FSSC 22000 v 4.1 CHECKLIST ISO 22000:2005 4 Food safety management system 4.1 ene!a" !e#$%!ements 4.1 & 01 01 Has Has t'e o!g o!gan% an%sat sat%on %on esta esta("% ("%s'e s'ed) d) do*$m do*$ment ented ed and and %m+"em %m+"emen ented ted an an effe* effe*t%v t%vee food food safety safety man manage ageme ment nt syste system m %n a**o!dan*e ,%t' t'e !e#$%!ements of ISO 22000 standa!d 4.1 & 02 Is t' t'e FS FSS ma ma%nta%ned an and $+ $+dated ted 4.1 & 0/ Is t'e s*o+e of t'e FSS de def%ned 4.1 & 04 !e t'e t'e +!od +!od$*t $*tss o! +!od +!od$* $*tt *ateg *atego!% o!%es) es) +!o* +!o*ess esses es and and +!od$ +!od$*t% *t%on on s%tes s%tes t'a t'att a!e add add!es !essed sed (y (y t'e t'e food food safet safety y management system s+e*%f%ed (y s*o+e 4.1 & 05 !e t'e t'e food food safe safety ty 'aa 'aa!ds !ds t'at t'at may may (e (e !easo !easona( na("y "y e+e* e+e*ted ted to to o**$! o**$! %n %n !e"at !e"at%on %on to to +!od$ +!od$*ts *ts ,%t' ,%t'%n %n t'e t'e s*o+e s*o+e of of t'e system %dent%f%ed) eva"$ated and *ont!o""ed *ont!o""ed %n s$*' a manne! t'at t'e +!od$*ts of t'e o!gan%sat%on do not) d%!e*t"y o! %nd%!e*t"y) 'a!m t'e *ons$me! 4.1 & 03 03 !e t'e t'e a++!o a++!o+!% +!%ate ate %nfo %nfo!ma !mat%o t%on n - !ega!d !ega!d%ng %ng safe safety ty %ss$e %ss$ess !e"ate !e"ated d to t'e t'e +!od$ +!od$*ts *ts - *omm *omm$n% $n%*at *ated ed t'!o$ t'!o$g' g'o$t o$t t'e t'e food food *'a%n 4.1 & 0 !e t'e t'e %nfo! %nfo!mat mat%on %on - *on* *on*e!n e!n%ng %ng deve deve"o+ "o+me ment) nt) %m+"e %m+"eme menta ntat%o t%on n and $+dat $+dat%ng %ng of of t'e FSS FSS t'!o$g' t'!o$g'o$t o$t t'e t'e o!gan% o!gan%sat sat%on %on - *omm$n%*ated to t'e etent ne*essa!y to ens$!e t'e food safety !e#$%!ed (y t'e ISO 22000 standa!d 4.1 & 0 0 6oes 6oes t'e t'e o!gan o!gan%sa %sat%o t%on n +e!%od +e!%od%*a %*a""y ""y eva eva"$a "$ate te FSS FSS 7and 7and $+date $+date ,'e ,'en n ne*ess ne*essa!y a!y88 to ens$! ens$!ee t'at t'at t'e syste system m !ef"e* !ef"e*ts ts t'e t'e o!gan%sat%on9s o!gan%sat%on9s a*t%v%t%es and %n*o!+o!ates t'e most !e*ent %nfo!mat%on on t'e food safety 'aa!ds s$(e*t to *ont!o" 4.1 & 0; 0; Has Has t'e o!g o!gan% an%sat sat%on %on ens$ ens$!ed !ed *on *ont!o t!o"" ove! ove! t'e o$ts o$tso$ o$!*e !*ed d +!o*e +!o*esse ssess t'at t'at may aff affe*t e*t end end +!od +!od$*t $*t *on *onfo! fo!m%t m%ty y 4.1 & 10 10 Is t'e *ont! *ont!o" o" of of s$*' s$*' o$tso$ o$tso$!*e !*ed d +!o* +!o*ess esses es %dent% %dent%f%e f%ed d and and do*$m do*$men ented ted ,%t'%n ,%t'%n t'e FSS FSS 4.2 4.2 6o*$mentat%on !e#$%!ements 4.2.1 4.2.1 ene!a" 6oes t'e FSS do*$mentat%on do*$mentat%on %n*"$de: 4.2.1 4.2.1 & 01 a8 do*$ do*$men mented ted statem statement entss of a food food safety safety +o"%*y +o"%*y and !e"ate !e"ated d o(e*t o(e*t%ve %ves s
4.2.1 4.2.1 & 02 4.2.1 4.2.1 & 0/ 4.2.2 4.2.2 4.2.2 & 01 4.2.2 4.2.2 & 02
4.2. 4.2.2 2 & 0/ 4.2.2 4.2.2 & 04 4.2.2 4.2.2 & 05 4.2.2 4.2.2 & 03 4.2.2 4.2.2 & 0 4.2.2 4.2.2 & 0 4.2.2 4.2.2 & 0; 4.2./ 4.2./ 4.2./ & 01 4.2./ 4.2./ & 02 4.2./ 4.2./ & 0/
(8 do*$ do*$men mented ted +!o*e +!o*ed$! d$!es es and !e*o!d !e*o!dss !e#$%! !e#$%!ed ed (y ISO 22000 22000 stand standa!d a!d *8 do*$men do*$ments ts needed needed (y t'e o!gan%s o!gan%sat%on at%on to ens$!e ens$!e t'e effe*t%ve effe*t%ve deve"o+ deve"o+ment ment)) %m+"e %m+"ement mentat%on at%on and $+dat%ng $+dat%ng of t'e food safety management system 4.2.2 Cont!o" of do*$ments !e t'e do*$ment do*$mentss - ,'%*' ,'%*' a!e a!e !e#$%! !e#$%!ed ed (y (y t'e t'e food food safet safety y manag managemen ementt system system - *ont!o *ont!o""ed ""ed 6o t'e t'e esta("%s esta("%s'ed 'ed *ont! *ont!o"s o"s ens$!e ens$!e t'at a"" a"" +!o+os +!o+osed ed *'ang *'anges es a!e a!e !ev%e,ed !ev%e,ed +!%o! +!%o! to %m+"em %m+"ementa entat%on t%on to dete!m dete!m%ne %ne t'e%! t'e%! effe*ts on food safety and t'e%! %m+a*t on t'e food safety management system 6oes a do*$mented +!o*ed$!e e%st to def%ne t'e *ont!o"s needed: a8 to a++! a++!ov ovee do*$ do*$me ment ntss fo! fo! ade# ade#$a $a*y *y +!%o +!%o!! to %ss$ %ss$e e (8 to !ev%e, !ev%e, and $+dat $+datee as ne*es ne*essa! sa!y y and !ea++! !ea++!ov ovee do*$m do*$ment ents s *8 to ens$! ens$!ee t'a t'att *'an *'anges ges and and t'e *$!!en *$!!entt !ev !ev%s% %s%on on stat$s stat$s of do*$m do*$ment entss a!e a!e %dent% %dent%f%e f%ed d d8 to ens$!e ens$!e t'at !e"evant !e"evant ve!s%ons ve!s%ons of a++"%*a( a++"%*a("e "e do*$men do*$ments ts a!e ava%"a(" ava%"a("ee at +o%nts +o%nts of $se e8 to ens$! ens$!ee t'at t'at do*$m do*$ment entss !ema%n !ema%n "eg%(" "eg%("ee and and !ead%" !ead%"y y %dent% %dent%f%a f%a("e ("e f8 to ens$!e ens$!e t'at !e"evant !e"evant do*$ment do*$mentss of ete!na" ete!na" o!%g%n o!%g%n a!e %dent%f%e %dent%f%ed d and t'e%! d%st!%($t d%st!%($t%on %on *ont!o"" *ont!o""ed ed g8 to +!event +!event t'e $n%ntend $n%ntended ed $se of o(so"ete o(so"ete do*$men do*$ments) ts) and to a++"y a++"y s$%ta("e s$%ta("e %dent%f%* %dent%f%*at%on at%on to t'em %f t'ey a!e !eta%ned fo! any +$!+ose 4.2./ Cont!o" of !e*o!ds !e !e#$% !e#$%!ed !ed !e*o! !e*o!ds ds esta(" esta("%s'e %s'ed d and ma%nta%ne ma%nta%ned d %n o!de! o!de! to to +!ov%de +!ov%de ev%den*e ev%den*e of *onfo! *onfo!m%ty m%ty to !e#$%!e !e#$%!ement mentss and ev%den*e of t'e effe*t%ve o+e!at%on of t'e food safety management system 6o !e*o!d !e*o!dss !ema% !ema%n n "eg%( "eg%("e) "e) !ead%" !ead%"y y %den %dent%f t%f%a( %a("e "e and and !et! !et!%ev %eva(" a("e e 6oes 6oes a do*$me do*$mented nted +!o*ed$ +!o*ed$!e !e e%st e%st %n o!de! o!de! to def%ne def%ne t'e *ont! *ont!o"s o"s neede needed d fo! t'e *o!!e *o!!e*t%on *t%on)) %dent%f% %dent%f%*at%o *at%on) n) sto!age sto!age)) +!ote*t%on) !et!%eva") !et!%eva") !etent%on t%me t%me and d%s+os%t%on d%s+os%t%on of !e*o!ds !e*o!ds
5 anagement !es+ons%(%"%ty 5.1 anagement *omm%tment 5.1 & 01 Is to+ to+ manag manageme ement nt a("e a("e to +!ov +!ov%de %de ev%d ev%den* en*ee of %ts %ts *omm *omm%tm %tmen entt to t'e t'e deve deve"o+ "o+me ment nt and and %m+"em %m+"ement entat% at%on on of of t'e food food safety management system Is to+ management a("e to +!ov%de ev%den*e t'at t'e effe*t%veness of t'e food safety management system %s *ont%n$a""y %m+!oved (y: 5.1 & 02 a8 s'o,%n s'o,%ng g food food safety safety %s s$++o! s$++o!ted ted (y t'e ($s%n ($s%ness ess o(e*t o(e*t%ve %vess of t'e o!gan o!gan%sa %sat%o t%on n
4.2.1 4.2.1 & 02 4.2.1 4.2.1 & 0/ 4.2.2 4.2.2 4.2.2 & 01 4.2.2 4.2.2 & 02
4.2. 4.2.2 2 & 0/ 4.2.2 4.2.2 & 04 4.2.2 4.2.2 & 05 4.2.2 4.2.2 & 03 4.2.2 4.2.2 & 0 4.2.2 4.2.2 & 0 4.2.2 4.2.2 & 0; 4.2./ 4.2./ 4.2./ & 01 4.2./ 4.2./ & 02 4.2./ 4.2./ & 0/
