546?B

5E@@5B31CD9C:?9>54D?D85E@@5B2?G?6D851BD93E<1D?B5 E@@5B2?G=ECD2535>DB936?BD89CCD5@

535>DB93B5<1D9?>29D5B53?B49CD85>EC54D?B5<1D5D85
1CDC=?E>D54?>D85?=291BD93E<1D?B9>35>DB93B5<1D9?>.9D8 D89C=?E>D9>7 D851BD93E<1D?B31>25?@5>54?B379>7D85B5<1D9?>C89@?6D8531CDCD?D8535>DB93B5<1D9?>1H9C

II-21

390

4TH

STREET

NORTH,

SUITE

200


B&3 ./.0./!$$( /$#/+/&$ +*#3( - H'. !DC5BF5C>?@EB@?C5D?=1;51>9>D5B?33<5CCD85 B5<1D9?>C89@?6D85=1>492<5D?D85=1H9<<19CB53?B454G85>D85 3?>4I<5C1B59>D859BE@@5B=?CD@8IC9?5B59CF5BI <9DD<5 961>IF1CDE4I9>7E>=?E>D5431CDC 2531EC5D85@B9=1BI @EB@?C5?61>174917>?CD9331CDC9CD??2C5BF5D??D8 D? D??D8B5<1

D9?>C89@C9>35>DB93B5<1D9?> G 9C31> >?D254?>5?>E>=?E>D5431CDC )5=5=25BD8535>DB93B5<1D9?>29D5B53?B49CD1;5>G9D8D85D55D8 1@1BDC?D851BD93E<1D?B=ECD253DD?G81D5F5B F5BD931<49=5>C9?>1<D5B3EC@1D9?>3?BB53D1H9C 1<75C9>-'E@?B4?G>G9D8?EDB5AE9B9>7D853?>4I<5C D?49C@<1356B?=) !6D857?1<?6DB51D=5>D9CD?=1;535>DB93B5<1D9?>D853?>4I<5@?C9

D9?>3?9>3945G9D8=1H9=E=9>D5B3EC@1D9?>D85D??D8 D? D??D8 @?C9D9?> 8?G3?E<41>?33251>17D851B3 ?6?@5>9>7 37B5<1D541B?E>4D853?BB53D3?>4I<1B1H9C?6B?D1

D9?>*9>359DG?E<43B51D513?>C945B12<55BB?BD??@5>D85:1G?> ?>589>751H9C6?B129D5B53?B4 1>4D85>31>?D85B 89>751H9C?>D851BD93E<1D?B D853?>4I<1B1H9C=ECD25 D85@1D95>D1>4DB1>C65BB54D?D851BD93E<1D?B5 9CEC546?B D89C@EB@?C5>?@5>35>DB9329D5B53?B4G9D8?ED161352?GDB1>C

65B81C<9DD<5961>IF1C89@9CG85>D85:1G9C?@5>545 " " D?D85=?CD3C9?>?6?33 2531EC5G9D8?ED161352?GDB1>C65B D851B3?63D?>D851BD93E<1D?BD81>9DG1C?> D85@1D95>D

&?D5D85C5F5B55BB?B9>D85@1D8?6131CDC1B5 =?E>D54?>11<5DD91BD93E<1D?B1>43?=@1B54G9D8D853?BB53D1B3 ?634I<1B1H9C9C9C1@@B?H9=1D5=?E>D5431CDC II-22

390

4TH

STREET

NORTH,

SUITE

200


B&3" ./.)0./!$)+0*/$#'*"$*/-'"-$( /'+*

A

B

%1H9=1<9>D5B3EC@1D9?>K9631CDC1B5=?E>D541DD89CB5<1D9?>C89@ 1C=?CD31CDC1B5=?E>D54D85C5F5B549C@<135=5>D?6D85+%"C G9<<>?D253?BB53D54G85>D851B385C1B5B5CD?B54 51B38B5<1D9?>C89@1D35>DB93B5<1D9?>+B51D=5>D@<1>>9>7=ECD 2549B53D541D2B9>79>7D85?339>D?81B=?>IG9D8D89C:1G

D? :1GB5<1D9?>C89@5H35@DD81DD85F5BD931<49=5>C9?>G9<<2531335@D12<51>D5B9?B7E941>35I =?E>D9>731CDC9>3?BB53DB5<1D9?>D?D85)3?>4I<1B1H9C 381>75C 9>D85-'31>25=1451C>55454G9D8?ED7D85 )@?C9D9?>6?BD853?>4I<5C

A

B

C

1CDC?61@1D95>DG9D8C5F5B5?33 =?E>D549> 35>DB93B5<1D9?> DD853?BB53D3?>4I<1B1H9C D85>55454381>75C31>25CDE4954 D?45D5B=9>5D8525CD38?935?6DB51D=5>D55H13D1=?E>D 1>449B53D9?>?6D??D8=?F5=5>D>55454D?5CD12<9C8=1H9=1< 9>D5B3EC@1D9?>9>)31>2545D5B=9>54?>D13D?>3EC@94@B5

F5>D543?=@<5D53)"1G814D?C896DD?B978DD?13895F5 =1H9=1<9>D5B3EC@1D9?>

D

56?B5453949>7?>1>?BD8?4?>D93 C? D8531CDCG5B55AE9<92B1D54 E@D?D85@?9>D1DG89389DG1C ?2F9?ECD81D5AE9<92B1D9?>G?E<4 25D??=ED9<1D9F5%1>I@B?2<5=C 3?E<425@B5F5>D549645>D9CDCG?E<4 @<1>DB51D=5>D9>D89C=1>>5B?> 3?BB53DD5431CDC9>)

II-23

390

4TH

STREET

NORTH,

SUITE

200


%%$"/+% -"+%"(+.0-$+*!0""+9('*D0 ( ('D*)$*/ >5HDB5=5D1C@53D?63?BB53DD5431CDCD81D =51>C31CDC=?E>D549>35>DB93B5<1D9?>G9D8161352?GD?B53?B4 D853?BB53D3?>4I<1B1H9C9CD81D9D6139<9D1D5C133EB1D51>17E1<B5<1D9?>C89@C+?9<71B38 1<97>=5>D9>35>DB93B5<1D9?>1CC55>1DD85BCD@?9>D?63?>D13D6B?= 16B?>DF95G?>
1= (4E@1D3?=@<5D533<9>59>D5B65B5>35C1B55<9=9>1D541>4D85=1>492<531>3
?ED4553D9?>6B?=)

!& G

G"

" " G 1= 5

G 1=

" T$??;1719>1DD8549B53D9?>?6D851B3?63D859< ?>@175! 1>4B5<1D5D81DD?E>=?E>D5431CDC II-24

390

4TH

STREET

NORTH,

SUITE

200


THE DENAR MARK 320 ARTICULATOR Based on the most extensive research on mandibular function (Lundeen & Gibbs) the simplified design of the Denar Mark 320 Articulator eliminates all of the complexities of over-designing and yet permits precise adjustment for every needed mandibular path. Understand the rationale for each design component and see how it satisfies all four needed requirements for impeccable occlusal design. The Denar Mark 320 Articulator improved on the Combi and Combi II articulators that were used in our practices for years. We’ll start with Job ONE…relating the casts to the condylar axis. Denar Mark 320 Articulator eliminates mechanical adjustments that are not ever needed for occlusal analysis or treatment. Complexities of design resulted from disproven gnathological concepts that are obsolete.

used to relate the upper cast to the of complex restorative cases have proven the value of the ear bow.

fork which is related to the condylar axis by the positioner jig which compensates for the difference between the ear holes and the condyles. Note the mounting stone is confined to a narrow column.

earlier will be used to relate the lower cast to the upper cast.

II-25

390

4TH

STREET

NORTH,

SUITE

200


5=1>492<5D?=1H9<<1 B5<1D9?>C89@45D5B=9>541>4 B53?B4549>D85G1H29D59CD85> C53EB549>@<1352I=5D1<CDB9@C

5C53EB549> @<135G9D813??6=?E>D9>7 CD?>551BD93E<1D?B9C )6?B3?BB53D1<97>=5>D

5=?E>D9>79C3?=@<5D542I<<9>79>1B?E>4D853?C16D5B D85CD?>5C5DC&5GCD?>59C14454D?@B?4E351>51D=?E>D9>75 1BD93E<1D?BC8?E<4154?61>I5H35CCCD?>5

5=?E>D5431CDCG9D8D85)29D5B53?B49>@<135&?D5D85 @?C9D9?>?6D853?>4I<5C B=4213;1719>CDD85 3?>4I<1B@1D8G1<72?D831CDCD? D853?>4I<1B1H9C9>)

>I1BD93E<1D?BD81D1335@DC161352?G?B51B2?GB53?B49>731>6E<<< D85B5AE9B5=5>DC6?B"?2'&B5<1D9>7D8531CDCD?13?BB53D3?>4I<1B 1H9C-1B91D9?>C9>1BD93E<1D?B45C97>1B521C54?>8?GD853?>4I<1B @1D8C1B5B53?B4546B?=35>DB936?BG1B4D85@B?DBEC9F5@1D8V1>4 <1D5B1<9>D5B@B5D1D9?>?61C?31<<54 1>41 G $5DLCE>45BCD1>4G81DD85C5D5B=C9=@435@D9?>CD81D81F5<54D?E>>535CC1BI 3?=@<931D9?>?63?>4I<1B@1D8G1IC?>1BD93E<1D?BC

II-26

390

4TH

STREET

NORTH,

SUITE

200


+!B * ""$,/ !($,-+/-0.'1$ "+*#3($, /& 5DD5BE>45BCD1>49>7B571B49>7 D8514F1>D175?6@?CD5B9?B 49C381C=1459D@B13D931<D? C9=@<96I9>CDBE=5>D1D9?>6?B=?CD @1D95>DC F N & *5DD9>7D853?>4I<1B@1D8C1DD5B81C>?553D?>35>DB93B5<1D9?> 3?>D13DC&?B4?5C9D81F51>I553D?>3?BB53D1>D5B9?BB5<1D9?>C89@C1C 71C9D9C>?D381>75416D5BD851>D5B9?B7E941>359C@B?@5BD859>CDBE=5>D 5DB51D=5>D7?1<9C6EBD85BC9=@<9542IC5F5B1<CDE495CD81DC8?G D85=9>9=E=8?B9J?>D1<3?>4I<1B@1D89C457B55CDD852579>>9>7 ?6D85@B?DBEC9F5@1D8 G89389C3?>F5H D851F5B1759>3<9>59C3CD81D?33C612B931D54?>1> 1BD93E<1D?BG9D8 457B553?>4I<1B@1D8C G?E<41ED?=1D931<1=?ED8G9D8CD55@5B3?>4I<1B@1D8C*9>351<=?CD1<< @1D95>DC81F53?>4I<1B@1D8CCD55@5BD81> 457B55C D851B29DB1BIEC5?6 1C5D@1D81DD81D1>7E<1D9?>9C>?D1C1B29DB1BI1C9D=1IC55= ;

H 51>D5B9?B7E941>3531>>?D49C3 @B?DBEC9F5 *5F5B5G51B81CB5CE7E1<3EC@C9C 9>4931D5C1>12>?B=1<543?>4I<1B@1D8 .85>@?CD5B9?B49C331>>?D25133?=@<9C8542ID851>D5B9?B 7E941>35 G5=ECDB5D854?G>G1B4@1D8?6D853?>4I<5C 5B51B51>E=25B?69>CDBE=5>D38?935C6?B4917>?C9C1>4DB51D=5>D @<1>>9>7?>D853?=@<5D5B1>75?6?33CDBE=5>DCD81D 31>25EC546?B59D85B4917>?C9C?BDB51D=5>D9>36?<7<5@1D8G1I .81DG1C?>353?>C945B541C8?BD3?=9>7?6C5=914:ECD12<51BD93E<1D?BC 9C>?G3?>C945B541>14F1>D1755CDB1978D<9>5@1D8G1I9>@B?DBEC9F5 13DE1<C165DI613D?B6?BD85>535CC1BI49C3
II-27

390

4TH

STREET

NORTH,

SUITE

200


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

II-28

390

4TH

STREET

NORTH,

SUITE

200


)5=5=25BD857?1<9C@?CD5B9?B 49C32531EC59DB5CE 3??B49>1D54=EC3<56E>3D9?> 1>4B54E35C76?B35C ?>D85+%"C1>4D851>D5B9?B D55D8<<G51B1>47 613D?BC1B55<9=9>1D54?> @?CD5B9?BD55D8

!

"

?=@1B5D85C5@1B1D9?>?6@?CD5B9?BD55D8?>D851BD93E<1D?BG9D811DD5B CDB1978D3?>4I<1B@1D86B?=)D?@B?DBEC9F5*5@1B1D9?>9C 45C97>54D??33EBG9D811DD5B3?>4I<1B@1D8D81>9C6?E>4?>D85@1D95>D

!

"

&?D5D81DD85?>356?B1CD55@5B@1D8?>D85@1D95>D9C161CD5B C5@1B1D9?>6B?=)D?@B?DBEC9F55B59C>?9>D5B65B5>35 9>DB?4E354D?59D85B3?>4I<1B@1D8?B1>D5B9?B7E941>35?>D85@1D95>D

II-29

390

4TH

STREET

NORTH,

SUITE

200


$//'*D/&$,-+/-0.'1$, /&+*/&$ -/'"0( /+*/&$ +)!'K )5<51C5D85D8E=2C3B5G?>5138C945C?D859>3<9>1D9?>?6D85 3?>4I<1B@1D831>25381>754

@B?DBEC9F529D5B53?B49C=145G9D8D85=1>492<56?BG1B412?ED ==5CEB5D?9>45>DD85G1HG165B6B?=6B?>DD?213;+B9=D85 G1HC?1<<3?>D13DG9D8D85D55D89CF9C92<55<1BG1H9C17??438?935

:

!:

":

#:

)5<51C5D8535>DB93<1D381>4DD8531CDC9>D?D85@B?DBEC9F529D5 B53?B453?>4I<521<44?G> 1CD85I494?>D85@1D95>D)?D1D5D853?>4I<1B@1D8E>D9<D853?>

4I<521<D13D542ID85@1D8G1I+978D5>D85D8E=2 C3B5GC?>2?D8C945C?>4I<1B@1D89>3<9>1D9?>31>25B5146B?=D85 C31<5?>B51B?6D859>CDBE=5>D 9CC9=@<5@B?35CC3?=@<5D5CD85C5DD9>76?B@B?DBEC9F53?>4I<1B @1D85?=29!!1BD93E<1D?B9C>?G3?=@<5D54I<1B@1D8G1IC&?D89>7555454B571B49>73?>4I<1B @1D8C5DD9>7C9C9CC?B571B4<5CC?6D853?=@<5H9DI?61>IB5CD?B1D9F5 >554,>45BCD1>4G8ID85@B?35CC31>25C9=@<954D?D89C457B55C? I?E31>E>45BCD1>4G8ID85B59C>?>5546?B=?B53?=@<931D541>4 5H@5>C9F5=5381>931<3?>4I<1B@1D8=5381>9C=C

II-30

390

4TH

STREET

NORTH,

SUITE

200


#VUXIBUBCPVU t*..&%*"5&4*%&4)*'5

t130(3&44*7&4*%&4)*'5 #FOOFU

+!?

./ !('.&"+*#3( -, /& ( /$- ((3

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n immediate side shift does not exist. !D31>>?D5H9CD2531EC59>35>DB93B5<1D9?>2?D83?>4I<5C1B52B1354 =5491<CDD85=5491<G1<D5B@?C54 9>851DC2ED5F5>9>:?9>DCG9D849C@<135449C;CD853?>4I<5 =?F5CE@D?13895F52?>53?>D13D1DD85=5491<@?<5!D9CD89C=5491< @?<52B139>7D81D5CD12<9C85C1=94=?CD@?C9D9?>6?BD85=1>492<59> 35>DB93B5<1D9?>

II-31

390

4TH

STREET

NORTH,

SUITE

200


5M9==5491D5NC945C896DB565BCD?8?B9J?>D1<C896D9>76B?=) 256?B51>IB?D1D9?>?33EBC=9CD1;5>9=@B5CC9?>?33EBC96D85 CD1BD9>7@?9>D9C>?D6B?= 3?>4I<5CD81D1B5F5B912<5 9>)C945C896D31>?33EB96D853?>4I<5C1B5>?D3?=@<5D55BB?B9>B53?B49>73?>4I<5@1D8G1IC (B?@5BDB1<251B9>7 @?9>DDB139>7C79F5@B??6D81D D85B59C>?9==5491D5C945C896D 6B?=)!6D85B5G5B518?B9

J?>D1<C945C896D9DG?E<4C8?G E@1C11DCEB6135B1D85BD81> C81B@1@5H1DD85@?9>D1DG8938 <1D5B1<5H3EBC9?>CCD1BD

?D8931B38DB139>7C1D1D) DB139>7D81D4?5C>?D81F51 C81B@@?9>D9C5F945>35D81D) G1C>?DB53?B4543?BB53D
<&$-$'.*+*$$#/+'*"+-,+- /$ * '))$#' /$.'#$.&'%/" , !'('/3'*/+ *3 -/'"0( /+-:

II-32

390

4TH

STREET

NORTH,

SUITE

200


B& / !+0/ ,-+D-$..'1$.'#$.&'%/= 5B59CC?=55F945>35D81D1@B?7B5CC9F5C896D=5491<7 3?>4I<5?33EBC1CD85=1>492<5=?F5C<1D5B1<96CE38 1@B?7B5CC9F5C896D4?5C?33EB 9D9C>?D1F1<94B51C?>6?B3?=@<931D9>7 D853?>4I<1B@1D8=5381>93C?>1>1BD93E<1D?B5B51B5D8B55B51C?>C G8I9D9CE>>535CC1BID?B53?B41@B539C5@B?7B5CC9F5C945C896D+? 85<@I?EE>45BCD1>4D89CB1D9?>1<5 <5DLCBCD5H@<19>G81D9C=51>D2I @B?7B5CC9F5C945C896D1>4C8?G7B1@8931<3?B@?B1D549>D? D853?>4I<1B@1D8G1IC?>D85?=29!!1BD93E<1D?B

:

>:

&?D5D81D?>D85?=29!!1BD93E<1D?B D85=5491<G1<4I<1B@1D8C1B5C<1>D549>G1B41<<?=29LC1D\3?=@1B9C?>G9D8 \9CC8?G>9> R$(O G B571B4<5CC?6D85 3?=@<5H9DI?6D85?33D5B51C?>6?BD89C9C21C54?> $E>455>922CB5C51B38D81DC8?G54D85=1H9=E=@1D8D?25 \9C=51>CD81D96B5CD?B1D9?>C1B5612B931D54?>D89C1BD93E<1D?B 1>445C97>54D?49C339>79>3<9>5C?6@?CD5B9?BD55D8 4EB9>7<1D5B1<5H3EBC9?>CKD85IG9<<1D85@1D95>D 2531EC5D85>1DEB1<3?>4I<531>>?D=?F5D81D61B=5491<
II-33

390

4TH

STREET

NORTH,

SUITE

200


$E>455>1>4922C45D5B=9>54 D81DD851F5B175@B?7B5CC9F5 C945C896DG1C\9C@1D89C D85C1=51C1>1B31B?E>41 H54B?D1D9>73?>4I<5G8938 9>4931D5CD81DD85B59C13DE1<?@B?7B5CC9F5C945C896D 9>>1DEB1<3?>4I<1B@1D8G1IC ?G5F5BKC9>3521<1>39>79>3<9>53?>D13D9Cnever45C9B54?>>1DEB1< 45>D9D9?>C9D=1;5CC5>C5D?CD1>41B49J5D85=5491<G1<D55CD81DB5CD?B1D9?>C 612B931D546?B21<1>39>7C94549C3?>D851BD93E<1D?BG9<<1D85@1D95>DK145C9B547?1< 56?CC13?>7EB1D9?>C8?G>1<7C9456E>3D9?>G85> >554542ED@B5F5>DC21<1>39>7>?> G?B;9>7C9459>D5B65B5>35C 6B?=259>72E9D?@?CD5B9?BB5CD?B1D9?>C!63?=@<5D5@?CD5B9?B 49C39CD857?1< B5CD?B1D9?>C612B931D54D?49C3D85 1BD93E<1D?BG9<<1D85@1D95>D9C9CD85@B565BB54 ?335F5B1>D5B9?B7E941>3531>2513895F54 )5=5=25BD81D@B?DBEC9F549C3?6@?CD5B9?BD55D89C13895F542I C5DD9>7D85@B?DBEC9F53?>4I<1B@1D81DD5BD81>D85@1D95>DLC &?D5IE>45BCD1>49>7D85B51<7?1I1>4D85 9=@?BD1>35?6@?CD5B9?B49C3 9D=1;5C9D@B13D931<D?C9=@<96I D853?>4I<1B@1D8G1ICG9D812C??3?=@B?=9C59>AE1<9DI?6 D85?334C?6B5CD?B1D9?>C9>?EB@B13D935C81F5 @B?F5>D85F14D?D1<B5<9129<9DI?6D89C3?>35@D &?GG531>DEB>?EB1DD5>D9?>D?D856B?>D5>4?6D851BD93E<1D?B 1>4C8?G8?GD85@B539C5DB?D5B9?B7E941>35

II-34

390

4TH

STREET

NORTH,

SUITE

200


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

:

>:

&?D53ECD?=9J541>D5B9?B7E941>359C?>D5B9?B B5CD?B1D9?>C1B5D?25612B931D54 )5=5=25B9D9CD853?=29>1D9?>?63?>4I<1B@1D81>41>D5B9?B 7E941>35D81D45D5B=9>5C8?GD85=1>492<5=?F5C=9>4D857?1<?6@?CD5B9?B49C31>4D8525>5391<553D9D81C ?>D855>D9B5>5EB?=EC3E<1BCICD5=

II-35

390

4TH

STREET

NORTH,

SUITE

200


B& /3+05((*$$#%+- ""0- /$)+0*/'*D >IG5<<3?>CDBE3D541BD93E<1D?BD81D1335@DC161352?G1>4 81C381>7512<53?>4I<1B@1D8G1IC9C1335@D12<55B51C?> G5B53?==5>4D85?=29!!9C2531EC59DG1C45C97>542IB 1GC?>D?C1D9C6I5F5BIB5AE9B5=5>D6?B@B539C514DB51D=5>D?6?331D9>7E>>535CC1BI=5381>931<3?>DB?43?=@<5H9DIG9D8?ED3?==5>CEB1D5F1
>9451<CD1BD5B;9D9C45C3B925412?F5!D9C5CC5>D91<D81DI?ECD1BD1C C??>1C@?CC92<5D?=?E>DI?EB31C5CC?I?E31>253?=5@B?395>D 9>DB51D=5>D@<1>>9>7!6I?E@B565B1495B5>D1BD93E<1D?BCICD5= ?EB3145=ICD11>4613E4C?>G?B;9>7G9D8145AE1D59>CDBE=5>D1D9?> )565B5>35 922C $E>455> "1G=?F5=5>DC1>46?B35C4EB9>7385G9>7 1>4CG1<71>4D859B3<9>931<C97>931>354F1>35C9>'33
C9?> ?CD?> "?8>.B978D(* !>3 $E>455> 922C 5E>3D9?>?6+55D8??;1>4-

II-36

390

4TH

STREET

NORTH,

SUITE

200


B&3 ./.0./!$$( /$#/+/&$ +*#3( - H'. !DC5BF5C>?@EB@?C5D?=1;51>9>D5B?33<5CCD85 B5<1D9?>C89@?6D85=1>492<5D?D85=1H9<<19CB53?B454G85>D85 3?>4I<5C1B59>D859BE@@5B=?CD@8IC9?5B59CF5BI <9DD<5 961>IF1CDE4I9>7E>=?E>D5431CDC 2531EC5D85@B9=1BI @EB@?C5?61>174917>?CD9331CDC9CD??2C5BF5D??D8 D? D??D8B5<1

D9?>C89@C9>35>DB93B5<1D9?> G 9C31> >?D254?>5?>E>=?E>D5431CDC )5=5=25BD8535>DB93B5<1D9?>29D5B53?B49CD1;5>G9D8D85D55D8 1@1BDC?D851BD93E<1D?B=ECD253DD?G81D5F5B F5BD931<49=5>C9?>1<D5B3EC@1D9?>3?BB53D1H9C 1<75C9>-'E@?B4?G>G9D8?ED<51F9>7) !6D857?1<?6DB51D=5>D9CD?=1;535>DB93B5<1D9?>D853?>4I<5@?C9

D9?>3?9>3945G9D8=1H9=E=9>D5B3EC@1D9?>D85D??D8 D? D??D8 @?C9D9?> 8?G3?E<41>?33251>17D851B3 ?6?@5>9>7 37B5<1D541B?E>4D853?BB53D3?>4I<1B1H9C?6B?D1

D9?>*9>359DG?E<43B51D513?>C945B12<55BB?BD??@5>D85:1G?> ?>589>751H9C6?B129D5B53?B4 1>4D85>31>?D85B 89>751H9C?>D851BD93E<1D?B D853?>4I<1B1H9C=ECD25 D85@1D95>D1>4DB1>C65BB54D?D851BD93E<1D?B5 9CEC546?B D89C@EB@?C5>?@5>35>DB9329D5B53?B4G9D8?ED161352?GDB1>C

65B81C<9DD<5961>IF1C89@9CG85>D85:1G9C?@5>545 " " D?D85=?CD3C9?>?6?33 2531EC5G9D8?ED161352?GDB1>C65B D851B3?63D?>D851BD93E<1D?BD81>9DG1C?> D85@1D95>D

&?D5D85C5F5B55BB?B9>D85@1D8?6131CDC1B5 =?E>D54?>11<5DD91BD93E<1D?B1>43?=@1B54G9D8D853?BB53D1B3 ?634I<1B1H9C9C9C1@@B?H9=1D5=?E>D5431CDC II-37

390

4TH

STREET

NORTH,

SUITE

200


B&3" ./.)0./!$)+0*/$#'*"$*/-'"-$( /'+*

A

B

%1H9=1<9>D5B3EC@1D9?>K9631CDC1B5=?E>D541DD89CB5<1D9?>C89@ 1C=?CD31CDC1B5=?E>D54D85C5F5B549C@<135=5>D?6D85+%"C G9<<>?D253?BB53D54G85>D851B385C1B5B5CD?B54 51B38B5<1D9?>C89@1D35>DB93B5<1D9?>+B51D=5>D@<1>>9>7=ECD 2549B53D541D2B9>79>7D85?339>D?81B=?>IG9D8D89C:1G

D? :1GB5<1D9?>C89@5H35@DD81DD85F5BD931<49=5>C9?>G9<<2531335@D12<51>D5B9?B7E941>35I =?E>D9>731CDC9>3?BB53DB5<1D9?>D?D85)3?>4I<1B1H9C 381>75C 9>D85-'31>25=1451C>55454G9D8?ED7D85)@?C9

D9?>6?BD853?>4I<5C

A

B

C

1CDC?61@1D95>DG9D8C5F5B5?33 =?E>D549>35>

DB93B5<1D9?> DD853?BB53D3?>4I<1B1H9C D85>55454381>75C31>25CDE4954 D?45D5B=9>5D8525CD38?935?6DB51D=5>D55H13D1=?E>D 1>449B53D9?>?6D??D8=?F5=5>D>55454D?5CD12<9C8=1H9=1< 9>D5B3EC@1D9?>9>)31>2545D5B=9>54?>D13D?>3EC@94@B5

F5>D543?=@<5D53)"1G814D?C896DD?B978DD?13895F5 =1H9=1<9>D5B3EC@1D9?>

D

56?B5453949>7?>1>?BD8?4?>D93 C? D8531CDCG5B55AE9<92B1D54 E@D?D85@?9>D1DG89389DG1C ?2F9?ECD81D5AE9<92B1D9?>G?E<4 25D??=ED9<1D9F5%1>I@B?2<5=C 3?E<425@B5F5>D549645>D9CDCG?E<4 @<1>DB51D=5>D9>D89C=1>>5B?> 3?BB53DD5431CDC9>)

II-38

390

4TH

STREET

NORTH,

SUITE

200


%%$"/+% -"+%"(+.0-$+*!0""+9('*D0 ( ('D*)$*/ >5HDB5=5D1C@53D?63?BB53DD5431CDCD81D =51>C31CDC=?E>D549>35>DB93B5<1D9?>G9D8161352?GD?B53?B4 D853?BB53D3?>4I<1B1H9C9CD81D9D6139<9D1D5C133EB1D51>17E1<B5<1D9?>C89@C+?9<71B38 1<97>=5>D9>35>DB93B5<1D9?>1CC55>1DD85BCD@?9>D?63?>D13D6B?= 16B?>DF95G?>
1= (4E@1D3?=@<5D533<9>59>D5B65B5>35C1B55<9=9>1D541>4D85=1>492<531>3
?ED4553D9?>6B?=)

!& G

G"

" " G 1= 5

G 1=

" T$??;1719>1DD8549B53D9?>?6D851B3?63D859< ?>D85@B5F9?EC@1751>4B5<1D5D81DD?E>=?E>D5431CDC

II-39

390

4TH

STREET

NORTH,

SUITE

200


$( /'*D/&$" ././+/&$"+--$"/ H'.

