' and pexpressed by (66b). The term jW€Jl. \l
0, and let the optic axis be along the x axis, which in tum lies in the plane infinite interface as in Fig. 3.13. A perpendicular- or parallel-polarized plane wave incident on this interface along a direction defined by the unit vector or wave normal N can be represented by a suitable superposition of the two modes derivable from IIh and lIe. Thus we are concerned with two distinct modes of propagation and will find that the interface can be represented by a four-terminal-pair network. An isotropic dielectric interface was found to be representable by a two-terminal-pair network and was consequently much simpler to analyze. Let the Hertzian potentials for the incident and reflected plane waves in the region z < 0 be (x) on the strip. The expression (210) can be evaluated the same way as in Section 4.9 and in place of (207) we obtain €O 0, we may close the contour in the left half plane, and g must have simple poles at w == -"In, n == 0, 1, 2, ... , in order to produce the required eigenfunctions for z > 0. For (68) to hold, g must cancel the poles of the factor (e j hs - cos US)-l in the right half plane, in order that the integrand shall be analytic in the right half plane, and cause the integral to vanish identically for z < 0. The poles of g in the right half plane do not cause any difficulty, since (68) contains the factor cos hs - cos us, which vanishes for w == ± r n ; n == ± 1, ± 2, .... Similarly, (69) will hold, provided g cancels the poles of (e j hs -cos US)-l in the left half plane as well. Again the poles of g cause no difficulty, since sin us == 0 for w == "In in the left-half w plane. Taking all the above considerations into account, it is readily seen that a suitable form for the transform function g is
TIh == ax(Aoe-jkoN.r +Ale-jkoN'.r)
(116a)
+ Ble-jkoN'.r)
(II6b)
Il, == ax(Boe-jkoN.r
where k5 == w2J.to€o, and the unit wave normals are given by
+ Nyay + Nzaz N' ==Nxax + Nyay -Nzaz. N ==Nxax
208
FIELD THEORY OF GUIDED WAVES
z Po
Fig. 3.13. An anisotropic dielectric interface.
In the region z
> 0, suitable forms for the potentials are TIh == aX(Cle-jk2DI·r +Coe-jk2D~.r) TIe == aX(D 1e-
j/3D2· r +Doe-j/3D~.r)
(117a) (117b)
where the unit wave normals oi and o~ have the same relation to 01 and 02 as N' does to N, that is, a change in sign for the z component. At the interface z == 0, the tangential electric and magnetic fields must be continuous for all values of x and y. This is possible only if the potentials have the same variation with x and y on both sides of the interface. Hence, the following relations must hold:
koNx
(118a)
koNy == k 2nly == {3n2y.
(118b)
In addition, (3 is a solution of (113). From (113) and (118a) we get
~ = ko [K) + N; (1 _ :~) ] )/2 •
(118c)
From (118b) and (118c) the component n2y may be found. The components of 01 may be found at once from (118a) and (118b), together with the condition niz == 1 - nix - nI y. We see that a knowledge of the wave normal N for the incident waves permits us to determine both the normals n 1, 02 and (3. The fields are obtained from the Hertzian potentials by means of (114) and (115). When the tangential components are equated in the interface plane z == 0, the following four equations are obtained:
H x == k5(1 - N~)(Ao
Ex
+ AI) == k~(l
= k~(l-N;)(Bo +B)) = k~
- nIx)(C 1 + Co)
(1 -nh~~)
(D) +Do)
( 119a) ( 119b)
H; == -k5 N X Ny(A o +A 1) +k5(1 -N~)Yle(Bo -B 1) =
-k~n)xnly(CI +Co) +k~ (1 - ~inh) Y2e(D I -Do)
(119c)
e, ==k5(1-N;)Zlm(AI-Ao)-k6NxNy(Bo+Bt)
=k~(l-nix)Z2m(Co-C I ) -k~~~n2xn2y(DI +Do) k 2
(119d)
209
TRANSVERSE ELECTROMAGNETIC WAVES TABLE 3.1 Current
Voltage
Mode
<
Input Side, Z
0
It = (1 - N;)( -At - A o) 12 = (l - N;)(Bo - B t ) Yt e
V t = (1 - N;)Ztm(A t - A o) V2 = (1 - N;)(Bo + B t )
>
Output Side, Z
0 13 = K2(1 - nix)(C t + Co) 14 = (l - nix)(Do - D t ) Y2e
V3 = K2 Z2m(1 - nix)(Co - C t ) V4 = (l - nix)(D t + Do)
where
Y 1m == Z 1~ ==
Y Ie = Z ~ I
I-N2 x y 0 == wave admittance for IIh mode for Nz
N z 2 Y 0 = wave admittance for
I-Nx
1
k 2 1 - nix
Y 2m == Z 2m == -k o Y
- Z-I -
2e -
2e -
nlz
TIe
mode for
II
.
Y 0 == wave admittance for
~n2zYO
k o[1 - ({32 /k~)n~x]
h
z<0
z <0
mode for
= wave admittance for TIe
z>0
mode for
z >0
Yo =ZOI = (;:) 1/2. The wave admittances are defined as the ratio of the transverse magnetic field to the mutually orthogonal transverse electric field. These equations take on a particularly significant form when suitable equivalent transmission-line voltages and currents are introduced. The equivalent voltages are chosen proportional to the total transverse electric field, while the equivalent currents are chosen proportional to the total mutually perpendicular transverse magnetic field. The characteristic impedance of each line may be arbitrarily chosen so we will choose the characteristic impedances equal to the corresponding mode wave impedances. The equivalent voltages may be arbitrarily chosen subject to the restriction that the power carried by a given mode be equal to K(Vi Vi /Zi), where the constant of proportionality K is the same for all modes, Vi is the voltage on the ith line, and Z i is the characteristic impedance of the ith line. The choice of equivalent voltages and currents in Table 3.1 leads to a very simple equivalent circuit for the interface. Replacing {3n2x by k2nlx and (3n2y by k2nly from (118), and also introducing the voltages and currents from Table 3.1, the set of equations (119) becomes /1==-/3
(120a)
V 2 == V 4
(120b)
N x N y / + [ __ n, x n, y I_N21 21- 2 x
V 1
nIx
NxN y
1 _ N2 x
V - V _ 2 -
3
[
3
_ /
nlx nly
1_
2
nIx
V
4
(120c)
4·
(120d)
FIELD THEORY OF GUIDED WAVES
210
8
1: t 1
Va
13
Fig. 3.14. Equivalent circuit of a uniaxial anisotropic dielectric interface.
Equation (120a) shows that lines 1 and 3 are series-coupled, while (120b) shows that lines 2 and 4 are parallel-coupled. A suitable equivalent circuit which gives rise to a set of equations of the above form is illustrated in Fig. 3.14. The transformers illustrated are considered as ideal ones with turns ratios tt: 1 and tz: 1. Only one of the turns ratios is independent; for example, t 2: 1 may be chosen as 1: 1.6 The above equivalent circuit obeys the following equations: (121a) (121b) (121c) ( 121d) Equations (120c) and (120d) may be put into the form of (121c) and (121d) by using (120a) and (120b). Thus, for (120c), we get
and, hence, comparing with (121c) shows that (122) Equation (120d) gives the same result. If we are interested in the solution for a plane perpendicular-polarized wave incident from the region z < 0, the ratio of A o and B o must be chosen as follows: Ao/Bo == NxNz/N y, in order to make E; == O. Similarly for an incident parallel-polarized wave Hz == 0, and we 6 An ideal transformer is one with infinite primary and secondary inductance and unity coupling. The voltages and currents on side 1 with n 1 turns are always related to those on side 2 with n 2 turns as follows: VI / V 2 = I 2/I 1 = n 1/ nz- Thus, if the secondary is open-circuited, the primary is effectively an open circuit also because of its infinite self-impedance.
211
TRANSVERSE ELECTROMAGNETIC WAVES
must choose Ao/Bo == Ny/NxN z . When either N x or Ny equals zero, Eqs. (119) show that there is no coupling between the IIe and the IIh modes. In any case, the amount of coupling is small when KI and K2 do not differ by more than 50% or so. When Ny == 0, the IIe mode, which now corresponds to a parallel-polarized wave, is directly coupled between lines 2 and 4, with no interaction from lines 1 and 3. The normalized input impedance looking into the anisotropic medium is Z2e /Z le- Using (113) and (118) to eliminate {3n2z == {3(1 - n~x)I/2 gives
Zin
Z2e
== -
Z Ie
(K2 -
sin 2
OJ)I/2
== - - - - - (KI K2)1/2 COS OJ
(123)
where OJ is the angle of incidence in the xz plane measured from the interface normal; that is, sin 0i == N x- A Brewster angle exists such that Z in == 1, and no reflection takes place. From (123) this angle is given by
. 0
SIn
b
==
K2(KI -
[ KIK2 -
1)]
1
1/2
(124)
and differs from that derived in Section 3.5 for an isotropic dielectric medium. A value of Ob less than 45° may exist. For isotropic dielectrics Ob is always greater than 45° in the less dense medium.
3.8.
TEM WAVES IN A FERRITE MEDIUM
It is not our purpose here to give a theory for the magnetic properties of ferrites. Nevertheless, considerable insight into the electromagnetic-wave-propagation properties of ferrites is obtained by considering a simple semiclassical model of the magnetization mechanism which takes place in ferromagnetic materials. Ordinary ferromagnetic materials such as iron and nickel are of little use at microwave frequencies because of their high conductivities. A class of materials known collectively as ferrites has, however, been developed which is quite suitable for use at microwave frequencies. Perrites are a ceramiclike material with specific resistivities over a million times greater than those of metals, with relative permeabilities ranging up to several thousand and relative dielectric constants in the range 5 to 25. The magnetic properties of these materials arise principally from the magnetic moment associated with the spinning electron. By treating the spinning electron as a gyroscopic top, a classical picture of the magnetization process and, in particular, of the anisotropic magnetic properties may be obtained." or 0.527 x 10- 34 joule-meters, where The electron has an angular momentum P equal to 11 is Planck's constant divided by 27r. The magnetic momentum associated with the spinning electron is one Bohr magneton or m == eli /2w == 9.27 x 10- 24 ampere-meter-, where m is the magnetic dipole moment and w is the mass of the electron. The angular-momentum vector P and magnetic momentum mare antiparallel for the electron. The ratio of the magnetic momentum to the angular momentum is called the gyromagnetic ratio 1', that is, l' == m / P. If a spinning electron is located in a constant magnetic field Do, and m and Do are not collinear, a torque T == m X Do is exerted on the system as in Fig. 3.15. The rate of change of angular
!Jf
7The material presented here is based essentially on [3.3]-[3.6].
212
FIELD THEORY OF GUIDED WAVES z
dP
y
Fig. 3.15. Free precession of a spinning electron.
momentum is equal to the applied torque, and hence" dP T == - == m X Bo == "'0 X P == -1'-1"'0 X m
dt
(125)
or mB o sin
cP == "'oP sin cP == 1'-I",om sin cP
where ca 0 is the vector precession angular velocity directed along Bo, and P sin cP is the component of P which is changing in direction. At first sight, Fig. 3.15 appears to give rotation in a direction opposite to that which should be produced by the acting torque, but this is only because m and Pare antiparallel. From (125) the following expression for the free-precession angular velocity (Larmor frequency) is obtained: (126) For free precession, the precession angle cP is arbitrary. To obtain a feeling for what happens when a spinning electron is placed in a field B, which is a static field plus a small sinusoidally varying component, consider the following situation. With reference to Fig. 3.16, let Bo be a static field along the z axis, and let B 1 be a constant counterclockwise-rotating vector in the xy plane. The rate of rotation is w, and, hence, B 1 is the same type of field which would exist in a plane negative circularly polarized wave propagating in the direction of Bo. The total field vector B, rotates about the Z axis at a rate wand with a constant angle (). When equilibrium has been established between the field and the spinning electron, the magnetic dipole axis must precess around Bo in synchronism with Bt . Thus the precession angle cP must be less than () in order to obtain a torque acting in the proper direction to produce counterclockwise precession. The equation of motion (125) gives mB t sin «() - cP) == wP sin cP or l'B t (sin () cos cP - cos () sin cP) == w sin cP. Replacing B t sin () by B 1 and B, cos () by B o and solving for sin cP gives .
SIn
cP ==
1'B 1 [(1'B o + w)2
+ (1'B 1)2]1/2
·
BIn the literature some authors include the negative sign in the definition of 1', whereas others omit the negative sign completely. This leads to an inconsistency which amounts to changing the sign in the off-diagonal terms in the susceptibility tensor or reversing the direction of the magnetic field Do.
213
TRANSVERSE ELECTROMAGNETIC WAVES
z
z
y
(Nt
x
x
(a)
(b)
Fig. 3.16. Forced precession of a spinning electron.
The component of m in the x y plane which rotates in synchronism with B 1 is m- == m sin cP == m cos cP tan cP == mi, tan cP, where mo is the component of m along Bo. Substituting for tan cP gives m_
mo == 'Y#loH 1 . 'YBo
+w
(127)
If we have a positive circularly polarized field B 1 , the precession angle cP must be greater than (), as in Fig. 3.16(b), in order to produce a torque which will make m precess about Bo in step with the total field B t . A significant feature is at once apparent: since the precession angle cP is different for the two cases, the effective permeability for negative and positive circularly polarized waves propagating in the direction along Bo will be different. For the latter case the equation of motion gives
and hence the magnetization m + associated with a positive circularly polarized field HI is m+==
'Y#lomoH 1 . 'YBo - w
(128)
A ferrite material will consist of a collection of spinning electrons. If the effective number of spinning electrons per unit volume is N, the magnetic dipole polarization per unit volume is M == Nm. If a constant uniform magnetic field #loHo is applied externally to an arbitrarily shaped sample of ferrite material, the interior field in the sample will be nonuniform and will differ from H o because of the demagnetizing effects set up by the free magnetic poles on the surface of the sample. For ellipsoidal-shaped samples (and, of course, the degenerate forms such as spheroids, spheres, disks, and long rods) the interior field is uniform when a uniform exterior field is applied. The interior field may be evaluated quite readily and is conveniently expressed in the following form [3.9, ch. 4]: Hi==Ho-L-M
where L is a suitable demagnetization dyadic. When the coordinate axis coincides with the
214
FIELD THEORY OF GUIDED WAVES
2a
r
,WXYPlane : , : 0 0 tj I I I
~
aI
I
I
I
I I
I
I
I
2a t
r
xy plane
W
~ Fig. 3.17. Illustration of spheroid-shaped samples. (a) Prolate spheroid. (b) Oblate spheroid.
principal axis of the ellipsoid, L is a diagonal dyadic with elements Lxx,L y y , and L zz. The sum of these elements is equal to unity. For prolate and oblate spheroids as illustrated in Fig. 3.17 we have, respectively, 2
1 ( In -11 + e - 2e ) L zz == -b2 3" 20 e -e 1
Lxx == L y y == 2(1 - L zz)
(129a) (129b)
where
and (130) with Lxx and L y y given by (129b) again. For a sphere, 1 3
Lxx == L y y == L zz == -. For an ellipsoidal sample with a constant external field H 0 applied along the Z axis, the effective internal H field is Hi == H 0 - LzzM. The total magnetic induction field in the sample when both a static internal field Hi and an internal time-varying field H exist in the sample is B == J-to(H i + H + M). This is not the local induction field which each spinning electron sees, however. Each spinning electron sees an induction field arising from the applied field, the demagnetization field which depends on sample size and shape, and the field due to all
215
TRANSVERSE ELECTROMAGNETIC WAVES
the neighboring spins. A reasonable approximation to make, in practice, is to assume that the partial field contributed by all the neighboring electron spins is collinear and proportional to the total magnetization M. This partial field will not produce a torque on the magnetic moment of the electron, provided the static field is large enough to saturate the sample so that all the electron spins are aligned. It is only the fields that are perpendicular to M which will produce a torque. In view of these considerations, we may treat the ferrite sample as a single magnetic dipole of strength M s per unit volume where the subscript s signifies the saturation dipole moment. The field producing a torque on the system is the partial field B == lLo(H; + H). The problem is formally the same as that of a single spinning electron with m replaced by Ms and with H; and H as the internal applied fields. If H; is directed along the z axis, and 18 I« IH; I, then the component of magnetization M along the z axis is essentially equal to the saturation dipole moment Ms. For a negative circularly polarized internal field JLoH 1 in the x y plane, the negative circularly polarized component of magnetization will be
°
(131a) where Wo == 'YlLoH;. Hence, the intrinsic susceptibility for a negative circularly polarized field is
x- ='YlLoMo =-Wo +w
(131b)
while the permeability is given by (131c) For a positive circularly polarized field, the corresponding quantities are
x+
'YlLoMo Wo -w
== - - -
IL+ == ILO
'YJJ.oMo + wo - w Wo -w
(132a) (132b)
As the applied angular frequency w approaches the free-precession angular frequency Wo, the precession angle cP approaches 7r/2, and the magnetization M+ approaches? Nm == Ms. For circularly polarized fields the effective permeabilities are scalar constants. The solution for the magnetization when a time-varying field (axHx +ayHy )ei wt , in addition to the static field azB o, is applied is readily found from the equation of motion
dMs _ _ M xB dt - 'Y s
(133)
where M s == Nm and is the dipole moment per unit volume. If a solution for M s of the form 9Damping forces are always present, and so this never happens in practice. The resonant frequency is woo In terms of the external fields, the resonant frequency is given by a much more involved relation, which depends on sample shape through the demagnetization factors. For arbitrarily shaped samples the internal field is not uniform, in general, and ferromagnetic resonance does not occur simultaneously throughout the whole sample.
216
FIELD THEORY OF GUIDED WAVES
azMo + (axMx from (133):
+ ayMy + azMz)ejwt is assumed,
the following three equations are obtained
jwt)
(134a)
jwMy == 'Y(Mx/loH; - /loMoH x - /loMzHxejwt)
(134b)
jwMz ==/lo'Y(MyHx -MxHy)ejwt.
(134c)
jwMx == ,,(/loMoHy - My/loH i + /loMzHye
If H x and H yare very small compared with Hi, then M z is small in comparison with M x and My. Also from (134c) it is seen that M z varies at a rate w relative to the applied field, and, hence, we may neglect M z for a first approximation. For the same reason the terms multiplied by e jwt in (134a) and (134b) may be neglected. With this simplification the solutions for the time-varying magnetization components obtained from (134) are
M
_ /lo'YwoMoHx + jW'Y/loMoHy w5 _ w2 x-
(135a)
M
_ /lo'YwoMoHy - jW'Y/loMoHx yw5 -w 2
(135b)
M, == O.
(135c)
Thus the effective susceptibility tensor or dyadic is
_
Xm
== axax
'Y/lowoMo 2 2 Wo -w
+ axay
jW'Y/loMo 2 Wo -w 2
-
ayax
jW'Y/loMo 2 2 Wo -w
+ ayay
'Y/lowoMo w5 _w 2
(136)
and is antisymmetric. This latter property accounts for the nonreciprocal properties of wave propagation in ferrites. The permeability dyadic is given by (137) where t is the unit dyadic or idemfactor. When H y == 0 and
H x == Re (HIe jwt) == HI cos wt the magnetization components are given by
M x == Xxx cos wt
and
w
M y == -Xxx Wo
.
SIn
cot
where Xxx == 'Y/lowoMo/(wJ - ( 2 ) . The two components M x and My constitute a positive elliptically polarized magnetization vector, as in Fig. 3.18, and this is the projection of the total precessing magnetization vector onto the xy plane. The projection of M along the z axis is readily seen to result in a small z component of magnetization varying at a rate 2w in accordance with (134c). Under the influence of large time-varying fields, harmonics are generated which have appreciable amplitudes, and ferrites may be employed as harmonic generators [3.7] (see also [3.8]). The magnetization vector may be decomposed into a positive circularly polarized component M + == (Xxx /2)( 1 + w/ wo) and a negative circularly polarized component M - == (Xxx /2)( 1 -
TRANSVERSE ELECTROMAGNETIC WAVES
217
x Fig. 3.18. Projection of M on the xy plane.
w/ wo) in the x y plane. Similarly, H, may be decomposed into oppositely rotating vectors each of amplitude HI /2. The effective susceptibilities for the two circularly polarized components of H x are x+ == Xxx(1 +w/wo) == 'YJloMo/(wo -w) and x- == Xxx(l-w/wo) == 'YJloMo/(wo +w), and have the same form as given earlier by (132a) and (131b). Below the resonant frequency, that is, w < Wo, a magnetic field H, results in a magnetization along the y axis which lags the applied field by one quarter of a period. Above the resonant frequency, i.e., for w > Wo, Xxx is negative and, hence, x+ is negative but x- is still positive. This means that M and the positive circularly polarized component of the field are 1800 out of phase as indicated in Fig. 3.19 rather than as shown in Fig. 3.16(b). This orientation is permissible since it gives a torque to cause M to precess in the same direction as H t . For the negative circularly polarized field, M and H, are always in phase. This change in polarity of x+ for w > Wo causes the major axis of the magnetization ellipse to be along the y axis when a linearly polarized sinusoidally varying field is applied along the x axis. Below the resonant frequency Jl+ is greater than Jl-, while the opposite is true for w > WOo For practical ferrite materials, damping forces which tend to reduce the precession angle cf> are always present. The general form of the permeability matrix must now be represented as
u' [p.]
==
[
-r
- j(K'
ju" - j K")
o
j(K' -jK")
0]
Jl
j«
0
Jl' - j Jl"
0
-jK
P.
0
0
p.o
o
0
p.o
(138)
where Jl == u' - j u'", etc. The terms which are double-primed arise because of the damping forces which give rise to finite losses. The damping forces are proportional to the precession angle cf> and, hence, are greater for a positive circularly polarized field than for a negative circularly polarized field. This leads to selective absorption of the positive circularly polarized component, particularly so if w is close to Wo so that the precession angle cP is large. Our earlier discussion on the magnetization resulting from circularly polarized fields leads us to expect that the only solutions to Maxwell's equations for plane waves propagating along the direction of the applied static field Hi will be circularly polarized waves, since for such waves the effective permeability is a scalar quantity. A linearly polarized wave may be decomposed into positive and negative circularly polarized waves, and, since the effective permeability for
218
FIELD THEORY OF GUIDED WAVES
z
1\1
Fig. 3.19. Space relation between M and #LoBt for w
> WOo
the two polarizations is different, the propagation constants will also be different. Thus, as the wave propagates along the direction of Hi, a linearly varying phase difference between the two polarizations results. This causes the plane of polarization of the resultant wave to rotate, a phenomenon known as Faraday rotation. In ferrites Faraday rotation is a nonreciprocal effect, since the plane of polarization always rotates in the same direction looking in the direction of Hi whether the wave is propagating parallel or antiparallel to Hi. Consider an unbounded ferrite medium with an internal static magnetic field Hi applied along the z axis. For plane TEM waves propagating in the Z direction, Maxwell's equations reduce to rEte- rz == -jwaz X Bte- rz and Hte- rz == jWfaz X Ete- rz , where a propagation constant r has been assumed and E t , etc., are vectors in the xy plane. Introducing the relation jI. H, == B t , we get
Equating the x and y components separately gives
+ k 2 )B x + jW 2€KB y == 0 2€KB 2 2 -jW x +(r +k )B y ==0 2
(r
where k 2 == W 2 f p,. For a solution, the determinant must vanish; hence, (r2 + k 2 )2 _ and thus the solutions for rare
(140a) (140b) 2 ( W € K)2
== 0, (141)
For the root r +, (140b) gives By == - j B x, which represents a positive circularly polarized wave with an effective permeability p, + K. The root r _ gives By == j B x, which is a negative circularly polarized wave with an effective permeability p, - K. The effective permeabilities are of the same form as those derived earlier for circularly polarized fields, provided the losses are negligible. At the plane z == 0, let the time-varying magnetic field be B
== ax 2B 1 Ree j wt
where Re signifies the real part. The field B may be decomposed into a positive circularly
TRANSVERSE ELECTROMAGNETIC WAVES
219
polarized field (142a) and a negative circularly polarized field (142b) where j (3 ± ==
r ±.
At a plane
z == I,
the resultant field is
B == B 1 Re [ax(e- j 13+' + e- j 13-') - jay ie !":' - e-jl3-')]ejwt =2B,Reejwt-j«(3++fL)l/2
[ax cos(~+ -~-)~
-ay
sin(~+ -~-)~]
If the losses are negligible, {3± is real, and the resultant field makes an angle
(J
.
given by (143)
with the x axis, and, hence, the plane of polarization has been rotated through an angle (J. The Faraday rotation per unit length is thus )({3- - (3 +). For W > wo, the effective permeability for the positive circularly polarized wave is very small and {3- > {3+; hence, the Faraday rotation is in a clockwise sense about Hi. Below the resonant frequency, {3+ > {3 _ and the sense of rotation is reversed. For a wave propagating in the negative Z direction, the signs in front of{3± and ay in (142a) and (142b) must be changed. A similar analysis then shows that the plane of polarization again undergoes rotation through an angle given by (143). This nonreciprocal Faraday-rotation property has been used to construct nonreciprocal microwave components called gyrators, isolators, and circulators [3.6]. It should be noted that, for W > WQ and a sufficiently strong applied static field, p-+ may be negative; hence, (3+ is imaginary, and the positive circularly polarized wave does not propagate. In practice, finite losses are always present, and so r + will always have an imaginary part, although this imaginary part may be very small under certain conditions. The region W »wo and weak applied static fields are favored for gyrators because of the large Faraday rotation together with small losses which may be obtained under these conditions.
(!
3.9.
DYADIC GREEN'S FUNCTION FOR LAYERED MEDIA
The radiation from a current element located in a homogeneous layer in a multilayered medium is important in connection with a number of physical problems such as antennas located over a stratified earth, microstrip antennas involving planar conducting patches on a substrate material, microstrip transmission lines, etc. In this section we will derive an expression for the electric field dyadic Green's function for a source located in a homogeneous layer and having one or more additional homogeneous layers on either side. In Fig. 3.20 we show a current element J == Ioo(x - x')o(y - y')o(z - z') located in a layer with electrical parameters € and u, The layer extends from Z == 0 to Z == d. The adjacent layers have electrical parameters ei, P-i for the ith layer as shown in the figure. We will first find the primary field produced by J as though the layer filled all of space. We can then superimpose solutions to the homogeneous vector wave equation in order to satisfy
220
FIELD THEORY OF GUIDED WAVES
x
x', y', z' --t--------+------+---~-~
d
J.1,
Z
€
Fig. 3.20. A current source in a multilayered medium.
the boundary conditions at each interface. We will show that outside the source region the field consists of a superposition of transverse electric (TE) and transverse magnetic (TM) waves with respect to the interface normals and that the boundary conditions at the source can be split into separate conditions for the two types of waves that are excited. The ability to decouple the TE and TM waves in the source region is very convenient in practice. In some practical applications, such as to microstrip transmission-line structures, edge conditions at the edges of conducting strips will couple the TE and TM waves so that these waves do not generally exist by themselves. The microstrip problem is discussed in a later chapter. When the TE and TM waves are coupled the resulting waves are often called hybrid waves; i.e., they are no longer pure TE or TM waves. The TE and TM waves are TEM waves that propagate at an angle to the z axis. These TEM waves were classified as parallel- and perpendicular-polarized waves in Section 3.5. The classification of these waves as TE and TM waves with respect to the Z axis is a more common classification. The TE wave does not have a Z component of electric field but does have a Z component of magnetic field and for this reason is also called an H wave. Similarly, the TM wave is called an E wave because E, is not zero but Hz == O. A localized current source will radiate a continuous spectrum of plane waves propagating at all real angles with respect to the Z axis as well as waves propagating at complex angles with respect to z. The radiated spectrum of plane waves can be synthesized by using a two-dimensional Fourier transform with respect to x and y to solve the radiation problem. By means of a two-dimensional Fourier transform with respect to x and y we can represent the current source as sheets of current located in the z == z' plane. Thus we have J(x, y, z)
== [JOt (X , y) + JOz(X, y)]O(Z
- Z')
00
== Ioo(z -
Z,)-1-fje-jU(X-X1)-jV(y-yl) du du 411'"2
-00
where we have used o(x - x') == -1
211'"
Joo e- .( ') du Ju x-x
-00
TRANSVERSE ELECTROMAGNETIC WAVES
221
and similarly for 5(y - y'). The fields have the representation
4: JJ 00
E(x, y, z) =
E(u, v, z)e-juX-jVY dudv
2
-00
and similarly for H(x, y, z). In the Fourier transform or spectral domain the current is given by J(u, v, z)
== Ioejux'+jvY'5(z - z') == [jOt + azJozl5(z - z"),
(144)
The TE waves can be found from an M-type wave function as follows: (145a) (145b) where \7t represents the x and y parts of \7. In the Fourier transform domain E(u, v, z)
== -jv~(u,
v, z)a x
+ ju~(u,
v, z)a y
(146a)
(146b) The appropriate solution for ~ that will represent waves propagating away from the source is
~={
C+e-j{j(z-z') OR'
C-eJ~(Z-Z
),
z >z' l
(147)
z
where (3 == (k 2 - u 2 - v2)1/2, k == WJ/i€, Z == v;T€. The TM waves can be constructed from an N-type wave function by means of the relations E
== \7
- jkZH
X
\7
== az
X
8iP 2 aziP == \7t 8z - \7t iPaz
(148a)
X
\72 \7iP == -k2 az
(148b)
X
\7iP.
In the Fourier transform domain we have
"
E
== (- jue; - jZH
The solution for
4> is of the
84>
- jvay) 8z
+ (u 2 + v2 )azq>"
== (-jva x + juay )k 4>.
(149a) (149b)
form
z >z'
z
(150)
222
FIELD THEORY OF GUIDED WAVES
For nonpropagating waves (1 is a negative imaginary quantity. Both l/; and are solutions of the scalar Helmholtz equation. One component of the current source is a sheet of z-directed current given by
Jozo(z - z') == /ozo(z
- z')e jux' +jvy' .
This current sheet excites TM waves only since the TE waves do not have an axial component of electric field. A TE wave does not interact with an axial current element and by reciprocity such a current element does not radiate a TE wave. For a sheet of normally directed current the boundary condition given by (46) in Chapter 1 applies. Thus we have
or ,,+
1
,,-
. , . ,
az X (E - E ) == --(vax - uay)/oze J UX +jVY we
in the spectral domain. When we use (149a) and (150) we obtain
~(D+ +D-)
=
-~IozejUxl+jVyl. we
For the z-directed current the tangential magnetic field is continuous across the current sheet so from (149b) we must also have D+ == D-. Consequently, from the z-directed current sheet we obtain a contribution to ~ with amplitude that we now label as D n where D+ n
== D- == D == _ /ozZ ejux'+jvy' n
n
2k{1
·
(151)
The subscript n signifies a contribution from the normally directed current. The current source J Oz acts like a series voltage source because it requires the tangential magnetic field to be continuous and hence the tangential electric field will be discontinuous across the current sheet. The total tangential magnetic field must be discontinuous by an amount determined by the tangential component JOt of the current sheet. For this part of the field the tangential electric field is continuous across the current sheet. In the spatial domain the first boundary condition gives
or
The transverse divergence of this equation gives z'
kY'7 1 + == - jZY't •JOt z~
(152)
TRANSVERSE ELECTROMAGNETIC WAVES
223
while the transverse curl gives (153) The source term in (152) is the charge density associated with V t •JOt, while the source term in (153) is a vortex source (equivalent to a z-directed magnetic current). In the spectral domain, the boundary conditions (152) and (153) become k(u 2 +v 2)(D+ -D-) ==Z(u1ox +vloy)ejUx'+jVY' (3(u 2 + v 2)(C+ + C-) == jkZ(ul oy - vlox)ejux'+jVY'.
(154a) (154b)
The continuity of the tangential electric field requires that
be continuous across the Z == z' plane. Since one component is given by a gradient operation and the other by a curl operation we require each term to be separately continuous. Thus we find that D+
==
-D-
and
We will denote the solutions for the amplitude coefficients due to the transverse current sheets with a subscript t. These solutions are given by D+ - -D- - D - Z(ul ox + vl oy) ejux'+jv y' 2k(u 2 + v 2) t t t -
C+ t
== C- == C == t
t
jkZ(ul oy - vlox) ejux'+jv y' 2{3 (u 2 + v2) ·
(155a) (155b)
The complete solutions for ~ and 4> due to the primary excitation are ~
== Cte-jfjlz-z'l
4> ==
[D t sg(z -
(156a)
z') + Dn]e-jfjlz-z'l.
(156b)
In the spectral domain the transverse electric and magnetic fields are given by (146) and (149) and are
Et == (-jv8x + jU8y)Cte-jfjlz-z'l -{3(U8x +v8y)[D t +Dnsg(z -z')]e-jfjlz-z'l
H, A
==
(157a)
{3 'fjl ' I kZ(-jU8 x -jv8y)C tsg(z -z')e-J z-z
+ ~(vax
- uay)[D t sg (z - z')
+ Dn]e-jPlz-z'l
(157b)
224
FIELD THEORY OF GUIDED WAVES
where sg (z - z') equals wave is given by
+1 for z > z'
and -1 for
z < z'.
The wave impedance for a TE
(158a) while for a TM wave it is given by (158b) The corresponding wave admittances are Y hand Y e and are the reciprocals of the wave impedances. The transverse fields for the plane wave spectrum are obtained by multiplying (157) by (41r2)-le-jux-juy. The complete solution for the transverse fields associated with the primary excitation is obtained by integrating over u and v. We have emphasized the solution for the transverse fields because one convenient way to obtain the solution for the fields in the layered medium is to construct an equivalent transmissionline circuit for the problem. We will present this approach before we proceed to complete the solution for the dyadic Green's function. The transmission-line approach has been extensively discussed in the text by Felsen and Marcuvitz for a wide variety of problems [3.20]. In order to develop the transmission-line model we introduce the following transverse mode functions for the E and H waves: eh == 'It ee
X aze-jux-jUY
== - j(vax
- uay)e-jUX-jUY
== '1te-jux-jUY == - j(uax + vay)e-jux-jUY
hh == az
x eh
(159a) (159b) (159c) (159d)
The z component of current is an independent source. For this current the radiated transverse fields that are part of the spectrum of plane waves may be obtained from (157) after multiplying by e-jux-juy and dividing by 41r2 • We can describe this field in the following way:
Et == H t ==
V+e e- j{3(z-z') , n e
z >z'
{ Vj{3(z-z') n eee , ]+h e- j{3(z-z') n e ,
z
{ -]-h e j{3(z-z') n e ,
z
(160a)
(160b)
==n V±Z where Jf' n e and V~
- j{3D 41r
n == -V; == -------,,2
jZ]oze j UX' +juy' 2 81r k
(161)
Apart from the mode functions, Eqs. (160) describe a transmission line with characteristic impedance equal to the wave impedance Z; and driven by a series voltage source of strength V g given by (161). This transmission-line circuit is shown in Fig. 3.21(a). In Fig. 3.21(b) we show the equivalent transmission-line circuit for a layered medium driven by a z-directed
TRANSVERSE ELECTROMAGNETIC WAVES
225
-----t8~+---
-.___----,,..---4
+ rv )--.-
--~r---
V;;~
o (a)
d
(b)
z
o
(c)
Fig. 3.21. (a) Equivalent transmission-line circuit for primary excitation by a Z-directed current element. (b) Equivalent transmission-line circuit for a multilayered medium. (c) Equivalent transmission-line circuit for the layer containing the source.
current element. Each transmission-line section has a characteristic impedance equal to the wave impedance. For the ith section {3;
{3;
Ze; == -Z; == k, w€; where the propagation constant (3; is given by
k, == wVJ-t;€;. Transmission-line theory requires the total voltage and current to be continuous across each interface or junction. This is equivalent to requiring that the tangential electric and magnetic fields be continuous across each interface. Consequently, we can use transmission-line theory and wave matrices as described in Sections 3.3-3.5 to determine the voltage and current wave amplitudes in each layer. The fields are obtained by multiplying by the appropriate mode functions for each layer. For example, if we want to find the fields in the region 0 < z < d we can use transmission-line theory to determine the input impedances Z~ and Z~ at Z == d and z == 0, respectively. The equivalent circuit is thus reduced to that shown in Fig. 3.21(c). A solution for the total voltage wave in the region 0 < z < d is of the form V+e-j{3z
V(z) ==
1
{ V+e- j{3z 2
The boundary conditions at
z == 0, d
j{3z + V-e l'
z
+ V-e j{3z
z >z'.
2'
require that
Vi -R 1_- Z~ -Ze
--
VI
Vi 2j{3d -R _ --=t e - 2-
V2
Z~ -i
z,
z;+
Zin
+Ze
226
FIELD THEORY OF GUIDED WAVES
The boundary conditions at the source are
These equations may be solved for the voltage amplitudes and give
By setting R 1 == R2 == 0 we obtain the primary excitation given by (160). Note that the reflection coefficients R 1 and R 2 are functions of u and v as is the source strength V g. The total transverse electric field in the region 0 < z < d may be obtained by multiplying the voltage waves by the transverse mode function ee and integrating over u and v. The inverse Fourier transform involves a denominator which, in some circumstances, can equal zero for certain values of u and v. When the denominator vanishes a wave known as a surface wave is excited. We will not discuss surface waves at this point since these will be discussed in a later chapter. The fields excited by the transverse component of the current may also be determined by using an equivalent transmission-line model. TE and TM waves can be treated as separate cases since we were able to obtain uncoupled source boundary conditions for these two classes of waves. For the TM or E waves we can deduce from (157) that
Et == Ht == where
Ie
I e Z e ee e- j{3(z-Z') , { I eZeeeej{3(Z-Z') ,
z >z' z
I e he e- j{3(z-z') ,
z >z'
{ -I eheej{3(Z-Z') ,
z
(162a)
(162b)
== I ge /2 and the shunt current source has a strength _
I ge -
. uIox + vI oy jux' -s jvy' 2 2 2 e · 411" (u + v )
- J
(163)
These equations describe the equivalent transmission-line circuit shown in Fig. 3.22(a). The equivalent circuit for the layered medium is shown in Fig. 3.22(b). In the region 0 ~ z ~ d the total voltage and current waves excited by the source I ge are given by
z
(164)
(165)
227
TRANSVERSE ELECTROMAGNETIC WAVES
z' (a)
o
z'
d
(b)
Fig. 3.22. (a) Equivalent transmission-line circuit for the primary field excited by a transverse current element. (b) Equivalent transmission-line circuit for the layered medium. For TE waves Zei and I ge are replaced by Z hi and I gh •
The boundary conditions at boundary conditions are
z == 0, d
are the same as those for excitation by
JOz. The
source
+ v-Ie ej {3z' == V+2e e- j {3z' + V-2e ej {3z' t:le e- j {3z' + T:le ej {3z' == / ge
v+ e- j {3z'
t:2e e- j {3z'
le
- L: ej {3z' 2e
where
By means of transmission-line theory we readily find that
v+ = IgeZe(ejfJZ' V- == le
+R1e-j(Jz')
2(1 - R 1R2 e- 2j {3d )
2e
/
,
V-
2e
== R 2 e- 2j {3d V 2e +
Z (e- j {3z' +R 2 e- 2j {3d+j {3z' ) ---:-~--2(1 - R 1R2 e- 2j {3d ) ,
_g_e_e
Transmission-line theory may also be used to find the voltage and current waves in any other layer. The transverse fields are obtained by multiplying by the mode functions given by (159). The complete spectrum of excited waves is obtained by integrating over u and v. The excitation of TE or H waves by the transverse component of the current may be found in a similar way from an equivalent transmission-line circuit. The relevant equations for the transverse fields are the same as (162) but with the mode functions e, and he replaced by eh and hh and with the equivalent current amplitude / e relabeled as / h. The shunt current source now has a strength / gh given by /gh
==
j(v/ Ox - u/oy ) jux' -rivv' 41l'"2(U2 + v2 ) e ·
(166)
In addition, the characteristic impedance of each transmission-line section for the multilayered structure is the corresponding wave impedance for TE waves in that section. These are given
228
FIELD THEORY OF GUIDED WAVES
by Z . _ kjZ j _ Wltj {jj
hi -
-
{jj ·
(167)
The reflection coefficients R 1 and R 2 also change when Z e is replaced by Z h. The solution for the total voltage waves in the region 0 :::; z :::; d is the same as that for TM waves after the appropriate changes in characteristic impedances for each layer are made, i.e., replace all Zei by Z hi- For this reason we do not include those equations here.
Dyadic Green's Function for Primary Excitation The electric field dyadic Green's function for the primary excitation (current source in a homogeneous medium) is readily found in terms of M, N, and L functions. These vector eigenfunctions are obtained from the equations
L == Vl/; M == V
X
(168a)
azl/;
~N == V X V X azl/;
(168b) (168c)
where l/; is a solution of (169) The appropriate solution for l/; is
l/; == e-jux-jUy-jwz. The solution for the electric field is given by 00
E(r)
= / / /(AM +BN +CL)dudvdw
(170)
-00
where A, B, and C are expansion coefficients that are functions of u, v, and w. The functions L, M, and N are easily shown to be mutually orthogonal when integrated over all values of x, y, and z (see Problem 3.12). The normalization integrals are
///L(u, v, w, r).L*(u', v', w', r)dV v
== 81r 3Xo(u
- u')o(v - v')o(w - w')
///M.M*dV= ///N.N*dV v
v
== 81r 3(X -
w 2)o(u - u')o(v - v')o(w - w')
229
TRANSVERSE ELECTROMAGNETIC WAVES
We now substitute the expansion (170) into the equation (\7 X \7 X E - k 2E) == - jWJlJ and use the orthogonality of the eigenfunctions to obtain
+
M(r)M*(r') + N(r)N*(r')] . [-·w J(r') dV']. (X - w2 )(X _ k 2 ) J Jl
(171)
From this expression we can readily identify the dyadic Green's function operator. The integration over w is readily carried out so as to obtain a modal expansion of Ge . In the w plane the poles are located where A == 0 or w == ± j(u 2 + v 2 ) 1/ 2 and at A == k 2 or w == ± (k 2 - u 2 - v2 ) 1/2 == ± (3. In view of the definition (168c) the NN * term also has poles at A == O. The residues at these poles cancel the contribution from the L functions outside the source region. The integral to be evaluated is
Ge(r, r')
= ~ffoo e-ju(x-x')-jv(y-y') du dv 81r
-00
./00 [(uax + vay + waz)(uax + vay + waz) + (vax - uay)(vax - uay) -00 - k +v +w (u + v (32) 2
+
[w(uax
+ vay) (u 2
(U
2
2
2
2
)
2
)( W
2
_
(u + v x + vay) - (u + v )a zl ] + v2 ) ( U 2 + v2 + W 2)(W 2 _ (32) 2
2)az][w(ua
. e-jW(z-Z') dw.
2
2
(172)
The contour runs above the pole at w == (3 and below the pole at w == -(3. The contour may be closed by a semicircle of infinite radius in the upper half plane for z < z' and in the lower half plane for z > z'. The integral can be evaluated using residue theory for all values of z with one exception. When z == z' one of the terms coming from the L functions is
- w2azaz for which residue theory cannot be used because Jordan's lemma will not apply. However, this term can be expressed in the form
azaz
(u
2
+ v2 )az az + u 2 + v2 ) •
---+--:------,,-----:--~
k
2
k
2
(W
2
The first term will then yield a contribution - (a, a z / k 2)0 (r - r') to be evaluated using residue theory. We readily find that
Ge(r, r')
= - az~z o(r k
00
r') -
j2 41r
c.. The second term can
fJ[M u(r)Ma(r') + Nu(r)Na(r')] du dv (173) -00
FIELD THEORY OF GUIDED WAVES
230
where the normalized M u and N, functions are given by
z >z' z
==
V'
X
V'
X aze-jux-jVY {e-
----2--2-/-2-
+v
k[211(u
)]1
j fjz,
e j(3z,
z >z'
z >z'
z
z
The functions Mu(r') and Nu(r') are given by
>Z z' < z
Z'
_ , V" Na (r ) ==
X
V"
. , +Jvy . ' { e -j(3z' , X azeJux
k[211(u
2
+v
2
)]
1/2
e j fjz' ,
=
{~ _ (r'),
-+
z' >z
M (r'),
z'
z' >z == z'
{~: (r'),
N (r'),
z' >z z' <.z.
These functions differ from the Mu(r) and Nu(r) by having x and y replaced by -x' and - y' and z replaced by z'. The (J indicator designates the forward- or reverse-propagating modes according to the rules set forth above. The reader can readily verify that when (173) is used in (171) we obtain the same solution as found earlier using equivalent transmission-line models. The integrals over u and v in (173) can be reexpressed as a spectrum of cylindrical waves in the transverse direction by converting the integral to one in cylindrical coordinates in u v space. The result of such a conversion is the expression (184) given in Chapter 2 for the dyadic Green's function. For the layered medium we must add solutions to the homogeneous equation for Ge in each layer so that the boundary conditions at each interface will be satisfied. For the general case the solution becomes quite complex so it is usually not worthwhile to derive the solution in each layer for an arbitrary number of layers. Most practical problems involve only one or two layers so it is preferable to consider each specific problem by itself in order to take advantage of any simplifications that the specific problem may offer. In order to illustrate the procedure we will find Ge only in the layer that lies in 0 :::; z :::; d. In uv space the primary excitation by the M-type modes IS proportional to Mu(r)Mu(r')-J(r') to which we add the homogeneous solution V+M+(r) + V-M-(r). The total incident fields at z == 0 and d are, respectively, Mu(r)Mu(r')-J(r') + V-M-(r) and M, (r)M u(r')-J(r') + V+M+(r). The corresponding reflected fields are V+M+(r) at Z == 0 and V-M-(r) at z == d. By introducing the reflection coefficients'" R~ and R~ for TE waves we can solve for V+ and V-. At z == 0 we have
which, upon deleting all common factors gives,
R' and Ri can be obtained from R 1 and R 2 by replacing all Z ei by Z hi.
10
231
TRANSVERSE ELECTROMAGNETIC WAVES
The corresponding equation at
z == d
is
From these two equations we obtain
v- _ R~e-2j(:ld[R~M+ (r') + M- (r')].J(r') -
1 - R~R~e-2jfjd
·
We can find the homogeneous solution involving the N functions the same way. When the results are collected we get the following solution for the complete dyadic Green's function in the layer 0 :S z :S d:
Ge(r, r') a a -yo(r - r ,) z z
==
j
411"2
JooJ {M u (r)M-u(r,) + Nu(r)Nu(r - ,) -00
+
R~M+(r)M+(r') + R~e-2j(:ld[M-(r)M- (r') + R~M+(r)M- (r') + R~M-(r)M+ (r')] 1 - R~R~e-j2(:ld
-
R1N+(r)N+(r') +R2e-2jfjd[N-(r)N-(r') -R1N+(r)N-(r') -RIN-(r)N+(r')]}d -j2fjd u du.
1 -R 1R2 e
(174) It should be apparent from the complexity of this expression that the use of equivalent transmission-line models provides a more transparent method of analysis than the use of dyadic Green's functions does. Some simplification of (174) is, however, possible by combining the primary field with the homogeneous solutions. A solution for the dyadic Green's function in terms of cylindrical waves in the transverse direction for a three-layered medium has been given by Cheng [3.21]. An extensive body of literature exists on the problem of radiation in and propagation along planar stratified media. The reader is referred to the books by Wait [3.22], Galejs [3.23], Banos [3.24], and Brekhovskikh [3.25]. The dyadic Green's function for a three-layered medium containing a uniaxial anisotropic middle layer has been worked out by Lee and Kong [3.26]. The general problem of radiation in layered anisotropic media is straightforward in principle but gets quite complex from an algebraic point of view because anisotropy generally results in a coupling between the TE and TM waves at each interface.
3.10.
WAVE VELOCITIES
[3.27]-[3.33]
A propagating electromagnetic wave has a number of different velocities associated with it. In this section we will describe the different velocities and show their interrelationships.