(8 do*$ do*$men mented ted +!o*e +!o*ed$! d$!es es and !e*o!d !e*o!dss !e#$%! !e#$%!ed ed (y ISO 22000 22000 stand standa!d a!d *8 do*$men do*$ments ts needed needed (y t'e o!gan%s o!gan%sat%on at%on to ens$!e ens$!e t'e effe*t%ve effe*t%ve deve"o+ deve"o+ment ment)) %m+"e %m+"ement mentat%on at%on and $+dat%ng $+dat%ng of t'e food safety management system 4.2.2 Cont!o" of do*$ments !e t'e do*$ment do*$mentss - ,'%*' ,'%*' a!e a!e !e#$%! !e#$%!ed ed (y (y t'e t'e food food safet safety y manag managemen ementt system system - *ont!o *ont!o""ed ""ed 6o t'e t'e esta("%s esta("%s'ed 'ed *ont! *ont!o"s o"s ens$!e ens$!e t'at a"" a"" +!o+os +!o+osed ed *'ang *'anges es a!e a!e !ev%e,ed !ev%e,ed +!%o! +!%o! to %m+"em %m+"ementa entat%on t%on to dete!m dete!m%ne %ne t'e%! t'e%! effe*ts on food safety and t'e%! %m+a*t on t'e food safety management system 6oes a do*$mented +!o*ed$!e e%st to def%ne t'e *ont!o"s needed: a8 to a++! a++!ov ovee do*$ do*$me ment ntss fo! fo! ade# ade#$a $a*y *y +!%o +!%o!! to %ss$ %ss$e e (8 to !ev%e, !ev%e, and $+dat $+datee as ne*es ne*essa! sa!y y and !ea++! !ea++!ov ovee do*$m do*$ment ents s *8 to ens$! ens$!ee t'a t'att *'an *'anges ges and and t'e *$!!en *$!!entt !ev !ev%s% %s%on on stat$s stat$s of do*$m do*$ment entss a!e a!e %dent% %dent%f%e f%ed d d8 to ens$!e ens$!e t'at !e"evant !e"evant ve!s%ons ve!s%ons of a++"%*a( a++"%*a("e "e do*$men do*$ments ts a!e ava%"a(" ava%"a("ee at +o%nts +o%nts of $se e8 to ens$! ens$!ee t'at t'at do*$m do*$ment entss !ema%n !ema%n "eg%(" "eg%("ee and and !ead%" !ead%"y y %dent% %dent%f%a f%a("e ("e f8 to ens$!e ens$!e t'at !e"evant !e"evant do*$ment do*$mentss of ete!na" ete!na" o!%g%n o!%g%n a!e %dent%f%e %dent%f%ed d and t'e%! d%st!%($t d%st!%($t%on %on *ont!o"" *ont!o""ed ed g8 to +!event +!event t'e $n%ntend $n%ntended ed $se of o(so"ete o(so"ete do*$men do*$ments) ts) and to a++"y a++"y s$%ta("e s$%ta("e %dent%f%* %dent%f%*at%on at%on to t'em %f t'ey a!e !eta%ned fo! any +$!+ose 4.2./ Cont!o" of !e*o!ds !e !e#$% !e#$%!ed !ed !e*o! !e*o!ds ds esta(" esta("%s'e %s'ed d and ma%nta%ne ma%nta%ned d %n o!de! o!de! to to +!ov%de +!ov%de ev%den*e ev%den*e of *onfo! *onfo!m%ty m%ty to !e#$%!e !e#$%!ement mentss and ev%den*e of t'e effe*t%ve o+e!at%on of t'e food safety management system 6o !e*o!d !e*o!dss !ema% !ema%n n "eg%( "eg%("e) "e) !ead%" !ead%"y y %den %dent%f t%f%a( %a("e "e and and !et! !et!%ev %eva(" a("e e 6oes 6oes a do*$me do*$mented nted +!o*ed$ +!o*ed$!e !e e%st e%st %n o!de! o!de! to def%ne def%ne t'e *ont! *ont!o"s o"s neede needed d fo! t'e *o!!e *o!!e*t%on *t%on)) %dent%f% %dent%f%*at%o *at%on) n) sto!age sto!age)) +!ote*t%on) !et!%eva") !et!%eva") !etent%on t%me t%me and d%s+os%t%on d%s+os%t%on of !e*o!ds !e*o!ds
5 anagement !es+ons%(%"%ty 5.1 anagement *omm%tment 5.1 & 01 Is to+ to+ manag manageme ement nt a("e a("e to +!ov +!ov%de %de ev%d ev%den* en*ee of %ts %ts *omm *omm%tm %tmen entt to t'e t'e deve deve"o+ "o+me ment nt and and %m+"em %m+"ement entat% at%on on of of t'e food food safety management system Is to+ management a("e to +!ov%de ev%den*e t'at t'e effe*t%veness of t'e food safety management system %s *ont%n$a""y %m+!oved (y: 5.1 & 02 a8 s'o,%n s'o,%ng g food food safety safety %s s$++o! s$++o!ted ted (y t'e ($s%n ($s%ness ess o(e*t o(e*t%ve %vess of t'e o!gan o!gan%sa %sat%o t%on n
5.1 & 0/ 0/ 5.1 & 04 5.1 & 05 5.1 & 03 5.2 5.2 & 01 01 5.2 5.2 & 02 5.2 & 0/ 0/ 5.2 & 04 5.2 & 05 5.2 5.2 & 03 5.2 & 0 5./ 5./ & 01 01 5./ & 02 02 5.4 5.4 & 01
5.4 & 02 02 5.4 & 0/ 5.5
(8 *omm *omm$n% $n%*a *at%n t%ng g to t'e o!gan o!gan%sa %sat%o t%on n t'e t'e %m+o! %m+o!tan tan*e *e of meet%n meet%ng g t'e t'e !e#$%! !e#$%!em ement entss of ISO 2200 22000 0 stan standa da!d) !d) any any !e"evant stat$to!y and !eg$"ato!y !e#$%!ements) as ,e"" as *$stome! !e#$%!ements !e"at%ng to food safety *8 esta( sta("% "%s' s'%n %ng g t'e t'e foo food safet afety y +o"%*y "%*y d8 *ond$*t% $*t%n ng managem gement !ev !ev%e,s %e,s)) and e8 ens$!% s$!%n ng t'e t'e ava%"a a%"a( (%"%t %"%ty y of !eso !eso$ $!*e !*es Food safety +o"%*y Has Has to+ to+ manag managem ement ent def%ne def%ned) d) do*$m do*$men ented ted and and *omm *omm$n $n%*a %*ated ted %ts food food safe safety ty +o"%* +o"%*y y 6oes to+ management ens$!e t'at t'e food safety +o"%*y: a8 %s a++! a++!o+ o+!% !%at atee to t'e t'e !o"e !o"e of t'e t'e o!ga o!gan% n%sa sat% t%on on %n t'e t'e food food *'a% *'a%n n (8 *onfo *onfo!ms !ms ,%t' ,%t' (ot' (ot' stat$t stat$to!y o!y and and !eg$ !eg$"at "ato!y o!y !e#$%! !e#$%!eme ements nts and and ,%t' ,%t' m$t$a" m$t$a""y "y ag!ee ag!eed d foo food d safe safety ty !e#$%! !e#$%!eme ements nts of *$stome!s) *8 %s *omm$ *omm$n%* n%*ate ated) d) %m+"em %m+"emen ented ted and ma%nt ma%nta%n a%ned ed at a"" "eve"s "eve"s of t'e o!ga o!gan%s n%sat% at%on) on) d8 %s !ev !ev%e, %e,ed fo! fo! *ont%n nt%n$ $ed s$%ta( %ta(%" %"%t %ty y) e8 ade# ade#$a $ate te"y "y add! add!es esse sess *omm *omm$n $n%* %*at at%o %on) n) and and f8 %s s$++o ++o!te !ted (y meas$! as$!a( a("e "e o(e o(e*t *t%%ves. ves. Food safety management system +"ann%ng 6oes to+ management ens$!e t'at: a8 t'e +"ann +"ann%ng %ng of t'e food food safe safety ty mana managem gement ent system system %s *a!!% *a!!%ed ed o$t o$t to to meet meet t'e !e#$%! !e#$%!eme ements nts %n *"a$se *"a$se 4.1) 4.1) as as ,e"" ,e"" as t'e o(e*t%ves of t'e o!gan%sat%on t'at s$++o!t food safety (8 t'e %nteg! %nteg!%ty %ty of t'e food food safe safety ty manage manageme ment nt syste system m %s %s ma%n ma%nta% ta%ne ned d ,'e ,'en n *'a *'ange ngess to to t'e t'e food food safe safety ty manag manageme ement nt system a!e +"anned and %m+"emented
5.5 & 0.1 5.5 & 0.2 5.5 & 0./ 5.5 & 0.4 5.5 & 0.5 5.3 5.3.1 5.3.1 & 0.1 5.3.1 & 0.2
5.3.1 & 0./ 5.3.1 & 0.4 5.3.1 - 05
5.3.1 & 03 5.3.1 & 0 5.3.1 & 0 5.3.1 & 0; 5.3.2 5.3.2 &01
Has to+ management a++o%nted a food safety team "eade! ,'o) %!!es+e*t%ve of ot'e! !es+ons%(%"%t%es) s'a"" 'ave !es+ons%(%"%ty and a$t'o!%ty: a8 to manage a food safety team and o!gan%e %ts ,o!= (8 to ens$!e !e"evant t!a%n%ng and ed$*at%on of t'e food safety team mem(e! *8 to ens$!e t'at t'e food safety management system %s esta("%s'ed) %m+"emented) ma%nta%ned and $+dated d8 to !e+o!t to t'e o!gan%sat%on9s to+ management on t'e effe*t%veness and s$%ta(%"%ty of t'e food safety management system. Comm$n%*at%on Ete!na" *omm$n%*at%on Has t'e o!gan%sat%on esta("%s'ed) %m+"emented and ma%nta%ned effe*t%ve a!!angements fo! *omm$n%*at%ng ,%t': a8 s$++"%e!s and *ont!a*to!s (8 *$stome!s o! *ons$me!s) %n +a!t%*$"a! %n !e"at%on to +!od$*t %nfo!mat%on 7%n*"$d%ng %nst!$*t%ons !ega!d%ng %ntended $se) s+e*%f%* sto!age !e#$%!ements and) as a++!o+!%ate) s'e"f "%fe8) en#$%!%es) *ont!a*ts o! o!de! 'and"%ng %n*"$d%ng amendments) and *$stome! feed(a*= %n*"$d%ng *$stome! *om+"a%nts *8 stat$to!y and !eg$"ato!y a$t'o!%t%es d8 ot'e! o!gan%sat%ons t'at 'ave an %m+a*t on) o! ,%"" (e affe*ted (y) t'e effe*t%veness o! $+dat%ng of t'e food safety management system 6oes s$*' *omm$n%*at%on +!ov%de %nfo!mat%on on food safety as+e*ts 7es+e*%a""y to =no,n food safety 'aa!ds t'at need to (e *ont!o""ed (y ot'e! o!gan%sat%ons %n t'e food *'a%n8 of t'e o!gan%sat%on9s +!od$*ts t'at may (e !e"evant to ot'e! o!gan%sat%ons %n t'e food *'a%n !e !e*o!ds of *omm$n%*at%ons ma%nta%ned !e t'e food safety !e#$%!ements - f!om stat$to!y and !eg$"ato!y a$t'o!%t%es and *$stome!s & ava%"a("e !e t'e!e des%gnated +e!sonne" ,%t' def%ned !es+ons%(%"%ty and a$t'o!%ty to *omm$n%*ate ete!na""y any %nfo!mat%on *on*e!n%ng food safety Is %nfo!mat%on o(ta%ned t'!o$g' ete!na" *omm$n%*at%on %n*"$ded as %n+$t to system $+dat%ng and management !ev%e, Inte!na" *omm$n%*at%on Has t'e o!gan%sat%on esta("%s'ed) %m+"emented and ma%nta%ned effe*t%ve a!!angements fo! *omm$n%*at%ng ,%t' +e!sonne" on %ss$es 'av%ng an %m+a*t on food safety
5.3.2 &02
5.3.2 &0/ 5.3.2 &04 5. 5. & 01 5. 5..1 5..1 & 01 5..1 - 02 5..1 - 0/ 5..2