61352?GB5<1D5CD85E@@5B1B38D?D853?>4I<1B1H9C+B1>C65B1<D? D851BD93E<1D?B=19>D19>CD81DB5<1D9?>C89@?6D85E@@5B31CDD?D85 1H9C?>D851BD93E<1D?B5=?E>D54G9D81)29D5 B53?B4C?9D15CC5>D91<@1BD?61>1335@D12<5=?E>D9>7 /$,.'*% "$!+2/- *.%$.5EC5D855>1B*<945=1D9351B2?G!D9CC9=@<5D?EC51>49C 1335@D12<56?B1<<=?E>D9>7C 61352?G6?B;9CDD54D?D85E@@5B 1B385CEB5D85G1H?>D856?B; 141@DCD?D85E@@5BD55D8G9D8>? B?3;9>7

C@5391<BE<5B9CEC54D?=51CEB51 C@?D?>D856135D81DG9<<B5<1D5D85 31CDCD?D8535>D5B?6D851BD93E<1D?B 9C9C13?>F5>95>35@?C9D9?>(B5

39C5>5CC9C>?DB5AE9B54 52?G9CDD54?>D?D85C816D ?6D8529D56?B;551B@9535C1B5 5>D5B549>D8551B8?<5C1>485<49> @?C9D9?>2ID851CC9CD1>D52?G 9C<5F5<54D?D8585978DG85B5D85 @?9>D5B1<97>CG9D8D85=1B;?>D85 61351>4D85>D852?G9CC53EB549> @<1352ID978D5>9>7D85>75B;>?2C 9>6B?>D II-40

390

4TH

STREET

NORTH,

SUITE

200


529D56?B;31>D85>25B5=?F54 ?>9DC:976B?=D8561352?G

5:971>429D56?B;1B5D85> 9>C5BD549>D?1@?C9D9?>5BD?25 C53EB549>@<135?>D854I<1B1H9C 5495B5>3525DG55>D8551B8?<5 1>4D853?>4I<5@?C9D9?>9C1ED?=1D9

31<C1D546?B

5E@@5B31CD9C:?9>54D?D85E@@5B2?G?6D851BD93E<1D?B5 E@@5B2?G=ECD2535>DB936?BD89CCD5@

535>DB93B5<1D9?>29D5B53?B49CD85>EC54D?B5<1D5D85
1CDC=?E>D54?>D85?=291BD93E<1D?B9>35>DB93B5<1D9?>.9D8 D89C=?E>D9>7 D851BD93E<1D?B31>25?@5>54?B379>7D85B5<1D9?>C89@?6D8531CDCD?D8535>DB93B5<1D9?>1H9C

II-41

390

4TH

STREET

NORTH,

SUITE

200


$ -*'*D$.+0-"$ " ( , ?EBF?1>445=?>CDB1D5?>F945?D85 9=@?BD1>D@B?354EB5CD81DI?EB9> 8?EC5<121CC9CD1>D 31>4?6?B9>3B51C54@B?4E3D9?>G9D89=@B?F54AE1<9DI3?>DB?
9CF945?C5B95C9CCDB?>74541C9D9C13?=@<5D5DB19>9>7 C5B95CD81DC8?GC 1=?>7?D85BD89>7C 8?GD?@?EB1>4=?E>D31CDC ?>D851BD93E<1D?B : - 1 4 G

1 5 F G G 1 >

II-42

390

4TH

STREET

NORTH,

SUITE

200


&$ +*"$,/+%> 55>D9B5=1CD931D?BICICD5=9C45@5>45>D?> F 5=1>492<5M1DB5CDN9CB51<354 25DG55>D85B5CD9>7<5>7D8C?6D855<5F1

D?B=EC3<5C1>4D8545@B5CC?B=EC3<5C

A 5:1G D? :1GB5<1D9?>C89@5CD12<9C854 2ID85B5@5D9D9F5 <5>7D8?6D85 5<5F1D?B=EC3<5C9CD8545D5B=9>1>D?6 D85F5BD931<49=5>C9?>?6?335 -'9CD?D1<41>D?>D8521<1>35 25DG55>D85D55D85BE@D9?>1>4=EC3<5 <5>7D8

B

+55D85BE@DD?G1B45138?D85BE>D9<D85I =55D6?B35CD81D1B521<1>354D?5AE1< D855BE@D9F56?B35F5BD931<35?6 8?B9J?>D1<6?B35C25DG55>D85D?>7E51>4 D852E339>1D?B=EC3<5C45D5B=9>5D859B 21<1>3548?B9J?>D1<@?C9D9?>

C 55BE@D9F56?B35?6D85492<5D?=1H9<<1B5<1D9?>

C89@D81DCD?@CD855BE@D9?>1>4=19>

D19>C9D9>21<1>35G9D8D85=EC3E<1DEB5

D III-1

390

4TH

STREET

NORTH,

SUITE

200


$G0'-$)$*/.%+-G0'('!-'0)K 2F $ F % E A .85>.52CD5BD1<;C12?ED;55@9>7?@@?C9>76?B35C9>21<1>354?5C D81DB9>7125<<!DC8?E<4 2531EC5D85 D81DG5=ECD;55@9> 21<1>359>D85=1CD931D?BICICD5=3?=5@B9=1B95C?EB35K =EC3<5$5DLCDC6?B5AE9<92B9E=1>4D85>G5L<< 5<12?B1D5?>5138B5AE9B5=5>D/?EG9<<>?D5D81D5138B5AE9B5=5>D 9>C?=5G1I 9>F?
"

>D5B9?B7E941>359>81B=?>I G9D8=1>492E<1B6E>3D9?> ? F E E &?> 9>D5B65B9>7@?CD5B9?BD55D8 1 5AE1<9>D5>C9DI3?>D13DC9>35>DB93 B5<1D9?> 2 @?CD5B9?B49C3G85>D85 3?>4I<5C<51F535>DB93B5<1D9?>

<<D55D89>F5BD931<81B=?>I G9D8D85B5@5D9D9F5 <5>7D8?65<5F1D?B=EC3<5C

<<D55D89>8?B9J?>D1<81B=?>I G9D8D85>5EDB1<J?>5

III-2

390

4TH

STREET

NORTH,

SUITE

200


$G0'-$)$*/.%+-""(0. (/ !'('/3 5B51B5F5B5AE9B5=5>DC6?BCD129<9DI5I=ECD253?=5D854?=9

>1>D3?>C945B1D9?>C9>1>I?33145F5BI?33 C8?E<4255F1?D5138B5AE9B5=5>D9C6E<

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

5B1<7B?E@6E>3D9?>96D85I1B59>@B539C581B=?>IG9D81>D5B9?B 7E941>351>43?>4I<1B7E941>35?BD85I=1I2549C37C9453?>D13D2ID85<1D5B1<1>D5B9?B7E941>35 !61>I?>5?6D85B5AE9B5=5>DC6?B?33?D6E<<<54D85 ?33G9<<25E>CD12<5K) 5@1D95>D@B?F945C1CE2CD9DED56?BD85E>6E<<<54B5AE9B5

=5>D?B *@53931<1D5CD85>5546?BD85E>6E<<<54B5AE9B5

=5>D ?D85H35@D9?>C1B53<9>931<92<51>4G85>5F5B1B5AE9B5=5>D 9C>?D6E<<<54G5C8?E<41C <<F5B5AE9B5=5>DC=ECD256E<<<54 ?B?>5?B=?B5C97>C?69>CD1

29<9DIG9<<25C55>9>D9=5'>5?B=?B5D55D8G9<<59D85B75D=5>DK 2 C8?E<419>7961>IB5AE9B5

=5>D9CE>6E<<<54A C8?E<42549B53D541D6E<<<

9>7D85C5B5AEB5=5>DC

III-3

390

4TH

STREET

NORTH,

SUITE

200


B& / /&$,+.'/'+*'*D+%/$$/&= 5613D?BCD81D45D5B=9>5D??D8@?C9D9?>1B5E>45BCD1>412<51>4 9=@?BD1>D9>=1>I3<9>931<4539C9?>C5I31>25C5@1B1D549>D?DG? C5DC?6613D?BC 13D?BCD81D45D5B=9>5D85G @?C9D9?>?6D55D8 13D?BCD81D45D5B=9>5D85H@?C9D9?>?6D55D8 .5L<<5D85F5BD931<49=5>C9?>?6 ?33BCD5>G5L<<1>15EDB1<J?>56?B35CD81D45D5B

=9>58?B9J?>D1<@?C9D9?>1>49>3<9>1D9?>?6D55D85>G531>C8?G I?E8?GD853?=29>1D9?>?6D85C5DG?613D?BC5H@<19>8?G=1
C9?>C45F5C31>251CCEB54

III-4

390

4TH

STREET

NORTH,

SUITE

200


*#$-./ *#'*D$-/'" (')$*.'+* $5DLC75D6?EBC5B9?EC=9C3?>35@D9?>C?ED?6D85G1I/?E>554D? ;>?GD81D B G .531>=1;5@1D95>DC3?=@<5D59>3B51C54 F5BD931<49=5>C9?>.531>=1;5D85=:ECD1C3?=6?BD12<51D1 453B51C54F5BD931@<135 1>?33D1D1>9>3B51C54F5BD931<1>4=1;5@1D95>DC3?=

6?BD12<5.531>B5=?F5D85C@<9>D1>43?BB53DD85?331>4 D85IG9<<25:ECD1C3?=6?BD12<5(1D95>DC31>5F5>4CD9<<253?=6?BD12<51C61B1CD85+%"C1>4D85=EC3<5C 1B53?>35B>54$5DLCC1I9D1>?D85BG1I,C9>7@B?F9C9?>1<C@<9>DC ?B?3335CD?45D5B=9>5961@1D95>D31>MD?<5B1D5N1> 9>3B51C54F5BD931<49=5>C9?>9C1C5B9?EC931<1@@B?138 (1D95>DC31>D?<5B1D5?B5F5>253?=6?BD12<51D1G945B1>75?6F5B

D931<381>75C?=6?BD9C>?D145D5B=9>1>D?63?BB53DF5BD931< 9

G

(1D95>DCB514975C9>F5BD931<49=5>C9?>1>4AE93;5G6B55G1IC@135B55G1IC@1359C8978DD?@1D95>D E " G '>5?6D85=?CDC5B9?EC1GC9>D853EBB5>D @B?=?D9?>?6=I?=?>9D?B45F935C9CD85EC5?61>1BD9391<
E<1D54B5CD@?C9D9?>1C17E945D??33C89@C1D1<=?CD 1>535CC1B93B51C9>7F5BD931< 8G 96 '>5?6D85=?CD@B5F1<5>D1>45BB?>5?EC3?>35@DC25<95F54 2I=1>I45>D9CDC9CD81D+%9C31EC542I145BCD1>4G8ID89C9CGB?>7D89>;9>7 I?E=ECD81F51>133EB1D5 @5BC@53D9F5?6D851>1D?=I1>429?=5381>93C?6D85+%"C1D9C G8IG5G9<<3?>35>DB1D5?>D81D@81C5?6I?EBE>45BCD1>49>71C1 21C93@1BD?6D89CC5=9>1B

III-5

390

4TH

STREET

NORTH,

SUITE

200


5297AE5CD9?>!617D85F5BD931<49=5>C9?>?6?33 4?5C>?D31EC549C3?=6?BD1>44?5C>?D31EC5+%"49C?B45BC G8I C8?E<4G55F5>253?>35B>5412?EDD85-' >CG5B531EC561945BCD1>4D85@8IC9?429?=5

381>93C?6F5BD931<49=5>C9?>81C<54D?=?B59>1@@B?@B91D5?F5B

DB51D=5>D1>4B5CE=?B591DB?75>9341=175D?45>D9D9?>C 1>4=?B5=9CC544917>?C5CB5+%D81>1>I?D85BDI@5?645>D1< @B?354EB5CK1>42531EC561945BCD1>4D85DBE5>1DEB5?6 F5BD931<49=5>C9?>9=@13DC1=1:?B1=?E>D?6D854539C9?>C5F5BI 45>D9CD=ECD=1;59>@B13D935

$5DLCCD1BD?EBE>45BCD1>49>7G9D81;5I@?9>DD81DD8B?E78?ED<965 D85B59C1>5BE@D9F56?B35D81D31EC5CD55D8D?=?F5F5BD931<5E>D9<D85I=55DB5C9CD1>35D81D9C5AE1<D?D859B 5BE@D9F56?B35

: G

"

G

+55D83?>D9>E5D?5BE@DE>D9<D85I =55D1>?@@?C9D56?B35?65AE1<9>D5>

C9DID?D855BE@D9F56?B35,CE1<7@?9>D6?B5BE@D9?>9C3?>D13D G9D8D85D55D89>D85?@@?C9>71B38 ?G5F5B D855BE@D9?>=1I25CD?@@54 2I5AE1<B5C9CD1>356B?=D85D?>7E5 D85<9@C?B1>I?2:53DD81D9C85<4 25DG55>D85D55D8V9>371D8E=2 1@9@5?B1@@<91>35CD81D3?F5BD85 ?33DD?E>45BCD1>49CD81DD85?>DB9>C936?B35D81D 31>CE@@35D?D855BE@D9F56?B359CD855<5F1D?B=EC3E<1DEB5 ECD85=1>492<5D?=1H9<<1B5<1D9?>C89@ 5CD12<9C8542ID85 I <5>7D8?6D855<5F1D?B=EC3<5C 45D5B=9>5C D85F5BD931<49=5>C9?>?6?33

III-6

390

4TH

STREET

NORTH,

SUITE

200


-5B5@5D9D9F53?>DB13D54<5>7D8 ?6D855<5F1D?B=EC3<5C9C1=1J9>7CD1>DEC D85F5BD931<B5<1

D9?>C89@?6D85=1>492<5D?D85=1H9<<11DD853?=@<5D9?>?65138 @?G5B3I3<5?63?>DB13D9?>9C45@5>412C9CD5>D -5 <5>7D8?65<5F1D?B=EC3<5C 9C 3?>C9CD5>D!D31>25C5F5B5D5B65B5>35CEBD85B=?B5D85D55D81B5>?DCE@

@?C54D?3?>D13DG85>D85:1G9C1DB5CD I F -56B55G1IC@135141@DCB514975C9>F5BD931<49=5>C9?> 2EDD85B5@5D9D9F53?>DB13D54<5>7D8 CD1ICAE9D53?>CD1>DB55G1IC@1359C 1613D?B9>45D5B=9>9>7F5B

D931<49=5>C9?> 6 I -F5>B1@94 12B1C9F5G51B4?5C>?DB5CE1 71D9?>?6D85 45>D?135@D?6 MB5CD?B9>75?EC 1>413DE1<1>9>3B51C54F5B

D931<49=5>C9?>

B& /& ,,$*.'%/&$1$-/'" (#')$*.'+*'.'*"-$ .$#= 51>CG5BD?D89CAE5CD9?>9CC9=@<51>43?>C9CD5>D!6I?E9>3B51C5 D85F5BD931<49=5>C9?>?6?3325I?>4D85B5@5D9D9F53?>DB13D54 <5>7D8?6D855<5F1D?B=EC3<5C D85F5BD931<9>3B51C5G9<<25 D9=52531EC5D85=EC3<5CG9<<3C9?> ?B979>1<542ID85=EC3<5C9CB5F5BC9?>213;D??B979>1< F5BD931<DI@931<?>5I51B IA N G M B 1BBI 9385B * IA N G M B 5D5B (1GC?> 5B51B5=1>I?331C9?>CG85B51>9>3B51C59>F5B

D931<9CD85<5CC5B?65F9C?=5C5F5B5?331D9F5G?E<425=EC1>45>4?4?>D93C D?=1;5B??=6?BB5CD?B1D9?>C!>1CDE4I?6?F5B

?BD8?4?>D93 @1D95>DC %3>4B5GC6?E>4D81DG85D85BD85-'G1C9>3B51C54?B 453B51C54 1<<45>D9D9?>CB5F5BD54D?D859B?B979>1<-'G9D89>?>5 I51BED96D85-'G1C9>3B51C54E@D?==856?E>4D81D1CD85 -'3?81B=4?>5D?D85D55D8?BD8515!>613DD85B5G1C>?381>759>D85B5<1D9?>C89@25DG55>D85 :E>3D9?>C?6D85D55D81>4D853B5CD?6D859>D5BC5@D1<2?>5!D=1I25 9=@?BD1>DD?>?D5D81D89C31C5CG5B51<<>9C854D?35>DB93B5<1D9?> G9D8=1:?B1DD5>D9?>D?13?BB53D1>D5B9?B7E941>35

III-7

390

4TH

STREET

NORTH,

SUITE

200


'EB3<9>931<5H@5B95>35G9D88E>4B54C?6B5CD?B1D9F5@1D95>DC9C3?>

C9CD5>DG9D8%3>4B5GC!61>9>3B51C5?6-'9C>535CC1BI6?B 3?>C5BF1D9F5DB51D=5>D D85=EC3<5CD1;531B5?6B5DEB>9>7D85-' D?3?>6?B=D?D85?B979>1<F5BD931<G9D8>?49C3?=6?BDD?D85@1D95>D 1>4>?14F5BC5553DC?>D85D55D8?BCE@@?BD9>7CDBE3DEB5CEDD1;5 >?D5[96I?E9>3B51C5D85-' 9D=ECD9>35F5B C57=5>D1<49D=ECD254?>59>35>DB93B5<1D9?> H "

III-8

390

4TH

STREET

NORTH,

SUITE

200


?+2 +*#3($+.'/'+* %%$"/.$-/'" (')$*.'+* 549=5>C9?>D81D45D5B=9>5CF5BD931<49=5>C9?>9CDB13D54<5>7D8?6 D855<5F1D?B=EC3<5CD81D45D5B=9>5CD85B5@5D9D9F55>4@?9>D?63
CEB5?6D85=1>492<51D9>DEB> 45D5B=9>5CD85@?9>D1DG8938D85 5BE@D9>7D55D83?>D13D1>4D85@?9>D1DG8938D855BE@D9F56?B35C1B5 >5EDB1<9J54 !6D85B51B5>?4553D9F5?33D5B65B5>35CD81DB5AE9B54?G>G1B4 49C@<135=5>D?6D85+%"C6B?=35>

DB93B5<1D9?>D?13895F5=1H9=E= 9>D5B3EC@1D9?> D85F5BD931<49=5>C9?> 1DG9<<CD1I3?>CD1>D!6I?E9>3B51C5 D85F5BD931<49=5>C9?> 9>D9=5 9DG9<< 1C9?>1D D851>D5B9?BD55D81CD85=EC3<5C3
!6D85F5BD931<49=5>C9?>?6 D851>D5B9?B61351D9C 13895F542I4?G>G1B4 6?B

G1B449C@<135=5>D?6D85 3?>4I<5C6B?=35>DB93B5<1D9?> 9D9C1DD89C:1GB5<1D9?>C89@ D81D=EC3<5<5>7D85CD12<9C85C D85-'&?D5D85 =?F5=5>D1DD856B?>D?6D85 =1>492<51CD853?>4I<5C=?F5 4?G>5@9F?D@?9>D9CECE

1<
&?G>?D5D81D1CD853?>4I<5C 1B5C51D54E@9>D?35>DB93B5<1

D9?> D85F5BD931<49=5>C9?>1D D856B?>D9C9>3B51C54531EC5 D853?>4I<5C=?F5E@G1B4 D85=EC3<5<5>7D81D9C C8?BD5>549C@5B=9DC1> 9>3B51C59>F5BD931<D81D31> ?33EBG9D8?ED<5>7D85>9>7D85 =EC3<5C1D*E381>9>3B51C5 1DD856B?>D3?E<425CD12<5 2531EC59D4?5C>?D9>D5B65B5 G9D8B5@5D9D9F5=EC3<53?>DB13

D9?><5>7D8

!6?@D9=1<=EC3<5<5>7D8?33EBCG9D814?G>G1B449C@<135=5>D?6 D853?>4I<5C D85JI7?=1D?1>7<549=5>C9?>=1I25C8?BD5>541C D853?>4I<5C51DCE@G1B4DB93B5<1D9?>CD853?>4I<5=?F5C E@ D85=?CD@?CD5B9?BD??D8253?=5CD85@9F?D@?9>D@B?4E39>71> 1>D5B9?B?@5>29D59>35>DB93B5<1D9?>EC D8549=5>C9?>1DD85 1>D5B9?BD55D8=1I9>3B51C5G9D8?ED9>3B51C9>7D85=EC3<5<5>7D8 !>C?=59>CD1>35C?63?>4I<1B49C@<135=5>DD85F5BD931<49=5>C9?> 1DD851>D5B9?BD55D8=1I259>3B51C541DD85C1=5D9=5D85JI7?=1 III-9

390

4TH

STREET

NORTH,

SUITE

200


the anterior dimension further without interfering with the repetitive sible to increase the length of the lower face or to show more length of anterior teeth for improved esthetics and achieve a stable result in which the teeth are in harmony with the musculature. How to measure vertical displacement of the condyles determinant index on the Combi articulator can be used to determine vertical displacement of each condyle during maximal intercuspation. Casts are mounted in CR with the condylar path insert in place. Remove the condylar path insert and replace it with the determinant index against the back wall and roof of the index. Now position the casts into maximum intercuspation and measure the space (red) between the top of the condyle and the roof of the index. far the condyle must move up to get from maximal intercuspation cal displacement than horizontal displacement in the maximum mination can simplify determinations regarding changes in vertical dimension at the occlusal level. A safe rule is - for each mm of vertical displacement at the condyle (from CR to maximal intercuspation) the vertical dimension at the anterior teeth can be increased by 2mm without affecting the repetitive contraction length of the elevator muscles.

1 " 1 " G

III-10

390

4TH

STREET

NORTH,

SUITE

200


&$ (( "3+%>'/$ '.'*D ,,(' *"$. ?>DB1BID?@?@E<1BEC175 29D5B19C9>71@@<91>35C4? E>4I<5C<<D855<5F1D?B=EC3<5C1B52589>4D85D55D8C?D85+%" 6E<3BE=9C3B51C59>-'

>

9D5B19C9>71@@<91>35C9>3B51C5D85:1GD?:1G49=5>C9?>1>49>D5B65B5 G9D8D853?>DB13D54<5>7D8?6D855<5F1D?B=EC3<5C5=EC3<5C 31>255H@53D54D?B5719>1F5BD931<:1GB5<1D9?>C89@D81D9C3?>C9CD5>D G9D8D859B3?>DB13D54<5>7D89C?33EBC2I?6D853?F5B54 D55D82I1>1=?E>D5AE1<D?D85D893;>5CC?6D851@@<91>35.85> D85@?CD5B9?B29D5B19C9>71@@<91>359CB5=?F54 D85D55D89D3?F5B54 G9<<25?ED?63?>D13D ! : G ,

G @;> " G G

H 3,'" (-$.0(/.+%(+*D/$-).$D)$*/ (!'/$- '.'*D &?D5D859>DBEC9?>?6D85@?CD5B9?B D55D8D81DG5B53?F5B542ID8529D5B19C

9>7B5CD?B1D9?>C9CDI@5?69>DBEC9?> 9C?6D5>41=179>7D?D851
35CC1>4D85@5B9?4?>D9E= ?=@1B5D85571D9?>?6D851>D5B9?B D55D8G9D8D859>DBE454D55D89C 3B51D5CD85C5F5B5@B?2<5=C?6CD5@@54 ?33CG89<5133?=@<9C89>7>?D89>7 ?617 D5B=D85B1@5ED9314F1>D175

III-11

390

4TH

STREET

NORTH,

SUITE

200


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

=5>CEB1D59>3B51C59>1585978D9C9CC?5F5>9> C5F5B512B1C9F5G51B2I8129DE1<2BEH5BC !>3B51C5C9>D??D885978D1B53?=@5>C1D546?B2I59D85BB57B5C

C9F5B5=?45<9>7?6D8515D?3?==5>CEB1D5D8545>D?1DBEC9?>9>D?D85 1<5>7D85>54

*5F5B1<CDE495C81F5C8?G>D81DF5BD931<61391<49=5>C9?>9C5CC5>D91<153D542I5F5>C5F5B512B1C9?>?6D8545>D9D9?>2531EC5571D9?> ?6D8545>D?1C9?>?6 D8512B1454D55D8 %51CEB5=5>DC6B?=H542?>I<1>4=1B;CC8?GD8549=5>C9?>D?D85 :E>3D9?>9>3B51C5CG9D8D??D8G51B549=5>C9?>6B?=2?>5 <1>4=1B;D??33C3?>CD1>D5F5>G9D8C5F5B5 G51B

III-12

390

4TH

STREET

NORTH,

SUITE

200


>OH[ZJPLU[PÄJZ[\KPLZZH`HIV\[

I<1>45B.$%?B@8?75C9> E=1>+55D81>4"1GC 9>189781DDB9D9?>5>F9B?>=5>D

G 57 IG " 57

G M )1=_?B4*( <1>;5>C89@")!>3B51C54?33C9?> 9>14E;5IC"(B?CD85D5>DV 1

@;" I G N G " @M 5BBI (??<5 DDB9D9?>@?CC92<5=5381>9C=C?63?=@5>C1

D9?>"'B1<)58129<"E481=-5BD931<85978D495B5>35C9>CE2:53DC G9D8C5F5B545>D1<G51BEB?"'BD8?453V ?<4C@9>;541@D1D9?>?6%EC3<5D?1&5GE>3D9?>1< $5>7D8>7<1>4 "?8>.B978D1>4*?>C$D4 1 1 F A G G (B?=2?>1C -<9CC945C %?7D85 F5BD931<49=5>C9?>?>29D9>76?B35"(B?CD85D5>DV

0L G G , %1>>C %9B1<<5C) (1<1JJ9% 29D56?B35 1>4571D9?> ?6D85=1CC5D5B=EC3<5E>45B9C?=5DB93F?D1BI3?>DB13D9?>1>4 F1B91D9?>?6F5BD931<49=5>C9?>"(B?CD85D5>DV %1B9=?D5+ 25;EB1 +?;EI1=1 1=141+ 9>D8529D56?B351>4%13D9F9DIG9D8381>75C9>D85F5BD931< 49=5>C9?>?6545>DE
@;

III-13

390

4TH

STREET

NORTH,

SUITE

200


5<7E>3D9?>1<141@D1D9?>D?381>75C9>F5BD931<49=5>

C9?>"(B?C5>DV

B?CC% 'B=91>5B0@B5<9=9>1BICDE4I?>D85553D?6 ?33C9?>9>3B51C5?>=1>492E<1B@?CDEB1<B5CD @?C9D9?>!>D"(B?CD8?5>DV 0 Q

G " (?E>45-5BD931<9=5>C9?>?6C@5538"?EB>1<52 V *9%%5C@51;9>7=5D8?49>=51CEB9>7F5BD931< 49=5>C9?>"(B?CD85D5>D

V R E G

III-14

390

4TH

STREET

NORTH,

SUITE

200


*#$-./ *#'*D/&$$0/- (+*$ -HJ[VYZ[OH[KL[LYTPUL[OLOVYPaVU[HSWVZP[PVUPUNVM[LL[O +55D81B5D85=?CD=?F512<5@1BD?6D85=1CD931D?BICICD5=!6?ED

G1B48?B9J?>D1<6?B35C6B?=D85D?>7E51B57B51D5BD81>D859>G1B4 6?B35C5H5BD542ID852E339>1D?B21>4C1>4D85<9@C D85D55D8G9<< =?F58?B9J?>D1<D9<D85?@@?C9>76?B35C1B55AE1<9C9CD85 " H CD55D85BE@D9>D?D85=?ED8D85I1B57E94549>D?1C@5393 J?>5?6>5EDB1<9DID81D45D5B=9>5CD858?B9J?>D1<@?C9D9?>?65138 D??D89>D851B38 5D8B5521>4C?6D852E339>1D?B=EC3<5253?=5D85?B293E<1B9C?B9C .5B565BD?D89C1CD85@5B9?B1<=EC3E<1DEB5 1>49>3?=29>1D9?>G9D8 D85D?>7E5 9D@<1IC1@B?6?E>4B?<59>45D5B=9>9>71@B539C58?B9J?>

D1<B5<1D9?>C89@6?BD851>D5B9?BD55D81>4D85@?CD5B9?BD55D8

E

&$"+--'#+-!$/2$$*/&$ /+*D0$ *#/&$!0""'* /+- CD85D55D85BE@D D85I1B549B53D54 9>D?@?C9D9?>8?B9J?>D1<76?B35C>I613D?BD81D 153DCC9J5 CDB5>7D8 ?B@?C9D9?> ?659D85BD85D?>7E5?BD85@5B9?B1< =EC3E<1DEB5G9<<153DD85@?C9D9?> ?6D85>5EDB1<J?>5 53?=29>54553D?6D85@?C9D9?> 1>4CDB5>7D8?6D852E339>1D?B ?B293E<1B9C?B9CB5<1D5CD?D85 3?=29>1D9?>?6C9J5 CDB5>7D81>4 @?CDEB5?6D85D?>7E5D?45D5B=9>5