232
FIELD THEORY OF GUIDED WAVES
Group, Signal, and Phase Velocities The group velocity is defined as the velocity with which a signal composed of a narrow band or group of frequency components propagates, the definition being based on the time delay the packet undergoes in propagating a distance r. Consider a source located at the origin. The field radiated can be described by a superposition of plane waves. Let a component plane wave at the origin be
E(t,O)
== Cf(t) cos wot
(175)
where C is a constant vector and the modulating function f(t) has a narrow-band frequency spectrum g(w) which is zero outside the range Iwl > IWII and where WI «wo. The spectrum of E(t, 0) is
1
== ZC[g(w -wo) +g(w +wo)].
(176a)
The inverse transform relation is
E(t, 0)
1 == -2 1f
joo Eo(w, O)e j wt dw -00
1
roog(w -
= Re C 211" 10
i wt wo)e dw
(176b)
since g( -w) == g*(w) for a real signal f(t). At a point r the plane wave field is given by
E(t, r)
= Rec2~ 10C>g(w
_wo)e-ifJ(wH+iwt dw.
For a narrow-band signal we can approximate ~(w) by the first two terms of a Taylor series expansion; thus ~(w) ~ ~(wo)
+ ~'(wo)(w -
wo),
We now obtain
E(t, r)
= Re C~e-ifJ(wo).r+iwot roc> g(w 21f
== Re Ce-jfj·r+jwot f(t == Cf(t
io
~ ',
- wo)ei(w-wo)(t-fJ'-r) dw
r)
-~'.r) cos (wot -~.r).
(177)
The signal or modulating function is reproduced at r without distortion but with a time delay
TRANSVERSE ELECTROMAGNETIC WAVES
T
233
== ~ I (Wo). f. The group speed is thus given by r vg == -:;
r
(178)
==~. -·f
8w
The plane wave propagates in the direction of ~ and if we place component of the group velocity in the x direction, i.e.,
f
== xa, we obtain the
x 8w gx = x afJx = afJx · 8w
V
Similarly, we find that V
gy
==
8w 8{3y'
8w
V
gZ == 8{3z
and hence in vector form the group velocity is given by (179) where \7{3 designates the gradient in ~ space. The gradient of w in ~ space is evaluated from the dispersion equation. When ~ can be approximated by a linear function of w then there is no signal distortion so the signal velocity can be defined as equal to the group velocity. In the case when there is signal distortion it is not possible to define a unique signal velocity. The conditions under which ~ may be approximated by a linear function of w, for which only a time delay but no distortion occurs, depend on how rapidly ~ varies with w, the width of the signal frequency band, and the magnitude of f. If r is sufficiently large additional terms in the expansion will always be required, leading to signal distortion. In this case the concept of group and signal velocities is not applicable because the signal is dispersed in the time domain. If the signal was originally a localized wave packet in both time and space it would eventually be dispersed in both time and space when ~ is a nonlinear function of w. The phase velocity is the velocity associated with the propagation of the constant phase fronts of a strictly time-harmonic field. It is equal to w divided by the propagation constant (3 for a lossless medium, Le., "»
== w/{3.
(180)
Wavefront Velocity Consider a current source I(t)a z which equals zero for t gives I(w). The vector potential Az(r, w) is a solution of
< O. A Fourier transform of I(t) (181)
from which we can obtain the solution in the time domain (182)
234
FIELD THEORY OF GUIDED WAVES
Note that k == wJii€. For a physical medium, JJ. and E approach the free-space values JJ.o and as w -+ 00. Because I (t) == 0 for t < 0 the transform I (w) is free of singularities in the lower half complex w plane (lhp). Thus for EO
t - JJJ.OEOr < 0 we can close the contour by a semicircle of infinite radius in the lhp and the integral (182) yields zero. Hence no information will arrive at the point r before
t
== JJJ.OEOr == r [c
and the velocity of light is therefore the wavefront velocity.
Energy Transport Velocity The velocity of energy transport has the direction of the Poynting vector and is equal to the group velocity. The variational theorem given by (29) in Chapter 1 can be used to derive an expression for the velocity of energy transport in an electromagnetic wave. The energy flow velocity is defined by the relation (183) where U; and Urn are the electric and magnetic energy densities (joules/rrr'). We now assume a loss-free medium and apply the variational theorem to the plane wave function
E == Eo(w)e-j~(w).r
H == Ho(w)e-j~(w).r where the propagation vector ~(w) is real. By using (29) and (30) from Chapter 1 we obtain \7 - [Eo
x
=/\1.
aHo aw
. ap + jraw (Eo x
[r':~2ReEo X 110]
*
"0
+ Eo* x
aEo H ] H o) + aw x 0
=4j(Ue+Um )
since the terms not involving r are constants with zero divergence. We may rewrite the above in the form
since
By using (183) in the above we obtain a~
vg - -
aw
== 1.
(184)
235
TRANSVERSE ELECTROMAGNETIC WAVES
The dispersion equation for fJ gives a functional relationship between the components {3x, {3y, {3z of fJ and w of the form D({3x, {3y, (3z, w) == 0 with {3x, {3y, {3z not explicit functions of w. A change ow does not uniquely specify ofJ since D == 0 only requires that the total variation in D with changes ow in w, o{3x in {3x, etc., equal zero, i.e., oD
8D
8D
8D
8D
= o{3x o{3x + o{3y o{3y + o{3z o{3z + ow Ow = o.
We may hence choose o{3y == o{3z == 0 in which case o{3x jow == 8{3x j8w and vg• (8fJ j8w) == 1 yields 8{3x
vgx ow
o{3x
8D j8w
= 1 = vgx &;; = -Vgx aD /o{3x ·
Hence Ugx
8w == 8{3x
8Dj8{3x 8Dj8w
== -
with 8wj8{3x evaluated for {3y and {3z held constant. By combining similar results for Ugy and UgZ we obtain vg
\l~D
(185)
= \l(3w = -aD/ow
where \l~ is the gradient in fJ space, Le.,
For an anisotropic dielectric medium (106) gives k
2 R2
xfJx {32 -
k;
k2R2
yfJy + {32 _
k;
k2R2
zfJz
+ {32 _
k~
-_ 0 -- D ({3x, fJy, fJZ, R
R
W
)
(186)
where we have also put n, == {3x j {3, etc., and multiplied through by {32. This is a typical dispersion relation and determines fJ as a function of w (since k o == wVJ.toeo and the Kj are functions of w) and direction in space. For each value of w (186) determines two surfaces for fJ vs. direction. A given value of fJ and t» determine a point on this surface. Now from (185) the energy flow is in the direction of \l~D which is along the normal to the surface. Thus unless the surface is spherical fJ and vg are not in the same direction as shown in Fig. 3.23. For certain media it is possible to have a component of fJ and v g oppositely directed as shown in Fig. 3.23(b). In media of this type the proper boundary condition at infinity is that the energy flow velocity must be directed toward infinity even if it means that the phase velocity is directed inward. The so-called ray velocity is the velocity of energy flow and is vg. The ray direction is along v g, Le., along the direction of the Poynting vector. If we let s == sxax + syay + szaz be a unit vector along the ray then one can show that the equation for vg in an anisotropic
FIELD THEORY OF GUIDED WAVES
236
z
z
---+ Sea to
-~----'-------~X
~K..-_----_-L--"----~X
(b)
(a)
Fig. 3.23. (a) The {3 surface for w {3z and "s« are oppositely directed.
= constant and for w + ow. (b) A dispersion surface for which
nondispersive medium (K; not functions of w) is [3.15] (187) This is an equation for a two-sheeted surface called the ray surface. In general, one finds two directions in which the two roots for vg are equal. These define the ray optic axes which normally do not coincide with the optic axes defined in terms of the wave phase velocity.
3.11.
POINT SOURCE RADIATION IN ANISOTROPIC MEDIA
[3.33]-[3.37]
Let the current J == ao(r), a == unit vector; then Maxwell's equations require that \7 X E
== - jwp,oH,
\7 X H
== jWfoK-E + ao(r).
(188)
We take a three-dimensional Fourier transform to obtain
-jfJ
X
Eo == -jwp,oHo,
-jfJ
X
U o == jWfoK-Eo
+a
(189)
where
JJJE(x, y, 00
Eo(~) =
z)ejfJor dx dy dz
-00
and similarly for H o. Note that we assume U o we obtain
j{
== Kxaxax + Kyayay +Kzazaz. When we eliminate
r -Eo == -jwp,oa where 2I'- == (3 2-I - fJfJ - kOIC
(190)
237
TRANSVERSE ELECTROMAGNETIC WAVES
or in matrix form
[f]
{32 - k; - {3;
-{3x{3y
-{3x{3z
-{3x{3y
{32 - k~ - {3;
-{3y{3z
-{3x{3z
-{3y{3z
{32 - k~ - {3i
==
(191)
where k x == ~ko, etc. The solution for Eo is -~1
Eo == -jwp,or where ~
-a
L·a
== -jwp,o-
(192)
~
== II' I is the determinant of f and i has factors made up of the cofactors of f; e. g. ,
obtained by striking out row x and column y in the [T] matrix. We note that the Lij are polynomials in {3x, {3y, (3z. When we invert to get E(r) we can use the result
and similar ones for the y and z derivatives, in repeated form, to replace L({3x, (3y, (3z) by a differential operator outside the integral. Thus we have
(193)
Hence the nature of the solution is determined by the integral (194) -
When we expand
~
we obtain
(195) where n == ~ / {3 . We can express this as an equation for {3; 1Q4 k 2
fJz z
== {32 n~. Thus with
{31
== {3; + (3; we obtain
+ fJz 1Q2 [k21Q2 + k 2 1Q2 + k 2 1Q2 _ k 2k 2 _ k 2k2] zfJt xfJx yfJy x Z Y z 1Q2k2(k2 2) + fJt1Q2[1Q2k2 R2k2] _ fJx x y.+kz fJx x + "» Y -(3;k;(k; +k~) +k;k;k~ == -~.
(196)
238
FIELD THEORY OF GUIDED WAVES
We can now write
(197) where {3rz and {3~z are the two roots for {3; that make Ll and {3r- We now obtain
1
-1
~ = k~({3iz
[1
(3~z)
-
== O. These roots are functions of {3x 1]
{3~z
(198)
ae,
(199)
{3; - {3iz - {3; -
so our integral I splits into two terms 00
I
=
JJk~({3i~~ (3~z)
(II - h) d{3x
-00
where
I,
=
J
OO
-00
e-jfj·r
{32 _ {3~ d{3z, Z
iz
i
== 1, 2.
(200)
For z > 0 the contour may be closed in the lower half plane (lph) and evaluated in terms of the residue at the enclosed pole. For an isotropic medium we would require an outwardpropagating wave of the form e- j {3;zz and hence would choose the inversion contour to run below the pole at - {3iz and above the pole at {3iz. In this case we would find that
(201) which is valid for all values of z. We will use this form but will find that for some cases it may be necessary to replace {31z by - {31z. This happens when {31z and VgZ are oppositely directed. Since {31z and {32z are functions of {3x and {3y the appropriate sign for {31z and {32z can be determined from the analysis given below, which specifies the propagation vector at the stationary phase points. To evaluate the integral over {3x and (3 y for large r we use the method of stationary phase. 11 This gives an asymptotic solution valid as r -+ 00; Le., it gives the radiation field. Let r == r(Nxax + Nya y + Nza z) and let h({3x, (3y) == N x{3x + N y{3y + N z{31z· Then
has a stationary phase where (j t· r solution of
+ {31 zZ == hr
or 11 See
Mathematical Appendix.
is stationary. The stationary phase point is a
239
TRANSVERSE ELECTROMAGNETIC WAVES
Let the solutions be {3xO, {3 yO. Then to first order
h
2 1a h 2 = Nxf3xo + N y {3yO + N z{3zo + 1.8{3;({3x -(3xo)
1
a2h
+ 1. 8{3; ({3y
- (3yO)
where {3zo is the value of {31z for {3x {3xO, {3 yO. Let us write for h
2
a2h
+ 8{3x8{3y({3y
- {3yO)({3x - (3xO)
(202)
== {3xo, {3y == {3yO and all derivatives are evaluated at
where hI, h 2 , h 3 can be identified from the earlier expression. We then have
for the first term in (199), where {3x - {3xo == U, {3y - (3yO == v. We now complete the square to get
where
If we use the result
we find that the first term in (199) is
A similar solution is obtained for the second term in (199). We note that {31z - {31z({3x, (3y) == 0 is the equation for the fJ surface. The normal to the surface is given by
since
~
== 0 gives the fJ surface and this may be expressed as an equation giving {31z as a
240
FIELD THEORY OF GUIDED WAVES
z
z
-~---_..I---_"""""""--~X
(a)
(b)
z
-~--+--------~x
(c)
Fig. 3.24. (a) and (b) Illustration of values of {j that give contributing waves in the radiation zone. (c) A dispersion surface for which {3z and Vgz are oppositely directed.
function of {3x, {3y, Le., {31z == {31z({3x, (3y) from which {31z -{31z({3x, (3y) == O. The components of the normal T to the ~ surface are in the ratio 7"x
7"y
7"z
7"z
But from the solution for the stationary phase point
Hence
has a propagation vector ~ 0 which corresponds to the value of ~ for which N is normal to the surface. Thus the field at r is made up of the two or more waves for which ~ has the values that make N equal to the normal at that point on the ~ surface (see Fig. 3.24 for illustration of this feature of the solution). There may be more than one solution for the stationary phase point. Each solution will yield ~
TRANSVERSE ELECTROMAGNETIC WAVES
241
a contributing field with a solution of the form given above. In the evaluation of the integral in (200) we assumed that for z > 0 the pole at (31z would be enclosed and this gave us the result shown in (201). For a given direction r the unit vector N is specified. Hence when we solve the equations for the stationary phase point for a medium characterized by a dispersion surface like that shown in Fig. 3.24(c) we will find that {31z may, in fact, be negative when N z is positive. Thus the particular pole that we enclose when carrying out the integral over {3z is immaterial since the solution for fj at the stationary phase point will result in the correct sign for (31z to become specified. In Fig. 3.24(c) the stationary phase point would be the point P when N z > O. Thus the form (201) can be used for all values of z with the proviso that the sign of {31z is specified by fj 0 at the stationary phase point. Similar remarks apply to the field contributed by the stationary phase points associated with the surface {32z == {32z ({3x, (3 y ) . REFERENCES AND BIBLIOGRAPHY
[3.1] N. W. McLachlan, Bessel Functions for Engineers, 2nd ed. New York, NY: Oxford University Press, 1946, chs. 1 and 2. [3.2] F. Bowman, Introduction to Bessel Functions. New York, NY: Dover Publications, 1958. [3.3] G. P. Hamwell, Principles of Electricity and Electromagnetism, 2nd ed. New York, NY: McGraw-Hill Book Company, Inc., 1949, chs. 10 and 11. [3.4] C. Kittel, "On the theory of ferromagnetic resonance absorption," Phys. Rev., vol. 73, pp. 155-161, Jan. 1948. [3.5] D. Polder, "On the theory of ferromagnetic resonance," Phil. Mag., vol. 40, pp. 99-114, Jan. 1949. [3.6] C. L. Hogan, "The microwave gyrator," Bell Syst. Tech. J., vol. 31, pp. 1-31, Jan. 1952. [3.7] J. L. Melchor et al., "Microwave frequency doubling from 9 to 18 kmc in ferrites," Proc. IRE, vol. 45, pp. 643-646, May 1957. [3.8] J. L. Melchor, W. P. Ayres, and P. H. Vartanian, "Frequency doubling in ferrites," J. Appl. Phys., vol. 27, p. 188, 1956.
TEM Waves in General [3.9] J. A. Stratton, Electromagnetic Theory. New York, NY: McGraw-Hill Book Company,Inc., 1941. [3.10] S. Ramo and J. R. Whinnery, Fields and Waves in Modern Radio, 2nd ed. New York, NY: John Wiley & Sons, Inc., 1953. Wave Matrices and Wave-Impedance Concepts [3.11] C. G. Montgomery, R. H. Dicke, and E. M. Purcell, Principles of Microwave Circuits, vol. 8 of MIT Rad. Lab. Series. New York, NY: McGraw-Hill Book Company, Inc., 1948. [3.12] E. F. Bolinder, "Note on the matrix representation of linear two port networks," IRE Trans. Circuit Theory, vol. CT-4, p. 337, Dec. 1957. [3.13] S. A. Schelkunoff, "The impedance concept and its application to problems of reflection, refraction, shielding and power absorption," Bell Syst, Tech. J., vol. 17, pp. 17-48, Jan. 1938. [3.14] H. G. Booker, "The elements of wave propagation using the impedance concept," J. lEE (London), vol. 94, part IlIA, pp. 171-198, May 1947. TEM Waves in Anisotropic Dielectric Media [3.15] G. Joos, Theoretical Physics, 2nd ed. Glasgow: Blackie & Sons, Ltd., 1951. [3.16] J. Valasek, Introduction to Theoretical and Experimental Optics. New York, NY: John Wiley & Sons, Inc., 1949. [3.17] R. E. Collin, "A simple artificial anisotropic dielectric medium," IRE Trans. Microwave Theory Tech., vol. MTT-6, pp. 206-209, Apr. 1958. The literature of ferrites is extensive. Two particularly good sources of review and original papers on the subject are: [3.18] Ferrites Issue, Proc. IRE, vol. 44, Oct. 1956. [3.19] IRE Trans. Microwave Theory Tech., vol. MTT-6, Jan. 1958.
Radiation and Propagation in Layered Media [3.20] L. B. Felsen and N. Marcuvitz, Radiation and Scattering of Waves. 1973.
Englewood Cliffs, NJ: Prentice-Hall,
242 [3.21] [3.22] [3.23] [3.24] [3.25] [3.26]
FIELD THEORY OF GUIDED WAVES D. H. S. Cheng, "On the formulation of the dyadic Green's function in a layered medium," Electromagnetics J., vol. 6, no. 2, pp. 171-182, 1986. J. R. Wait, Electromagnetic Waves in Stratified Media, 2nd ed. Oxford: Pergamon Press, 1970. J. Galejs, Antennas in Inhomogeneous Media . . New York, NY: Pergamon Press, 1969. A. Banos, Jr., Dipole Radiation in the Presence of a Conducting Half-space. Elmsford, NY: Pergamon Press, 1966. L. M. Brekhovskikh, Waves in Layered Media. New York, NY: Academic Press, Inc., 1960. J. K. Lee and J. A. Kong, "Dyadic Green's functions for layered anisotropic medium," Electromagnetics J., vol. 3, no. 2, pp. 111-130, 1983.
Wave Velocities and Radiation in Anisotropic Media [3.27] L. Brillouin, Wave Propagation and Group Velocity. New York, NY: Academic Press, Inc., 1960. [3.28] C. O. Hines, "Wave packets, the Poynting vector, and energy flow," J. Geophys. Res., vol. 56, Part I, pp. 63-72, Part II, pp. 191-220, 1951. [3.29] S. M. Rytov, "Some theorems concerning the group velocity of electromagnetic waves," Zh. Eksp. Teor. vol. 17, pp. 930-936, 1947. [3.30] V. L. Ginzburg, "On the- electrodynamics of anisotropic media," J. Exp. Theor. Phys., vol. 10, pp. 601-607, 1940. [3.31] V. L. Ginzburg, Propagation ofElectromagnetic Waves in Plasmas. New York, NY: Gordon and Breach Science Publishers, Inc., 1961" sects. 22 and 24. (Translated from the 1960 Russian edition.) [3.32] K. G. Budden, Radio Waves in the Ionosphere. Cambridge: Cambridge University Press, 1961, sect. 13.18. [3.33] F. V. Bunkin, "On radiation in anisotropic media," J. Exp. Theor. Phys., vol. 32, pp. 338-346, 1957. [3.34] H. Kogelnik, "On electromagnetic radiation in magneto-ionic media," J. Res. Nat. Bur. Stand., vol. 64D, pp. 515-523, 1960. [3.35] W. C. Meecham, "Source and reflection problems in magneto-ionic media," J. Phys. Fluids, vol. 4, pp. 1517-1524, 1961. [3.36] E. C. Jordan (Ed.), Electromagnetic Theory and Antennas, part I. New York, NY: Pergamon Press, 1963. See papers by Arbel and Felsen; Clemmow, Kogelnik, and Motz; and Mittra and Deschamps. [3.37] Electromagnetic Wave Propagation in Anisotropic Media, Special Issue, Radio Sci., vol. 2, Aug. 1967.
n«,
PROBLEMS
3.1. Find the solution for a uniform cylindrical TEM wave with components E«, Hz. Obtain the same solution by using the transformation E ' = ZoH, H' = -YoE, where E, H is the solution for a uniform cylindrical TEM wave with components He, E z . Answer: Ee = AHi(kor) jk 2 Hz = -AHo(kor). W/LO
3.2. Consider an infinite biconical transmission line as illustrated in Fig. P3.2. For TEM waves a solution for E, of the form Et = - Vtt/;«(J, cP)g(r) may be found. In the spherical coordinate system r(JcP, the function t/; is a solution of
. (J 8 (. (J 8t/; ) SIn 8(J sm 8cP
2
8 t/;
0
+ 8cP2 = .
Make the transformation u = In tan «(J /2), and show that the function t/; is now a solution of 8 2t/; /8u 2+8 2t/; /8cP 2 = O. The above transformation maps the cross sections S 1 and S 2 into the rectangular coordinate plane u cP as illustrated. A solution to Laplace's equation for the field between SI and S2 in the ucP plane thus provides the solution for t/;. Show that, when the cross sections S 1 and S2 are the same, then the mapping is symmetrical about u = O. When S 1 and S2 are circles defined by (J = (Jo and (J = 1r - (Jo, find a solution for the capacitance between S 1 and S2 in the ucP plane. (There is no fringing effect since the mapping is periodic in cP.) Using the relation Z; = (vcC)-l, where Vc = (/LO€O)-1/2 is the velocity of light, and C is the capacitance per unit length, obtain the characteristic impedance Z c of the biconical line.
243
TRANSVERSE ELECTROMAGNETIC WAVES
y
\
\
\
\
-_.&..-_---_.-.-_-----.... 0 f/>
U
r=
Fig. P3.2.
Answer: 1/2 00 z, =;1 (JLO) ~ tan 2'
3.3. Find the solutions for the field of a TEM wave with components Eo, H 4> for a biconicalline with circular cross section as in Problem 3.2. Integrate H 4> around one conductor to find the total radial current Ion the conductor. Also integrate Eo along a path r = constant from one conductor to the next to obtain the potential difference V. Show that V /1 = Z, is the same as in Problem 3.2. Show that the line integral of Eo along any closed curve on the surface of a sphere r = ro is zero. 3.4. Show that the impedance matrix is always symmetrical independently of whether normalized or unnormalized amplitudes are used, provided the scattering matrix is symmetrical when normalized amplitudes are used. 3.5. Consider an infinite anisotropic dielectric medium located in the half space z > O. Let the principal dielectric constants be K1 along the x axis and K2 along the y and z axes. For a parallel-polarized wave incident from z < 0 find the power transmitted as an ordinary wave and that transmitted as an along a direction defined by N x = N', = extraordinary wave in the dielectric. Find also the reflected power in the reflected parallel- and perpendicular-polarized waves. The interface is in the x y plane at z = O. 3.6. A ferrite medium occupies the half space z > 0 and is magnetized along the y axis by a static magnetic field. Let a TEM wave with the electric vector along the y axis be incident from z < 0 at an angle OJ. Find the amplitude of the wave reflected in the direction - OJ and also the field transmitted into the ferrite medium. Show that, for a wave incident from the direction - OJ, the reflected field in the direction 0i is different from that obtained for the first case. This is an example of nonreciprocal behavior. Assume a permeability tensor of the form
t,
with p. and
(See Fig. P3.6.)
K
real.
FIELD THEORY OF GUIDED WAVES
244
~'
x Ferrite
y and
s;
normal to page
z
r{;nc Fig. P3.6. Answer: The propagation factor in ferrite is e-jk(xsin8,+zcos8,), where k 2 = w 2€ p.( 1 - K 2/ p.2). For a wave incident from (J;, the reflection coefficient in the direction - (J; is R «(J;, -(J;) = (Z in - 1)/ (Z in + 1), where
Z. _ 10
-
(p.2 - K 2)k o cos (J; p.o[p.(k2 _ k5 sin2 (J; )1/2 - jk« sin (J;]
and k5 = w2p.o€o. The reflection coefficient R( -(J;, (J;) is equal to the complex conjugate of R«(J;, -(J;). 3.7. Find the principal axis (normal coordinates) for the permeability tensor given in Problem 3.6. Show that these may be interpreted as rectangular coordinates rotating clockwise and counterclockwise around the y axis. Transform Maxwell's equations into this new coordinate system, and obtain the solutions for TEM waves propagating along the y axis in an infinite ferrite medium. 3.8. Obtain the reflection and transmission coefficientsfor right and left circularly polarized TEM waves incident normally on an infinite ferrite-air interface. Assume the static magnetic field to be applied in the direction of the interface normal. 3.9. A medium is characterized by a permeability P.1 along the x axis and P.2 along the y and z axes. Determine suitable potential functions from which the ordinary and extraordinary plane wave solutions may be found. Obtain the eigenvalue equations for the propagation phase constants. The dielectric constant is K along all three axes. 3.10. Consider a time-harmonic current element Ioazo(x)o(y)o(z - z') radiating in free space above a dielectric half space in Z ~ o. Show that for z > 0 the radiated electric field is given by
where R 1 = ({31 - K(30)/({31 + K(30), {3; = (K;k5 - u 2 - V 2)1/2, and K; = 1 for Z > 0 and equals K for Z < O. The dielectric constant of the medium in Z < 0 is K. 3.11. Let u = "I cos a, v = "I sin a, and convert the integral over u and v to one in cylindrical coordinates "I, a to show that the electric field in (Problem 3.10) can be expressed as
Use x = r cos (J and y = r sin (J. JO('Yr) is the Oth-order Bessel function. This result was due originally to Sommerfeld. 3.12. Introduce the vector fj = uax + vay + wa z. Show that the L, M, and N functions in Section 3.9, Eq. (168) consist of three mutually orthogonal vectors. Note that \7 = - jfj. Use this property to show that L(fj, r) is orthogonal to M(fj, r) and N(fj, r) when integrated over r. Similarly, show that N(fj, r) and M(fj, r) are orthogonal to M(fj', r) and N(fj', r), respectively. 3.13. With reference to Problem 2.31, express k5i - kk in terms of components along the three mutually perpendicular vectors k, k X a z , and k X k X a, and thus express G in terms of L, M, and N functions. Show that the
TRANSVERSE ELECTROMAGNETIC WAVES
245
L function contribution is
Let k 2
= k; + k~
and complete the integral over k z using residue theory to obtain
- VV' --2-28~ o
k
1f
e-jkt·(r-r')-k t
k
.
t
Iz-z'l
dk; dk.:
Show that the operation a zaz8 2 j8z8z' produces a contribution -azazo(r-r')jk5 upon differentiating the exponential function e- k t Iz-z'l and then completing the integrals over k x and kyo 3.14. A horizontal current element Ioaxo(x)o(y)o(z - z') radiates above a dielectric half space in z < O. Show that the radiated electric field in z > 0 is given by
where R 1 is given in Problem 3.10 and R ~ = (130 - (31) j (130 + (31). If a ground plane is inserted at z = d it is only necessary to replace R 1 and R ~ by the new reflection coefficients seen at Z = 0 looking into the grounded slab. 3.15. Consider a uniaxial medium with k ; = k y and k, > k x. Show that the two solutions for I3z are given by and The traces in the xz plane may be rotated about the z axis to generate the two fJ surfaces. For radiation in the direction given by N = (ax + a z ) j J2 show that the two contributing values of fJ are and Find the far zone-radiated electric field from a z-directed current element located at the origin. 3.16. For a biaxial medium with the dispersion equation (186) show that the group velocity is given by
Vg
= ---------------------------=-----
4 Transmission Lines One of the most familiar wave-guiding structures is the conventional transmission line such as the two-wire line and the coaxial line. The fundamental mode of propagation on a transmission line is essentially a transverse electromagnetic wave. In the ideal case, when the conductors can be considered to have infinite conductivity, the basic mode is a TEM mode. Practical lines have finite conductivity, and this results in a perturbation or change from a TEM mode to a mode that has a small axial component of electric field. Many practical lines have such small losses that we may analyze their behavior by considering them as ideal lines, and then make a simple perturbation calculation to obtain the effects of the finite conductivity. Transmissionline theory has two aspects. In one case we are given the characteristic parameters of the line, and our problem is to study the propagation of electromagnetic waves along the line. In the other case we know only the conductor configuration, and our problem is to determine the line parameters such as characteristic impedance, attenuation constant, propagation constant, and shunt conductance. The object of this latter aspect is ultimately to determine the suitability of the transmission line for a given application. It is this second aspect of transmission-line theory that we shall be most concerned with in this chapter. The conformal mapping method and the variational methods for obtaining the capacitance of a transmission line will be developed in detail in this chapter. The latter part of the chapter will discuss planar transmission lines consisting of conducting strips on a dielectric substrate. These nonhomogeneous transmission lines do not support a TEM mode of propagation except at zero frequency. Integral equation techniques for the solution of the current and charge distributions and the propagation constants for these transmission lines will be developed.
4.1.
GENERAL TRANSMISSION-LINE THEORY
The Ideal Two-Conductor Line Consider two separate perfectly conducting conductors with uniform cross sections, infinitely long and oriented parallel to the Z axis as in Fig. 4.1. The cross sections of the two conductors are denoted by the two open or closed curves 8 1 and 8 2 in the xy plane. The medium surrounding the conductors is assumed homogeneous and isotropic with electric parameters J.t and €. A further assumption will be made that all other material bodies are sufficiently remote so as not to perturb the field around the conductors. For an ideal transmission line as illustrated, a TEM mode of propagation is possible. In the preceding chapter it was found that for TEM waves Maxwell's equations reduce to (la) (lb) 247
248
FIELD THEORY OF GUIDED WAVES
y
x
Et
-
Ht
-
-
-
Fig. 4.1. Two-conductor transmission line.
-
-
where E, and H, are transverse vectors, \1t is the transverse operator ax(a lax) + ay(alay), == W 2JL € == 47r 21)...2, Y is the dyadic wave admittance Y(ayax - aXay), and Y == (€/JL)1/2 is the intrinsic admittance of the medium surrounding the conductors. The negative sign in (la) is chosen only to conform with the convention used in electrostatics. The potential function is a solution of Laplace's equation in the xy plane. A solution for exists only if one conductor is at a potential which is different from that of the other one. If the system as a whole is electrically neutral, we may take one conductor at potential V o/2 and the other at potential - V o/2. Since the field E, is invariant to a change in corresponding to the addition of a constant, we may, for convenience, take the conductor 8 1 at zero potential and 8 2 at a potential V o instead. In the transverse plane \1t X E, is identically zero, and, hence, the line integral of Et from 8 1 to 8 2 is unique and does not depend on the path of integration. It is this property which permits us to introduce a unique potential between the two conductors. Physically this property arises because of the absence of axial magnetic flux, and, hence, there is no induced potential around any closed curve in the xy plane. If we let e be equal to E, without the factor e±jkz, we have k2
(2)
Associated with the transverse electric field wave E, == - \1t e - j kz is a unique voltage wave V == Voe- j kz . Since the conductors 8 1 and 8 2 are assumed to be perfectly conducting, the normal component of e is discontinuous at these surfaces, and a surface distribution of charge given by Ps == en-e exists on the conductors, where n is the unit outward normal from the conductors. For the same reason the tangential magnetic field is discontinuous at the conductor surfaces, and a surface current density given by n X H, == J, exists on the conductors. The direction of J s is along the Z axis since both nand H, are vectors in the xy plane. At the conductor surfaces, the normal component of H, is zero, and the tangential component of E, is zero, and, hence, IJs I == IH t I == Yin. E, I == Y PsI e == PsI (JL€) 1/2. The total current flowing on the conductor 8 2 is given by the line integral of the current density around 8 2 , and, hence,
10 ==
f
82
IJsldl ==
f
Psdl ~ 82 (JL€)
== QUe
(3)
where lois the magnitude of the total axial current on 8 2, Q is the charge on 82 per unit
249
TRANSMISSION LINES
length, and V e is the velocity of light in a medium with parameters JJ., E. Since the unit normal is oppositely directed on the two conductors, the current 1 0 flows down the line on one conductor and back on the other. The total current on each conductor is the same since the total charge (positive on one conductor and negative on the other) is the same on both. Thus, associated with the magnetic field wave H, is a unique current wave I == 10 e- j k z . The ratio of the potential difference between the conductors to the total current flowing on the conductors for a wave propagating in either the positive or negative Z direction is defined as the characteristic impedance Z e of the transmission line, i.e. ,
o ~Z Z e -- V -_ V o(JJ.E )1/2 -__1__ 10 Q CVe C
(4)
where Z == (JJ. / E)1/2 is the intrinsic impedance of the medium surrounding the conductors, and C is the electrostatic capacitance between the two conductors per unit length. The characteristic impedance differs from the intrinsic or wave impedance by a factor which is a function of the geometry of the line only. Even though the frequency of the wave may be thousands of megahertz, the capacitance function in the expression for Z e is that for a static electric field existing between 8 1 and 8 2 • This latter property follows again only because V t X E, is identically zero. The ideal transmission line is unique among wave-guiding structures in that its parameters are those associated with static field distributions in the transverse plane. The time-average electric energy per unit length of line in a single propagating TEM wave is given by (5)
where the integral is over the whole xy plane, and form of Green's first identity is 1
!!CV'tCPoV/P
E
is assumed real. The two-dimensional
+ cpVJcp)dS =
s
Ie cp~:
dl
where C is a closed contour bounding the surface 8, and n is the unit outward normal to the contour C. By introducing suitable cuts as in Fig. 4.2 and using Green's first identity, the expression for We becomes
We =
1
4E
f
8
82 V o
an dl
(6)
since V; == 0, == 0 on 8 1 , == V o on 82, and, as r becomes large, (8/8n) vanishes at least as fast as ,-2, when the net charge on the two conductors is zero. On the conductor 8 2 we have 8cp/8n == Ps/E, since n points toward the conductor and, hence, 8cp/8n == lei, where e is the outward-directed normal electric field at the surface. Using this result in (6) shows that
(7) 1
Section A.lc.
250
FIELD THEORY OF GUIDED WAVES
where C is the electrostatic capacitance per unit length. The additional factor! arises because of averaging over one period in time. The time-average magnetic energy in the wave per unit length is (8)
since H, == y. E t , and J-ty 2 == defined by the relation
€.
The inductance L per unit length of line is most suitably (9)
Since IoZ c == V o, we get Llij == LVij/Z~ == 4Wm == 4We == vijc, and, hence, _
Zc -
(~) 1/2 C
(lOa)
and, using the relation Zc == (Cv c)-I, we also get (lOb) The definition of inductance given in (9) may be easily shown to give the same results as the low-frequency definition in terms of flux linkages per unit current. The power flowing along the line is given by
p =
~Re jjEt X
H;oazdxdy
= ~Re jjYEtoE;dXdY 2YWe €
(11)
TRANSMISSION LINES
251
and is seen to be equal to the sum of the electric and magnetic energy per unit length multiplied by the velocity of propagation. This result is to be expected since the wave is propagating with a velocity Vc and power is a rate of flow of energy. Equation (11) may be put into the following form as well: (12) The result obtained so far has demonstrated that the ideal transmission line behaves in many respects as a low-frequency circuit element. This accounts for the great success of the conventional transmission-line theory based on the concept of distributed parameters and using a circuit-analysis approach. The voltage and current waves V == Voe- j k z , I == Ioe- j k z are readily shown to be solutions to the differential equations
d 2V
-2
dz
+w2 LC V
(13a)
== 0
(13b) These are the conventional telegraphists' or transmission-line equations for an ideal line. If we have a transmission line with N separate conductors as in Fig. 4.3, there will be N -1 basic TEM modes of propagation. A suitable set of modes is obtained by solving Laplace's equation in the x y plane for the boundary conditions q> == VI on SI q> == V 2 on S2 q> == VN on SN
and and and
q>==0 on Sr, i==2,3, ... ,N q> == 0 on Si» i == 1, 3, . . . , N q> == 0 on St, i == 1,2, ... ,N - 1.
Since the potential is arbitrary to within an additive constant, anyone of the above solutions can be expressed in terms of the remainder, and so there are only N -1 independent solutions. A superposition of these basic modes will permit the potential of all the conductors to be arbitrarily specified. For a three-wire line there are just two independent TEM modes of propagation, as shown in Fig. 4.4.
The Two-Conductor Line with Small Losses If the medium in which the conductors are located has finite losses, then € must be replaced by e( 1 - j tan 0/), where tan 0/ is the loss tangent of the material. The effective conductivity
G ~
Fig. 4.3. Cross section of an N-conductor transmission line.
252
FIELD THEORY OF GUIDED WAVES
Symmetrical mode Unsymmetrical mode Fig. 4.4. Basic modes of propagation for a symmetrical three-wire transmission line.
of the medium is
(J,
where (J
== WE tan
(14)
0/.
If the conductors are still assumed to be perfect conductors, the fundamental mode of propagation is still a pure TEM mode, since making E complex does not alter the solution to Maxwell's equations, apart from the change in E throughout. The total shunt current per unit length of line flowing from conductor 8 2 across to the conductor 8 1 is
(15)
The shunt conductance G is given by
Is (JC == - == wC tan 0/. Vo E
G == -
(16)
Although G is given by an expression which is similar to that for a static field problem, it is a function of frequency because of the factor i» arising in the expression for (J, and also because tan 0/ is a function of frequency. The propagation constant k now becomes
[Itt' (1 - j w~ ) ] 1/2
jk = jW[ltt'(l - j tan 0/)]1/2 = jt»
~jw(ltd/2 (l-j~
tan
0/) =j{3 +a
(17a)
since tan 0/ « 1 in any practical case and where (3 is the phase constant and a the attenuation constant. Using (lOb) and (16) shows that
j{3 +a =jw(LC)I/2 +
(L)
21 C
1/2
G.
(17b)
The characteristic impedance now becomes
==
Z c
L ] [ C(l -jGjwC)
1/2
_
-
(
. L ) }W jwC +G
1/2
·
253
TRANSMISSION LINES
When the conductivity of the conductors is finite, power is absorbed in the conductors, and, hence, there must be a component of the Poynting vector directed into the conductors. This, in turn, implies at least a longitudinal component of electric field. In general, longitudinal components of both electric and magnetic fields will exist. A longitudinal component of magnetic field will have associated with it transverse currents on the conductors. Since these transverse currents arise only because of the perturbation of the TEM mode into a mode with longitudinal field components, they are small in comparison with the longitudinal currents. Thus the losses associated with the transverse currents are also small in comparison with the power loss arising from the longitudinal current. For a first approximation, we may assume that the transverse currents are negligible. This qualitative argument is supported to some extent by the rigorous analysis of some simple conductor configurations such as the single-wire line [4.1]. The single-wire line has circular symmetry and does allow a solution for a mode with no axial magnetic field component, but such symmetry is not present in all transmission lines used in practice, and we may expect small transverse currents to exist, in general. If we assume that the current on the conductors flows only in the z direction, and also that the medium surrounding the conductors is homogeneous and isotropic with constant parameters p, and €, the field may be derived from a vector potential function A, where A has only a z component. From Section 1.6, the relevant equations are found to be (18a)
B==\7xA . E == -JwA
\7\7. A
+ -.--
(18b)
JW€P,
(18c) Equation (18c) holds only in the region external to the conductors. The potential A has only a z component, because the current is only in the Z direction, and no other components of A are required to satisfy the boundary conditions. It is seen from (18a) that B and, hence, H have transverse components only. In Section 3.6 on the discussion of reflection of plane waves from a conducting plane, it was demonstrated that the effect of finite conductivity in good conductors may be accounted for by introducing the surface impedance Z m of the metal, where 1 +j == R m Z m == -~_. (JUs
+ J·Xm-
If the metal is assumed to have the same permeability as free space, the skin depth Os is given by (2/wp,O(J)1/2. At the conductor surface, the current density Js and the longitudinal electric field are related as follows: (19)
The current J s is given by
J, == n X H, == p,-In X (\7 X A)
aA
== p,-1 [\7n.A - (n- \7)A] == -p, _l -
an
(20)
where n is the unit outward normal from the conductors, and n-A == 0, since n and A are
254
FIELD THEORY OF GUIDED WAVES
perpendicular. From (18b) it is seen that (21) if it is assumed that A propagates along the line according to the factor e --yz. Combining (19), (20), and (21) shows that A must satisfy the impedance boundary condition (22) where k~ == k 2 + 1'2. A solution for A which satisfies (18c) and the boundary condition (22) is extremely difficult, if not impossible, to obtain for a general two-conductor transmission line. We are thus forced to consider techniques that will give us approximate solutions for the quantities in which we are interested. A variational principle for obtaining an approximate solution for the propagation constant l' will be developed, but first we will give the usual derivation of the parameters of a line with small losses. If the field distribution around the line and the current flowing on the line are assumed to be the same as in the ideal transmission line, then the power loss in the conductors per unit length is (23)
where IJs I is the magnitude of the current density for the unperturbed mode. A resistance R R == P L, or per unit length of line may be defined by the relation
4/5
(24)
This latter expression can be evaluated when the field distribution, and, hence, Js , is known. The attenuation constant a can be found from the rate of power loss with distance along the line. If the propagation constant is l' == j{3 + a, the power carried along the line relative to that at z == 0 is given by P == Poe- 2a z , and the rate of decrease of power is -dP [dz == 2aP. The rate of decrease of power is equal to the power loss per unit length, and, hence, (25)
4R/5
V5G
where P L includes both the series resistance loss and the shunt conductance loss 4 if present. Just as the shunt conductance can be associated with a complex value of dielectric constant, the series resistance can be associated with a complex value of permeability. The characteristic impedance of the line is thus given by
z, ==
[L(1 - jR/WL)] C(I-jG/wC)
1/2
= (R + jWL) 1/2 ~ (L) 1/2 G +jwC
C
(26)
since G «wC, R «wL when the losses are small. Equation (12) for power flow along the
TRANSMISSION LINES
255
line is still valid to a first approximation, and, hence, (25) gives (27a) The propagation constant "'( is now given by
'Y = j(3
+a
= jw(p,f.)1/2
O R) 1/2 ( 0 ) 1/2 1 - ~C ( 1 - ~L 0
(27b) The approximation of taking Z c real is inconsistent from an energy-conservation point of view but has negligible effect on the calculation of the reflection coefficient and input impedance of a terminated line and is, therefore, frequently made in practice. The above simple analysis of the transmission line with small losses gives results which are sufficiently accurate for most engineering purposes but is somewhat lacking in rigor. The variational principle to be given next will provide a firmer foundation for the above approach. The starting point for developing a variational expression for the eigenvalues or propagation constants for a wave function is the wave equation. If it is assumed that the only currents on the conductors are in the Z direction, the vector potential A may be represented as follows: (28)
where
y; is a solution of the
scalar Helmholtz equation (29)
and satisfies the impedance boundary condition
By; g--y;==O
an
(30)
where k~ == k 2 + "'(2 and g == j weZ m / k~, and the normal n is assumed directed into the conductor rather than outward. Multiplying (29) by y; and integrating over the whole xy plane gives
(31)
To determine whether this expression gives a solution for k~ whose first variation is zero, when we perturb the functional form of y; by a small amount oy; we conduct the variation to obtain
FIELD THEORY OF GUIDED WAVES
256
If Green's second identity/ is used, which in the present case gives
11(y; \l~ oy; - oy;
\IN) dS
=
f
c
(y; ~~ - oy; ~~)
dl
where n is directed outward from the closed contour C as illustrated previously in Fig. 4.2, the variation in k~ is found to be 2k e bk;
11y;2
dS
11oy;(k~y; +
= -2
\IN)dS -
f
c
(y; ~~ -
oy;~~)
dl.
(32)
The surface integral vanishes since 1/; satisfies the scalar Helmholtz equation. If the contour integral would also vanish, then the variation bk c in k~ would vanish as well. In this case (31) would provide a variational expression which would permit us to calculate a value for k~ accurate to the second order for an assumed approximate form for 1/; accurate to the first order only. The logical approximation to use for 1/; would be the potential function for the same transmission line but with perfect conductors. To ensure that our variation o1/; in 1/; would make the contour integral vanish is a difficult condition to meet in practice. We therefore attempt to find a suitable term to add to (31) such that the first variation in k~ will vanish independently of what boundary conditions o1/; satisfies. The term that we add to the numerator of (31) must be such that it does not affect the value of k~ when the true eigenfunction 1/; is used in the resultant expression, and must also be such that its first variation will cancel the contour integral in (32). Any function multiplied by the expression jWEZ m (a1/;/an) - k~1/; from (30) will satisfy the first condition. After a few trial substitutions involving combinations of 1/; and a1/;/an, we find that a suitable expression to add to the numerator in (31) is
fe (
j Wf; m 8y;
k;
an
_ y;)
a1/; dl. an
In place of (32), we now obtain
u«, [k e
11y;2 + Lf dS
c
(~~) 2 dl]
11 oy;(k~y; + \l~y;)dS + f
= -2
2 c
(g ~~ - y;) ~~ dl = 0
since 1/; is a solution of (29) and (30). Thus an appropriate variational integral or expression for k~ is
(33)
The integral in the denominator serves as a normalization term, and, in practice, we may always choose our approximate eigenfunction, say 1/;0, such that 1/;5 dS is equal to unity or some other convenient factor.
II
2Seetion A.le.
257
TRANSMISSION LINES
For the approximation to l/; we choose the correct potential function l/;o for the ideal transmission line. This function is a solution of Laplace's equation V;l/;o == 0 in the xy plane. In terms of l/;o, the fields are given by H, == p.- 18l/;0/8y, H y == -p.- 18l/;0/8x, Ex == ZH y , and E; == -ZHx , where Z == (p./f.)1/2. In terms of the potential function introduced for the analysis of the ideal line, we had H'; == Y8/8y and H; == -Y 8CP/8x, and, hence, apart from any normalization factor, we may identify l/;o with p.Y CP. The current density on the conductors is given by p.IJsl == 18l/;0/8nl. On the conductor 8 2 we have l/;o == p.YVo/2, while on 8 1 we have
For later convenience it will be assumed that l/;o has been normalized so that II l/;ij dS == p.f., and thus II cp2 d S equals unity. Introducing the above values of l/;o and 8l/;0/8n at the conductor surfaces, the expression for k~ becomes
since 8l/;0 /8n is positive on 82 and negative on 8 1 . The surface integral vanishes since l/;o is a solution of Laplace's equation in the xy plane. The first two integrals give ZVol o, which is equal to 2ZP, where P is the power flowing along the line. In the last integral Rm!SI+S2IJs 12 dl == 2P L , where P L is the power loss in the conductors. Since the conductivity is finite, the magnetic field penetrates into the conductor, and, hence, there is a net amount of magnetic energy stored internal to the conductor surface. At the surface the magnetic field is equal to J, in magnitude and decays exponentially with the distance u into the conductor according to the factor e-u/os. Thus the internal magnetic energy is (35)
where the integral over u need be taken only to some interior point Uo where the field is negligible. From (35) we get
1 2w
== -PL when (2/wp.oCJ) 1/2 is substituted for os. An internal inductance L; may be defined by the relation !I5L; == W mi s and thus L; == R /w, where R is the series resistance of the line per unit length. With this result we are able to replace the last integral in (34) by - 2kZ( - jP L + 2wWm;) /k~, and, hence, the equation for k~ becomes k~ +2ZPk~ +2kZ(-jP L +2wWm ; ) ==0.