Has t'e o!gan%sat%on ens$!ed t'at t'e food safety team %s %nfo!med %n a t%me"y manne! of *'anges) %n*"$d%ng ($t not "%m%ted to t'e fo""o,%ng: a8 +!od$*ts o! ne, +!od$*ts> (8 !a, mate!%a"s) %ng!ed%ents and se!v%*es> *8 +!od$*t%on systems and e#$%+ment> d8 +!od$*t%on +!em%ses) "o*at%on of e#$%+ment) s$!!o$nd%ng env%!onment> e8 *"ean%ng and san%tat%on +!og!ammes> f8 +a*=ag%ng) sto!age and d%st!%($t%on systems> g8 +e!sonne" #$a"%f%*at%on "eve"s and?o! a""o*at%on of !es+ons%(%"%t%es and a$t'o!%at%ons> '8 stat$to!y and !eg$"ato!y !e#$%!ements> %8 =no,"edge !ega!d%ng food safety 'aa!ds and *ont!o" meas$!es> 8 *$stome!) se*to! and ot'e! !e#$%!ements t'at t'e o!gan%sat%on o(se!ves> =8 !e"evant en#$%!%es f!om ete!na" %nte!ested +a!t%es> "8 *om+"a%nts %nd%*at%ng food safety 'aa!ds asso*%ated ,%t' t'e +!od$*t> m8 ot'e! *ond%t%ons t'at 'ave an %m+a*t on food safety. 6oes t'e food safety team ens$!e t'at a(ove ment%oned %nfo!mat%on %s %n*"$ded %n t'e $+dat%ng of t'e food safety management system 6oes to+ management ens$!e t'at !e"evant %nfo!mat%on %s %n*"$ded as %n+$t to t'e management !ev%e, Eme!gen*y +!e+a!edness and !es+onse Has to+ management esta("%s'ed) %m+"emented and ma%nta%ned +!o*ed$!es to manage +otent%a" eme!gen*y s%t$at%ons and a**%dents t'at *an %m+a*t food safety and ,'%*' a!e !e"evant to t'e !o"e of t'e o!gan%sat%on %n t'e food *'a%n anagement !ev%e, ene!a" 6oes to+ management !ev%e, t'e o!gan%sat%on@s food safety management system) at +"anned %nte!va"s) to ens$!e %ts *ont%n$%ng s$%ta(%"%ty) ade#$a*y and effe*t%veness 6oes t'%s !ev%e, %n*"$de assess%ng o++o!t$n%t%es fo! %m+!ovement and t'e need fo! *'anges to t'e food safety management system) %n*"$d%ng t'e food safety +o"%*y !e !e*o!ds f!om management !ev%e,s ma%nta%ned
5..2 & 01 5..2 & 02 5..2 & 0/ 5..2 & 04 5..2 & 05 5..2 & 03 5..2 & 0 5..2 & 0 5../ 5../ & 01 5../ & 02 5../ & 0/ 5../ & 04 3
3.2.2 3.2.2 & 01
a8 fo""o,-$+ a*t%ons f!om +!ev%o$s management !ev%e,s (8 ana"ys%s of !es$"ts of ve!%f%*at%on a*t%v%t%es *8 *'ang%ng *%!*$mstan*es t'at *an affe*t food safety) d8 eme!gen*y s%t$at%ons) a**%dents and ,%t'd!a,a"s e8 !ev%e,%ng !es$"ts of system-$+dat%ng a*t%v%t%es f8 !ev%e, of *omm$n%*at%on a*t%v%t%es) %n*"$d%ng *$stome! feed-(a*= g8 ete!na" a$d%ts o! %ns+e*t%ons !e t'e data +!esented %n a manne! t'at ena("es to+ management to !e"ate t'e %nfo!mat%on to stated o(e*t%ves of t'e food safety management system
A!ov%s%on of !eso$!*es 6oes t'e o!gan%sat%on +!ov%de ade#$ate !eso$!*es fo! t'e esta("%s'ment) %m+"ementat%on) ma%ntenan*e and $+dat%ng of t'e food safety management system H$man !eso$!*es ene!a" !e t'e food safety team and t'e ot'e! +e!sonne" *a!!y%ng o$t a*t%v%t%es 'av%ng an %m+a*t on food safety) *om+etent on t'e (as%s of a++!o+!%ate ed$*at%on) t!a%n%ng) s=%""s and e+e!%en*e !e t'e!e ava%"a("e !e*o!ds of ag!eement o! *ont!a*ts def%n%ng t'e !es+ons%(%"%ty and a$t'o!%ty of ete!na" e+e!ts) ,'e!e t'e ass%stan*e of ete!na" e+e!ts %s !e#$%!ed fo! t'e deve"o+ment) %m+"ementat%on) o+e!at%on o! assessment of t'e food safety management system Com+eten*e) a,a!eness and t!a%n%ng 6oes t'e o!gan%sat%on: a8 %dent%fy t'e ne*essa!y *om+eten*%es fo! +e!sonne" ,'ose a*t%v%t%es 'ave an %m+a*t on food safety
3.2.2 & 02 3.2.2 & 0/ 3.2.2 & 04 3.2.2 & 05 3.2.2 & 03 3.2.2 & 0 3./ 3./ & 01 3.4 3.4 & 01
(8 +!ov%de t!a%n%ng o! ta=e ot'e! a*t%on to ens$!e +e!sonne" 'ave t'e ne*essa!y *om+eten*%es *8 ens$!e t'at +e!sonne" !es+ons%("e fo! mon%to!%ng) *o!!e*t%ons and *o!!e*t%ve a*t%ons of t'e food safety management system a!e t!a%ned d8 eva"$ate t'e %m+"ementat%on and t'e effe*t%veness of t'e a*t%ons ta=en %n a8) (8 and *8 e8 ens$!e t'at t'e +e!sonne" a!e a,a!e of t'e !e"evan*e and %m+o!tan*e of t'e%! %nd%v%d$a" a*t%v%t%es %n *ont!%($t%ng to food safety) f8 ens$!e t'at t'e !e#$%!ement fo! effe*t%ve *omm$n%*at%on %s $nde!stood (y a"" +e!sonne" ,'ose a*t%v%t%es 'ave an %m+a*t on food safety g8 ma%nta%n a++!o+!%ate !e*o!ds of t!a%n%ng and a*t%ons des*!%(ed %n (8 and *8 Inf!ast!$*t$!e 6oes t'e o!gan%sat%on +!ov%de t'e !eso$!*es fo! t'e esta("%s'ment and ma%ntenan*e of t'e %nf!ast!$*t$!e needed to %m+"ement t'e !e#$%!ements of ISO 22000 standa!d Bo!= env%!onment 6oes t'e o!gan%sat%on +!ov%de t'e !eso$!*es fo! t'e esta("%s'ment) management and ma%ntenan*e of t'e ,o!= env%!onment needed to %m+"ement t'e !e#$%!ements of ISO 22000 standa!d
A"ann%ng and !ea"%at%on of safe +!od$*ts .1 ene!a" .1 & 01 6oes t'e o!gan%sat%on +"an and deve"o+ t'e +!o*esses needed fo! t'e !ea"%at%on of safe +!od$*ts .1 & 02 6oes t'e o!gan%sat%on %m+"ement) o+e!ate and ens$!e t'e effe*t%veness of t'e +"anned a*t%v%t%es and any *'anges to t'ose a*t%v%t%es. .2 A!e!e#$%s%te +!og!ammes 7A
.2.2 & 02 .2.2 & 0/ .2.2 & 04 .2.2 & 05 .2./ & 01 .2./ & 02
.2./ & 0/ .2./ & 04 .2./ & 05 .2./ & 03 ./ ./.1 ./.1 & 01 ./.1 & 02 ./.2 ./.2 & 01
(8 a++!o+!%ate to t'e s%e and ty+e of t'e o+e!at%on and t'e nat$!e of t'e +!od$*ts (e%ng man$fa*t$!ed and?o! 'and"ed *8 %m+"emented a*!oss t'e ent%!e +!od$*t%on system) e%t'e! as +!og!ammes a++"%*a("e %n gene!a" o! as +!og!ammes a++"%*a("e to a +a!t%*$"a! +!od$*t o! o+e!at%ona" "%ne d8 a++!oved (y t'e food safety team. 6oes t'e o!gan%sat%on %dent%fy stat$to!y and !eg$"ato!y !e#$%!ements !e"ated to t'e a(ove 6oes t'e o!gan%sat%on *ons%de! and $t%"%e a++!o+!%ate %nfo!mat%on) ,'en se"e*t%ng and?o! esta("%s'%ng A (8 "ay-o$t of +!em%ses) %n*"$d%ng ,o!=s+a*e and em+"oyee fa*%"%t%es> *8 s$++"%es of a%!) ,ate!) ene!gy and ot'e! $t%"%t%es> d8 s$++o!t%ng se!v%*es) %n*"$d%ng ,aste and se,age d%s+osa"> e8 t'e s$%ta(%"%ty of e#$%+ment and %ts a**ess%(%"%ty fo! *"ean%ng) ma%ntenan*e and +!eventat%ve ma%ntenan*e> f8 management of +$!*'ased mate!%a"s 7e.g. !a, mate!%a"s) %ng!ed%ents) *'em%*a"s and +a*=ag%ng8) s$++"%es 7e.g. ,ate!) a%!) steam and %*e8) d%s+osa"s 7e.g. ,aste and se,age8 and 'and"%ng of +!od$*ts 7e.g. sto!age and t!ans+o!tat%on8> g8 meas$!es fo! t'e +!event%on of *!oss *ontam%nat%on> '8 *"ean%ng and san%t%%ng> %8 +est *ont!o"> 8 +e!sonne" 'yg%ene> =8 ot'e! as+e*ts as a++!o+!%ate. Is ve!%f%*at%on of A
./.2 & 02 ./.2 & 0/ ././ ././.1
././.1- 01 ././.1- 02 ././.1- 0/ ././.1- 04 ././.1- 05 ././.1- 03 ././.1- 0 ././.1- 0 ././.1- 0; ././.1- 10 ././.2
././.2- 01 ././.2- 02 ././.2- 0/ ././.2- 04 ././.2- 05 ././.2- 03 ././.2- 0
6o t'e mem(e!s of t'e food safety team +!ov%de a *om(%nat%on of m$"t%-d%s*%+"%na!y =no,"edge and e+e!%en*e %n deve"o+%ng and %m+"ement%ng t'e food safety management system !e !e*o!ds - t'at demonst!ate t'at t'e food safety team 'as t'e !e#$%!ed =no,"edge and e+e!%en*e - ma%nta%ned A!od$*t *'a!a*te!%st%*s (8 *om+os%t%on of fo!m$"ated %ng!ed%ents) %n*"$d%ng add%t%ves and +!o*ess%ng a%ds> *8 o!%g%n> d8 met'od of +!od$*t%on> e8 +a*=ag%ng and de"%ve!y met'ods> f8 sto!age *ond%t%ons and s'e"f "%fe> g8 +!e+a!at%on and?o! 'and"%ng (efo!e $se o! +!o*ess%ng> '8 food safety-!e"ated a**e+tan*e *!%te!%a o! s+e*%f%*at%ons of +$!*'ased mate!%a"s and %ng!ed%ents a++!o+!%ate to t'e%! %ntended $ses. 6oes t'e o!gan%sat%on %dent%fy stat$to!y and !eg$"ato!y food safety !e#$%!ements !e"ated to t'e !a, mate!%a"s) %ng!ed%ents and +!od$*t-*onta*t mate!%a"s !e t'e des*!%+t%ons =e+t $+-to-date %n*"$d%ng) ,'en !e#$%!ed C'a!a*te!%st%*s of end +!od$*ts !e t'e *'a!a*te!%st%*s of end +!od$*ts des*!%(ed %n do*$ments to t'e etent needed to *ond$*t t'e 'aa!d ana"ys%s) %n*"$d%ng %nfo!mat%on on t'e fo""o,%ng) as a++!o+!%ate: a8 +!od$*t name o! s%m%"a! %dent%f%*at%on> (8 *om+os%t%on> *8 (%o"og%*a") *'em%*a" and +'ys%*a" *'a!a*te!%st%*s !e"evant fo! food safety> d8 %ntended s'e"f "%fe and sto!age *ond%t%ons> e8 +a*=ag%ng f8 "a(e""%ng !e"at%ng to food safety and?o! %nst!$*t%ons fo! 'and"%ng) +!e+a!at%on and $sage g8 met'od7s8 of d%st!%($t%on.