III-15

390

4TH

STREET

NORTH,

SUITE

200


D85@B539C58?B9J?>D1<@?C9D9?>1>4 9>3<9>1D9?>?6D851>D5B9?BD55D8 53?>35@D?6D85>5EDB1<J?>5G1C 45F51<73?=@<5D545>

DEB5C)5<1D5D85553D?6=EC3<513D9?> 7D8545>DEB59>@<135?>D85 B94751>4D85>9=179>58?GD85D?>7E5 G?E<449CDEB596D85D55D8 1B5@<1354D??61BD?D85<9>7E1<5>F9CE1<9J5D85CD129<9J9>7553D ?>>1DEB1<D55D8D81D1B59>1@5B653D>5EDB1<J?>5?BD8545CD129<9J9>7 553D?>D55D8D81D1B5>?D9>D85J?>5?6>5EDB1<9DI 9LSH[PUNTHSVJJS\ZPVUZ[V[OLUL\[YHSaVUL <<=1CC8?E<4251>15G8ID85D55D81B5 @?C9D9?>541CD85I1B59CB5AE9B5C1>1>15EDB1<J?>5553D

D?C5596D85>5EDB1<J?>531>25381>754 '2C5BF1D9?>?6<9@@?C9D9?>9C5CC5>D91<.85>D85CE6

395>D<9>51B49=5>C9?>D?@?CDEB59>6B?>D?6D85E@@5B9>39C?BC 9D D1;5C1@?C9D9?>2589>4D85=1>43?>DB92ED5C6EBD85BD?=19>D19>9>7

>

D85=1<@?C9D9?>*E38=1C D8?E78E>5CD85D93 1B5?6D5> CD12<5 !6D851>D5B9?BD55D81B5@?C9D9?>54213; 9D=1;5C9D@?CC92<56?B D856B?>D?6D859>39C1<5475CD?6?B=1@B?@5B<9@ C51<1>4D8ECCD129<9J5D851>D5B9?BD55D89>1>5G>5EDB1<J?>5@?C9

D9?> 5>5EDB1<J?>59C1>5CC5>D91<45D5B=9>1>DD?3?>C945BG85>B5CD?B

III-16

390

4TH

STREET

NORTH,

SUITE

200


9>71>D5B9?BD55D81CD859>3<9>1D9?>?6E@@5B1>D5B9?BD55D89C49B53D5CC?6D85<9@CG85>D85I1B5C51<54 9CC8?GC1>5H1=@<5?6E@@5B1>D5B9?BD55D8D81D814D?25B5CD?B54 G9D81C<978D<9>7E1<9>3<9>1D9?>2531EC5D85>5EDB1<J?>5493D1D54D81D 5H13D9>3<9>1D9?>*E3813?>7EB1D9?>9C3?==?>9>@1D95>DCG9D8 C8?BDE@@5B<9@C2531EC5D85D13D G9D8D85E@@5B<9@9CB5CE7B51D5B@B5C

CEB5213;1719>CDD85E@@5BD55D8 ?>6?B=1D9?>D?D853?BB53D>5EDB1<J?>51E5>35CD85<1291<3?>D?EB?6D85E@@5B1>D5

B9?BD55D8D?@5B=9D13?=6?BD12<5<9@35?6D855CC5>D91<45D5B=9>1D9?>C6?B @B549312<51>D5B9?BB5CD?B1D9F5DB51D=5>D *VTIPUPUN[OL]LY[PJHSHUKOVYPaVU[HSMHJ[VYZ &?GI?E31>C558?GD856?B35CD81D45D5B=9>5D85F5BD931<@?C9

D9?>9>7?6D55D8 G?B;D?75D85BG9D8D856?B35CD81D45D5B=9>5D859B 8?B9J?>D1<@?C9D9?>/?E31>>?G E>45BCD1>48?GD85C56?B35C31>25 =9C49B53D54D?31EC51=1 G85>1@?CD5B9?BC57=5>D1<29D5 B19C

9>71@@<91>359C@<13545B5CED1<29D51@@<91>35 9>3B51C5CD85F5BD931<1>49>D5B65B5C G9D8D85B5@5D9D9F53?>DB13D54<5>7D8 ?6D855<5F1D?B=EC3<5C5=EC3<5C CD1BDD?9>DBE45D85@?CD5B9?BD55D8 EDD8529D5?@5>9>71DCD85 1>D5B9?BD55D86B?=3?>D13D9>7C?D85 <9@@B5CCEB5213;9C>?DB5C9CD542ID85 D?>7E5G89389C2D5B9?BD55D8[D85E@@5BD55D8CD1BD D?=?F5<9>7E1<
III-17

390

4TH

STREET

NORTH,

SUITE

200


531EC5D85D5B9?BD55D81B5 D1;5>?ED?63?>D13DD85ICD1BDD? 5BE@D CD85=EC3<5C9>DBE45D85@?CD5B9?B D55D8D?B5DEB>D?D858129DE1<=EC3<5 <5>7D8 D85571D54D5B9?B D55D8CDB9;5D85<9>7E1<9J54E@@5B 1>D5B9?BD55D83B51D9>7149CD1<9J9>7 6?B35?>D85+%"C 1CDC=?E>D549>35>DB93B5<1

D9?>G9D8D8529D5B19C9>71@@<91>35 B5=?F54C8?GD85CD5@@54?33
C9?>6B?=9>DBE454@?CD5B9?BC1>4571D541>D5B9?BD55D8>1<< D??3?==?>5H1=@<5?6D8541=1754?>52531EC5@B9>39@<5C1B5>?D E>45BCD??4

III-18

390

4TH

STREET

NORTH,

SUITE

200


*#$-./ *#'*D/&$( *$+%""(0.'+*

CD12<9C8=5>D?61@B?@5B<9>51>4@<1>5?6?339C?>5?6D85 =?CD=9CE>45BCD??41C@53DC?6?33,>45BCD1>49>79DC@EB@?C5 C8?E<45<9=9>1D5D853?>6EC9?> .85>D85=1>492<59C@B?DBE454 D851>D5B9?B7E941>351>4D85 4?G>G1B4 6?BG1B4=?F5=5>D?6D853?>4I<5CC8?E<449C331F5?BD??8978@?CD5

B9?B5?B=?B5@?CD5B9?BD55D8=1I9>D5B65B59>@B?DBEC9?> G8938 9CF5BICDB5CC6E<2531EC59D13D9F1D5C=EC3<59>3??B49>1D9?>1>4@EDC @?CD5B9?BD55D89>:5?@1B4I?65H35CC9F5G51B 8I@5B=?29<9DI 1>4?D85B @B?2<5=C?6?F5B7>9=@B?@5B3EBF531>@B?4E3521<1>39>7 C9459>D5B65B5>35C15?6?331<G9D8?ED@?CD5B9?B 9>D5B65B5>35!D@5B=9DC>?> 9>D5B65B9>7<1D5B1<5H3EBC9?>CG9D8?ED3D9?>?>D85G?B;9>7C945 ?>C945B12<55H929<9DI9C@5B=9CC92<59>45D5B=9>9>7D853EBF5G9D8

?ED:5?@1B49J9>7D85B5CEC5AE5>D5F5B25 B5CD?B54E>>535CC1B96?B=G9D81>1B29DB1BI@B545D5B

=9>543EBF5 (

D 5M:?2N?6D851>D5B9?B7E941>359CD?C5@1B1D51<<?6D85@?CD5B9?B D55D8G85>5F5BD85=1>492<5=?F5C6?BG1B4 <56D?BB978D6B?=35>DB93 B5<1D9?>'63?EBC5D854?G>G1B4=?F5=5>D?6D853?>4I<5C9C14D853?>4I<1B@1D89C5C@5391<D?>D8521<1>3

9>7?B?B29D9>73?>4I<5C94553?=@?C9D5?6D85?3359C =145E@?6DG?@B9=1BI49=5>C9?>C?D849=5>C9?>C1B59=@?BD1>D D?6E>3D9?>1<81B=?>I 1G AG8938 9CD853EBF1DEB5D81D7?5C 6B?=C945D?C945

1G > G89389C D853EBF1DEB5D81D7?5C6B?= 6B?>DD?213;

III-19

390

4TH

STREET

NORTH,

SUITE

200


B&3'./&$ 0-1$+%B'(.+*'),+-/ */= 5B51B5C5F5B1<B51C?>C6?BD85=17>935>D45C97>?6D85?3355EBF5?6.95H5=@<95C9>D5<<975>D45C97> " KB5=5=25BD81DD55D831>B5C9CD7B51D6?B35C1C71C D8?C56?B35C1B549B53D54@1B1<<5<G9D8D8571H9C?65138D??D8*? D85EBF5?6.9B5CE9>7D85@?CD5B9?BD55D8@1B1<<5< G9D8D855<5F1D?B=EC3<549B53D9?>4EB9>7G?B;9>7C945@?G5B3
CEB5 G8938CD1BDC1C:1G?@5>C =?F5C<1D5B1<5<5F1D?B=EC3<5C@E<<=5491<@1B1<<5<D?D85=EC3<5@E<<49B53D9?>EC54 4EB9>7G?B;9>7C9456E>3D9?>!69DG5B5>?DC? D85@?CD5B9?BD55D8 G?E<425D?BAE544EB9>7G?B;9>7C945@?G5B3
1G A

"(K5EBF5?6.96139<9D1D5CD?>7E51>43855;13D9?> 6?B@?C9D9?>9>7D856??4?>D85?3325=1CD9

31D54

F H

III-20

G

G

G E

390

4TH

STREET

NORTH,

SUITE

200


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

5>354EB9>7<1D5B1<:1G=?F5=5>D

>

III-21

390

4TH

STREET

NORTH,

SUITE

200


B&3'./&$ 0-1$+%,$$'),+-/ */= )571B4<5CC?6D85@?C9D9?>?6D853?>4I<5 49C;1CC5=2CDD85 @?CD5B9?BC5>D915 ?@5>9>7?B371F??6D853?>4I<1B6E<3BE=*?1CD85=1>492<531B3?63@?9>D1DD853?>4I<5C +?9>CEB5D81D29D9>76?B35C1B549B53D54@1B1<<5<G9D8D8571H9C?6 D85D55D8 D85D55D81B51<97>54@1B1<<5<G9D8D851B3?6354G9D816?BG1B4D975C @B?7B5CC9F5D5B9?BD55D89C@B?7B5CC9F5381>75 9>1<97>=5>D3B51D5CD85EBF5?6*@55

!6D85EBF5?6*@551<97>CD85D9@C?6D853EC@CG9D81>1B3D81D7?5C D8B?E78D853?>4I<5C G531>1?339>5335>DB93:1G=?F5=5>DC .85>G549C3ECB5CD?B1D9?>?6D85@?CD5B9?B?33G5G9<<C8?G 8?GD?G?B;?ED1>1335@D12<5?3352IEC9>7D853?>4I<5C1C B565B5>35@?9>DC6?B5CD12<9C89>7D8585978D?64?6D85EBF5?6*@55

! K>?335 D81D9CD??89789>213;31> 9>D5B65B5G85>D85=1>492<5@B?

DBE45CK1=1:?B31EC5?6@?CD5

B9?BD??D8G51B1>41@?D5>DDB97

75B6?B=EC3<58I@5B13D9F9DI

!6D853?>4I<1B@1D89C1DD5B D81>D85@?CD5B9?BC57=5>D?6 D85?335 D851>D5B9?B D55D8G9<<25C5@1B1D54G85>D85 =1>492<5@B?DBE45CF5BICD55@ 1>D5B9?B7E941>3531>@B5F5>D D89C

III-22

390

4TH

STREET

NORTH,

SUITE

200


*/$-'+-$$/& '>5?6D85=?CDB5G1B49>7C5BF935C145>D9CD31>B5>45B9CD85B5C

D?B1D9?>?B3?BB53D9?>?6@B?2<5=1>D5B9?BD55D85DB5>4D?G1B4 3?C=5D9345>D9CDBI81C255>@B9=1B935>DB1D54?>MC=9<545C97>N 6B?=1>5CD85D93F95G@?9>DED1<<D???6D5>D85C=9<545C97>97>?B5C C?=5?6D85=?CD3B9D931<B5AE9B5=5>DC6?B 81B=?>I 1>4 D85B5CEE>CD12<545>D9D9?>D81D11DEB1<E>45BCD1>49>7?6D?D1<=1CD931D?BICICD5=6E>3D9?> D85 B5CD?B1D9?>?61>D5B9?BD55D89C<9=9D54D?7E5CCG?B;E5CC9>71DD85 @?C9D9?> 9>3<9>1D9?> 1>43?>D?EB?61>D5B9?BD55D89CD9=53?>CE=

9>71>431>256BECDB1D9>75CEB5CD 61CD5CD 1>4=?CD3?>C9CD5>D G1ID?3?BB53D9>7@B?2<5=C?61>D5B9?BD55D89CD?E>45BCD1>4D85B?<5 D851>D5B9?BD55D8@<1I9>B571B4D?49C3?6D85@?CD5B9?BD55D8 9>1<<5335>DB93:1G=?F5=5>DC<<?D85BB5AE9B5=5>DC6?BCE335CC

6E<1>D5B9?BB5CD?B1D9?>CC8?E<425C1D9C54G9D8?EDC13B939>7D81D B5AE9B5=5>D!61>D5B9?BD55D81B5D?25B5CD?B54?B155138?6D85 12?F5.5L<<49C3ECCD85 6E>41=5>D1D89CC5=9>1B!>*5=9

>1B G5G9<<45F?D5D85=1:?B@1BD?6D85C5CC9?>D?E>45BCD1>49>7 1<<D85CE2D<51>4>?DC?CE2D<545D19!> D81D2B?145B3?>D5HDG5G9<<2512<5D?5H@<19>D85CD5@ 2I CD5@@B?

35CC6?BG?B;9>7?ED5F5BI45D19<6?B45F575CD85D931<=1>I495B5>D@B?2<5=C?61>D5B9?BB5<1D9?>C89@C9>37 C5F5B5G51B@B?2<5=C1>4?D85BDI@5C?6?33C89@C ?B>?G <5DLC41=5>D1D5B9?BD55D8D81DB5<1D5 D?D85D?D1<?3335?63?BB53D1>D5B9?B 7E941>35D?D85=1CD931D?BI=EC3E<1DEB5

IV-1

390

4TH

STREET

NORTH,

SUITE

200


-'*"',($.%+-$/$-)'*'*D)'($$.'D*./& / -$'* ? -)+*32'/&0*"/'+* *D12<5 6E>3D9?>9>7C=9<545C97>B5AE9B5CDG?3B9D931<4539C9?>C

5 ?651381>D5B9?BD??D8

5 ?651381>D5B9?BD??D8

5B51B5=1>I495B5>D613D?BCD81D9>E5>35D85C5DG?EC*?<5DLCDBID?CE=E@ 9>3?>45>C546?B= D85C5AE5>35 ?6D854539C9?>=1;9>7@B?35CC6?BB5CD?B9>71>D5B9?BD55D8CG57? D8B?E78D85@B?35CC E>45BCD1>4D81DI?E=ECD25619D86E<9>3?=

@<5D9>751381>45F5BICD5@9>@B?@5BC5AE5>35 2531EC596I?EG1>DD? 13895F51@B5493D12<5.'.P613D?B6B?=I?EB@1D95>DC

85B59CD85 BE<5<@

$./+-'*D */$-'+-/$$/&KB&$-$#+3+0 = E>3D9?>1<C=9<545C97> 1
@ 96 G 1= G

5>
B

IV-2

390

4TH

STREET

NORTH,

SUITE

200


+ &3?>35>DB1D5?>13895F9>7 ' G9D82?D81>D5B9?B 3?>D13D1>46E<4I<5C

531EC5@?CD5B9?B9>D5B65B5>35CW 8I@5B13D9F5=EC3<5C ?F5B@?CD5B9?BD55D8 =1>492<549C@<135C6?BG1B49>D? 1>D5B9?B?F5B

&=1;5C9D9=@?CC92<5D?4?D89C

1= :; " *? I?EBBCD;5ID8?E78D@B?35CC9>DB51D=5>D45C97>9CK 5F

/?E31>>?D25553D9F59>=1;9>7D8525CDDB51D=5>D4539C9?>CG9D8

?ED61352?G=?E>D5431CDC9>)!D9C9>1>15G8938?6I?EBDB51D=5>D?@D9?>CI?EC5<53D6?B13895F

9>71>D5B9?B3?>D13D9>)? E ,/'+*.%+- "&'$1'*D */$-'+-"+*/ "/K )5C81@5 )5@?C9D9?> )5CD?B5 *EB75BI

IV-3

390

4TH

STREET

NORTH,

SUITE

200


,/'+*.%+--$ /)$*/ 5B59C1>?B45B9>7D8525CDDB51D=5>D 1@@B?1386?B1>?331>15G8938?6D85F5B5AE9B5=5>DC C55@175!!! 6?BB5F95G81C>?D255>145AE1D5DCD12<58?<49>73?>D13DC?>1<<D55D8 G85>D853?>4I<5C1B59>35>DB93B5<1D9?> ,>D9<D81DBCDB5AE9B5=5>D9CC1D9C54 I?E1B5>?DB514ID?>1<9J5 1>I?6D85?D85B6?EBB5AE9B5=5>DC>1=?E>D5431CDC=1;5C D89C4539C9?>1C9=@<5@B?35CC?6C5<53D9>7D8525CD?@D9?>6B?=5138?6 DG?3<9>931<1@@B?1385C

= DD /B " F 96 G - G 1=> E

E E IF /?E31>5<53DD?5CD12<9C88?<49>7 3?>D13DC9>81B=?>IG9D835>DB93B5<1D9?>1719>CD1>?33D/?E31>D5CD1<<I?EB?33CD89CG1ID? =1;5CEB5I?EB@1D95>D9C3?=@<5D5I?E=1;5.89<5I?E1B545F573?>

45>359>I?EB3<9>931<5H@5BD9C5 D89C9C1C1651@@B?138 2

!6I?E81F5F5B954) 1>4I?E 1B535BD19>D81DD85@?C9D9?>1>43?>49D9?>?6D85+%"C9C 3?=6?BD12<51>4CD12<5 I?E31>@B?3554G9D8C5<53D9>7D85 25CDDB51D=5>D?@D9?>6?B2B9>79>7D85?33D13D9>D? 81B=?>IG9D8D85:?9>DCE I1 5AE9<92B1D9?> 56?B5@B?35549>7 G9D8D89C?@D9?> I?EC8?E<45AE9<92B1D5I?EB=?E>D54 31CDCD?=1;5CEB59D31>254?>5G9D8?EDE>>535CC1B9
IV-4

390

4TH

STREET

NORTH,

SUITE

200


=ED9<1D9>7D55D8!D9C'#D?355454 2 /?E31>4?D89C?>I?EB=?E>D54 31CDCD?C5596D89C9CD8525CD?@D9?>/?E=1I>4D81D =9>?BD??D8=?F5=5>D9C1<<D81D9C>55454/?E=1I ?6D5>>4D81D1 ?6B5C81@9>71>4B5@?C9D9?>

9>79CD85=?CD3?>C5BF1D9F5DB51D=5>D 3 9C?@D9?>9C?6D5>1>9451<1@@B?138 G85>D55D81B59>49CB5@19B1>4B5CD?B1D9F545>D9CDBIG9<< 25>55454B571B4<5CC?6?D85BDB51D=5>D>554C4917>?C

D93G1HE@9C8?GD89C?@D9?>31>253<1B954 4 @ /?E=1I>4D81DD85=1H9<492E<1B B5<1D9?>C89@9CD??C5F5B5D?253?BB53D542I1>I3?=29

>1D9?>?6D85BCDD8B55?@D9?>C1D9CG85>1CEB7931< 3?>CE9C9>?B45B?>LD49C3?E>DD85@?CC929<9DI?6 3?=29>9>7=?B5D81>?>5?@D9?>G85>5F5B1B38=1
D9?>C89@C5H9CD

A

B

*EB7931<B5@?C9D9?>9>7?61C57=5>D?6D8545>D?1
35CC9CC?=5D9=5CD8525CDC?6?B1<97>9>7D851>D5B9?B D55D8G85>9D9C>?D>535CC1BID?B5@?C9D9?>D85C;5<5D1<21C5 )5@?C9D9?>9>7D85C;5<5D1<21C59CC?=5D9=5C>535CC1BI9> ?B45BD?13895F51>1335@D12<5?33C89@

IV-5

390

4TH

STREET

NORTH,

SUITE

200


/ -/2'/&./ !($&+(#'*D"+*/ "/.+*/&$ */$-'+-/$$/& @ 3 F F 15=1>492<5=ECD25=1>9@E<1D549>D? 1>41 CD?@5CD12<9C8546?B5138D??D8C?9D31>>?D5BE@D@1CDD85@?9>D ?63?>D13D/?E31>>?D4?D89CCD5@E>D9<D85213;D55D81B5?ED?6D85 G1I

@(>IK L P &?D5F5BI@1D95>D>554C1M735>DB93NED6?BD8?C5G8?4? 619<

9>7D?@B?F9456?B9DB5CE5H35CC9F5G51B?>D851>D5B9?BD55D8?B 31EC5C6B5=9DEC*9DD85@1D95>DE@ D1;51G1ID858514B5CD1>41C;D85 @1D95>DD?D1@D85D55D8D?75D85B)53?B4D85C53?>D13DCG9D8 16B5C8B54=1B;9>7B922?>5> ;55@D85D55D8C5@1B1D541>44BI G89<5D85@1D95>D9C<51>54213;1>4D85:1G=1>9@E<1D549>D?35>DB93 B5<1D9?>%1B;D??D83?>D13DC9>)G9D8141B;5BB922?>2!6D85B54=1B;C6B?=D85E>7E94543 9>6B?>D?6D8541B;=1B;C 5HD5>4D85)CD?@6?BG1B4D85<5>7D8?6 D85B54=1B;?>?D7B9>4D8535>DB93B5<1D9?>=1B; 5@EB@?C5?6D89C@B?354EB59CD?@B?F9458?B9J?>D1<6B554?=6?B D856B?>DD55D8D?3?>D13D 9>35>DB93B5<1D9?>?BC<978D79>D?1CD55@9>3<9>551=?E>D?6 8?B9J?>D1<6B554?=9C31<<54M735>DB93N!D9C>554549>12?ED S ?6@1D95>DC1>4B1B5 ==?66?BG1B4 6B554?=

8 1= D ? : E E1=E

IV-6

390

4TH

STREET

NORTH,

SUITE

200


CK$/$-)'*$0,,$-'*"'. ($#D$,+.'/'+*:

5E@@5B9>39C1<5475@?C9D9?>=ECD25 I' G8938F1B95C6B?=@1D95>DD?@1D95>D $5DLC9>7D855>F53D9?>1>4 145BCD1>4G8ID855>F53D9?>45D5B=9>5CD851>D5B9?B 7E941>35 9>

E F M

&?G85B59CG85B5!G1>DD?9>DB?4E35I?ED?1D8?E78D@B?35CC G8938!B565BD?1C K 9CJ?>59C1B5CDB93D54C@135 G9D89>G89381<<D85?ED5B3?>D?EBC?6D85E@@5B1>D5B9?BD55D8=ECD 253?>D19>54.5C9?>1<<9=9D1D9?>C6B?=DG? @5BC@53D9F5C5?ED5B49=5>C9?>C?6D85J?>51B545D5B=9>542IC9H 6E>3D9?>1<613D?BCD81D=ECD256?<3?BB53DC5AE5>35

IV-7

390

4TH

STREET

NORTH,

SUITE

200


56?B5G57?D8B?E78D85C5AE5>35?645D5B=9>1D9?>C <5DLC45F545BCD1>49>7?6G8I1>48?GD85I 493

D1D5CD859>39C1<5475@?C9D9?>1>4D8ECD851>D5B9?B7E941>35 9>" K '

"

9>"( K I' F JH I G E

55HAE9C9D5C5>C?BICICD5=9C3?=@B9C54?61=1:?B49CDB92ED9?>?6 ?>5?6D85<1B75CD3B1>91<>5BF5CDB975=5>91<>

IV-8

390

4TH

STREET

NORTH,

SUITE

200


&$$*1$(+,$+%)+/'+* F5BID??D89>D85=1>492<5D85 ?>7:1G81C1> G D81D?ED<9>5CD85?ED5B<9=9DC D?G89385138D??D831>25=?F54 5<9=9DC?6=1>492E<1B=?F5=5>D 1B59=@?C54D?1<1B75457B552I <9=9DC9=@?C542I2?>5 <971=5>DC 1>4=EC3<5?>D85+%"C1B1

D8?35@DC5BB?>5?EC4I<1B@1D8C?6D85 +%"C 1<=?CD 3?>DB?<?F5B@?CD5B9?B?3345BB?>5?EC3?>35@DG1CD81DD851>D5B9?B7E941>35G1CB5AE9B54 D?3?@ID853?>4I<1B7E941>35C?D851>D5B9?BD55D8G?E<4>LD9>D5B65B5 G9D81>I2?B45B=?F5=5>DC?6D85=1>492<5 &$$*1$(+,$+%%0*"/'+*

@ G H 9 " DG " .81D814>?D255>E>45BCD??42ID8551B1D8?D5B9?B7E941>359C 45D5B=9>542ID855>F5D5B9?B7E941>359C45D5B=9>542ID855>F54 9DF1B95C6B?=@1D95>DD?@1D95>DB571B4<5CC?6D853?>4I<1B@1D8?BD85 5>F55B59C>?>554?B14F1>D175?61>I;9>46?BD85 1>D5B9?B7E941>35D?25D85C1=51C3?>4I<1B7E941>35!D9C13?=

@<5D5D9DI&?D5D85F1B91D9?>9>D856E>3D9?>@1D8G1IC D81D31>?33EBG9D89>D855>F5!D9CD89C@1D8G1ID81D 45D5B=9>5C9>39C1<5475@?C9D9?>1>41>D5B9?B7E941>35

IV-9

390

4TH

STREET

NORTH,

SUITE

200


$./+- /'+*.)0./!$ /&$$*1$(+,$+% %0*"/'+*:

G @A/0:3

5 EN G B<@A/0:3 G G

5 N H B<@A/0:3

IV-10

390

4TH

STREET

NORTH,

SUITE

200


9C3B9D931<6?B 2?D86E>3D9?>1>45CD85D93C!D C8?E<4B5<1D5D?D859>>5BF5B=9<

<9?>2?B45B?6D857 75>D<5C=9<5?BG85>=1;9>76?B FC?E>4C

>I 31>>?D 2545D5B=9>54E>D9<D859>39C1< 5475C81F5255>5CD12<9C854?>1<< 5H3EBC9F5@?CD5B9?B9>D5B65B5>35C 1B55<9=9>1D549CC8?GC@?CD5

B9?BD55D8@B5@1B54C?D85I1B5?ED ?6D85G1I!6@?CD5B9?BD55D81B5 >?DD?25@B5@1B54 D85IC8?E<4 255AE9<92B1D54256?B5>1<9J9>7 D851>D5B9?B7E941>35

: 5@5>49>7?>D855>F53D9?> D85<1D5B1<7E941>35=1I 259>1>D5B9?B7B?E@6E>3D9?>?B9D =1I25?>D853EC@94C?>
> FH ?BB53D<1291<3?>D?EBC (B539C59>39C1<5475C (B539C5<9>7E1<3?>D?EBC

A

B

C IV-11

390

4TH

STREET

NORTH,

SUITE

200


) E+-,+'*//+-$)$)!$5@?C9D9?>1>43?>D?EB?6D851>D5B9?BD55D81B55HDB5=5
D1>DD?D8581B=?>I1>4CD129<9DI?6D85D?D1<=1CD931D?BICICD5= 9>37D85=1CD931D?BI=EC3E<1DEB5(B539C5@?C9D9?>9>7?69>39C1< 5475CG9<<?>35?6D851>D5B9?B7E94

1>359CE>45BCD??49>D853?>D5HD?69DCB?<59>D85D?D1<?335@B539C51>D5B9?BB5<1D9?>

C89@C B531<<?EB49C3ECC9?>12?EDD85553D?6@?CD5B9?B49C3?> D85=EC3E<1DEB51>4B53?7>9J5D859=@?BD1>35?6D851>D5B9?B7E94

1>356?B13895F9>7C5@1B1D9?>?6D85@?CD5B9?BD55D8D85=?=5>DD85 =1>492<5=?F5C6B?=35>DB93B5<1D9?>

"

DG "