(36)
258
FIELD THEORY OF GUIDED WAVES
The solution for k~ is
k~
== -ZP + [(ZP)2 + 2kZ(jP L ~
k(jP L
-
2wWmi)]1/2
-
2wWmi)
P
(37)
since the second term in the brackets is small compared with the first, and the expression to the one-half power may be expanded according to the binomial expansion. Replacing k~ by k 2 + (j{j + a)2, we get
2{3cx
= kPL
(38a)
P
(38b) Since the losses are small, we must have {j ~ k, and, hence, (38a) gives essentially (39a) In (38b) we may replace k 2 - {j2 by (k + (j)(k - (j) ~ 2k(k - (j). Also, since the right-hand side of (38b) is of magnitude 2ka, we see that a 2 is negligible in comparison, and, hence,
2k(k - (3) = - 2wkWmi
P
_
cx 2
>:::J
_
2wkWmi
P
and thus R fJ
== k
+
WWmi P ·
(39b)
The use of the variational principle has established that the simple approach employed to calculate the parameters of the line with losses is valid and gives results which are correct to the second order for an assumed field distribution correct to only the first order, provided the transverse currents may be neglected. It also shows that the change in {j from the unperturbed value k is principally due to an increase in the magnetic energy in the region internal to the conductors. Equations (39) may also be written in the following form when the approximation Z; == (LjC)1/2 is made:
15R
R
a==-2-==2IoZc 2Z c
(40a)
(40b) In practical lines at high frequencies the internal inductance L, is negligible in comparison with the external inductance L. When E is made complex to account for the shunt conductance, we will obtain the complete expression for a corresponding to (27) given earlier. Since the internal
259
TRANSMISSION LINES
inductance and series resistance arise because of the surface impedance Z m of the conductor, we may regard the series resistance as an imaginary part added to the inductance and, hence, also consider the effect of the series resistance as equivalent to making the permeability p, complex.
4.2.
THE CHARACTERISTIC IMPEDANCE OF TRANSMISSION LINES
We have seen that if we can determine the capacitance C of a transmission line, we can then obtain the characteristic impedance from the relation Z, == (p,e)lj 2C - 1. There are many methods for the solution of Laplace's equation in two dimensions. We shall discuss only the conformal transformation method and the variational methods which yield upper and lower bounds on Z c- Many configurations that occur in practice are extremely difficult, if not impossible, to obtain exact solutions for, so that an approximate solution such as can be obtained by variational methods has to suffice. The big advantage of a variational method is that the capacitance is correct to the second order for an approximate solution for the field distribution correct to only the first order.
Characteristic Impedance by Conformal Mapping Consider the solution of Laplace's equation V'7~ for the two-dimensional electrostatic problem illustrated in Fig. 4.5, with the boundary conditions ~ == ~1 on 8 1 and ~ == ~2 on 82. The curves 8 1 and 8 2 can represent the two conductors of a transmission line. In general, the solution to this problem is difficult unless 8 1 and 8 2 coincide with constant coordinate curves. For a more suitable choice of coordinates this may actually be the case, and we would then obviously use this set of coordinates in preference to the x, y coordinate system. Consider, therefore, a transformation of coordinates, from the x, y coordinates over to the general curvilinear coordinates, U, v, where U==U(x,y)
(4ta)
== v(x,
(4tb)
v
y).
We will take the unit vectors along the U and v coordinate curves as al and a2, respectively. We will restrict our coordinate transformations to those that can be effected through the complex function transformation
W == F(Z) == F(x
+ jy) == U + ju,
(42)
The function F(Z) is restricted to be an analytic function of Z; that is, dW /dZ == dF /dZ y
oX
Fig. 4.5. A two-dimensional electrostatic problem.
FIELD THEORY OF GUIDED WAVES
260
must have a unique value at each point in the xy plane. The condition that F should be analytic is ensured if u and v satisfy the Cauchy-Riemann equations'
8u 8x
8v 8y
8u dy
8v -8x·
(43)
Conversely, if F(Z) is analytic, the Cauchy-Riemann equations are satisfied. Since "'Vtu ax au jax + ay 8u jay and
V't V
8v
8v
8u
==
au
= axax +ayay = -aXay +ayax
from (43), we have the result that "'Vtu. "'Vtv == 0 and, hence, u and v form an orthogonal coordinate system. The scale factors h I and h: are given by
hr 1
(8U)2 = ax
(av)2 + (8U)2 ay = ay
1 + (8v)2 ax = h~
12
d Wl
= h = dZ I
2 (44)
and are equal by virtue of the Cauchy-Riemann equations. The coordinate transformation effected by the complex function transformation (42) is a very special type of coordinate transformation for which hI == h-: Laplace's equation in the uv coordinate system is (45) since hI == h 2 == h. The potential function , therefore, satisfies the same equation in the u, v coordinate system that it does in the x, y coordinate system. If in the u, v coordinate system the curves 8 I and 82 can be represented by constant coordinate curves as illustrated in Fig. 4.6, the solution to the equation a 2 /8u 2 + a 2 jav 2 == 0 will be much simpler than the solution to 8 2 j8x 2 + 8 2 /8 y 2 == O. The energy stored in the electrostatic field is
We =
~€l! [(~:y + (~;y] dx dy = ~€I!'V'tdj'2dXdY ~~
1
= 2€
~~
j"{ 1 (8
= ~€Jj
[(~:y + (~:y] dudv = ~C(dj2 - djd
(46)
plane
where C is the capacitance of the line per unit length perpendicular to the x y plane. Equations (45) and (46) show that we may treat U and v as rectangular coordinates, and, hence, we may replot the curves 8 I (x, y) and S2(X, y) onto a rectangular uv grid by expressing the x and y 3The continuity of u and v and their first-order partial derivatives is also required.
261
TRANSMISSION LINES
Fig. 4.6. Illustration of constant coordinate curves.
values along 8 1 and 8 2 as u and v values by means of the coordinate transformation equations (41). This mapping of the original curves 8 1 and 82 into new curves in the uv coordinate plane, i.e., the complex W plane, is called a conformal transformation. Equation (46) shows that the capacitance of the conductor configuration in the u v plane is the same as that in the xy plane. Thus, provided we can solve Laplace's equation for the conformal mapping of the original configuration, we can then transform back to the x, y coordinates to obtain the field distribution for our actual physical problem. If we are interested only in the capacitance, we do not even need to transform back to our original x, y coordinates. As a simple example, consider the problem of two coaxial cylinders as illustrated in Fig. 4.7. The solution to the equation
\ /
v - constant curves
--.J
I ...... ,---
/ ........
---<1'==vo
\
\"
---"\
\
,/
\
Fig. 4.7. A coaxial transmission line.
/
/
u - constant curves
262
FIELD THEORY OF GUIDED WAVES
v
211"
In a
In b
u
Fig. 4.8. Conformal mapping of a coaxial-line cross section.
is not simple for this configuration. Our natural choice of coordinates would be cylindrical coordinates. This coordinate transformation is obtained through the complex function transformation W == In Z == In re'" == In r + j() and, hence, U == In r, v == (). A plot of the constant uv coordinate curves is given in Fig. 4.7 also. The scale factor h is equal to r. If we treat u and v as rectangular coordinates, the curves 8 1 and 8 2 defined by r == a, r == b, o < () < 21r, map into the curves u == In a, u == In b, 0 < v < 21r, as in Fig. 4.8. The region between the two coaxial cylinders maps into the region inside the rectangle bounded by 8 1 , 8 2 and v == 0, v == 21r. As () ranges from -00 to +00, v does also, and we obtain a periodic mapping of the region between the two coaxial cylinders into the whole infinite strip bounded by the lines u == In a and u == In b. The field in the region 2n1r < v < 2(n + 1)1r is the same as that in the region 0 < v < 21r. The equivalent electrostatic problem in the complex W plane is, therefore, just the simple problem of finding the potential distribution between the two infinite planes. The solution is obviously u -In a - I na Vo.
== In b
b
(8
The energy stored in the field is
We
l = 2 10 1E (
21r
a
au
2
du
=
1r€
V6
In(b fa)
1
2
= 2C Vo.
(47)
For the equivalent transmission-line problem with a simple-harmonic time variation, the timeaverage electric energy stored in the field is one-half the above value. The capacitance of the coaxial cylinders is C == 21r€ / In(b fa) per unit length. When used as a transmission line, the characteristic impedance is Z; == (p.€)1/2/C == (1/21r)(p./€)1/2 In(b fa). For an air-filled line, (p.O/€O)1/2 == 1201r and Z; == 60 In(b fa) ohms. We may regard the mapping of the curves 8 1 and 8 2 into the complex W plane as a distorted representation of our original 8 1 and 82 curves and the UV coordinate curves. In this mapping, the curvilinear coordinates have been straightened out into a rectangular grid. Obviously, any constant potential curve == K in the x y plane is a constant potential curve == K in the u v coordinate plane also, since we have not changed the physical problem. Similarly, any curve V t == 0 goes over into a curve V t == 0 in the u v coordinate frame. At any point in the x y plane, Vt == K goes over into (a1/h)(8/8u) + (a2/h)(8/8v) == K in the u, v curvilinear coordinate system, and hence a1 8 /8u + a2 8 /8v == hK. Therefore, the gradient of , when calculated in the complex W plane according to the relation a1 8 /8u +a2 8 /8v, must be divided by the scale factor h to obtain the value of the gradient of at the corresponding point in the xy plane.
TRANSMISSION LINES
263
If we differentiate (43) with respect to x and y, we get
and similarly V'7v == O. Hence, if in our coordinate transformation the curves 8 1 and 82 map into constant coordinate curves, we then have the result that u (or v) gives the potential distribution directly; that is, tI> == u (or tI> == v) is the required solution. It is not necessary for the original 8 1 and 82 curves to map into constant-value coordinate curves, although the method is usually of only limited help if this does not happen. Several transformations in succession may be used in order to obtain the desired final configuration. In practice, the main difficulty is in obtaining the desired transformation. Problems that can be solved by conformal-mapping techniques can be solved by other methods also, although in many cases by considerably more labor and dexterity on the part of the individual.
4.3.
THE SCHWARZ-CHRISTOFFEL TRANSFORMATION
The Schwarz-Christoffel transformation is a conformal transformation that will map the real axis in the Z plane into a general polygon in the W plane with the upper half of the Z plane mapping into the region interior to the polygon. To derive the basic transformation, we consider first a curve 8 in the Z plane and its conformal mapping 8 1 in the W plane as illustrated in Fig. 4.9. Let the unit tangent to 8 in the Z plane be to and the unit tangent to 8 1 in the W plane be TO, where
. 1
~Z
to = ~i~o I~ZI .
TO
If the mapping function is W
dW dZ
=F'(Z) =
~W
1 == ~J,~o I~WI·
== F(Z), we have lim
~W
~z~o ~Z
=
lim
~W/I~WII~WI ==
~z~o ~Z/I~ZI
~Z
T01F'(Z)1
to
and, hence, (48)
v
y
x Fig. 4.9. Conformal mapping of 8 into 8 1 •
Wplane
u
FIELD THEORY OF GUIDED WAVES
264
The angle that
TO
makes with the u axis is given by
+ LF'(Z).
LTo == Lto
(49)
Consider next the function N
F'(Z) ==A(Z -XI)-k1(Z -X2)-k 2
••
·(Z -XN)-k N ==AII(Z -Xj)-k; j=1
(50)
where A is an arbitrary constant, k, is a real number, and XI < X2 < ... < XN. If the X axis is chosen as the curve S in the Z plane, the angle of the unit tangent to the mapping of S, that is, to S I, in the W plane will be N
LTo == LF'
==
(51)
LA - LkjL(Z -Xj). j=1
For X < xi, we have L(x -Xj) == 'Tr, and, for x > xi, we have L(x - Xj)
== O.
Thus, as each point Xj is passed in the Z plane, the angle of TO changes discontinuously by an amount k,«, and a polygon such as that illustrated in Fig. 4.10 is traced out. The exterior angles to the polygon are krx , and these angles must add up to 2'Tr if the polygon is to be closed; hence, N
Lkj j=1
== 2.
(52)
The constant A serves to rotate and magnify the figure in the W plane. The points x j map into the points W j == F(xj). The mapping function is given by
W
=
J Z
Jn(Z ZN
F'(Z)dZ +B =A
_Xj)-k;
dZ +B
1=1
jv
jy
Z plane
Wplane
Fig. 4.10. The Schwarz-Christoffel transformation.
(53)
TRANSMISSION LINES
265
a
i
alP
--------------J
iJn
1--0
oo~to
~-O
a
4>-=~
~n
I·
D (b) Fig. 4.11. A symmetrical-strip transmission line.
(a)
where B is an arbitrary constant which serves to translate the figure in the W plane. The 1, ~, or 2. It should be noted integration of (53) is usually not possible unless Ik i I == 0, that in this transformation there is a factor for each vertex corresponding to a finite value of x, but no terms for the points x == ± 00. In practice, we would normally wish to map a given polygon in the W plane into the x axis. This requires the inverse mapping function giving Z as a function of W. Generally, it is difficult to obtain this inverse transformation, and so we would usually proceed by trial and error to set up a transformation of the form (53) which will map the x axis into the given polygon. In this procedure we are aided by the condition that three of the points Xi may be arbitrarily chosen. To illustrate the use of the Schwarz-Christoffel transformation, we will find the capacitance per unit length of the symmetrical-strip transmission line illustrated in Fig. 4.11(a). If the spacing a is small compared with the width D of the two outer strips, the field is essentially zero at the edges of the outer strips, and, hence, we may simplify the problem by assuming that the outer strips are infinitely wide. The center strip is assumed to have negligible thickness and the medium between the ground planes to be free space with electrical parameters EO, p-o. From a consideration of symmetry we may reduce the electrostatic boundary-value problem to that illustrated in Fig. 4.11(b). Along a portion of the boundary, the normal gradient of the potential ~ is zero. With reference to Fig. 4. 12(a) the capacitor configuration is seen to be obtained as the points WI and W 4 approach - 00. As a first step toward the solution of this boundary-value problem, we will map the boundary of the polygon in the W plane into' the real axis in the Z plane, as in Fig. 4.12(b). The external angles of the polygon are equal to 7r /2, and so all the parameters k i are equal to The mapping function is of the form
!'
J J
W = A'
z
+!.
(Z - Xl)-1/2(Z - X2)-1/2(Z - X3)-1/2(Z - X4)-1/2 dZ
Z ) ( 1 - X4 Z ) (Z -X3)(Z -X2)] -1/2 dZ +B =A z [( 1 - Xl jy
jv
w4 .....- - - -....
W plane
Z plane
alP =0
on
I d
u
-2 (a)
(b) Fig. 4.12. Conformal mapping for a strip line.
+B
266
FIELD THEORY OF GUIDED WAVES
where A == A'(X1X4)-1/2. In order to cover the whole x axis, we let Xl and X4 tend to infinity, and the corresponding terms in the integral may be replaced by unity. If we also choose X2 == -1 and X3 == 0, our mapping function becomes
W ==AJZ
== 2A When W
dZ
+B
+ 1)]1/2 In[Zl/2 + (Z + 1)1/2] + B. [Z(Z
(54)
== 0, Z == -1, and, when W == ja, Z == 0; so (54) gives 2A In( _1)1/2 == [x.A == -B ja ==B
and, hence, our final transformation becomes
w = - 2a
Irt[Zl/2
1r
When W
+ (Z + 1)1/2] + ja.
== -d /2, let the corresponding value of Z be -
(55)
Xo. From (55) we then get
or (56)
since Z == -Xo is a negative number. At this point in the analysis we are really no better off than we were at the beginning since the boundary-value problem in the Z plane [Fig. 4.12(b)] is just as difficult to solve as the original one. We therefore will attempt to find another mapping function which will map the X axis in the Z plane into a rectangle in the W' plane as illustrated in Fig. 4.13. If this can be done, we may determine the capacitance at once, since the final boundary-value problem in the W' plane is an elementary one. The capacitance is obviously given by C == eo/uo, where Uo is the plate spacing in the W' plane. In the W' plane we make W~ == 0 correspond to the point Z == -Xo, W~ == 1 correspond to Z == -1, and W~ == 1 + lv» correspond to Z == o. Our required mapping function thus has the form
W' ==A 1
J iv'
W'4
dZ
z
[Z(Z +xo)(Z
w
+ 1)]1/2
+Bo.
plane
I
.!! ..O on
W;-l+iv o
ra;;
0
104'>
I::
I
~
~
W~ ==1 u'
Fig. 4.13. Final mapping for a strip-line cross section.
(57)
267
TRANSMISSION LINES
This integral cannot be evaluated in terms of elementary functions. It does, however, represent an inverse elliptic function, and tables are available for its evaluation. To evaluate the constants Al and B o, we substitute the values Z == -Xo, -1, 0 and the corresponding values of W' into (57). Since the upper limit of integration is a negative number or zero, we make the following change in variables, Z == _)...2, and (57) becomes
2'A
W'==~
J<
d)'"
_Z)1/2
[(1 - )...2)(1 - )...2/X O)]1/2
X~/2
+Bo.
(58)
The inverse elliptic function sn -1 (x, k) is defined by the integral (59) where x may be a complex variable, and k is called the modulus of the elliptic function. Since B o is as yet arbitrary in (58), we may put in a lower limit of integration and, by introducing a new constant
we get (60) 12
since X0 / corresponds to kin (59). When k 2 is easily performed and gives
== 0, that is, Xo infinite, the integration in (59)
The particular elliptic function occurring in (60) is a generalization of the inverse sine function and the notation sn- 1 [ ( _Z)I/2, k] has been chosen for this reason." The elliptic function x == f == sn W, where W is given by the integral in (59), is a doubly periodic function, Le., a function that is periodic along two different directions in the complex plane. In a unit cell or rectangle with sides corresponding to the two periods, the function f == sn W takes on all its possible values as W varies throughout the unit cell. Consequently, as f takes on all its possible values, the inverse function W == sn " ! f varies throughout the unit cell or rectangle. It is for these reasons that inverse elliptic functions always occur in the mapping of finite rectangular polygons. As one of the sides of the polygon or rectangle becomes infinite, the inverse elliptic functions degenerate into inverse trigonometric or hyperbolic functions. Returning to our problem and putting in the boundary conditions Z == -Xo for W' == 0, Z == -1 for W' == 1, and Z == 0 for W' == 1 + jvo, we get
A o sn - I (x o1/2 ,xo-1/2 ) + B o == 0
(61a)
+ Bo == 1
(61b)
A o sn-
1(1,
X0
12 / )
Bo == 1 +jvo. 4For a brief treatment of the elliptic functions, see [4.2]. For a more complete treatment see [4.3].
(61c)
FIELD THEORY OF GUIDED WAVES
268 TABLE 4.1
dla 2 4 8 10 20
K
K'
Vo
Zc
Zc,approx
1.64 1.57 1.57 1.57 1.57
2.26 3.84 6.98 8.55 16.4
0.695 0.41 0.225 0.184 0.0958
65.5 38.6 21.2 17.3 9.03
94.2 47.1 23.6 18.8 9.4
Xo
6.3 134
0.25e 4r
0.25e 5r 0.25e lOr
Solving (61a) and (61b) for B o and substituting into (61c) gives UO
The function sn(x
+ jy)
- j sn- 1(1,
1/ 2)
X
O== ----;------:----::::....----1/2) 1/2)
sn-l(x~/2, X0
- sn- 1 (1, X0
(62)
·
is periodic in x with period 4K, where (63)
and periodic in y with period 2K', where
K' =
r Jo
d»"
[(1 - »..2)(1 - »..2
+ k2»..2)] 1/2
=
r JI
llk
d»"
[(»..2 _ 1)(1 _ k2»..2)] 1/2 •
(64)
Also snK == 1, and sn(K - jK') == l/k; so sn- 1(1, k) == K, and sn- 1(I/k, k) == K - jK'. Hence, (62) gives K
K(k)
Uo == K' == K(k')
(65)
where k' == (1 - k 2) 1/2, and K as given by (63) is called the complete elliptic integral of the first kind and has been tabulated in [4.4].5 In Table 4.1 the values of Xo, K, K', and Uo are given for several typical values of the parameter d [a, The value of Xo for a given value of d [a is determined by (56). The capacitance per unit length of the strip line is four times that of the mapping of one quarter section in the W' plane, that is, C == 4€o/uo. The characteristic impedance is given by Z; == 301ruo for an air-filled line. Values of Z; are also given in the table as well as the approximate values Zc,approx determined by considering only the parallel-plate capacitance 2d€o/a. For d [a > 4, the error is much less than 1% if K is' replaced by 1r /2 and K' by In 2 + 1rd/4a. It is thus seen that, for d [a sufficiently large, the In 2 term is negligible, and the parallel-plate capacitance, neglecting fringing fields, is all that needs to be taken into account. Once the required conformal transformations have been obtained, the capacitance per unit length and the characteristic impedance are quite straightforward to evaluate. Unfortunately, this is not true for the series resistance of the line since this depends on (84) /8 n)2. The charge density as obtained, in say the W' plane, according to the relation €o(84)/8u') must be multi5This reference also contains several relief drawings which clearly illustrate the double-periodicity property of the Jacobi elliptic functions.
269
TRANSMISSION LINES
v· jvo~-----'"
2a
-.L~------4 ~v
T
t--- - - - . . .
~
u'
Fig. 4.14. Mapping of an equipotential contour corresponding to a conductor cross section of finite thickness.
plied by IdW' / dZ IldZ/ dW I == IdW' / dW I to obtain the true charge density corresponding to that on the actual conductors. The resultant expression is often very complicated to integrate in closed form. In practice, it is not realistic to deal with infinitely thin conducting strips with acute angles, since the charge density becomes infinite at such an edge and leads to values of attenuation and conductor losses which are too large and may even become infinite." For the purpose of evaluating the capacitance, the resulting error introduced by replacing a thin strip by an infinitely thin strip is usually negligible. For evaluating the attenuation we may replace the infinitely thin strip by a strip which coincides with one of the original equipotential contours surrounding the thin strip. The equipotential contour has rounded corners and is often a better approximation to the conductor cross section than an ideal rectangular cross section. In addition, it has the great advantage that the same mapping function used to map the infinitely thin strip also maps the desired equipotential contour, and the final mapping of the conductor cross section is normally a simple contour in the final mapped representation of the strip-line cross section. The above ideas will be clarified by an application to the strip line originally considered. Figure 4.14 illustrates the original strip-line cross section and an equipotential contour ~ == V I, which is now taken to be the cross section of the actual center conductor. The mapping of one quadrant of this equipotential contour onto the W' plane is also illustrated in the same figure. If the separation of the two contours ~ == V o and ~ == VI is designated as ~ v in the W' plane, the conductor elliptical cross section in the u» plane is determined by finding the u and v values corresponding to jv' == j ~v, 0 < u' < 1, by means of the two mapping functions (55) and (60). The spacing ~v in the W' plane has to be chosen so as to give the correct thickness t for the conductor cross section in the actual line. It should be noted that the conductor width has also been modified from its zero-thickness width d to a new width d l which again depends on ~v. If ~v « vo, the capacitance in the W' plane is changed by a negligible amount; that is, ~C == EO ~v[vo(vo - ~v)]-I, and the thickness t may be assumed zero for the purpose of evaluating the capacitance. From (23) the conductor loss is given by (66) since
6See Problem 4.6.
FIELD THEORY OF GUIDED WAVES
270
where 8 j8n is the normal gradient at the conductor surface, and the integral is taken around the conductor cross sections in the W plane with IdWI == dl being the element of path length. The value of 8 j8n is given by
8 1 == 18lldW'1 == Vo IdW'! 1
8u'
Im
dW
Uo
(67)
dW
since
8 8 V 1u' VI Vo 8u' == 8u' Uo - ~u == Uo - ~u == ~. The conductor losses are, therefore, given by (68)
where 1=
1 1~~12IdWI. W
The integral I may also be evaluated in either the Z or W' plane. Since
1~~lldWI = 1~~II~~lldZI = Id~'lldZI = IdW'1 we get
1=
1
1I
1
dW' dW 12 /dWI =4 z IdW'lldW'1 dW dZ IdZ! =4
W
Wi
IdW'1 dW IdW'I·
(69)
The factor 4 arises in the integration in the Z and W' planes because only one quadrant of the strip-line cross section has been mapped. The particular plane in which to carry out the integration is dependent on the complexity of the integrand. From (55), we get
1
dW I == dZ
~ I[Z(Z + 1)]-1/21 1r
while, from (60),
Id~' 1= IAor~/21[Z(Z +xo)(Z + 1)]-1/21 where A o == [sn- 1(1, k) -sn- 1(k - 1, k)]-1 == (jK')-I, with k 2 == X 0 1. Substituting into (69) gives 1-
1r
- a(kK')2 21r
= K' a
1
1
Wi
z I(Z
IdZI
+ xo)[Z(Z + 1)]1/21
IdW'1 1[1 - k 2 sn2 (jK 'W ' - jK'
-41 -
W'
IdW'11 dZ !ldW'1 dZ dW
+ K, k)]1/21
(70)
271
TRANSMISSION LINES
since, from (60), (_Z)1/2 == sn[(W' -Bo)/A o] == sn(jK'W' - jK' +K, k). By means of the formulas and relations between the various elliptic functions tabulated in the book by Jahnke and Emde, we shall be able to perform the integration in the W' plane along the contour u' == Vo, 0 < u' < 1, corresponding to the ground planes in the strip line. By considering ~ v very small, we shall also be able to obtain an approximate value for the integral along v' == ~v, 0 < u' < 1, corresponding to the center conductor. For W' == u' + iv« == u' + jK /K', we have
sn(+jK'W' - jK' +K, k) == sn(+jK'u' - jK', k)
== [ksn(jK'u', k)]-1 == Uktn(K'u', k,)]-1 where k' is the complementary modulus (l_k 2)1/2. Along this contour the integrand becomes [1 - k 2sn(jK'W' - jK' +K, k)]-1/2
== sn(K'u', k')
upon using the relations tn(K'u', k') == sn(K'u', k')/cn(K'u', k') and sn2(K 'u' , k') + cn2(K'u', k') == 1. If we denote the part of I corresponding to the integration along the v' == vo contour by 1 1 , we have II
211"
r
= aK'10 211"
sn(K'u', k')du'
== ak'K12 In
211"
1
fK
= aKfl 10
sn(K'u', k')d(K'u')
dn(K', k') - k' cn(K', k') 1 _ k'
(71)
where dn2(K', k') == 1 - k 12 sn2(K', k'). Now dn(K', k') == k,
cn(K', k') == 0, (71) becomes 211" k 1 1 == -'-12 ak K In -k" 1-
(72)
and the conductor loss arising from the ground planes is
p L, 1
= lI"RmY~ V~ In _k_ aK 2 k'
1 - k'
(73)
where K / K' has been substituted for Vo. For d 2:: 40, this expression simplifies considerably since under these conditions we have, to an accuracy better than 1%,
k' == 1 - 2e-1rd / 2a ~ 1 _k_ == e1rd / 4a l-k'
K==~ 2
272
FIELD THEORY OF GUIDED WAVES
and (73) becomes PL, !
=RmY~ (:0)2d
(74)
which is just the loss which would arise for a uniform field existing between the center strip and ground planes and a zero field outside this region. For the second part of the integral, which we will denote as 12 , the contour is along v' :=: ~ V, o < u' < 1. In this case snUK'(u'
and, since 1 - dn2 (
) :=:
+j
~v) - jK' +K, k]
k 12 sn2 (
),
:=:
k:' dn(K'u'
+ jK' ~v, k')
we get
r
21r du' h = aK'k'10 Isn(K'u' + jK' ~v, k')1 :=:
If we choose
~v
ak'K
r
K1
21r 12
Jo
du
Isn(u + jK' ~v, k')I·
(75)
:S 0.1 vo and also assume that d 2: 4a, then A _K~V 1r K ' uV <-
Vo - 20
and sn(u is
+ jK' ~v, k')
~
sn(u, k')
+ jK' ~v cn(u, k') dn(u, k').
The modulus of this term
since, for u near zero, cn(u, k') and dn(u, k') are nearly equal to unity. When u :=: K', cn(K', k') equals zero, but now sn(K', k') equals unity, and so there is negligible error in still having the term (K' ~v)2, which is less than 0.03, present. For values of u up to Ul, where Ul is about 0.4 or less, sn(u, k') ~ u. For values of u > Ul, we may neglect the term (K' ~v)2 in comparison with sn2(u, k'), and this also removes the error at the upper end of the range, where u :=: K'. The integral 12 is thus evaluated in two parts, corresponding to the two ranges in u, where different approximations are used. This artifice permits us to carry out the integrations readily, and we get
273
TRANSMISSION LINES
since Ul is small and In kK' ~v is the dominant term. Before proceeding any further, it is necessary to establish the value of ~ v in terms of the thickness t of the center conductor. Provided t and ~v are small, this may be done directly from the relation ~W == (dWldW')~W', where ~W == j(t/2) and ~W' == j ~v for small displacements from the origin along the v axis. Employing the same approximations as those used to arrive at (76), we get (77) The conductor loss associated with the center conductor is now readily evaluated and is given by Y V P L 2_- R m 6 6 ,
1fa
(41n-+8a 1ft
1fd) a
.
(78)
The second term in parentheses is the loss which would arise on the assumption of a uniform field between the center strip and the ground planes, while the logarithmic term gives the increase in the losses arising from the concentration of the current at the edges of the center strip. and, hence, by using (25), the The power flowing along the line is given by attenuation factor arising from conductor losses is found to be
! V6/ze,
ex
R m 1fd12a + In(8a 11ft) . In 2 + 1rd/4a nepers/unit length,
= 2Z oa
(79)
a result valid for d 2:: 4a and t :S a 15.
4.4.
CHARACTERISTIC IMPEDANCE BY VARIATIONAL METHODS
Variational Expression for Lower Bound on
ZeO
The electrostatic energy per unit length stored in the field surrounding the two conducting surfaces represented by the curves 8 1 and 8 2 in Fig. 4.1 is given by (80)
where Co is the capacitance of the line per unit length, and V o == <1>2 - <1>1 and is the potential difference between the two conductors. Without loss in generality, we may take
A.4.
274
FIELD THEORY OF GUIDED WAVES
(The result also follows from Thompson's theorem given in Section 1.3.) Since we know that <1> is a solution of Laplace's equation, we obtain at once the following variational expression for the capacitance and, hence, for the characteristic impedance ZeO: Co
__1__ !!Vtif!oVtif!dXdY
(ep,)t/2 - ZeO
(p,/e)t/ 2V 5
(82)
The integral is always positive, and, hence, the stationary value is an absolute minimum. 8 Therefore, if we substitute an approximate value for \7/ <1> into the integral, the calculated value C for the capacitance will always be too large; that is, C > Co, Z; < ZeO. The calculated value of Z; is always too small, Le., is a lower bound to the true value ZeO. In practice, we choose a functional form for our approximate solution that has several parameters at, a2, ... , aN, by which we can change the functional form of <1>. When we compute the integral, we get a value C(at, a2, . . . ,aN) for the capacitance that is an ordinary function of the variational parameters ai. We obtain the best possible solution for C by choosing the minimum value of C that varying the parameters a; can produce. This required minimum is obtained by treating the a; as independent variables and equating all acjaai equal to zero; thus
ac -0 aai -,
i==1,2, ... ,N.
(83)
Equations (83) are a set of N homogeneous equations which, together with the equation <1> == Yo' on 8 2 , allows us to solve for the a; and, hence, compute the minimum value of C. Equations (83) only give the ratio of the a; to anyone, say at, and, hence, the requirement of the additional condition <1> == V 0 on 8 2 • The variational parameters a, may be the coefficients in a Fourier series expansion of <1>. We may illustrate what the above procedure does as follows. Let <1>0 be the correct solution for the problem, and <1>(at), a function of one variational parameter only, be the approximate solution. Let 5<1> be a variation in the functional form of <1>0. If we plot the value of C as a function of ~o + o~ for a range of functions o~, we get a curve as illustrated in Fig. 4.15. The true value Co is obtained when 5<1> == o. The broken curve is a plot of the calculated value of the capacitance as a function of the parameter at in our approximate solution. The best possible solution is the minimum value as obtained by equating dC(at)/dal to zero. If our function <1>(at) is sufficiently flexible, it will be able to approximate <1>0 closely, and, since C varies slowly in the vicinity of <1>0 [DC is of the order of JJ 1(\7/ 0<1»1 2 dx dy], the calculated value of C will be an excellent approximation to Co. The more variational parameters a, we include in our approximation, the more nearly will <1> be able to approximate <1>0 and yield a closer approximation to Co. Unfortunately, the numerical work involved increases rapidly with an increase in the number of parameters ca. As a simple example, we will find the capacitance of the two coaxial cylinders illustrated in Fig. 4.7. For a first approximation, we take <1> == ao +atr. Rather than have to choose our <1> so that <1> == 0 on the inner conductor, and <1> == V 0 on the outer conductor, we can modify (82) to (84)
8See Section 1.3, where it is shown that the change in We is always positive.
275
TRANSMISSION LINES
Fig. 4.15. Illustration of minimum value obtained with variational method.
since the potential difference existing between the conductors 8 I and 8 2 is simply the line integral of \7t
1l
b
21r
C == 'a-
0
OlIrdrd6
a
(l Olldr) b
2
b
+a
== '-"-b--· £,.".
(85)
-0
The true value of capacitance is Co
==
27r€ . In(b fa)
For b > a, we have
b -a
~2--
b
+a
when b is not much greater than a. Thus we have 7rf.(b +0)
b -a
=c ~co
when b - a is small. If b == 2a, C == 37r€, Co ~ 2.97r€, and so the error is around 3%. We note that ao does not enter into the expression for C. The reason is that the potential is unique only to within an arbitrary constant. The only value of any significance is the difference in potential. As a second approximation, take
(86a)
276
FIELD THEORY OF GUIDED WAVES
Hence,
C [(b - a)2ai
1C'E
+ (b 2 -
a 2)(b - a)2ala2
+ (b 2 - a2)2a~]
2 2)ai - [(b - a
+ ~(b3
- a
3)ala2
a4)a~] = O.
+ 2(b 4 -
(86b)
In order to obtain the best possible value of C with this approximation, we equate a/acx; of (86b) to zero. This is equivalent to equating ac/acx; given by (86a) to zero. Let D be the denominator in (86a) and N be the numerator; thus
ac acx;
==
D(aN/acx;) - N(aD /acx;) D2
(aN _ N aD) D acx; DaCXi
== ~
== 0
and hence aN/acx; - caD/acx; == 0, which is just the derivative of (86b). Carrying out the differentiation, we obtain the following two homogeneous equations in CXI and CX2: CXI
CXI
+ CX2
2 ] 2C - a) 2 - 2(b 2 - a) [ -(b 1C'E
[2C -(b
8 3 - a) 3 ] 2C 2 - a 2 )(b - a) - -(b [ -(b TI 3
2
1C'E
+ CX2
8 3 - a) 3 ] == 0 - a 2 )(b - a) - -(b 3
[ -(b 2C 2
TI
2 2 - 4(b 4 - a) 4 ] == O. - a)
For a solution for the a; to exist, the determinant of the above equations must vanish, and this gives directly the value of C without the necessity of evaluating the CXi. By performing the following operations on this determinant: 1. 2. 3. 4.
divide first row by 2( b - a)2 , divide second row by 2(b 2 -a 2)(b - a), divide second column by b + a, subtract first row from second
it reduces to C
C
b+a
1C'E -
b - a
4
"3
1C'E -
3
3
b +a 4 b - a b - a - "3 (b z - aZ)(b - a)
4
b
"3 (b 2 -
3
-
b3
-
a3
(b 2 - a 2)(b - a)
b4
a3
-
a4
==
O.
a 2)(b _ a) - 2 (b 2 _ a 2 )2
If we expand this determinant in terms of the elements of the first row, we get
C 1C'E
==
1 (4j3)(b 3 _a 3)1 b 4 -a 4 2 2)(b (b _ a _ a) - 2 (b 2 _ a 2 )2
b +a 4 b - a b - a - "3 (b 2 - a 2)(b - a) 3
(b +a)2 -a b
3
4
1 3
"3 (b 3
b - a 1 - "3 (b z _ aZ)(b 4
b3
-
2
a3
- a )( b
+ a)
(4 /3)(b - a ) 2(b 4 - a 4 ) z z (b - aZ)(b + a) - (b - aZ)(b + a)z 3
+ a)
2
I
3
. (87)
277
TRANSMISSION LINES
There is only one root for C. When b [a == 2, this second approximation gives C == 2.8897r€. The true value is Co == 2 .8867r€, so the error in C is only 0.1 %. However, this accuracy has been obtained at the expense of considerably more labor.
Variational Expression for Upper Bound on
ZeO
The previous section presented a method whereby the upper bound on C and, hence, a lower bound on Z eO could be obtained. By solving the electrostatic problem in terms of the unknown charge distribution, we shall be able to obtain a variational expression which will give a lower bound on the capacitance and, hence, an upper bound on the characteristic impedance ZeO. The method utilizes the Green's function technique for solving boundary-value problems. By comparing the upper and lower bounds for Z eO, we can find at once the maximum possible error in our approximate values. Consider the two-dimensional electrostatic problem illustrated in Fig. 4.16. The two conductors 8 1 and 8 2 are of infinite length and parallel to the z axis. We may take 8 1 at zero potential and 8 2 at a potential V o- In order that 8 2 should be at a potential Vo, there must exist a distribution of positive electric charge on its surface. The only way in which the conductor 8 2 can make its presence known to the field surrounding it is by this charge distribution on its surface. The magnitude of the charge is equal to €E n == -€(aip Ian), where En is the normal electric field at the surface of 8 2 and is equal to the normal derivative of the potential function ip on the surface 8 2 • Provided we leave the charge distribution undisturbed, we may remove the conductor 82 without disturbing the field. We are then left with the problem of finding the potential function ip that satisfies Poisson's equation 2
\7t ip
==
1
I
(88)
I
--p(x , y ) €
and the boundary condition that it vanishes on 8 1 • The coordinates x', y' are the values of x and y that defined the original conductor surface 8 2 , and p(x ', y') is the charge distribution that existed on 8 2 • As a first step toward the solution of (88), we will find the solution to the problem of a unit charge located at (x', y') in the presence of 8 1 and such that the potential vanishes on 8 1 • [Since the problem is a two-dimensional one, we mean by a unit charge at (X',y') a unit line charge extending from -00 to +00 along the z axis.] The most convenient way of representing a unit charge mathematically is by means of the delta function, which is zero for all values of x and y except x', y'. At the point (x', y'), the function is such that if we integrate it over a small interval including the point (x', y'), then the value of the integral y
4>= Vo
C9
y
==
@
4>-0 x
x
Fig. 4.16. Illustration of removal of conductor 8 2 but leaving the charge in place.
278
FIELD THEORY OF GUIDED WAVES
is unity. We therefore require a solution of the equation 1 \7;q>(x, y)
== --o(x €
x')o(y - y')
(89)
subject to the boundary condition that q> equals zero on 8 1 and at infinity. The above equation defines the two-dimensional Green's function of the first kind for the given boundary." Let the solution to (89) be represented by G(x, y lx', y'); by superposition it follows that the solution to (88) is q>(x, y)
==!
(90)
G(x, y lx', y')p(x', y') dl'.
52
On the surface 8 1 , the potential q> must reduce to zero, while, on 8 2 , it reduces to V o. Hence, from (90), we have .
== V o ==!
q>(x, y)
G(x, Ylx', y')p(x', y'vdt'
x, y on 8 2 •
(91)
52
Equation (91) is an integral equation involving the unknown charge distribution p(x', y'), whose solution would give p(x', y') and, hence, would determine the potential function q>(x, y) everywhere by means of (90). This is the condition that must be imposed on the charge distribution in order that q> should reduce to V o on 8 2 . Since G vanishes on 8 1 and at infinity, the potential q> does also. Equation (91) is the basic equation from which we will now derive our variational expression for the capacitance Co. Multiply (91) by p(x, y), and integrate over the surface 8 2 ; thus
= VoQ =
Vo!s/(X, y)dl
!
!G(X, Ylx', y')p(x, y)p(x', y'vd! dl'
(92)
52
where Q is the total charge on 8 2 . The capacitance Co is equal to Q/Vo, and, hence, QVo == Q2[C«, and we get from (92) the result
!
1 Co
!G(X, Ylx', y')p(x, y)p(x', y')dl dl'
52
(93)
[!s/(x, - : which is our required variational expression. To show that this expression is a stationary expression for 1/Co for arbitrary first-order changes in the functional form of p( x, y), let p change by Ope Thus
[!S/(X,y)d1f 0
=
!
(~J + ~o [!S/(X,y)dl!S2 OPdl]
fG(X, Ylx', y')p(x, y)op(x', y')dl dl'
52
+f
f G(X, y Ix', y')p(X', y') Op(X, y) dl dl'
2!
52
=
f G(x, Y lx', y')p(x', y') op(x, y) dl dl'
52
9The Green's function for Poisson's equation mayor may not include the factor later convenience, but this is not always done.
€.
We have included it here for
279
TRANSMISSION LINES
since G is symmetrical in the variables x, y and x', v'. and similarly for p and Ope Introducing the total charge Q, we may write the above equations as
which shows at once that the variation in 1 jC o vanishes by virtue of (91), and that Q == Co V o. We have, therefore, proved that (93) is a stationary expression for COl, and, hence, it follows that, if we can find an approximate solution for p(x', y'), we will be able to compute a value for C-l which is correct to the second order. Since G is a symmetrical function, the integral in (93) is always positive, and the stationary value must be an absolute minimum. Consequently, our approximate value of C- l is too large, and, hence, C < Co, Z; > ZeO, and we have an upper bound for our characteristic impedance Z eO • In practice, the charge distribution would be approximated by a function containing one or more variational parameters, and the best possible solution for Co would be obtained by minimizing (93) with respect to the adjustable variational parameters. The procedure to be followed is the same as that used to treat (84).
4.5.
CHARACTERISTIC IMPEDANCE OF A STRIP LINE DETERMINED BY VARIATIONAL METHODS
Lower Bound to Z eO As an application of the variational methods given in the preceding section, the upper and lower bounds to the characteristic impedance of the shielded strip line with a rectangular center conductor will be obtained. The dimensions of the line are given in Fig. 4.17. In view of the symmetry of the line, we need only find the field distribution for one quarter of the cross section as in Fig. 4 .17(b), with the potential q> satisfying the following boundary conditions:
== 0
for y == 0
== V 0 8
on inner conductor
-Ex == ax == 0,
x == 0, 0
~
y ==d, I
::;x.
In each region is a solution of Laplace's equation
V';
8
-E y == ay ==0,
~ a
4>= va
== O. In region 1, a suitable
ail> =0 ay
: : Regio:;E
2d
-oo~to
y
4>=0
to
--"00
(
%:' 1
41=0
Region 1
(a)
to~oo
(b)
Fig. 4.17. Strip line with rectangular inner conductor.
280
FIELD THEORY OF GUIDED WAVES
Fourier series expansion of the potential is 10
nxx + 2:an cosh 00
VoY == - a
a
n=1
. nxy SIn - - . a
(94)
Each term cosh (n1rx la) sin (nxy la) satisfies Laplace's equation, and the derivative with respect to x vanishes at x == O. The term VoY [a is included to satisfy the boundary condition at y == a, and the an are unknown coefficients to be determined. In region 2, a suitable expansion of the potential is 00
b
~
==
L..J
. ntcy -n7rx/2d SIn 2d e
n
(95)
n=I,3, ...
since cos (nxy 12d) vanishes at y == d for odd values of n, and, hence, a lay does also. The potential vanishes as x ---+ 00 because of the decaying exponential terms. The unknown coefficients an and b n must be determined so that the electric field and potential are continuous at x == I, 0 ::; y ::; a. Continuity of the potential at x == I gives
y V 0a
h nxl +~ L..Jan cos -
a
n=1
. nxy _ ~ b -n7rI/2d . ntcy SIn - - - L..J ne sIn 2d · a 1,3, ...
(96)
Since we have made continuous at x == I, then a lay, and, hence, E y, is also continuous, as may be seen at once by differentiating (96) with respect to y. The continuity of Ex is ensured by making a lax continuous, i.e., 00
I
00
'00 nt: . nxy ~ n1r -n7rI/2d . nxy SIn - - == - L..J - b ne sIn - - ,
~n1r
L..J-an SI I a
a
a
1,3, ...
2d
2d
o < y < a.
(97)
A rigorous solution to (96) and (97) is difficult to obtain, and, hence, we appeal to the stationary property of the electrostatic energy integral to obtain an approximate value for the capacitance of the line. The electrostatic energy stored in region 1 is
1°11 [(2: 00
-EO 1
2
0
0
I
Y) nx SI'00 nxx . n1r-an - SIn
a
a
2
a
Vo
nxx
n1r
+ {i + ~ {ian cosh a 00
(
cos
nxy
a
)2] dxdy ==
Using the orthogonal properties of the sin (n1rY la) and cos (n1rY la) functions, i.e.,
1 0
nxy
mtty
sin - - sin - - dy == o a a
{ 0,
a _
2'
n=/=-m n==m
lOThis form of solution is obtained at once by using the finite Fourier sine transform. See [4.5].
WeI.
281
TRANSMISSION LINES
and similarly for cos in-sy fa), the integration is readily carried out to give 2 . 2n1rl) + -1r~ ~a nSInh--
1 (V61 WeI == -EO -
a
2
4
a
n
1
(98)
.
Similarly, the electrostatic energy stored in region 2 is found to be (99)
== I be
Let the unknown potential distribution at x G(y)
==
Vo
(~)
+ g (y) ,
O::;y::;a
{ YO,
(100)
«< v s a.
We may express the unknown coefficients an and b; in terms of this potential distribution by Fourier series analysis since both sides of (96) are equal to the potential distribution given by Eqs. (100); thus
21
an cosh -nx! == a a bne-mrl/2d
2
a
(d
= ci}o
nxy
.
g(y) SIn -
0
G(y) sin
a
n-ry
d
dy
( lOla)
dy .
(101b)
Substituting into (98) and (99), we get
We == WeI
1
V61
+ W e2 == 2E0 t l
~ nxl + -1rEO 2 L.Jntanh a
+ ;;~
a
1
f n [l
[l
a
0
. rncy g(y) SIn dy ]
2
a
d
G(y) sin
1,3, ...
n2~ d Y]
2
(102)
where the identity sinh 20 == 2 sinh 0 cosh 0 was used in (98). We may readily show that (102) is stationary with respect to arbitrary first-order variations in the functional form G (y), that is, in g(y). The total energy stored in the space surrounding the strip line in Fig. 4.17 is 4We per unit length. Hence the capacitance per unit length is C == 8We /V5. For a first approximation to C we will take g(y) as zero; thus, an == 0, and
n1rI/2d ( (a VoY . n1rY d b n -- ~ de io a SIn 2d y
+
l
a
dV 0
· n7rY d ) _ 8V od -n1rI/2d . n1ra y - n27r2a e sm 2d ·
SIn 2d
Hence 2
_ 1 Vol We - - EO 2 a
2
+
2
8E OVo d " ~ . 2 n7ra 3 2 ~ 3 SIn ia «:a I,3, ... n CX)
(103)
FIELD THEORY OF GUIDED WAVES
282
The series may be summed by the methods discussed in the Mathematical Appendix to give
So
~ 1
== L.J n3 1,3, ...
. 2 nxa sm 2d
r
=
~ (;:
=
2: n1
3 -
If we let t result
1
2
1
2
n=I,3, ...
(1.5 - In ;:) -
00
1,3, ...
~
nxt
== L.J n3 cos 2d
(1rt) 2 ( 2d
3~ (;: 1rt )
1.5 - In 2d
r- r 2;00 (;:
1
+ 36
(1rt) 4 2d
7
+ 2700
(
1rt ) 6
2d
+ .. , ·
(104)
== a == d /2 and subtract the two expressions for the sum So, we get the interesting 1 1r 2:-
00
1,3, ...