././.2- 0 ././.2- 0; ./.4 ./.4 & 01
./.4 & 02 ./.4 - 0/ ./.5 ./.5.1 ./.5.1- 01 ./.5.1- 02 ./.5.1- 0/ ./.5.1- 04
./.5.1- 05 ./.5.1- 03 ./.5.2 ./.5.2- 01 ./.5.2- 02 .4
6oes t'e o!gan%sat%on %dent%fy stat$to!y and !eg$"ato!y food safety !e#$%!ements !e"ated to t'e *'a!a*te!%st%*s of end +!od$*ts !e t'e des*!%+t%ons =e+t $+-to-date %n*"$d%ng) ,'en !e#$%!ed Intended $se !e t'e %ntended $se) t'e !easona("y e+e*ted 'and"%ng of t'e end +!od$*t) and any $n%ntended ($t !easona("y e+e*ted m%s'and"%ng and m%s$se of t'e end +!od$*t *ons%de!ed and des*!%(ed %n do*$ments to t'e etent needed to *ond$*t t'e 'aa!d ana"ys%s !e g!o$+s of $se!s and) ,'e!e a++!o+!%ate) g!o$+s of *ons$me!s %dent%f%ed fo! ea*' +!od$*t) and *ons$me! g!o$+s =no,n to (e es+e*%a""y v$"ne!a("e to s+e*%f%* food safety 'aa!ds *ons%de!ed !e t'e des*!%+t%ons =e+t $+-to-date %n*"$d%ng) ,'en !e#$%!ed F"o, d%ag!ams) +!o*ess ste+s and *ont!o" meas$!es F"o, d%ag!ams !e f"o, d%ag!ams +!e+a!ed fo! t'e +!od$*ts o! +!o*ess *atego!%es *ove!ed (y t'e food safety management system 6o f"o, d%ag!ams +!ov%de a (as%s fo! eva"$at%ng t'e +oss%("e o**$!!en*e) %n*!ease o! %nt!od$*t%on of food safety 'aa!ds !e f"o, d%ag!ams *"ea!) a**$!ate and s$ff%*%ent"y deta%"ed 6o f"o, d%ag!ams) as a++!o+!%ate) %n*"$de t'e fo""o,%ng: a8 t'e se#$en*e and %nte!a*t%on of a"" ste+s %n t'e o+e!at%on> (8 any o$tso$!*ed +!o*esses and s$(*ont!a*ted ,o!=> *8 ,'e!e !a, mate!%a"s) %ng!ed%ents and %nte!med%ate +!od$*ts ente! t'e f"o,> d8 ,'e!e !e,o!=%ng and !e*y*"%ng ta=e +"a*e> e8 ,'e!e end +!od$*ts) %nte!med%ate +!od$*ts) (y- +!od$*ts and ,aste a!e !e"eased o! !emoved. 6oes t'e food safety team ve!%fy t'e a**$!a*y of t'e f"o, d%ag!ams (y on-s%te *'e*=%ng !e ve!%f%ed f"o, d%ag!ams ma%nta%ned as !e*o!ds 6es*!%+t%on of +!o*ess ste+s and *ont!o" meas$!es !e t'e e%st%ng *ont!o" meas$!es +!o*ess +a!amete!s and?o! t'e !%go!o$sness ,%t' ,'%*' t'ey a!e a++"%ed) o! t'e +!o*ed$!es t'at may %nf"$en*e food safety) des*!%(ed to t'e etent needed to *ond$*t t'e 'aa!d ana"ys%s !e ete!na" !e#$%!ements 7e.g. !eg$"ato!y a$t'o!%t%es o! *$stome!s8 t'at my %m+a*t t'e *'o%*e o! !%go!o$sness of t'e *ont!o" meas$!es des*!%(ed and $+dated Haa!d ana"ys%s
.4.1 .4.1 - 01 .4.2 .4.2.1- 01
.4.2.1- 02 .4.2.1- 0/ .4.2.1- 04 .4.2.1- 05 .4.2.1- 03 .4.2.2- 01
.4.2./- 01 .4.2./- 02 .4.2./- 0/ .4./ .4./- 01
.4./- 02 .4./- 0/
ene!a" 6oes t'e food safety team *ond$*t a 'aa!d ana"ys%s to dete!m%ne ,'%*' 'aa!ds need to (e *ont!o""ed) t'e deg!ee of *ont!o" !e#$%!ed to ens$!e food safety) and ,'%*' *om(%nat%on of *ont!o" meas$!es %s !e#$%!ed Haa!d %dent%f%*at%on and dete!m%nat%on of a**e+ta("e "eve"s !e a"" food safety 'aa!ds t'at a!e !easona("y e+e*ted to o**$! %n !e"at%on to t'e ty+e of +!od$*t) ty+e of +!o*ess and a*t$a" +!o*ess%ng fa*%"%t%es %dent%f%ed and !e*o!ded Is t'e %dent%f%*at%on (ased on a8 t'e +!e"%m%na!y %nfo!mat%on and data *o""e*ted %n +!e"%m%na!y ste+s to ena("e 'aa!d ana"ys%s) (8 e+e!%en*e) *8 ete!na" %nfo!mat%on %n*"$d%ng) to t'e etent +oss%("e) e+%dem%o"og%*a" and ot'e! '%sto!%*a" data) and d8 %nfo!mat%on f!om t'e food *'a%n on food safety 'aa!ds t'at may (e of !e"evan*e fo! t'e safety of t'e end +!od$*ts) %nte!med%ate +!od$*ts and t'e food at *ons$m+t%on. !e t'e ste+7s8 7f!om !a, mate!%a"s) +!o*ess%ng and d%st!%($t%on8 - at ,'%*' ea*' food safety 'aa!d may (e %nt!od$*ed & %nd%*ated B'en %dent%fy%ng t'e 'aa!ds) does t'e *om+any *ons%de! t'e fo""o,%ng: a8 t'e ste+s +!e*ed%ng and fo""o,%ng t'e s+e*%f%ed o+e!at%on) (8 t'e +!o*ess e#$%+ment) $t%"%t%es?se!v%*es and s$!!o$nd%ngs) and *8 t'e +!e*ed%ng and fo""o,%ng "%n=s %n t'e food *'a%n. !e t'e a**e+ta("e "eve" of t'e food safety 'aa!d %n t'e end +!od$*t dete!m%ned 7,'eneve! +oss%("e8 fo! ea*' of t'e food safety 'aa!ds %dent%f%ed 6oes t'e dete!m%ned "eve" ta=e %nto a**o$nt esta("%s'ed stat$to!y and !eg$"ato!y !e#$%!ements) *$stome! food safety !e#$%!ements) t'e %ntended $se (y t'e *$stome! and ot'e! !e"evant data !e t'e $st%f%*at%on fo!) and t'e !es$"t of) t'e dete!m%nat%on of t'e a**e+ta("e "eve" of t'e food safety 'aa!d !e*o!ded Haa!d assessment Is a 'aa!d assessment *ond$*ted to dete!m%ne) fo! ea*' food safety 'aa!d %dent%f%ed) ,'et'e! %ts e"%m%nat%on o! !ed$*t%on to a**e+ta("e "eve"s %s essent%a" to t'e +!od$*t%on of a safe food) and ,'et'e! %ts *ont!o" %s needed to ena("e t'e def%ned a**e+ta("e "eve"s to (e met Is ea*' food safety 'aa!d eva"$ated a**o!d%ng to t'e +oss%("e seve!%ty of adve!se 'ea"t' effe*ts and t'e "%=e"%'ood of t'e%! o**$!!en*e Is t'e met'odo"ogy $sed fo! 'aa!d des*!%(ed
.4./- 04 .4.4 .4.4- 01 .4.4- 02 .4.4- 0/
.4.4- 04 .4.4- 05 .4.4- 03 .4.4- 0 .5 .5- 01 .5- 02
!e t'e !es$"ts of t'e food safety 'aa!d assessment !e*o!ded Se"e*t%on and assessment of *ont!o" meas$!es Is an a++!o+!%ate *om(%nat%on of *ont!o" meas$!es se"e*ted 7(ased on t'e 'aa!d assessment8) ,'%*' %s *a+a("e of +!event%ng) e"%m%nat%ng o! !ed$*%ng t'ese food safety 'aa!ds to def%ned a**e+ta("e "eve"s Is ea*' of t'e se"e*ted *ont!o" meas$!es !ev%e,ed ,%t' !es+e*t to %ts effe*t%veness aga%nst t'e %dent%f%ed food safety 'aa!ds Is ea*' se"e*ted *ont!o" meas$!e *atego!%ed as to ,'et'e! %t needs to (e managed t'!o$g' o+e!at%ona" A (8 %ts feas%(%"%ty fo! mon%to!%ng 7e.g. a(%"%ty to (e mon%to!ed %n a t%me"y manne! to ena("e %mmed%ate *o!!e*t%ve a*t%ons8> *8 %ts +"a*e ,%t'%n t'e system !e"at%ve to ot'e! *ont!o" meas$!es> d8 t'e "%=e"%'ood of fa%"$!e %n t'e f$n*t%on%ng of a *ont!o" meas$!e o! s%gn%f%*ant +!o*ess%ng va!%a(%"%ty> e8 t'e seve!%ty of t'e *onse#$en*e7s8 %n t'e *ase of fa%"$!e %n %ts f$n*t%on%ng> f8 ,'et'e! t'e *ont!o" meas$!e %s s+e*%f%*a""y esta("%s'ed and a++"%ed to e"%m%nate o! s%gn%f%*ant"y !ed$*e t'e "eve" of 'aa!d7s8> g8 syne!g%st%* effe*ts 7%.e. %nte!a*t%on t'at o**$!s (et,een t,o o! mo!e meas$!es !es$"t%ng %n t'e%! *om(%ned effe*t (e%ng '%g'e! t'an t'e s$m of t'e%! %nd%v%d$a" effe*ts8. !e *ont!o" meas$!es - *atego!%ed as (e"ong%ng to t'e HCCA +"an & %m+"emented !e ot'e! *ont!o" meas$!es %m+"emented as o+e!at%ona" A
.3 .3.1 .3.1- 01 .3.1- 02
.3.2 .3.2- 01 .3./ .3./- 01 .3./- 02 .3./- 0/ .3./- 04 .3./- 05 .3.4 .3.4- 01 .3.4- 02 .3.4- 0/ .3.4- 04 .3.4- 05 .3.4- 03 .3.4- 0