G G G 5

G G 5

(<51C5>?D5 56E>3D9?>1<5CD85D93C?61>D5B9?BD55D89C?>5?6D85=?CD 9=@?BD1>DD?@93CD?E>45BCD1>4G9D83?=@<5D53?=@B585>C9?> 5G8?<571=ED?6@B9>39@<5C1>4@B?354EB5C6?B@B5493D12<5 CE335CCG9D81>D5B9?BB5CD?B1D9?>C9CD85@B9=1BI6?3EC?6*5=9

>1B+G?(<51C5:?9>EC6?BD89C3?=@<5D5 5H@1>454C5=9>1B D81D9>371<<>55454@B?354EB5C =1D5B91931D9?> 1>4@1D95>D54E31D9?>

IV-12

390

4TH

STREET

NORTH,

SUITE

200


+*9*/$-%$-'*D+./$-'+-$$/& &$/&'-#-$G0'-$)$*/%+-.0""$..%0(+""(0. (/-$ /)$*/ (?CD5B9?BD55D8C8?E<4>?D9>D5B65B5G9D859D85BD8535>DB93B5<1D9?> @?C9D9?>?6D853?>4I<5C?BG9D81>I3?>D13D?6D851>D5B9?BD55D89> @B?DBEC9F5?B<1D5B1<5H3EBC9?>C9C=51>CD81DG85>D85=1>492<5 =?F5C6?BG1B4 51>D5B9?BD55D8 C8?E<41D85>?> G?B;9>7C945(?C

D5B9?BD55D8?>D85G?B;9>7C9453?>D13D9>7B?E@6E>3D9?>G9D8 D851>D5B9?BD55D82EDB1B5=?CD?33CD853?>D13D ?>@?CD5B9?BD55D8C8?E<4259>35>DB93B5<1D9?>CC??>1CD85=1>

492<5=?F5C9>1>I49B53D9?> 1<<D85@?CD5B9?BD55D81B549C3D45D5B=9>1D9?>CD81D=ECD25=1456?BCE3

35CC6E<@?CD5B9?B?33C D85@<1>5?6?33 D85?651381>43?>D?EB?65138D85C5D8B5545D5B=9>1D9?>C1B5C?9=@?BD1>D9C2531EC5 ?>355138?6D85C54539C9?>C9C=145 1<<?D85B1C@53DC?6@?CD5B9?B ?331B5B5<1D9F5D?D85= )5CD?B1D9?>?6@?CD5B9?BD55D8C8?E<4>?D253?>C945B54E>D9<D853?>

4I<549C;1CC5=2<5C31>25@?C9D9?>543?=6?BD1235>DB93B5<1D9?> )5CD?B1D9?>?B?BD8?4?>D93=?F5=5>D?6@?CD5B9?BD55D8C8?E<4>5F5B 251DD5=@D546?BD85@EB@?C5?6=1;9>7E>3?=6?BD12<53?>4I<5C 3?=6?BD12<5?>4I<5CC8?E<4253?=6?BD12<5 ?BD8?4?>D93C?B >1<B5CD?B1D9F5@B?354EB5C1B5257E> )5CD?B1D9?>?6@?CD5B9?BD55D8C8?E<4>?D253?=@<5D54E>D9<D851>D5

B9?B7E941>359C3?BB53D

-9CE1<9J5D85=1>492<51C1>9>F5BD54DB9@?4G9D8DG?+%"C9>213; D81D1B5C?<94CD2?>ICD?@CC?D85I31>>?D=?F5E@G1B4 D5B9?BD55D89>6B?>DD81DCD?@:1G373?>D13DC1719>CDE@@5B1>D5B9?BD55D8 /?EBCD1BD9>7@?9>D6?B@?CD5B9?BD55D89CD?1<97>1>43?>D?EBD85 D55D8D?D9>D?D85C@13525DG55>D85C56B?>D1>4213;CD?@CG9D8?ED 9>D5B65B9>7G9D859D85B V-1

390

4TH

STREET

NORTH,

SUITE

200


""(0. (,( *$ * (3.'. 5?335=ECD251>1D81DD85@?C

D5B9?BD55D84?>?D9>D5B65B5G9D8D851>D5B9?B7E941>355=?CD 3?==?>?335@B?2<5=9C1@<1>5D81D9CD??89789>D85 @?CD5B9?B9C=1IB5CE?61>E>?@@?C54E@G1B43EBF5?6D85?3351DD85213; '335CD81D1B58978?>?>5C9451>4D85?D85B=1I >?D9>D5B65B5G9D81>D5B9?B7E941>352ED=1IG1BB1>D3?BB53D9?>6?B 5CD85D93B51C?>CC<1>D54?3359C?>5?6D85=?CDE>5CD85D93 1B38B5<1D9?>C89@C / DC<945D85 =1>492<56?BG1B4!6D85@?CD5B9?BD55D831EC5C5@1B1D9?>?6D851>D5

B9?BD55D89>@B?DBEC9F5 D85?335G9<<@B?212554D?25 39>7C9459>D5B65B5>35C=1I15 @B?2<5=C / 1CDC=ECD25=?E>D549>35>DB93B5<1

D9?>?B141@D5435>DB93@?CDEB5EC9>7161352?G@B?DBEC9F529D5 B53?B4C8?E<425=145G85>@?CD5B9?BD??D89>D5B65B5>35G9D8D85 1>D5B9?B7E941>359C?2C5BF54?>D85@1D95>D53?>4I<1B@1D8?> D851BD93E<1D?BC8?E<425C5D133?B49>751>1?> B5CD?B1D9F5DB51D=5>D1@@B?1385C 1CDCC8?E<4255AE9<92B1D54D?C55961>D5B9?B49C3?6D85@?CD5

B9?BD55D831>2513895F54G9D83?>C5BF1D9F55AE9<92B1D9?>@B?354EB5C 7

&1>1B29DB1BI?33531>255CD12<9C854EC9>7D85B?14B93;'335>15G*9=@<954'335>1F1BID85B149EC 2EDD85B59C>?D8

9>7D?25719>542I9DD81D81C1>I@B13D931<F1@<135?>1BD93E<1D?B=1;51>1B36B?=1@?9>D>51B D8549CD1< 9>39C1<<9>51>7<5?6D85D9C 21C54?>I?EB1@@B19C1<?6G85B5D856B?>D?6D85@?CD5B9?B?33531>25CD2<5>49>G9D8D851>D5B9?BD55D8!69D9C14F1>D175?EC D?B5C81@5?BB5CD?B5D853EC@94 D81DC8?E<4253?>C945B54256?B5 81>4 B313EBF56B?=1@?9>D?>D853?>4I<5(?9>D?631<9@5BC8?E<4 25@?C9D9?>54D?7?D8B?E7835>D5B?63?>4I<521<<?>1BD93E<1D?B *EBF5I35>D5BG9<<25G85B51B3C9>D5BC53D?BG9D89>3=?6 9>D5BC53D?>1B3=1456B?=3EC@94/?E81F5D81D=E38<55G1I D?1<D6?BG1B4KI?E<5>7D85>7D85>CE@@5B=?<1B>1B34B1G>6B?=3EC@94213;G9<<C8?G V-2

390

4TH

STREET

NORTH,

SUITE

200


85978D?63EC@D9@C 41@D81B421C5@<1D5G1HD?=?45< <5>7D85>B149EC?631<9@5BCD? 9>3D?645C9B54?331>4=1B;G1H+B9= D?=1B; 1>4I?E81F517E9456?BD??D8B54E3D9?>G893831>25 EC546?BD??D8@B5@1B1D9?> /?E31>F9CE1<9J5EBF5?6.91>4=1;5?33 <9>7E1<5CEB5D?@B5@1B5?3331F5D? 1<DB1<7B??F51>46?CC1D893;>5CC -+"$#0-$%+-0.'*D *VTIPZ`Z[LTZPTWSPÄLKVJJS\ZHSWSHULHUHSàLY 9CC9=@<954=5D8?4B54E35CD85D9=5B5AE9B546?B?335 1>11D6?BCEBF5I9>7D85?3359C 14I<1B1H9C5@5>39<@?9>D9CC9=@
D9?>541DD8545C9B5485978D6?BD854D85@?9>D?6D85 3?=@1CC9C@<1354?>D8535>D5B<9>5?6D85*'(53?=@1CC@5>39< 9CD85>1B354213;D?C8?GD85?335D81DG?E<43?BB53D4I<5C!6D89C@<1>5G?E<4B5AE9B5=ED9<1D9?>?659D85B E@@5B?BD31>25B5@?C9D9?>54 ?>D856B?>D?B213;<9>5?>D85*'(D?3?=@5>C1D5!61>1335@D

12<5?33531>>?D25CEBF5I54 9D9C@B?212<5D81DD8561352?G =?E>D9>79C9>3?BB53D >9451<?335CD1BDC1DD85 3EC@94D9@1>47?5CD8B?E78D85 3?>4I<1B1H9C!61<<@?C9D9F53EC@D9@C B5<1D5D?D89C@<1>5 49C3?6@?C

D5B9?BD55D89C>5F5B1@B?2<5=ED B5=5=25BD89C9C1>1B29DB1BI@<1>5 21C54?>1>1B31B?E>41CEBF5I @?9>DD81D9CQ6B?=D853?>4I<51>4 Q6B?=D85D9@?6D853EC@94!D9C1>5H35<<5>D1946?B5CD12<9C89>71> 9451<?335961<<@?CD5B9?BD55D81B5D?25B5CD?B54!DC8?E<4 >?D25EC54D?45D5B=9>596B5CD?B1D9?>C1B5>535CC1BI *'(:ECD1DD1385CD?D85E@@5B 2?G?6D85?=295E@@5B31CD9C B5=?F54

*3B929>73?=@1CC(?C9D9?>@5>39< <514@?9>D1DD9@?63EC@941>4 =5D1<@?9>D?>35>D5B<9>5?6*'( 9C5CD12<9C85CD851>D5B9?BCEBF5I @?9>D1DQ5<9>59CQ6B?=D85 3?>4I<5

V-3

390

4TH

STREET

NORTH,

SUITE

200


5C3B925B9CB?D1D54D?=?F5D85 @5>39<6B?=D853EC@94213;9C 4B1GC1<9>5?>D8531CDD?5CD12<9C8 D85?335)149EC31>25 <5>7D85>54D?4B1G1@B5@1B1D9?> <9>5

3EDD9>77E94531>25=1456B?= 21C5@<1D5G1HK3ED213;D?D85 @B5@1B1D9?><9>5

<9>54B1G>?>D85D55D831>D85> 7E945D85@B5@1B1D9?>?6D85D55D8

$/$-)'*'*D *#" -1'*D(+2$-%+.. "+*/+056?<7D538>9AE5G1C45C97>54D? D8531BF9>7?6 ?335@EB@?C5 "

!DG9<< @B?F94513EC@ 6?CC11>7<5D81D9C3?=@1D92<5G9D8D85<1D5B1<1>D5B9?B 7E941>35B571B4<5CC?6D853?>D?EB?6D851>D5B9?B7E941>35!D31>25 51C95F5B45C9B54 $?G5B@?CD5B9?B?33CG89381B531BF549>D89C=1>>5BG9<<>?D 9>D5B65B5G9D8D85E@@5B<9>7E1<3EC@C4EB9>7<1D5B1<5H3EBC9?>C>D5

B9?B7E941>35=ECD81F5255>B5>54 3?BB53D54?BB5CD?B54@B9?BD? @B5@1B1D9?>?6D85D5B9?B7E941>359C=?E>D54G9D861352?G5D54G9D8135>DB9329D5 B53?B4 B?=D81D@?9>DD85@B?354EB59C 9D85B@<135D851D@<1CD937E945D12<5?B1DD5>D851>D5B9?B7E945 D12<5D? 457B55C)5=?F5D85 9>39C1<7E945@9> !>C5BD6?CC17E945@9>?>?D<5D 9DD?E38D857E945D12<5

V-4

390

4TH

STREET

NORTH,

SUITE

200


%1;51=?E>4?6G1H?>D851D 7E945D12<51C5(<1D5.1HG?B;C >5 $?G5BD85C@5391<7E945@9>9>D? D85G1H1>4=?F5D85E@@5B =?45<9>D?<56D1>4B978D5H3EB

C9?>C?>?D7?9>D?@B?DBE

C9F5CD85E@@5B2?G?6D85 1BD93E<1D?B9C=?F54B978D1>4<56D D85<9>7E1<CEB6135C?6D85E@@5B 3EC@94CC<945CD85E@@5B=?45<?F5BD859>39C1<5475?6D85431BB95CD85C@5391<G1H 3EDD5B@9>D8B?E78D85G1H?> D85C1=5@1D81CD85<1D5B1<1>D5B9?B7E9451>7<5 .85>D85<1D5B1<7E945@1D881C255>3EDC81B@D?D85G1H B19C5D85C@5391<@9> EDD85D9@?D85C=1<<5>4?61@<1CD93@B?D53D?BG89383?=5C?> 49C@?C12<5>554<5C5<1B755>4G9<<:ECDD?F5BD85B19C54C@5391< 7E945@9>

1 (?EBC5<6 3EB9>713BI<939>D?D859>45>D1D9?>9>D85G1H 2 .9@513BI<93E@9>D?D858?<5 9>D852?DD?=5>4?6D85 @<1CD93>554<5@B?D53D?B 3 $?G5BD85@9>C?9DG9<<25 :?9>54D?D8513BI<93!DG9<< 253?=5D8581>4<56?BD85 6?CC13?>D?EB1>7<57E945

.85>D8513BI<9381CC5D81B4 B19C5D85@9>1>4B5=?F5D857E945 531EC5?6D8545C97>?6D85C@5391<G1H3EDD5B@9> D85<1D5B1<1>D5

B9?B7E9451>7<5G9<<255F945>D1C1C81B@<9>5G8938BE>C17 D852?DD?=5475?6D8513BI<93%1B;17D852?DD?=5475?6D85 7E945G9D81@5>39<1>4D85>7B9>4?1>I5H35CC13BI<93 /?E=1I13DE1<4D856B?>DCEB61354?G>D? D85<9>5D?=1;51C3??@C81@547E945 G89389C5H35<<5>D6?BC81F

9>7?EDG1H6B?=D856?CC15 5C81@5?6D85C@5391<G1H3EDD5B@9>G9<<@B?F9456?B5>?E78D893;

>5CC?6D85213;?6D851>7<57E945C?9DG9<<25CDB?>75>?E78D?EC5 59D85B1C17E945D?3853;D8531BF9>7?6D856?CC1?B1C13?>F5>95>D 9>CDBE=5>DG893831>25EC54D?C3??@?EDD856?CC13?>D?EBC9DC5<6

V-5

390

4TH

STREET

NORTH,

SUITE

200


&$-$ -$E0.//&-$$! .'"-0($.%+-0.'*D/&$"0.,9%+.. *D($ D0'#$ / 8?<4D8581>4<5@5B@5>493E<1B <I45CDB?I1@B545D5B=9>543EC@D9@ $?31D56?CC159>@B?@5BB5<1D9?>D?3EC@D9@C 56B?>D?6D857E9451D 1>49> D81D@?C9D9?> 9D9C3?BB53D6?B59D85BD85B978D?B<56D C945.85>D8581>4<59C85<4@5B@5>493E<1B 9D 5H13DD5B9?B7E9451>7<5 <1DD5>9>7D852?DD?=?6D857E945G9<<@B?F945 5HDB1B??=6?B@?CD5B9?B49C31CD851<7<5G9<<251DD5BD81>D85<1D5B1<1>D5

B9?B7E941>35

V-6

390

4TH

STREET

NORTH,

SUITE

200


+ (+% ,$-%$"/$#+""(0.'+* *?<5DCC9=@<96ID85?335F5B@?CC92<5D?13895F59D D859451<?3375=5>D9C $ 1

5 1=1B;9>7B922?>G?E<4C8?G3EC@D9@D?6?CC13?>

D13D?>1<<@?CD5B9?BD55D8>4C9=E5?EC35>DB93B5<1D9?>3?>D13D ?>1<<1>D5B9?BD55D8

5 6B?=35>DB93B5<1D9?> D85?>D13D9C?>D851>D5

B9?BD55D85@?CD5B9?BD55D81B51<<C5@1B1D54D85=?=5>DD85=1>

492<5<51F5C) ECD856?B=E<16?B1>9451<?331CB53?B4544EB9>7347B9>49>79>1<<49B53D9?>C9C 2F

V-7

390

4TH

STREET

NORTH,

SUITE

200


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

?ECG9D8@?CD5B9?B3?>D13D9>) :/ !'('/3/$./K 5B5C8?E<425>?@B?7B5CC9F5C97>C?65H35CC9F5G51B 8I@5B=?29<9DI ?BC896D9>7 ?6D55D816D5BDB51D=5>D9>376?<3?=@<5D54 : +)%+-//$./K (1D95>DC8?E<42512<5D?=1CD931D5G9D8?ED49C3?=6?BD5B5C8?E<425>?9>D5B

65B5>35D?3?=6?BD12<5<9@3?CDB19>B5AE9B54D?13895F513?=@<5D5 <9@C51< 1>4>?12>?B=1<1G1B5>5CC?6<9@CDB19>?B=9C@?C9D9?>4EB9>7C?6D5D93C?E>4C &?D5!>@1D95>DCG8?81F5814CDBE3DEB1<41=175D?D85+%"@B9?BD??33
=5>D D85B5=1I25F1BI9>7457B55C?6CD129<9DI13895F54>IF1B91D9?>6B?=9451<C8?E<4 25>?D54

V-8

390

4TH

STREET

NORTH,

SUITE

200


?+2/+F*+2'% *+""(0.'+*'../ !($+-0*./ !($ !D9C>?D>535CC1BID?1D81D4?5C>?D613D D85B51B5=1>I45>D9D9?>C9>?2F9?EC=1
3D81D1B58514CD12<5.5B565BD?D8?C51CI

M9C9CC?2531EC59D9CD853E=E<1D9F5553D?6=1>I 613D?BCD81D45D5B=9>5CCD129<9DI?B9>CD129<9DICG55H@<19>=?B5 12?ED8?GD8?C53?=29>1D9?>C?6613D?BC9>E5>351>?33 6?B7??4?B214 I?EG9<<C55D81D9D9C>?D1C3?=@<931D541C9D=1I C?E>4 ?G5F5B G514C9=@<5G1ICD?45D5B

=9>5961CD129<9DI@B?2<5=5H9CDCD81DC8?E<425DB51D549CB5AE9B5C 1C9=@<5?2C5BF1D9?>?6 >I?>5?B=?B5?6D856?<7C97>C9C1>9>4931D9?>D81D145>D9

D9?> ?B5F5>1C9>7<5D??D89CE>CD12<5I76?BD85C5C97>CG5 31>75D1AE93;G1B>9>7D81DD85B59CC?=5D89>7GB?>7C?=5G85B5 9>D85=1CD931D?BICICD5=)5=5=25BC97>C?69>CD129<9DI1B5

.85>I?EC55D85=D85B5G9<<16?BD85 9>CD129<9DI+B51D=5>DC8?E<42549B53D541D3?BB53D9?>?6D8531EC5?B 31EC5C K1>I?>5C97>9>4931D5C9>CD129<9DI ?6D8545>D9D9?> I@5B=?29<9DI?61>ID??D8 H35CC9F5G51B %97B1D9?>=?F5=5>D?ED?61<97>=5>D 1 8?B9J?>D1<C896D9>7 2 9>DBEC9?> 3 571D9?>CE@B1 5BE@D9?> K9D9C5AE1<DD?;>?GG85>1> ?339CCD12<5<<F5C97>C?6CD129<9DI=ECD255F945>D!61<< F51B55F945>D D85?339CCD12<5B571B4<5CC?6G81D9D75C=145D?1CD12<5?33=ECD2531B56E<>54D? 1F?9431EC9>7D85?33D?253?=5E>CD12<5 +%"C1B5CD12<5 <<D55D81B5B= &?5H35CC9F5?33D859B@B5C5>D@?C9D9?> *E@@?BD9>7D9CCE5C1B5851
VI-1

390

4TH

STREET

NORTH,

SUITE

200


?+2/+#$/$-)'*$'%/&$. -$&$ (/&3 56?B5D85?3331>255F1492E<1B:?9>DC =ECD255F11>1335@D1249D9?>1>4D81DD853?>4I<5 49C;1<97>=5>D1>4@?C9D9?>9C?;1I 53?>4I<5C=ECD256B55D?7?D?1>46B?=35>DB93B5<1D9?>G9D8?ED 49C3?=6?BD!6D85B59C1@B?2<5=G9D859D85B+%" 9D=ECD25B5C?25 B5C?C89@C1B5 1C89@CG9D8D85+%"C 1B=?>9J9>7D85?33D?1 =9C1<97>54:?9>DC9=@I *9HG1ICD?F5B96ID81DD85+%"C1B5?;1I @ F5BI@1D95>DC8?E<425 1C;54;5IAE5CD9?>C12?ED D85+%"C256?B5DB51D9>7

: ?BF5B931D9?>?63?=6?BD 9>35>DB93B5<1D9?>?B141@D54 35>DB93@?CDEB5>IC97>?6 D5>C9?>?BD5>45B>5CCG1B

B1>DC6EBD85B5F1 I &?B=1<B1>75 == 9>@B?DBEC9F52?ED == D?G1B4B978D1>4<56D%1H9

=E=?@5>9>7G9D8?ED49C

3?=6?BD12?ED == 2 >9>D13D851D9C AE95D?>B?D1D9?>1>4DB1>C<1

D9?>

&?D>5545496?D85BD5CDC1>4 89CD?BI1B5>571D9F5*5<53D9?> ?6DI@5?69=179>7C8?E<4 2521C54?>C97>C1>4CI=@

D?=C VI-2

390

4TH

STREET

NORTH,

SUITE

200


/F 6?B =EC3<545@B?7B1==9>7 1>25EC54D?BE<5?ED ?331C49C

D9>7E9C8546B?=9>DB131@CE<1B +%"49C?B45BC

!D9C>?D>535CC1BID?EC51<<C9H=5D8?4C96>?@B?2<5=9CCEC@53D54 *@5393=5D8?4CC8?E<425C5<53D549>B5C@?>C5D?D85@1D95>DLC89C

D?BI?BCEC@53D54@B?2<5=C >571D9F589CD?BI >?B=1<B1>751>4@1D8?6=?D9?>1>4>571D9F5 B5C@?>C5D?795J5B?D5>C9?>?BD5>45B>5CCDI@931<49

31D5C>?+%"49C?B45BC !65HD5>C9F5B5CD?B1D9F5?B?BD8?4?>D93DB51D=5>D9CD?25CD1BD54 4?@@<5B1EC3E9CB53?==5>454

!1'+0.+""(0.+9)0."($,-+!($) $?14D5CD>571D9F5

/

&

?@@<5B>?B=1<

/

&

5>DB93B5<1D9?>31>25F5B954

/

&

'33D5B65B5>35CD?35>DB93B5<1D9?>

/

&

%1CD931D?BI=EC3<5CD5>45BD?@1<@1D9?>

/

&

&?B=1<B149?7B1@8

/

&

/ /*1>CG5BCK@ D85@B?2<5=9C?33? 9>DB131@CE<1B49C?B45B

VI-3

390

4TH

STREET

NORTH,

SUITE

200


* (3.'.+%+-+% "' (, '* 5B59C1>?B45B?C9C?6?B?61391<@19>1>4D81D @B?35CC9C@B13D931<6?B75>5B1<45>D9CDC1CG5<<1CC@5391<9CDC 545>9D9?>6?B@19>9CM1B5C@?>C5D?D9CCE541=175N5BCDCD5@ 9>1>1I@19>G9D89>D85=1CD931D?BICICD5=9CK B& /'./&$.+0-"$+%/&$, '*= 53?>6EC9?>CEBB?E>49>7D854917>?C9C1>4DB51D=5>D?6M+%N 9C@B9=1B9?D1C;9>7D81D21C93AE5CD9?>917>?C9C 31>257B51D9D9?>D81D@19>9>D85B579?>?6D85 +%"9C1<=?CD

S?6D85D9=5 1CDBE3DEB1<49C?B45B.89<59D9C 9=@?BD1>DD?B53?7>9J5D85B?<5?6CI=@1D85D93C?EB35C?6@19>3?=

@<5HB579?>1<@19>CI>4B?=5C D85CD1BD9>7@?9>D6?B4917>?C9C9CD? 45D5B=9>5G8938?6D8B55=?CD<9;5 5=?CD3?==?>C?EB35?6+%@19>9C6B?=

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

>?C54)53?7>9J5D81D2?D8C?EB35C31>?33EB1DD85C1=5D9=52ED D85I31>CD9<<25133EB1D5?C54

VI-4

390

4TH

STREET

NORTH,

SUITE

200


' D*+.'*D+""(0.+9)0."($, '* $51B>9>7D?4917>?C5?339C1>5CC5>D91<@1BD?6496

65B5>D91<4917>?C9C%EC3<5C@1C=31>D1;5D856?B=?6=1>I495B

5>DDI@5C?6@19>1>431>31EC549F5BC5C945553DCCE381C85141385C 1>4>53;1385C!D9C9=@?BD1>DD?5H1=9>551381C@53D?6D85@19>9> C51B38?69DC31EC59C31>254?>5 553D9F571C9HCD5@@B?