3
-
[
2
4 l n1r- - - 14- ( -1r ) 4 - .... ] 1.5+ 1r 288 2700 4
(105)
If the first N terms in (105) are summed directly, a comparison with the right-hand side of (105) gives at once the maximum error involved, since the sum of N + P terms is greater than the sum of N terms but yet is less than the right-hand side of ( 105) because all the higher order terms are preceded by minus signs. The value of the sum is 1.052 to four figures. 11 It is convenient to have the two forms for the sum So, depending on whether t is much smaller than a or vice versa. The capacitance C is given by C == 4eol/a + (64eod2 /1r 3a2)So, and, hence, the characteristic impedance is given by
-z (41 + 64d3 So) 0 2 a 1ra 2
Ze
-1
(106)
and is a lower bound to the true value ZeO. The term 4€ol/a is just the ordinary parallel-plate capacitance, while the term involving So is the increase in capacitance due to the field existing past the edges of the center strip. Higher order approximations to C may be obtained by taking N
g () y
. nay = "L.JCn SIn n=1
a
(107)
and making the energy integral stationary with respect to the N unknown variational parameters (coefficients) c.: Needless to say, the numerical work increases rapidly, so we will not pursue the problem any further here. In practice, the upper and lower plates are of finite width. The field decays as e-n1rx/2d, so, provided the plates are wide enough so that the first mode e- 1rx / 2d has decayed to a negligible value, the perturbing effect of finite-width plates is small. A value of x equal to I + 3d makes the exponential term about 1% of what its value is at x == I. Thus a total width of 2/ + 6d is sufficient to make the effect of finite-width plates negligible. The upper and lower plates should extend past the center strip by approximately one and a half times the spacing of the upper and lower strips. lIThe sum may also be evaluated in terms of the Riemann zeta function. See [4.4].
283
TRANSMISSION LINES
y
y=2d
• x',y' -oo~to
Unit linecharge
-------....
_--------~x
Fig. 4.18. Line charge between two infinite parallel planes.
Upper Bound for
ZeO
If we do not disturb the charge distribution that exists on the center conductor, we may remove the center conductor, leaving the charge behind. The electrostatic problem is thus to find a suitable solution to Poisson's equation. As a first step, we require the potential (Green's function) due to a unit line charge at x', y' and subject to the following boundary conditions (see Fig. 4.18): y
~
0, 2d
Ix I ---+ 00.
---+ 0,
The Green's function satisfies the equation
a- 20 + a- 20 ax 2 ay2
1 €o
(108)
~ --o(x - x')o(y - y').
A suitable solution may be obtained by the methods given in Section 2.6. The required solution for the Green's function is I
00
1 . nxy . nxy -(n1r/2d)(x'-x) Z:: n SIn 2d sin 2d e ,
x :s; x'
~ 1 . ntcy . nxy' (n1r/2d)(x' -x) Z:: n SIn 2d SIn 2d e ,
x 2:: x'
~
O(x, Ylx ', y) ~ -
1
1
€o1r
1
== -
1
€o1r
00
1
Ln 1
.
I
nxy . nxy -(n1r/2d)lx-x'l - SIn - SIn - - e .
2d
2d
(109)
The reason why the derivative of G is discontinuous at (x', y') is that the derivative is equal to the negative electric field component that terminates on the unit line charge. Whenever the electric field terminates on a charge, it is discontinuous by the amount 1/€o times the charge density. From (93), the capacitance of the strip line is given by
1 C
IIG(X, Ylx', y')p(x, y)p(x', y')dl dl' 82
[/82 p(x, y) dl]
(110) 2
FIELD THEORY OF GUIDED WAVES
284
where p(x, y) is the charge distribution on the center conductor, and the integration is carried out around the center conductor. The simplest approximation to p which we can make is to assume that it is constant. We may take the magnitude of p as unity since (110) does not depend on the absolute magnitude of p. It depends only on the functional form of p. Thus the denominator in (110) is simply 16(1 + t)2. We will integrate the numerator over the variables x', y' first. The integral from -I to 1is the sum of two terms, one term for y' == d - t and the other for y' == d +t. We may carry out the integration for the nth term in the Green's function and then sum this typical term over all values of n. Bearing in mind that the Green's function has two different forms, depending on whether x' > x or x' < x [see (109)], we obtain
Y . n7rSIn 2d
j X(.sin n7r-ds- t + sm. n7r-d-t) e-n1rx/2d e n1rx'/2d dx' 2d
-I
+ sin n7rZ-ll
za ],
+
l
d +t
2d
(sin n7rd
+ t + sin nt: d
2d
- t) en1rx/2de-n1rx' /2d dx' 2d
y , sin n7r- sin n7r~e-n1rI/2d(e-n1rx/2d
2d
d-t
2d
+ en1rx/2d) d y'
where the Green's function for x > x' is used when x' == -I, and the Green's function for x < x' is used when x' == 1 in the integral over y'. The integration gives the following result: 8d sin n7rL. sin n7r [cos 2d 2
nt:
n7r~ 2d
(1 - e-n1rI/2d COShn7r~)
2d
+
sin
n7r~e-n1rI/2d COShn7r~] 2d
2d ·
Owing to the factor sin (n« /2) all the even terms vanish. Integrating over the variables x and y, we obtain the following result for the typical nth term:
Multiplying by l/fon7r and summing over n, we obtain the following final result for the upper bound to Z cO: (111)
where
= 7ft
8
d ~
1
S2
2
~ cos n7f(t /2d)
_ ~ sin n7r(t /d) _ ~ sin n7r(a /d) -
~
1,3, ...
8
3
n2
1,3, ...
=
~ cos ~
1,3, ...
n3
-
~
1,3, ...
n7f(t /d) = _
n3
n3
~ cos ~
1,3, ...
n7f(a /d)
n3
285
TRANSMISSION LINES
84
LT 00
=
-n1rljd (
t)
1 - sin mr(j
·
1,3, ...
The series may be summed by the methods described in the Mathematical Appendix to yield the following results:
8 r; ~ (1 _~) 8 r; ~ (1 _~ ) 1
=
2
=
83
1
1 [( xt )
= 1~••n 3 + :4 00
00 == _ '"' ~3
Z:: n
d
2
'lrt -"23 ('lrt) d
In 2d
2
1 ( xt )
+ 72 d
4
]
+ ...
2 In 'Ira _ ~ ('Ira) 2+ ~ ('Ira) 4+ _ 7 ('Ira) 6 ] _! [('Ira) + ...
1,3,...
4
d
2
2d
72
d
21,600
d
d
·
The series 8 4 is readily summed term by term since it converges very rapidly because of the decaying exponential term. In Fig. 4.19 the upper and lower bounds, as well as the average value, of the characteristic impedance are plotted as a function of I jd for a fixed value of t [d equal to 0.2. For all values of I jd greater than 0.5 the maximum error in the average value of the characteristic impedance is less than 3%, decreasing as I jd becomes large.
50
en
--l _f2t
2d
40
E
.s:: 0
.s ~\)
30
20 I-------+-----+-----+--~~--+-----+-----I
10 L -_ _- - L 1
--J..
2
--&....
3
.......
...I..-_ _~
4
Fig. 4.19. Characteristic impedance of a strip line for t = O.2d,
5 €
u«
= €o, D > 3d.
286
4.6.
FIELD THEORY OF GUIDED WAVES INTEGRAL EQUATIONS FOR PLANAR TRANSMISSION LINES
A variety of microwave transmission lines involve thin conducting strips placed on a dielectric substrate material. The dominant mode of propagation on these transmission lines is a quasi-TEM mode in that as w tends to zero the mode becomes a TEM mode. The propagation constant is not a linear function of w for lines with conductors surrounded by nonhomogeneous dielectric media. These transmission-line problems cannot be solved using conformal mapping methods except in an approximate way. In practice it is found that an effective way to obtain a solution is to formulate integral equations for the current and charge on the conducting strips and to solve these integral equations numerically using the method of moments. The numerical accuracy can be improved without increasing the computation time if a priori knowledge of the behavior of the charge and current densities at the conductor edges are utilized in the expansion of the unknown densities. It is also advantageous to be able to express the dominant or singular part of the Green's function as an orthogonal series over the conducting strips. The purpose of this section is to formulate the basic integral equation for the current on a single strip and a coupled strip transmission line such as those shown in Fig. 4.20. We will use conformal mapping techniques to establish the edge behavior of the current and also to diagonalize the static Green's function kernel. These results will be used in Sections 4.9 and 4.10 to treat the problem of the microstrip line and the coupled microstrip line, both of which involve conducting strips on a dielectric substrate. For the transmission line shown in Fig. 4.20(a) a TEM mode of propagation exists. The line consists of a conducting strip of width 2w at a height h above a ground plane. Two conducting sidewalls are symmetrically placed atx == ±a. The current on the strip is J(x)e- j k oz and is in the z direction. The vector potential A z is a solution of
(::2 + :;2)
Az
A z == 0,
= -lloJ(x)
x == ± a,
(112)
y == 0
A z == constant on strip.
An integral equation for A z can be obtained by introducing a Green's function G(x, Y, x', y') that represents the potential from a line source located at x', y'. The Green's function is a solution of G == -o(x - x')o(y - y') ( 8x~ + 8~) y 2
G ==0,
x
==
±a,
h
h L...------+----L-+----I..-----I~x
-w
y ==0. y
y
-a
(113)
2
w
a
L...--------+----+-....L....t----+---.L...----.J~x
-a
a
(a) (b) Fig. 4.20. (a) A partially shielded strip line. (b) A partially shielded coupled strip line.
287
TRANSMISSION LINES
The Green's function is readily found using the methods described in Chapter 2. It has a part that is an even function of x and a part that is an odd function of x. Since J(x) is an even function of x we only need the even part, which we will designate as G e. We can assume that 00
G e ==
n7rX
~
L...J fn(Y) cos 2a n=1,3, ...
which satisfies the boundary conditions at x == ±a. When we substitute this form into (113) and carry out a Fourier analysis we obtain
-B2 [ By2
(n7r) 2] afn(Y) == - cos --o(y n 7 r x- 'Y, ). 2a
2a
We now assume that
o :S Y :S Y' Y ~y' which satisfies the boundary conditions at Y == 0 and infinity. We require fn(Y) to be continuous at Y == Y' and the discontinuity condition
a
Bfn IY~ nxx' == -cos By y~ 2a
must also hold. The solution can be completed in a straightforward manner to obtain Ge(x, Y,
x', Y') ==
2 nxx n7rx'. L cos - - cos - n=l, nt: 2a 2a 00
nxy <
SInh _ _ e-
3, ...
i:
2a
n7ry>/2a .
(114)
By using superposition the solution for A z is found to be Az(x, y)
= /lo
o,», y, x', h)J(x')dx'.
The required integral equation for J(x') is obtained by setting A z equal to a constant, which we choose as J-to, on the strip; thus
i:
Ge(x, h, x', h)J(x')dx' = 1.
(115)
A straightforward way to solve this integral equation is to use the method of moments. For a numerical solution we first approximate J(x) by an expansion in terms of a finite number of basis functions 1/!m(x), i.e., M
J(x) ~
L 1m1/!m(x).
m=l
(116)
288
FIELD THEORY OF GUIDED WAVES
When we use this expansion in (115) we obtain M
LGm(X)Im ~ 1
I:
( 117)
m=l
where Gm(x) =
Ge(x, x')1/;m(x')dx'.
We can generate a matrix equation for I m by multiplying both sides by a set of M weighting functions Wn(x) and equating the integrated residual error to zero for each W n; thus n
== 1,2, ... ,M
which gives M
== s..
LGnm I m
(118)
n == 1,2, ... ,M
m=l
where the matrix elements G nm are given by w
G nm =
JJ
Ge(x, x')1/;m(x')Wn(x)dx' dx
-w
and the source terms are given by
If we choose W n == t/;n then the method of solution is called Galerkin's method. If we choose W n == o(x -x n ) we obtain a solution corresponding to point matching (collocation) whereby the two sides of (117) are matched at M values (usually equispaced) of x. If we choose W m(x) to be equal to Gm(x) we obtain a least-squares solution having the property that the integrated square of the difference of the two sides in (117) is minimized (see Problem 4.13). The efficiency and accuracy with which a numerical solution to (115) can be obtained are critically dependent on the expansion used for the unknown current and on our ability to represent the singular part of the Green's function in closed form or as a rapidly converging series. In the present case we note that for large values of n, from (114), oo
Ge
rv
L
1 -
n7f n=1,3, .,.
nxx
nxx'
cos - - cos - - == Ged 20 20
(119)
which is the dominant part of the Green's function for y == y' == h. This series is readily summed, as shown in the Mathematical Appendix, to give 00
G ed
= ~ Re ~ ![e j mr (X - X' )/ 2a + ej mr(x + x ' )/ 2a ] 27f
L....J n
n=1,3, ...
__ ~ I [ 47f n tan
7flx -x'i 40
tan
7flx +X'I] 40
·
(120)
TRANSMISSION LINES
289 jy
I
~
I
I I I
I
I
I
I
C/)=O
I
-----L..---
7
C/)=O
I
I I 2
-a
3
alP
an
=
1
I4
5
0 - x 1 C/) = V x 1
(a)
6
alP
an
=
0
a
(b)
jT]
jv
C/)=O 1 7
2
3
4
5
6
7
.. u
4
--~
-1
(d)
(c)
Fig. 4.21. (a) Canonical strip line problem. (b) Potential problem in the Z plane. (c) Mapping of a boundary onto the W plane. (d) Potential problem in the r plane.
This closed-form expression for the dominant part of the Green's function is not very useful in practice because of the difficulty of integrating the product of J(x') and (120) over the strip. However, we will show that (120) .can be re-expanded into a series of functions that are orthogonal over the strip. In order to accomplish this task we note that the dominant part of G e is the Green's function for a strip between two sidewalls in the absence of the ground plane. We can map the boundary shown in Fig. 4.21(b) into the real axis in the complex W == u + jv plane shown in Fig. 4.21(c) by means of the mapping function dZ
A
(121)
dW We may integrate this function to obtain Z ==A sin- 1
W
-
U2
+B
where A and B are constants. We now make Z == 0 map into the point W == 0 and make Z == x 1 map into W == 1. The specification of these two points allows us to find A and Band thereby obtain (122) The mapping of the real axis in the W plane into a rectangle in the
r == + j1J plane is (J
FIELD THEORY 'OF GUIDED WAVES
290
described by
dr
A
(123)
dW
where k = 1/U2. The integral of this expression is the inverse elliptic sine function with modulus k; thus, if we let A = 1 (124) When W
= ± 1 we have a = ± K
where (125)
When W
=
±U2
=
=
±k- l we have a
K' =
1
±K -s- j K' where
d"A
1/ k
1
(126)
J("A2 - 1)(1 - k 2"A 2)·
In general, (127)
r
The mapping from the Z plane into the plane represents a coordinate transformation from the x, y coordinates into the a, 'YJ coordinates. Consequently, we can represent the Green's function G ed given by (119) or (120) as a function of a and 'YJ by solving for the potential from a line source at o", 'YJ' inside the rectangle shown in Fig. 4.21(d). With the boundary conditions G = 0 at 'YJ = K ', aG /aa = 0 at a = ± K, G will have reflection symmetry about the a axis. The Green's function for the configuration shown in Fig. 4.21(a) is equal to 2G ed- Hence we find that
I
I
Ged(a, 'YJ, a ,'YJ )
=
K'
'YJ> 4K -
00
n1f'YJ<.
1
'" nxo nxo + ~2n1f cos K cos K n=1
I
n1f
I
cosh - K SInh -K (K - 'YJ» n1fK
cosh--' K (128)
after solving for the Green's function for the problem shown in Fig. 4.21(d). Note the presence of a term independent of a which arises because of Neumann boundary conditions at a = ± K . This is the part of the Green's function that has even symmetry about the 'YJ axis. When we set 'YJ = 'YJ I = 0 we get I K' Ged(a, a ) = 4K
~ 1
+ c: - 2 n=1
n1f
cos
nxo
K
nxa' n1fK ' cos K tanh--y-
(129)
which is a representation of the function given in (120) but in terms of the variable a. The
291
TRANSMISSION LINES
connection between the variables x and a can be found from the mapping functions and is sn(u,
k) = ~ sin ( ; sin- k) 1
(130)
where we have replaced x 1 by the half width w of the strip and k == sin ( 1rW /20). For a numerical analysis a lookup table can be readily constructed that will give the values of x in the interval - W ~ x ~ w in terms of selected values of a in the interval - K ~ a ~ K. We can express J(x)dx in the form J(x)dx
dx do = 21(u) = 21(u) du
= J(u) ~
sin [
~~
2
I
dZ dWI dW dt do 1/2
-
sin
2
;:
do
]
= 21(u)du
(131)
where I(a) == J(a) dx Ida. The current on the two sides of the strip is J(x), whereas J(a) is the current on one side only. The integral equation (115) can be expressed as
i:
Ged(X, x')J(x')dx'
+
i:
[Ge(x, x') -Ged(x, x')]J(x')dx'
=1
where the second integral is a correction to the dominant part. When we introduce the new variable a we obtain
j
K -K
[~ 1
n1rK' K' ] f:r n7l" l(u') cos Knxo cos Knxo' tanh ~ + 2K 1(u') e '"' L...J 2 CX)
-
n=I,3, ...
-n1rh [a jK I( n1r
-K
()
du'
'( ')
a ') cos n1rX 2 a cos n1rX2 a da' 0
0
== 1· (132)
The second series is a rapidly converging series. The integrals in this series have to be evaluated numerically using (130). If we neglect the correction series we see immediately that the solution to the integral equation is (133)
l(u') = ; ,
since the potential, and hence 1( a'), must be a constant for Ia I ~ K. The total current on the strip equals 1 0 where
10
==
j
K
-K
2/(a)da
K == 4 , K
(134)
since there are two surfaces to the strip. The inductance per unit length is 1J.0 /1 0 or L
1J.oK' /4K. The transmission-line capacitance per unit length is given by
c-
4K - €o K'·
€o1J.o _
L
This solution can be seen to be similar to that derived for the strip line in Section 4.3.
(135)
292
FIELD THEORY OF GUIDED WAVES
We can include the correction series but will then need to use a series expansion for I ( a). The constant term is the dominant one so good accuracy can be achieved using three or four terms, i.e., 3
.
~
I(a) == L....JC; cos ;=0
x· t ro
(136)
The integral equation is readily solved using Galerkin's method. The dominant part can be integrated easily in view of the orthogonal properties of the functions involved. The integrals in the correction series are readily done numerically on a computer. The beauty of the results we have obtained is that the dominant part of the Green's function has been diagonalized, i.e., represented in terms of a series of orthogonal functions on the strip. This enables us to find the exact solution to the dominant part of the integral equation. It also leads to an efficient evaluation of the exact integral equation since only a small correction is needed to the dominant part of the current distribution and the correction series converges rapidly. We also find, by this conformal mapping procedure, the dominant behavior of the current distribution. From (131) and (133) we obtain
~
J(x) = 2/(u)du = [sin2 7rW _ sin2 7rX] -1/2 dx aK' 2a 2a
r--J r--J
2 K'Jw2 -x 2
(137)
where the last term is the approximate result valid for large values of a [w. If desired, the correction series in (132) can also be summed into closed form to give
L 00
-n1rh/a
e mr
nsx
nxx'
2a
2a
cos - - cos--
n=I,3, ...
==
~ In [COSh~ + cos {a(X -XI)COSh~ 87r
+ cos {a(X +X
1 ) ]
.
(138)
1rh 1r , 1rh 1r , cosh - - cos -(x -x) cosh - - cos -(x +x) a 2a a 2a
This expression along with the variable transformation (130) can be used to numerically evaluate the correction term in the integral equation (132). The coupled strip transmission-line problem can be analyzed in a similar way. The main difference is in the conformal mapping details. For the even mode (both strips have identical currents) we can place a magnetic wall between the two strips for the line shown in Fig. 4.20(b). For this mode we again only need the even part of the Green's function. The required Green's function is the same as that for the single strip. We can map the boundary shown in Fig. 4.22(a) into the real axis in the W plane using W
1rZ
== - cos -
a
+ U1
(139)
where U1 == cos (1rX 1/ a) and U2 == cos ( 7rX2/a). For mapping into the dt dW
A JW(W -
UI
+ U2)(W -
1-
UI)
t
plane we choose
293
TRANSMISSION LINES jy
jv
t I
att>
-=
an
1
01
1
I
I I I
I
L
2
4
3
a
3
2
o
~x
4
---~)1
1 + u1
(a)
u
(b) j1J
1
4 1 K +jK' I
1 1
I
1
I
3:
K (c)
Fig. 4.22. Conformal mapping for a coupled strip line for the even mode. (a) Coupled microstrip line and boundary conditions for the even mode. (b) Mapped boundaries in the W plane. (c) Mapped boundaries in the t plane.
dr dX where we have set 2A ==
dr dW
1
--
(140)
dW dX
J1+U1 and .n 1rX2 • 2 1rX 1 SI 2 --SIn 20 20 COS
. 2 1rX
X==
2 1rXI -
20
. 2 1rX 1
SIn - -SIn 20 20 . 2 1rX2
SIn
-
20
. 2 1rX 1
-SIn
-
(141)
1/2
(142)
20
Thus we have
r == sn"
(X, k).
(143)
When XI == 0 the above results reduce to those derived earlier for a single strip of width 2w == 2X2. The new boundaries in the plane are shown in Fig. 4.23(c). The dominant part of the Green's function G e is readily constructed. When the source point
r
294
FIELD THEORY OF GUIDED WAVES jv 5
cP=o
cP=o 3
2
-------w
1
4
-----------------1
2
4
3
W2
5
---~~u
1
3
(b)
(a)
t
j1]
K + jK'
4
3
5
1
2 ~ K
------------
(J
(c) Fig. 4.23. Conformal mapping for a coupled strip line for the odd mode. (a) Coupled microstrip line and boundary conditions for the odd mode. (b) Mapped boundaries in the W plane. (c) Mapped boundaries in the r plane.
and the field point lie on the strip at 11 equals 4G ed ] : G ed( (J,
, (J )
==
K' 4K
== 0 it is given by [the Green's function for Fig. 4.23(c)
~ 1
n1fK'
+ L.J 2n1f tanh --y
cos
nxo
K
cos
nxo
K·
(144)
n=l
When Xl is equal to zero this expression reduces to that given by (129). The dominant current on the strip again corresponds to I «(J) == J ( (J) dx / d (J being equal to a constant which in this case is 1/ K'. As a function of X the dominant part of the current is given by J(x)
do 2 dr == 2/(0') dx == K' dZ I
1f
I
2
. 2
d
r dW d"A dW dZ
I
7rXl . 1fX cos sIn2a 2a
1fX 2 . 2 1fX aK SIn - SIn - ] [ 2a 2a ,
I
== K' d"A
1/2
. 2 1fX . 2 1fX 1 ] [SIn - - SIn - 2a 2a
1/2
(145)
where J(x) is the current on both sides of the strip. This result is easiest to interpret for the case when a is very large. The expression for J(x) then reduces to (146) The current distribution is seen to have the expected "one over the square root of the distance
TRANSMISSION LINES
295
from the edge" behavior. But, in addition, it is weighted by the factor x in the numerator. This reduces the amplitude of the singular behavior near Xl relative to that at X2 by a factor of (Xl /X2)1/2. The factor of X in the numerator also makes the current distribution merge smoothly into that for a single strip of width 2X2 as Xl tends to zero. The inductance per unit length for a single strip in the coupled strip line without a ground plane and with even excitation is given by
L - /LO _ /LoK' e -
(147a)
2K ·
/0 -
The corresponding capacitance is (147b) For odd excitation of the coupled strip line we need a Green's function that is an odd function of x. This Green's function can be constructed the same way as G e in (114) was. It is given by Go
==
1 . nxx ' inh n-ry < - sIn - - SI - - e L -nt: SIn. -nxx a a a (X)
-n7rY [a
The dominant part God can also be summed into closed form to give, for y
,
God(X, X )
==
(148)
>.
n=l
1 . nxx . nxx ' Z:: - 2 SIn - - sm - 00
~
n=l
nt:
a
a
.
==
== y' == h,
7r(x - x')
1 SIn 20 --4 In 7r . 7r(x +X') · SIn 2a
(149)
We can use conformal mapping to re-express God in terms of a series of functions that are orthogonal over a single strip. The boundary to be mapped is shown in Fig. 4.23(a). The mapping into the real axis in the W plane is accomplished using W == - cos (7rZ / a). The points Z == 0, a are mapped into the points W == =Fl as shown in Fig. 4.23(b). Consider next the mapping into the plane which is described by
r
dr dW -
AC [(1 - W 2)(W - W 2)(W - W 3)] 1/2 ·
We now use W == -cos(7rZ/a) == 1-2cos2(7rZ/2a), W2 W3 == 1 - 2 cos2 (7rx2/2a). As a next step we write
dr dW
dr
==
1-2coS2(7rXI/2a), and
dZ
--
dZdW
to obtain
dr
C
dZ
[(W - W 2)(W - W 3)] 1/2 ·
We now substitute for W, W 2, W 3 in terms of Z , X I, X 2 and use the relation sec2 (J
== 1+tan2
(J
296
FIELD THEORY OF GUIDED WAVES
to obtain
dr
C
dZ
where t == tan (1rZ/2a) , C 1 == cos (1rxl/2a), and C 2 == cos (1rx2/2a). If the following substitutions are made A == tan (1rZ/2a) tan (1rXl /2a)
(150a)
k == tan ( 1rX l /2a) tan (1rx2/2a)
(150b)
d);
C
==
1r
1r
2
2at sec (1rZ/2a)
(150c)
sin ( 1rX l /2a) sin ( 1rx 2/ 2a ) a tan (1rXl/2a)
(150d)
dZ
we finally obtain
==
r == sn- 1 (A, k).
(151)
With this mapping function we have
Z == 0,
A == 0,
Z ==Xl,
A == 1,
Z == X2,
A == 11k,
Z == a,
A == 00,
r == sn-
1
r == sn-
1
r == sn "
(0, k) == 0
(1, k) == K
== K + jK' k) == jK'.
(11k, k)
r == sn:' (00,
r
The boundaries in the plane are shown in Fig. 4.23(c). The dominant part God of the Green's function is now readily found in terms of an orthogonal series over the strip that lies along (J == K, 0 ::; 11 ::; K'. It is given by (152) In the absence of the ground plane the current 1(11) == J(l1) dx [d» is a constant equal to 1/K. Thus the inductance per unit length for one strip and for odd excitation is (153a) and the corresponding capacitance is (153b)
297
TRANSMISSION LINES
The behavior of the dominant part of the current J(x) as a function of x may be found using J(x) == 2I(",)d",/dx and is given by
2
I
d
r
7rXl 11"
I
J(x) == K dZ ==
7rX2
.
cos 20 SIn 20
. 2 -7rX - SIn . 2 7rX l] K o [SIn 20 20
1/2
1/2 [ - 2 7rX2
SIn 20
(154)
. 2 -7rX] SIn
20
which for large values of a relative to Xl and X2 reduces to (155) When x 1 approaches zero the current has a singular behavior approaching 1/ x near the edge at This is caused by the strong electric field in a very narrow slit with the adjacent conductors at opposite potential. The integral equation for the current on the strips in a coupled strip transmission line can be solved numerically using the same approach as that for the single strip. By extracting the dominant part of the Green's function and introducing the diagonalized form for it, a very accurate solution can be found using a three- or four-term expansion for the current in terms of the orthogonal function basis on the strip. The correction series will involve integrals that have to be evaluated numerically, but this can be done with relatively little computational effort.
Xl-
4.7.
INHOMOGENEOUS TRANSMISSION LINES
The technology used to produce printed circuit boards has been extended to make a variety of planar transmission-line structures. These transmission-line structures usually include a dielectric substrate material with a ground plane and one or more conducting strips on the upper side. The open microstrip line consists of a single strip as shown in Fig. 4.24(a). The microstrip with a cover plate and the shielded microstrip line shown in Figs. 4.24(b) and (c), respectively, are also widely used. In Fig. 4.24(d) we show the cross section of a coupled microstrip line. The slot line and coplanar transmission line shown in Figs. 4.24(e) and (f), respectively, are also used in a number of applications. A variety of impedance transforming structures, filter elements, directional couplers, tees, bends, etc., can be readily fabricated using the same techniques used to construct the transmission lines.
7/111/!II)/I//II/Il//1l1}
WJT//lii)1//I/I/Iffi
(a)
(b)
(c)
VI//lI7l111l1///i)!IIIA
fI///)///lI/)/li//£)/1
Vd/II1I!J17i//lllj1!/J
(d) (e) (f) Fig. 4.24. (a) A microstrip line. (b) A microstrip line with a top shield. (c) A shielded microstrip line. (d) A coupled microstrip line. (e) A slot line. (f) A coplanar line.
FIELD THEORY OF GUIDED WAVES
298 TABLE 4.2 Material
K
Ky
PTFE/microfiberglass PTFE/woven glass Epsilam 10 Duroid 6006 Boron nitride Alumina Silicon Germanium Gallium arsenide Sapphire
2.26 2.84 13 6.36 5.12 9.7
2.20 2.45 10.3 6 3.4 9.7
11.7 16
11.7 16 12.9 9.4
12.9
11.6
The dielectric substrate material needs to have a low loss tangent and a relatively large dielectric constant in order to achieve a very compact microwave circuit. Many of the substrates used are anisotropic. A popular low-cost substrate material is fiberglass-impregnated Teflorr". These substrates are usually anisotropic due to the general alignment of the glass fibers in the plane of the material. The dielectric constants for a number of common substrate materials are listed in Table 4.2 where the dielectric constant in the plane of the material is called K, while that normal to the interface is labeled Ky. Since the dielectric does not completely surround the conductors, the fundamental mode of propagation on any of the planar transmission lines shown in Fig. 4.24 is not a TEM mode. At low frequencies, typically below 1 GHz for practical lines, the fundamental mode can be approximated as a TEM mode. The propagation constant and characteristic impedance can then be found in terms of the capacitance and inductance per unit length. The inductance is the same as that for an air-filled line since the dielectric has no effect on the low-frequency magnetic field. For an air-filled line we have the relationship k o == wJJ-tO€O == wJLoC o so L o == J-tO€o/C o where L o and Co are the inductance and capacitance per meter for the line. If we let C be the capacitance per meter for the line with the dielectric present, then the propagation constant (3 is given by , (156) and the characteristic impedance is given by
1
z; == VLo/ C == yKr;;-VLo/Co e
(157)
where Ke is called the effective dielectric constant. As the frequency is increased the effective dielectric constant Ke increases in a nonlinear way and approaches that of the substrate in an asymptotic way for very high frequencies. The transmission line is said to exhibit dispersion since Ke is a function of w. For a dispersive transmission line the group velocity, which equals the velocity of energy transport, is given by 1
c/yK;
v - --- - ----g -
The quality factor or
d{3/dw - 1
w d In Ke
+2~
•
(158)
Q of a transmission-line resonator is often quoted in the literature as
299
TRANSMISSION LINES
(3/2a. where a. is the attenuation constant. For a dispersive line the correct expression is energy per unit length
(159)
Q = w power loss per unit length
where P L is the power loss per meter and the power flow P equals the energy density multiplied by the energy transport velocity "sThe early work on planar transmission-line structures was almost all directed toward evaluating the low-frequency capacitance and inductance, and from the latter, the effective dielectric constant and characteristic impedance. A useful set of approximate relationships was derived by Wheeler [4.17]. In more recent years an extensive amount of work has been carried out on full-wave highfrequency analysis of planar transmission lines. The most popular method of analysis used is the spectral-domain method which will be described in Section 4.8. Solutions can also be obtained in an efficient way using potential theory which will be described in Section 4.9. Numerical methods such as the finite-element method, the finite-difference method, and the method of lines have also been used. The literature on the subject is very extensive with many papers published in the IEEE Transactions on Microwave Theory and Techniques. Since the published papers are readily available no attempt at compiling a bibliography on this subject is made in this book. An account of some of the work that has been done can be found in the book by Gupta, Garg, and Bah! [4.37]. There are no simple analytic solutions for the modes of propagation on planar transmission lines of the type under consideration. Therefore, design data have to be generated numerically from formal analytical solutions. A number of efficient numerical computer codes have been developed for this purpose.
4.8.
SPECTRAL-DoMAIN GALERKIN METHOD
[4.25]-[4.30]
In the Fourier-transform or spectral-domain method the required Green's function and boundary conditions are formulated in the spectral domain. The integral equation for the current on the strips is also solved in the spectral domain. The popularity of the method is due mainly to the feature that the Green's function is a relatively simple algebraic expression in the spectral domain. The method appears to have originated in an early paper by Yamashita and Mittra [4.23] and was made more specific in a later publication by Itoh and Mittra [4.25]. In this section the salient features of the method will be developed in connection with the open microstrip line shown in Fig. 4.25. The natural modes of propagation on a dielectric slab on a ground plane are surface wave modes that are either TE or TM modes with respect to the interface normal. These modes are also called the LSE and LSM modes as described in Section 3.9. A detailed discussion of surface wave modes is given in Chapter 11 and will not, for this reason, be presented here. For the dominant mode on the microstrip line we can assume that all the field components have a z dependence of the form e- j {3z . The equations describing the LSE and LSM modes are
E == \7
X
ay1/;h(x, y, z)
LSE modes
(160a)
H == \7
X
ay1/;e(x, y, z)
LSM modes.
(160b)
In the absence of the strip each longitudinal section mode can exist by itself. The presence of
300
FIELD THEORY OF GUIDED WAVES y
Gnd. plane
z Fig. 4.25. An open microstrip line.
one or more strips couples the modes. We will define functions f and g as follows:
e-i(JZj(y, w)
= l : ei wx-i(JZ1/;h(X, y)dx
(161a)
e-i(JZg(y, w)
= l : ei wx-i(JZ1/;e(X, y)dx
(161b)
where f and g are solutions of
d [d
2
y2
+ (Kk 22]{f} g = 0, o - 'Y )
2
d [ dy 2
+ (k o22]{f} g - 'Y )
OSy
= 0,
with )'2 == w 2 + (32 . In the presence of an infinitely thin strip, of width 2W and which is perfectly conducting, the following boundary conditions must hold:
Ex ==Ez ==0 on strip,
-W Sx S W
-w Sx
Hi -H; == -J z at y ==h, Hi -H;
:s; W
(162)
-W:S;x:S; W
where J x, J z are the components of the current density on the strip. From t/;h we find that E - _ at/;h x -
.
Bz '
jW/loH y ==
E - at/;h z -
aEz
ax'
aEx
ax - az '
.
jW/lo
H
z ==
aEx
The continuity of the tangential fields Ex, E y at y == h requires
ay · f
(y, w) to be continuous at
TRANSMISSION LINES
y
301
== h and to vanish at y == O. Hence f f(y, w)
(y, w) is of the form
A (W) sin
==
£y,
{ A(w) sin th
e-p(y-h),
y
~h
y
?h
where £2 == Kkij - ,,2, p2 == ,,2 - kij. If there were no strip we would require H x , Hz to be continuous and then d f jd y would be continuous at y == h. For this case we would obtain
£A cos th == -pA sin th or tan £h == -£Ip, which determines the LSE surface wave propagation constants. From l/;e we obtain
H
.
- _8l/;e Bz '
H - 8l/;e z - Bx '
x -
jWfOK(y)E y
==
8Hx 8z
-
.
()E 8Hz Y x == 8y
.
()E
jWfoK
8Hz
jWfoK
8x '
Y
z
x == - 8H 8y ·
The continuity of Ex, E z at y == h and the fact that Ex == E z == 0 at y == 0 require g to have the form g(y, w) ==
B(w) cos £y, { £B(w) sin th
Kp
y
,
y t- h
which makes (l/K(y»(dgjdy) continuous at y == h. In the absence of a strip we would also require g to be continuous at y == h, which gives
Kp
T'
tan £h ==
The solutions of these equations give the LSM surface wave propagation constants. From this point on we suppress the e- j {3z factor. We now define Jx(x), Jz(x) to be functions that are identically zero for [x] > W. This will allow us to express the boundary conditions on Hv ; Hz in the Fourier (spectral) domain. Let } x(w)
== ffJ x(x)
}z(w) == ffJz(x).
r;
We require iIt - H; == -J z and iIt - H; == The symbol (A) denotes the Fourier transform. We now express iI-;-, in terms of f and g and obtain
iItA
H,
W
df
.
= koZ o dy + ](3g
302
FIELD THEORY OF GUIDED WAVES
A
Hz
df
{3
= koZ o dy
. - Jwg
(163)
and thus W A(W)k (p sin £h oZo
+ £ cos £h) + j{3B(w) (cos £h
-
A(W)k:Z (P sin fh +f cos fh) -jwB(w) (cos fh o
!.sin £h) Kp
== r,
K: sin fh) = -r..
Now let
A'
= k~o (p
sin fh
B' = B (cos fh -
+f
cos fh)
K: sin fh) ;
then wA' (3A'
+ j{3B' == I, - jwB' == -J x
from which we obtain
(164)
B'
=
_j({3Jz +wJx ) {32
+ w2
•
In the Fourier domain \7.J == -jwp becomes - j(wJx + (3J z ) == -jwp so B' is proportional to the charge on the conducting strip. The boundary conditions Ex == E z == 0 on the strip will determine J x, J Z •
Spectral-Domain Solution (Galerkin's Method) In the spatial domain the solution for the transverse electric field Et(x, y) == Exax can be expressed in the form Et(x, y)
==
j-ww
G(x -x', Y, h).J(x')dx'
+ E yay
(165)
where G is a suitable. Green's dyadic function. Let J x, J z be expanded in a suitable set of basis functions (a finite sum gives an approximate representation) : N
Jx(x)
==
Llxn
(166a)
TRANSMISSION LINES
303 N
JZ(X)
== Llznq>zn(X)
(166b)
n=l
where q>xn, q>zn are defined to be identically zero for Ixi > W. The expansions are substituted into (165) and then both sides of the equation are tested by multiplying by q>xn and q>zn, n == 1, 2, ... ,N, in turn, integrating over x, and setting both sides equal to zero at y == h in order to enforce the boundary condition E, == 0 on the' strip at y == h. This solution method generates 2N equations for I xn» I zn and since it is a homogeneous set a solution exists only if the determinant vanishes. The vanishing of the determinant gives the values of (j for the modes along the microstrip line. In view of the finite support of the q>xn, q>zn the integration can be written as extending from x == -00 to 00. A typical integral to be evaluated is N
L1xn n=l
JJ~xm(x)Gxx(x -x')~xn(x')dx' 00
dx
-00
N
+L lzn n=l
JJ~xm(x)Gxz(x -x')~zn(x')dx' 00
dx
=0
(167)
-00
where m == 1,2, ... ,N. This equation expresses the condition Ex == 0 on Ix I :::; W. Parseval' s theorem can now be used to evaluate the integral in the spectral domain. The Fourier transform of
is Gij(W)~jn(W) where Gij(w) relates Ej(w) to Jj(w); i, j By using Parseval's theorem, (167) becomes
== x,
Z,
in the spectral domain.
L 1xn1 4>xm( -w)Gxx(w)4>xn(W) dw 00
N
n=l
-00
m
== 1, 2, ... ,N.
(168)
The significance of the spectral-domain method is that Gij(w) is easy to find and much simpler than the spatial Green's function which can only be expressed as an inverse Fourier transform. We will now obtain the expressions for Gjj(w). In the spectral domain, at y == h,
Ex =
kJ3A(W) +
:~o B(W)]
Ez =
[-jWA(W)
+ ~~:f B(W)] sin n:
sin fh
(169a)
(169b)
304
FIELD THEORY OF GUIDED WAVES
By using the solutions for A'(w), B'(w) we obtain
jZo sin £h
G(w) =
x
+ £ cos £h][Kp cos £h
- £ sin £h] 2 2)p 2 {a xax[(w - k cos th - (w - k5)£ sin £h]
ko[P sin £h
+ (axaz + azax)[w~(p cos th - £ sin £h)] + azaz[(~2 - k 2)p cos £h - (~2 - k5)£ sin £h]}
(170)
where k 2 == Kkij, £2 == k 2 - w 2 - ~2 , p2 == ~2 + w 2 - kij. In order to keep the number of basis functions to a minimum, the currents J z and J x should be expressed in a form that includes the correct zero-frequency behavior of the currents at the edge of the strip (see Section 4.6). For J z(x) a useful form for which the Fourier transform is also readily found is (171)
where T 2n is a Chebyshev polynomial. The first few polynomials are To(u)
== 1
T 1( u ) == u T 2(u)
== 2u 2
-
1
T 3(u)
== 4u
-
3u.
3
These polynomials satisfy the recurrence relation
If we let u == cos fJ for lu I ~ 1 and let u relations hold:
== cosh fJ for lu I > 1, then the following useful
T n(cos fJ)
T'; (cosh fJ) By using x given by
== W cos fJ and dx == -W JI
== cos
nfJ
== cosh nfJ .
- x 2/W2 dfJ the Fourier transform is found to be
11< W cos 2nO ej wW cos 8 dO since T 2n(cos fJ) == cos 2nfJ. Now use ejwWcos8 == Jo(wW) - 2[J 2(wW) cos 2fJ J 4(wW) cos 4fJ + ...] +2j[J 1(wW) cos fJ -J 3(wW) cos 3fJ .. .]. The Fourier transform is thus found to be 1rW(-1)nJ2n(wW). Since J x(x) is an odd function of x and at x == ± W must vanish like [1 - (x /W)2] 1/2 a
TRANSMISSION LINES
305
suitable expansion is N
Jx(X) ==
Vr---1 ---(X-/W-)22:jlxnU2n-l(X/W)
(172)
n=l
where U2n-l (x /W) is a Chebyshev polynomial of the second kind. Some useful relationships are Uo(u) == 1, U == 2u, U2 == 4u 2 - 1, U == 8u 3 - 4u 3
1
U n+ 1 == 2uUn - Un-I, By using x
Un(COS 0)
== [sin (n + 1)0]/ sin O.
== W cos 0 the Fourier transform of a typical term is found to be
jW
l
1f
sin () sin (2n()e j wW cos 8 d()
== -W j 2
l
1r
0
n
[cos (2n - 1)0 - cos (2n
+ I)O]eJWw cos 0 dO .
W1f
n
Zn«
== (-1) T[J 2n- 1(WW ) +J 2n+ 1(WW )] == (-1) W-J2n(wW).
The Fourier transforms of the basis functions may be substituted into (168). The spectral integrals over ware then evaluated numerically. There is another equation similar to (168) that expresses the condition E z == 0 on Ix I ::; W. The determinant of the homogeneous set of equations is equated to zero in order to find the propagation constant 13. Since the Gi j are functions of 13 in practice the determinant must be evaluated for a sequence of assumed values of 13 until that value which makes the determinant equal to zero is found. Typical results for the effective dielectric constants of microstrip and coupled microstrip lines can be found in the paper by Jansen [4.26]. Jansen has reported that the use of a two-term expansion for J z and a single term for J x produces results for the effective dielectric constant Ke == {j 2 /k5 accurate to 1% or better. Some authors have used pulse functions for the expansion of the current and have not taken the edge behavior of the current into account explicitly. In this case a considerably larger number of terms for the current expansions has to be used and the resultant system of equations is of much higher order. In general, it is preferable to take the edge behavior of the current into account explicitly since this results in greater accuracy with fewer terms in the expansion. The required computational effort is also reduced by this means. The even and odd modes on the coupled microstrip line may be analyzed using the same basic formulation. The only required change is to include both the even and odd Chebyshev polynomials in the expansions for J x and J z since the currents are no longer odd and even functions, respectively, about the center of the strip. Of course, the origin for the current expansions must be shifted to the center of the strip. In the spectral domain the Fourier transform of the current is simply multiplied by a factor e j wx o when the origin is shifted by an amount x o.
4.9.
POTENTIAL THEORY FOR MICROSTRIP LINES
[4.35]
In the spectral-domain method discussed in the previous section attention was focused on the electric field as a function of the current on the strip. An alternative approach to the analysis of a microstrip line is to formulate integral equations for the axial current J z and
306
FIELD THEORY OF GUIDED WAVES y
Fig. 4.26. A microstrip line with sidewalls.
the charge density p on the strip as determined by boundary conditions imposed on the axial magnetic potential A z and the_scalar potential q>. This approach has several advantages which are: (a) independent scalar integral equations for J z and p are obtained, (b) the equations can be solved numerically in an efficient way using an iterative technique, and (c) the propagation constant (3 is determined by a simple algebraic equation relating the total axial current I z to the total charge per unit length on the strip. The microstrip line under consideration is shown in Fig. 4.26. It consists of a conducting strip of width 2 W located on a substrate of thickness H on a ground plane. Two conducting sidewalls are placed at x == ± A in order to facilitate the analysis through use of Fourier series. When numerical results are computed A is set equal to the larger of 15 W or 15H for which case the sidewalls have a negligible influence on the characteristics of the microstrip line. The substrate is assumed to be anisotropic with a dielectric constant Ky in the direction perpendicular to the substrate and K in the x and z directions. We will derive the basic equations for the vector potential A and scalar potential q> by initially regarding K and Ky to be functions of y. The dielectric constant tensor is represented as K(y)
== K(y)I + [Ky(Y)
where I is the unit dyad. We let B == \7 x A and then from Maxwell's equation \7 - jw \7 X A we obtain E
(173)
- K(Y)]8 y8y
== -jwA - \7q>.
X
E ==
(174)
From the equation \7 X B == jWJ-toEo«·E + J-toJ == \7 X \7 X A we find, upon using (174), that
\7\7. A - \72A == jWEoJ-to[- jWKA - K\7q> - jW(K y - (Ky
-
K)\7q>· 8 y8y ]
K)A y8y
+ J-toJ
= Kk5A - jWtJ-ofo V(KcP) - (K y
BK
-
-
K) (jWtJ-OfO ~; - k5A y ) ay
J
+ JWJ-tOEO~ By 8 y + J-to · •
A;.
The two gradient terms are now equated to yield the conventional Lorentz condition and the
TRANSMISSION LINES
307
following equations for the components of A in terms of the axial current J z, the transverse current J x, and the scalar potential
\l·A == -jWJ.tOfoK(Y)ip
(175a) (175b) (175c)
r7 2
v
A
y
+ Ky k 02A Y ==
~ 8K + jWJ.tOEO . ( y )8
.
-jWJ.tOEO~ 8y
= jwP,O€O [(KY
-
~; + (H)(K -
l)o(y -
K)
H)]
(175d)
where we have taken the step change in K(Y) at y == H into account and put 8Kj8y == (I-K)o(y -H) with o(y -H) being the delta function. By using Gauss' law \7·(K·E) == ole«. (174), and the Lorentz condition, the following equation for is obtained:
2 8 <1>
K
[ 8x2
82<1>]
8
8<1>
+ 8z2 + 8yKy 8y + K2k5 .
p
== -- + jW(Ky EO
l)o(y - H)A y
-
. jW(Ky
-
8A y K)-8 .
Y
(176)
The equations for A y and are coupled and must be solved together. The coupling occurs through boundary values at the air-dielectric interface. The differential equations are all second order in y and hence all the potential functions must be continuous at y == h since the equations hold for all values of y. If a potential function were not continuous at y == h, additional delta function terms would appear on the right-hand side. In addition, 8A x j8y and 8A z j8y are also continuous across the interface. From the differential equations (175d) and (176) we find, by integrating over a vanishingly small interval along y centered on the interface, that 8A 8 y 1+ = jWP,o€o(K - l)(H)
y
Ky(Y)
(177a)
-
8ipl+ ay_ == 8ipl ay+ - K 8ipl ay_ == -;-p+.jW(Ky y
0
I)A y(H)
(177b)
where the negative sign refers to y just below the interface and the positive sign refers to y just above the conducting strip. In addition to these discontinuity conditions, the boundary
conditions on the perfectly conducting infinitely thin microstrip are
Ex ==0
or
wA z == {3<1>
or
- jW x
. A
(178a)
8<1>
== 8x
(178b)
where we have now assumed that all the fields have an e- j (3z dependence on z so that 8 j8z
308
FIELD THEORY OF GUIDED WAVES
can be replaced by - j {3. One additional relationship that will be used comes from integrating the continuity equation
across the strip from x
== -W to W, and is (3ITOT
== wQ
(179)
where I TOT is the total z-directed current and Q is the total charge per unit length on the strip. The integral of (178b) on the strip gives (x, H) = - jw
1
x Ax dx
+ <1>(0, H)
which can be expressed in the form Eo
jW/lOEO
tjW-w
io
G(x, x')JAx')dx' dx = 1 +S(x)
(180)
for 0 < X < W. In (180) we have set q>(0, H) equal to 1/€o. The second term in (180) involving the integral of J x and the Green's function G for (175c) is a small perturbation to the boundary condition for q> since at the lower frequencies, and in particular for narrow strips, J x is very small. Numerical computations show that even for extreme conditions this term is not large. The integral equations for p and J z are EO (x
=
, H)
/loIAz(x, H) = 2
21
w
G2(X, x')p(x') dx'
[wG1(x, x')Jz(x')dx'
io
= 1 + S(x)
= _(3_[1 +S(x)]
WJJ.o€o
(181a)
(181b)
since on the strip the boundary condition E z == 0 gives JJ.o 1A z == ({3 I wJJ.O€o)€O q>. Instead of solving (181b) we can introduce relative values of A z and J z , denoted by A z" J z" and solve the equation
21
w G1(x, x')Jzr(x')dx'
= 1 +S(x).