Esta("%s'%ng t'e HCCA +"an HCCA +"an Is t'e HCCA +"an do*$mented 6oes t'e HCCA +"an %n*"$de t'e fo""o,%ng %nfo!mat%on fo! ea*' %dent%f%ed *!%t%*a" *ont!o" +o%nt 7CCA8: a8 food safety 'aa!d7s8 to (e *ont!o""ed at t'e CCA (8 *ont!o" meas$!e7s8 *8 *!%t%*a" "%m%t7s8 d8 mon%to!%ng +!o*ed$!e7s8 e8 *o!!e*t%ons and *o!!e*t%ve a*t%on7s8 to (e ta=en %f *!%t%*a" "%m%ts a!e e*eeded f8 !es+ons%(%"%t%es and a$t'o!%t%es g8 !e*o!d7s8 of mon%to!%ng Ident%f%*at%on of *!%t%*a" *ont!o" +o%nts !e CCA7s8 %dent%f%ed fo! t'e *ont!o" meas$!es %dent%f%ed) fo! ea*' 'aa!d t'at %s to (e *ont!o""ed (y t'e HCCA +"an 6ete!m%nat%on of *!%t%*a" "%m%ts fo! CCA7s8 !e *!%t%*a" "%m%ts dete!m%ned fo! t'e mon%to!%ng esta("%s'ed fo! ea*' CCA !e *!%t%*a" "%m%ts esta("%s'ed on s$*' ,ay to ens$!e t'at t'e %dent%f%ed a**e+ta("e "eve" of t'e food safety 'aa!d %n t'e end +!od$*t %s not e*eeded !e *!%t%*a" "%m%ts meas$!a("e !e t'e !at%ona"e fo! t'e *'osen *!%t%*a" "%m%ts do*$mented !e *!%t%*a" "%m%ts - (ased on s$(e*t%ve data 7s$*' as v%s$a" %ns+e*t%on of +!od$*t) +!o*ess) 'and"%ng) et*.8 - s$++o!ted (y %nst!$*t%ons o! s+e*%f%*at%ons and?o! ed$*at%on and t!a%n%ng System fo! t'e mon%to!%ng of *!%t%*a" *ont!o" +o%nts Is a mon%to!%ng system esta("%s'ed fo! ea*' CCA to demonst!ate t'at t'e CCA %s %n *ont!o" !e a"" s*'ed$"ed meas$!ements o! o(se!vat%ons - !e"at%ve to t'e *!%t%*a" "%m%t7s8 - %n*"$ded %n t'e mon%to!%ng system 6oes t'e mon%to!%ng system *ons%st of !e"evant +!o*ed$!es) %nst!$*t%ons and !e*o!ds t'at *ove! t'e fo""o,%ng: a8 meas$!ements o! o(se!vat%ons t'at +!ov%de !es$"ts ,%t'%n an ade#$ate t%me f!ame (8 mon%to!%ng dev%*es $sed *8 a++"%*a("e *a"%(!at%on met'ods d8 mon%to!%ng f!e#$en*y e8 !es+ons%(%"%ty and a$t'o!%ty !e"ated to mon%to!%ng and eva"$at%on of mon%to!%ng !es$"ts
.3.4- 0 .3.4- 0; .3.5 .3.5- 01
.3.5- 02 .3.5- 0/ .3.5- 04 .3.5- 05 . .- 01
.- 02 . .- 01 .- 02 .- 0/ .- 04 .- 05 .- 03 .- 0 .- 0
f8 !e*o!d !e#$%!ements and met'ods !e t'e mon%to!%ng met'ods and f!e#$en*y *a+a("e of dete!m%n%ng ,'en t'e *!%t%*a" "%m%ts 'ave (een e*eeded %n t%me fo! t'e +!od$*t to (e %so"ated (efo!e %t %s $sed o! *ons$med *t%ons ,'en mon%to!%ng !es$"ts e*eed *!%t%*a" "%m%ts !e +"anned *o!!e*t%ons and *o!!e*t%ve a*t%ons - to (e ta=en ,'en *!%t%*a" "%m%ts a!e e*eeded - s+e*%f%ed %n t'e HCCA +"an 6o t'e a*t%ons ens$!e t'at: a8 t'e *a$se of non*onfo!m%ty %s %dent%f%ed (8 t'e +a!amete!7s8 *ont!o""ed at t'e CCA %s 7a!e8 (!o$g't (a*= $nde! *ont!o" *8 !e*$!!en*e %s +!evented. !e do*$mented +!o*ed$!es esta("%s'ed and ma%nta%ned fo! t'e a++!o+!%ate 'and"%ng of +otent%a""y $nsafe +!od$*ts to ens$!e t'at t'ey a!e not !e"eased $nt%" t'ey 'ave (een eva"$ated +dat%ng of +!e"%m%na!y %nfo!mat%on and do*$ments s+e*%fy%ng t'e A
.- 0; .- 10 .; .;- 01 .; - 02 .; - 0/ .; - 04 .10 .10.1 .10.1- 01
.10.1- 02 .10.1- 0/ .10.1- 04 .10.1- 05 .10.1- 03 .10.1- 0 .10.1- 0
.10.2 .10.2- 01
!e ve!%f%*at%on !es$"ts +!ov%ded on a s$*' ,ay to ena("e t'e ana"ys%s of t'e !es$"ts of t'e ve!%f%*at%on a*t%v%t%es !e t'e affe*ted "ots of +!od$*t 'and"ed as +otent%a""y $nsafe) %f system ve!%f%*at%on %s (ased on test%ng of end +!od$*t sam+"es) and ,'e!e s$*' test sam+"es s'o, "a*= of *onfo!m%ty ,%t' t'e a**e+ta("e "eve" of t'e food safety 'aa!d T!a*ea(%"%ty system Has t'e o!gan%sat%on esta("%s'ed and does %t a++"y a t!a*ea(%"%ty system t'at ena("es t'e %dent%f%*at%on of +!od$*t "ots and t'e%! !e"at%on to (at*'es of !a, mate!%a"s) +!o*ess%ng and de"%ve!y !e*o!ds Is t'e t!a*ea(%"%ty system a("e to %dent%fy %n*om%ng mate!%a" f!om t'e %mmed%ate s$++"%e!s and t'e %n%t%a" d%st!%($t%on !o$te of t'e end +!od$*t !e t!a*ea(%"%ty !e*o!ds ma%nta%ned fo! a def%ned +e!%od fo! system assessment to ena("e t'e 'and"%ng of +otent%a""y $nsafe +!od$*ts and %n t'e event of +!od$*t ,%t'd!a,a" !e !e*o!ds %n a**o!dan*e ,%t' stat$to!y and !eg$"ato!y !e#$%!ements and *$stome! !e#$%!ements Cont!o" of non*onfo!m%ty Co!!e*t%ons 6oes t'e o!gan%sat%on ens$!e t'at ,'en *!%t%*a" "%m%ts fo! CCA7s8 a!e e*eeded o! t'e!e %s a "oss of *ont!o" of o+e!at%ona" A
.10.2- 02 .10.2- 0/
.10.2- 04 .10./ .10./.1 .10./.1- 01
.10./.1- 02 .10./.1- 0/ .10./.1- 04 .10./.2 .10./.2- 01
.10././
!e *o!!e*t%ve a*t%ons %n%t%ated ,'en *!%t%*a" "%m%ts a!e e*eeded o! ,'en t'e!e %s a "a*= of *onfo!m%ty ,%t' o+e!at%ona" A (8 ev%den*e s'o,s t'at t'e *om(%ned effe*t of t'e *ont!o" meas$!es fo! t'at +a!t%*$"a! +!od$*t *om+"%es ,%t' t'e +e!fo!man*e %ntended> *8 t'e !es$"ts of sam+"%ng) ana"ys%s and?o! ot'e! ve!%f%*at%on a*t%v%t%es demonst!ate t'at t'e affe*ted "ot of +!od$*t *om+"%es ,%t' t'e %dent%f%ed a**e+ta("e "eve"s fo! t'e food safety 'aa!d7s8 *on*e!ned 6%s+os%t%on of non*onfo!m%ng +!od$*ts
.10././- 01
.10.4
.10.4- 01 .10.4- 02
.10.4- 0/
.10.4- 04 .10.4- 05 Da"%dat%on) ve!%f%*at%on and %m+!ovement of t'e FSS .1 .1 & 01 .2
Is t'e "ot of +!od$*t - ,'%*' %s not a**e+ta("e fo! !e"ease - 'and"ed 7afte! eva"$at%on8 (y one of t'e fo""o,%ng a*t%v%t%es: a8 !e+!o*ess%ng o! f$!t'e! +!o*ess%ng ,%t'%n o! o$ts%de t'e o!gan%sat%on to ens$!e t'at t'e food safety 'aa!d %s e"%m%nated o! !ed$*ed to a**e+ta("e "eve"s> (8 dest!$*t%on and?o! d%s+osa" as ,aste. B%t'd!a,a"s To ena("e and fa*%"%tate t'e *om+"ete and t%me"y ,%t'd!a,a" of "ots of end +!od$*ts ,'%*' 'ave (een %dent%f%ed as $nsafe a8 Has to+ management a++o%nted +e!sonne" 'av%ng t'e a$t'o!%ty to %n%t%ate a ,%t'd!a,a" and +e!sonne" !es+ons%("e fo! ee*$t%ng t'e ,%t'd!a,a" (8 Has t'e o!gan%sat%on esta("%s'ed and does %t ma%nta%n a do*$mented +!o*ed$!e fo! 18 not%f%*at%on to !e"evant %nte!ested +a!t%es 7e.g. stat$to!y and !eg$"ato!y a$t'o!%t%es) *$stome!s and?o! *ons$me!s8) 28 'and"%ng of ,%t'd!a,n +!od$*ts as ,e"" as affe*ted "ots of t'e +!od$*ts st%"" %n sto*=) and /8 t'e se#$en*e of a*t%ons to (e ta=en !e ,%t'd!a,n +!od$*ts se*$!ed o! 'e"d $nde! s$+e!v%s%on $nt%" t'ey a!e dest!oyed) $sed fo! +$!+oses ot'e! t'an o!%g%na""y %ntended) dete!m%ned to (e safe fo! t'e same 7o! ot'e!8 %ntended $se) o! !e+!o*essed %n a manne! to ens$!e t'ey (e*ome safe !e t'e *a$se) etent and !es$"t of a ,%t'd!a,a" !e*o!ded and !e+o!ted to to+ management as %n+$t to t'e management !ev%e, 6oes t'e o!gan%sat%on ve!%fy and !e*o!d t'e effe*t%veness of t'e ,%t'd!a,a" +!og!amme t'!o$g' t'e $se of a++!o+!%ate te*'n%#$es 7e.g. *'a""enge test%ng) mo*= ,%t'd!a,a" o! +!a*t%*e ,%t'd!a,a"8
ene!a" 6oes t'e food safety team +"an and %m+"ement t'e +!o*esses needed to va"%date *ont!o" meas$!es and?o! *ont!o" meas$!e *om(%nat%ons) and to ve!%fy and %m+!ove t'e food safety management system Da"%dat%on of *ont!o" meas$!e *om(%nat%ons
.2- 01
.2- 02 ./ ./- 01
./- 02
./- 0/ ./- 04 ./- 05 ./- 03 ./- 0 ./- 0 ./- 0; ./- 10 ./- 11 ./- 12 .4 .4.1
6oes t'e o!gan%sat%on va"%date 7+!%o! to %m+"ementat%on of *ont!o" meas$!es to (e %n*"$ded %n o+e!at%ona" A
.4.1- 01
.4.1- 02 .4.1- 0/ .4.1- 04 .4.1- 05 .4.1- 03 .4.1- 0 .4.1- 0 .4.2 .4.2- 01 .4.2- 02 .4.2- 0/
.4./ .4./- 01