354EB5K @ 5D5B=9>5G85D85B1>I =1CD931D?BI=EC3<59C9>F? D85@19>!CD85=5491<@D5BI7?94 =EC3<5D5>45BD?@1<@1D9?>5 =5491<@D5BI7?94=EC3<59C4917>?CD93 2531EC59D9C145BD?C?=5 457B5596D85B59C1>?33DB131@CE<1B@B?2<5=CCD81D35>DB93B5<1D9?> ?B141@D5435>DB93@?CDEB531>2513895F54 @) )5<1D5D85C@5393=EC3<5@19>D?D853?>4I<549C@<135=5>D 6B?=?33C 1 $?31D5D85?33

2 )5<1D59DD?49B53D9?>?63?>4I<549C@<135=5>D 3 9C3C5

VI-5

390

4TH

STREET

NORTH,

SUITE

200


FH 96 G

@* -5B96ID8575>5B1<1335@D129<9DI?63?>4I<5@?C9D9?>1>43?>49

D9?>G9D8+%"B149?7B1@8C96G1BB1>D54 $(B539C5@?C9D9?>9>76?B35>DB939C>?D13895F12<52IB149?7B1@8C 1G 1=G " 1=G " @+ )E<5?ED@1D8? 1 @E<@1< 2 @5B9?4?>D1< 3 C?6DD9CCE5

G

<

4 2?>5 0 E

I M @, ?BB53DD8531EC5?6D85@B?2<5= IFG9D8@5B=9CC9F5?33D ?B F 2 G9D8?33 '@D9?>C6?BDB51D=5>D RAE9<92B1D9?> R)5CD?B1D9F5 R'BD8?4?>D93C R*EB75BI VI-6

390

4TH

STREET

NORTH,

SUITE

200


' D*+.'*D'*/- " ,.0( -#'.+-#$-. */- " ,.0( -#'.+-#$-6+%/&$7 >I49C51C5 456?B=1D9?> ?B49C?B45BD81D9>F?D8531@CE<5?6D85D5=@?B?=1>492E<1B :?9>D

>

(19>6E<3?=@B5CC9?>?6B5DB?49C;1<D9CCE59C>?DDB51D54D85C1=51C 13ED52?>549C51C55F5>D8?E782?D849C?B45BC1B53<1CC9541C1> 9>DB131@CE<1B49C?B45B 5C549C?B45BC9>3D?6?>5?B2?D8:?9>DC =9C1<97>

=5>D?6D8549C; F1B9?EC49C51C5CD81D153D2?>5?BD851BD93E<1BCEB

6135C 1>4?D85B@1D8?1==1D9?> ?B9>:EB95CD? C@53939>DB131@CE<1BCDBE3DEB5C?6D85D5=@?B?=1>492E<1B:?9>DC

5:?9>D31@CE<59CD852B?ECC855D?63?>>53D9F5D9CCE5D81D5>3492E<1B:?9>D<<CDBE3DEB5CG9D89>D89C31@CE<51B5 B565BB54D?1C9>DB131@CE<1B !6I?E31>LD4?EDG8I

VI-7

390

4TH

STREET

NORTH,

SUITE

200


*/- " ,.0( -#'.+-#$$?14D5CD@?C9D9F5

/

&

1>>?DF5B96I35>DB93B5<1D9?>

/

&

B5@9DEC?B3<93;9>7?B89CD?BI?6:?9>DC?E>4C

/

&

2>?B=1<B149?7B1@8?B?D85B9=175

/

&

CI==5DBI?6:1G

/

&

/ /*1>CG5BCK@ 1>9>DB131@CE<1B49C?B45B 5B51B5=1>I495B5>DDI@5C?649C?B45BCD81D31>153DD85D9CCE5C G9D89>D8531@CE<5?6D85+%"56?B=1D9?>?69>DB131@CE<1BCDBE3

DEB5C31>@B?4E351F1B95DI?6495B5>D@19>CI=@D?=C45@5>49>7?> G8938D9CCE5C1B5153D54 D85457B551>4DI@5?641=175 F1B91D9?>C 9>3?=@B5CC9F5?BD5>C9F56?B35C1@@<954 1>4D85B5C@?>C5D?F1BI9>7 <5F5 (19>5=1>1D9>76B?=9>DB131@CE<1BD9CCE5C1<=?CD1
>9J12<5CDBE3DEB1<5H@<1>1D9?>(B?@5B4917>?C9CB5AE9B5C1>1DB131@CE<1B3?=@?>5>DCD??BD?BE<5?ED456?B=542ED141@D54CDBE3DEB5C96D85I1B5>?D1 C?EB35?6@19> 917>?C9C?61>?B?61391<@19>@1D95>D31>>?D253?>C945B54145AE1D5 969D4?5C>?D9>3D81D45>5CD853?>49D9?> ?6D859>DB131@CE<1BCDBE3DEB5C?6D85+%"C<1CC931D9?>21C54C?<5CI=@D?=C9C>?D145AE1D5&59D85B1B59>3?=@<5D545C3B9@D9?>C CE381CM3<93;9>71>4@?@@9>7ND81D4?>?DC@53931<549C; 3?>49D9?>1>41<97>=5>D6?B2?D8=5491<1>4<1D5B1<@?<5C

0($+0/+/&$-,-+!($).K -$/&$-$ *3.'D*.+-.3),/+).+%< *9>EC9D9C

/

&

&5EB1<791

/

&

1B@B?2<5=C

/

&

BD5B9D9C

/

&

%97B19>5

/

&

(1B?D947<1>4 =E=@C

/

&

+E=?BC

/

&

5>D1I45>D1<49C?B45B9>37 C@<9DD??D8 @5B91@931<?B@5B9?4?>D1<12C35CC

/

&

VI-8

390

4TH

STREET

NORTH,

SUITE

200


+)$'),+-/ *//$-)./+F*+2 *#0*#$-./ *# 4

I 0 G G "

96

4 KH5BD9?>?6@?G5BD81DCD1BDC?BCD?@C=?F5=5>D1>B5CE 7K?B

: K5@B5CCEB51CDBE3DEB5251BC6B?=13?=@B5CC9F56?B35

AK@E<<9>76?B351719>CDB5C9CD1>35

@ K9CD?BD9?>?B381>75?6C81@51C1B5CEC9F56?B35

VI-9

390

4TH

STREET

NORTH,

SUITE

200


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

=5>D CD853?>4I<59C@E<<54213;1>4E@ 2ID855<5F1D?B=EC3<5C4EB9>7:1G 33??B49>1D9?>53?>4I<5D85> C<9@C@1CDD85@?CD5B9?B21>4?6D85 49C;1>4=1;5C13<93;9>7C?E>4 4EB9>7:1G3?@5>9>7D853?>4I<5=?F5C 6?BG1B41>43<93;C213;?>D?D85 49C;9C9C31<<541B539@B?31<3<93; 2531EC59D3<93;C?>1CD85:1G?@5>C 1>43<93;C?G85>9D3
VI-10

390

4TH

STREET

NORTH,

SUITE

200


&$-+($+%)0."($'*"++-#'* /'+* . " 0. /'1$% "/+-'*#'.F #$- *D$)$*/.: !>1851D13D+%" D85@?CD5B9?B<971=5>D9C1 21>4?69>5<1CD933?<<175>25BCD81DD5D85BCD8549C; D?D85213;?6D853?>4I<5C?9D31>>?D49C@<135 1>D5B9?B4<1D5B1<@?<5C?6D853?>4I<5 !& 5 E '>5?6D8B55D89>7C=ECD?33EBD?1<
5<971=5>D=ECD25CDB5D3854

')

5<971=5>D=ECD25D?B>

')

51DD138=5>D?6D85<971=5>D =ECD=97B1D5

?B1>I?6D85C5456?B=1D9?>CCDB19>CD??33EB D85B5=ECD?33EB1 G @E<<9>7D8549C;6?BG1B4G89<5D853?>4I<59C@E<<54?B 85<4213;9>B5C9CD1>355?>C9F56?B35?>D8549C; 9CD85CE@5B9?B<1D5B1<@D5BI7?94=EC3<5F5>96D853?>4I<59C6?B354 213;2I1DB1E=1D?D85:1G D85<971=5>D31>>?D25CDB5D3854E><5CC D8549CD1<9J9>76?B35D8B?E78D853?>4I<59CB5C9CD542I6?BG1B4@E<<?6 D85=EC3<5D81D1DD1385CD?D8549C; VI-11

390

4TH

STREET

NORTH,

SUITE

200


*#$-./ *#'*D"+*#3($9#'.F#$- *D$)$*/. 549C;9CB=4I<59>1=1>>5BD81D@B5F5>DC9D 6B?=259>749C@<13541>D5B9?B>53D9F5D9CCE51DD138

=5>DC81F5255>41=1754G?E<49D25@?CC92<5D?1>D5B9?B
@<135D8549C;5B56?B5D8545BCD1>49>749C; 45B1>75=5>DC9CD?E>45BCD1>4D85@?CC92<5G1IC2IG8938D853?>

>53D9F5D9CCE51DD138=5>DC31>251?B=1< E>41=17543?>>53D9F5D9CCE59C 45C97>54D?@B5F5>DD8549C;6B?=259>749C@<13546B?=D81D@?C9D9?> G89381<97>CD853?>F5H3?>4I<59>D?D853?>31F5251B9>71B51?6D85 49C; &$)+./(+D'" ($H,( * /'+*%+- #'.F#'.,( "$)$*/'*1+(1$. "+)!'* /'+*+%< I @E<<9>7D8549C;6?BG1B4 I 7D85GB?>7@1BD?6D8549C; B5CE
9>79>49CD?BD9?>CDB19>?6D8549C;9DC5<6?B9DC49C;1<<971

=5>DC?BD89CD?81@@5>B5AE9B5CC?=5457B55?6@B5<9=9>1BI 49C@<135=5>D?6D8549C; 9C3?=29>1D9?>31>?33EB J CE381C121@@B?@B91D58514751B 1@@<91>35C >53;2B135C 5D3 ?B B5CE79>@B?7B5CC9F5456?B

=9DI1C1B5CE7CD1>49>7CDB19>6B?==EC3<59>3??B

49>1D9?> G8938D5>4CD?1@@C9F5@E<<9>7?BCDB5D389>7 6?B35D?571D5D8549C;1<<971=5>DC G89<5C9=E5?EC73?=@B5CC9F56?B35?>D8549C; 5>5B1<7 49C;CD81D81F5255>49C@<13542I1CE445>DB1E

=1D939>:EBI1B5?6D5>>?> 456?B=54G89<5D8549C;1<<971=5>DC1B5 D?B>?BCDB5D3854'6D5>D85B5DB?49C;1<D9CCE5C1B541=17541>4D85B5 9C5F945>35?6C31BD9CCE51>41485C9?>C!6D8549C;49C@<135=5>D9C >?D3?BB53D54 456?B=9DI?6D8549C;=1I?33EB9>D9=5 !>@B?7B5CC9F549C;45B1>75=5>D 49CD?BD9?>?6D8549C;9C3?==?> 5@?CD5B9?B21>4=1I251DD5>549>D8551B9D =1I253?=5D893;5B969D75DC6B?>D?6D853?>4I<5'6D5> D85B59C2B?EC3?>F5BC9?>?6D85F1C3E<1BB5DB?49C;1<D9CCE5CD?6?B= 1>5HD5>C9?>?6D8549C;1C9DC5B1<CD?<<D85F?9425DG55>D854?G>

G1B44I<51>4D85=5491<@1BD?6D856?CC15CE@5

B9?B@1BD?6D85@D5BI7?94=EC3<5C8?BD5>C 1>42B?D933?>DB13DEB5 =1I?33EB@B5F5>D9>7B5<51C5?6D8549C;213;D?9DC?B979>1<@?C9D9?> 13?==?>>49>7 VI-12

390

4TH

STREET

NORTH,

SUITE

200


?+2#$%+-) /'+*+%/&$./-0"/0-$." *+""0

4553D9F5?33D5B65B5>3513D9F1D5C=EC3<58I@5B13D9F

9DI1>49>3??B49>1D9?>31EC9>713?=29>1D9?>?62?D83?=

@B5CC9F51>4D5>C9F56?B35C ?>DB13D9?>?6D85CE@5B9?B25<D8549C; 5@?CD5B9?B<971=5>D?6D8549C;9CCDB5D38542ID85D5>C9F5 @E<<?6D85=EC3<51<7D8549C;D?2549C@<13546?BG1B4 5=1CC5D5B=EC3<58I@5B13D9F1D5CD?1@@7?>D85@?CD5B9?B21>4?6D8549C@<135449C; 5 WCDB19>456?B=1D9?>?6D8549C;G85B5D853?=

@B5CC9F5?>D85@?CD5B9?B<971

=5>D?6D8549C;2531EC5?6D85D5>C9F56?B35C@E<<9>7?>D85 49C; C71CD85=EC3E<1DEB59C13D9F1D549>D?9>3??B49>1D548I@5B6E>3

D9?>2ID85?33D5B65B5>35 D853?=29>1D9?>?6D5>C9F51>4 3?=@B5CC9F56?B35CG9<<3?>D9>E5G9D8@?CC92<56EBD85B456?B=1D9?>?6 D8549C;

VI-13

390

4TH

STREET

NORTH,

SUITE

200


* (3.'.+%#3.%0*"/'+* 5@EB@?C5?6I?EB9>9D91<5H1=9>1D9?>?>5F5BI@1D95>D9CD?C1>4 ?BCI=@D?=C?64IC6E>3D9?>9C@B?35CC31>25 CD1>41B49J541>4C8?E<425C?D81D5138@1D95>DLCB53?B49C3?=@<5D5 !>D89C<9D979?ECC?395DIG5@B13D9359>D?41I I?EB25CD4565>C51719>CD E>G1BB1>D543<19=C9CD?81F53?=@<5D5B53?B4C?65138@1D95>DLC3?>

49D9?>9>6?EBC@539331D57?B95C ? 6?B5138?6D85C531D57?B95CC9=@<95CD85 4917>?CD93@B?35CC1CG5<<1CD85B53?B4;55@9>7C1B5CEI =E1BI2B19>CD?B=9>7C5CC9?>C9>?EB51GC?>314

5=I9>;+1>; G581F545F55H1=9>1D9?>6?B=D81D6E<

<554!D81C255>D5CD549>3<9>931<@B13D9351>49D6E<<DC6?BD859>9D91<5H1=9>1D9?>!D15BD? 6?B5138@B?2<5=D81D9C6?E>4 FJ M 5(5B9?4?>D1<3?>49D9?> <1CC931D9?>?6+%"3?>49D9?>(9@5BLC3<1CC931D9?> <1CC931D9?>?6D85?331GC?>3<1CC931D9?> B53?B4?6D853?>49D9?>?6D85D55D89>371<<C97>C?6 ?331D9?>6?B=G5EC51>4B53?==5>49CC8?G>?>D85>5HD @175!>*5=9>1B+G? 1>9> 45@D849C3ECC9?>G9<<25@B5C5>D54?> 8?GD856?B=1D5=2?49549>D855H1=6?B=9CEC54G9D81>M9=@<931

D9?>=9>4C5DND?54E31D5@1D95>DCC16?<1B'>5 G5 B53?==5>4D81DI?ECD1BDEC9>7D853<1CC931D9?>1>4B53?B49>7CIC

D5=C9>I?EB@B13D935D?@B5@1B5I?E6?BD859>6?B=1D9?>D81DG9<<25 @B5C5>D549>*5=9>1B+G?

VI-14

390

4TH

STREET

NORTH,

SUITE

200


0ATIENT.AME ??????????????????????? %XAM$ATE????????????? "Y$R????????????????????????? 0%2)/$/.4!,#LASSIlCATIONO(EALTHYO'INGIVITISO-ILD0ERIOO-ODERATE0ERIOO3EVERE0ERIOO2EFRACTORY )MPLICATIONS O3TABLE O5NSTABLE O)MMEDIATECONCERNS???????????????????????????????????????????????????????????????????????????? O$EFERRABLE ??????????????????????????????????????????????????????????????????????????????????? O/PTIONAL ??????????????????????????????????????????????????????????????????????????????????? 2ECOMMEND O2EFERTO ???????????????????????????????????????????????????? O0RELIMINARYMOUTHPREPARATION O0OCKETELIMINATION??????????????????????????????????????????? O(YGIENEINSTRUCTIONS O-UCOGINGIVAL??????????????????????????????????????????????? O%STHETIC ??????????????????????????????????????????????????? O0ROPHYLAXIS O2OOTPLANING O#ROWNLENGTHENING ?????????????????????????????????????????? O0OSTROOTPLANINGEVALUATION O&URCATIONBARRELING ?????????????????????????????????????????? O/THER ???????????????????????????????????? O3ECTIONING ????????????????????????????????????????????????? #OMMENTS ????????????????????????????????????????????????????????????????????????????????????????????????? 4-*0IPER#LASSIlCATION 2IGHT !"!"!" ,EFT !"!"!" )MPLICATIONS O3TABLE O5NSTABLE O)MMEDIATECONCERNS???????????????????????????????????????????????????????????????????????????? O$EFERRABLE ??????????????????????????????????????????????????????????????????????????????????? O/PTIONAL ??????????????????????????????????????????????????????????????????????????????????? (ISTORYO.EGO0OSITIVEFOR ????????????????????????????????????????????????????????????????????????????????? ,OAD4EST,EFTO.EGO0AINO4ENDERNESSO4ENSION 2IGHTO.EGO0AINO4ENDERNESSO4ENSION #ENTRIC2ELATIONO6ERIlEDO.OT6ERIlABLEO!DAPTED#ENTRIC0OSTURE -USCLE0ALPATIONO.EGO4ENDERNESSIN ???????????????????????????????????????????????????????????????????????? $OPPLER,EFT ?????????????????????????????????????? 2IGHT ????????????????????????????????????????????????? 2/-0ROTRUSIVE??????MM,EFT??????MM2IGHT??????MM 0ATHOFMOTIONO.ORMALO$EVIATES?????????????????? 0AIN 2ECOMMEND??????????????????????????????????????? O.O0AIN ????????????????????????????????????????? O$EPROGRAMMUSCLESO/CCLUSALSPLINT O)NTRACAPSULAR ????????????????????????????????????? O4RANSCRANIALlLM O/CCLUSO MUSCLE ??????????????????????????????????? O4OMOGRAM O/THER ??????????????????????????????????????????? O-2)O#43CAN ?????????????????????????????????????????????????? O2EFERFORSURGICALEVALUATIONTO ??????????????????????? /##,53)/. $AWSON#LASSIlCATION!! -AXILLOMANDIBULARO!SYMMETRYO2ETROGNATHICO0ROGNATHICO!NTERIOROPENBITEO0OSTERIOROPENBITE )MPLICATIONS O3TABLE O5NSTABLE O)MMEDIATECONCERNS???????????????????????????????????????????????????????????????????????????? O$EFERRABLE ??????????????????????????????????????????????????????????????????????????????????? O/PTIONAL ??????????????????????????????????????????????????????????????????????????????????? &IRSTCONTACTIN#2OR!#0??????O3LIDETO-)O4OOTHMOVESO$IRECTIONOFSLIDETO-) ??????????????????????????????? !NTERIORCONTACTIN#2OYESONO ?????????????????????????????????????????????????????????????????????????????? !NTERIORCONTACTIN-)OYESONO ?????????????????????????????????????????????????????????????????????????????? 0OSTERIORDISCLUSION0ROTRUSIONOYESONO"ALANCINGSIDEOYESONO7ORKINGSIDEOYESONO /CCLUSALPLANEOLEVELOSLANTEDOINTERFERESWITH!' ?????????????????????????????????????????????????????????????? 7EARONOPROBLEMOSLIGHTOINTODENTINOSEVERE !BFRACTIONS ???????????????????????????????????????????????? 2ECOMMEND O-OUNTEDCASTSO$IAGNOSTICWAXUPO%QUILIBRATIONO2ESTORATIVE O2EFERFOR/RTHOCONSULTTO ???????????????????? O3URGERY#ONSULTTO ????????????????????????????? 4%%4( #HIEFCOMPLAINT ??????????????????????????????????????????????????????????????????????????????????? 0ROBLEMS O$ECAY O7EARDENTINEXPOSED 0ROSTHETIC O7EARINGREMOVABLEPARTIALDTR ???????????????????????? O-OBILITYFREMITUS O#RACKS O3PLITS O&ULLDENTURESOUPPERONLYOLOWERONLY O0ERIAPICALABSCESS O-ISSINGTEETH O#ROWNSBRIDGES ??????????????????????????????????? O)NADEQUATERESTORATIONS O)MPLANTS ???????????????????????????????????????? %STHETICS O!CCEPTABLEO#OULDIMPROVEO0ATIENTWANTSIMPROVEMENT#OMMENT ??????????????????????????????????? )MPLICATIONS O)MMEDIATECONCERNS???????????????????????????????????????????????????????????????????????????? O$EFERRABLE ??????????????????????????????????????????????????????????????????????????????????? O/PTIONAL ??????????????????????????????????????????????????????????????????????????????????? $R#OMMENTS ??????????????????????????????????????????????????????????????????????????????????????????????? Ú$AWSON#ENTERFOR!DVANCED$ENTAL3TUDY

VI-15

390

4TH

STREET

NORTH,

SUITE

200


+H^ZVU»Z*SHZZPÄJH[PVUVM6JJS\ZPVU 1GC?>LC3<1CC931D9?>B5<1D5C=1H9=1<9>D5B3EC@1D9?>D?D85@?C9D9?> 1>43?>49D9?>?6D85+%"C!D81C9=@?BD1>D3<9>931<9=@<931D9?>C1>4 9C1>5CC5>D91<CD5@9>45D5B=9>1D9?>?6DB51D=5>D&??D85B?33 3<1CC931D9?>B5<1D5CD85?33D?D85@?C9D9?>1>43?>49D9?>?6D85 +%"C

A %1H9=1<9>D5B3EC@1D9?>9> 81B=?>IG9D835>DB93B5<1D9?>

A / %1H9=1<9>D5B3EC@1D9?> ?33EBC9>81B=?>IG9D8141@D5435>

DB93@?CDEB5

A( ?>4I<5C=ECD49C@<135 6B?=1F5B912<535>DB93B5<1D9?>6?B =1H9=E=9>D5B3EC@1D9?>D??33EB

A(/ ?>4I<5C=ECD49C@<135 6B?=1>141@D5435>DB93@?CDEB56?B =1H9=E=9>D5B3EC@1D9?>D??33EB

VI-16

390

4TH

STREET

NORTH,

SUITE

200


A) 5>DB93B5<1D9?>31>>?D25F5B954+%"C31>>?D1335@D 7G9D8?EDD5>45B>5CC?BD5>C9?> C?D85B5<1D9?>C89@?6=1H9

=E=9>D5B3EC@1D9?>31>>?D2545D5B=9>54E>D9<D85+%"@B?2

<5=9CB5C?
A* 5?33C89@ 9C9>1>13D9F5CD175?6@B?7B5CC9F5 49C?B45B2531EC5?6@1D8?CD12<5+%"C

$%$-$*"$.< 1GC?>( &5G45>9D9?>C6?BB5<1D9>7?33D?F1BI9>73?>49

D9?>C?6D85D5=@?B?=1>492E<1B:?9>D "(B?CD85D5>D V 1GC?>( 3<1CC931D9?>CICD5=6?B?33CD81DB5<1D5C=1H9

=1<9>D5B3EC@1D9?>D?D85@?C9D9?>1>43?>49D9?>?6D85D5=@?B?=1>

492E<1B:?9>DC "(B?CD85D5>DV VI-17

390

4TH

STREET

NORTH,

SUITE

200


*SHZZPÄJH[PVUVM;41+PZVYKLYZ 56?B51>IDB51D=5>D9CC5<53D54 9D9C9=@?BD1>DD?3<1CC96ID85C@5393 DI@5?6+%"49C?B45B9>D? '33DB131@CE<1B49C?B45BC 9C?B45BCD81D=9=93+%"49C?B45BC 5CICD5=G581F514?@D546?B9>DB131@CE<1B49C?B45BC9CD853<1C

C931D9?>2I(9@5B9C3<1CC931D9?>81C253?=5D85M7?<4CD1>41B4N 1>49D9CD85=?CD@B13D931<CICD5=6?B3<1B96I9>7D855H13D3?>4D9?> ?6D85+%"C!D45C3B925C+%"49C?B45BC9>B5<1D9?>D?D85@B?7B5CC9F5 @1DD5B>C?6456?B=1D9?>9>C@53939>DB131@CE<1BCDBE3DEB5C 5CD175C 1C45C3B9254 6?B=1=1DB9H?6C97>C1>4CI=@D?=CD81D 31>2545D5B=9>54G9D8C@53939DI2IEC9>71C5B95C?6D5CD9>7@B?35

4EB5C !>5F171>ID5=@?B?=1>492E<1B49C?B45B D85=5491<@?<51>4 D85<1D5B1<@?<5=ECD255F1 =19>D19>1>1335@D12<51<97>=5>DG9D8D8549C; D857D5B=@B?7

>?C9C9CAE9D57??46?BCE335CC6E<7181B=?>9?EC?33
C9?>1>41@51356E<>5EB?=EC3E<1DEB5G9D83?=@<5D5B5<956?6@19> 9C61F?B12<5@B?7>?C9C9C13895F12<59>=?CD@1D95>DC5F5>96D85<1D

5B1<@?<549C;B5<1D9?>C89@9C13?DB54E392<5 917>?C9C?6D5=@?B?=1>492E<1B49C?B45BC9C>?D21C54?>?2C5BF1

D9?>?61C9>7<5613D?B(B?@5B4917>?C9CB5AE9B5C13?=29>1D9?>?6D5CDC G8938=ECD25B5<1D54D?;5IAE5CD9?>C9>D8589CD?BI5F1CICD5=9CD81D9DEC5C?2:53D9F5D5CDC6?B5F17 C@5393CDBE3DEB5CC?D85B59C>?>554D?B5@1D95>DCLCE2

:53D9F545C3B9@D9?>C?6D859BCI=@D?=C5;5ID?553D9F54917>?C9C D85> 253?=5C1D5CD9>7@B?35CCD?45D5B=9>5D85CDBE3DEB1<21C9C6?B 5138C97>?BCI=@D?= >1D?=931<1>489CD?C?6D5=@?B?=1>492E<1B :?9>D49C?B45BC@B?F945D85=?CDEC56E<=5381>9C=6?BDB13;9>7CD175C ?649C51C51>4@?D5>D91<DB51D=5>D?@D9?>C

)5=5=25BD89CKD853<1CC931D9?>?6+%"3?>49D9?>49B53DC G81DI?EC8?E<44?6?B5138@1D95>D!D7E945CI?E9>D859>6?B

=1D9?>I?E79F5I?EB@1D95>D 1>49DG1B>CI?E9>14F1>35 1719>CDCD1BD9>7DB51D=5>DD81D3?E<425@B?2<5=1D931<<1CC9

31D9?>?6+%"3?>49D9?>9C1>5CC5>D91<@1BD?65F5BI>5G@1D95>D 5H1=9>1D9?>

VI-18

390

4TH

STREET

NORTH,

SUITE

200


&$'),+-/ *"$+%#' D*+.'*D!+/&)$#' ( *#( /$- (,+($. 9C;1<97>=5>D=ECD255F14D85<1D5B1< @?<5!>613D 5F175138@?<51C1C5@1B1D5613D?B9C?>5?6D85 =?CD9=@?BD1>D3?>35@DC9>4917>?C9C1>4C5<53D9?>?6DB51D=5>D+? 6139<9D1D513<51B544539C9?>@B?35CC G5G9<<14F?31D545D5B

=9>9>7D853?>49D9?>?649C;1<97>=5>D6?B5138@?<5C5@1B1D54?ECD495B5>D91D9?>9C97>?B549>=?CD?6D85+%" <9D5B1DEB5

/$- (+($

$#' (+($

DI@931<>49>79>51B75=5>DC(9@5BCD175!!12579>

>9>745B1>75=5>D1DD85<1D5B1<@?<531>@B?4E351=9<4 C<9@@5BI 3<93; G89<5D85=5491<@?<59C3?BB53D54DD89CCD175D85 =9C1<97>=5>D9C51C949CB5F5BC92<5 1B=?>9J1D9?>?6D85 ?331<=?CD13??B49>1D9?>1>45<9=9

>1D5CD853<93;1DD89CCD175

/$- (+($

$#' (+($

=?B514F1>35449C;45B1>75=5>D@B?2<5=K549C;9C 6B?>D?6D85<1D5B1<@?<5 2ED9C:ECD1DD8538B?>93B539@B?31<3<93;CD175 1DD85=5491<@?<5(9@5BCD175!- DD89CCD175 =5491<@?<5B54E3

D9?>31>?6D5>25133?=@<9C854 1>45F5>D8B?E78D85<1D5B1<@?<5 =1IB5=19>9>13DG9<<2512<5D?6E>3D9?>G5<< 1>43?=6?BD12?DB5C?75=5>D 9C3?>49D9?>9C1<=?CD1D5B65B5>35C !DDI@931<4CF5BIG5<<D??335CDB5D3854 <971=5>DC4?>?D>?B=1<9J52ED1C71C3??B49>1D54=EC3<56E>3

D9?>31>25=19>D19>542I1@5B653D54?33 =?CD@1D95>DC31> B5=19>B5<1D9F57

VI-19

390

4TH

STREET

NORTH,

SUITE

200


7PWLY*SHZZPÄ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

4I<5

:E

E

VI-20

390

4TH

STREET

NORTH,

SUITE

200


2 5C81@5?6D8549C;81C@B?6?E>49=@?B

D1>355D5B=9>9>7G85D85BD8549C;9C571D54 6?<454 ?B 456?B=549>D?13?=@B5CC54=1CC31>5H@<19>F1B91D9?>C9> :?9>DC97>C1>4CI=@D?=C1>49C?6D5>145D5B=9>1>D9>DB51D

=5>DC5<53D9?>1>4@B?7>?C9C

:E>

E

: !D9C9=@?CC92<56?B149C;D?49C@<135E><5CCD85 <971=5>DCD81D8?<49D9>@<1351B5CDB5D3854?BD?B>$1H9DI ?6D85<971=5>DC=1;5C49C;45B1>75=5>D@?CC92<596=EC3<5 9>3??B49>1D9?>9C1<C9F56?B35?>D8549C; !6D8549C;9C>?D456?B=541>41@51356E<>5EB?=EC3E<1DEB5 31>25=19>D19>54 <1H9DI?6D85<971=5>D9C>?D9>9DC5<61CE6

395>D31EC56?B49C;49C@<135=5>D

:8

> 88

8@ >1D853?>4I<51>4 D856?CC19C1C9=@<52ED553D9F5G1ID?45D5B=9>596149C;9C 49C@<13541>4D?G81D457B55.85>D89C1>154 G9D8?D85B4917>?CD93CD5@C 89CD?BI 4?@@<5B 7 5D39=179>731>B5F51<9>6?B=1D9?>D81D9C5CC5>D91<D?13?B

B53D4917>?C9C

:6>

1 >

VI-21

390

4TH

STREET

NORTH,

SUITE

200


: - I M G5 E E

E E5 E

G ; >1 1>1=1J9>7C9CD5>DB5<1D9?>C89@25DG55>C@5393=EC3<5 D5>45B>5CC1>4C@539331EC5C6?B=EC3<58I@5B13D9F9DI5B5 G9<<16?B1>I=EC3<5D?258I@5B13D9F51>4 9>D85=1CD931D?BI=EC3E<1DEB5D85=?CD3?==?>@B9=1BI 31EC5CG9<<2559D85BDB1E=1?BC?=56?B=?6CDBE3DEB1<49C81B

=?>II45D5B=9>9>7G8938=EC3<5C1B5D5>45BD?@1<@1D9?> 1>4D85>B5<1D9>7D8549B53D9?>?649C@<135=5>D131EC5 553D 21C9C31>256?E>4F5>G85>5=?D9?>1<CDB5CC<5F5389>71>42BEH9>79C5F945>D D85B5G9<<1<=?CD 1I@B5C5>DD81DC5BF5C1C1 49B53DDB9775B6?BC@5393=EC3<59>3??B49>1D9?>53<9>9391> C8?E<419D9?>?6=54931<3?>49D9?>CD81D 81F5175>5B1<9J54553D?>=EC3<5

1

?