(182)
The actual current on the strip is then given by (183) At low frequencies the function S(x) is negligible. The required Green's functions G 1 and G 2 are determined below. We will obtain solutions for J z and p by expressing the fields and the required Green's functions as Fourier series in x.
TRANSMISSION LINES
309
The current J z and the charge p can be represented by the following Fourier series:
L 00
Jz(x) ==
I n cos WnX
(184a)
n=I,3,...
L 00
p(x) ==
where
(184b)
Pn cos WnX n=I,3,...
21 21
1
In
== -
a
Pn == -
a
w.x dx
(184c)
p(x) cos wnx dx
(184d)
Jz(x) cos
0
1
0
and normalized dimensions have been introduced so that W == 1 meter, a == A /W, and a == H /W. Also W n == nx /2a in (184). The potentials are also represented by Fourier series in the form
L 00
=:
n(Y) cos Wnx
( 185a)
n=I,3,...
L
(185b)
L
( 185c)
L
(185d)
00
Az
=:
Azn(Y) cos Wnx n=I,3, ... 00
Ay
=:
Ayn(Y) cos Wnx n=I,3,... 00
Ax ==
Axn(Y) sin WnX n=I,3, ...
where the factor e- j f3z has been suppressed. In (184) we have taken advantage of the fact that J z and P are even functions of x. In essence we are solving the problem with a magnetic wall in the yz plane. The equations for and A y must be solved simultaneously. We assume that ~n
== C sinh ttY,
A yn
== D cosh ttY,
y
and substitute into the differential equations (175d) and (176). For the nth Fourier term we obtain
310
FIELD THEORY OF GUIDED WAVES
These homogeneous equations have a solution only if the determinant vanishes. From this requirement we find that there are two possible values for 'Y which are given by (186a)
'Y2n
=(
1/ 2
K: )
({32 -
Kyk~ + W~)1/2
(186b)
for each value of n. The corresponding solutions for the ratio DIC are D I == -('YI/jw)C I and D 2 == (- j Kk5Iw'Y2)C2. Note that since Ex and aE y lay must vanish on the ground plane,
CI sinh'YinY +C 2 sinh'Y2nY, { C e- 'Y n Y , 3
(187a)
(187b) where 'Yn == ({32 - k5 + W~)I/2 . The potentials must be continuous at Y == a and satisfy the discontinuity conditions given by (177). The use of these boundary conditions gives
and
These equations involve six unknowns but two more relations are given by the ratios D 1 I C 1 and D 2/C2 above. Hence the system of equations can be solved to give C 1 ==
'Y2nPn k 6 . ~ ('Y2n SInh 'Y2n a EO
) + K'Yn cosh 'Y2n a
2
C2
("[n Slinh 'Yin a + 'YIn COSh a == 'Y2n'YnPn ~ 'Yin ) EO
where
~ == (k6
+ 'Y~)'Y2n( "[n sinh 'Yina + 'YIn cosh 'YIn a ) X ('Y2n sinh 'Y2n a + K'Yn cosh 'Y2n a ).
311
TRANSMISSION LINES
The solution for q)n(a) is now found to be given by €o4>n(a) = [
WI(n)w3(n)Sh 3(n) w3(n)Sh 3(n) + KWl(n)Ch3(n)
k~Sh2(n)
+ wl(n)Sh2(n) + w2(n)C h2(n)
]
Pn
(32
+ w~
(188)
where the following shorthand notation has been introduced: Wl(n) = "In W2(n)
= 'YIn
W3(n) = 'Y2n
Shj(n)
= sinh Wj(n)a
Chi(n)
= cosh Wj(n)a
;=1,2,3.
The solutions for A yn in y < a are readily found by using the relationship between C 1, C 2 and D 1 , D 2 given above. In the solution for 4>n we can replace (32 using the relation (189) where Ke is the effective dielectric constant. The coefficient of Pn in (188) is the nth coefficient of the Green's function G 2 needed to solve for 4> in terms of P after eliminating A y . When k o = 0 we have ;Ii.
€O':l'n(a
=
)
Pn sinh wna' ., , Wn(Slnh wna + JKKY cosh wna )
(190)
where a' = (K/Ky )I /2a . The result shown in (190) expresses the property that the potential 4> for an anisotropic substrate is the same as that for an isotropic substrate with dielectric constant (KK y )I /2 and normalized thickness a'. However, A z is still the same as that for a line with normalized height a for the strip so the zero-frequency inductance per unit length must be found for the unsealed line. This can be expressed in terms of the capacitance of the air-filled unsealed line. The solution for A zn is much easier to find and is, at y = a,
A
zn
=
p,oJznSh 2(n) WI (n)Sh 2(n) + w2(n)C h2(n)
(191)
which reduces, for k o = 0, to
A zn = /loJzne
-Wna
sinh wna Wn
(192)
·
The coefficient of /loJ zn is the nth Fourier coefficient of the Green's function G 1 needed to solve for A z in terms of J z At y == a, the Green's functions G I and G2 have the representations
a
00
G j(x, ' ) = 1 '""" L....J Gin n=I,3, ...
COS
WnX cos WnX , ,
i
=
1,2
(193)
FIELD THEORY OF GUIDED WAVES
312
where GIn is the coefficient of fJ-OJzn in (191) or (192) and G2n is the coefficient of Pn in (188) or (190). The Fourier series solution for Ax can be found directly from the Lorentz condition (175a) so J x does not need to be solved for explicitly. An alternative procedure is to use the continuity equation to find J xWe readily find that
Jx
=
f
jw
n=I,3, ... wn
(fi J zn - pn)
(194)
sin wnx.
W
In the iteration solution to be presented we will need the static Green's functions G? and G~. We can sum the dominant or singular part of the series for the G? into closed form,
which can later be integrated exactly as the dominant part of the integral equations that will determine P and J z . The static Green's function G?, at y == a, is given by
L 00
G?(x, x') ==
n=I,3, ...
cos Wnx cos w nx ' ( 1 - e- 2WnCX ) n1r
(195)
The two series can be summed to give (see Section 4.6)
G? = - 4~ In (tan:a Ix -x'I tan 4: Ix +xll) 1ra 1r cosh - + cos -2 (x - x')
a
1 --In 81r
a
1ra 1r , cosh- -cos -(x -x) 2a
a
1ra cosh - + cos a 1ra cosh - - cos a
1r
-2 (x a 1r -2 (x a
+ x')
. (196)
+ x')
We now assume that a is set equal to the larger of 15 or 15a in which case a/a and (x ±x')/a are small. Hence, we can use the small argument approximations for the cosine and hyperbolic cosine terms and also expand the logarithm to obtain 0
° == --41 In Ix 1
1r
2
1 1r
- x 121 + -8 In {[(2a)2
+ (x
2
- x')2][(2a)2
+ (x + x') 2 ]} - -1ra 2. 24a
(197)
The dominant term in a/a has been retained in (197) in order to determine how large a has to be before the sidewalls have a negligible effect. The numerical results verify the condition given after (196) to be sufficient in order to neglect the effects of finite a. The static Green's function G~ at y == a is given by o
, _
G 2(X, x) where
Kg
L
2 cos WnX cos WnX '·nh SI wna ' ., , n=l, 3, ... n1r(slnh Wn a + Kg cosh Wn a ) 00
(198)
== (KK y )1/2 and a' == (K/K y )1/2a . The above series may be expressed in the form
( ') _ Go 2 x,x -
L
2 cos Wnx cos Wnx '(1 - e -2w ncx') / _ (Kg + l)n1r(1 + 1Je-2wncx ) n-I,3, ... 00
(199)
313
TRANSMISSION LINES
where 1J == (Kg -1)/(Kg + 1). We now expand the factor (1 +1Je-2WnCX')-1 into a power series and can then carry out the summation over n for each term to obtain
o
I
G2(x, x )
2
0
= Kg + 1G1(x, x
I
Kg
I
, a ) - 211"(Kg + 1)2 1ra'
1r -(x - x') Kg - 1 I a 2a -- n 2Kg 1ra' 1r I cosh - cos -(x -x) a 2a tax' 1r cosh + cos -2 (x + x')
cosh -
x
x
a
a
1ra'
1r
cosh -
a
- cos -2 (x
a
~
+ ~(_1J)m
1ra
a
In
1ra '
+ 1)- -
cosh (m
m=l
+ x') + 1 ) -' + cos
cosh (m
00
+ cos
a
1ra
cos -2 (x - x')
cosh(m
+ 1)- a
a
1r
+ 1 )a-' + cos -2a (x -l-x') tea'
a
1r
cosh(m
x
1r
-2 (x - x')
(200)
1r
cos -2 (x +x ') a
The alternating series represents a correction to the dominant part of G~ which is expressed in closed form. In the numerical evaluation of the integral involving G~ it was established that truncating the series when the mth term was smaller than 10- 3 times the sum of the first m - 1 terms resulted in an insignificant error. For narrow strips with Kg less than 5 it is found that 8 to 10 terms are sufficient, while for strips as wide as 10H and with Kg == 12 a total of 45 terms is required. The dominant series is of the type considered in Section 4.6. For large values of a the variable transformation given by (130) is simplified since when a becomes infinite the modulus k of the elliptic sine function becomes zero and (130) reduces to x
== w sin
(J
== w sin ()
where (J is now replaced by the variable (). The parameter K given by (125) becomes K == 1r/2 and K ' given by (126) becomes infinite like In (4/k). With reference to Fig. 4.21(d) we note that when the boundary at jK ' moves out to infinity the n == 0 term in the Green's function given by (129) approaches (1/21r)[ln(2/k) + In 2]. The correction series given by (138) contains a term - ( 1 /21r) In (4a / 1r). Since k == 1r/2a the In (4a / 1r) terms cancel. These terms have also been canceled in (197). Hence, when we change to the variable (J == () the first term in (197) can be replaced by (129) after the following changes are made in (129). Replace the constant term K '/4K by (In 2) /21r, set K == 1r/2, and replace the hyperbolic tangent functions by unity. Thus we can replace (197) by 1 00 1 cos 2n8 cos 2n8' G? = 2 In 2 + 1r
L2 nt: n=l
1
+ 811" In {[(2a)2
- (x - x 'i][(2a)2
+ (x + x'i])
(201)
314
FIELD THEORY OF GUIDED WAVES
where x == sin 0, x' == sin 0'. The dominant part of G~ is given by this expression multiplied by the factor 2/(K g + 1).
Solution by Iteration In the iteration method the current and charge densities and the effective dielectric constant are first found at zero frequency. For this case EO ~ is set equal to 1 on the strip and A zr / /lO is also set equal to 1 on the strip where A zr is a reference value for the vector potential. The integral equations to be solved are Ke
21'O?(X, x')Jzr(x')dx' = 1
(202a)
1
21 og(x, x'soix'vdx' = 1.
(202b)
We can expand the current J z in terms of four basis functions in the form
J;
= 10 -1,T2(x) +hT4(x) -hT6(x) ~
where T n(x) is a Chebyshev polynomial. In terms of the variable 0 Jz(x)dx == (1 0 +1 1 cos 20 +1 3 cos 40 +1 4 cos 60)dO.
(203)
A similar expansion for p is used with coefficients Qn, n == 0, 1, 2, 3. The integrals in (202) can be evaluated analytically for the dominant parts of G? and G~. The correction terms are easily evaluated by numerical integration using Simpson's rule. The resulting equations can be converted to matrix equations by using point matching at the four points x == sin (2i + 1)7r/16, i == 0, 1, 2, 3. Test cases using Galerkin's method and the method of least squares have been evaluated with essentially the same results. The use of point matching requires somewhat less computational effort. The numerical results show that 1 2 and Q2 are small and 1 3 and Q3 are almost negligible so four basis functions are sufficient. After the expansion coefficients I nand Qn for p have been found the total current and charge on the strip are given by I r == 7rIO and Qr == 7rQo. The total current is a relative value so we now multiply I r by a constant K and enforce the two conditions (178a) and (179) to obtain
and
{3KIr == wQr which then give (204)
315
TRANSMISSION LINES
z c -
lifo _ Zo KIT - ITy'K;
(205)
where Z; is the characteristic impedance of the strip line and Zo == (J1.0/fo)1/2 and (3K == WKe. The next step that must be carried out is to evaluate the Fourier coefficients J zn and Pn using the static current and charge distributions. The Green's functions at the first frequency increment (typically steps of 1 or 2 GHz) may be approximated by using the static value of Ke and the following integral equations can then be solved: (206a)
21'Oi(X, x')p(x')dx' =
1 +S(x)
(206b)
where S(x) is the correction to the static boundary value for the potentials as given by (180). From the continuity equation we obtain wnJ xn == jW(KeJ zn - Pn). Also, the Green's function for Ax has the same Fourier coefficients GIn but with sin Wnx replacing cos Wnx. By using these relations the integral in (180) is readily evaluated to give S(x)
==
(207)
Note that Pn - KeJzn is proportional to the nth Fourier coefficient of J x and is therefore quite small. The Green's functions Gland G! at the first iteration (denoted by the superscript 1) can be expressed as
The first part is the static Green's function or dominant part, while the second part is a correction and may be represented in a Fourier series form. By means of this technique it turns out that good numerical convergence is obtained by using only 30 terms in the Fourier series for the correction term and also for S(x). The integral equations in (206) may be solved and new values of In and Qn at the first frequency increment are thus obtained. A corrected value of Ke may then be found using the same relation given earlier by (204). The iteration is now repeated by calculating a more accurate value for S(x) using the new value of Ke and new computed values for Pn and J zn- The new value of Ke is also used in the Green's functions Gi and G~ for the second iteration. These Green's functions are expressed in the form
GT == G} + (GT
- G}).
The first term is known from the earlier computation and the second term is a rapidly converging Fourier series correction term. This iteration procedure is repeated until successive values of Ke do not change by more than 0.1 %. When convergence has been obtained the frequency is incremented to the next value. Linear extrapolation can be used to obtain a good initial value for Ke at the new frequency. By this means the iteration converges very fast and typically one,
316
FIELD THEORY OF GUIDED WAVES
two, or three iterations are all that is required at each frequency when the frequency increment is 2 GHz. A smaller frequency increment requires fewer iterations at each new frequency. At each frequency the characteristic impedance of the microstrip line can be evaluated after a converged value of Ke has been found. The following definition for the characteristic impedance Z c can be used:
Z;
r -Eydy = Ir1 [fJo (a8y
1 = hOTJO
==
dy
]
I~ [~€o + jw JorAy d Y] TOT
(208)
where I TOT is the total z-directed current on the strip and the integral of E y is carried out at
x == 0 to obtain an equivalent voltage across the line. The vector potential function A y can be evaluated in Fourier series form so that (208) can be expressed as
where IT is the total relative value of the z-directed current obtained from the solution of an equation like (206a) in the last iteration at the frequency of interest. A total of 30 terms gives an accurate value for the sum in (209). Typical numerical results are shown in Figs. 4.27 and 4.28 for the case of a gallium arsenide substrate with K == 12.9 and in Figs. 4.29 and 4.30 for the case of a sapphire substrate with
9
a
4
8
12
16
Fig. 4.27. Effective dielectric constant for a rnicrostrip line on a GaAs substrate. substrate thickness H = 1 mm.
GHz/H mm K
= 12.9 and
TRANSMISSION LINES
317
100
0.25
80
0.5
60J:::=.._ _- -
1.0
2.0
40
1:..__- - - - - - - - - - - - - - - : : : : :2W/H - :=
201:
o
4
8
12
16
20
24
4.0 6.0
GHz/H mm
Fig. 4.28. Characteristic impedance for a microstrip line on a GaAs substrate.
11
10
9
8
7
o
4
8
12
16
20
24
GHz/H mm
Fig. 4.29. Effective dielectric constant for a microstrip line on a sapphire substrate. Ky
K
= 9.4,
= 11.6.
== 9.4 and K y == 11.6. Other computed results can be found in a paper by Kretch and Collin [4.35]. The mode of propagation on a microstrip line is not a TEM mode and hence the line integral of the electric field between the ground plane and the strip is dependent on the path. Thus a unique value of voltage does not exist and consequently the expression for characteristic impedance used above is also not unique. Alternative definitions based on power considerations
K
318
FIELD THEORY OF GUIDED WAVES
0.25
100
0.5
80
1.0
60
2.0
40
20
L_- - - - - - - - - - - - - - - - .....~::_: 2W/H
o
12
16
20
=
24
4.0
6.0
GHz/H mm
Fig. 4.30. Characteristic impedance for a microstrip line on a sapphire substrate.
have been proposed. We could define Z; by any of the following three relationships:
v
Zc ==/
where I is the total z-directed current on the microstrip, P is the complex power on the line, and V is a defined voltage such as the line integral of the electric field from the ground plane to the center of the strip line. The three definitions do not give the same values for Z; except in the limit of zero frequency. For modes of propagation that are not TEM modes the definitions of voltage and current are arbitrary in the equivalent transmission-line model. Either the equivalent voltage or the equivalent current can be chosen arbitrarily. If the other quantity is then chosen so that the power flow is given by.
p ==
! V/*
then all three definitions given above for the characteristic impedance are equivalent [4.6]. However, the value of the characteristic impedance will depend on the definition used for the voltage or current. When we characterize the junction of two different microstrip lines by an equivalent circuit or scattering matrix, it is essential that the voltage and current be defined so that the expression for power flow will be proportional to the true value of power flow with the same proportionality constant for both the input and output lines. This is necessary in order to have power conservation for the equivalent circuit.
TRANSMISSION LINES
319
In many instances we can obtain a useful equivalent network description of a microstrip discontinuity using arbitrary definitions for the characteristic impedance. For example, consider a microstrip line in which there is a step change in the width. We will assume that we have been able to determine the reflection coefficient r and the transmission coefficient T for the total axially directed current on the input and output lines. The incident and reflected powers on the input line are given by (we now assume loss free lines)
and must equal the transmitted power
where Zl and Z2 are arbitrarily chosen characteristic impedances. The constants K I and K 2 must be chosen so that power conservation holds in a relative sense. This requires that
K2 KI
ZI(1
-l rI 2 )
Z21TI 2
Usually it is only the relative power that needs to be known so we can choose K I equal to unity. The parameter K 2 is then determined from the equation given above. A new transmission coefficient T' == VK2T can now be defined so that power conservation holds true in a relative sense.
4.10.
POTENTIAL THEORY FOR COUPLED MICROSTRIP LINES
The method of analysis presented in the previous section is readily extended to treat the coupled microstrip line shown in Fig. 4.24(d). The case of even excitation is a relatively simple extension to the problem of a single strip. If we assume the substrate to be anisotropic and place sidewalls at x == ± A as in Fig. 4.26 then the same Green's functions as used in Section 4.9 apply. The two strips extend over the intervals Xl::; X ::; X 2 and - x 2 ::; X ::; - Xl. In order to conform with the normalized dimensions used in Section 4.9 we assume that each strip is of width w with w == X2 -Xl equal to one unit. When Xl == 0 we then obtain the single-strip case. The center of the strip is located at x; == (x 2 - X I ) /2. The reference point for the potential
€o
== €o
l1 x2
- jWIlO€O
Xl
X
x;
2G(x, x')Jx(x') dx' dx.
(210)
For convenience we choose €o
== 1 + S(x)
320
FIELD THEORY OF GUIDED WAVES
with (211)
GYn
where the are the same as in (207). The two integral equations to be solved are
l l
X2
2
(212a)
G 1(x, x')Jzr(x')dx' == 1 +S(x)
Xl
X2
2
G 2(x, x')p(x') dx' == 1 + S(x).
(212b)
Xl
The static limits of G 1 and G 2 are given by Gy and G~ shown in (196) and (200). These are now expressed as functions of a new variable o that will give an orthogonal series representation for the singular parts over the strip interval. The appropriate variable transformation has been described in Section 4.6 and is given by (142) and (143) in the form
a == sn- 1 (A, k) . 2 7rX
. 2 7rX 1
sIn A==
(213a) 1/2
-sIn -
2a
2a
. 2 7rX 2
. 2 7rX 1
2a
2a
(213b)
sIn - - s I n -
and k is given by (141). For numerical evaluations we need to know x as a function of a . This is given by X
2a .
= -;-
8m-
. 7rX2 1 8 m2 20 [(
-
. 2 7rXl 2 8m 20) 8n (11,
k)
.
+ 8m2
1/2
7rXl
20
]
.
(213c)
The dominant part of Gy is given by (144). The current J zr multiplied by dx may be expanded in the form N
nxo do . Jzr(x)dx == '"' ~In cos K
(214)
n=O
In practice it is found that the use of four terms in the expansion of the current gives values for the effective dielectric constant accurate to better than 1%. The dominant part of the integral equation can be evaluated analytically. For the first iteration the integral equation (212a) becomes K'
-1 0
2
InK n7rK' + 2: --tanh-3
n=1 4n7r
K
7ra
cosh x In
a
nxo 1 cos - - - K
7r
+ cos -2a (x -
7ra
7r
a
2a
47r
2:In lK cos-n-rc' 3
n=O
7ra
x') cosh ,
a
K
0 7r
+ cos -2a (x + x')
7ra
7r
a
2a
,
do' == 1
cosh- -cos -(x -x ) cosh- -cos -(x +x) (215)
TRANSMISSION LINES
321
where the dominant part has been integrated and the remaining part has to be evaluated numerically using (213c) to generate values of x' in terms of (J'. Point matching at (J == (2j - I)K 18, j == 1, 2, 3, 4 can be used to obtain four algebraic equations to determine the In. The integral equation for P can be solved the same way at the first iteration step. The Fourier coefficients J zn are given by
(216) with a similar formula for Pn. The basic integrals in (216) must be evaluated numerically using (213c) to express x as a function of (J. The same integrals occur in the evaluation of Pn. These integrals may be conveniently stored as elements in an array in a computer program since they are needed in the successive steps of the iteration process. At each step of the iteration, corrected values for Ke are obtained using (204). These are then employed to evaluate the corrections to the static Green's functions so as to obtain the dynamic Green's functions. The iteration process is the same as that described in Section 4.9. The solution for the case of odd excitation is very similar to that described above. A basic change that is required in the construction of Green's functions for J z and P is replacement of cos (n7f'xI2a) cos (n7f'x'j2a) in (193) by sin (n7f'xla) sin tnxx'{a) and summation over all integer values of n. This substitution will generate the required odd Green's functions that are needed. The static Green's function for A z can be summed into closed form as shown in Section 4.9 and Problem 4.14. The integral equations for J zr and P are the same as in (212) with the appropriate odd Green's functions used. The boundary source term S(x) is given by (211) after replacing cos WnX - cos WnX c by sin WnX - sin WnX c, where now W n == nx ]« and the sum is taken over all integer values of n. The singular part of the static Green's functions can be transformed into a series of orthogonal functions on the strip by using the variable transformation given by (150) and (151) in Section 4.6, i.e.,
!
X
X 2a tan- I [7f' == --;: tan 2aI
sn(K
.] + J'Y/, k) ·
(217)
The transformed singular part of the Green's functions is given by (152) and the correction term is given in Problem 4.14. The current J zr and charge P may be expanded as series in terms of the cos (n7f''Y/IK') functions that appear in (152), e.g.,
Apart from the changes indicated above the solution for the odd-mode case is carried out the same way as that for the case of even excitation and that for the single strip. A detailed description of the procedure may be found in the thesis by Morich [4.36]. When Xl «X2 the odd-mode solution is essentially that for a slot line above a ground plane. If also Xl «H, then the case of an isolated slot line is obtained.
322
FIELD THEORY OF GUIDED WAVES
In Fig. 4.31 we show some typical computed results for a coupled microstrip line on a gallium arsenide substrate with a dielectric constant of 12.9. These results were obtained by Morich [4.36] and included the effect of a cover plate at a height b above the ground plane. The substrate thickness H == 1 mm, 2Xl == 1 mm, the sidewall spacing 2A == 6 em, and the strip width is 1 mm. The values of b given in the figure are also in millimeters. The results shown can be scaled to be applied at other frequencies. A notable feature is that the effective dielectric constant for even-mode excitation is significantly larger than that for the odd mode at high frequencies. It can also be seen that a top shield has relatively little effect if it is placed a distance equal to four or more times the substrate thickness above the ground plane.
12.0,------------------------
5.0
- - Even mode - - - Odd mode
f(GHz)
Fig. 4.31. Effective dielectric constants for the even and odd modes of a coupled microstrip line on a GaAs substrate. H = 1 mm, A = 30 mm, and b is given in millimeters.
TRANSMISSION LINES
323
REFERENCES AND BIBLIOGRAPHY
[4.1] J. A. Stratton, Electromagnetic Theory, New York, NY: McGraw-Hill Book Company, Inc., 1941, ch. 9. [4.2] P. M. Morse and H. Feshbach, Methods of Theoretical Physics, part I. New York, NY: McGraw-Hill Book Company, Inc., 1953, ch. 4. [4.3] H. Hancock, Lectures on the Theory of Elliptic Functions. New York, NY: Dover Publications, 1958. [4.4] E. Jahnke and F. Emde, Tables of Functions, 4th ed. New York, NY: Dover Publications, 1945. [4.5] R. V. Churchill, Operational Mathematics, 2nd ed. New York, NY: McGraw-Hill Book Company, Inc., 1958, ch. 10. [4.6] J. R. Brews, "Characteristic impedance of microstrip lines," IEEE Trans. Microwave Theory Tech., vol. MTT-35, pp. 30-34, 1987.
General Theory of Transmission Lines [4.7] R. W. P. King, Transmission Line Theory. New York, NY: McGraw-Hill Book Company, Inc., 1955. [4.8] R. K. Moore, Traveling-Wave Engineering. New York, NY: McGraw-Hill Book Company, Inc., 1960. [4.9] L. N. Dworsky, Modern Transmission Line Theory and Applications. New York, NY: John Wiley & Sons, Inc., 1979. Theory of Conformal Mapping [4.10] R. V. Churchill, Introduction to Complex Variables and Applications. New York, NY: McGraw-Hill Book Company, Inc., 1948. [4.11] H. Kober, Dictionary of Conformal Representation, 2nd ed. New York, NY: Dover Publications, 1957.
Application of Conformal Mapping to Planar Transmission Lines [4.12] Symposium on Microstrip Circuits, IRE Trans. Microwave Theory Tech., vol. MTT-3, Mar. 1955. [4.13] S. B. Cohn, "Shielded coupled strip transmission line," IRE Trans. Microwave Theory Tech., vol. MTT-3, pp. 29-38, Oct. 1955. [4.14] B. A. Dahlman, "A double ground plane strip line system for microwaves," IRE Trans. Microwave Theory Tech., vol. MTT-3, pp. 52-57, Oct. 1955. [This paper treats the same problem as that in Sect. 4.3 but approximates the center conductor by a semi-infinite strip and solves for the fringing field. Equation (21) is in error; when corrected, it gives the same value for the attenuation constant as that obtained here in Sect. 4.3.] [4.15] D. Park, "Planar transmission lines," IRE Trans. Microwave Theory Tech., vol. MTT-3, part I, pp. 8-12, Apr. 1955; part II, pp. 7-11, Oct. 1955. [4.16] W. H. Hayt, Jr., "Potential solution of a homogeneous strip line of finite width," IRE Trans. Microwave Theory Tech., vol. MTT-3, pp. 16-18, July 1955. (This paper gives a solution to the same problem as that treated here in Sect. 4.3 but does not assume that ground planes are infinite.) [4.17] H. A. Wheeler, "Transmission-line properties of parallel strips separated by a dielectric sheet," IEEE Trans. Microwave Theory Tech., vol. MTT-13, pp. 172-185, 1965. Finite-Difference and Finite-Element Methods [4.18] H. E. Green, "The numerical solution of some important transmission line problems," IEEE Trans. Microwave Theory Tech., vol. MTT-13, pp. 676-692, 1965. [4.19] P. Silvester, "TEM properties of microstrip transmission lines," Proc. lEE, vol. 115, pp. 43-48, 1968. [4.20] Z. Pantie and R. Mittra, "Quasi-TEM analysis of microwavetransmission lines by the finite element method," IEEE Trans. Microwave Theory Tech., vol. MTT-34, pp. 1086-1103, 1986. Application of Variational Methods to Transmission Lines [4.21] R. E. Collin, "Characteristic impedance of a slotted coaxial line," IRE Trans. Microwave Theory Tech., vol. MTT-4, pp. 4-8, Jan. 1956. [4.22] R. M. Chrisholm, "The characteristic impedance of trough and slab lines," IRE Trans. Microwave Theory Tech., vol. MTT-4, pp. 166-172, July 1956. [4.23] E. Yamashita and R. Mittra, "Variational method for the analysis of microstrip lines," IEEE Trans. Microwave Theory Tech., vol. MTT-16, pp. 251-256, 1968. [4.24] E. Yamashita, "Variational method for the analysis of microstrip-like transmission lines," IEEE Trans. Microwave Theory Tech., vol. MTT-16, pp. 529-535, 1968.
324
FIELD THEORY OF GUIDED WAVES
Spectral-Domain Methods [4.25] [4.26]
[4.27] [4.28] [4.29] [4.30]
T. Itoh and R. Mittra, "Spectral domain approach for calculating the dispersion characteristics of microstrip lines," IEEE Trans. Microwave Theory Tech., vol. MTT-21, pp. 496-499, 1973. R. H. Jansen, "High speed computation of single and coupled microstrip parameters including dispersion, high order modes, loss and finite strip thickness," IEEE Trans. Microwave Theory Tech., vol. MTT-26, pp. 75-82, 1978. T. Kitazawa and Y. Hayashi, "Propagation characteristics of striplines with multilayered anisotropic media," IEEE Trans. Microwave Theory Tech., vol. MTT-31, pp. 429-433, June 1983. N. G. Alexopoulos and C. M. Krowne, "Characteristics of single and coupled microstrips on anisotropic substrates," IEEE Trans. Microwave Theory Tech., vol. MTT-26, pp. 387-393, June 1978. N. G. Alexopoulos, "Integrated-circuit structures on anisotropic substrates," IEEE Trans. Microwave Theory Tech., vol. MTT-33, pp. 847-881, 1985. R. H. Jansen, "The spectral-domain approach for microwave integrated circuits," IEEE Trans. Microwave Theory Tech., vol. MTT-33, pp. 1043-1056, 1985.
Potential Theory for Microstrip Lines [4.31] [4.32] [4.33] [4.34] [4.35] [4.36]
Y. Fujiki, Y. Hayashi, and M. Suzuki, "Analysis of strip transmission lines by iteration method," J. Inst. Electron. Commun. Eng. Japan, vol. 55-B, pp. 212-219, 1972. E. F. Kuester and D. C. Chang, "Theory of dispersion in microstrip of arbitrary width," IEEE Trans. Microwave Theory Tech., vol. MTT-28, pp. 259-265, 1980. T. Itoh and R. Mittra, "Analysis of microstrip transmission lines," Sci. Rep. 72-5, Antenna Lab., University of Illinois, Urbana, June 1972. D. C. Chang and E. Kuester, "An analytic theory for narrow open microstrip, " Arch. Elek. Ubertragung., vol. 33, pp. 199-206, 1979. B. E. Kretch and R. E. Collin, "Microstrip dispersion including anisotropic substrates," IEEE Trans. Microwave Theory Tech., vol. MTT-35, pp. 710-718, 1987. M. A. Morich, "Broadband dispersion analysis of coupled microstrip on anisotropic substrates by perturbation-iteration theory," MS thesis, Case Western Reserve University, Cleveland, OH, May 1987.
General Reference [4.37] K. C. Gupta, R. Garg, and I. J. Bahl, Microstrip Lines and Siotlines. 1979.
Dedham, MA: Artech House, Inc.,
PROBLEMS
4.1. Find the characteristic impedance and attenuation constant arising from conductor loss for a coaxial line with inner radius a and outer radius b. Answer: == 0 In ~ Rm 211" a a == 411"Z c +b .
z,
Z
(1a 1)
4.2. Show that the conformal transformation W == In [(Z + a)/(Z - a)] maps the cross section of a twowire line into the strips u == ± Ul, 0 ::; v ::; 211", in the W plane. The conductor radius and spacing are given by R == a (sinh u d -1 , D == 2a coth u 1. Find the characteristic impedance of the line. By a suitable integration along the conductor strips in the W plane, determine the power loss in the conductors and, hence, the attenuation constant for the line. (See Fig. P4.2.) jy
2a D
Fig. P4.2.
325
TRANSMISSION LINES Answer:
Zo
Zc == - cosh 7r
-1
D 2R
ex
s;
D/2R 7rZc 2R [(D /2R)2 - 1]1/2 .
== - - ----.;..---
4.3. For a constant value of outer radius b, show that the optimum ratio of outer to inner conductor radius, i.e., b / a, which will make the attenuation constant of a coaxial line a minimum satisfies the equation x In x == 1 + x, where x == b / a. Find the corresponding value of the characteristic impedance. 4.4. By a suitable conformal transformation, determine the characteristic impedance of the strip line illustrated in Fig. P4.4. Assume that the ground planes are infinitely wide and that the thickness of the center conductor is negligible.
4.5. Consider a semi-infinite parallel-plate capacitor as illustrated in Fig. P4.5. In the W plane the polygon corresponding to the two plates is obtained as the points WI and w3 tend to infinity. Find a suitable conformal transformation which will map the capacitor plates into the real axis in the Z plane. Integrate the normal gradient of the potential along the x axis over that region which corresponds to the inner and outer surfaces of one plate extending in a distance I from the edge. Find the capacitance C(/) as a function of I. Use this result to determine the approximate characteristic impedance of a parallel-plate transmission line with plate spacing d and total width 21. jv
__1-J
d
I·
.,
u
Fig. P4.5. Answer: A suitable mapping function is W == (d /7r)«1 - Z2)/2 + In Z). Charge Q(/) where X2 and Xl are determined by -17r [d == (1 - x;)/2 + In Xi. For I »d,
= (to V O/7r)
In (X2/XI),
-/7r 1 In Xl ~ --;]" - 2
. fol [ 1 + 27r1 d In ( 1 + d 27r/ ) ] Capacitance C(l) ~ d
4.6. Consider a conducting wedge of internal angle ex and a line charge located at Z == 1 as illustrated in Fig. P4.6. By means of the transformation W == ZI3, where {3 == 7r /(27r - ex), map this into a plane and a line charge in the W plane. This latter problem is readily solved by image theory to give
326
FIELD THEORY OF GUIDED WAVES jy
Wplane
Z plane
x
Line-charge
Line charge
u
Fig. P4.6. a suitable constant. Find the charge density on the wedge, and show that near the edge the surface charge Ps varies with the distance r from the edge according to ,13 -1. Compare this singularity condition with that given in Chapter 1, Eq. (51). Note that; for ex > 0, the integral of (a 4>/ an)2 over the wedge surface is finite. 4.7. Obtain upper and lower bounds to the characteristic impedance of the strip line illustrated in Problem 4.4. In the variational expressions use the approximations that the potential varies linearly from the center conductor to the ground plane and that the charge density is constant on the center strip. Compare the value of Zc obtained for a = O.5d with the correct value obtained in Problem 4.4. 4.8. Consider a series of three two-conductor transmission lines with cross sections 8, 8 1 ; 8, 8 2; and 8, 8 3, where the cross section 8 1 completely overlaps 8 2, and 8 2 completely overlaps 8 3 as illustrated in Fig. P4.8. Let the
Fig. P4.8. capacitance per unit length for the three cross sections be C 1, C 2, and C 3, respectively. By means of the variational expression for capacitance show that C 1 > C 2 > C 3. HINT: For an approximation for the potential 4>3 for the cross section 8, 8 3, use the correct expression 4>2 for the potential appropriate for the cross section 8, 82 in the region external to 82, and zero in the region between 8 2 and 83. The variational integral now gives C 2 as the upper bound on C 3, and hence C 3 < C 2. A similar procedure may be used to show C2 < C l • Use this result to obtain upper and lower bounds for the characteristic impedance of a coaxial line with a square center conductor. What is the maximum error in the average value for Z c when b = 30? 4.9. Apply Taylor's expansion
327
TRANSMISSION LINES
to the expression (98) plus (99) to show that the first variation in We = WeI + W e2 is zero, the second variation is positive, and all higher order variations are zero. Let the variation of each coefficient an and b; about the correct value be ~an and ~bn. 4.10. A coaxial line is terminated by a thin resistive disk having a resistance R o ohms per unit square and a perfect short circuit a distance I away. Determine the required values of R o and I in order to provide a matched termination, i.e., to prevent a reflected wave from the termination. (See Fig. P4.10.)
Resistive disk
h
~/ ~
I
~
I·
·1
Fig. P4.10.
HINT: Consider a thin disk of thickness d with parameters /-t2, (J. When I match is Z = Zo tanhkd, where Z = (jw/-t21(J)1/2 and k = (jW/-t2(J)1/2.
= Ao 14, show that the condition for a
Answer: Ro =
(
/-to €o )
1/ 2
1 = Ao 4'
4.11. From (35) it was found that wL i = R. Equation (35) shows that the internal inductance L, arises because the magnetic field penetrates an effective distance 0.50s into the conductor. Thus an alternative way to evaluate L, is to find the change in the external inductance L when all conductor surfaces are pushed in by an amount O.50 s , that is, L, = (os12) aLlan, where n is the inward normal to the conductor surface. This is the incremental inductance rule proposed by Wheeler (Proc. IRE, vol. 30, p. 412, 1942). Use this rule to find the series resistance of the coaxial line and that of the two-wire line in Problems 4.1 and 4.2, respectively. For the coaxial line, differentiate L with respect to - a and + b. For the two-wire line, differentiate L with respect to - R. Note that VeL = Ze and that ex = R 12Z c - Comment on the limitations of this rule. 4.12. Let p(x, y) be an arbitrary charge distribution on a surface 8 2 such as in Fig. 4.16. On 8 I the potential = O. The equation for is V; = -pi €o. Show that
where 8 is the surface between 81,82 and a cylindrical contour at infinity. Use the divergence theorem to show that
Now use (90) to show that
11
S2G(x,
Y lx' , y')p(x, y)p(x', y') dl dl'
> o.
Thus G is a positive definite operator. Show that the second-order variation in 1[C« for (93) is proportional to
1Is2
G(x, Yix', y')op(x, y)op(x', y'vdt
and hence (93) is a lower bound on Co.
.u' 2:: 0
FIELD THEORY OF GUIDED WAVES
328 4.13. Minimize the expression
and show that the solutions for L; correspond to using Gm(x) as weighting functions in the method of moments. 4.14. Show that the correction series for God in Section 4.6 can be summed to give oo
-
nxx . nxx'
2: - - - SIn - - SIn - - = n=1
e - 2mrh/a
.
Lnt:
0
0
27rh 7r(x - x') cosh - cos - - - o 0 - In - - - - - - - - - 87r 27rh 7r(x +X') . cosh - cos - - - 1
o
0
4.15. Show that by summing the series
.
. 0'1 = In I cos 2() -2 cos 2()' I = -In 4 - ~ oo 2 Ii
In [sirr' 0 - sm2
cos 2nO cos 2nO'.
4.16. With reference to Fig. 4.12 and using J ex IdW' /dWI show that the current on a symmetrical strip line is given by
C
J=
7rd 2 7rU] 1/2 [ coslr' -40 - cosh -20
where C is a constant. 4.17. Consider a microstrip line as shown in Fig. 4.24(a). Under static conditions the vector potential A z satisfies the boundary condition A z = A o on the strip. Consider a contour C with two sides along z and located on the ground plane and the strip. The two ends join these segments and are perpendicular to the ground plane. By using Stokes' theorem
f
c A·dJ =
[V'
A·ndS
X
= [B.ndS
show that the magnetic flux per unit length linking the strip equals A o. Hence the inductance per unit length is given by L = Ao/I. Use this result and the analogy with (110) to derive the following variational expression for L: 2
L [i:Jz(X)dX] =
JJ W
G(x, x')Jz(x)Jz(x')dxdx'.
-w If the dielectric is air the characteristic impedance is given by Z c = L / vfiiOEO so the variational expression gives an upper-bound solution. Show that when the current is expanded in terms of a finite set of basis functions that the expansion coefficients obtained from the variational expression are the same as those obtained using Galerkin' s method of moments. Thus Galerkin's method is equivalent to a variational method for this problem.
5
Waveguides and Cavities In this chapter we shall be concerned with the fundamental properties of electromagnetic waves in the interior of uniform cylindrical waveguides. The type of waveguide to be considered is a hollow conducting cylindrical tube with a cross section that is uniform along the direction of propagation. The axis of the guide will be taken as the z axis. Initially it will be assumed that the walls have infinite conductivity. Also it will be assumed that the guide is either empty or else filled with a homogeneous isotropic medium with electrical parameters €, p,. After the basic solutions for the fields have been developed we will take into account the finite conductivity of the walls and calculate the attenuation constant for waveguides and also examine the coupling of degenerate modes by the finite conductivity of the walls. The next major topic will be the development of dyadic Green's functions for waveguides. The latter part of the chapter will be devoted to the theory of electromagnetic resonators or cavities. We will present a theory for the modes of a cavity which can be used to expand the electric and magnetic fields inside the cavity. The excitation problem will then be discussed along with the derivation for the dyadic Green's functions for cavities. It will be found that the basic structure of the cavity dyadic Green's function is essentially the same as the eigenfunction expansion of the dyadic Green's function for free space. The chapter will conclude with a description of a variational method for calculating the eigenvalues for a cavity and a perturbation theory that is useful for calculating the change in the resonant frequency of a cavity when a small object is placed inside the cavity. In the interior of a waveguide such as the one described above Maxwell's equations can be divided into two basic sets of solutions or modes. For one set of modes, no longitudinal or axial magnetic field component exists. These modes have an axial component of electric field, however, and are called "electric type," that is, E modes or "transverse magnetic," that is, TM modes. The field components for these modes may be derived from an electric-type Hertzian potential having a single component along the axis of the guide. The other basic set of modes has an axial magnetic field but no axial component of electric field; therefore, they are referred to as "magnetic type," that is, H or "transverse electric," that is, TE modes. These modes may be derived from a magnetic-type Hertzian potential again having only an axial component. In a hollow cylindrical waveguide, a TEM mode of propagation is not possible since the assumption of transverse fields leaves neither an axial current or axial components of electric displacement nor magnetic flux to generate the transverse field components. From another point of view, we can say that a solution to Laplace's equation in the transverse plane in the interior of a closed boundary on which the potential is constant does not exist (apart from perhaps a constant) unless a singularity is located within the boundary, and, hence, a potential function from which the TEM mode can be derived does not exist. The division into E and H modes is not necessary, and in some cases it is more convenient to choose a different set of basic modes. This latter set can, however, be represented as a linear combination of the E and H modes because the E and H modes form a complete set in terms of which an arbitrary field can be represented. 329
FIELD THEORY OF GUIDED WAVES
330
Fig. 5.1. A general cylindrical waveguide.
5.1.
GENERAL PROPERTIES OF CYLINDRICAL WAVEGUIDES
All cylindrical waveguides have many properties in common. For this reason we will begin our discussion by considering a guide with an arbitrary cross section as illustrated in Fig. 5. 1. The frame of reference will be an orthogonal curvilinear cylindrical coordinate system Ut, U2, Z with unit vectors at, a2, and az directed along the coordinate curves. The interior of the guide is assumed to be free space. All fields are time harmonic with a time variation according to ej wt •
Transverse Electric Modes The TE modes may be derived from a magnetic Hertzian potential II h of the following equations:
== - jwp.o \1 X II h H == k6IIh + \1\1- IIh == \1 X \1 X
== azIIh by means (la)
E
IIh
(lb)
where IIh is a solution of the equation (lc) and k5 == w2 P.O€ O == 41r 2 /A5, with Ao being the free-space wavelength for TEM waves. Since we are looking for propagating waves, a solution for II h of the form (2)
will be assumed. The function 1/;h satisfies the two-dimensional scalar Helmholtz equation (3)
where k~ == k5 + r 2, and \1; is the transverse part of the \12 operator. In the U t U2Z coordinate frame with scale factors h t, h 2, and unity, (3) becomes t _1_ ~ h 2 a1/;h h th 2 aUt h t aUt 1 Section
A.le.
+ _1_ ~ hi 81/;h + k 21/;h = o. h th 2 aU2 h 2 aU2
c
(4)
331
WAVEGUIDES AND CAVITIES
In general, the solution to this equation is difficult to obtain unless it is separable so that a solution of the form 1/;h == Ul(Ul)U2(U2) may be found. If such a solution for 1/;h exists, it will still be a difficult task to make 1/;h satisfy the required boundary conditions unless the waveguide boundary coincides with the constant coordinate curves. The allowed values of k~ and, hence, the propagation constants r are determined by the boundary conditions on 1/;h. An infinite number of discrete values for k~ exist and, hence, an infinite number of modes exist. Only a finite number of the propagation constants are imaginary, and thus only a finite number of the modes will propagate freely along the guide. By using the expressions for the curl and divergence in orthogonal curvilinear coordinates, the following equations for the field components are obtained from (1): (5a) (5b) (5c)
(5d) (5e)
An examination of these equations shows that they may be more compactly written as
H t == ± re±rz \7t1/;h
(6a)
Hz == -\7;1/;he±rz == k~1/;he±rz
(6b)
Et == ~Zh .u, == ± zi«; where the subscript t means the transverse part,
Zh
X
u,
(6c)
is the dyadic wave impedance given by (7)
and Zh == jwp.,o/r == (jko/r)Zo is the scalar wave impedance, with Zo == (p.,O/fO)1/2 being the intrinsic impedance of free space. For a propagating mode, r is imaginary and will be taken as j {j. The wave impedance Z h is now real and equal to Z ok 0 I B, For a nonpropagating mode, the wave impedance is imaginary and inductive in nature. For a waveguide with perfectingly conducting walls, 1/;h must satisfy the boundary condition a1/;h Ian == 0, in order to make the tangential electric field and normal magnetic field vanish on the boundary. This boundary condition determines the allowed values of k~ and r 2 • The parameter k c is called the cutoff wavenumber, since it determines the wavelength at which free propagation ceases, i.e., for which r becomes equal to zero. This occurs when Ao is chosen so that k; == k o for a given mode, and, hence, the cutoff wavelength is given by (8a)
332
FIELD THEORY OF GUIDED WAVES
For a guide filled with a medium with parameters €, J1., cutoff occurs when k c == W(J1.€) and, hence, in general the free-space cutoff wavelength is given by
A _ 21r c - k;
(~)
1/2
== k ,
1/2
J1.0€O
•
(8b)
When the cutoff wavelength (which is a function of the guide cross section and €J1. only) has been determined for a particular propagating mode, the value of {3 and the guide wavelength may be found. The guide wavelength Ag is the distance the wave must propagate to undergo a phase change of 21r radians, and hence (9a)
Using the relation k5 - {32 == k~, we may solve for Ag to get (9b)
or, for a guide filled with material with parameters
€,
J1.,
(9c)
where Ac is now given by (8b), and Ao is still the free-space wavelength. For all values of Ao < Ac , free propagation of the mode occurs. As Ao approaches Ac , the guide wavelength approaches infinity until, at Ao == Ac , free propagation stops. For Ao > Ac the mode is exponentially damped with distance along the guide and is commonly referred to as an evanescent mode.