6oes t'e o!gan%sat%on *ond$*t %nte!na" a$d%ts at +"anned %nte!va"s to dete!m%ne ,'et'e! t'e food safety management system: a8 *onfo!ms to t'e +"anned a!!angements) to t'e food safety management system !e#$%!ements esta("%s'ed (y t'e o!gan%sat%on) and to t'e !e#$%!ements of t'%s Inte!nat%ona" Standa!d (8 %s effe*t%ve"y %m+"emented and $+dated Is an a$d%t +!og!amme +"anned) ta=%ng %nto *ons%de!at%on t'e %m+o!tan*e of t'e +!o*esses and a!eas to (e a$d%ted) as ,e"" as any $+dat%ng a*t%ons !es$"t%ng f!om +!ev%o$s a$d%ts !e t'e a$d%t *!%te!%a) s*o+e) f!e#$en*y and met'ods def%ned 6o t'e se"e*t%on of a$d%to!s and t'e *ond$*t of a$d%ts ens$!e o(e*t%v%ty and %m+a!t%a"%ty of t'e a$d%t +!o*ess Is %t ens$!ed t'at a$d%to!s do not a$d%t t'e%! o,n ,o!= !e t'e !es+ons%(%"%t%es and !e#$%!ements fo! +"ann%ng and *ond$*t%ng a$d%ts) and fo! !e+o!t%ng !es$"ts and ma%nta%n%ng !e*o!ds def%ned %n do*$mented +!o*ed$!e 6oes t'e management !es+ons%("e fo! t'e a!ea (e%ng a$d%ted ens$!e t'at a*t%ons a!e ta=en ,%t'o$t $nd$e de"ay to e"%m%nate dete*ted non*onfo!m%t%es and t'e%! *a$ses 6o fo""o,-$+ a*t%v%t%es %n*"$de t'e ve!%f%*at%on of t'e a*t%ons ta=en and t'e !e+o!t%ng of ve!%f%*at%on !es$"ts Eva"$at%on of %nd%v%d$a" ve!%f%*at%on !es$"ts 6oes t'e food safety team systemat%*a""y eva"$ate t'e %nd%v%d$a" !es$"ts of +"anned ve!%f%*at%on 6oes t'e o!gan%sat%on ta=e a*t%on to a*'%eve t'e !e#$%!ed *onfo!m%ty) ,'en ve!%f%*at%on does not demonst!ate *onfo!m%ty ,%t' t'e +"anned a!!angements 6oes a*t%on & ta=en fo! a*'%ev%ng t'e !e#$%!ed *onfo!m%ty & %n*"$de 7($t %s not "%m%ted to8) !ev%e, of a8 e%st%ng +!o*ed$!es and *omm$n%*at%on *'anne"s (8 t'e *on*"$s%ons of t'e 'aa!d ana"ys%s) t'e esta("%s'ed o+e!at%ona" A
.4./- 02
.4./- 0/ .4./- 04 .5 .5.1 .5.1-01
.5.2 .5.2- 01 .5.2- 02 .5.2- 0/
Is t'e ana"ys%s *a!!%ed o$t %n o!de! a8 to *onf%!m t'at t'e ove!a"" +e!fo!man*e of t'e system meets t'e +"anned a!!angements and t'e food safety management system !e#$%!ements esta("%s'ed (y t'e o!gan%sat%on (8 to %dent%fy t'e need fo! $+dat%ng o! %m+!ov%ng t'e food safety management system *8 to %dent%fy t!ends ,'%*' %nd%*ate a '%g'e! %n*%den*e of +otent%a""y $nsafe +!od$*ts d8 to esta("%s' %nfo!mat%on fo! +"ann%ng of t'e %nte!na" a$d%t +!og!amme *on*e!n%ng t'e stat$s and %m+o!tan*e of a!eas to (e a$d%ted e8 to +!ov%de ev%den*e t'at any *o!!e*t%ons and *o!!e*t%ve a*t%ons t'at 'ave (een ta=en a!e effe*t%ve !e t'e !es$"ts of t'e ana"ys%s and t'e !es$"t%ng a*t%v%t%es !e*o!ded and !e+o!ted) %n an a++!o+!%ate manne!) to to+ management as %n+$t to t'e management !ev%e, !e t'e !es$"ts of t'e ana"ys%s and t'e !es$"t%ng a*t%v%t%es $sed as an %n+$t fo! $+dat%ng t'e food safety management system Im+!ovement Cont%n$a" %m+!ovement 6oes to+ management ens$!e t'at t'e o!gan%sat%on *ont%n$a""y %m+!oves t'e effe*t%veness of t'e food safety management system t'!o$g' t'e $se of: - *omm$n%*at%on) - management !ev%e,) - %nte!na" a$d%t) - eva"$at%on of %nd%v%d$a" ve!%f%*at%on !es$"ts) - ana"ys%s of !es$"ts of ve!%f%*at%on a*t%v%t%es) - va"%dat%on of *ont!o" meas$!e *om(%nat%ons) - *o!!e*t%ve a*t%ons and - food safety management system $+dat%ng. +dat%ng t'e food safety management system 6oes to+ management ens$!e t'at t'e food safety management system %s *ont%n$a""y $+dated 6oes t'e food safety team eva"$ate t'e food safety management system at +"anned %nte!va"s %n o!de! to a*'%eve t'at FSS %s *ont%n$a""y $+dated 6oes t'e team *ons%de! ,'et'e! %t %s ne*essa!y to !ev%e, t'e 'aa!d ana"ys%s) t'e esta("%s'ed o+e!at%ona" A
.5.2- 04
!e t'e eva"$at%on and $+dat%ng a*t%v%t%es (ased on: a8 %n+$t f!om *omm$n%*at%on) ete!na" as ,e"" as %nte!na" (8 %n+$t f!om ot'e! %nfo!mat%on *on*e!n%ng t'e s$%ta(%"%ty) ade#$a*y and effe*t%veness of t'e food safety management system *8 o$t+$t f!om t'e ana"ys%s of !es$"ts of ve!%f%*at%on a*t%v%t%es d8 o$t+$t f!om management !ev%e, !e system $+dat%ng a*t%v%t%es !e*o!ded and !e+o!ted) %n an a++!o+!%ate manne!) as %n+$t to t'e management !ev%e,
.5.2- 05 ISO?TS 220021 - A
,o!=s+a*e 5.1 5.1- 01 5.1- 02 5.2 5.2- 01 5.2- 02 5./ 5./- 01 5./- 02 5./- 0/ 5./- 04 5./- 05 5./- 03 5./- 0 5.4 5.4- 01 5.4- 02 5.5 5.5- 01 5.5- 02 5.3 5.3 -01 5.3 -02 5.
ene!a"
5. -01 5. -02 5. -0/ 5. -04 5. -05 5. -03 5. -0 3 t%"%t%es a%!) ,ate!) ene!gy 3.1 3.1- 01 3.1- 02 3.2 3.2- 01 3.2- 02 3.2- 0/ 3.2- 04 3.2- 05 3.2- 03
!e fa*%"%t%es $sed to sto!e %ng!ed%ents) +a*=ag%ng and +!od$*ts +!ov%d%ng +!ote*t%on f!om d$st) *ondensat%on) d!a%ns) ,aste and ot'e! so$!*es of *ontam%nat%on !e sto!age a!eas d!y and ,e"" vent%"ated B'e!e s+e*%f%ed) %s t'e!e mon%to!%ng and *ont!o" of tem+e!at$!e and '$m%d%ty !e sto!age a!eas des%gned o! a!!anged to a""o, seg!egat%on of !a, mate!%a"s) ,o!= %n +!og!ess and f%n%s'ed +!od$*ts !e mate!%a"s and +!od$*ts sto!ed off t'e f"oo! ,%t' s$ff%*%ent s+a*e (et,een t'e mate!%a" and t'e ,a""s to a""o, %ns+e*t%on and +est *ont!o" a*t%v%t%es to (e *a!!%ed o$t Is t'e sto!age a!ea des%gned to a""o, ma%ntenan*e and *"ean%ng ) +!event *ontam%nat%on and m%n%m%se dete!%o!at%on Is t'e!e a se+a!ate) se*$!e 7"o*=ed o! ot'e!,%se a**ess *ont!o""ed8 sto!age a!ea +!ov%ded fo! *"ean%ng mate!%a"s) *'em%*a"s and ot'e! 'aa!do$s s$(stan*es If a++"%*a("e) a!e e*e+t%ons fo! ($"= o! ag!%*$"t$!a" *!o+ mate!%a"s do*$mented %n t'e FSS
ene!a"
3./ 3./- 01
3./- 02 3.4 3.4- 01 3.4- 02 3.4- 0/ 3.4- 04
3.4- 05 3.4- 03 3.5 3.5- 01 3.5- 02
3.5- 0/ 3.5- 04 3.3 3.3- 01 3.3- 02
Go%"e! *'em%*a"s If $sed) a!e (o%"e! *'em%*a"s a++!oved food add%t%ves ,'%*' meet !e"evant add%t%ve s+e*%f%*at%ons O< !e (o%"e! *'em%*a"s add%t%ves ,'%*' 'ave (een a++!oved (y t'e !e"evant !eg$"ato!y a$t'o!%ty as safe fo! $se %n ,ate! %ntended fo! '$man *ons$m+t%on !e (o%"e! *'em%*a"s sto!ed %n a se+a!ate) se*$!e 7"o*=ed o! ot'e!,%se a**ess-*ont!o""ed8 a!ea ,'en not %n %mmed%ate $se %! #$a"%ty and vent%"at%on Has t'e o!gan%sat%on esta("%s'ed !e#$%!ements fo! f%"t!at%on) '$m%d%ty and m%*!o(%o"ogy of a%! $sed as an %ng!ed%ent o! fo! d%!e*t +!od$*t *onta*t !e t'e!e *ont!o" and mon%to!%ng ,'e!e tem+e!at$!e and?o! '$m%d%ty a!e deemed *!%t%*a" Is t'e!e vent%"at%on 7nat$!a" o! me*'an%*a"8 +!ov%ded to !emove e*ess o! $n,anted steam) d$st and odo$!s) and to fa*%"%tate d!y%ng afte! ,et *"ean%ng Is !oom a%! s$++"y #$a"%ty *ont!o""ed to m%n%m%se !%s= f!om a%!(o!ne m%*!o(%o"og%*a" *ontam%nat%on !e t'e!e esta("%s'ed +!oto*o"s fo! a%! #$a"%ty mon%to!%ng and *ont!o" ,'e!e +!od$*ts ,'%*' s$++o!t t'e g!o,t' o! s$!v%va" of m%*!oo!gan%sms a!e e+osed !e vent%"at%on systems des%gned so as to avo%d a%! f"o, f!om *ontam%nated o! !a, to *"ean a!eas !e s+e*%f%ed a%! +!ess$!e d%ffe!ent%a"s ma%nta%ned !e systems a**ess%("e fo! *"ean%ng) f%"te! *'ang%ng and ma%ntenan*e !e ete!%o! a%! %nta=e +o!ts eam%ned +e!%od%*a""y fo! +'ys%*a" %nteg!%ty Com+!essed a%! and ot'e! gases !e *om+!essed a%!) *a!(on d%o%de) n%t!ogen and ot'e! gas systems $sed %n man$fa*t$!%ng and?o! f%""%ng *onst!$*ted and ma%nta%ned so as to +!event *ontam%nat%on !e gases %ntended fo! d%!e*t o! %n*%denta" +!od$*t *onta*t 7%n*". t'ose $sed fo! t!ans+o!t%ng) ("o,%ng o! d!y%ng mate!%a"s) +!od$*ts o! e#$%+ment8 a*#$%!ed f!om a so$!*e a++!oved fo! food *onta*t $se and f%"te!ed to !emove d$st) o%" and ,ate! Is t'e o%" $sed fo! *om+!esso!s) ,'e!e t'e!e %s +otent%a" fo! t'e a%! to *ome %nto *onta*t ,%t' t'e +!od$*t) food g!ade !e s+e*%f%*at%ons fo! f%"t!at%on) '$m%d%ty and t'e m%*!o(%o"ogy of t'e a%!?gases s+e*%f%ed L%g't%ng Is t'e "%g't%ng +!ov%ded 7nat$!a" o! a!t%f%*%a"8 a""o,%ng +e!sonne" to o+e!ate %n a 'yg%en%* manne! T'e %ntens%ty of t'e "%g't%ng s'o$"d (e a++!o+!%ate to t'e nat$!e of t'e o+e!at%on. !e "%g't f%t$!es +!ote*ted to ens$!e t'at mate!%a"s) +!od$*t o! e#$%+ment a!e not *ontam%nated %n t'e *ase of