0 5B51B51F1B95DI?62?>549C51C5CD81D@B5C

5>DF1CDDCI=@D?=C1>4@B?4E3512B?14C@53DBE= ?6C97>CD81DB1>756B?==9<4CEB6135381>75C?>D853?>4I<5 1>45=9>5>35D?3?=@<5D545CDBE3D9?>?6D853?>4I<5.89<5 DE=?BC 3ICDC 1>47B?GD849C?B45BC1B5>?D3?==?> D85 4917>?CD9391>=ECD256?B5F5B?>D85CD81D 31>2545F1CD1D9>796D85I1B5=9CC54.9D8D8514F1>35=5>D ?69=179>731@129<9D95C 9D9CE><9;5I49C51C5?B456?B

=1D9?>?6D85+%"C3?E<489456B?=1>1CDED53<9>9391>

: VI-22

390

4TH

STREET

NORTH,

SUITE

200


> >1 1>4C5F5B9DI?6@19>9C 1>5CC5>D91<CD5@9>4917>?C9C?69>DB131@CE<1B49C?B45BC5 =?CD9=@?BD1>D1C@53D?6D89C1>11D9?>?6 G85D85B9>DB131@CE<1BCDBE3DEB5C1B5D85C?EB35?61>I 1<<?B >?>5?6D85@19>?=@B5CC9F57?6D85:?9>DC9>495B

5>D:1G@?C9D9?>C9CD85=?CD553D9F5G1ID?45D5B=9>5D89C 5=?CD3?==?>=9CD1;59>+%"@19>1>19>DB131@CE<1BCDBE3DEB5C1C1@?D5>D91<C?EB35?6@19>)5=5=25B D81D1>IB5C@?>C5?649C3?=6?BD?BD5>C9?>G85>D85:?9>DC1B5D91D541CD?G85D85BD85B5C@?>C59C6B?=3?=@B5C

C9?>?6:?9>DCDBE3DEB5C ?B6B?==EC3<52B139>7 ?B2?D8!6@19>9> D85:?9>DB579?>9C>?D153D542I3?=@B5CC9F57 C?EB35C?6 @19>?D85BD81>D859>DB131@CE<1BCDBE3DEB5C=ECD255F1D9<1 C@5393C?EB359CI@?C9D9F5B5C@?>C5D?3?=@B5CC9F57B5AE9B5C6EBD85BD5CD9>7D?45D5B=9>5D85C@53933<1CC931D9?> ?6D859>DB131@CE<1BCDBE3DEB1<3?>49D9?> (9@5BC3<1CC931D9?>3?>C945BCF575>5B1<CD175C?69>DB131@CE<1B49C?B

45BC17G9D8D8B55CE27B?E@C?62?>I1C

VI-23

390

4TH

STREET

NORTH,

SUITE

200


/ D$ /-0"/0- ((3'*/ "/ %1>I@1D95>DC1B54917>?C541C81F9>71+%"49C?B45BG8? 9>613D 81F51CDBE3DEB1<D13D+%"%?CD?6D85C5@1D95>DC1B5E>3?=6?BD

12<52531EC5?6=EC3<5@19>DB9775B542I4553D9F5?33D5B65B

5>35C*?=581F5255>9>:EB541>4D85@19>31>255=1>1D9>76B?= 59D85B=EC3<5?B6B?=B5DB?49C;1<9>1==1D9?>1>4545=1$5DLC?C5D89C3?>49D9?>2I5F17D85CDBE3

DEB5C9>F?4B978D+%"C=ECD255H1=9>549>D85 C1=5=1>>5B 2/ &?B=1<1D2?D8@?<5C

/$- (+($

$#' (+($

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

=5>DC1>4>?1?62?>5CEB6135C5B56?B5 D8549C;31>>?D 49C@<135*?9>@1D95>DCG8?4?>?D81F5B5DB?49C;1<545=16B?= DB1E=1 D85DB51D=5>D9C6?3EC54?>5<9=9>1D9?>?6D85CDBE3DEB1< 31EC5C?6=1CD931D?BI=EC3<58I@5B13D9F9DIG9D8@1BD93E<1B1DD5>D9?> D?3?=@<5D55<9=9>1D9?>?61>I4553D9F59>3<9>5CD81D31>13D9F1D5D85 <1D5B1<@D5BI7?94=EC3<5

VI-24

390

4TH

STREET

NORTH,

SUITE

200


/ D$ */$-)'//$*/ ('"F 9CCD1759C381B13D5B9J542I2579>>9>7<1H9DI?6D85<1D5B1<49C;1<<971

=5>D9>3?=29>1D9?>G9D8<1D5B1<@D5BI7?948I@5B13D9F9DI9C;49C

@<135=5>D9CB5F5BC92<596=EC3<53??B49>1D9?>9CB55CD12<9C854

/$- (+($

$#' (+($

2 9CD?BI?6<93; !>D5B=9DD5>D $?14+5CD9>7&571D9F5 ?@@<5B(?CC92<5=9<43B5@9DEC9> DB1>C<1D9?>?>7&?B=1< )1>75(1D8?6%?D9?>-1B912<5 (19>*?EB35 %EC3<5 7 !>D5B=9DD5>D3<93;9>79C5F945>35?6C?=5<1H9DI?6D85@?CD5B9?B<971

=5>D3?=29>54G9D8D5>C9F5@E<<?>D8549C;2ID85CE@5B9?B<1D5B1< @D5BI7?94=EC3<5531EC5D853<93;9C>?D1D9D9C9>4931

D9F5?6@5B9?493=EC3<58I@5B13D9F9DIB5<1D54D?3<5>389>7?B2BEH9>7 <93;9>71>4D5=@?B1<85141385C?>1G1;5>9>79C13?==?>>49>7 1CC?391D54G9D8>?3DEB>1<2BEH9>7 *97>C1>4CI=@D?=C1DD89CCD17531>1<=?CD11D542I?33*9>35?33I9C1<=?CD 1C?65H35CC9F5?33

C9D9F9DI?69>D5B65B9>7D55D8 126B13D9?>C 1>4?D85B@B?7B5CC9F5C97>C?6 D??D841=175C8?E<41
VI-25

390

4TH

STREET

NORTH,

SUITE

200


/ D$9 /$- (+($ ('"F

/$- (+($

$#' (+($

2 9CD?BI?6<93; /5C B539@B?31< $?14+5CD9>7&571D9F596=EC3<53?>

DB13D9?>9CB5<51C54 ?@@<5BXE95D?>B?D1D9?> <93;3B5@9DEC4EB9>7 DB1>C<1D9?> !=179>7+B1>C3B1>91< &?B=1< )1>75(1D8?6%?D9?>-1B912<5 (19>*?EB35 9>=EC3<5 7 CEB5C97>?6=EC3<5D5>C9?>?>D8549C; 1>4571D9?>?6D85 @?CD5B9?B<971=5>D1DD85<1D5B1<@?<5'339CECE1<CD?@@9>7D853<93;9>=?CD!!! 49C;45B1>75=5>DC*9>35 D85C5@1D95>DC?6D5>1C1>4CI=@D?=C9>37 =EC3<5@19>1>4 ?BC97>C?6D??D8G51B 9>CD129<9DI?BC5>C9D9F9DI 1 31B56E<5H1=9>1D9?>?61<<=1CD931D?BICICD5=CDBE3DEB5C9C9>?B45B .89<5C?=5?6D85C5@1D95>DC=1I7?6?BI51BCG9D8?ED@B?7B5CC9F5 41=175?6D85+%" =1>I4?7??>D?341>5C31<1D9?> ?6CI=@D?=C

VI-26

390

4TH

STREET

NORTH,

SUITE

200


/ D$9> /$- (+($+"F

/$- (+($

$#' (+($

2 9CD?BI?6<93; 1413<93;G893849C1@

@51B54 $?14+5CD9>7&571D9F5G85>3?>4I<5C 1B53?=@<5D5?>?9C5?> B?D1D9?>K3B5@9D1D9?> 4EB9>7DB1>C<1D9?> !=179>7+B1>C3B1>91< &?B=1< %)! 9C;49C@<1354?<1D5B1< @?<5?>75(1D8?6%?D9?>1>F1BI6B?=>?B=1< D?12>?B=1<@1D8C1>4 B5CDB93D9?>?6?@5>9>7 (19>*?EB35 %?CD
@B5CC9?>9C@?CC92<5 7 '3331>CD9<<25DB51D54CE335CC6E<75=5>DD81D9CDB51D12<5G9D8619B7 D5B=CD129<9DI?6D85+%"C!6D85?339C@5B653D54G89<5D8549C; CD9<<3?F5BCD85=5491<@?<5 1>4141@D5435>DB93@?CDEB531>25F5B9

54 G581F5C55>1<=?CD>?@B?7B5CC9?>D?CD175!-DD89CCD175CEB

75BI9>371BD8B?C3?@I9C>?D>55454

VI-27

390

4TH

STREET

NORTH,

SUITE

200


/ D$9 $#' (+($ ('"F

/$- (+($

$#' (+($

2 &?9C5)539@B?31<3<93; $?14+5CD9>7(19>96>?DB54E354 !6B54E354 31>1335@D 7 ?@@<5B<93;9>73B5@9DEC?> B?D1D9?>1>4DB1>C<1D9?> !=179>7+B1>C3B1>91< &?B=1<9649C;9CB54E354 *@1353
@<1354 )1>75(1D8?6%?D9?>-1B912<56B?=>?B=1<D? B5CDB93D541>445F91D54 (19>*?EB35 ?=@B5CC9?>?6 B5DB?49C;1<D9CCE5 1>4 =EC3<5@19> 7 9CCD1759C1<=?CD1?DDB51D54*9>35D8549C;9C CD9<<B54E392<5?>D?D85=5491<@?<5 ?339CC?=5D9=5C 1<<D81D9C>55454D?@B5F5>D9>3??B49>1D54=EC3<53?>DB13D9?>CE@ <1D@D5BI7?946B?=49C@<139>7D8549C;!6D85C81@5?6D8549C;9C>?D D??2141335@D12<5B5CE?6D5>2513895F54 #5ID?3?>C5BF1D9F5DB51D=5>D89>75C?>G85D85B141@D5435>DB93@?C

DEB531>2545D5B=9>541>4D85>=19>D19>546E<<?33D @5B=9CC9F5D?( =1I25553D9F5 %)!31>25:ECD9541C14917>?CD93CD5@6?BD89CCD175?69>DB131@CE<1B 456?B=1D9?>

VI-28

390

4TH

STREET

NORTH,

SUITE

200


/ D$9> $#' (+($+"F

/$- (+($

$#' (+($

2 9CD?BI 143<93;G893849C1@

@51B54 &?9C5%1I25>?>5 $?14+5CD9>7+5>45BD?75>D<57 9>51B1<<=?F5

=5>DC !=179>7+B1>C3B1>91< *@13534 2589>43?>4I<5 %)! 9C;49C@<1354?2?D8 @?<5C (19>*?EB35 ?=@B5CC9?>?6 B5DB?49C;1<D9CCE5K ( 7 DD89CCD1759D9CF5BI4?E2D6E<D81DD8549C;31>25B531@DEB54 1>4=19>D19>54?>D85=5491<@?<5(B?7B5CC9?>9C135BD19>DID81D DI@931<6E<7?6D85B5DB?49C;1<D9CCE5C «@5B6?B1D9?>«?CC5?EC381>75C«4I<1B85978D «5H35CC9F5@?CD5B9?BD??D8G51B!6D8549C;49C@<135C=5491<9>3B51C54@?D5>D91<6?B1F1C3E<1B>53B?C9CEC1>%)!1>14CEB7931<3?>CE9C9>4931D54?>C5BF1D9F5C@<9>DD85B1@I =1I<514D?@C5E4?49C;6?B=1D9?>1>49=@B?F5=5>D?6CI=@D?=C 2ED31B59>4917>?C9C9C@1BD93E<1BD1DD89CCD175 VI-29

390

4TH

STREET

NORTH,

SUITE

200


/ D$9 $-%+- /'+*2'/& "0/$6$D$*$- /'1$E+'*/#'.$ .$7

/$- (+($

$#' (+($

2 9CD?BI%1I81F58141>9>:EBI %1I81F581413<93;D81D 49C1@@51B54 &?9C5)?E78 7B1D9>7C?E>4C 31>25@1<@1D54 @B?212?3<93; $?14+5CD9>7,CE1<6E< ?@@<5B?1BC53B5@9DEC !=179>7+B1>C3B1>91< "?9>DC@1353
D931<2?>5456?B=54 %)! *8?GC5HD5>D?6=1BB?G 451D81>41>4 3?>D?EB?649C; (19>*?EB35 )5DB?49C;1<3?=@B5CC9?> @@45B>5CC 7 DD89CCD175 @5B=1>5>D9BB5F5BC92<5381>75C9>D85?331B5 3?>DB19>4931D54*D129<9DI?6D85+%"C=ECD2513895F54D?1=1>175

12<5457B55256?B5@B?35549>7G9D8>1<?33D *@53934917>?C9C?6D85DI@5?6"9C5CC5>D91<C?1@@B?@B91D59=17

9>79C3B9D931< ,C5?616E<<?33DG9D83?>D13D?>1<<D55D81D1DB51D=5>D @?C9D9?>6?BD85+%"C9C?6D5>85<@6E<9>B54E39>749C3?=6?BD

VI-30

390

4TH

STREET

NORTH,

SUITE

200


/ D$9> $-%+- /'+*2'/& &-+*'"

/$- (+($

$#' (+($

2 9CD?BI 1413<93;G893849C1@

@51B54 &?9C5(1<@12<53B5@9D1>D>?9C5 $?14+5CD9>71>ECE1<? 49C3?=6?BD ?@@<5B?1BC53B5@9DEC9>1<< =?F5=5>DC !=179>7+B1>C3B1>91< <1DD5>543?>4I<51>4 5=9>5>35 (19>*?EB35 ,CE1<@B?7B5CC9?>?6+%"456?B=1D9?>D81D ?33EBC16D5B3?=@<5D549C;49C@<135=5>D!- 52?>5D?2?>5 +%"B5<1D9?>C89@D?D856?CC1531> 9>=?CD@1D95>DC 1335@DB=
9>7G9D8>?49C3?=6?BDG89389CG8I13?=@<5D589CD?BI1>45H1=9C C?5CC5>D91<!>=?CD?6D85C5@1D95>DC9D9C@?CC92<5D?13895F5141@D54 35>DB93@?CDEB5'3331>2513895F54G9D8D85C1=5 B5CE?B=1< 9>D13D+%"C2EDD857D5B=CD129<9DI9C>?D D85C1=5H@<19>D?D85C5@1D95>DCD81DD85@B?2<5=9C=1>17512<5 2EDD?5H@53D1>5546?B@5B9?493?33DD?=19>D19>1 @51356E<>5EB?=EC3E<1DEB5 $ -*'*D$.+0-"$ 978454 <1CC5C2I%1B;(9@5B % % $51B>8?GD?4917>?C51>43<1CC96I1<<DI@5C ?6+%"49C?B45BC (9@5B4E31D9?>1>4)5C51B385>D5B *558DD@ GGG@9@5B5B33?=6?B9>6?B=1

D9?>?BD?B5C5BF51C@?D

VI-31

390

4TH

STREET

NORTH,

SUITE

200


&$+($+%)+/'+* (/-$..'* 'EB3<9>931<5H@5B95>3581C3?>C9CD5>D?6=9C4917

>?C9C9>=?CD@1D95>DCG8?C5=1CD931D?BICICD5=@19>814255>@B5F9

?EC?C541C@B9=1B993 ?B38B?>93@19>G9D81> 5D9?1<CDB5CC ?>?D=9C9>D5B@B5DD8512?F5CD1D5=5>DD?=51> @1D95>DC>4 4?>?D=9C9>D5B@B5D9DD?=51>D81DCDB5CC9C>?D1613D?B5D5B= B565BCD?6?B355H5BD541719>CDCDBE3DEB5C D81DD5>4CD?CDB19>?B 456?B= 2 75>5B1<1>9>D5>C931D9?>?6D85 6?B355H5BD54.531>>?D5<9=9>1D5CDB5CC 2EDD85:?2?6D853<9>9391> C8?E<425D?B54E35CDB5CCD?1@?9>D1DG89389D9C>?D45CDBE3D9F5 9C=1I9>F??6@CI3893CDB5CC!D1<=?CD9>F1B912F??6C?=5457B55?6CDBE3DEB1<49C5AE9<92B9E= 8B?>93@19>9CDI@931<541C@19>D81D81C<1CD54=?B5D81>C9H =?>D8C!D9C1=9CD1;5 8?G5F5B D?25<95F5D81D38B?>939DI9C1ED?

=1D931<93CDB5CC!>?EB3<9>931<5H@5B95>35 9D9C 61B=?B5<9;5?D255>3?BB53D?C54?B145AE1D5?CD9391>=ECD255HDB5=5I291C54?B9

5>D1D9?>6?B59D85B1@CI38?75>93?B1CDBE3DEB1<21C9CG85B5?>59C 5H31BI?6D85?D85B9C9CG8I9D9CC?9=@?BD1>DD?3?=@<5D5 2?D81C3B55>9>789CD?BI1>41C3B55>9>75H1=5F5>969D1@@51BC1DD85 ?EDC5DD81DD854917>?C9C9C?2F9?EC 5EC5?6D85M+%"C31<5N81C@B?F5>D?251@B13D931<9>CDBE=5>D 6?B945>D96I9>7G85>CDB5CC=1I251>9=@?BD1>D613D?B75>5B1<BE<5 9CD81D@1D95>DCG8?1B5945>D9541C81F9>745@B5CC9?> =17>954 3?=@<19>DC ?B9BB1D9?>1<CI=@D?=CG9<<>554=?B5D81>3?BB53D9?> ?6CDBE3DEB1<45653DCD?13895F51CE335CC6E<?ED3?=5 ?G5F5B3?B

B53D9?>?6C?=1D9349C?B45BC9C1<=?CD19349C?B45B=?B5DB51D12<5.85>CE38@CI38?75>93 @B?2<5=C1B5B53?7>9J54 9BB5F5BC92<545>D1<DB51D=5>DC8?E<4>?D25 9>9D91D54G9D8?ED1D8?B?E78E>45BCD1>49>7?>D85@1D95>DLC@1BDD81D D85B51B5?D85B@B?2<5=CD81D=ECD25DB51D549>1449D9?>D?D85=1C

D931D?BICICD5=3?BB53D9?>C =?D9?>1<CD1D5C81F51@B?6?E>4553D?>=EC3<5D?>5F5BI?>59C 1G1B5?68?G=EC3<5D?>59>3B51C5C4EB9>7D9=5C?61>H95DI?B5H39D5

=5>D5B5D93E<1B6?B=1D9?>9>D852B19>CD5=9CD85@1BD?6D852B19> D81D9CB5C@?>C92<56?B?EB1G1B5>5CC?6G81D9C7?9>7?>1B?E>4EC 1>4?EBB513D9?>D?9D)1=_?B41>4C8 5H@<19>548?GD81D =5381>9C=153DC=EC3<5%EC3<5C@9>4<5C1B51DD13854D?D853?>

>53D9F5D9CCE51B?E>4CDB91D54=EC3<525BC.9D89>D85=EC3<5C@9>

4<59C1C5>C?BI1@@1B1DEC31<<54D85>E3<51B217 G89389CCD9=E<1D54 2ICDB5D389>7D85=EC3<5 .85>D85=EC3<59CCDB5D3854 D85>E3<51B217C5>4C1>9=@E
VI-32

390

4TH

STREET

NORTH,

SUITE

200


35>DB1<>5BF?ECCICD5=G8938 9>DEB>C5>4C1C97>1<D?3?>DB13D2I G1I?6D85=?D?B>E3<5EC?6D856D83B1>91<>5BF55=EC3<59CD8EC CD9=E<1D54D?3?>DB13D .85>D85B5D93E<1B6?B=1D9?>9CB5C@?>49>7D?5=?D9?>1<CD9=E<9 9D 31>9>E5>35D85D5>C9?>?>D85>E3<51B2172I31EC9>7D85=EC3<5 25BC?6D85C@9>4<5D?3?>DB13D=?B5!>D81DCD1D59DD1;5C<5CCCDB5D38 ?6D85=EC3<5D?CD9=E<1D5D85>E3<51B217 E E G G9C5H@<19>CG8IC?=5@1D95>DCG9D81
129<9DI<5F5<=1I>?DB5C@?>4D??33D5B65B5>35CG9D85H35CC9F5 =EC3<58I@5B13D9F9DI G89<5?D85BC=1IB5C@?>4D?D85=?CD=9>ED5 CD9=E<1D9?>6B?=14553D9F53?>D13DG9D8C5F5B5=EC3<58I@5B13D9F9DI 9C1CD81DB54E3D9?>?65=?D9?>1<CDB5CC=1IB54E35D85 =EC3<5B5C@?>C5D?4553D9F5?333<9>5C?B?D85BCD9=E<9 $?>7CD1>49>7 E>B5C?9C6B5AE5>D
C9?>1>41ED?>?=93B5C@?>C5CCE381C5CC 1>41>E=25B?6@CI38?75>93B5C@?>C5C+?1ED?=1D931<1<CDB5CC9CD85@B9=1BI49C51C59C1C5B9?EC=9CD1;5 1>4E>6?BDE>1D51<<D??3?==?>?>5.581F5C55>>E=5B?EC @1D95>DCG8?C5CI=@D?=C?6CDB5CC1>445@B5CC9?>G5B51<=?CD9==5

491D51D542I3?BB53D9>7D85CDBE3DEB1<31EC5?6=1CD931D?BI CICD5=@19> !

3?==?>5BB?B9>4917>?C9C9CD?1CCE=5D81D96@B5F9?ECDB51D=5>D 1DD5=@DC81F5619<54 D8549C?B45B9C38B?>931>481C1@CI38?75>93 5D9?D9CD89C25<956D81DM38B?>9361391<@19>N9C?6D5> EC54D?9>4931D5D81DD85@19>9C@B9=1B993 (9@5B81C14F?31D54EC5?6145>9D9F5@19>3<1CC931D9?>1C@1BD?6 5F5BI5H1=9>1D9?>?>?B?61391<@19>@1D95>DC?=@<5HB579?>1<@19> CI>4B?=5)(* 2B?=I1<791 1>4F1B9?EC6?B=C?6B55HCI=

@1D85D934ICDB?@8I)*31>3?>CD9DED51=1:?B31EC5?6@19>1>4 C8?E<4138B?>93@19>@1D95>DC 1B56E<5F1C?61<1B75>E=25B?6@B5 4917>?C54M38B?>9361391< @19>N@1D95>DC81F5C8?G>D81DF

F I .581F5<51B>54D81DG5 =ECD5F1DG9D8?EDB571B46?B1>I@B5F9?EC5=@9B9

31<1DD5=@DC1DDB51D=5>D5B59C>?>554D?B5@51D@B?@5B5 9=179>7?B?D85B?2:53D9F5D5CD9>72ED1CDBE3DEB52ICDBE3DEB51>1I4917>?C9C9C=145 B571B4<5CC ?68?G7D85CI=@D?=C81F5255>@B5C5>D

VI-33

390

4TH

STREET

NORTH,

SUITE

200


VII-1

390

4TH

STREET

NORTH,

SUITE

200


VII-2

390

4TH

STREET

NORTH,

SUITE

200


VII-3

390

4TH

STREET

NORTH,

SUITE

200


VII-4

390

4TH

STREET

NORTH,

SUITE

200


VII-5

390

4TH

STREET

NORTH,

SUITE

200


VII-6

390

4TH

STREET

NORTH,

SUITE

200


VII-7

390

4TH

STREET

NORTH,

SUITE

200


VII-8

390

4TH

STREET

NORTH,

SUITE

200


VII-9

390

4TH

STREET

NORTH,

SUITE

200


VII-10

390

4TH

STREET

NORTH,

SUITE

200


VII-11

390

4TH

STREET

NORTH,

SUITE

200


VII-12

390

4TH

STREET

NORTH,

SUITE

200


VII-13

390

4TH

STREET

NORTH,

SUITE

200


VII-14

390

4TH

STREET

NORTH,

SUITE

200


VII-15

390

4TH

STREET

NORTH,

SUITE

200


VII-16

390

4TH

STREET

NORTH,

SUITE

200


VII-17

390

4TH

STREET

NORTH,

SUITE

200


VII-18

390

4TH

STREET

NORTH,

SUITE

200


VII-19

390

4TH

STREET

NORTH,

SUITE

200


VII-20

390

4TH

STREET

NORTH,

SUITE

200


VII-21

390

4TH

STREET

NORTH,

SUITE

200


VII-22

390

4TH

STREET

NORTH,

SUITE

200


VII-23

390

4TH

STREET

NORTH,

SUITE

200


VII-24

390

4TH

STREET

NORTH,

SUITE

200


VII-25

390

4TH

STREET

NORTH,

SUITE

200


VII-26

390

4TH

STREET

NORTH,

SUITE

200


VII-27

390

4TH

STREET

NORTH,

SUITE

200


VII-28

390

4TH

STREET

NORTH,

SUITE

200


VII-29

390

4TH

STREET

NORTH,

SUITE

200


VII-30

390

4TH

STREET

NORTH,

SUITE

200


VII-31

390

4TH

STREET

NORTH,

SUITE

200

THE FUNCTIONAL-ESTHETIC ANALYSIS Are the TM Joints stable and healthy? Can they comfortably accept maximal load testing?

If ‘Yes’ proceed with checklist.

5 Requirements of Occlusal Stability

Yes/No

Treatment Options

Yes/No

Treatment Options

Yes/No

Treatment Options

If ‘No’ treat joint first.

Are there stable stops on all teeth or a substitute? Is the anterior guidance in harmony with the envelope of function? (CR contact to incisal edges) Do all the posterior teeth disclude in protrusion? Do all the posterior teeth on the balancing side disclude during excursion toward the midline? Do any teeth on the working side interfere with the anterior guidance?

6 Macro Esthetic Goals Does the patient have an acceptable maxillo-mandibular relationship in centric relation (Face, Airway, Bite)? Is the labial embrasure between the centrals parallel with the midline and perpendicular to the occlusal plane? Does the vertical and horizontal edge position of the maxillary central incisors relate to the inner vermillion border of the lower lip? Are the posterior occlusal planes in harmony with the incisal planes? Is the buccal corridor (transverse relationship) within normal limits? Is the display of gingiva acceptable when smiling?

6 Micro Esthetic Goals Does the gingival contour have proper position & balance? Are 6-11 in golden proportion? Is the width-to-length ratio of the central incisors 75-85%? Is the papillary position acceptable, without black triangles present? Are the axial inclinations of the anterior teeth acceptable esthetically? Is the depth of the incisal embrasures appropriate for the patient?

Treatment options: Reshape, Reposition, Restore, Reposition a boney segment

12/7/11

10 Step 3D Treatment Planning Checklist Step 1: Choose Condylar Position (Based on Restorative TMJ-Occlusal Examination) a.) Maximum intercuspation b.) Centric Relation c.) Treatment Position

Step 2: Go Tooth by Tooth With casts, restorative chart, periodontal probings & photos, and mark hopeless teeth, questionable teeth, and teeth that need to be restored (crowned or onlayed) due to weakness or breakdown.

Step 3: Evaluate Maxillary, Mandibular Occlusal Plane Use photographs (full face, profile, and smile shots) & mounted casts.

Step 4: Choose Vertical & Horizontal Position of Mandibular Incisal Edge Step 5: Choose Vertical & Horizontal Position of Maxillary Incisal Edge Step 6: Choose Vertical Dimension of Occlusion Step 7: Provide Equal Intensity Stops Step 8: Eliminate Balancing & Working Interferences Step 9: Harmonize Anterior Guidance Step 10: Final Functional-Esthetic Check

F %1.*?;76,*-.5ADwww.TheDawsonAcademy.com

Provisional Checklist

CHECKLIST

Step 1

Step 2 " # #

Step 3 # &

Step 4

#% # &#

Step 5

% & )*)* %

Step 6 ! #& ) *)*&

Step 7 $&

Step 8 " # & & & #% ## & %#&# "%# '&

Step 9

&)*&

Step 10

& & &% && ( ©2011 The Dawson Academy

LAB

Lab communication checklist We must communicate: Condylar position Vertical dimension Vertical and horizontal position of the mandibular incisal Vertical and horizontal position of maxillary incisal edge Lingual contour of maxillary incisors (EOF) Precise Margin Placement Preparation Shade Desired shade and contour

Required Records for Effective Lab Communication: Facebow/ or facebow preservation model Final impression Opposing impression or model Bite registration to mount provisional model/models Bite registration to mount die model/models Dr & patient approved provisional impression/model Full series of preop photos/provisional photos/dentin shade/desired shade tab Detailed laboratory prescription Request for custom guide table & incisal matrix Complete treatment plan (if cases to be completed in phases)

Case Sequencing TMJ-Occlusal Examination

Negative Occlusal Examination

1 No Signs of

Positive Occlusal Examination

2

Instability:

Signs of Instability: -Tooth wear/erosion -Tooth mobility, -Muscle pain, -Occluso-muscle pain, -Lateral Pole issues

-Healthy TM Joint Work in Patient’s Habitual Occlusion (Maximum Intercuspation)

Verifiable CR Equilibrate/Reposition/ Restore/or Orthognathic to Centric Relation with ideal occlusal scheme

3

Signs of Instability: -Medial Pole issues -DJD

Non-Verifiable CR Treat TM Joint. Must be stable before restorative phase “Treatment Position Approach” © 2012 The Dawson Academy

Treatment Sequencing Stage I Treatment Eliminate pain and/or abscesses Emergency concerns of patient Initial scaling & root planing Home care instructions Caries Control

Stage II Treatment Splint therapy Equilibration Referral to specialists for treatment ( Ortho, O.S., Perio, Endo) Provisional Restorations

Stage III Treatment Restorative Dentistry 1. Mandibular Anteriors 2. Maxillary Anteriors 3. Posteriors

© 2012 The Dawson Academy

Dawson Academy Photographic “Full Series” 1

2

4

3

5

7

8

11

6

9

12

14

13

15

17

16

18

20

10

19

21

©2009 The Dawson Academy

Photograph 1.) Full Face 2.) Profile Face 3.) Face, Lips Retracted 4.) Full Smile 5.) Right Lateral Smile 6.) Left Lateral Smile 7.) Rest Position 8.) “E” Position 9.) Tipped Down Smile 10.) Profile Smile 11.) Right Lat. Retracted 12.) Frontal Retracted 13.) Left Lat. Retracted (Teeth Apart) 14.) Right Lat. Retracted 15.) Frontal Retracted 16.) Left Lat. Retracted (Teeth Together) 17.) Right Lat. Retracted 18.) Frontal Retracted 19.) Left Lat. Retracted (Close Up) 20.) Upper Occlusal 21.) Lower Occlusal

Lens Setting

1 : 10 1:3

1:3

1:3

1:3

1 : 1.2

1:3

Suggested F-Stop

Positioning Reminders

F : 5.6

Use a background behind the patient. Blue or black works well. Patient is standing, camera level with patient’s head.