Transverse Magnetic Modes The TM or E modes may be derived from an electric-type Hertzian potential Il, == a z IIe by means of the equations E
== k5IIe + \7\7 -Il, == \7 X \7 X lIe
H == jW€O \7
X
lIe
(lOa) (lOb)
where Il, is a solution of (IOc)
If a solution for Il, of the form azV;e(Ul, U2)e±fZ is assumed, a set of equations similar to (6) for the field components is obtained. These are E, ==
± I' \7tV;ee±fz
(lla)
E; == - V;V;ee±fz == k~V;ee±fZ
(lIb)
H, == =FYe-Et == =FYeaz X E,
(lIe)
333
WAVEGUIDES AND CAVITIES
where
Ye
is the dyadic wave admittance given by (lId)
In (11d), Y e is the scalar wave admittance equal to j k oY 0 Ir, and Y 0 is the intrinsic admittance of free space given by (fol ~O)I/2. For perfectly conducting walls, E; must vanish on the boundary, and, hence, 1/;e must vanish on the boundary also. Again an infinite number of values for k~ exist. Also a cutoff wavelength Ac for each mode may be found, and the guide wavelength is given by (9). For r == j(3, the wave admittance Y e is real and equal to Y okol (3 , while, for r real, i.e., for a nonpropagating mode, it is capacitive.
5.2.
ORTHOGONAL PROPERTIES OF THE MODES
In a waveguide with perfectly conducting walls, the E and H modes have several interesting and useful orthogonal properties. Let 1/;j and 1/;j be the solutions for the ith and jth E modes or H modes with corresponding propagation constants r j and r i- Multiplying the equation satisfied by 1/;j by 1/;j gives (12a) Similarly, multiplying the equation for 1/;j by 1/;j gives (12b) Subtracting these two equations and substituting into the two-dimensional form of Green's second identity gives?
(I'7 -f;)JJ1/;;V/jdS = JJ(1/;j'\l~1/;j -1/;j'\l~1/;j)dS s
s
==
f
c
(1/;j 81/;j _1/;.81/;;) an
J
an
dl
(13)
where S denotes the cross-sectional surface of the guide, and C denotes the guide boundary. For E modes, 1/;j and 1/;j vanish on the boundary, while, for H modes, a1/;j Ian and a1/;j Ian vanish on the boundary. Therefore, in either case the contour integral vanishes, and, provided rf i- r], we obtain the following orthogonal property for both the E and H modes:
JJ1/;j1/;jdS = 0,
i
=f j.
(14)
s Thus the axial components of the field for two different modes are orthogonal. If the two modes are degenerate such that r j == r i- the proof just given breaks down. However, for degenerate modes we may choose a suitable linear combination of the degenerate modes such that this subset of modes is an orthogonal set. For example, if 1/;1 and 1/;2 are two degenerate modes with eigenvalue r 2 , we may choose a new subset of modes as follows: 1/;~ == 1/;1, 1/;~ == 1/;2 + ex1/;1 , where ex is a constant to be determined so that 1/;~ 1/;~ dS == O.
I Is
2Section A.lc.
334
FIELD THEORY OF GUIDED WAVES
If we let f fs1/;j1/;;dS == Pij, i, j == 1,2, we find that ex == -P 12jP ll . With this value of ex, the two modes 1/;~ and 1/;~ are orthogonal. This procedure may be generalized so that any subset of n degenerate modes can be converted into a new subset of n mutually orthogonal modes. Thus we may, in a general discussion, assume that f; =I- f] without invalidating the final result. The transverse electric fields for two different E modes or for two different H modes, as well as the transverse electric field for one E mode and one H mode, are mutually orthogonal. The same is true for the transverse magnetic field for any two (E, H, or E and H) modes. The proof for the case of the transverse electric fields will be given; that for the transverse magnetic fields may be constructed along similar lines. For two different E modes, the transverse electric fields are orthogonal, provided the following integral vanishes:
I
= !! 'VtV/j· 'VtV/j dS
(15)
s where 1/;; and 1/;j are two different eigenfunctions from which the E modes may be derived by means of (11). Using the two-dimensional form of Green's first identity, the surface integral becomes (16) The contour integral vanishes since 1/;; == 0 on the boundary. In the surface integral on the right V'71/;j may be replaced by - k~1/;j, and, using the result that 1/;; and 1/;j are orthogonal, it is seen to vanish also. Consequently, (15) vanishes, and the stated orthogonal property is proved. For two different H modes the transverse electric fields are orthogonal, provided
!!(az X 'VtV/j)·(az X
'VtV/j)dS
(17)
s vanishes. In expression (17), 1/;; and 1/;j are two eigenfunctions, giving rise to two H modes, and the expressions for the transverse electric fields have been obtained from (6). The integrand in (17) may be written as az • [V't1/;; X (a, X V't1/;j)] and expanded to give
since az • V't1/;; == 0, because these two vectors are perpendicular. Replacing the integrand by \7t 1/;; • \7t 1/;j and using Green's first identity gives a result similar to (16). For H modes, a1/;; jan vanishes on the boundary, and, since 1/;; and 1/;j are orthogonal, the vanishing of the integral (17) follows as a consequence. Finally, for the transverse electric fields for one E mode and one H mode we must show that
!!(a, X 'VtV/hj)· 'Vt1/;ej dS s
(18)
WAVEGUIDES AND CAVITIES
335
vanishes. To avoid confusion between the eigenfunctions for the E and H modes in (18), the subscripts hand e have been introduced again. Consider the following expression:
Vt-(azl/;hi X Vtl/;ej) == (V t X azl/;hi)- Vtl/;ej - azl/;hi- V t X Vtl/;ej
== -(az
X Vtl/;hi)- Vtl/;ej
since V t X Vtl/;ej is identically zero, and \It integral in (18) may be replaced by
- jj'Vt.(aZ!/;hi s
X
az..phi == -az
X
= fc(a z X
'Vt!/;ej)dS
X
\It..phi. Using this result, the
'Vt!/;ej)·n!/;hidl
where n is the unit normal to the waveguide wall and directed inward. In the contour integral, Vt..pej is proportional to the transverse electric field and, hence, has only a normal component at the guide wall. Thus az X Vt..pej is a factor that is tangential to the guide wall (it is a vector proportional to the transverse magnetic field), and, hence, the dot product with nand also the integrand vanish. This establishes the orthogonality of the transverse electric fields corresponding to one E mode and one H mode. The above orthogonality properties are useful in practice because they enable a given arbitrary field to be expanded into a series of E and H modes. These orthogonal properties are not, however, completely general. For a guide with finite conducting walls, the proofs given above are not valid because the eigenfunctions ..pe and ..ph no longer satisfy the assumed boundary conditions; that is, ..pe == 0 and a..ph Ian == 0 no longer hold on the guide boundary. The presence of finite conductivity results in a cross coupling between the various E and H modes. This phenomenon is considered later in the section on attenuation. In inhomogeneously filled waveguides it is found, in many instances, that the normal modes of propagation are neither E nor H modes but linear combinations of these modes. A more general orthogonal principle must be resorted to in order to expand an arbitrary field into a series of these latter normal modes. This more general orthogonal relation follows as a result of the Lorentz reciprocity principle and will be demonstrated below. Let Utn, E tn and Utm, E tm be the transverse fields for two linearly independent solutions to Maxwell's equations. The curl equations for the electric field give V X En == - jwp,U n , V' X Em == -jwp,U m , where En, H, and Em, U m are the total fields, i.e., both the transverse and axial components. Scalar multiplying the above equations by U m and Un, respectively, and subtracting gives U m- \I X En - H, -\I X Em == O. Scalar multiplying the curl equations for Un, U m by Em, En and subtracting gives a similar result, but with the roles of E and U interchanged; thus Em- \I X H, - En- \I X U m == O. Adding these equations gives \I-(E n X U m - Em X Un) == 0, since
U m- \I
X
En - En- \I
X
U m == \I-En
If En, H, depend on the coordinate z only as ereduces to
r nZ
V'-(E n X U m - Em X Un) == \It-(En X
a
X
U m etc.
and Em, U m as e- r mZ , this last relation
n, -
+ az az -(En X
Em X Un)
Um - Em X Un)
== \It-(En X U m - Em X Un) - ( fn +fm)az-(Etn X Utm -E tm X Utn)
336
FIELD THEORY OF GUIDED WAVES
since the terms involving the axial components of the fields vanish upon taking the scalar product with a z • Using the two-dimensional form of the divergence theorem now gives
f
11v, (En X u, - Em X Hn)dS = c no(EnX u, - Em X Hn)d/ 0
S
)11azo(E tn X u., -Etm X rr, + r m
=
Htn)dS.
S
(19)
The contour integral vanishes since guide walls. Thus we obtain
D X
tr n + r m)11az
0
En and
(E tn
X
D X
Em vanish on the perfectly conducting
H tm - Etm X H tn) dS
= o.
(20)
s
Equation (20) also holds when the walls are imperfect conductors and we use the impedance boundary condition E, == ZmD X H since the integrand will be zero on the waveguide walls when the impedance boundary condition is imposed. It is convenient to write the expression for the transverse fields in the form
H tn ==
r nZ
(21a)
Etn == en(Ul, u2)e- r nZ
(21b)
hn(Ul, u2)e-
where h n and en are transverse vector functions of the transverse coordinates Ul, ducing these, (20) becomes
)11azo(en (rn+rm
X
h
s
m-em X hn)dS =0
U2.
Intro-
(22)
since the common exponential terms can be canceled. To show that each term vanishes separately, we consider the two solutions En, H; and E:'l' H:", where E:", n:" is the same mode as considered previously, but depending on z according to e rmZ rather than e- rmZ. This corresponds to a reversal in the direction of propagation, and, consequently, the direction of the transverse magnetic field is reversed; that is, E:m == emermz , H:m == -hme rmZ. The equation corresponding to (22) is
rr, - r m)11azo( -en
X
h
s
m- em X hn)dS = O.
(23)
Addition and subtraction of (22) and (23) gives
11en X h m az dS = 0 0
(24a)
s
11em X hnoazdS = 0 S
(24b)
337
WAVEGUIDES AND CAVITIES
which is the desired orthogonality relation. When there are no losses present, a similar derivation shows that
ff
en X
s
h~. az dS
= 0
(25)
where h~ is the complex conjugate of h m • This latter relation shows that the power flow in a lossless guide is the sum of the power carried by each mode individually. These results will be used in the derivation of Green's functions for general cylindrical waveguides. The results given by (24) are also true for the case when the two degenerate modes are an E mode and an H mode. If en, h n is an E mode then Zenhn == 8 z X en and if em, h m is an H mode we have Z hmhm == 8 z X em. Since Zen =1= Z hm even when r n == r m» the integrand in (22) becomes (Zen - Z hm )h n • h m and hence the integral of h n • h m over the guide cross section must vanish, which is equivalent to the relations (24). Even when the degenerate modes are of the same type the relations (24) are often true even though the proof is no longer valid (this is the case for the E nm and E mn modes in a square waveguide).
5.3.
POWER, ENERGY, AND ATTENUATION
In a waveguide with perfectly conducting walls, each mode propagates power along the guide independently of the presence of other modes. That this should be so is apparent from the orthogonal properties of the modes, in particular the orthogonal property expressed by (25). The power flow along the guide is given by the real part of the integral of the complex Poynting vector over the guide cross section. For a single propagating H mode, the time-average power flow is given by
p =
~Re ffE s
=
-~ Re
x H*.azdS =
ff Zh~2[(az
~Re ffE t
x H;·azdS
s
x 'Vt 1/;h) x 'Vt 1/;h]· az dS
s
by using (6) for the transverse fields and where may be expanded to give
r
has been replaced by j {3. The integrand
which when scalar multiplied by 8 z gives - VtV;h· VtV;h. Using Green's first identity, the expression for power flow becomes
On the guide boundary, 8t/;h/8n vanishes, and, replacing V;t/;h by - k~t/;h, and Zh by (k o/{3)Zo, we finally get
P
1 2jr{ 2 = 2Zoko~kc } 1/;h dS
s for the time-average power flow in a propagating H mode.
(26)
FIELD THEORY OF GUIDED WAVES
338
For a single E mode propagating along the guide, the time-average power flow is given by
P
= ~JJYe{32['VteVt X
(a, X 'VtVte)]·az dS
s
(27) Equation (27) is obtained by expanding the integrand and using Green's first identity again and the boundary condition 1/;e == 0 on the guide walls. For a propagating mode, the time-average electric and magnetic energies associated with the mode are equal. This is readily demonstrated by integrating the complex Poynting vector over a closed surface consisting of two cross-sectional planes separated by an arbitrary distance and the guide walls. Since the walls are assumed perfectly conducting, the only contribution to the surface integral is from the two cross-sectional planes. From Chapter 1, Eq. (25), we have
~JJ E X
H*·dS
= 2jw(Wm
-
We) +PL
=0
S
since E X H*· a z is real, and just as much power enters at one cross-sectional plane as leaves at the other cross-sectional plane for a lossless guide. In the volume bounded by these crosssectional planes, it is thus necessary that W m == We and P L == O. For an H mode, the time-average electric energy per unit length of guide is given by
(28) this latter result being obtained by expanding the integrand and using Green's first identity. In a similar fashion, we find that the time-average magnetic energy per unit length of guide in a propagating E mode is given by (29)
The power flowing along the guide is equal to the product of the total energy per unit length and the velocity vg of energy propagation. Using (26), (28), and the relation P == 2We vg , we may solve for the velocity of energy propagation to get Vg
==
{3 ko
- Vc
==
Ao
-Vc Ag
(30)
339
WAVEGUIDES AND CAVITIES
where Vc == (J-tO€O)-1/2 is the velocity of TEM waves in free space. The phase velocity of a given mode is that velocity with which an observer would have to move to keep {3z - wt == constant. Differentiating gives dz
-
dt
w {3
== vp == - ==
w(J-tO€O)1/2
{3
Vc
==
ko
(31)
- Vc
(3
where "» is the phase velocity. Comparison of (30) and (31) shows that (32) The velocity of energy propagation is never greater than the velocity of light Vc . In Chapter 7 it will be shown that vg is also equal to the group velocity of the signal, and the subscript g was chosen for this reason. The use of (27) and (29) shows that the velocity of energy propagation for E modes is also given by (30). Equations (31) and (32) are valid for E modes as well.
Energy in Evanescent Modes We now turn to a consideration of the energy relations for nonpropagating E and H modes. Consider a section of waveguide bounded by two planes 8 1 and 8 2 a distance I apart, as in Fig. 5.2. We wish to determine the time-average net amount of energy, electric or magnetic, which is associated with a nonpropagating mode in the volume bounded by the two cross-sectional surfaces 8 1 and 8 2 . The volume V is assumed to contain no lossy material. If the time-average complex Poynting vector is integrated over the closed surface surrounding the volume V, we get
~JJEt
x H;.azdS -
81
~JJ Et
x H;.az dS = 2jw(Wm
-
We)
(33)
82
since E, X U; is zero on the guide walls, and the vector element of area on 8 2 is directed in the negative Z direction. The integrals over 8 1 and 8 2 are similar to those in (26) and (27) with the exception that r is now real and, consequently, an exponential term e- 2rz is present and Zh and Y e are imaginary. An analysis similar to that used to obtain (26) and (27) shows that, for H modes, (33) becomes
~jZokork~(e-2rZI
JJ1/;~
_e- 2rZ2)
dS = 2jw(Wm
-
We)
81
and, hence, W m - We =
ZO(fLOE~1/2rk~ e-2rzl (l -
e- 2rl )
JJ1/;~
dS.
(34)
81
This result shows that, for nonpropagating H modes, the time-average magnetic energy stored in a given length of guide is greater than the time-average electric energy stored in the same length of guide. For E modes, we find that there is a net amount of electric energy stored
340
FIELD THEORY OF GUIDED WAVES
I dS
dS I
~
81 I
V
I
..-f
I
I
82
I
I
~
Z
I·
·1
Zl
Z2
Fig. 5.2. Volume used to evaluate energy in evanescent modes.
in a given length of guide for a nonpropagating mode; that is, We expression corresponding to (34) is
We - W m =
YO(JLO~)1/2k~ e-2rZ1(1 -
e-2fl )
> W m- For E modes, the
II1/;; dS.
(35)
81
The method of derivation is the same as that for (34). The predominance of magnetic energy in the case of nonpropagating H modes and electric energy in the case of nonpropagating E modes is, of course, correlated with the inductive and capacitive nature of the wave impedances for these nonpropagating modes. In the analysis of discontinuities in waveguides, we find that the inductive or capacitive nature of a given obstacle depends on the net amount of energy present in the nonpropagating modes in the vicinity of the obstacle. The above energy relations are of importance for this reason.
Attenuation in Waveguides The attenuation constant for electromagnetic waves propagating in the interior of a waveguide filled with homogeneous isotropic dielectric material having a loss tangent tan 0, is easily evaluated. The only modification required in the previously derived formulas is the replacement of fO by f(l - j tan 0,). The equation for the propagation constant r = jl3 + ex becomes (36) where 13 is the phase constant, and ex the attenuation constant. When the losses are small, 0, « 1, and (36) may be approximated by
for frequencies sufficiently above the cutoff frequency so that ex {32
ex
== w2 P.OE ==
-
k~
k~K tan 0, 2{3
« {3.
Hence, (37a) (37b)
where K == E/ EO is the relative dielectric constant. A first approximation to the attenuation arising from the finite conductivity of the guide walls may be obtained in the same way as for transmission lines with small losses. In this method it is assumed that the currents flowing on the guide wall for a given mode of propagation in the presence of finite conductivity are essentially the same as when the conductivity is infinite.
341
WAVEGUIDES AND CAVITIES
This permits us to evaluate the losses in the walls from the known current distribution of the unperturbed mode, and use of the relation 2exP == P L then leads to a value for the attenuation constant. In the above relation, P is the power flow along the guide for a given mode, and P L is the associated power loss in the walls. The surface current density on the walls is equal to the tangential magnetic field. Thus, for H modes we obtain, by integrating around the guide boundary C, the following results for the losses:
PL
=
~Rmfc[({3iln X
2
V t lh l
+k:1/!~]dl
per unit length of guide, where R m == (wp./2a)1/2 is the skin-effect surface resistance of a metal with permeability p.. The attenuation constant for H modes is hence given by
ex ==
Rmf
V t 1/!hl2 +k:1/!~]dl
[({3)2In X C
2Zoko{3k~
111/!~ dS
(38)
s
upon using (26) for the power flow along the guide. The analogous expression for E modes is 2
RmkoY0 f a =
2{3k~
IVt1/!e 1 dl
C
111/!;dS'
(39)
s In (38), n is the unit normal to the surface of the waveguide wall. The expressions for ex may be evaluated for a given guide when the eigenfunctions l/;m and l/;e have been found. This simple theory is adequate for computing the attenuation of practical waveguides, provided the frequency is not too close to the cutoff value, and the skin depth is considerably greater than the average surface irregularities. In practice, it is found that, at the shorter wavelengths, normal surfaces cannot be considered as smooth surfaces, and the attenuation is greater than the theoretical formulas predict. This is attributed directly to the effects of surface roughness [5.1]. At the cutoff frequency, {3 == 0 and (38) and (39) predict infinite values of attenuation. On the basis of the simple theory, what has happened is that propagation of power along the guide has ceased, while, at the same time, the losses in the walls have remained finite. A more careful analysis shows that infinite values of ex do not occur. The presence of finite conductivity results in a coupling between the E and H modes, and propagation along the guide does not stop at a particular frequency. Rather, there is a range of frequencies, over which transition from a propagating mode to a more and more highly attenuated mode takes place, and only as the frequency tends to zero does propagation cease. In the particular case of a lossless guide filled with lossy dielectric material, this phenomenon is readily understood. Equation (36) may be written as
r == j{3 + ex == [(k~ where
- w 2p.O€)2
+ (w 2P.O€
tan ch)2]1/2 ejO/2
(40)
FIELD THEORY OF GUIDED WAVES
342
For frequencies well above the no-loss cutoff frequency, i.e., for wZ /LOE » k~, the angle () is close to x , and (40) is very nearly a pure-imaginary quantity; hence {J is large, and a is small. At the no-loss cutoff frequency, k~ == WZ/LOE, and () == 7r /2, and from (40) it is seen that {J
== a == 0.707wz/LoE tan 0/.
Finally, for frequencies below the no-loss cutoff frequency, () becomes progressively smaller, and thus a becomes progressively larger than {J, until, when (J == 0, {J == 0 also. It is apparent that a sharp cutoff frequency does not exist as long as tan 0/ does not vanish. For most practical purposes, the attenuation becomes so large for frequencies below the no-loss cutoff frequency that this latter frequency may be regarded as the practical lower frequency bound for useful propagation of a given mode. At high frequencies, where the skin depth Os is extremely small, we may replace a guide with lossy walls by a guide with perfectly conducting walls, lined with a resistance sheet of thickness a few times greater than and having a volume conductivity a. In the resulting inhomogeneously filled guide it is found, in most cases, that a pure E or H mode of propagation is not possible. One exception is the circular cylindrical guide where a circularly symmetric E or H mode solution may be found [5.2]. For noncircular symmetry, each allowed mode of propagation is a combination of an E and an H mode. Also for the circular guide the problem of propagation in the case of finite conducting walls may be rigorously solved. This is not true for the rectangular guide and other general shapes, so a perturbation technique must be employed. Even for the circular guide a perturbation technique is preferable, since it leads to a simpler analysis. A perturbation solution for propagation in a waveguide with wall losses has been given by Papadopoulos [5.3]. A variational method for mode coupling in lossy waveguides and cavities has been developed by Gustincic [5.4]. This method will be used here and will show that mode coupling effects for degenerate modes are quite strong and produce changes in the attenuation constants as large as 50% or more. In a waveguide with finite conductivity the tangential electric field at the boundary is related to the current density by the relation E, == ZmJs where Zm is the surface impedance of the metal as given by Z m == (1 + j) / s . If the scalar product E 1 • Ji of the electric field E 1 of mode 1 with the current Ji of mode 2, when integrated around the boundary of the waveguide, is not zero, then the current Jz will deliver power to mode 1. Similarly, the current J 1 of mode 1 will deliver power to mode 2 since E z •Ji == Z mJZ •Ji will not be zero if E 1 • Ji == Z mJ 1 • Ji is not zero. In this instance there will be coupling between the two modes because of the finite impedance of the waveguide walls. It was also noted earlier that power orthogonality did not necessarily hold for degenerate modes. If we have N degenerate modes for which power orthogonality does not hold or which are coupled together by the finite wall impedances, we can define new modes that are a linear combination of the old modes so as to obtain a set of uncoupled modes. The details for finding this new set of modes are described below. Later on we will show that the results come from a variational principle. Consider a set of N degenerate modes and let
os,
ao
En
== (en + ezn)e- rZ
H, == (h,
+ hzn)e- rZ
(41a) (41b)
be the fields of the nth mode. In (41) en and h n represent the transverse fields, while e zn and h zn are the axial components. All modes have the common propagation factor or eigenvalue
343
WAVEGUIDES AND CAVITIES
r.
The surface current for the nth mode is given by (42)
We will define the following interaction terms for these modes:
Pnm= ~JJEn X H~.azdS s
f
Wnm= Z2m c In·J~ dl
(43a)
(43b)
which represent power flow coupling and surface current coupling, respectively. Our objective now is to introduce a new set of modes that are a linear combination of the old set and for which the interaction terms for different modes are zero. Let the new modes be defined as follows: N
E~ == LC~En
(44a)
n=l N
U~ == LC~Un.
(44b)
n=l
The interaction terms for the new modes are
»; = ~JJE~ X
H';·azdS
(45a)
s
W'sr ==Zmf 2 c J'-J'*dl sr·
(45b)
The waveguide is assumed to have small losses and the fields given in (41) are the fields of the degenerate modes in the loss-free guide. For these modes, assumed to be propagating, r == j (3 and en and h n can be chosen to be real functions of the transverse coordinates and ezn and h zn are then imaginary. Since En X U~ -a z == en X h m - a z is real the P nm are real. By using (22) we see that P nm == P mn- We note that Z wnhn == a z X en where Z wn is the wave impedance of the nth mode. If the degeneracy is between an E mode and an Hmode then P nm == 0 as shown by the discussion at the end of the last section. For degenerate E modes or degenerate H modes the wave impedances are equal. We now see that P nm == P mn for degenerate E modes or degenerate H modes, but for a degenerate E and H mode P nm == 0 for n =I m. The surface interaction terms In-J;' are equal to Un-U;' and are thus also real and W nm == W mn- Thus the W nm / (1 + j) are real and symmetric in the indices nand m. The condition that the new modes are uncoupled, i.e., W~r == P~r == 0 for r =I s, may be stated in the form N
M
LLC~Pnm(C~)* == P~rosr n=lm=l N
M
LLC~Wnm(C~)* == W~rosr. n=lm=l
FIELD THEORY OF GUIDED WAVES
344
We now introduce the matrices
[P]
=:
PIN
W ll [W]=:
...
P NN
W I2
WIN
W I2
e~
[C"] ==
e s2 e~
and the transposed vector
The conditions given may be stated in matrix form as follows: [CS]t[P][c r ] * == P;rOsr
(46a)
[CS]t[W][C r] * == W;rOsr
(46b)
We now multiply (46a) by W;r/P;rZm == Ar and subtract the resultant equation from (46b) divided by Z m to obtain
where Y m == Z;I == O"os/(l + j). Since [CS]t is nonzero we must have {Y m[W] - Ar[p]}[C r ] *
== o.
(47)
The matrix eigenvalue equation (47) involves real symmetric matrices and is of the type discussed in Section A.3 of the Mathematical Appendix. From that discussion we can state that there will be N real roots for Ar and for each root an eigenvector [C"] exists. Also, the eigenvectors form an orthogonal set in that
r i- s.
345
WAVEGUIDES AND CAVITIES
The roots Ar are determined by the vanishing of the following determinant: Y mWlN - ArPIN
y m W 12
-
ArP 12
== O.
(48)
Y mWlN - ArPIN
We note that for the rth root
and since the attenuation constant for the new rth mode is given by _ R W;r _ RmAr e 2P' 2
ar
-
(49)
rr
where R m == 1/aDs we can obtain the attenuation constants for the new uncoupled modes directly from the roots of the eigenvalue equation (48). The imaginary part of Z mAr /2 is the perturbation in the phase constant {3r caused by the additional magnetic energy stored in the inductive part of the surface impedance Z m- Hence if j {3 is the propagation constant for the original set of degenerate modes the new propagation constants are given by (50)
An application of the above theory to a rectangular waveguide will be made in the next section. In particular for the Ell and Hi, modes it is found that the attenuation constants are significantly modified by the coupling between the two modes. For nondegenerate modes the effect of coupling by wall losses is either zero or very small. A variational expression for the propagation constant in a lossy waveguide can be derived and is similar to that for a lossy transmission line as given in Section 4. 1. We can express the magnetic field of a mode in a lossy waveguide in the form H
== (h + hz)e-')'z
where h is the transverse part and h, is the axial part. The unknown propagation constant is ""I. The magnetic field is a solution of
where k~ find that
== k5 +""1 2 • We now express
\7~ in the form \7~
== \7t\7t -
- \7t \7t - h + \7t X \7t X h - k~ h == 0
-
\7t X \7t X and then
(51a) (51b)
346
FIELD THEORY OF GUIDED WAVES
Fig. 5.3. Illustration showing unit normal to waveguide surface.
By separating the equation \7 X H we obtain
== j w€oE == j k oYoE into transverse and axial components (52a) (52b) (52c)
where the electric field of the mode has been written as
The boundary conditions for E are (53a) (53b) where n is the inward normal as shown in Fig. 5.3. Consider now the variation in the integral o
jj[v
t X
h- V t X h
+ Vt-hVt-h -
V t X hz- V t X h, -
k~(h-h -
hz-hz)]dS
s
which is given by
!![Vt
2
X
oh- V t X h - Vt-ohVt-h - V t X oh z- V t X h z
s
-k~(oh-h -ohz-hz)]dS -2kcokc !!(h-h -hz-hz)dS. s
We can use the vector operations
v.. [oh X \7t
X
h]
==
», X
oh· \7 t
X
h - oh· \7 t X \7 t X h
\7t·[oh\7t· h] == \7t· oh\7t· h +oh·\7t\7t· h
347
WAVEGUIDES AND CAVITIES
along with the divergence theorem to express the variation in the following form: 2!![Oh o('Vt X
s
v, X h-'Vt'Vtoh-k~h)
-ohzo('Vt X 'Vt X hz -k~hz)ldS -2kcokc !!(hoh -hzohz)dS
s
f
- 2 }oooh X
v,
X
h + oooh'Vtoh
-n-ohz X V t x hz]dl.
By virtue of (51) we see that the first surface integral is zero. By using (53) the integrand in the contour integral can be expressed in the form jkoYoZm[n-oh X (0 X h) - o-ohz X (0 X h z)]
- ,),o-oh z X (a, X h)
== !jkoYoZmo[(o
X
+ ')'(n-oh)h z
h)-(o X h) - (0 X hz)-(o X h z)]
+ ')'0[(0- h)h z] == of -
0')' 0- hh z.
The last result can be verified by evaluating the first variation of the functional in brackets. We see that the contour integral can be expressed as the variation of a functional F. If we add the contour integral of F to the original surface integral then we obtain an expression whose first variation in k~ == k6 + ')'2 and')', i.e., in ')', is zero. Hence our required variational expression is I = ! ! [('Vt X hi
+ ('V t hi 0
('V t X hz)2 -
s
k~(h2 - h~)l dS
+jkoYoZmfc[(O X hi -(0 X hzildl +2'Yfcoohhzdlo
(54)
It can be shown that for the correct field I == O. We now approximate h + h, by a finite sum of the propagating modal functions for a loss-free guide (these have propagation constants r n): N
h
+ h z == I:Cn(h n + h zn). n=l
We note that h n can be chosen as real and h zn is then pure imaginary. Hence (0 X h n)- (0 X h m) -(0 X h zn)- (0 X h zm) == I n -J~ where I n and J m are the surface currents for the nth and rnth modes. We can show that the approximate field has the property that for nondegenerate modes the cross-product terms in the surface integral integrate to zero. Also 0- h n == 0 so our variational expression becomes (55)
FIELD THEORY OF GUIDED WAVES
348
upon using the properties that for the modes in a loss-free guide
J J [(Vt s
X
h n)2 - (V t X h zn)2 + (V t h n)2 0
(k~ + r~)(h~ - h~n)] dS
= 0
and
ff (h2n JJ
2
hzn) dS
=
s
jkoY o ff -r:JJ en
X
h n az dS. 0
s
The first result following (55) can be proved by expressing the integral in the same form as was done for the first variation and noting that with 5h == h n and 5h z == h zn the contour integral is zero because of the boundary conditions satisfied by the loss-free modes. The second result follows by using (52b) to form the product en X h n • az and integrating over the cross section S. In the derivation the integral
JJ(Vt s
X
hzn) X hnoazdS
is reduced by using \It· [h zn X (h n X az)] == \It \It X h zn• (h n X az ) + h zn \It· h n to obtain
X h zn• (h, X
az) - h zn• \It
X (h, X
az) ==
since n.hzn x (h, X az ) == n.(hznh n) == 0 on the boundary C. The variation in (55) gives
or
r2
2
r
C n n -1' n
N
».; + "LJCmWnm == 0
(56)
m=l
where the P nn and W nm are defined as in (43). If there is no surface current coupling, then W nm == 0 for n =1= m and (56) gives
or "I
= "In = j(3 + a = j(3n + (l + j)2~:n
(57)
for the propagation constant of the nth perturbed mode where P L is the power loss in the wall
WAVEGUIDES AND CAVITIES
349
r ,. a
x
·1
Fig. 5.4. The rectangular waveguide.
given by
and P nn is the power flow. This result is the standard power loss result for the attenuation. For the case of N degenerate modes where all r m == r the system (56) becomes the same as that in (47) if we identify ArZm with (1'2 - r 2) jr ~ 2(1' - I'). Thus the variational principle provides a rigorous basis for the method presented earlier for evaluating the coupling effects associated with degenerate modes.
5.4.
THE RECTANGULAR WAVEGUIDE
The most commonly used waveguide is the rectangular guide. Some of the reasons for this are a good bandwidth of operation for single-mode propagation, reasonably low attenuation, and good mode stability for the fundamental mode of propagation. The dimensions of the common rectangular guide are such that the width a is approximately equal to twice the height b, as illustrated in Fig. 5.4.
Transverse Electric or H Modes The transverse electric or H modes may be derived from the scalar function
n == 0, 1, 2, ... 1/;h , nm
nxx m-sy == cos -a- cos -b-'
m
== 0, 1,2, ...
(58)
m#-n==O
by means of (6). It is readily seen that 1/;h as given is a solution to the scalar Helmholtz equation (3) and satisfies the boundary condition a1/;h jan == 0, provided the propagation constant is chosen as (59)
To each set of integers n, m, a solution or mode exists, and these modes are designated as
350
FIELD THEORY OF GUIDED WAVES TABLE 5.1 COMMON PROPERTIES OF PROPAGATING MODES IN EMPTY CYLINDRICAL WAVEGUIDES
E modes
Hmodes
Property
Z;
Wave impedance Propagation constant Cutoff wavelength Guide wavelength Group velocity Phase velocity
r
=
(kol{3)Zo
= j{3 = (k~ - k~)I/2 Ac = 27rlk c Ag = Ao/ (1 - A~/A~) 1/2 ug = ucAo/Ag Up
=
ucAg/Ao
z, =
({31ko)Zo
Same Same Same Same Same
Note: AO = free-space wavelength; Zo = (p,o/€o) 1/2 = intrinsic impedance of free space; Vc = (p,o€O)-ll2 = velocity of light in free space.
the TE nm or H nm modes. The cutoff wavelength Ac,nm for the nmth mode is given by A
_ 21r _ 2ab k; - (n 2 b 2 + m 2a2 ) 1/ 2 •
c,nm -
(60)
The dominant mode of propagation (mode with the largest cutoff wavelength) is the H 10 mode when a > b, and its cutoff wavelength is 2a. If a == 2b, the next mode to propagate is the HOI mode, which has a cutoff wavelength equal to a. The properties of H modes which are common to all guides are summarized in Table 5.1, while those properties of H modes which are valid for the rectangular guide only are summarized in Table 5.2. The expression given for the attenuation constant in Table 5.2 is that computed by the power-loss method, Le., (38).
Transverse Magnetic or E Modes The appropriate solution for 1/;e which satisfies the boundary condition 1/;e == 0 on the guide walls is ." ve , nm
. nxx
== SIn -a-
. m1rY
SIn
-b-'
n
== 1, 2, ...
m == 1, 2, ...
(61)
k5.
and r~m == (n« la)2 + imt:Ib)2 The fields may be derived from 1/;e, nm by means of (11). The modes are designated as TM nm or E nm modes. The dominant E mode is the Ell mode with a cutoff wavelength 2ab 1(a 2 + b 2 ) 1/2, which is equal to 2a 15 1/ 2 for a == 2b. The properties of E modes in rectangular guides are summarized in Tables 5.1 and 5.2. The attenuation constant given is based on (39), that is, that determined by the power-loss method. It should be noted that the H nm and E nm modes are degenerate and have the same propagation constant r nm .
Coupling of Modes in Lossy Rectangular Guides The normal mode functions en introduced in Section 5.3 to represent the transverse electric field distribution will be written as enm for the H nm modes and as e~m for the E nm modes. The corresponding transverse and longitudinal magnetic field components will be written as
Attenuation, Eqs. (38), (39); R m = (WIL/2u) 112, ex in nepers per meter
Power flow, Eqs. (26), (27); r nm=j{3nm
z, . H,
EOn
= ( 2,
1,
n=O, n>O
bZo(l- k~,nm/k~) 1/2 [ (
2R m
2EonEOm
abZoko{3nmk~,nm
=F
a
k~
a
2
k~
2
m
2
ab + a n b 2+ n 2 a 2
2
2
) ]
2R m
2EonEOm
ab Yoko{3nmk~,nm
_.-
(
2
3+m 2a 3
) n b n 2 b 2a+m 2a 3
E t= ±rnme±rnmz'Vtl/!e,nm
Et
=F Ye •
H, = ± r nm e ±r nmz'Vtl/!h,nm
Transverse magnetic field
Transverse electric field
~
b
ayax-aXay)
k~,nm 1/;e,nme ±r nm Z
~o
v (
Zero
Zero
r nm
0
o Y- e = -jk
J
Axial electric field
~) k~,nm + ~ (Eom _ k~,nm) (n
r nm
a
n1rX sin m1rY
Ze=-=-k Zo(aXay-ayax)
-
Same
Same
l/!e.nm = sin
s.; modes
k~,nm 1/;h,nme ±r nm Z
0
H nm modes
Axial magnetic field
J
- r nm v, =-=-k Yo(ayaX- aXay)
Dyadic wave admittance
nm
jko Zh=-r Zo(aXay-ayax)
Dyadic wave impedance
a
2
1+
2 r 2nm =k c.nm -k 02
Propagation constant
c.nm
+ ( m1r) b
2
k?
Cutoff wavenumber
= ( n1r)
1/;h nm = cos n1rX cos m1rY , a b
Generating function
Property
TABLE 5.2 PROPERTIES OF MODES IN EMPTY RECTANGULAR WAVEGUIDES
~
~
VI
w
C/.)
m
~
o
Z t::1
>
C/.)
~
> < tr1 o c:: S tr1
352
FIELD THEORY OF GUIDED WAVES
for the H nm modes and as h~m for the E nm modes. The surface currents on the guide wall will be designated by J tnm, J znm, and J~nm' where the prime again corresponds to the E nm modes. The surface currents are given by
h nm, h znm
J tnm
== n
X h znm
J znm
== n
X h nm
(62)
where n is the unit inward normal to the guide surface. A similar set of equations holds for the E nm modes with all quantities replaced by primed quantities. Note that eznm , h~nm' J;nm are all zero, and that the propagation factor e- f nm Z is not included in the above. The normal mode functions are readily obtained from Table 5.2 in terms of l/!h,nm and l/!e,nm and when normalized are given by the following equations: for H nm modes
mx n1rx. mxy n1r. nsx m1rY ) . ( ax cos - - SIn - - -a - sIn - - cos - ; a b a b Y a b
(63a)
mxy m1r. nxx m1rY ) anxx sin -b+aYT SIn a COS -b- .
(63b)
for E nm modes
nt:
Xa
. (a
cos
The magnetic field may be obtained by means of equations that are the dual of (52), i.e., (64a) (64b) fe znm
== \7t • enm •
(64c)
The surface currents are found by means of (62). For the H nm modes the surface currents are mxy
J tnm
==
[(na~ r + (:~ rf/2 Co~~m Y/2 jwp,o
-ay cos -b-' mxy
a, cos n1r cos -b-'
ax cos
a' tnt: cos
== 0
x
== a
y
== 0
y
== b
(65a)
nxx
-ax cos
x
nxx a'
WAVEGUIDES AND CAVITIES
353
b
m1r . m1rY SIn -b-'
x == 0
- mx . mtcy - b - cos nt: SIn "F>
x == a (65b)
- nt: . nxx a a '
== 0
- - sIn--
y
n1rX an1r COS mx SIn. 0 '
y == b
r
where j{3nm == nm , and €On is the Neumann factor which equals unity for n == 0 and equals 2 otherwise. For the E nm modes, there are no transverse currents, the longitudinal current is given by n1r. y - SIn m1ra
- nt:
J~nm ==
x == 0
b' . m1rY
-a- cos n1r SIn "F>
x == a
b
m1r . n1rX SIno'
y
== 0
- mx . nxx - b - cos mx SIn 0 '
y
== b. (65c)
An examination of the above expressions for the surface currents shows that, for H nm and E rs modes, with r =I=- nand s =I=- m, the currents are orthogonal, and, hence, these modes are not coupled. The coupling between E and H modes is brought about by the axial currents only. From (56) a first-order solution for the propagation constant 'Y may be obtained by including only the E nm and H nm modes since 'Y ~ r nm» and all the coefficients in the expansion of the transverse electric field are small, except the coefficients of the two modes e nm and e~m. The coefficients for these two modes will be designated as a nm and a ~m. Substituting (65) into (56) and performing the integrations gives the following two homogeneous equations:
n
== m
=I=-
O.
(66b)
One interesting result immediately apparent from (66) is the absence of coupling between E and H modes in a square guide for which a == b and the off-diagonal terms in (66) vanish. For a =I=- b, (66) determines a solution for a nm and a~m' provided the determinant vanishes.
FIELD THEORY OF GUIDED WAVES
354
X
10- 2 3
E
en Ci3
Q. Q)
c
~
2
1~
1
__
......L....- _ _----'-
2
3
L.....-.._ _""""-"_ _---'--_ _- - - I ._ _- - - - - I
5
4
6
7
8
flf(.
Fig. 5.5. Attenuation in a copper waveguide with broken line, power-loss-method solution.
a = 2b = 1 inch. Solid line, variational solution;
,,2.
The vanishing of the determinant leads to two roots for For one root a nm > a~m' and this is the propagation constant for a mode corresponding to a perturbed H nm mode. The other root corresponds to a perturbed E nm mode, for which a~m > a nm ~ In Fig. 5.5 the attenuation constants for the perturbed E 11 and H 11 modes are plotted as a function of frequency for a == 2b and a conductivity corresponding to that of copper (5.8 x 107 siemens per meter). The broken curves in the same figure give the attenuation constants for the same two modes as computed by the power-loss method. There is an appreciable difference between the results as obtained by the two methods. We can conclude from this example that the power-loss method does not give accurate results in those cases where degenerate E and H modes are coupled together. If m == 0 and n == 1, (66a) reduces to a single term and gives the phase constant and attenuation constant for the H 10 mode. A plot of ex and {3 versus frequency is given in Fig. 5.6 for a == 2b == 1 inch and a copper waveguide. For this mode, the power-loss method gives essentially the same results except in the immediate vicinity of the no-loss cutoff frequency We j21r.
5.5.
CIRCULAR CYLINDRICAL WAVEGUIDES
In a circular cylindrical waveguide of radius a, the generating functions 1/;h and 1/;e for the Hand E modes are solutions of the following equation:
i == h, e
(67)
where k~ == r 2 +kij and 1/;; == 0 at, == a for E modes, and a1/;; ja, == 0 at, == a for H modes. Figure 5.7 illustrates a circular guide and the coordinates r (), z. The solution to (67), which
WAVEGUIDES AND CAVITIES
355
10 2 ~----------
0.1
0.5
0.2
2
5
w/wr. Fig. 5.6. Attenuation and phase constant for RIO mode in a copper rectangular waveguide. a 2b = 1 in.
=
is finite at the origin and single-valued throughout the interior, is
1/;; == J n(kcr)
sin nO,
n
{ cos nO,
== 0, 1, 2, ....
(68)
For H modes, d J n(k cr) / d r == 0 at r == a, This equation determines an infinite number of roots for k.« which will be designated by P~m. The corresponding H mode will be labeled H nm or TE nm, where the first subscript refers to the number of cyclic variations with 0, and the second subscript refers to the mth root of the Bessel function. A number of the roots P~m are listed in Table 5.3. The dominant, or first, mode to propagate in a circular guide is the TEll mode. For E modes, J n(kco) == 0 determines the allowed values of k; and, hence, the propagation constants. The roots of this equation are designated by P nm» and the corresponding modes are labeled E nm or TM nm. Table 5.4 gives the first few roots of the above equation. The properties of E and H modes in circular waveguides are summarized in Table 5.5. In circular cylindrical coordinates the transverse operator "V't is given by
8 "V't == a, 8r
ao 8 80 ·
+r
z 2a Fig. 5.7. A circular cylindrical waveguide.
(69)
FIELD THEORY OF GUIDED WAVES
356
TABLE 5.3 ROOTS OF (dJn(kcr)ldr)lr=a = 0
n
o 1
2
3.832 1.841 3.054
7.016 5.331 6.706
10.174 8.536 9.970
13.324 11.706 13.170
TABLE 5.4 ROOTS OF I n(kell) = 0
n
Pnl
Pn2
Pn3
Pn4
o
2.405 3.832 5.135
5.520 7.016 8.417
8.654 10.174 11.620
11.792 13.324 14.796
1
2
The derivatives of the Bessel function J n (k c r) are given by the relation
The integral of the product of two Bessel functions of the same order n and of different argument is given by
and, when k l
== k2, the value of the integral is (7tb)
If k ia and k 2 a correspond to two of the roots given in Table 5.3 or 5.4, the value of the integral (7ta) is zero. This result follows in view of the orthogonality properties of the modes in a cylindrical waveguide and may be proved directly from Bessel's differential equation by the methods given in Section 5.2. An examination of the formula for the attenuation constant for H nm modes shows that the HOI mode has the unique property that its attenuation decreases like f -3/2 . It is for this reason that considerable work has been done on techniques and components for the utilization of the HOI mode in low-loss long-distance communication Iinka'
5.6.
GREEN'S FUNCTIONS
The general dyadic Green's function for a cylindrical guide is a solution of one of the 3See, for example, [5.5], [5.6].
r nm = jf3nm
sin nO lrcos nO
H t = ±rnme±rnmZVt1/;h,nm
Transverse magnetic field
2
Zero
Axial electric field
Attenuation in nepers per meter, Eqs. (38), (39); s; = (wp'/2a) 1/2
Power flow, Eqs. (26), (27);
Transverse electric field
k;,nm 1/;h,nme ±r nm Z
Axial magnetic field
a,
Rm aZo
k~
k;,nm)
(1_
2Eon
-112
(k;,nm + _ n ) k~ P ~;, - n 2
Zoko~nm7r (p~;, -n2)1~(p~m)
=f='Zh'
0
nm
Rm aZo
(1-
2Eon
Yok of3nm7r
[dJn(kcr) dk.r
k~
k;,nm) -1/2
P nm
2
E t = ± r nme ±r nmzV t 1/;e,nm
~Ye' E,
k;,nm t/;e.nm e ± r nm Z
Zero
jko Ye=-r YO(aear-arae)
J
- r nm Y h =-=--k Yo(aear- arae)
0
Dyadic wave admittance
J
- r nm Ze= -=--k Zo(a.a, - aea.)
nm
jko Zh=-r Zo(arae-aear)
(Pnm)2 -k 02 a
Dyadic wave impedance
nm
r2 2 = r nm
a
kc,nm=Pnm
a
I]
sin nO «: = In (kc,nm r) lrcos nO
E nm modes
Propagation constant
(p~m)2 -k 2 a 0
kc,nm =P~m a
Cutoff wavenumber
=
1/;h,nm = In(kc,nm r)
n.; modes
Generating function
Property
TABLE 5.5 PROPERTIES OF MODES IN EMPTY CIRCULAR WAVEGUIDES
2
~
-....J
0.
W
~
~
o
~
el
o
~
~
<:
358
FIELD THEORY OF GUIDED WAVES
following two equations: \7 X \7 X
G-
\72G
k 2 G == i5(x - x')5(y - y')5(z -
+ k 2G ==
z')
-i5(x - x')5(y - y')5(z - z")
(72a) (72b)
subject to certain boundary conditions on the guide walls. Very often, in practice, the field can be derived from a single scalar function, and then a scalar Green's function is all that is required. For arbitrary known current distributions it is usually easier to compute the radiated field directly than to first obtain the solution for the appropriate dyadic Green's function. In this section we will consider first the scalar Green's function for H nO modes in rectangular waveguides, and then a general method for the derivation of the field radiated by arbitrary current filaments in cylindrical guides.
Green's Function for H no Modes in a Rectangular Guide Consider a uniform unit line current extending across the rectangular guide, parallel with the y axis and located at (x', z'), as in Fig. 5.8. The current is uniform along the y coordinate, and, hence, the field will not vary with y. We will use the vector potential A from which to derive our field components, where A == ayA y, and (73)
since the current has only ay component, and, hence, A has only ay component. This Green's function problem was treated in Section 2.7. When we put E; == -jwA y and use (60) from Section 2.7 we obtain Ey
== G( X, Z x ,z == "
1
)
•
-
00
a
1
L....J -r
}wP.O ' " '
n=l
. nxx . SIn - - SIn
n
a
' nxx - e -rn Iz-z'l • a
(74)
An alternative representation in terms of an image series is given by (91) in Section 2.9. To obtain the electric field we must multiply G in that equation by - jwp.o. The image series is not very useful in practice since it does not converge very rapidly. In many practical problems, when this particular Green's function is encountered it is useful to sum the dominant series, obtained from (74) by setting k o == 0, into closed form as described by (69) in Section 2.7.