(!ea=ages Baste d%s+osa" .1 .1- 01 .2 .2- 01 .2- 02 .2- 0/ .2- 04 .2- 05 ./ ./- 01 ./- 02 ./- 0/ ./- 04 ./- 05 .4 .4- 01
.4- 02 E#$%+ment s$%ta(%"%ty) *"ean%ng and ma%ntenan*e .1
ene!a"
ene!a"
.1- 01 .1- 02 .2 .2- 01 .2- 02 .2- 0/ .2- 04 .2- 05 .2- 03 ./ ./- 01 .4 .4- 01 .4- 02 .5 .5- 01 .5- 02 .3 .3- 01 .3- 02 .3- 0/ .3- 04 .3- 05
Is food *onta*t e#$%+ment des%gned and *onst!$*ted to fa*%"%tate *"ean%ng) d%s%nfe*t%on and ma%ntenan*e !e food *onta*t s$!fa*es des%gned so as to not affe*t) o! (e affe*ted (y) t'e %ntended +!od$*t o! t'e *"ean%ng system Is food *onta*t e#$%+ment *onst!$*ted of d$!a("e mate!%a"s a("e to !es%st !e+eated *"ean%ng Hyg%en%* des%gn 6oes e#$%+ment meet esta("%s'ed +!%n*%+"es of 'yg%en%* des%gn 6oes e#$%+ment 'ave smoot') a**ess%("e) *"eana("e s$!fa*es and %s %t se"f d!a%n%ng %n ,et +!o*ess a!eas Is e#$%+ment made of mate!%a"s *om+at%("e ,%t' %ntended +!od$*ts and *"ean%ng o! f"$s'%ng agents Is t'e f!ame,o!= of t'e e#$%+ment not +enet!ated (y 'o"es o! n$ts and (o"ts Is t'e +%+%ng and d$*t,o!= *"eana("e and ,%t'o$t dead ends Is t'e e#$%+ment des%gned to m%n%m%se *onta*t (et,een t'e o+e!ato!9s 'ands and t'e +!od$*ts A!od$*t *onta*t s$!fa*es !e +!od$*t *onta*t s$!fa*es *onst!$*ted f!om mate!%a"s des%gned fo! food $se !e t'ey %m+e!mea("e and !$st o! *o!!os%on f!ee Tem+e!at$!e *ont!o" and mon%to!%ng e#$%+ment Is t'e e#$%+ment $sed fo! t'e!ma" +!o*esses a("e to meet t'e tem+e!at$!e g!ad%ent and 'o"d%ng *ond%t%ons g%ven %n !e"evant +!od$*t s+e*%f%*at%ons 6oes t'e e#$%+ment +!ov%de fo! t'e mon%to!%ng and *ont!o" of tem+e!at$!e C"ean%ng +"ant) $tens%"s and e#$%+ment !e ,et and d!y *"ean%ng +!og!ammes do*$mented to ens$!e t'at a"" +"ant) $tens%"s and e#$%+ment a!e *"eaned at def%ned f!e#$en*%es 6o t'e *"ean%ng +!og!ammes s+e*%fy ,'at %s to (e *"eaned) t'e !es+ons%(%"%ty) met'od of *"ean%ng 7e.g. CIA) COA8) $se of ded%*ated *"ean%ng too"s) !emova" o! d%sassem("y !e#$%!ements and *"ean%ng ve!%f%*at%on met'ods A!event%ve and *o!!e*t%ve ma%ntenan*e Is t'e!e a +!event%ve ma%ntenan*e +!og!amme %n +"a*e 6oes t'e +!event%ve ma%ntenan*e +!og!amme %n*"$de a"" dev%*es $sed to mon%to! and?o! *ont!o" food safety 'aa!ds Is *o!!e*t%ve ma%ntenan*e *ond$*ted so as to +!event t'e !%s= of *ontam%nat%on on +!od$*t%on on ado%n%ng "%nes o! e#$%+ment Is +!%o!%ty g%ven to ma%ntenan*e !e#$ests ,'%*' %m+a*t food safety !e tem+o!a!y f%es +e!fo!med %n a ,ay t'at does not *om+!om%se +!od$*t safety Is a !e#$est fo! !e+"a*ement (y a +e!manent !e+a%! %n*"$ded %n t'e ma%ntenan*e s*'ed$"e
.3- 03
!e "$(!%*ants and 'eat t!ansfe! f"$%ds food g!ade %n *ases ,'e!e t'e!e %s a !%s= of d%!e*t o! %nd%!e*t *onta*t ,%t' t'e +!od$*t .3- 0 6oes t'e +!o*ed$!e fo! !e"eas%ng ma%nta%ned e#$%+ment (a*= to +!od$*t%on %n*"$de *"ean $+) san%t%s%ng and %ns+e*t%on .3- 0 6o "o*a" a!ea A
10 eas$!es fo! +!event%on of *!oss*ontam%nat%on 10.1 ene!a"
10.4- 01 10.4- 02 10.4- 0/
B'e!e (!%tt"e mate!%a"s a!e $sed) a!e t'e!e +e!%od%* %ns+e*t%on !e#$%!ements and def%ned +!o*ed$!es %n *ase of (!ea=age !e g"ass (!ea=age !e*o!ds (e%ng ma%nta%ned Has a 'aa!d assessment to +!event) *ont!o" o! dete*t +otent%a" +'ys%*a" *ontam%nat%on (een *ond$*ted and 'ave +!event%on o! *ont!o" meas$!es (een +$t %n +"a*e
11 C"ean%ng and san%t%s%ng 11.1 ene!a"
11.4- 02 11.5 11.5- 01
!e +a!amete!s fo! CIA systems def%ned and mon%to!ed In*". ty+e) *on*ent!at%on) *onta*t t%me and tem+e!at$!e of any *'em%*a"s $sed. on%to!%ng san%tat%on and effe*t%veness !e *"ean%ng and san%tat%on +!og!ammes mon%to!ed at f!e#$en*%es s+e*%f%ed (y t'e o!gan%sat%on to ens$!e t'e%! *ont%n$%ng s$%ta(%"%ty and effe*t%veness
12 Aest *ont!o" 12.1 ene!a"
12.3 12.3- 01 12.3- 02 12.3- 0/ 1/ Ae!sonne" 'yg%ene and em+"oyee fa*%"%t%es 1/.1- 01 1/.1- 02 1/.2 1/.2- 01 1/.2- 02 1/.2- 0/ 1/.2- 04 1/.2- 05 1/.2- 03 1/.2- 0 1/.2- 0 1/./ 1/./- 01 1/./- 02
E!ad%*at%on !e e!ad%*at%on meas$!es +$t %n +"a*e %mmed%ate"y afte! ev%den*e of %nfestat%on %s !e+o!ted Is +est%*%de $se and a++"%*at%on !est!%*ted to t!a%ned o+e!at%ves and *ont!o""ed to avo%d +!od$*t safety 'aa!ds !e !e*o!ds of +est%*%de $se t'at s'o, t'e ty+e) #$ant%ty and *on*ent!at%ons $sed ma%nta%ned 6o t'ey s'o, ,'e!e and 'o, t'e +est%*%de %s a++"%ed) and t'e ta!get +est
!e t'e !e#$%!ements fo! +e!sona" 'yg%ene and (e'av%o$!s +!o+o!t%ona" to t'e 'aa!d +osed to t'e +!o*ess a!ea o! +!od$*t esta("%s'ed and do*$mented !e a"" +e!sonne") v%s%to!s and *ont!a*to!s !e#$%!ed to *om+"y ,%t' t'e do*$mented +e!sona" 'yg%ene and (e'av%o$!s !e#$%!ements Ae!sonne" 'yg%ene fa*%"%t%es and to%"ets !e +e!sonne" 'yg%ene fa*%"%t%es ava%"a("e !e +e!sonne" 'yg%ene fa*%"%t%es *"ose to a!eas of need and a!e t'ey *"ea!"y des%gnated !e t'e!e ade#$ate n$m(e!s) "o*at%ons and means of 'yg%en%*a""y ,as'%ng) d!y%ng and san%t%s%ng 7,'e!e !e#$%!ed8 'ands !e t'e!e non-'and o+e!ated s%n=s s+e*%f%*a""y fo! 'and,as'%ng 7se+a!ate f!om s%n=s fo! food $se and e#$%+ment*"ean%ng stat%ons8 Is t'e!e an ade#$ate n$m(e! of to%"ets of a++!o+!%ate 'yg%en%* des%gn) ea*' ,%t' 'and ,as'%ng) d!y%ng and san%t%s%ng 7,'e!e !e#$%!ed8 fa*%"%t%es o em+"oyee 'yg%ene fa*%"%t%es t'at o+ens d%!e*t"y onto +!od$*t%on) +a*=%ng o! sto!age a!eas !e t'e!e ade#$ate *'ang%ng fa*%"%t%es fo! +e!sonne" !e *'ang%ng fa*%"%t%es s%ted to ena("e food 'and"e!s to move to +!od$*t%on a!eas ,%t'o$t *om+!om%s%ng t'e *"ean"%ness of t'e%! ,o!=,ea! Staff *anteens and des%gnated eat%ng a!eas !e *anteens and des%gnated a!eas fo! food sto!age and *ons$m+t%on s%t$ated so t'at t'e +otent%a" fo! *!oss *ontam%nat%on %s m%n%m%sed !e *anteens managed to ens$!e 'yg%en%* sto!age of %ng!ed%ents) +!e+a!at%on) sto!age and se!v%ng !e t'e sto!age
*ond%t%ons) *oo=%ng and 'o"d%ng tem+e!at$!es) and t%me "%m%tat%ons s+e*%f%ed 1/./- 0/ 1/.4 1/.4- 01 1/.4- 02 1/.4- 0/ 1/.4- 04 1/.4- 05 1/.4- 03 1/.4- 0 1/.4- 0 1/.4- 0; 1/.5 1/.5- 01 1/.5- 02 1/.3 1/.5- 01
1/.5- 02 1/.5- 0/ 1/. 1/.- 01