F : 22-32

Patient is seated on side of dental chair. Photographer is seated facing the patient. Camera level with smile.

F : 22-32

Patient is seated on side of dental chair. Photographer is seated facing the patient. Camera is level with smile. With tipped down smile, patient tips chin down.

F : 22-32

Patient positioned like smile shots. When using retractors, have patient pull them outward and away, not backward (which collapses buccal corridor).

F : 22-32


F : 22-32


F : 22-32

Use wire retractors and position mirror on arch opposite from the one you are photographing. Do not take the picture until you can see the entire arch form.

Key Point: This checklist is designed to be used with the Digital Photography DVD in the Masters Library Series available from The Dawson Academy. Remember to set the camera on aperture priority mode (AV Mode with Canon cameras). The lens should be on Manual Focus (remember the lens is preset on the correct ratio; move in and out to focus). If you are having trouble with poor image quality, an internal setting needs to be adjusted on your camera. Contact Photomed (www.photomed.net) to get the specifics to solve this problem. It is strongly recommended that you purchase your camera from a dealer who is comfortable with Macro dental digital photography. These cameras will come ready to shoot, and the dealer will be an invaluable resource should you need additional information.

©2009 The Dawson Academy

Become a

Dawson Alumni Member You are eligible today for these benefits: Practice Listing On Our ‘Find A Dawson Dentist’ Website V

Discounts V

Practice Aids V

And much more! MEMBERSHIP DUES: New Membership: $299/year Member Renewal: $199/year Please fill out this registration form and return it in to us to take advantage of these limited time offers. Alumni Association Membership:

New Member: $299/year

Member Renewal: $199/year

Name:______________________________________________________________ Degree:___________________ Address: ______________________________________________________________________________________ City: ______________________________________________________ State:__________ Zip:___________________ Phone #____________________________________ Email:______________________________________________ Fax #: ______________________________________ Check

Visa

MasterCard

American Express

Credit Card No.: _________________________________________________________Exp. Date: _____________

Sec. Code: ____________ Signature __________________________________________________________ Date ____________________

390

4TH

STREET

NORTH,

SUITE

200

S S T .

PETERSBURG,

FLORIDA

33701

Sponsors

PhotoMed

Digital Dental Camera Equipment and Accessories

The Dawson Academy has invited a limited number of vendors to display items discussed during the seminar. These vendors are not Dawson Academy employees but they have made a commitment to help you understand in more detail how and why to use certain materials, equipment and /or instrumentation, so please take advantage of their knowledge. Royalties are received on the Combi instrument system, which Dr. Dawson designed, as well as donated materials and fees by vendors.

MATERIALS AND EQUIPMENT LIST The following is a list of materials and sources for the equipment and supplies which are recommended for the procedures taught in the Concept of Complete Dentistry seminars. Since materials are constantly being upgraded or changed, please double check with suppliers to make certain the information is current at the time of your order. To help you get started in the methods being taught, three companies have been invited to display at the seminars. They are here to help you and to inform you by answering your questions. They make a continuous effort to have available the variety of materials that relate to what is taught, and they can show you how to use equipment and materials. Other than normal royalties on the Combi articulator, the Compas attachment system and the accompanying parts of these systems that Dr. Dawson designed, no fees of any kind are paid by exhibitors. They are here solely for your benefit. Please take advantage of their expertise.

MATERIAL

SUPPLIER

t"$3:-*$ "MJLF $PF

$POUBDU-PDBM3FQ

PHONE#

4QMJOU3FTJO,JU

(SFBU-BLFT

1SPUFNQ(BSBOU .&41&

$POUBDU-PDBM3FQ

-VYBUFNQ

$POUBDU-PDBM3FQ

#JT$PWFS

#JTDP

(SFBU-BLFTPS $BEDP .PEFM"

-VDJB+JH

(SFBU-BLFT

/5*544

*WPDMBS7JWBEFOU *OD

t"-(*/"503.*9&3

t"/5&3*03%&130(3"..&34

t"/5&3*03(6*%&5"#-& *WPMFO$VTUPN5SBZ.BUFSJBM 5SJBE $BVML t"26"-*;&3 For muscle deprogramming

$POUBDU-PDBM3FQ (SFBU-BLFT

390

4TH

STREET

NORTH,

SUITE

200

Revised 03.02.10

t"35*$6-"5*/(1"1&3 GPSNPEFMTCPYXJUITIFFUTDNYDN 3FEBOE#MVF#BVTINJDSPO

(SFBU-BLFT

1BSLFMMPS (SFBU-BLFT 8IJQ.JY

8IJQ.JY

t"650$63*/("$3:-*$'033&-*/*/( /BUVSFDSZM

($"NFSJDB

t#*5&3&$03%."5&3*"-4 %FMBSXBYoHFUXBGFST UBQFSFEMBSHF .JOJCVUBOFUPSDI BNVTU "DDV'MPXCJUFSFHJTUSBUJPONBUFSJBM

%FMBS (SFBU-BLFT (SFBU-BLFT

t"35*$6-"5*/(3*##0/GPSNPVUI 1BSLFMM"DDVëMNCMBDLSFE EPVCMFTJEFE &YBDUB'JMNCMBDLCMBDLSFESFE t"35*$6-"503 .BSL"SUJDVMBUPS t"$$&4403*&4 Slidematic ear bow with 3 transfer jig assemblies Centri-Check 401" 4JNQMJëFE0DDMVTBM1MBOF"OBMZ[FS

.BHOFUJD.PVOUJOHQMBUFT

t-"#"$$&4403*&4 .BSL"SUJDVMBUPSGPSNPVOUJOH Plastic anterior guide tables %BXTPO'PTTB(VJEF1JO

t#0/%*/($0.104*5& 'JMUFL4VQSFNF1MVT . 0QUJCPOE'- ,FSS

4JOHMF#POE .

t#634%*".0/%4 High Speed:

$POUBDU-PDBM3FQ

#SBTTFMFS

#FODP

ɨF%BXTPO"DBEFNZ1SFQ,JU

#SBTTFMFS

For Polishing porcelain or enamel #MVF%FEDP8IFFM

(SFBU-BLFT

390

4TH

STREET

NORTH,

SUITE

200

t#634%*".0/%4 DPOU %JBMJUF*OUSB0SBM,JU , %JBMJUF&YUSB0SBM,JU , 6OJWFSTBM1PMJTIJOHQBTUF GPSBMMTVSGBDFT 4BQIJS1PMJTIJOHQBTUF GPSNFUBMT

#SBTTFMFS #SBTTFMFS *WPDMBS7JWBEFOU *OD 3FOGFSU

ɨF%BXTPO"DBEFNZ5SFBUNFOU1MBOOJOH,JU )& BOE) &RVJMJCSBUJPO#VST ) 8%(8%.8% #MVF1JOL(SBZ

#SBTTFMFS

#SBTTFMFS

1BUUFSTPO

Slow Speed: )1"YJT t$&.&/54 Implant crowns: 1SFNJFS*NQMBOU$FNFOU RMGI: 'VKJ**$FNFOUQFSNBOFOU ($

3FMZY-VUJOH$FNFOU .

Resin: 6OJDFN . 7BSJPMJOL7FOFFS *WPDMBS Temporary: Fynal 5FNQ#POE DMFBSSFHVMBS

Durelon

$POUBDU-PDBM3FQ

t$&3".*$4 ($"NFSJDB 'PSQPSDFMBJOWFOFFST GFMETQBUIJD %4JHO /PSJUBLF$;3 ($*OJUJBM ($*2 'PSQPSDFMBJOWFOFFST QSFTTBCMF &NQSFTT&TUIFUJD ($*OJUJBM1$ ($*2 'PSQPSDFMBJOPOMBZT&NQSFTT ($*OJUJBM1$ "MMQPSDFMBJOGVMMDSPXOTBOUFSJPS&NQSFTT&TUIFUJD ($*OJUJBM1$ ($*2 "MMQPSDFMBJOGVMMDSPXOTQPTUFSJPS$"%$".:;$PSF ($*OJUJBM;3 &NBY 'PSQPSDFMBJOGVTFEUPNFUBM%4JHO ($*OJUJBM 'PSQPSDFMBJOQSFTTFEUPNFUBMPS:;($*OJUBM-' ($*OJUBM*2 t$-&"3"/$&(6*%& Disposable clearance tabs 'MFYHVJEF ,FSS

$POUBDU-PDBM3FQ

t$6450.53":."5&3*"- 5SJBE5SV5SBZ$MFBS

$POUBDU-PDBM3FQ

t%*(*5"-$".&3"

/PSNBO$BNFSB 8BTIJOHUPO4DJFOUJëD 1IPUPNFE 390

4TH

STREET

NORTH,

SUITE

200

t%011-&3GPS5.+TPVOET

(SFBU-BLFT

t%06#-&$3044-*/,&%%&/563&5&&5)

*WPDMBS7JWBEFOU *OD

t&45)&5*$$)&$,-*45

ɨF%BXTPO"DBEFNZ

t&9".*.1-*$"5*0/4'03.

ɨF%BXTPO"DBEFNZ

t(3"%6"5&%$:-*/%&3 ..-

(SFBU-BLFT

$POUBDU-PDBM3FQ *WPDMBS7JWBEFOU *OD

t*.13&44*0/."5&3*"-4 For diagnostic casts +FMUSBUF'BTU4FU "DDVEFOU4ZTUFN For master die models Pentamix System (3M ESPE)

$POUBDU-PDBM3FQ

Vinyl Polysiloxane (VPS) Impression material "ïOTQSFDJPVT $PMUFO8IBMFEFOU

$POUBDU-PDBM3FQ Silver light body *NQSJOU . )FBWZCPEZTZTUFNGPS1FOUBNJY.BDIJOF t*.13&44*0/53":4 .FUBMSJNMPDLOPOQFSGPSBUFEUSBZT $BVML

1MBTUJDQFSGPSBUFETUPDLUSBZ ($"NFSJDB

%JSFDUFEìPX . OPBEIFTJWFOFFEFE

(SFFO&OWZ5SBZ$MFBOFS

8IJQ.JYΉ

t-"#.*$304$01& (0QFSBUJOH.JDSPTDPQF

(MPCBM4VSHJDBMΉ

%FTJHOGPS7JTJPO

"SHFO

"SHFO "SHFO

t-061&4 ɨFTFHMBTTFTNVTUCFëUUFEUPZPVSQSFTDSJQUJPO and your customary comfortable working distance. "SFQXJMMUBLFDBSFPGUIFEFUBJMT t.&5"-4 'PS0OMBZT*7 'PS1PSDFMBJONFUBMSFTUPSBUJPOT #JP:FMMPX1' "SHFEFOU4'

$POUBDU-PDBM3FQ

390

4TH

STREET

NORTH,

SUITE

200

t.*/*-"#4"/%#-"45&3 7BOJNBO 4BOETUPSN&YQFSU

%BSCZ%FOUBM-BC

t.0-% GPSXBYUFFUI 1BOE"

(FPSHF5BVC$PNQBOZ

t0$$-64"-41-*/54 .JOJ#JP4UBS 4QMJOU.BUFSJBM NNUIJDLOFTT

(SFBU-BLFT

t1035*0/$0/530--&34$"-&

(SFBU-BLFT

t13&4463&"-(0.&5&3

8BHOFS*OTUSVNFOUT

t1307*4*0/"-3&4503"5*0/4-BC1SPDFTTFE 3VCCFS4FQ 4OBQ4UPOF

(SFBU-BLFTPS 8IJQ.JY

"MDPBUNPEFMTFQBSBUPS

$POUBDU-PDBM3FQ

4JM5FDI1VUUZ 1VUUZ4JMJDPOF

*WPDMBS7JWBEFOU *OD

1SFTTVSF1PU 1VNJDF1SFQQJFToGPSQPMJTIJOHUFNQPSBSJFT

(SFBU-BLFT 8IJQ.JY

t3"/(&0'.05*0/4$"-&4

(SFBU-BLFT

t3&-*/&4 3FMJOF*NQSFTTJPO)ZESPDBTU GVMMEFOUVSFT

,BZ4FF%FOUBM

"NDP.JDSP4FBMJNQSFTTJPONBUFSJBM

$POUBDU-PDBM3FQ

t3&53"$5*0/$03% 6MUSBQBL,OJUUFE3FUSBDUJPO$PSEQMBJO 4J[FT )FNPEFUUFT %VY%FOUBM

6MUSBEFOU1SPEVDUT $POUBDU-PDBM3FQ

t4,6--o.BTUJDBUPSZ.VTDVMBUVSF

(SFBU-BLFT

t40'55*446&.0%&(JOHJUFDI

*WPDMBS7JWBEFOU *OD

390

4TH

STREET

NORTH,

SUITE

200

t41-*/5#634 $VUUJOH#VS $SPTT$VU$BSCJEF5BQFS#VS )FBUMFTT8IFFM )FBWZ$VU#VS)4(&" "YJT%JBNPOE.)1 t450/& 8IJUF4JMLZ3PDLoGPSEJBHOPTUJDDBTUT 4OBQ4UPOFoGPSJOEJSFDUQSPWJTJPOBMT 8IJUF.PVOUJOH4UPOFoGPSNPVOUJOH 3FTJO3PDLoGPSEJFNPEFMT 'PSNVMBoGPSJOWFTUJOHGPSDBTUJOH 'PSNVMBJOQMBDFPGNJDSPTUBS

(SFBU-BLFT (SFBU-BLFT (SFBU-BLFT #SBTTFMFS 1BUUFSTPO

(SFBU-BLFTPS 8IJQ.JY 8IJQ.JY 8IJQ.JY 8IJQ.JY 8IJQ.JY

'PS%JFNPEFMT3FTJOPVT%JF4UPOF9) &5*&NQJSF 'PS*OWFTUJOHGPSDBTUJOHy.JDSPTUBS)4 t5.+4$"-& $ISPOJD1BJO2VFTUJPOBJSF t8"9 8IJUFQSFTFOUBUJPOXBY %FMBSCJUFSFHJTUSBUJPOXBY 0DDMVTBMJOEJDBUPSXBY ,FSS 3FHVMBS4UJDLZXBY Blue periphery way Pink baseplate wax #JUF'PSL$PNQPVOEEJTLPOTFMGBEIFTJWFTUSJQT -JGF-JLF1SFTFOUBUJPO8BY

54DBO

.JDSPTUBS$PSQ

1BJO3FTPVSDF$FOUFS

(SFBU-BLFT %FMBS$PSQ %FMBS$PSQ 8IJQ.JY

1BOBEFOU 8IJQ.JY

5FL4DBO

390

4TH

STREET

NORTH,

SUITE

200

The Masters Audio - Video Library of Complete Dentistry The Masters Library Series provides an unprecedented opportunity for Dr. Dawson and an outstanding faculty of experts to demonstrate techniques, use illustrations to explain concepts, and to share their experience and expertise based on years of highly successful practice. The volumes cover a curriculum that includes both the VFLHQWLÀFUDWLRQDOHRI´ZK\µDQGWKHSUDFWLFDOVWHSE\VWHS´KRZµRIEXLOGLQJDQGPDQDJLQJDPDVWHUTXDOLW\ practice.

Currently available volumes Volume 8 - Video (DVD), “Digital Dental Photography” Digital Photography is a key component for diagnosis, treatment planning, case presentation, and marketing your practice. This DVD will take you through the key camera settings, patient positioning, creating a file in your computer, and a great way to store images. It is designed for both the Doctor and the team to standardize the photographic process within your practice.

Volume 6 – Video (VHS or DVD), “Clinical Assisting for Occlusal Equilibration” This program includes a didactic segment on the rationale for occlusal equilibration which is designed to provide the assistant with a clinical understanding of the masticatory system. In addition, the assistant will learn: how to set up for an equilibration, coordination of ribbon holders, air/water syringe and suction without putting anything down, how to properly place the ribbon to obtain accurate marks, and the importance of continuously evaluating ribbon quality.

Volume 5 – Video (VHS or DVD), “Occlusal Equilibration: Examination, Justification, Consultation, Clinical Procedures” Properly diagnosing an occlusal interference and correcting it with proper equilibration is one of the most valuable treatments you can perform for your patients. In this video volume, the entire process, from screening history through the post equilibration interview, is illustrated in a step-by-step easy to understand manner. You will see a thorough occlusal examination, understand the diagnostic work-up, and observe the patient consultation. The actual process of direct occlusal correction on the patient’s natural teeth is included, along with tips on how the doctor and assistant work together as a smooth, efficient team. The very important techniques for verifying that the equilibration is complete and successful round out this all-inclusive volume.

The Dawson Academy

(800) 952-2178

www.TheDawsonAcademy.com

Volume 4 – Video (VHS or DVD), “The Concept of Complete Dentistry: Factors of Occlusion and Health” This volume is an overview of the ten “must know” factors of occlusion, as well as the requirements for total masticatory system health and stability. Topics covered include: anatomic harmony, functional harmony, the role of the TMJs, anterior guidance, envelope of function and neutral zone. This is an excellent resource for staff training and for sharing with specialists.

Volume 3 – Audio and book (Cassette or CD), “Determining and Communicating Restorative and Esthetic Guidelines” This audio volume explains how to determine and communicate more than 40 specific guidelines in a way that permits verification of accuracy by the technician (or even the chairside assistant). Every guideline for ideal esthetics is defined and illustrated along with a precise method for determination and communication of that guideline.

Volume 2 – Audio and book (Cassette or CD), “Principles and Procedures for Occlusal Equilibration” In this volume, sequenced color illustrations are used to explain the purpose and method of occlusal equilibration in such an understandable format that you could use them to clarify and reassure patients of the need for occlusal therapy. You will learn why occlusal equilibration is so important … when it is so often the most conservative treatment … and how to equilibrate rapidly and very effectively (even chairside assisting is covered).

Volume 1 – Video (VHS or DVD), “Rationale and Methodology for Centric Relation” In this video, you will learn why CR is so critical to almost everything you do in dentistry. You will learn how to find it (even on the most difficult patients). You will learn how to verify it and how to record it with repeatable needle-point accuracy. You will learn how to work with deformed TMJs that have adapted (adapted centric posture) and you will learn what to do when centric relation can not be verified.

The Dental Laboratory Assistant – A three volume video set A competent laboratory assistant can be the single most important factor in changing the operation of a practice. Dentists who have transitioned their practices the fastest are invariably the ones who are working with a laboratory assistant. These three volumes provide step-by-step p p y p instruction for developing this vital staff position.

Lab 1 – Video (VHS or DVD), “Getting Started” This introductory program details the duties of the lab assistant and provides insights on how to effectively hire for this position. You will learn what you need to equip an in-office mini-lab and take an on-site tour of a well managed office mini-lab to see the best way to organize for effectiveness.

Lab 2 – Video (VHS or DVD), “Cast Fabrication and Mounting” In an easy to follow format, our technician will demonstrate every aspect of pouring and d mounting ti di d diagnostic ti casts. Instruction includes using the CR bite registration and facebow recording in the mounting process, verifying the mounting and making the models “presentation quality” in appearance.

Lab 3 – Video (VHS or DVD), “Fabrication of Temporary Restorations” Indirect fabrication of provisional, temporary restoration saves chair time, is more comfortable for the patient and produces high quality temps which require little or no correction in the mouth for fit. Use of excellent provisional restorations is the key to determining precise guidelines for final laboratory contours. This segment instructs on every aspect of the process, including placing correct occlusal anatomy markings on the provisionals. The Dawson Academy

(800) 952-2178


Peter Dawsons’ New Book Functional Occlusion: From TMJ to Smile Design. This book uses an interdisciplinary approach to explain the origin of and possible solutions to many different occlusal problems. Dr. Peter E. Dawson guides the reader along the way providing balanced explanations of theory and technique. He also debunks many popular misconceptions through practical discussion of their origins and the deficiencies of the arguments behind them. Different sides of many philosophies are presented while guiding the reader to the most functional and esthetic solution to various occlusal situations. Hundreds of full-color photographs, illustrations, and diagrams show aspects of the masticatory system, the epidemiology of occlusal problems, and procedures for finding the ideal occlusion. Whether the reader is a general dentist, a specialist, or a technician they will find this book applicable to their treatment methods and philosophies.

Text & Video Reference The Function of Teeth (Book & DVD) describes and explains major findings of a 22-year active research era. For the first time, a clear understanding of how people use their teeth during chewing is related to the graphic jaw movement recordings used for designing and adjusting the condylar controls of articulators. It welcomes the renewed interest in natural tooth form of the posterior teeth pertinent to the location of the forces generated within the chewing cycle and the stability of the joints. It supports the proprioceptive and esthetic role of the anterior teeth. Over 200 illustrations including patient treatment examples. The 2-hour DVD, which supplements material in the text, relates total jaw movement to both anterior and posterior teeth building a foundation for understanding the principles of occlusion and reasons for restoring the teeth to natural, esthetic form.

The Dawson Academy

(800) 952-2178


Team Building Materials The DiSC personality report or inventory, developed by William Moulton Marston, profiles four primary behavioral styles, each with a very distinct and predictable pattern of observable behavior. When applied in the dental practice, the DiSC inventory can lead to professional and personal insights. Understanding the DiSC patterns has empowered millions internationally to better understand themselves and others. The results of the online DiSC profile report are designed to provide targeted insights and strategies for interpersonal success through more effective communication, understanding and tolerance. Benefits of the DiSC profile include: t Understanding behavioral strengths and challenges in yourself and in others t Learning to appreciate the differences and strengths of others t Discovering tools for dealing with conflict effectively t Enhance teamwork and reduce team conflict, stress and turnover t Increasing case presentation skills by understanding how different patients make decisions Everything DiSC Workplace This profile is appropriate for all team members.

$46.50

Everything DiSC Management This profile should be used for doctors and office managers.

$77.50

Everything DiSC Team Culture Report This report evaluates the culture of the team based on the results of the workplace and management reports and includes a 1 hour telephone consult to discuss the results.

$77.50

Other Materials The Esthetic and Restorative Checklist was developed by Dr. Peter Dawson as a system for quality commuication and quality control of esthetic and restorative guidelines between Doctor and Technician. Volume 3 of the Masters Library Series contains a set of 10 checklists. Additional packages of 25 each are available. Perio Probe Picture is an 8x10 color artistic rendering of the tooth and connective periodontium. This print shows the probing of healthy tissue and a 6mm probing of diseased tissue. An easy way to educate patients. The Implication Form was developed by Dr. Dawson so you can have your information readily organized as you chart a new patient in your practice. Our Implication Form charts Periodontal, TMJ, Occlusion and Teeth in an organized and completely detailed and easy to use manner.

Ordering Please complete the order form and return it to the Dawson Center. If you have any questions, please call us at 1-800-952-2178. There is a 30-day money back guarantee, less shipping and handling, so if for some reason you choose to return a particular volume, just do so within 30 days of receipt in the original packaging.

The Dawson Academy

(800) 952-2178


The Dawson Academy Order Form 390 4th Street N, Suite 200, St. Petersburg, FL 33701-2802 Phone: 800-952-2178 or 727-823-7047 Fax: 727-821-0482 www.TheDawsonAcademy.com Date: ___________________________________ Name: ________________________________________________________________

Degree: ______________________

Address: ___ __________________________________________City:____________________State: _____Zip:_______________ Phone #: __________________________________Email:_______________________________Fax #:___________________ ___ Qty

Description

Unit Price

Dawson Textbook - Functional Occlusion From TMJ to Smile Design* DiSC - everything workplace profile

Extended

$187.00 $46.50 $77.50

DiSC - everything management profile DiSC - everything comparison profile (*free with DiSC purchase) DiSC - everything team culture profile Esthetic Checklist (Qty.25 - price includes shipping) Implication Form (Pad of 50) Perio Probe Picture The Function of Teeth - Book/DVD set by Lundeen & Gibbs The Exceptional Dental Practice (Why Good Enough Isn’t Good Enough) by William M. Lockard (Hardback) Dawson Academy “Full Series” Photo Guide $19.95-single sheet - $30.00 for 3 sheets

free* $77.50 $15.00 $20.00 $6.25 $179.00 $100.00

THE MASTERS LIBRARY SERIES**

Volume 1: Rationale and Methodology for Centric Relation - DVD

$139.00

Volume 2: Principles and Procedures for Occlusal Equilibration - Audio Series and Text - CD Volume 3: Determining and Communicating Esthetic and Restorative Guidelines - Audio Series and Text - CD Volume 4: The Concept of Complete Dentistry Factors of Occlusion and Health - DVD

$139.00

Volume 5: Occlusion Equilibration: Examination, Justification, Consultation, Clinical Procedures - DVD

$139.00

Volume 6: Clinical Assisting for Occlusal Equilbration - DVD

$139.00

Volume 8: Digital Dental Photography - DVD The Dental Laboratory Assistant - Three volume set

$139.00

$139.00 $139.00

$315.00

Lab 1: Getting Started - DVD Lab 2: Cast Fabrication and Mounting - DVD

$139.00

Lab 3: Fabrication of Temporary Restorations - DVD

$139.00

Porcelain Veneers within the Dawson Philosophy

$249.00

$139.00

$1,537.00

Cost for entire set (Volumes 1-8 plus the Dental Laboratory Assistant Set) Subtotal 7% Sales Tax (FL Only) TOTAL

F Check F Visa F MasterCard FDiscover F American Express Credit Card No.: ______________________________________________Exp. Date: ______________Sec. Code: ____________ Signature _______________________________________________________ Date __________________ The Dawson Academy is an ADA CERP recognized provider. **30 day money back guarantee, less shipping and handling for MLS DVD’s only - sales are final on all other products **$10.00 for each volume: $15.00 for The Dental Laboratory Assistant set. Alaska, Hawaii and International shipments are higher. *Shipping for the textbook is $12.00 (Maximum shipping within the continental US, $40.00)

Prices subject to change Rev’d

Equipment Brasseler’s Dawson Academy Bur Kits Composite Finishing Kit In this kit, you will find points to work around margins , the ED 9‘s do a beautiful job in contouring the facial surfaces of the anterior teeth. OS burs are designed to work on the lingual and occlusal surfaces. Polishing tips and polishing cups are available as well as the mandrel for the finishing discs from Brasseler.

Anterior/Posterior Prep Kit It contains two sets of veneer burs to be utilized whether you are doing a contact lens preparation or pressed ceramics, a series of crown and bridge burs that have both diamonds as well as carbide finishing burs and also a series of occlusal reduction burs for the posterior and reduction burs for the interior.

Treatment Planning Kit With this kit you will be able to reshape teeth, contour provisionals and to do trial equilibrations. These four burs will be all you need to have available for you in the treatment planning area.

Extra-Oral Porcelain Polishing Kit This kit contains wheels and points to be used directly on porcelain. Once the case has been adjusted and the occlusion is ideal, use these points and tips to put a smooth glazed surface back on your beautiful dentistry.

Intra-Oral Porcelain Polishing Kit Once an occlusal adjustment is complete, this bur kit has the necessary cups and tips for you to be able to take adjusted porcelain and back to a glazed surface.

Provisional Kit This kit was designed specifically by the curriculum committee to provide all of the shapes and contours necessary to do the gross reduction to the interproximal trimming all the way down to creating the ideal smooth surface. We can’t recommend it highly enough as you continue your quest for excellence.