Green's Functions for General Cylindrical Guides The method to be used to find the field radiated by an arbitrary current filament in a cylindrical guide is to expand the radiated field in terms of a suitable set of normal modes, and to determine the amplitude coefficients in this expansion by an application of the Lorentz reciprocity theorem. With reference to Fig. 5.9, let C represent an arbitrary infinitely thin unit current element, with the current flowing in the direction of the unit vector 'T along C. Such a current filament must be maintained by some external field or source, but in the evaluation of the Green's function we are concerned only with the radiated fields, and consequently the field or source that maintains the specified current does not enter into the picture here. In calculating the fields radiated by probes and loops in waveguides, we must take into account
359
WAVEGUIDES AND CAVITIES
r
b ;.r;.------r J
z·
X'
Fig. 5.8. Unit current source for H nO modes.
the source that gives rise to the currents on the probe or loop antenna. The Green's functions derived here will be found useful in the analysis of such problems. An arbitrary field in a waveguide can be represented as an infinite series of the normal modes for the guide. These modes may be chosen as the E and H modes discussed earlier or any other convenient set of modes. The field for anyone mode may be expressed in terms of the transverse electric field en e ±r nZ by means of (64). For propagation in the positive z direction, let the fields for the nth mode be represented as follows: E~
== (en + ezn)e-rnZ
(75a)
H~
== (h, + hzn)e-fnZ
(75b)
where for E modes h zn is zero, and for H modes ezn is zero. For propagation along the negative Z direction, the fields for the nth mode are then given by
E; == (en - ezn)efnZ H; == (-h n + hzn)efnZ .
(75c) (75d)
In (75), en and h n are transverse vector functions of the transverse coordinates, while ezn and hzn are axial vector functions of the transverse coordinates. It will be assumed that the normal mode functions have been normalized, so that
JJ
en X hn·az dS
= 1.
(76a)
s
The modes are orthogonal, so we also have
JJe s
n
x hm·azdS
=
0,
n=I- m.
(76b)
In (76), the integration is over the guide cross section S. An examination of (22) and (23) shows that the above orthogonal property is valid for degenerate modes also.
Fig. 5.9. An arbitrary current filament in a waveguide.
FIELD THEORY OF GUIDED WAVES
360
Let the field radiated in the positive
z direction by the current filament be represented by E+ == LanE~
(77a)
n
(77b) and the field radiated in the negative
z direction be
represented by (78a)
n
(78b) n
In particular, the expansion (77) gives the radiated field on the cross-sectional plane 8 2 , while (78) gives the radiated field on 8 1 • To determine the expansion coefficients an and b n, we need the Lorentz reciprocity principle, which is valid for a region containing a current source. Let E and H be the fields radiated by the current J. These fields are solutions of the following equations: \7 X E == -jwltoH, \7 X H == j w€oE + J. The normal mode function E;, H; is a solution of the source-free equations. Consider the expansion
\7.(E± n
X
H -E
X
H±) n == H·\7
E± n -E±.\7 n
X
X
H -H±.\7 n
X
E +E·\7
X
H±n == -J.E± n
when the terms involving the curl are replaced by their equivalents as obtained from Maxwell's equations. Integrating over a volume bounded by a closed surface 8, and converting the volume integral of the divergence to a surface integral, we get the desired form of the Lorentz reciprocity principle:
fJ
s (E;:
X
H- E
X
H;:)ondS
=
JJJJoE;: dV
where n has been chosen as the inward-directed normal to 8. We now choose as our volume that bounded by the perfectly conducting guide walls and the two cross-sectional planes 8 1 and 8 2 as in Fig. 5.9. There is no contribution to the surface integral arising from the guide walls since n X E and n X E; are zero on the guide wall. For the normal mode function Et, Ht, it is readily found that
JJ(E~
X
H -E
X
H~)oazdS = -is,
(79a)
81
- JJ(E~
X
H -E
X
H~)oazdS =ane-2fnZ2
_ane-2fnZ2
=0
(79b)
82
when the expansion (77) and (78) for H, E and the orthogonal property (76b) are used. Consequently, (79) gives (80)
361
WAVEGUIDES AND CAVITIES
since it is assumed that the total current is of unit magnitude and concentrated in an infinitely thin filament. The integral in (80) may be regarded as the voltage impressed along C by the normal mode field and, because of the reciprocity principle which holds for the field, the current generates a mode with this same amplitude. If we begin with the normal mode function E; , H; instead, we find in a similar manner that the coefficient an is given by
E:,
2a n
=
-1
(81)
T.E;; dl.
If the current is a function of the distance along C, the integrands in (80) and (81) must be replaced by 1(/)TeE:, where 1(/) is the total current along C. If T lies in a transverse plane (80) and (81) show that an == b n , and, consequently, the transverse electric field (analogous to voltage) is continuous at the current filament, and the current filament behaves as a shunt source. If T is along the z direction, an == -b n , the transverse magnetic field (analogous to current) is continuous, and the current element acts as a series source. If C is a small closed loop, we may modify (80) and (81) as follows:
-Ie = -11 = 11H:
u; =
E:·Tdl
V
x
E:·dS
So
jwp-o
·dS
So
2a n =jWp-°11 H;;.dS So
where So is the surface spanning the closed contour C. The integrals represent the negative induced voltage in the loop C arising from the rate of change of the magnetic flux of the nth normal mode through C. Let the induced voltages be
v:
= -jw
11
p-oH:.dS
(82a)
p-oH;;.as.
(82b)
So
and
v;; = -jw
11 So
we may write 2b n
== -v~
2a n
==
-v;.
(83a) (83b)
For an infinitesimal loop having a vector area A and carrying a current I, the magnetic moment m is given by m ==/A.
(84)
362
FIELD THEORY OF GUIDED WAVES
Introducing this concept we find that we may also write
2b n == jWJ.toH~ -m
(85a)
== jWJ.toH; em.
(85b)
2a n
If the field H; cannot be considered constant over the area of the loop, (85) must be replaced by an integral as in (82). These latter results are useful for finding the Green's functions from magnetic dipole sources. Using (75) we get
2b n == jWJ.to(h n + hzn)-me-rnZ
(86a)
== jwJ.to( -hn + hzn)-mernZ
(86b)
2a n
for an infinitesimal current loop of moment m. When m is in the Z direction, the loop appears as a shunt source, but, if m lies in a transverse plane, it appears as a series source. The Green's function is the expansion (77) and (78), with the coefficients an and b; given by the appropriate expression above. In an empty guide or a homogeneously filled one, a current element in the z direction excites only E modes, while a magnetic dipole in the z direction (a current loop in the transverse plane) excites only H modes. The dyadic Green's function is the operator which gives the electric field when the scalar product - jWJ.toGe(r, r/)-J(r /) is formed. From the results obtained above it is clear that 00
Ge(r, r) -
1
==
'""'" Encr(r)Encr(r), 1 -2-'1-L...., jWJ.to n=l
r
i="
(87)
where Z
>z'
Z
z' >z Z'
This modal expansion for the electric field dyadic Green's function is valid outside the source region. If the electric field inside the source region is to be found the term
z -- -aza - u~( r-r')
k6
should be added to the right-hand side of (87) [see (184) in Section 2.16]. The above discussion has been restricted to the case of an empty waveguide. The extension to the case of a homogeneously or inhomogeneously filled guide is obtained by using the appropriate normal mode functions for such a guide. It should also be kept in mind that, even though a given current filament may be in a single direction, say along thez axis, it may be necessary to use a vector potential with both a z component and a transverse component, in order to obtain a field which will have the proper continuity across surfaces along which the electrical parameters of the medium change discontinuously. When the method of expansion in terms of normal mode functions is used, such discontinuity surfaces are taken care of by the normal mode functions that satisfy the appropriate continuity conditions.
363
WAVEGUIDES AND CAVITIES
Eigenfunction Expansion of the Dyadic Green's Function For some problems it is important to have the complete eigenfunction expansion of the dyadic Green's function. Outside of the source region the eigenfunction expansion is equivalent to the mode expansion given in (87). The eigenfunction expansion can be developed in a manner analogous to that presented in Section 2.16. The M and N functions correspond to the Hand E modes, respectively. In a waveguide we will need to introduce three scalar functions, all solutions of the scalar Helmholtz equation, from which the transverse M and N modes and the longitudinal L modes can be constructed. We can take a Fourier transform with respect to z which is equivalent to choosing a z dependence of e- j wz for the scalar eigenfunctions. We will choose the following scalar functions:
.1, ( ) 'Yin Ul, U2
e -jwz
where Ul, U2 represent orthogonal curvilinear coordinates for the waveguide cross section and n is a summation integer. The function 1/;en is a solution of
or
with the boundary condition 1/;en N n is given by
== 0 on C, the waveguide boundary. The vector eigenfunction
Solutions for 1/;en exist for a double infinite sequence of discrete values of Pns but for convenience we will use a single index n to represent all eigenvalues. For example, in a rectangular waveguide .1,
venm
•
== SIn
n1rX a
.
SIn
m1rY
-b-
and the two sets of integers n, m can be ordered into a single set in any convenient way. The function 1/;hn is a solution of
with the boundary condition 81/;hn/8n vector eigenfunction as follows":
== 0 on C. From this function we obtain the M-type
4The solution 1/Iho = constant, qo = 0, is not needed in the expansion of the electric field Green's function. In a multiple connected waveguide such as a coaxial transmission line, the solution 1/Ieo with Po = 0 and with boundary conditions 1/Ieo equal to different constant values on the two conductors is needed to generate the TEM mode. For the magnetic field Green's function expansion the subscripts e and h and the boundary conditions are interchanged. For this expansion the solution 1/1/0 = constant, /0 = 0, is required as part of the L, set. For a coaxial transmission line 1/Ieo, qo = is needed as part of the M n set to obtain the TEM mode.
°
364
FIELD THEORY OF GUIDED WAVES
The L, functions are generated from t/;£n where
with the boundary condition t/;£n = 0 on C. We note that t/;£n must be equal to t/;en so the latter can be used to generate the L, using
It is readily verified that the M n , N n , and L, functions are all mutually orthogonal when integrated over all values of u 1, U2 and z. The normalization integral for the L, functions is
II i: v«:
e-
j wz•
'\l1/;en ejw'z dz dS
= 21l"o(w -
w')
s
II
['\lt1/;en· '\lt1/;en
+ w 21/;;n] dS.
s
The contour integral is zero and we will assume that the t/;en are normalized so that
We now have
IJ I:
Ln(r, w).Ln(r, -w') dz dS = 21l"o(w
-W/)(P~
+w 2).
S
The normalization integral for the N functions involves ANn = (\7\7e - \72)az1/;ene-jwz = [-jw \7t1/;en + p~az1/;en]e-jwz. The normalization is thus 2
Pn
1 +W
2
li joo[
WW
s
I t"7
.t
t"7 .1.
v t wen e v iven
-00
=
4.,,2 ] -j(w-w')z d dS + Pn'Yen e z
IIi:
Nn(r, w).Nn(r, -w') dz dS =
21l"p~o(w -
W').
S
i:
The normalization integral for the M n functions is
II S
Mn(r, w).Mn(r, -w'Ydz dS = 2ro(w - w')
II
'\lt1/;hn·
v,«. dS
S
= 21l"o(w -
w')
JJq~1/;~n dS S
=
21l"q~o(w -
w')
365
WAVEGUIDES AND CAVITIES
upon using the same vector integration by parts that was used in the L, normalization integral and choosing the normalization of the 1/;hn such that
IIif;~ndS =
1.
s
The solution of (72a) for the dyadic Green's function is now chosen as the following expansion:
Ge(r, r')
=L n
i:
[Mn(r, w')An + Nn(r, w')B n + Ln(r, w')Cnl dw'
where An, Bn , en are vector coefficients. By following the standard procedure of substituting this expansion into (72a), scalar multiplying both sides by Mn(r, -w), Nn(r, -w), and Ln(r, -w) in turn, and integrating over the total volume, we obtain Ge(r, r')
== ~
'"'1
27r~ n
00
-00
[Mn(r, w)Mn(r', -w) 2 2 q2(q2 n n + w _ k0)
In deriving (88) we have used the orthogonal property of the vector eigenfunctions, the normalization integrals, and the relations \7 X \7 X N, == (p~
+ w2 )N n
\7 X \7 X M, == (q~
+ w2 )M n •
The mode expansion can be recovered by evaluating the integral over w. Residue theory can be used except for the azaz contribution from the L, functions. This term involves the integral
1 27r
-
1
w2
00
-00
k5(w
2
+ p~)
., e-JW(Z-Z )
dw == -127rk5
1
00
-00
. ,
e-JW(Z-Z )
2 dw - ~ 27rk~
1
00
-00
e-jw(z-Z')
w2
+ p~
dw
·
The first integral on the right-hand side gives o(z - z')/k5 and since L1/;en(UI, U2)1/;en(U~, u~) n
==
O(UI - U~)O(U2 - u~)
h 1h 2
where hI and h 2 are metric coefficients, we obtain the expected -az 8 z o(r - r' )/ kij contribution. The residues at the poles w == ± P n cancel the corresponding residues coming from the N n contribution to Ge . Note that the product Nn(r, w)Nn(r, -w) has a factor p~ + w2 in the denominator. The residues at the poles w == ± (kij - p~)1/2 and w == ± (kij - q~)1/2 give the expected E and H mode contributions outside the source region.
366
FIELD THEORY OF GUIDED WAVES
For the rectangular waveguide the normalized scalar functions are 2
.
n7rX
. m7rY
1/;£nm
== 1/;enm == - - SIn - - sIn--
1/;hnm
==
Vlib
f:Onf:Om -
/
ab
a
(89a)
b
nxx
mxy
a
b
(89b)
COS - - COS - - .
For the circular waveguide the corresponding functions are .t
Y/£nm
~
==.1.
_ 'hnm -
_~onJn(pnmr/a)cos,l,. J' ( ) . no/
wenm -
~
7r
a
n
Pnm
(89c)
SIn
In(P~mr/a)
y-- :;- a(l _ n2/ P~m)l/2J n(P~m) sin ne: cos
(89d)
The generic form for the dyadic Green's function in terms of a mode expansion is
+ where the upper signs apply for constants are given by
z > z' and the lower
Nn(r, =Fj')'n)Nn(r', ± j')'n)] 2
2')'nPn
signs apply for
(90)
z < z'. The propagation
== (p~
- k~)1/2,
E modes
(91a)
r n == (q~
- k~)1/2 ,
H modes
(9tb)
"[n
For the rectangular waveguide, p~ == q~ == (n7rla)2 + (m« Ib)2. For the circular waveguide, P n == P nm a and q n == P ~m / a. The mode functions are given by
1
(91c) (91d) with wreplacedby ±jrn or ±j')'n as indicated. The e, and p, correspond to the respective cutoff wavenumbers ken for the Hand E modes. If the integral over w in (88) is not completed, then one of the series in (88) can be summed in closed form to yield an alternative representation for the Green's dyadic function. For example, in a circular waveguide the double series involved for the N n functions, before the curl operations are carried out, is
WAVEGUIDES AND CAVITIES
367
By using a partial fraction decomposition the series to be summed over m becomes
Note that for the circular guide the parameter P n in (88), after multiplication by a, is equal to Pnm which is the Bessel function root. Also the first and last series cancel when w 2 ~ k5 so w == ± k o are not poles of S and neither is w == 0 a pole. Consider the one-dimensional Green's function problem
1 d dg; n2 2 - - T - - -gn +p gn 2 T
dr
dr
r
==
o(r - r')
r'
with the boundary condition gn(a) == O. We can solve for gn using Method I or II as described in Section 2.4. Thus we have
By using this result we are able to express the original series S in closed form by identifying P with zero, jw , or (k5 - W 2)1/2. For the first series in S we must take the limit as P approaches zero to obtain · ( ) LCX? 2 In(PnmT/a) - 2 - - - - - -2 = - - - - - = - - - 1Img n r == p nm[J'n(P nm)]2 m=la
p-+O
(94)
When one of the series in (88) is summed it is usually not possible to evaluate the integral over w analytically. The technique outlined above can be applied in general to sum one of the series in the dyadic Green's function as given by (88) into closed form. The method also provides sums for some interesting series that occur in many boundary-value problems. The one-dimensional Green's function problem for a rectangular waveguide can also be solved in terms of an image series. Thus a variety of representations for the dyadic Green's function are possible.
5.7.
ANALOGY WITH TRANSMISSION LINES
The similarity between the normal mode solutions in a waveguide and the TEM mode on a transmission line permits us to set up a system of equations representing the fields in a waveguide which is formally identical with the current and voltage relations on a system of transmission lines.
368
FIELD THEORY OF GUIDED WAVES Terminal planes
Discontinuity region
Zl
Z2
Fig. 5.10. Terminal planes in a guide containing a discontinuity.
With reference to Fig. 5.10, let the region between the two arbitrarily chosen reference planes 8 1 and 82 be a region in which a localized discontinuity (such as a post or diaphragm) exists. If it is assumed (this assumption is not necessary and is made only to simplify the development of the basic ideas involved) that the input and output guides are the same, the following expansion for the transverse fields in the guide may be written. For z ::; z1, the transverse electric and magnetic fields are
L N
+L 00
anene-rn(Z-Zl)
n=1
L
L
bnhnern(z-zt>
(95b)
00
anhne-rn(z-zt> -
n=1
z 2: Z2,
(95a)
n=1
N
while, for
bnenern(z-zt>
n=1
the corresponding fields are
Lc M
+L 00
rn n e n e (Z- Z2)
n=l
d nene -
f n(Z- Z2)
(96a)
n=1
-L c h M
n ne
+L
00
f n(z - Z2)
d nhn e -
r n(Z- Z2) .
(96b)
n=l
n=1
In the above expressions, the finite sums represent incident modes, while the infinite sums represent reflected modes, which are set up by the discontinuity, or transmitted past the discontinuity because of modes incident from the other side. The normal mode functions en and h n are transverse vector functions of the transverse coordinates. These normal mode functions may be E and H modes or suitable combinations of E and H modes. The normal mode functions en and h n are related by means of the dyadic wave impedance Zn or dyadic wave admittance Yn for the mode as follows: (97a) (97b) where == Zn(aXay
-
ayax)
Y n == Y n(ayax
-
axay)
Zn
WAVEGUIDES AND CAVITIES
369
and Z; and Y n are the scalar wave impedance and admittance, respectively. If the following equivalent transmission-line voltages and currents are introduced:
V;l
== s,
Z ~Zl
.: == Y nan == Y n V~l
V;2 == d n I~2
(98a)
(98b)
== -Y nCn == -Y n V:2
the following set of relations may be written in place of those given in (95) and (96): N ~V+ e-fn(Z-Zl) ~
n=l
nl
00
+ ~Vefn(z-zt} ~ nl
N ~I+ e-rn(z-zt} -
~I- ern(Z-Zl)
n=l
n=l
~
nl
M ~V+ e f n(Z-Z2) ~
n2
n=l
M
n=l
00
nl
(99b)
+ ~Ve- r n(Z-Z2) ~ n2
(99c)
~
00
n=l
"/+ efn(Z-Z2) ~
(99a)
n=l
n2
00
_ , , / - e- r n(Z-Z2) ~ n2 •
(99d)
n=l
When the currents and voltages are known, we may obtain the expression for the fields at the terminal planes by means of (95) to (98). The above equations are formally the same as those which would be used to describe the behavior of a junction of transmission lines (infinite in number), with waves incident on N lines for Z < Z 1, and on M lines for Z > Z2 . The currents and voltages on one side may be related to those on the other side by a suitable impedance, admittance, scattering, or other matrix. Each of these matrices may be used to define an equivalent lumped-parameter network to represent the discontinuity. The usual situation, in practice, is the one where the frequency of operation is chosen so that only the dominant mode propagates. It is then convenient to choose terminal planes sufficiently far removed from the discontinuity so that all evanescent modes have decayed to a negligible value at these planes. Even when several modes propagate, it is convenient to do this, since it is then possible to describe the effect of the discontinuity on the propagating modes by an equivalent transmission-line circuit, which couples together the various transmission lines used to represent each propagating mode. It should also be noted that other definitions of
370
FIELD THEORY OF GUIDED WAVES
the equivalent voltages and currents may be chosen in place of those given by (98). It is not necessary that V~I~* represent the power carried by the mode. However, it is necessary that the constant of proportionality between the power carried by each mode and that carried by its equivalent transmission line be the same for all modes, if there is to be conservation of power and energy in the equivalent circuit. In the discussion to follow, it will be assumed that only one mode propagates, and that the terminal planes are chosen far enough from the discontinuity so that all evanescent modes are of negligible amplitude at these planes. In place of (99), we now have
!
(lOOa)
(lOOb)
where the subscript n has been dropped (if n == 1 is the propagating mode, this would be a common subscript on all quantities and may be dropped for convenience). In view of the linearity of Maxwell's equations, the relationship between the equivalent voltages and currents at the terminal planes on the input and output sides is a linear one. Thus, we may write (lOla) (lOlb)
where Viis the total voltage at z == Z 1, which is the location of the terminal plane on the input side, V2 is the total voltage at the terminal plane located at z == Z2 on the output side, II is the total current It - II' and 12 is the total current It - 12 , again measured at the respective terminal planes. In (101), the parameters ZII, Z12, Z21, Z22 may be identified with an equivalent-T-network representation of the discontinuity. For a reciprocal structure, Z 12 == Z21, and the equivalent circuit is as illustrated in Fig. 5.11. If the following reflection and transmission coefficients are introduced, R1
- VII v: vi=o
R2
==
T
12
(102a)
-
V-I -4=2 V
(102b)
vt=o
V-I
__ 2
(102c)
- vt Vi=O
V-I
T 21 == V~ 2
(102d)
vt=o
we may write in place of (101) the equations below, which are valid when
Vi == 0,
1 +Rl ==Yl(l- Rl)Zl1 -Y 1T12Z 12
(103a)
T 12 ==Y 1(1-R 1)Z12 -Y 1T 12Z22
(103b)
WAVEGUIDES AND CAVITIES
371
I
I
Ill;):
I
,
lCR2
Discontinuity
I
721~
tVi
~T12 I
Fig. 5.11. Equivalent circuit for a waveguide discontinuity.
since It == Y 1 vt and 12 ==
-y 1Vi.
Solving these equations for R 1 and T 12 gives
- Y1(Zl1 Z22 -ZI2) +Zll - (Zl +Z22) R1 2 Y 1(Zll Z22 -Z12) +Zll +(Zl +Z22)
T 12 ==
2
2Z 12
Y 1(Zl1 Z22 -Z12) +Zl1
+ (Zl
+Z22)
(l04a) •
(l04b)
Expressions for R 2 and T 21 may be obtained by considering the special case Vi == 0 and =I 0, and are
Vi
(105a) (105b) The equality of T 12 and T 21 follows because Z 12 == Z 21, and the wave impedance for the mode is the same on both sides of the discontinuity. If the wave impedance on the input side were Z 1, and on the output side Z 2, then the equation we would obtain in place of:(105b) is
z ) 1/2
T~2 = T l2 ( Z:
(Z )
= T~l = T 21 Z~
1/2
(106)
where Ti2 and Til are normalized transmission coefficients. The reflection coefficients are referred to their respective terminal planes, while the transmission coefficients represent transmission from one terminal plane to the other. The expressions for R 1, R 2 , and T 12 must be modified when the input and output transmission lines do not have the same characteristic impedance. The input impedance at the terminal plane at z == Z 1 is Zjn
=
VI II
= 1 +R 1 Zl = 1 -R 1
(ZllZ22 -Zi2) +,ZIZll
Zl +Z22
(107)
a result which may be derived from (l04a) or from the equivalent circuit in Fig. 5.11 by the usual methods of circuit analysis. If the discontinuity is lossless, no power is absorbed in the circuit elements Zi], and, hence, they must be pure-imaginary elements. Also, for a lossless discontinuity, IR 1 1 == IR21 and 1 -IR l I2 == IT 1212. From (l04a) and (105b), we get (R 1 - R 2)/T12 == (Zll - 2 22) / Z 12, and thus, when R 1 == R 2, the equivalent network is symmetrical; that is, 2 11 == Z 22. For a lossless network, the right-hand side of the above relation is real, and, hence, the left-hand side must be real also. Let R1 == Re j 81 , R 2 == Re j 82 ,
372
FIELD THEORY OF GUIDED WAVES
and T 12 == (I-R2)1/2ej~. It is necessary for sin (02 -cjJ) to equal sin (0 1 -cjJ) if (R 1 -R 2)/ T 12 is to be real. Thus we get O2 - cjJ == 01 - cjJ + 2n7r or O2 - cjJ == -(0 1 - cjJ) + (2n + 1)7r, and, hence, O2 == 01 + 2n7r, or O2 == -0 1 + 2cjJ + (2n + 1)7r. Since R; is invariant to a change in its phase by 2n7r radians, the solution 0 1 == O2 applies to a symmetrical structure only. For a nonsymmetrical lossless structure, (108a) (108b) The above theory may be extended to cover the case of the junction of more than two waveguides as well. If there are two or more propagating modes, a transmission line is introduced for each mode, and the discontinuity is now represented by a multiterminal network coupling together the various transmission lines. The equivalent -circuit representation of a discontinuity neglects all knowledge of the detailed structure of the field in the vicinity of the discontinuity, and contents itself with a knowledge of the fields at the terminal planes only. On the other hand, the parameters of the equivalent circuit can be determined only by a detailed solution of Maxwell's field equations at the discontinuity, or by measurements of the fields at the terminal planes. The analytical approach will be covered in later chapters. A further insight into the relationship between the field and the equivalent circuit may be obtained by an application of the complex Poynting vector result given in Section 1.3. If the complex Poynting vector is integrated over the closed surface consisting of the two terminal planes 8 1 , 8 2 and the perfectly conducting guide wall, we get
~atai(l +Rt)(l-Ri)JJet
hi·dS
X
81
= 2jw(Wm -
We)
+ P L + ~ataiT t2Ti2 J Jet
X
hi ·dS (109)
82
where it is assumed that we have a guide in which only one mode propagates; that the only field incident on the discontinuity is the n == 1 mode from the region z < z1; and that W m, We, P L are, respectively, the time-average magnetic energy, electric energy, and power loss associated with the fields in the vicinity of the discontinuity, i.e., between the terminal planes. The last integrals in (109) are equal to the power P, transmitted past the discontinuity. The first integrals may be modified as follows:
~atai(l +Rt)(l-Ri)JJe t X
hi·dS
81
{I
I+R Z t 2atat(l-Rt)(l-Ri)1! * ff [(axa y -ayax)·h t X = 1_R t 1
_1+R 1 1 * - 1 -R Zt P i 2 I tlt
t
hil·dS }
373
WAVEGUIDES AND CAVITIES
s-: //
<,
8
"/
1
l·
1
I I I I I I
E min• "
1/
I·
I
Discontinuity region
1
I
18 2
I I
I
(a)
I
I
.",
~I·
Zc=1,{31
·1·
81
·1
I
I
ECircuit
P2,Z<:ZI 82
·1·
1 -I I
I I I I
I I I
n:l
I
/'
I_
I
/'
Shortcircuit
I
.1 I I I
1
<,
I I
/'
·1
(b)
Fig. 5.12. Equivalent circuit for a lossless discontinuity. (a) Illustration of terminal planes. (b) Equivalent circuit of discontinuity.
where Pi may also be written as Pi == ffs t h, · hi d8, and I I is the total equivalent transmissionline current at the terminal plane 8 I. Substituting into (109), the following result for the input impedance at the terminal plane 8 I is obtained:
z. m -
1 +R I Z _ 4jw(Wm - We) 1 -R l 1 PiIlIi
+
2 P L +P t PiIlIi'
(110)
In this equation, Pi serves as a normalization factor. It is seen that the reactive part of the input impedance is determined by the difference in the time-average magnetic and electric energy stored in the field around the discontinuity, while the resistive part arises from the power loss in the discontinuity and the power transmitted past the discontinuity. Equation (110) is formally the same as that derived in Section 1.3 for the input impedance of a simple RLC series network.
5.8.
THE TANGENT METHOD FOR THE EXPERIMENTAL DETERMINATION OF THE EQUIVALENT-CIRCUIT PARAMETERS
In this section a brief treatment of the tangent method for determining the equivalent-circuit parameters of a lossless discontinuity will be given. This method is discussed here because in Chapter 8 an analytical method, which is equivalent to this experimental method, will be given. The tangent method, or nodal-shift method, as it is sometimes called, was developed independently by Weissfloch [5.7] and Feenberg [5,8].5 Consider a guide containing a lossless discontinuity, located between the terminal planes 8 I and 8 2 • This section of guide and the discontinuity may be represented by an equivalent circuit containing three independent parameters. A convenient circuit to choose is one consisting of two lengths of transmission line of electrical length () I and ()2, connected together by an ideal transformer of turns ratio n: 1, as in Fig. 5.12. It will be assumed for generality that the 5Good descriptions of the method may also be found in [5.9], [5.32, Sect. 3.4].
374
FIELD THEORY OF GUIDED WAVES
cP"1
4>; 4>~ Fig. 5.13. A plot of 4>1 versus 4>2.
transmission line on the output side has a characteristic impedance of Z 1, and that the input line has a characteristic impedance of unity. The propagation constants of the input and output guides are j{31 and j{32, respectively. In practice, the measurements must be made at points sufficiently far away from the discontinuity so that only the dominant modes are present. In theoretical work it is convenient to shift the terminal planes used in the experimental measurements back toward the discontinuity by integral multiples of a half guide wavelength so as to coincide more closely with the actual discontinuity. The equivalent-circuit parameters are invariant under such a shift in the terminal-plane positions. A plot of the electrical field null position ~1 as a function of the short-circuit position ~2 yields a curve of the form illustrated in Fig. 5.13. In this figure, ~1 and ~2 are electrical lengths rather than physical lengths. An analysis of the equivalent circuit in Fig. 5.12 yields expressions for the equivalent-circuit parameters (J 1, (J2, and n: 1 in terms of the parameters of the curve of ~1 vs. ~2. With reference to Fig. 5.12(b), we find from conventional transmission-line theory that the field minimum position ~1 (this corresponds to the point where the input impedance is zero) is given by (111) where N 2 == n 2Z 1. A plot of ~1 vs. ~2 as determined by this relation results in an oscillatory curve symmetrical about a line of slope - 1 and with a period 7r for both variables as in Fig. 5.13. From (111) it is readily found that, if N < 1, the slope of the curve at PI is - N 2 , and the slope at P 2 is - 1/N 2 • If N > 1, the reverse is true. The slope of the curve is given by 2
dePt _ -N2 sec (eP2 d~2 sec2 (~1
+ ( 2) + (Jl)·
(112)
At the points Q1, Q2, Q3, the slope is equal to - 1. Whenever the curve crosses the straight line, we have (J1 + ~1 == S7r /2, (J2 + ~2 == ns:/2, where sand n are suitable integers. When S
WAVEGUIDES AND CAVITIES
375
and n are even, (112) shows that the slope is - N 2 , and, hence, if N > 1, the coordinates of the point P2 are cP~ = nvs - 01 , cP~ = ni« - O2, where ni and n2 are suitable integers. If N < 1, the coordinates of the point P 2 are and where n~ and n~ are again a suitable set of integers. Equating (112) to - 1 and solving this equation and (111) simultaneously for N gives (113) where cPq is the value of cP2 where the slope equals - 1, say at Q2. If the positive root is chosen, the value of cP2 + O2 must be equal to an even multiple of 1r /2 at P2 since the cotangent function must be positive, and this is possible only if the angle increases from some multiple of 1r. In this case, the value of N obtained is greater than unity, as the preceding discussion shows. If the negative root is chosen, the corresponding value of cP2 + O2 at P 2 must be equal to an odd multiple of 1r /2, and N is less than unity. Either root may be chosen and leads to a correct equivalent circuit. Along the straight line, and in particular at P 2 , we have cPl + 01 + cP2 + O2 = nx , where n is a suitable integer. At the point Q2 we have cP~' + 01 + cPq + O2 = -2 1/ 2W + nx , where W is the peak amplitude of the curve in radians, measured from the straight line. Expanding the tangent of this angle gives
(114) when (111) and (113) are used. Now
and, hence, upon comparison with (114), we get for one solution
N= cot (i -2-
1 2W) /
·
(115)
Equation (115) determines the value of N in terms of the amplitude W of the curve. Furthermore, the value of N given by (115) is greater than unity, and, therefore, the point P 2 has coordinates cP~ = nvr - 01 , cP~ = n21r - (J2. From the measured values of cP~ and cP~, the equivalent-circuit parameters (J 1 and (J2 are now readily found to within a multiple of 1r • If the negative sign in (114) is chosen, we get in place of (115) the solution
N
= tan
(~ -
2
1 2W) /
and, hence, N is less than unity, and the coordinates of the point P 2 are cP~ =
(116)
ni 1r + 1r/2 -
(Jl,
376
FIELD THEORY OF GUIDED WAVES
cP~ == n~ 1r + 1r /2 - (}2. Either solution may be chosen; however, it is important to note that the coordinates of the point P2 are different, and, hence, the values of (}1 and (}2 are different, depending on whether N is chosen greater or smaller than unity. In analytical work we generally obtain a bilinear relation between cPl and cP2 of the following form [5.10]:
A+BtancP2 C+DtancP2
== - - - - -
tan cPl
(117)
where A, B, C, and D are known constants. It is now convenient to be able to determine the equivalent-circuit parameters in terms of the known constants, without having to construct the curve of cPl vs. cP2 and analyze this curve by the previous method. Equating the slope as obtained from (117) to - 1, and using (117) to eliminate tan cPl, we get
(D 2 + B 2 - AD
+ BC) tan 2
cP2
+ (2CD + 2AB) tan cP2 +(C 2 +A 2 +BC -AD) == O.
(118)
This equation may be solved for cP2, and determines the points Ql, Q2, Q3, etc. The solution is of the form tan cP2
==X ±y.
(119)
If the two solutions for cP2 are averaged, either the point P 2 or P3 is determined. If the two solutions for cP2 given by (119) are designated cP21 and cP22, we get ,I..
tan ( 0/21
,1..)
+ 0/22 ==
tan cP21 + tan cP22 1 - tan cP21 tan cP22
2x 1 - x + y2
== 2 .
When x and yare obtained from (118), we get (120) The corresponding value of
cP~
may be found from (117) and is ,1..1
0/
1
== tan
-1
A +B tan cP~ · C+DtancP~
(121)
If the derivative d cPl / d cP2 is equated to - N 2 at the point (cP~, cP~), we get
N2
= n2Z 1 =
2
(AD - BC)( 1 + tan c/>~) (C + D tan cP~)2(1 + tan 2 cP~) ·
(122)
If (112) determines N as greater than unity, then we have (}1
==cP~ +nl 1r
(}2
==
-cP~
+ n21r
( 123a) (123b)
WAVEGUIDES AND CAVITIES
377
(a)
(b) Fig. 5.14. Alternative equivalent circuits.
whereas if N is found to be less than unity, ± 7r /2 must be added to the parameters 81 and 82 as given by (123). The parameters of alternative equivalent circuits as illustrated in Fig. 5.14 may also be obtained in terms of the constants A, B, C, and D. For Fig. 5.14(a), we get Xl ==
-A
C· A
(124a)
B
X 2 == C - D
(124b)
2 DA B n Zl == C2 - C
(124c)
while, for Fig. 5.14(b), XII
-B
==--
(125a)
CZ 1
(125b)
X22 =
D
D
X = ± (A~ 12
5.9.
1 _
B~~ 1
Y
/2 •
(125c)
ELECTROMAGNETIC CAVITIES
An electromagnetic cavity or resonator is a metallic enclosure, such as shown in Figs. 5.15 and 5.16, in which modes of free oscillation can exist at an infinite number of discrete frequencies. A cavity is usually coupled to the outside source by means of a small aperture providing coupling to a waveguide or by means of a probe or loop that terminates a coaxial
378
FIELD THEORY OF GUIDED WAVES
o
n
s (c)
(b)
(a)
Fig. 5.15. (a) Type 1 cavity, simply connected. (b) Type 2 cavity, simply connected but with two surfaces. (c) Type 3 cavity, not simply connected, one surface. z
z
c,;..-
_
z
a
1
r
c
b
J
y
a x (a)
(b)
(c)
Fig. 5.16. (a) Rectangular box cavity. (b) Cylindrical cavity. (c) Spherical cavity.
transmission line. A notable feature of cavities in the microwave frequency range is the very high quality factor or Q that is exhibited. The Q may be as large as 104 or more. Two common forms of cavities are sections of a rectangular or circular waveguide with short-circuit plates inserted a multiple of one-half guide wavelength apart. The field in a cavity of this type consists of a waveguide standing-wave mode. In this and following sections we will develop the basic mode theory for resonators, the effect of finite conducting walls, and the general formulation for the dyadic Green's function for a cavity. In a later section we will develop a perturbation theory for cavities that is useful for determining the change in resonant frequency and Q when a small object is inserted into the cavity. This perturbation theory is the basis for a method of measuring the dielectric constant and loss tangent of a small dielectric sample placed in the cavity. The first complete theory for the spectrum of modes in a cavity was presented by Kurokawa [5.41]. The modes consist of both irrotational and solenoidal modes. According to Helmholtz's theorem the electric field in the interior of a volume V bounded by a closed surface S can be expressed in the form (Mathematical Appendix, Section A.l):
E(r)
= -V
[QJv~:~ro)dVo+ If s n~~~o) dSO] r7
+v
[
X
rrr \70 47rR
JJJ v
X E(ro)
dV
0
+
If
s
n X E(ro) dS ]
47rR
0
379
WAVEGUIDES AND CAVITIES
where R == [r - roI and 0 is the unit inward normal to the surface S. This theorem gives the conditions for which the electric field can be a pure solenoidal or a pure irrotational field. A pure solenoidal field must satisfy the conditions \7. E == 0 in V and n- E == 0 on S, in which case there is no volume or surface charge associated with the field. An example of a pure solenoidal electric field in a cylindrical cavity such as that illustrated in Fig. 5.16(b) is
where J 1(p') == O. An example of an electric field that satisfies \7. E n- E is not zero everywhere on S is
== 0 in V but for which
where J o(p) == O. This electric field is solenoidal in the volume V but is not a pure solenoidal field. In a similar way there are two conditions that must be met in order for a field to be a pure irrotational or lamellar field, namely, \7 X E == 0 in V and 0 X E == 0 on S. If we have a cavity with perfectly conducting walls the boundary condition 0 X E == 0 must hold on S. For a time-dependent field \7 X E is not zero. In general, n-E does not vanish, and is not required to vanish, on S. Hence the electric field is generally not a pure solenoidal or lamellar field. In many cavity problems the value of n-E on the boundary is determined by the solution and is a natural boundary condition for the electric field. It would seem natural to expand the electric field in terms of pure solenoidal and pure irrotational vector eigenmodes. However, in practice this is not an optimum procedure because such modes are difficult to find analytically. Analytic solutions of simple form are possible only for cavities with simple geometric shapes such that the eigenfunction set can be decomposed into M-, N-, and L-type functions. The L functions are given by \71/1L and when the boundary condition 0 X L == 0 on S is imposed these are pure irrotational modes. We can find two sets of solenoidal functions by means of the operations M
== \7
N
== \7 X \7 X az 1/lN
X
az 1/lM
for the cases of cylindrical and rectangular box cavities. If we impose the boundary condition n-M == n-N == 0 on S we obtain pure solenoidal modes. Unfortunately, making the normal component vanish is not compatible with the required boundary condition 0 X E == 0 on S. If we make 0 X M == 0 X N == 0 on S, then in general the normal components are not zero and the eigenmodes are not pure solenoidal modes. The series expansion for the electric field will converge much better if we use eigenfunctions that satisfy the same boundary conditions as the field we are expanding. From a mathematical point of view it really does not matter whether the eigenfunctions are pure solenoidal or pure irrotational as long as they form a complete set. The set of functions we will use for the expansion of the electric field will be called the short-circuit modes because they satisfy the boundary condition 0 X E == 0 on S. Those modes which also satisfy the condition \7 X E == 0 will be pure irrotational modes. The modes that satisfy the condition \7. E == 0 in V will be referred to as solenoidal modes but in general will not be pure solenoidal modes because the boundary condition n- E == 0 will not hold. The magnetic field will satisfy the boundary condition n- H == 0 and the value of 0 X H will be determined by the solution. Thus M and N modes used to expand H will be pure
380
FIELD THEORY OF GUIDED WAVES
solenoidal modes with n X M and n X N not specified but with n- M == n- N == 0 on S being a required boundary condition. The electric field is obtained from the curl of the magnetic field so the boundary condition that will actually be used is n X \7 X M == n X \7 X N == 0 on S. These boundary conditions will automatically make n-M == n·N == 0 on S. In an aperture-coupled cavity n- H will not always be zero in the aperture opening. As a consequence, we will find that it is necessary to include irrotational modes also for a complete expansion of the magnetic field. The irrotational modes for the magnetic field will be subjected to the boundary condition n-L == n- \71/; == 0 on S. These modes will not satisfy the condition n X L == 0 on S and hence are not pure irrotational modes. In view of the lack of purity in the short-circuit modes it will turn out that in many instances non-pure solenoidal modes will be sufficient to expand certain electric field distributions for which n-E is not zero on S. For similar reasons we may need irrotational modes in the expansion of the magnetic field in a restricted region even though H is a pure solenoidal field. The field in a cavity can also be expanded in terms of open-circuit modes in which case there is an interchange in the eigenfunctions used to expand the electric and magnetic fields. For the expansion of the electric field we will introduce solenoidal modes En that are solutions of the equations (126a) (126b) n X En
== 0
onS
(126c)
and irrotational modes Fn that are solutions of (127a) (127b) n X F,
== 0
onS.
(127c)
The solenoidal modes consist of the usual M and N functions for cavities for which analytical solutions can be derived. The irrotational modes are generated from scalar functions
(128b)
from which we obtain (129) The factor £n is included so that the F n are normalized when the
WAVEGUIDES AND CAVITIES
381
1 cavity is a simply connected volume with a single enclosing surface and does not support a zero-frequency mode. The type 2 cavity is simply connected and can support a zero-frequency (electrostatic) mode if we assign two different but constant values for cI>o on the two surfaces (n == 0 designates this mode). There is also a zero-frequency solenoidal mode with k o == 0 and for which V'2 Eo == o. But since
we see that V' X Eo == 0 and hence Eo == V'l/; where l/; is a scalar function. Thus the Eo mode is not distinguishable from the Fo mode so it is not necessary to include both. The typ~ 3 cavity has a single surface but is not simply connected. It will support a zero-frequency magnetic mode. The theory to be developed will be for a type 1 cavity. It will also apply to the other cavity types when the additional zero-frequency modes are added to the expansions. We will assume that the En modes are normalized so that
111En-En dV = 1
(130)
V
and likewise we will assume that the cI>n are normalized, i.e.,
111 CP~dV = 1 v
(131)
where the integration in both cases is over the volume V of the cavity. For the F n modes we have
We now use \7-4>n \74>n == 4>n \724>n + \74>n- \74>n, the Helmholtz equation for 4>n, and the divergence theorem to obtain (0 is the unit inward normal): (132)
since
which gives the desired result. The modes En are also mutually orthogonal when they are not
382
FIELD THEORY OF GUIDED WAVES
degenerate. By subtracting the equations satisfied by En and Em we obtain
///(En• \1
\1 X Em - Em' \1 X \1 X En)dV
X
V
= (k~ -
k~) ///En·EmdV V
= / / / \1. (Em X
\1 X En - En
X
\1 X Em)dV
V
=
If
s (0
X
En' \1
X
Em -
0 X
Em' \1
X
En)dS = O.
When k;" =1= k~ the modes En and Em are orthogonal. For degenerate modes we can use the Gram-Schmidt orthogonalization procedure to construct a new subset of orthogonal modes (Section 2.3).
Electric Field Expansion The electric field due to a current J (r) in the cavity is a solution of \7 X \7 X E - k5 E
== - jwp-oJ.
(133)
We can solve this equation by expanding E in terms of the En and F n modes. We have
E == L(AnEn +BnFn). n
When this expansion is used the differential equation gives
L[(k~ - k5)A nEn - k5 BnFnl == -jwp-oJ. n
We scalar multiply by En and F n in turn and integrate over the volume Y to obtain
(k~ - k~)An = -jwP-o/// En(r').J(r')dV' V
-
k~Bn = - jwP-o/// Fn(r').J(r') dV'. V
The solution for E can now be completed and is E( ) - - . r jWjLO
fff
JJJ v
[En(r)En(r') _ Fn(r)Fn(r')] eJ(r')dY' k 2 - k5 k5 · n
(134)
383
WAVEGUIDES AND CAVITIES
The quantity in brackets is the dyadic Green's function for the electric field in the cavity; thus - ( ') - ' " [En(r)En(r G e r, r - L...J 2 2 k n -ko
/)
/)] _ Fn(r)Fn(r 2· ko
(135)
The integer n represents an ordered arrangement of a triple set of integers and the series in (135) is in reality a triple series. In practice analytical solutions for the mode functions En and F n are limited to those for cavities with simple geometrical shapes such as the rectangular box cavity, the cylindrical cavity, and the spherical cavity. For these the solenoidal modes En can be split into the M n - and Nn-type modes which are similar to those which occur in waveguide problems and the dyadic Green's function expansion in spherical modes for the free-space problem. The irrotational modes F n correspond to the modes L, used previously. For the rectangular box cavity shown in Fig. 5.16(a) with dimensions a x b x c along x, y, and z the scalar functions from which the M n modes are obtained are .1.
'YMrst
== [(r1r)2 + (S1r)2] -b a
1/2 rxx S1rY. txz b cos cos -b SIn (136a) a c a e
-1/2 (€or€os€ot)
and (136b) The corresponding equations for the N n modes are .1.
'YNrst
==
(€or€os€ot)
b
1/2 [
a c
(r1r) a
2
+ (S1r) -b
2] -1/2
. -rxx sin . S1rY t rz SIn -b cosa
c
(137a)
(137b) where k rst == [(r1r/a)2 are given by
+ (S1r/b)2 + (t1r/C)2] 1/2
.1.