!e em+"oyees sto!%ng and *ons$m%ng t'e%! o,n food %n des%gnated a!eas on"y Bo!=,ea! and +!ote*t%ve *"ot'%ng 6o +e!sons ,'o ,o!= %n) o! ente! %nto a!eas ,'e!e e+osed +!od$*ts and?o! mate!%a"s a!e 'and"ed) 'ave ,o!= *"ot'%ng t'at %s f%t fo! +$!+ose) *"ean and %n good *ond%t%on Is *"ot'%ng mandated fo! food +!ote*t%on o! 'yg%ene +$!+oses so"e"y $sed fo! t'at +$!+ose Is ,o!=,ea! f!ee of ($ttons) o$ts%de +o*=ets a(ove ,a%st "eve" Is ,o!=,ea! "a$nde!ed to standa!ds and at a++!o+!%ate %nte!va"s 6oes ,o!=,ea! +!ov%de ade#$ate *ove!age to ens$!e t'at 'a%!) +e!s+%!at%on) et*. *annot *ontam%nate t'e +!od$*t Is 'a%!) (ea!ds and mo$sta*'es +!ote*ted (y !est!a%nts) %f !e#$%!ed (y 'aa!d ana"ys%s !e g"oves *"ean and %n good *ond%t%on T'e $se of "ate g"oves s'o$"d (e avo%ded ,'e!e +oss%("e. !e s'oes $sed %n +!o*ess%ng a!eas f$""y en*"osed and made f!om non-a(so!(ent mate!%a"s Is AAE des%gned to +!event +!od$*t *ontam%nat%on and ma%nta%ned %n 'yg%en%* *ond%t%on Hea"t' stat$s Have em+"oyees $nde!gone med%*a" eam%nat%ons +!%o! to em+"oyment %n food *onta*t o+e!at%ons 7$n"ess do*$mented 'aa!d o! med%*a" assessment %nd%*ates ot'e!,%se8 !e add%t%ona" med%*a" eam%nat%ons done at %nte!va"s dete!m%ned (y t'e o!gan%sat%on 7$n"ess do*$mented 'aa!d o! med%*a" assessment %nd%*ates ot'e!,%se8 I""ness and %n$!%es !e em+"oyees !e#$%!ed to !e+o!t t'e fo""o,%ng *ond%t%ons to management fo! +oss%("e e*"$s%on f!om food-'and"%ng a!eas - a$nd%*e) d%a!!'oea) vom%t%ng) feve!) so!e t'!oat ,%t' feve!) v%s%("y %nfe*ted s=%n "es%ons 7(o%"s) *$ts o! so!es8 and d%s*'a!ges f!om t'e ea!) eye o! nose !e +eo+"e =no,n o! s$s+e*ted to (e %nfe*ted ,%t' d%seases o! %""nesses t!ansm%ss%("e t'!o$g' food +!evented f!om 'and"%ng food o! food *onta*t mate!%a"s !e ,o$nds *ove!ed ,%t' s+e*%f%ed d!ess%ngs %n food 'and"%ng a!eas !e "ost d!ess%ngs !e+o!ted %mmed%ate"y to s$+e!v%so!s !e d!ess%ngs (!%g't"y *o"o$!ed and meta" dete*ta("e ,'e!e a++!o+!%ate Ae!sona" *"ean"%ness !e +e!sonne" %n food +!od$*t%on a!eas !e#$%!ed to ,as' and ,'e!e !e#$%!ed san%t%se 'ands (efo!e sta!t%ng any food 'and"%ng a*t%v%t%es
1/.- 02 1/.- 0/ 1/.- 04 1/.- 05 1/. 1/.- 01
1/.- 02 1/.- 0/ 1/.- 04 1/.- 05 1/.- 03 1/.- 0 1/.- 0 14
!e +e!sonne" %n food +!od$*t%on a!eas !e#$%!ed to ,as' and ,'e!e !e#$%!ed san%t%se 'ands %mmed%ate"y afte! $s%ng t'e to%"et o! ("o,%ng t'e nose !e +e!sonne" %n food +!od$*t%on a!eas !e#$%!ed to ,as' and ,'e!e !e#$%!ed san%t%se 'ands %mmed%ate"y afte! 'and"%ng any +otent%a""y *ontam%nated mate!%a" !e +e!sonne" !e#$%!ed to !ef!a%n f!om snee%ng o! *o$g'%ng ove! mate!%a"s o! +!od$*ts Is s+%tt%ng +!o'%(%ted !e +e!sonne" !e#$%!ed to =ee+ f%nge!na%"s *"ean and t!%mmed Ae!sona" (e'av%o$! Is t'e!e a do*$mented +o"%*y des*!%(%ng t'e (e'av%o$!s !e#$%!ed of +e!sonne" %n +!o*ess%ng) +a*=ag%ng and sto!age a!eas 6oes t'e +o"%*y at "east *ove! t'e fo""o,%ng: Ae!m%ss%(%"%ty of smo=%ng) eat%ng) *'e,%ng %n des%gnated a!eas on"y Cont!o" meas$!es to m%n%m%e 'aa!ds +!esented (y +e!m%tted e,e""e!y) s$*' as t'at ,o!n (y +e!sonne" %n +!o*ess%ng and sto!age a!eas) ta=%ng %nto a**o$nt !e"%g%o$s) et'n%*) med%*a" and *$"t$!a" %m+e!at%ves> Ae!m%ss%(%"%ty of +e!sona" %tems) s$*' as smo=%ng mate!%a"s and med%*%nes) %n des%gnated a!eas on"y> A!o'%(%t%on of t'e $se of na%" +o"%s') fa"se na%"s and fa"se eye"as'es> A!o'%(%t%on of *a!!y%ng of ,!%t%ng %m+"ements (e'%nd t'e ea!s> a%ntenan*e of +e!sona" "o*=e!s so t'at t'ey a!e =e+t f!ee f!om !$((%s' and so%"ed *"ot'%ng> A!o'%(%t%on of sto!age of +!od$*t *onta*t too"s and e#$%+ment %n +e!sona" "o*=e!s. ene!a"
14./- 01 14./- 02
15 A!od$*t
B'e!e !e,o!= %s %n*o!+o!ated %n a +!od$*t as an %n-+!o*ess ste+) %s t'e a**e+ta("e #$ant%ty) ty+e and *ond%t%ons of !e,o!= s+e*%f%ed Is t'e +!o*ess ste+ and met'od of add%t%on) %n*"$d%ng any ne*essa!y +!e-+!o*ess%ng stages) def%ned B'e!e !e,o!= a*t%v%t%es %nvo"ve !emov%ng a +!od$*t f!om f%""ed o! ,!a++ed +a*=ages) a!e *ont!o"s +$t %n +"a*e to ens$!e t'e !emova" and seg!egat%on of +a*=ag%ng mate!%a"s and to avo%d *ontam%nat%on of t'e +!od$*t ,%t' et!aneo$s matte!
ene!a"
ene!a"
13./- 01 13./- 02 13./- 0/
!e ve'%*"es) *onveyan*es) and *onta%ne!s ma%nta%ned %n a state of !e+a%!) *"ean"%ness and *ond%t%on *ons%stent ,%t' !e#$%!ements g%ven %n !e"evant s+e*%f%*at%ons 6o ve'%*"es) *onveyan*es) and *onta%ne!s +!ov%de +!ote*t%on aga%nst damage o! *ontam%nat%on of t'e +!od$*t Is t'e *ont!o" of tem+e!at$!e and '$m%d%ty a++"%ed and !e*o!ded ,'e!e !e#$%!ed (y t'e o!gan%sat%on B'e!e t'e same ve'%*"es) *onveyan*es) and *onta%ne!s a!e $sed fo! food and non-food +!od$*ts) a!e t'ey *"eaned (et,een "oads !e ($"= *onta%ne!s ded%*ated to food $se o! s+e*%f%ed mate!%a"s on"y
13./- 04 1 A!od$*t Info!mat%on and *ons$me! a,a!eness 1- 01 Is %nfo!mat%on +!esented to *ons$me!s %n a ,ay t'at ena("es t'em to $nde!stand %ts %m+o!tan*e and ma=e %nfo!med *'o%*es 1 Food 6efen*e) (%ov%g%"an*e) and (%ote!!o!%sm 1.1 ene!a"
of Se!v%*es 2.1.4.1- 01 2.1.4.1- 02 2.1.4.1- 0/ 2.1.4.1- 04 2.1.4.1- 05 2.1.4.1- 03 2.1.4.2 A!od$*t La(e""%ng 2.1.4.2- 01 2.1.4./ Food 6efen*e 2.1.4./.1- 01 2.1.4./.1- 02 2.1.4./.1- 0/ 2.1.4./.1- 04 2.1.4./.2- 01 2.1.4././- 01 2.1.4././- 02 2.1.4.4 Food F!a$d A!event%on
2.1.4.4.1- 01
6o a"" +!ov%ded se!v%*es 7%n*". $t%"%t%es) t!ans+o!t) ma%ntenan*e) *"ean%ng and o$tso$!*ed a*t%v%t%es8 'ave s+e*%f%ed !e#$%!ements ,'%*' a!e !eg$"a!"y !ev%e,ed !e a"" se!v%*es des*!%(ed %n do*$ments to t'e etent needed to *ond$*t 'aa!d ana"ys%s !e t'ese se!v%*es managed %n *onfo!man*e ,%t' t'e se*to! A
!e t'e f%n%s'ed +!od$*ts "a(e""ed a**o!d%ng to t'e a++"%*a("e food !eg$"at%ons %n t'e *o$nt!y of %ntended sa"e
6oes t'e *om+any 'ave a do*$mented) esta("%s'ed and ma%nta%ned +!o*ed$!e fo! a food defen*e t'!eat assessment t'at: a8 Ident%f%es +otent%a" t'!eats (8 6eve"o+s *ont!o" meas$!es *8 A!%o!%t%se t'e *ont!o" meas$!es aga%nst t'e t'!eats 6oes t'e *om+any assess t'e s$s*e+t%(%"%ty of %ts +!od$*ts to +otent%a" food defen*e a*ts 6%d t'e *om+any +$t a++!o+!%ate *ont!o" meas$!es %n +"a*e to !ed$*e?e"%m%nate t'e %dent%f%ed t'!eats !e a"" +o"%*%es) +!o*ed$!es and !e*o!ds ,'%*' a!e %n*"$ded %n t'e Food 6efen*e +"an s$++o!ted (y t'e *om+any9s FSS fo! a"" %ts +!od$*ts 6oes t'e Food 6efen*e +"an *om+"y ,%t' a++"%*a("e "eg%s"at%on
6oes t'e *om+any 'ave a do*$mented) esta("%s'ed and ma%nta%ned +!o*ed$!e fo! a food f!a$d v$"ne!a(%"%ty assessment t'at: a8 Ident%f%es +otent%a" v$"ne!a(%"%t%es
2.1.4.4.1- 02 2.1.4.4.1- 0/ 2.1.4.4.1- 04 2.1.4.4.2- 01 2.1.4.4./- 01 2.1.4.4./- 02 2.1.4.5 Logo se 2.1.4.5- 01 2.1.4.3 anagement of ""e!gens 2.1.4.3.1- 01 2.1.4.3.1- 02 2.1.4.3.1- 0/ 2.1.4.3.1- 04 2.1.4.3.2- 01
(8 6eve"o+s *ont!o" meas$!es *8 A!%o!%t%se t'e *ont!o" meas$!es aga%nst t'e v$"ne!a(%"%t%es 6oes t'e *om+any assess t'e s$s*e+t%(%"%ty of %ts +!od$*ts to +otent%a" food f!a$d a*ts 6%d t'e *om+any +$t a++!o+!%ate *ont!o" meas$!es %n +"a*e to !ed$*e?e"%m%nate t'e %dent%f%ed v$"ne!a(%"%t%es !e a"" +o"%*%es) +!o*ed$!es and !e*o!ds ,'%*' a!e %n*"$ded %n t'e Food F!a$d +!event%on +"an s$++o!ted (y t'e *om+any9s FSS fo! a"" %ts +!od$*ts 6oes t'e Food F!a$d +!event%on +"an *om+"y ,%t' a++"%*a("e "eg%s"at%on
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2.1.4. Env%!onmenta" on%to!%ng 2.1.4.- 01 6oes t'e *om+any 'ave an env%!onmenta" mon%to!%ng +!og!am %n +"a*e to ve!%fy t'e effe*t%veness of t'e *"ean%ng and san%tat%on +!og!ammes) a**o!d%ng to t'e ve!%f%*at%on !e#$%!ements as des*!%(ed %n ISO 22000 2.1.4. Fo!m$"at%on of +!od$*ts 7On"y fo! +et food fo! dogs and *ats8 2.1.4..1- 01 Is *om+o$nded +et food fo! dogs and *ats fo!m$"ated %n a manne! t'at %s *ons%stent ,%t' t'e %ntended $se