Equilibration Kit The equilibration kit combines four burs: A doughnut shaped diamond, a finishing diamond, a carbide finishing bur and a grounding point.

Retail Price

Special Price

K0198 Composite Finishing Kit

$130.61

$104.49

K0199 Anterior / Posterior Preperation Kit

$196.01

$156.81

K0200 Treatment Planning Kit

$102.07

$81.66

K0201 Extra-Oral Porcelain Polishing Kit

$239.32

$191.46

K0202 Intra Oral Porcelain Polishing Kit

$143.99

$115.20

K0203 Provisional Kit

$190.96

$152.77

K0204 Equilibration Kit

$57.53

$46.02

Procedure Systems:

Qty

$1,060.50

Total

Total

$848.40

Name Address City

Zip

State Phone Email Please charge my: Mastercard Card Number Type of Practice: General Endodontist Laboratory Pedodontist

AMEX

Visa Exp Date Special Instructions:

To order call 800.952.2178 or fax 727.821.0482 or visit our website: www.TheDawsonAcademy.com © 2010 Brasseler USA All rights reserved Printed in the USA

Revised 5/23/2012

2013 Course Schedule CORE CURRICULUM RECOMMENDED COURSE PATH Track

Course Name

Core 1

Functional Occlusion: From TMJ to Smile Design

19

Core 2

Examination and Records

20

Core 3

Treatment Planning Functional Esthetic Excellence

20

Core 4

Achieving Predictable Esthetic Results

19

Core 5

The Art and Science of Equilibration

20

Core 6

Restoring Anterior Teeth

20

Core 7

Advanced Problem Solving

16

Lecture Courses

CE Credits

Hands-On Courses

Core Curriculum for Dentists FUNCTIONAL OCCLUSION - FROM TMJ TO SMILE DESIGN (Lecture) CE Credits: 19 Tuition: $1,695 per doctor or technician1 February 7-9, 2013 (Th-Sa) Clearwater Beach Marriott Suites on Sand Key, Clearwater Beach, Florida March 7-9, 2013 (Th-Sa) Nations Capital Dental Meeting, Washington, D.C.1* May 9-11, 2013 (Th-Sa) Sybron Learning Center, Anaheim, California* October 10-12, 2013 (Th-Sa) Tradewinds Island Grand Resort, St. Pete Beach, Florida 1

The tuition and registration for the Nations Capital Dental Meeting is being handled through (www.dcdental.org/capmeet.asp) * Dr. Dawson will not be instructing at the Washington D.C. or California locations.

EXAMINATION and RECORDS Course held at The Dawson Academy St. Petersburg (FL), Manus Center in Chicago (IL), The Mid-Atlantic Center ( VA), or Sybron Learning Center, Anaheim, (CA) 20 CE Credits Tuition $4,600 February 14-16, 2013 (Th-Sa) – FL March 7-9, 2013 (Th-Sa) – CA April 18-20, 2013 (Th-Sa)– FL May 2-4, 2013 (Th-Sa) – VA June 6-8, 2013 (Th-Sa) – IL August 22-24, 2013 (Th-Sa) – VA October 17-19, 2013 (Th-Sa) – FL December 12-14, 2013 (Th-Sa) – IL

TREATMENT PLANNING FUNCTIONAL ESTHETIC EXCELLENCE Course held at The Dawson Academy St. Petersburg (FL), Manus Center in Chicago (IL), The Mid-Atlantic Center ( VA), or Sybron Learning Center, Anaheim, (CA) 20 CE Credits Tuition $4,600 March 7-9, 2013 (Th-Sa) – IL March 14-16, 2013 (Th-Sa) – FL April 11-13, 2013 (Th-Sa) – VA May 9-11, 2013 (Th-Sa) – CA September 12-14, 2013 (Th-Sa) – IL September 19-21, 2013 (Th-Sa) – FL November 14-16, 2013 (Th-Sa) – FL December 5-7, 2013 (Th-Sa) – VA

Tuition and dates subject to change. The Dawson Academy is an ADA CERP recognized provider.

10.24.12

ACHIEVING PREDICTABLE ESTHETIC RESULTS (Lecture) CE Credits: 19 Tuition: $1,695 per doctor or technician May 16-18, 2013 (Th-Sa) Tradewinds Island Grand Resort, St. Pete Beach, Florida November 7-9, 2013 (Th-Sa) Tradewinds Island Grand Resort, St. Pete Beach, Florida

THE ART AND SCIENCE OF EQUILIBRATION Course held at The Dawson Academy St. Petersburg (FL), Manus Center in Chicago (IL), The Mid-Atlantic Center ( VA), or Sybron Learning Center, Anaheim, (CA) 20 CE Credits Tuition $4,800 February 14-16, 2013 (Th-Sa) – CA March 14-16, 2013 (Th-Sa) – VA May 2-4, 2013 (Th-Sa) – IL October 3-5, 2013 (Th-Sa) – FL

RESTORING ANTERIOR TEETH Course held at The Dawson Academy St. Petersburg (FL), The Mid-Atlantic Center ( VA), or Sybron Learning Center, Anaheim, (CA) 20 CE Credits Tuition $4,800 January 31-February 2, 2013 (Th-Sa) – FL May 16-18, 2013 (Th-Sa) – VA November 7-9, 2013 (Th-Sa) – CA December 12-14, 2013 (Th-Sa) – VA

ADVANCED PROBLEM SOLVING (Lecture) 16 CE Credit Tuition $2,500 per doctor or technician April 11-13, 2013 (Th-Sa) The Sandpearl Resort, Clearwater Beach, Florida

For Lab Technicians OCCLUSION & FUNCTION FOR LAB TECHNICIANS (Lecture) Course held at Mid-Atlantic Center ( VA) 19 CE Credit Tuition $1,295 per technician August 15-17, 2013 (Th-Sa) – VA

FUNCTIONAL OCCLUSION - FROM TMJ TO SMILE DESIGN (Lecture) CE Credits: 19 Tuition: $1,695 per doctor or technician1 February 7-9, 2013 (Th-Sa) Clearwater Beach Marriott Suites on Sand Key, Clearwater Beach, Florida March 7-9, 2013 (Th-Sa) Nations Capital Dental Meeting, Washington, D.C.1* May 9-11, 2013 (Th-Sa) Sybron Learning Center, Anaheim, California* October 10-12, 2013 (Th-Sa) Tradewinds Island Grand Resort, St. Pete Beach, Florida 1

The tuition and registration for the Nations Capital Dental Meeting is being handled through (www.dcdental.org/capmeet.asp) * Dr. Dawson will not be instructing at the Washington D.C. or California locations.

For additional information, availability, or to register for any of these courses call, write or fax: +!+)+')+!2,"+ 2++)*,) $')"

!'& 2 2/

For complete course descriptions visit: www.TheDawsonAcademy.com 10.24.12

2013 Elective Courses ACHIEVING PREDICTABLE ESTHETIC RESULTS (Lecture) CE Credits: 19 Tuition: $1,695 per doctor or technician May 16-18, 2013 (Th-Sa) Tradewinds Island Grand Resort, St. Pete Beach, Florida November 7-9, 2013 (Th-Sa) Tradewinds Island Grand Resort, St. Pete Beach, Florida

ADVANCED PROBLEM SOLVING (Lecture) 16 CE Credit Tuition $2,500 per doctor or technician April 11-13, 2013 (Th-Sa) The Sandpearl Resort, Clearwater Beach, Florida

Dental Medical Track COMPLETE DENTISTS IN THE 21ST CENTURY (Lecture) Instructor: Dr. DeWitt Wilkerson, DMD, Dr. Steven Masley, MD 18 CE Credits Tuition $1,495 per doctor, $795 per staff member1 January 24-26, 2013 (Th-Sa) Rocky Mountain Dental Meeting Denver CO* April 4-6, 2013 (Th-Sa) Hilton at Carillon, St. Petersburg, Florida 1 The tuition and registration for the Rocky Mountain Dental Meeting location is being handled through Metro Denver Dental Society (www.rmdconline.com). * Dr. Masley will not be instructing at the Denver location.

EVALUATION, DIAGNOSIS AND TREATMENT OF SLEEP DISORDERS (Limited to 40 students) Instructor: Dr. DeWitt Wilkerson, DMD Course held at Hampton Inn, St. Petersburg, Florida 14 CE Credits Tuition $1,495 per doctor June 7-8, 2013 (Th-Fri) Hampton Inn, St. Petersburg, Florida

Advanced Restorative Elective TMD PATIENTS: DIAGNOSIS AND TREATMENT* (Limited to 20 students) Instructor: Dr. DeWitt Wilkerson 20 CE Credits June 20-22, 2013 (Th-Sa) – FL November 7-9, 2013 (Th-Sa) – FL

Course held at The Dawson Academy St. Petersburg (FL) Tuition $3,800

*Formerly named Advanced Diagnosis and Phase 1 Treatment

MASTERING COMPLEX CASES (Limited to 10 students) Instructor: Dr. Glenn DuPont 20 CE Credits September 12-14, 2013 (Th-Sa) – FL

Course held at The Dawson Academy St. Petersburg (FL) Tuition $4,500


!'& 2 2/


MASTERING INTERDISCIPLINARY TREATMENT (Limited to 30 students) Instructors: Dr. John Cranham, Dr. Carl Roy - Orthodontist, Dr. Albert Konikoff - Periodontist, Dr. Michael Maugeri - Oral Surgeon Course held at The Mid-Atlantic Center ( VA) 20 CE Credits Tuition $2,995 per dentist, $995 per specialist October 24-26, 2013 (Th-Sa) – VA

Team Members & Practice Building IMPLEMENTING COMPLETE CARE DENTISTRY Leading your patients to ‘YES’… Course held at The Mid-Atlantic Center, Chesapeake VA 13 CE Credits Tuition: $3,800 for Dentist and Two Key Team Members ($595 for each additional Team Member) Instructors: Dr. John C. Cranham, Larry M. Guzzardo, BSBA June 21 & 22, 2013 (Fri & Sa)– VA

HYGIENIST’S ROLE IN SUPPORTING COMPLETE DENTISTRY Instructors: Dr. Kim Daxon & Joanne Schultz-Bailey Course held at The Dawson Academy St. Petersburg (FL) 14 CE Credits Tuition $1,350 May 16 & 17, 2013 (Th & Fri) – FL

How To Register For A Course...

By Mail or Fax: Simply fill out a Dawson Academy Registration form send it via mail or fax. Online Registration: Visit us online at www.TheDawsonAcademy.com.


!'& 2 2/


CORE CURRICULUM

|

LECTURE

Functional Occlusion – From TMJ to Smile Design Course Description This seminar is your gateway to a proven path of clinical and professional excellence. As the foundational seminar in the “Concept of Complete DentistrySM Series,” this course teaches the timeless message that good dentistry, esthetic dentistry, complete dentistry must begin with a thorough understanding of occlusion and the functions of the masticatory system. A comprehensive understanding of how the TM joint, muscles, proprioceptive input, lower anterior teeth, upper anterior teeth, lower posterior teeth and upper posterior teeth are designed to function in harmony with one another is the cornerstone of the Dawson philosophy. Each student will learn to produce beautiful, functionally correct restorative dentistry in an efficient, predictable and profitable fashion. The “4x4” approach to treatment planning will provide each student with the ability to efficiently and systematically treatment plan. They will also learn to recognize dysfunction in all parts of the system, and to recognize the cases that will require additional study prior to restoration. They will learn how to design a beautiful smile; one that will be in harmony with function and speech. They will also learn a standardized approach to gathering records: one that will be consistent with all future Dawson courses, and one that will lead to consistent diagnosis and optimum treatment planning. Regardless of the latest trends in techniques or materials, these principles will remain the foundation of quality dentistry. You will gain an insight and understanding that will change not only how you practice, but your enjoyment of the practice, as well.

Learning Objectives

CLASS HOURS Day 1 & 2 – 8:30 a.m. to 5:00 p.m. Day 3 – 8:30 a.m. to 1:00 p.m.

V

Identify the key components of a complete examination.

V

Evaluate health vs. disease and function vs. dysfunction.

V

Identify the TM joints that are healthy enough to undergo restorative procedures, and the ones that will need additional treatment.

V

Recognize how the joints, muscles and teeth are designed to work together in anatomic and functional harmony.

V

Identify the diagnostic tools for occlusal stability, and when to use them.

V

Identify how to schedule and charge for the diagnostic process.

V

Identify, prior to esthetic treatment, which patients pose a risk to future instability.

V

Sequence the key 4 functional and 4 esthetic components of every beautiful, functionally correct smile – the gateway to 4x4 treatment planning.

General Dentists Specialists Laboratory Technicians

V

Recognize and list the key photographs utilized for co-diagnosis, esthetic evaluation, and case documentation.

LOCATIONS

V

Determine how to use digital photography along with mounted diagnostic casts to visualize optimum dentistry.

Rocky Mountain Dental Meeting, Denver Colorado

V

Transform your vision of a traditional general practice to one that is thriving with elective esthetic and advanced restorative cases.

Tradewinds Island Grand Resort, St. Pete Beach, Florida

CE Credits 19

PREREQUISITE None

TARGET AUDIENCE

Sybron Learning Center, Anaheim, CA 27

See our website for dates and locations

CORE CURRICULUM

|

LECTURE

Achieving Predictable Esthetic Results Course Description This seminar will provide the students with the procedural knowledge to do contemporary restorative procedures at the highest level. Each student will leave with a clear understanding of the four options of treatment: Reshaping, Repositioning, Restoring and Surgical alternatives. Preliminary mouth preparation such as necessary periodontal procedures and occlusal equilibration will be covered in detail. Necessary soft tissue surgical procedures that will provide an ideal gingival backdrop will also be presented. Tooth preparation for crowns and veneers will also be covered. Soft tissue management in conjunction with final impression techniques will be discussed in detail. Provisional restorations, bite registration techniques, laboratory communication and cementation/adhesive options will be a cornerstone of this presentation.

Learning Objectives V

Recognize how to prevent breakage and failure of anterior restorations.

V

Acquire information to maximize function and longevity of anterior restorative dentistry.

V

List the goals of every finished equilibration.

V

Identify the expanded 4x4 process to 16 functional and esthetic requirements.

CLASS HOURS

V

Assess how to efficiently equilibrate the natural dentition and when to use splints in the process.

Day 1 & 2 – 8:30 a.m. to 5:00 p.m. Day 3 – 8:30 a.m. to 1:00 p.m.

V

Distinguish when veneers, all ceramic crowns, zirconia, or metal ceramic crowns are the right choice for your patient.

CE CREDITS 19

V

Discover the keys to efficient and correct tooth reduction for veneers and crowns.

V

Communicate esthetic gingival position to your periodontist and orthodontist.

PREREQUISITE

V

Acquire the key components of lab communication – what to send when.

None

V

Appraise the value of equilibration in everyday restorative practice.

V

Identify the 10 steps to contouring provisional restorations for optimum phonetics, esthetics, and function, and why this will change your practice forever.

V

Plan how to create a customized anterior guidance for each of your anterior restorative cases.

TARGET AUDIENCE General Dentists Specialists Laboratory Technicians

LOCATIONS Tradewinds Island Grand Resort, St. Pete Beach, Florida Sybron Learning Center, Anaheim, CA Tysons Corner Marriott, Tysons Corner, VA 28


CORE CURRICULUM

|

LECTURE

Advanced Problem Solving

Course Description This course will provide the participant with the necessary information to solve complex dental problems. A programmed approach to treatment planning will be presented so that each student will learn how to solve the 16 functional and esthetic goals when given any set of circumstances. Extreme occlusal wear, anterior open bites, deep overbites, extreme overjet and Class III malocclusions will be discussed. Neutral zone and vertical dimension will be covered in detail as it pertains to the treatment of the above problems. Special emphasis will be placed on best restorative options, and when orthodontic/ orthognathic alternatives should be considered. Each participant will learn how and when to open the vertical dimension of occlusion and when not to. A programmed approach to complete mouth reconstruction, whether it is teeth, dental implants, precision attachment partials or a combination, will be a cornerstone of this program.


Recognize how the 16 functional and esthetic criteria for success can apply to even the most difficult treatment plan.

V

Plan what additional records may be required for the treatment planning of various complex esthetic and functional problems.

V

Evaluate how to recognize the patient who will be best served with a complete mouth reconstruction.

V

Solve complex functional and esthetic problems such as extreme wear, with optimum restorative dentistry.

V

Judge how to establish a relationship with the orthodontist, periodontist and orthognathic surgeon to solve even the most complex dental and skeletal problems.

V

Verify the process of taking centric jaw relation records to cross mount the die models with the provisional models and why this is one of the most critical aspects of complete mouth dentistry for incredibly predictable results.

V

Appraise individual articulation systems to do complete mouth rehabilitation dentistry.

V

Explore when it is safe to open the vertical dimension and when it is not!

V

Plan how to sequence complete mouth reconstructions so that you will know in advance the number of appointments that will be required, and precisely what to do at each visit.

V

Identify how to phase complex treatment plans, so if needed, a complete mouth reconstruction can be done over a period of years rather than weeks!


CE CREDITS 16

PREREQUISITES Functional Occlusion – From TMJ to Smile Design Achieving Predictable Esthetic Results

TARGET AUDIENCE General Dentists Specialists Laboratory Technicians

LOCATION Don Cesar Hotel, St. Pete Beach, FL


29

|

|

CORE CURRICULUM LECTURE Core Curriculum Hands-on Dentist

Occlusion and Function Comprehensive for Lab Technicians Examination & Records Course Description As dentists have progressed through Dr. Peter Dawson’s “Concept of Complete DentistrySM Series,” they have frequently expressed the need for a laboratory technician who understands the principles of occlusion with whom they can work to achieve their desired results. This course has been developed for those technicians wishing to practice complete dentistry. This intense two-and-a-half day program has been designed to advance the knowledge and skills of intermediate level technicians. The interactive program will include lecture, videos, slides, and discussion of the masticatory system, anatomic and functional harmony, the temporomandibular joint, centric relation, anterior guidance, envelope of function, the neutral zone, long centric, vertical dimension, the occlusal plane, occlusal stops, requirements for occlusal stability, instrumentation and more. This course is a unique opportunity for technicians to learn about the function of the masticatory system in an environment just for technicians. (LIMITED TO 20 TECHNICIANS)


Anatomy and function of the masticatory system.

V

Understanding open centric relation bites vs. closed centric occlusion bites and the indications for each.

V

Understanding the role of the neutral zone on anterior and posterior restorations, and when it is critical to the case outcome and incisal edge position.

V

Understanding when, how and why to use the face bow mounted casts and how simplified semi-adjustable articulators can make even complex cases easier and more predictable.


CE CREDITS 19

PREREQUISITE

V

Understanding anterior guidance – the importance of stable occlusion and how to restore it in the lab.

V

When and how to increase vertical dimension.

V

Evaluating anterior incisal plane and posterior occlusal plane.

TARGET AUDIENCE

V

How to create stable posterior restorations.

Technicians

None


30

CORE CURRICULUM

|

HANDS-ON DENTIST

Comprehensive Examination and Records Course Description This hands-on program will provide the participant with the technical and managerial skills to institute a comprehensive examination process into his/her practice. All of the procedural skills will be covered, as well as tips on training the staff on the parts of the evaluation process that can be delegated. The complete examination, and the accompanying records, are the absolute cornerstone of the Dawson philosophy. All esthetic, functional, biological and structural issues will be addressed in this process. (Limited to 20 dentists) Special emphasis will be placed on scheduling and implementing The Complete Examination/Records appointment into a busy general practice. (LIMITED TO 20 DENTISTS)


Acquire efficient records gathering process that can be implemented immediately.

V

Acquire skills to educate each patient during an examination.

V

Establish fees for examination/consultation process.

V

Integrate the ability to ask future focused questions.

V

Locate, verify, and precisely record centric relation and mount casts onto an appropriate semi-adjustable articulator.

V

Acquire the skills to use a macro digital camera to shoot a full series of diagnostic digital photographs.

V

Verify how to do a correct face bow transfer – and why this is critical to both the diagnostic and restorative phase of treatment.

V

Judge how to do a comprehensive smile analysis – how to recognize the flaw in any smile.

V

V

Evaluate the system for signs of instability (wear, mobility, migration, muscle issues, or TMJ dysfunction) - the key to clinical examination, and insure the patient understands the problem. Select a protocol for when to get CT, MRI, etc. based on ROM, history and load test.


CE CREDITS 20

PREREQUISITE Recommended :

Functional Occlusion – From TMJ to Smile Design

TARGET AUDIENCE General Dentists Specialists


31

CORE CURRICULUM

|

HANDS-ON DENTIST

Treatment Planning Functional Esthetic Excellence Course Description This hands-on course provides the participant with a programmed approach to diagnosis and treatment planning. Utilizing the standardized records taught in the lecture course, Functional Occlusion – From TMJ to Smile Design, each dentist will learn how to visualize optimum dentistry from an esthetic, functional, biological and structural perspective. Special emphasis will be placed on the four options of treatment (reshaping, repositioning, restoring and surgical correction), so that the correct option(s) are chosen for each patient. Additionally, each student will learn how to segment large treatment plans, so that patients with financial issues can receive optimum care over time. The focus of the program is to integrate a comprehensive treatment planning process into their practice. Suggestions will also be made on creating time and a place for optimum treatment planning. Finally, a consultation process will be discussed in detail, insuring each participant will enjoy a healthy care acceptance rate. (LIMITED TO 20 DENTISTS)

Learning Objectives Establish a step-by-step process for treatment planning any restorative case, from the simplest to the most complex.

CLASS HOURS

V

Explore why 90% of mistakes occur not during the restorative phase, but rather during the treatment planning process.


V

Plan and visualize ideal esthetics and ideal function.

V

Design a programmed treatment planning process.

CE CREDITS

V

Discover the need for/value of quality records.

20

V

Master the 16 functional and esthetic components of every healthy, functionally correct dentition.

PREREQUISITE

V

Investigate how the teeth should be positioned in space for optimum esthetics, phonetics and function.

V

Recommended :

Functional Occlusion – From TMJ to Smile Design

V

Identify specifically how to utilize the diagnostic photographs in conjunction with mounted diagnostic models to visualize an optimum course of treatment.

V

Create a segmented treatment plan so that optimum care can be delivered over a longer period of time.

TARGET AUDIENCE

V

Organize your schedule and create a treatment planning process within your practice.

V

Breakdown your schedule to create a consultation process within your practice; one that will connect with your patients wants and needs, as well as boost case acceptance.

General Dentists Specialists


32

CORE CURRICULUM

|

HANDS-ON DENTIST

The Art and Science of Equilibration Course Description This three-day, hands-on program will teach you how to implement a process of occlusal therapy within your dental practice. Participants will be shown the importance of the trial equilibration and given the opportunity to adjust several different case types. The utilization of PowerPoint, pre-recorded video of patient treatment, and hands-on exercises will provide the participants with the knowledge and confidence to return home and implement occlusal treatments. (LIMITED TO 20 DENTISTS)


Design a stable, minimal stress occlusion (lines in front, dots in back).

V

Recognize when to equilibrate your patient, and when other options should be considered.

V

Plan how to schedule the equilibration appointment.

V

Choose appropriate articulation paper to mark each type of occlusal interference.

V

Assess when an occlusal splint should be considered prior to reshaping, repositioning or restoring.

V

Evaluate how to efficiently equilibrate the natural dentition.

V

Select, train and work with a dental assistant to efficiently adjust an occlusal splint and/or equilibrate the dentition.

V

Verify when to use a full arch occlusal splint, and when to use an anterior deprogramming appliance.

V

Evaluate and apply the use of T-Scan technology to refine and finish equilibration.


CE CREDITS 20


Functional Occlusion – From TMJ to Smile Design Achieving Predictable Esthetic Results Comprehensive Examination and Records Treatment Planning Functional Esthetic Excellence

TARGET AUDIENCE General Dentists


33

CORE CURRICULUM

|

HANDS-ON DENTIST

Restoring Anterior Teeth Course Description This three-day, hands-on program will teach each participant to perform anterior restorative procedures at the highest level. All direct and indirect options for the restoration of anterior teeth will be discussed in this program. Through PowerPoint, pre-recorded patient video, and hands-on exercises, each participant will gain mastery with anterior direct resin veneers, stacked and pressed ceramic veneers, pressed ceramic crowns, anterior zirconia crowns and bridges, and porcelain fused to metal. Additionally, the attending dentists will learn which material should be considered for each individual patient circumstance. Participants will be shown how to utilize digital photographs in conjunction with the mounted diagnostic models to visualize the necessary functional and esthetic changes, and create a diagnostic wax-up. Students will practice creating preparation reduction guides, and provisional matrixes to guide them through the preparation appointment. Special emphasis will be placed on contouring the provisional restoration, and why this is key to long-term functional and esthetic success. Finally, cementation and adhesive options will be discussed in detail so that the proper delivery option is matched with each material. (LIMITED TO 20 DENTISTS)

Learning Objectives

CLASS HOURS

V

Choose the correct vertical and horizontal incisal edge position for any maxillary esthetic restoration that will be in harmony with esthetics, phonetics, and function.


V

Choose the correct mandibular incisal position. Why this is the functional starting point, and why this is one of the most critical decisions we make!

CE CREDITS

V

Fabricate preparation reduction guides to insure optimum reduction with every anterior preparation.

V

Prepare teeth for a variety of materials when utilizing veneers and crowns.

V

Compare how to easily fabricate exquisite provisional restorations for both veneers and crowns, and how to contour them to insure optimum esthetics, phonetics, and function. This may be THE most important step in the restorative process to insure long-term success.

20


Functional Occlusion – From TMJ to Smile Design Achieving Predictable Esthetic Results

V

Choose and communicate shade and contour to the dental laboratory.

V

Evaluate the options to manage the gummy smile: when a gingivectomy or osseous surgery is optimal when changing the free gingival margins, and how to perform these procedures.

Comprehensive Examination and Records

V

Make optimal final impressions.

V

Choose the correct cement/adhesive for each material covered in the course.

Treatment Planning Functional Esthetic Excellence

TARGET AUDIENCE General Dentists


34

*No interest if paid in full within 12 months. If the balance is not paid in full in 12 months from the date of purchase, interest will be imposed from the date of purchase at an APR of 22.98%. This APR will vary and is based on the Prime Rate. Payments are required during the promotional period (as described in your credit agreement). Minimum monthly INTEREST CHARGE of $1.00. Purchase must be charged to your Springstone account. Minimum purchase of $999 required.

Don’t put your education on hold. 12 month tuition financing now available. No interest.* No down payment.

Ask us about Springstone Financing. Instead of being confronted with tuition that requires payment up front, doctors have the opportunity to pay interest-free over 12 months* with no down payment required and no payment for 3-7 weeks.

Advantages for you and your practice. Completing the core curriculum or moving on to advanced studies for you and your team is affordable. All approved doctors will receive a credit line from $4,000 to $25,000 to continuing education courses for you and your team.

Fast and easy application process. Complete the Core curriculum quicker and implement what you’ve learned faster. Team involvement through the courses designed for them makes implementation a team effort not just the dentists’ struggle.

For more information on how to finance your education please contact us at 1.800.952.2178 or apply at www.springstoneplan.com/plus.

UI4USFFU/PSUIt4VJUFt4U1FUFSTCVSH 'MPSJEB Phone: 727-823-7047 . Toll-free: 800-952-2178 . Fax: 727-821-0482 www.TheDawsonAcademy.com Send to:

From:

Fax number:

Date:

# of pages

Phone:

800-952-2178 or 727-823-7047

How did you hear about this course?

Registration Form Please enter my registration for the following course and date Course Name_________________________________________________________________________ Course Date _________________________________________________________________________ Name: __________________________________________ Degree:___________ Specialty:__________________ please print

Address: ________________________________________________________________________ City: __________________________________________

State:____________

business residential

Zip:___________________

Phone # ____________________ Fax #: _____________________ Email:_______________________________ Check

Visa

MasterCard

American Express

Credit Card No.: __________________________________________________Exp. Date: ______________Sec. Code: ___________

__________________________________________ Signature

*Tuition prices subject to change

_____________________________ Date

The Dawson Academy is an ADA CERP recognized provider.

Cancellation Policy A $100 cancellation fee will be charged for cancellations up to 30 days prior to the scheduled course date. Cancellations received within 30 days of the scheduled course date will be accommodated with a one time transfer of deposit to a future seminar. There are not refunds for cancellations within 30 days of course.

To Register for a Course By Phone

By Fax

By Mail

727-823-7047 or 800-952-2178

Send registration form to:

Mail the registration form to:

727-821-0482

Have Credit Card information ready

Fax line is open 24 hours, 7 days a week

The Dawson Academy 390 4th Street North, Suite 200 St. Petersburg, FMorida 33701

When your registration form is received, confirmation will be emailed or mailed to you.

Rev’d 02/22/08

Functional occlusion from TMJ to smile design

Recommend Documents