¥iLrst
==
€Or€Os€Ot (
a
b
1/ 2
.
and r, S, t are integers. The F n or L; modes
r1rX . S1rY . t-xz
sm sin -b sIn) c a e
(138a) (138b)
Thus for the rectangular box cavity the Green's dyadic is given by /)
- ( ') - ~~~ [Mrst(r)Mrst(r + Nrst(r)Nrst(r/) - ~L ()L (I)] G e r, r - ~~~ 2 2 2 rst r rst r · k ~ -k0 k0 r~s~t~
(139)
Alternative representations may be obtained by summing one of the series into closed form. If the sum is carried out over the variable t, which can be easily done before applying the vector \7 operations, it will be found that outside the source region the L, modes are canceled by contributions from the N n mode series. The residual term is - azazo(r - r /)/k5, the same
384
FIELD THEORY OF GUIDED WAVES
as in a waveguide. This alternative representation is an expansion in terms of the E and H modes in a rectangular waveguide with short-circuit plates at z == 0 and d. The aza z term in the L, L, series is
~ fOt (7rt 2je)2 cos -t7rZ cos txz' ~ fOt [cos -t sz cos t7rZ ] L....t - == L....t I
t=O e
k rst
e
e
t=O e
e
[1 _(7rr /a)2 +2 (7rS /b)2] .
e
k rst
The first series equals o(z - z') and when the additional sums over rand S are completed the delta function term given above is obtained. For the rectangular cavity all of the modes have the same k rst eigenvalues so this cavity has a large number of degenerate modes, particularly so if a, b, and e are in the ratio of integers. The mode spectrum for the circular cylinder cavity shown in Fig. 5.16(b) is very similar to that for the rectangular box cavity. The properly normalized scalar functions from which the N n , M n , and L, modes can be found are t7rZ
.t
_
'YNnmt -
(fOnfOt) 7re fonfOt )
Y;Mnmt
1/2
= ( ----:;c fOnfOt
Y;Lnmt
1/2 In(Pnmrja) cos -
= ( ----:;c )
1/ 2
e 1 In(Pnm)Pnmknmt
cos
.
t7rZ
j
1
J n(pnmr a)
•
SIn
(140a)
,I,.
n'fJ
SIn -
e cos (1 - n 2/ P~m)1/2 J n(P~m)P~m sin n¢
(140b)
J n(Pnm r fa) sin t1rZ e cos aJ~(pnm) sin ne,
(140c)
The N nmt and L nmt have the same eigenvalues or resonant wavenumbers k nmt given by (141a) The eigenvalues for the M nmt modes are given by (141b) where J n(Pnm) == J~(P~m) == 0 and the prime on the argument. The dyadic Green's function is given by
J~
denotes the derivative with respect to
+ Nnmt(r)Nnmt(r/) 2 2 k - k nmt
o
(I)]
_ ~L ()L 2 nmt r nmt r ko
·
(142)
Alternative representations for the dyadic Green's function for the circular cylinder cavity can be obtained by summing the Bessel function series in the same manner as was shown for the circular waveguide, or by summing the series over the variable t. If the latter choice is made a delta function term - azazo(r - r/)jk5 will remain after the remainder of the LnLn series has been canceled by terms arising from the NnN n series. When the Bessel
WAVEGUIDES AND CAVITIES
385
function series is summed the L, functions are again canceled apart from a delta function term - araro(r - r')/kfi. The basic structure of the cavity dyadic Green's function is very similar to that for free space when developed as an eigenfunction expansion. For the spherical cavity shown in Fig. 5.16(c) the vector eigenfunctions are given by
M nmt == \7 X rar 1/;M nmt
(143a) (143b) (143c)
The normalized scalar generating functions are given by (l44a) (l44b) (l44c)
where j
n
is the spherical Bessel function, P';: is the Legendre polynomial, and
Q
_ nm -
fO m 1l"
2n
(n +m)! - m)! ·
+ 1 (n
The eigenvalues are the roots of the equations and For the spherical cavity, the M n and L, modes have the same resonant wavenumbers k nt , while the k~t are the eigenvalues for the N n modes. The dyadic Green's function is given by
Alternative forms can also be constructed by summing the Bessel function series into closed form (see Problems 5.16-5.18). For the cavity the unit dyadic source can be represented in the form lo(r - r')
== L[En(r)En(r') + Fn(r)Fn(r')]
(146)
n
and is the delta function operator for vector functions E that satisfy the boundary condition n X E == 0 on S. By using this relation we can eliminate the irrotational modes in (135) and express the dyadic Green's function in the form
-
,
Ge(r, r)
~
== LJ n
k~. , 1 -~ , 2 2 En(r)En(r ) - 2"Iu(r - r). kO(kn - k o) ko 2
However, the series now has poorer convergence properties.
(147)
386
FIELD THEORY OF GUIDED WAVES
Detailed expressions for various forms of cavity dyadic Green's functions can be found in the cited references at the end of the chapter. In addition, a number of useful results are given in the problems at the end of the chapter.
Magnetic Field Expansion The expansion of the magnetic field requires solenoidal modes H, and irrotational modes Gn . The H, modes are solutions of (148a) n X (\7 X Un)
== 0
onS
(148b) (148c)
These modes can be found from the electric field solenoidal modes En by the relation (149a) The dual relationship (149b) will also hold. The curl of (126a) shows that the modes defined by (149a) satisfy the vector Helmholtz equation (148a). Since \7 X \7 X En == k~En the boundary condition (148b) is satisfied because n X En == 0 on S. When the En are normalized the H, are also normalized since k~HneHn == \7 X Ene \7 X En == v.rs, X \7 X En) + Ene\7 X \7 X En == \7e(E n X \7 X En) + k~EneEn. By integrating over the volume and using the divergence theorem and boundary condition n X En == 0 we obtain (150) The equations for the irrotational modes are (151a) (151b)
81/;n ==0 8n
neGn == -
onS.
(151c)
For n == 0, Po == 0 and in place of (ISlb) we choose Go == \71/;0. The irrotational and solenoidal modes form a mutually orthogonal set. Also, for nondegenerate modes, Gn and Gm , and likewise H, and U m , are orthogonal. For electric current sources J in a cavity the
387
WAVEGUIDES AND CAVITIES
G n modes are not required. The magnetic field is a solution of
\7 X \7 X H - k6H == \7 X J.
(152)
The coupling to the G n modes is given by
!!![Jo\lX
!!!Gno\lX JdV= v v
= ffsnoGn
Gn -\lo(Gn
X
X
J)]dV
JdS =0
since \7 X G n == 0 and on S the source term J == O. For aperture-coupled cavities where the impressed magnetic field in the aperture has a nonzero normal component the G n modes will be excited. A normal magnetic field component in an aperture opening can be viewed as being equivalent to a layer of magnetic charge Pm. If we have a magnetic current Jm in the cavity then H is a solution of [see Chapter 1, Eq. (40)] \7 X \7 X H - k~H == -jwEoJm.
(153)
The solution of (153) requires both the H, and G n modes in the expansion of U. By analogy with (135) we can readily infer that the magnetic field dyadic Green's function for a cavity is - ( ') - ~ [Un(r)Hn(r G m r, r - L..-t 2 2 n kn - ko
/)
/)]
_ Gn(r)Gn(r 2' ko
(154)
The construction of the modal functions H, and G n for specific cavities is essentially the same as that for the En and F n modes. We can again introduce M n , N n , and L, modes and the only change required is a change in the scalar generating functions due to a change in the boundary conditions. The scalar functions l/;M, l/;N, and l/;L must be chosen so that n X \7 X H, == n·Gn == 0 on the boundary. As noted earlier, the H, can be found from the En using (149a). The scalar function l/;L must satisfy the Neumann boundary condition 8l/;L/8n == 0 on S.
5.10.
CAVITY WITH
Lossy
WALLS
For the cavity with perfectly conducting walls the eigenvalues k; are real. Consequently, if the frequency of a time-harmonic current source is such that k o equals k; the corresponding mode En, H, is excited with an infinite amplitude as reference to (135) and (154) shows. In practice the finite conductivity of the walls will make the eigenvalues have a small imaginary term so the resonant mode is excited with a large but finite amplitude. The theory for attenuation in a cavity can be developed by perturbation methods similar to those used for waveguides. A commonly used approach is based on an energy balance principle which we present below. The time-average magnetic energy stored in the cavity volume for the nth mode is (155) and equals the time-average stored electric energy at the resonant frequency where k o == k.;
388
FIELD THEORY OF GUIDED WAVES
From Maxwell's equations and assuming that H
== H,
V' X E == -jwJLoH n == -jkoZoHn V' X H, == jw€oE == knE n
a,
V' X V' X
== k6Hn == k~Hn
and thus we must have k5 == k~. That is, H, can be the magnetic field in the cavity only if k o == k n- The stored electric energy is thus given by
We =
~ fffEoE*dV = ~o fffEnoE~dV = V
Wm
(156)
V
since E == (kn/jkoYo)En because of the manner in which the cavity modes are normalized. The electric field modes En and also the H, can be chosen as real functions. Maxwell's equations then require that E == (-jkn/koYo)E n so E is imaginary. Hence at resonance the electric and magnetic fields are 90° out of phase. The currents flowing on the cavity walls for the nth mode are given by
J, == n
X
H
== n X H n •
The resultant power loss is (157) The rate of decrease of average stored energy must be equal to the power loss; hence
dW dt
- -
==PL
where W == We + W m- But the power loss and stored energy are both proportional to the square of the field strength; thus the power loss at any instant of time is proportional to the stored energy at that time. Hence we must have
dW P L == - - == 2aW dt which has the solution W
== W oe - 2a t
where (158) and W 0 is the stored energy at t
== O. The corresponding decay in the field strength is
WAVEGUIDES AND CAVITIES
389
according to e- a t • Consequently, a free oscillation in the cavity at the resonant frequency should have the following time dependence:
Wn
The quality factor or Q is defined by the relation
Q =
w
average stored energy energy loss per second
W
2a'
(159)
For the nth mode we can then set
(160) and the new perturbed resonant frequency is given by
(161a) or
k~
==
n
W C
(1 - j /2Qn).
(161b)
When k o == wn/c the amplitude of the excited resonant mode will be proportional to
Since Qn can be very large the resonant mode is excited with a large amplitude relative to the other modes and is therefore the dominant mode in the cavity. An interesting feature of this resonance phenomenon is that it requires only a small coupling aperture or probe to excite a field with sufficient amplitude so that the power loss in the walls absorbs all of the incident power. When all of the incident power is absorbed the cavity is said to be critically coupled to the input waveguide or transmission line. The energy balance method presented above can be substantiated by means of a variational formulation for the eigenvalues. The magnetic field mode in a cavity with lossy walls is a solution of
(162) The corresponding electric field is given by
E
j
= - kY 0 V' X
H.
On the boundary we will require that 0 X E == Zmo X J, == Zmo X (0 X H) == Zm(o.Ho H) == -ZmHt where the tangential component of the magnetic field is denoted by H t. The boundary condition can be stated in the form
(163)
390
FIELD THEORY OF GUIDED WAVES
The source-free modes in a lossy cavity exist only for complex values of w. In (162) the eigenvalue parameter k replaces k o in Maxwell's equations. The surface impedance Zm is a function of wand should be evaluated for the complex w. However, for practical cavities the imaginary part of w is very small relative to the real part so we can neglect the imaginary part of w in evaluating Z m • Consider the functional equation 1=
Illcv
X H·\7 X HdV -k
2H.H)dV
+jYokZmlfsHt.HtdS
(164)
v
where H, is the tangential component of the magnetic field on the boundary and k is the unknown eigenvalue. The variation of this integral is
OJ
= 2/11<\7 X sn. \7 X
H - k
2oH.H
- kokH.H)dV
v
If s 2 sa..n,
+ jYokZm
dS
If s
+ ok jY oZm
H t· n, dS ·
We now use \7-(oH X \7 X H) == \7 X oH- \7 X H-oU- \7 X \7 X H == \7 X oU- \7 X Hk 20H- H and the divergence theorem to obtain (0 is the unit inward normal)
OJ
= -u s«
III
H·HdV
v
If s
+ jYokZm
= ok
[-2k
IfI
+
If s OH'D
oHt·Ht dS
X
\7 X HdS
+ jYookZmlf s Ht·Ht dS
H·HdV + jYoZ m
Ifs Ht·Ht dS]
since on the boundary 0 X \7 X H == - jYokZ mHt. For the correct field H the expression I == 0 and hence 0] == 0 and we can conclude that ok is then also zero (see Problem 5.19). Thus (164) is a variational expression for the eigenvalue k. We now assume that H can be expanded in terms of the loss-free modes of the cavity; thus N
H
== 'L:CnUn n
where only a finite number of modes are included in the trial field. We will define energy storage elements W nm by the integrals (165a) since we can assume that the mode functions are chosen to be real. We note that \7 X H n- \7 X U m == \7-(Hn X \7 X H m) + H n- \7 X \7 X Hm == k~Hn-Hm +
391
WAVEGUIDES AND CAVITIES
V'•(H,
V' X U m ) so an equivalent expression for W nm is
X
W nm =
2;~JJJ\lX Hno\lx HmdV.
(165b)
v
The volume integral of the divergence was converted to a surface integral which vanished because n X V' X U m = 0 on S. We will also define a power loss element (166) where J nand J m are the surface currents for the nth and mth modes and we have used the properties that n-H, = n-Hs, = 0 on S and the H, represent an actual magnetic field. With these definitions the variational integral (164) can be expressed as N
N
1= LL[(k2 n=lm=l
-nsc.c.w.; +(I-j)kYoPnmCnCm].
The vanishing of the first variation requires that N
LC m[(k2 -k~)Wnm +(I-j)kYoPnm] =0. n=l
The elements W nm and P nm are real and symmetric in the indices nand m so the system of equations will determine a set of orthogonal modes or eigenvectors C~ with the properties that [Cr]t[W][CS ] = 0 and [Cr]t[P][CS ] = 0, r =1= s as shown in Section A.3 of the Mathematical Appendix. The eigenvector [C r ] is the vector of coefficients corresponding to the rth root of the following determinant:
(k 2
-
kj)W 11 + (1 - j)YOkP 11 = O. (167)
(k 2 -kj)W 1N +(I-j)Y okP 1N If the loss-free modes are not degenerate then they are orthogonal and W nm = 0 for n =1= m. In this case there is usually no mode coupling due to the wall currents and P nm = 0 for n =1= m. For uncoupled modes the solution for the mth perturbed eigenvalue is
k ~k
m
_
(1 - j)YOP mm
2Wmm
upon using k 2 - k~ = (k - km)(k + k m) ~ 2k m(k - k m). The term P mm is the power loss P L and J.'oWmm is the average stored energy. If we introduce the Q from (159), Le., PL/W = wm/Qm, and note that J.'OYOw m = k m we find that
I-j) k ~km ( 1- 2Qm ·
(168)
392
FIELD THEORY OF GUIDED WAVES
Thus the attenuation constant is k m /2Q m as found earlier. The real part of the eigenvalue k is also reduced by an amount k m/2Qm due to the additional magnetic energy stored in the inductive reactance of the surface impedance. For the case of N degenerate modes all having the same eigenvalue and which are coupled together because of nonorthogonal surface currents or because of a lack of orthogonality, we can define new modes by a linear combination of the old modes; thus N
H; == LC~Hn.
n=l In order for these new modes to be uncoupled it is necessary that
IIIH~.H~
= 0,
r =1= s
ff s H~.H~dS = 0,
r =1= s.
dV
v
This is equivalent to the conditions N
N
LLC~C~Wnm == 0,
r =1= s
n=lm=l N
N
LLC~C~Pnm == 0,
r =1= s.
n=lm=l
The solutions to the system of equations given above (167) have these properties so the roots of (167) will give the eigenvalues for the new set of uncoupled modes.
Mode Expansion of Maxwell's Equations We will consider a cavity in which electric and magnetic current sources exist. Maxwell's equations are \7 X E
== -jwl-toH -J m
(169a)
\7 X H
== jWf.oE +Je •
(169b)
We now assume that the fields can be expanded in terms of the cavity modes as follows:
E == L(enEn + fnFn)
(170a)
n
H == L(hnHn + gnGn)
(170b)
n
where en, [«, h n, and gn are amplitude constants. On the boundary E, == ZmD X H but since En == D X F n == 0 the expansion for the electric field will not be uniformly convergent on the boundary (analogous to the Fourier sine series expansion of a square wave having odd symmetry about the origin). The lack of nonuniform convergence means that the above series
D X
WAVEGUIDES AND CAVITIES
393
cannot be differentiated term by term. To overcome this difficulty we integrate Maxwell's equations by parts after scalar multiplication by one of the mode functions. Thus consider first
fff a,
0
V
X
E
dV = fff - jWILOUo u, dV - fff n, oJ dV. m
V
V
V
We can use yr-(U n X E) == yr X Un-E - Un- yr X E divergence theorem to obtain
== knEn-E - Un- yr X E and the
=-jWILofffUnoUdV - fffUnoJmdV. V
(17ta)
V
In a similar way we can obtain the following equations from (169): (17tb)
(171c)
o =jWfofffFnoEdV + fffFnoJedV. v
(171d)
v
We can substitute the expansions for E and H into these equations to obtain (172a)
(172b)
(172c)
(172d) We have shown above that in a lossy cavity we can choose our cavity modes such that they are
FIELD THEORY OF GUIDED WAVES
394
uncoupled and hence the surface integral of H, · H, reduces to that of h n H, · H n . The stored energy in the nth mode is J.to /2 and the power loss at the frequency w is given by
P == Rmfj H .H dS == wW == WJ.to L 2 s n n Qn 2Qn and hence
Zmfj Hn·H n dS == 2(1
s
+ j)PL == (1 + j)wJ.to. Qn
The first two equations in the set (172) become knen = - jWllohn - (l
+ j)
W;: h n - JJJ u, oJ
m
dV
v
and have the solutions
k~ -k~ (1 + l Q /) ~
JJJ (-jkoZoEnoJ e - knHnoJm)dV _v _
(173a)
JJJ(knEnoJe - jkoYoHnoJm)dV
hn
~ _v
k~ -k5
~------
(1 + Q/ )
(173b)
l
A clearer interpretation of the integrals for g nand f n can be obtained by introducing the scalar functions that generate the irrotational modes Gn and F n- We can express (172d) in the form
This result shows that if \7·Je == 0 in V but n-J, =1= 0 on S and we have a type 2 cavity where q,n does not vanish on both surfaces then f n will not be zero. The functions q,n can be viewed
395
WAVEGUIDES AND CAVITIES
as scalar potential functions used to expand the scalar potential in terms of volume sources \7· Je and surface sources n- Je. For an aperture-coupled cavity the surface source can be approximated as a normal electric dipole in the aperture. In a similar way the scalar functions V;n that generate the G n can be viewed as the functions needed to expand the magnetic scalar potential arising from equivalent magnetic charge sources. A tangential magnetic current or dipole in an aperture would couple to the G n modes since n X G n is not zero on the boundary S. Several examples of cavity excitation are given in the problems at the end of the chapter. We will use these formulas in Section 5.12 to develop a perturbation theory for small objects in a cavity.
5.11.
VARIATIONAL FORMULATION FOR CAVITY EIGENVALUES
For cavity shapes for which exact analytical expressions for the mode functions cannot be obtained it is useful to have available a variational formula from which approximations for the eigenvalues can be found. Such variational expressions are readily formulated. In the discussion to follow we will assume that we are dealing with an ideal cavity for which the boundary condition n X E == 0 on S holds. The electric field is a solution of \7 X \7 X E - Kk~E
== 0
(174a) (174b)
where the dielectric constant K may be a function of position. We scalar multiply this equation by E 1 and integrate over the cavity volume to obtain
JJJ E to(\7 X
\7 X E -
KE)dV = o.
v We now use \7. (E 1 X \7 X E) theorem to get
== \7
X E 1 • \7 X E - E 1 • \7 X \7 X E and the divergence
where n is the unit inward normal. We will choose n X E 1 == 0 on S so as to eliminate the surface integral. The variation in the above integrals for small changes oE in E is
2kooko ffJKEtoEdV= ffJ(\7X v
E to\7x
v
= JJJ oE.(\7 X v
oE-k~KEtooE)dV
\7 X E t
-
Kk~Et)dV -
If sn
X
oEo\7 X E t dS.
We see that provided E 1 is chosen so as to satisfy (174a), the boundary condition n X E 1 == 0 on S, and n X oE == 0 on S, the variation in k o will be zero. Subject to these conditions we
396
FIELD THEORY OF GUIDED WAVES
obtain the following variational expression for kij by choosing E1 == E:
fff V' E·V' EdV _ fffKE.EdV X
k2
X
_ _v
o-
(175)
v
The trial function Eo to be used in this equation must be chosen so that n X Eo == 0 on S. It should also satisfy the condition
in order that spurious solutions for k 0 do not occur. This point will be discussed in greater detail later on. If the approximating function is chosen as a finite series of trial functions such as N
Eo == LCnEn n=l
then enforcing the stationary condition will lead to a system of N homogeneous equations for the unknown coefficients C n- In order to obtain a solution the determinant of the system of equations is equated to zero and this will determine N roots or values for kij. These different values correspond to the eigenvalues for N different cavity modes. When the proper boundary conditions are imposed unique solutions are obtained when analytic functions are used. However, in numerical solutions, such as those obtained using the method of finite differences or finite elements, the boundary conditions are enforced at a finite number of discrete points only. This approximate satisfaction of the boundary conditions is not sufficient to guarantee unique solutions. For many cavities with complex shapes it is very difficult to find trial functions En that satisfy the boundary condition n X En == 0 on S. Consequently, one must evaluate the variational expression (170) numerically. The numerical evaluation of a functional that is required to be stationary for the correct field solution is called the method of finite elements. We will illustrate the basic procedure by considering the numerical solution for the cubical cavity shown in Fig. 5.17(a). The cavity is of unit length on all sides. We will look for a solution for the mode where E; has fourfold symmetry. The analytic solution for E z is E z == sin
1rX
sin 1ry cos
1rZ
and kij == 31r 2 so k o == 5.44. For the numerical solution we will assume that we know the dependence but not the dependence on x and y. Thus we assume that
z
Ex == F(x, y) sin 1rZ E;
== G(x, y) sin 1rZ
E z == H(x, y)cos
1rZ.
The cross section of the cavity is divided into nine cells as shown in Fig. 5.17(b). The
397
WAVEGUIDES AND CAVITIES y
z
t 1
2
3
4 ~x
x
(b)
(a) e -F, G, -H
F, -G,
-tt»
i
r
JI
~----- F, G, H I
~
Magnetic wall h = '/2
h
e -F, G, H
e F, -G, H
(c)
Fig. 5.17. (a) Cubical cavity. (b) Mesh for numerical solution. (c) Image nodes.
components of E at the ith node are represented by F i, G i, and Hi. The numerical evaluation of (175) then results in an equation of the form
LL{[aijFiFj +bijGiG j +cijHiHj +dijFiGj i
j
+eijFiHj +fijGiHj] -k6[gu F; +huG; + kuH;lOij } == 0
(176)
oij
1 if i == j as we will show later on. The aij, bi], etc., are known parameters and and equals zero otherwise. The partial derivatives a/aFi, ajaG i , ajaHi are now set equal to zero. This gives a set of linear equations that has a solution only if the determinant vanishes, which is possible only for certain values of These values give the resonant frequencies. The condition \7. E == 0 would place a constraint on the relationship among the F i, G i s Hi at each node. No such constraint is imposed in arriving at (176) from a direct numerical implementation of (175) and consequently spurious solutions with \7. E =1= 0 arise. Numerical solutions with \7 X E =1= 0 and \7. E =1= 0 produce incorrect eigenvalues (nonphysical solutions). For a system with N nodes there are 3N unknowns and 3N solutions for If the
k5.
k5.
398
FIELD THEORY OF GUIDED WAVES
condition \7. E == 0 is imposed only 2N unknowns remain and at least N spurious solutions are eliminated. For the present problem, taking the assumed symmetry into account, we will obtain the values for the field components at the image nodes that are shown in Fig. 5.17(c). We need to evaluate
\7x E==ax (8E z _ 8E y
8y
8z
)
+ay (8E x _ 8E z ) +a (8E y 8z 8x z 8x
_
8E x ) 8y
numerically and proceed as follows. We approximate the fields by second-degree polynomials with the origin chosen at the node point; thus
The sin 7rZ and cos 7rZ functions have been denoted by Sand C. The quantity \7 X E is readily evaluated and then used in (175) to obtain
The partial derivatives are now equated to zero. The vanishing of the determinant of the resultant set of linear equations gives
The first root k5 == 7r2 +21 gives k o == 5.556 which is about 2% larger than the correct value of 5.44. The other two roots are spurious ones. Their values are 5.734 and 1.998 for ko. The condition \7. E == 0 cannot be imposed over the whole square because of the chosen dependence of E on x, y, z. If we impose this condition at the node point it gives H == (4/7r)(G -F) .. With this constraint we can eliminate H. The resultant pair of equations gives rise to the following eigenvalue equation:
One root is the same as that obtained before, k o == 5.556. The spurious root is k o == 5.718 which is quite close to one of the previous spurious roots. The low-frequency root at k o == 1.998 has been eliminated. The problem of spurious modes also exists in the numerical solution of waveguide problems. Various techniques have been proposed to reduce the number of spurious modes that occur but a theory giving the necessary and sufficient conditions for eliminating all spurious modes is not available [5.11]. In a homogeneously filled cavity where \7·E == 0 we can add - \7\7·E to (169a) to get \7 X \7 X E - \7\7. E - k~KE == 0
or
399
WAVEGUIDES AND CAVITIES
kfi is
For this equation the resultant variational expression for
(177)
When the functional IV X EI2 + IV-EI 2 - KkfilEI 2 is used it is found that for the numerical solution described earlier both of the spurious roots are eliminated. However, the solution for kij is now 24 - 11"2 so k o = 5.82. The approximation is poorer because the trial function is more constrained. The derivation of (177) is given below. We begin with the equation
v
x Vx E-VV-E-k2E=O
(178)
and scalar multiply by E 1 and integrate over the cavity volume to obtain
Consider now the variation in k 2 due to a variation oE in E.
ok2fflEoEldV= Iff(E1oVX v x oE-EloVVooE-k2ElooE)dV. v
v
We now use
V-(E 1 V-oE) - V-(oE V-EI) = Er- VV-oE - oE-VV-E t • We then find, upon using the divergence theorem, that
ok211lEoEldV= III oEo[Vx Vx E v v + fj }n x se- V x E
2EtldV
1-VVoE1 - k
1 -
n
X
E1° V
X
oE
+ n-EI V-oE -'- n-oE V-Et]dS. If we choose E, to be a solution of (178) and such that V- E I = 0 on S and to also satisfy the boundary condition n X E I = 0 on S, then the variation in k 2 will vanish for an arbitrary oE that satisfies n X oE = V- oE = 0 on S.
400
FIELD THEORY OF GUIDED WAVES
We can rewrite the equation
k2JJj EtoEdV = JJj(Et oV' X V' X E v
Eto V'V'oE)dV
v
as
k2jjjEtoEdV= jjj(V' X Et°V'x v
E+V'oEV'oEt)dV
If
v
+
If we identify E 1 with E for which n k 2 is
X
E == V·E == 0 on S, then a stationary expression for
jJJ(IV' X k2
==
_v
/n X Eto V' X E - noEt V'oE)dS.
Ef + lV'oEI 2)dV _
JJjlEI 2dV v
which is (177) with Kkfi == k 2 • For this expression the variation in k 2 due to a variation oE in E is
~Ok2[KEoEdV= [oEo[V'X
V x
E-V'V'oE-k 2E]dV +If/nx
ss.v X E+nooEV'oE)dS.
This shows that ok 2 == 0 provided n X oE == 0 on S and either V· E == 0 on S or n- oE == 0 on S. The condition n·oE == 0 on S would be difficult to enforce for a trial function since it is equivalent to knowing the correct value of n-E on S. Consequently, the field E needs to be subjected to the two boundary conditions n X E == 0 and V· E == 0 on S. The correct field does satisfy the condition V· E == 0 on S so the trial function Eo only needs to satisfy the condition n X Eo == 0 on S which will then make n X oE == 0 on S.
5.12.
CAVITY PERTURBATION THEORY
Consider a cavity resonating in the nth mode and which contains a small object which can be a dielectric, magnetizable, or conducting object. The object is considered to be so small that it perturbs the resonant frequency of the nth mode by only a few percent. Such a small object can be characterized by its electric and magnetic dipole moments according to M where am, we have
ae
==am·H,
P == €oae·E
are the polarizability tensors for the object. For a dielectric sphere of radius
am == 0,
_
ae
3 K -
1-
== 41rQ k + 2I
Q
401
WAVEGUIDES AND CAVITIES
while for a perfectly conducting sphere
The polarizability tensors for other objects will be given in Chapter 12. The dipole moments of small objects are equivalent to current elements according to the relationships
J, == jwP Jm
== jwp.oM.
The field scattered into the cavity by the induced dipole moments of the object can be found using (173). Thus E == enEn, H == hnH n where
Now use M == hntim-Hn, P == enfotie-En. We then obtain a pair of homogeneous equations for en and h ; which will have a solution only if the determinant is zero. Setting the determinant equal to zero gives (self-consistent solution)
where 0 = (1 - j)IQn' ~e == En-tie-En, ~m in kfi with a solution given by
k~
k~ -
(2
== Hn-tim-H n. This is a quadratic equation
+ 20 + ~e + ~m + ~e~m) ± J(~e + ~m)2 + ~e~m(~e~m + 2~e + 2~m + 40) 2(1 + 0 + ~m)(1 + 0 + ~e) (179)
If we use the binomial expansion and keep first-order terms only then and
k o :::::i k;
(1 _0 + ~; + ~m
) •
(180)
The perturbation terms ~e and ~m are of order ~ V IV where ~ V is the volume of the object and V is the cavity volume. Thus the change in the resonant frequency is also of order ~ V IV. Of course the object could be placed where En or H, is zero in which case ~e or ~ m will vanish to first order. When the object is a small lossy dielectric sphere
K-l)
I-j 3E ko = kn ( 1 - 2Q- - 21ro n - E n - n
K
+2
.
402
FIELD THEORY OF GUIDED WAVES
When we use ko = k
K
=
1
n[
K' -
1 - -- 2Qn
j
K"
21r0
we obtain 3
E ·E n n
(
K' - 1)( K' + 2) + (K")
2
{K' + 2)2 + (K,,)2
i(
3K")] .
3E·E 1 +- -+271'a -----
n n(K' + 2)2 + (K")2
2 Qn
In this formula En is the normalized cavity electric field at the location of the center of the sphere when the sphere is absent. The loaded Q of the cavity is
where Qd
(K' + 2)2 + {K")2 = 211"0 3En • En (2K' + l)K"
·
By measuring the change in resonant frequency and Q when the sample is inserted into the cavity the complex dielectric constant can be calculated. REFERENCES AND BIBLIOGRAPHY
[5.1] J. Allison and F. A. Benson, "Surface roughness and attenuation of precision drawn, chemically polished, electropolished, electroplated and electroformed waveguides," Proc. lEE (London), vol. 102, part B, pp. 251-259, 1955. [5.2] J. A. Stratton, Electromagnetic Theory. New York, NY: McGraw-Hill Book Company, Inc., 1941, sects. 9.15-9.18. [5.3] V. M. Papadopoulos, "Propagation of electromagnetic waves in cylindrical waveguides with imperfectly conducting walls," Quart. J. Mech. Appl. Math., vol. 7, pp. 325-334, 1954. [5.4] J. J. Gustincic, "A general power loss method for attenuation of cavities and waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-ll, pp. 83-87, 1963. [5.5] S. E. Miller, "Waveguide as a communication medium," Bell Syst. Tech. J., vol. 33, pp. 1209-1265, Nov. 1954. [5.6] H. E. M. Barlow and E. G. Effemey, "Propagation characteristics of low loss tubular waveguides," Proc. lEE (London), vol. 104, part B, pp. 254-260, May 1957. [5.7] A. Weissftoch, "Bin transformationssatz verlustose vierpole und sein anwendung auf die experimentelle untersuchung van dezimeter- und zentimeterwellen-schaltungen," Hochfreq. Elektroakust., vol. 60, pp. 67-73, Sept. 1942. [5.8] E. Feenberg, "The relation between nodal position and standing-wave ratio in a composite transmission system," J. Appl. Phys., vol. 17, pp. 530-532, 1946. [5..9] E. L. Ginzton, Microwave Measurements. New York, NY: McGraw-Hill Book Company, Inc., 1957, sect. 5.8. [5.10] R. E. Collin, "Determination of equivalentcircuit parameters," IRE Trans. Microwave Theory Tech., vol. MTT-5, pp. 266-267, Oct. 1957. [5.11] J. B. Davies, F. A. Fernandez, and G. Y. Philippou, "Finite element analysis of all modes in cavities with circular symmetry," IEEE Trans. Microwave Theory Tech., vol. MTT-30, pp. 1975-1980, Nov. 1982.
General References on Waveguides [5.12] S. Ramo, J. R. Whinnery, and T. Van Duzer, Fields and Waves in Modern Radio. New York, NY: John Wiley & Sons, Inc., 1984. [5.13] G. Southworth, Principles and Application of Waveguide Transmission. Princeton, NJ: D. Van Nostrand Company, Inc., 1950. [5.14] R. F. Harrington, Time Harmonic Electromagnetic Fields. New York, NY: McGraw-Hill Book Company, Inc., 1961.
WAVEGUIDES AND CAVITIES [5.15] R. E. Collin, Foundations for Microwave Engineering. Inc., 1965.
403 New York, NY: McGraw-Hill Book Company,
The following papers are largely of historical interest now, but nevertheless contain a good deal of the fundamental theory and principles of waveguides: [5.16] Lord Rayleigh, "On the passage of electric waves through tubes, or the vibration of dielectric cylinders," Phil. Mag., vol. 43, pp. 125-132, Feb. 1897. [5.17] J. R. Carson, S. P. Mead, and S. A. Schelkunoff, "Hyper-frequency waveguides: Mathematical theory," Bell Syst. Tech. J., vol. 15, pp. 310-333, Apr. 1936. [5.18] G. Southworth, "Hyper-frequency waveguides: General considerations and experimental results," Bell Syst, Tech. J., vol. 15, pp. 284-309, Apr. 1936. [5.19] W. L. Barrow, "Transmission of electromagnetic waves in hollow tubes of metal," Proc. IRE, vol. 24, pp. 1298-1328, Oct. 1936. Attenuation in Waveguides [5.20] S. Kuhn, "Calculation of attenuation in waveguides," Proc. lEE (London), vol. 93, part IlIA, pp. 663-678, 1946. [5.21] A. E. Karbowiak, "Theory of imperfect waveguides, the effect of wall impedance," Proc. lEE (London), vol. 102, part B, pp. 698-707, 1955. [5.22] P. N. Butcher, "A new treatment of lossy periodic waveguides," Proc. lEE (London), vol. 103, part B, pp. 301-306, 1956. Mode Completeness and Green's Functions [5.23] G. M. Roe, "Normal modes in the theory of waveguides," Phys. Rev., vol. 69, p. 255, Mar. 1946. [5.24] J. Van Bladel, "Expandability of a waveguide field in terms of normal modes," J. Appl. Phys., vol. 22, pp. 68-69, Jan. 1951. [5.25] J. Van Bladel, "Field expandability in normal modes for a multilayered rectangular or circular waveguide," J. Franklin Inst., vol. 253, pp. 313-321, 1952. [5.26] J. J. Freeman, "The field generated by an arbitrary current within a waveguide," J. Res. Nat. Bur. Stand., vol. 44, pp. 193-198, Feb. 1950. [5.27] C. T. Tai, Dyadic Green's Functions in Electromagnetic Theory. Scranton, PA: Intext Educational Publishers, 1971. [5.28] C. T. Tai, "On the eigenfunction expansion of dyadic Green's functions," Proc. IEEE, vol. 61, pp. 480-481, 1973. [5.29] R. E. Collin, "On the incompleteness of E and H modes in waveguides," Can. J. Phys., vol. 51, pp. 1135-1140, 1973. [5.30] H. J. Butterweck, "Ueber die Anregung Elektromagnetischer Wellenleiter" ("On the excitation of electromagnetic waveguides"), Arch. Elek. Ubertragung., vol. 16, pp. 498-552, 1962. [5.31] R. E. Collin, "Electromagnetic potentials and field expansions for plasma radiation in waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-13, pp. 413-420, 1965. Transmission-Line Analogy and Equivalent Circuits [5.32] N. Marcuvitz, Waveguide Handbook, vol. 10 of MIT Rad. Lab. Series. New York, NY: McGraw-Hill Book Company, Inc., 1951. [5.33] C. G. Montgomery, R. H. Dicke, and E. M. Purcell, Principles of Microwave Circuits, vol. 8 of MIT Rad. Lab. Series. New York, NY: McGraw-Hill Book Company, Inc., 1948. Variational Methods [5.34] R. M. Soria and T. J. Higgins, "A critical study of variational and finitedifferencemethods for calculatingthe operating characteristics of waveguides and other electromagnetic devices," Proc. Nat. Electronics Conf., vol. 3, pp. 670-679, 1947. [5.35] D. S. Jones, Methods in Electromagnetic Wave Propagation. Oxford: Clarendon Press, 1979. [5.36] K. Kurokawa, "Electromagnetic waves in waveguides with wall impedance," IEEE Trans. Microwave Theory Tech., vol. MTT-I0, pp. 314-320, 1962. [5.37] K. Morishita and N. Kumagai, "Unified approach to the derivation of variational expressions for electromagnetic fields," IEEE Trans. Microwave Theory Tech., vol. MTT-25, pp. 34-40, 1977. [5.38] L. Cairo and T. Kahan, Variational Techniques in Electromagnetism. New York, NY: Gordon and Breach, 1965.
404 [5.39]
FIELD THEORY OF GUIDED WAVES A. D. Berk, "Variational principles for electromagnetic resonator and waveguides," IRE Trans. Antennas
Propagat., vol. AP-4, pp. 104-111, 1956. Electromagnetic Cavities (In addition to the references listed below, see [5.15].) [5.40]
C. T. Tai and P. Rozenfeld, "Different representations of dyadic Green's functions for a rectangular cavity,"
[5.41]
IEEE Trans. Microwave Theory Tech., vol. MTT-24, pp. 597-601, 1976. K. Kurokawa, "The expansions of electromagnetic fields in cavities," IRE Trans. Microwave Theory Tech.,
[5.42] [5.43]
[5.44] [5.45] [5.46]
vol. MTT -6, pp. 178-187, 1958. Y. Rahmat-Samii, "On the question of computation of the dyadic Green's function at the source region in waveguides and cavities," IEEE Trans. Microwave Theory Tech., vol. MTT-23, pp. 762-765, 1975. M. Kisliuk, "The dyadic Green's functions for cylindrical waveguides and cavities," IEEE Trans. Microwave Theory Tech., vol. MTT -28, pp. 894-898, 1980. (In this paper the complete splitting of the dyadic Green's functions into the longitudinal and transverse parts is not achieved since the eigenfunction expansion method is not used.) M. Bressan and G. Conciauro, "Singularity extraction for cylindrical waveguides and cavities," IEEE Trans. Microwave Theory Tech., vol. MTT-33, pp. 407-414, 1985. R. E. Collin, "Dyadic Green's function expansions in spherical coordinates," Electromagnetics, vol. 6, pp. 183-207, 1986. G. Goubau, Electromagnetic Waveguides and Cavities. New York, NY: Pergamon Press, 1961.
PROBLEMS
5.1. Show that the following integral expression is a stationary expression for the cutoff wavenumber k c; that is, show that the first variation in k; is zero for arbitrary first-order variations in l/;, subject to the boundary constraints that the variation in l/; vanishes on the perfectly conducting guide wall for E modes, and that the variation in 8l/;18n vanishes on the boundary for H modes.
JJ
'illY,· 'ilddS
k~ = -S-1-j-l/;-2d-Ss The integration is over the guide cross section. 5.2. Show that, by a conformal transformation of the guide cross section, say W = u wave equation for l/; becomes 2l/;
2l/;
2k 2 8u 2 + 88v 2 +h c ."'Y
8
h h were =
= 0
IdF dZ 1-
+ jv
= F(x
+ jy),
the
1
The transformation W = In Z maps a circular guide in the Z plane into an infinitely wide rectangular guide in the uv plane. 5.3. Derive the orthogonality relation Etn X H7m -as = 0 given in (25). HINT: Begin with the expression En· \7 X H~ + E~ · \7 X H, and the similar one with the roles of E and H interchanged. 5.4. Show that, in a rectangular guide lined with a thin resistance sheet at the wall x = a (see Fig. P5.4), the
lIs
r
b1
LResistance She:t a Fig. P5.4.
X
405
WAVEGUIDES AND CAVITIES propagation constants for the H nO modes are given by a solution of the equations and where
(J
is the conductivity of the resistance sheet.
5.5. Show that (49) gives (38) and (39) for the attenuation of nondegenerate E and H modes. Note that where a z
X en
= Znhn.
5.6. Derive the expressions for attenuation given in Tables 5.2 and 5.5. 5.7. Use the method of expansion in normal modes to derive the Green's function for Hno modes [Eq. (74)] in a rectangular guide. 5.8. Find the Green's function representing the E modes excited by an axial current element azo(x - x')o(y y')o(z - z'). Use the method of solving for the vector potential function A z first. Note that the second derivative with respect to Z will generate a delta function term. 5.9. Find the position and orientation of two small loops in a rectangular guide which will radiate in one direction only. Assume that only the H IO mode can propagate. The two loops are to be located in the same transverse plane. The loop currents are I and I e'", Specify the required value of the phase angle 8 also. 5.10. Complete the integration over w in (88) to obtain the mode expansion of the dyadic Green's function for the rectangular waveguide. Verify your solution by finding the dyadic Green's function using (87). See also Problems 5.12 and 5.14. 5.11. Find the reflection and transmission coefficients for the transmission-line circuit illustrated in Fig. P5.11. Prove the relation T 12Z 1 = T 21Z 2.
Fig. P5.11.
5.12. (a) Combine the N n and L, contributions to in the form
Ge
where p~ = [n1rla]2 + [m1rIb]2. (b) Combine the second group of terms involving V t contribution to Ge is
in (88) and show that their contribution can be expressed
V: with the M
n
contributions and show that the combined
1
1 -jw(z-z') 00 00 €On€Om [ ( 2 a2 ) 2 a 00 2'l1"k5 _ooe ~~ Qb axax k o + 8x2 +ayay ( k o + 8y22 ) 2 2 mxy nxx' mxy' a ] cos -nxx cos - cos - - cos - + aXa y -a- , +aya X--, a b a b ayax axay
dw
406
FIELD THEORY OF GUIDED WAVES
(c) Show that
where l;" = imt: /b)2 + w2
-
k5. Note that d 2g dx
-2
,
2
= -o(x -x ) -lmg·
(d) In Part (b) show that the term involving the second derivative with respect to x will have one term which is a delta function term
8 x8x -
1
00
-2
~~
/ -00
L
0 0 ,
mxy
fOm
mxy
-b cos -b- cos -b- e
_ ·w z-z' J (
,
,
)[-o(x -x )]dw =
o(r - r )
-8x8x -
m=O
- 2-
~
·
5.13. Find the dyadic Green's function (corresponding to the vector potential from a unit current source) which is a solution of the equation
and satisfies the boundary conditions n·(V X G) = 0, V.G = 0, in a rectangular guide. The solution may be constructed from the three components of the vector potential A, where V2 Ai + k 2 Ai = -p,8iO(X - x')o(y y')o(z - z'), i = x, y, z. The required Green's dyadic function is p,G = 8 x8x A x + 8 y8yA y + 8 z8z A z . Note that G is a symmetric dyadic, so that G·J = JoG and also G(x, ... Ix', ...) =G(x', ... Ix, . . .). Answer:
5.14. Since p,G in Problem 5.13 corresponds to a vector potential, the electric field E from an arbitrary current source is given by E(x,
W
y, z) = - :2 P.
JJJ(k2+
\7\7.)G(x,
y, zlx', v',
z').J(x',
v
= -jwp.
JJJ
G\(x, y, zlx',
v', z')·J(x', v', z')dV'
v
where
- = ( 1)-
G1
1 + k 2 VV·
",
G(x, y, z Ix , y , z )
v', z')dV'
WAVEGUIDES AND CAVITIES
407
and is the dyadic Green's function which satisfies the same equation as E. Show that
G1 is a solution of the equation
v X V X Gl - k 2G1 = io(x - x')o(y - y')o(z - z') by using the vector identity V X V X = VV· - V2 . Also show that G1 satisfies the boundary condition n X on the guide wall. By direct differentiation of the result given in Problem 5.13, show that
G1 = 0
VV.G(x, y, zlx', v', z') = g(x, y, zlx', r', z') where
g is a dyadic with the property
g(x, y, zlx', v', z') = gt(x', v', z'lx, y, z) in which the subscript t means the transposed dyadic; i.e., replace gxy by gyx, etc. Thus the expression for the electric field may also be written as
E(x. Y. z)
= -jwp.
JJJ
J(x' •... ).G\(x'.
r', z'lx. Y. aav'
v but not as
- jwp.
JJJ
J(x' •...).G\(x. Y. zlx'.
v', z')dV'
v in general. 5.15. For a cavity, show that when a current source J has zero divergence, i.e., V·J = 0, the coupling to the L, modes is zero. HINT: Consider the integral
JJJ
J·V
v and use V· (J <.I» = <.I> \7 •J + J · \7 <.I>. The result is valid only if n- J = 0 on the boundary So of the volume V o that contains J. 5.16. (a) By summing the Bessel function series show that the contribution to Ge in a spherical cavity from the L, modes is given by (see Problem 2.24)
-=L
GeL
n.m,e,o
1r
,
m
m
,
cos
-2--\7\7 P n (COS 8)P n (COS 8) . 2k oQnm SIn
cos
,
me/> . me/> (2 SIn
f~
1) n
n+ a
(b) Show that the M n function contribution is
kojn(kof <)Un(koa)Yn(kof» - jn(kOf»Yn(koa)] jn(koa)
408
FIELD THEORY OF GUIDED WAVES (c) Show that the N n contribution is (see Problem 2.26)
- eN G
= "L...J 2n(2n +1r I)Qnm [ (\7
X \7 X
a, )(\7
X \7
x a,' )rr ,
n.rn.e ;o
cos mocos , me'] SIn SIn
. P'[tco« O)P':(cos 0') .
. {k6j n(k or <){Yn(kor>)[ajn(koa)]' - jn(kor>)[aYn(koa)]'} [koajn(koa)]'
n
r<
(n
::1 }
+ 1) r>~:1 + n a
+ an --(n-+-l-)-(2-n-+-l-)-
.
Note that the second series consists of zero-frequency or static-like modes. 5.17. In Problem 5. 16(a) show that the a 2 jar ar' operator in the a,a,' term in the L n contribution produces a delta function term
I: 2k oQnm 7r
- 2 - - a, a'
m cos m cos ,o(r - r') P n . m(j)Pn . m(j) - - 2 -
SIn
n.ra.e ;o
r
SIn
1 ko
,
= -2"a,a,o(r - r).
5.18. In Problem 5.16(c) show that the N n mode contribution has two canceling delta function terms coming from the a 2 jarar' operation. For this proof you will need to use the Wronskian relation jnY~ - Ynj~ = (k or)-2. Show also that the static-like terms in the N n contribution cancel the L, terms and that Ge can be expressed in terms of contributions only from the Nn and M n modes plus the delta function term given in Problem 5.17. Thus
where j stands for a particular combination of n, m, e,
Mju(r)
koNju(r)
= \7 x
0
and cos
{jn(kOr),
r < r'
SIn
Zn(kor),
r > r'
a,korP':(cos 0) . m(j)
= \7 x \7 X
cos
a,korP':(cos 0) . m(j)
SIn
{jn(kor), wn(kor),
r < r' r > r'
The functions of t' are the same with 0, (j), r replaced by 0', (j)', r' throughout. The (J indicator specifies which radial function to use for r > r' and r < r' according to the rules given above. 5.19. For the field that satisfies (162) and the boundary condition (163) show that the expression (164) is zero. HINT: Integrate the \7 X H· \7 X H term by parts. 5.20. Consider a cylindrical cavity of radius b and height H that is excited with the TEolO mode having
409
WAVEGUIDES AND CAVITIES
A small dielectric sphere of radius a is placed on the axis inside the cavity. Derive a formula for the change in resonant frequency. C is a constant. 5.21. In a rectangular cavity like that illustrated in Fig. 5.16(a) a current distribution given by
J
= azo(z - z') sin (1rX la) sin (1rY Ib)
exists. Find the spectrum of En, F n s H n , and G n modes that are excited. HINT: Use (167) to find the expansion coefficients. Assume that Zm = o. 5.22. The cavity in Problem 5.21 is excited by a small circular aperture located in the center of the z = c wall. The aperture field is equivalent to an electric dipole source - Poazo(x - a12)o(y - b 12) and a magnetic dipole source Moaxo(x -aI2)o(y -bI2). Find the expansion coefficients en, In, h n , and gn. HINT: Note the following relations between current elements and dipole sources:
jWPe = J, jW/LoM = Jmo
5.23. For a cavity with an aperture, but otherwise perfectly conducting walls, show that the equation for the coefficient g n [see (172c)] is jW/Logn =
fI s n
X
E·Gn dS
where n X E is the tangential electric field in the aperture. Assume that n X E is equivalent to a magnetic current - J m in the aperture and that on the outside of this magnetic current sheet the aperture is closed by a perfectly conducting wall. Show that now
reduces in the limit of a current sheet to the previous formula. 5.24. Consider a cavity with an aperture in which n X E and n X H are not zero. The cavity walls are perfectly conducting. Show that the equations for the mode amplitude coefficients are
knen + jW/Loh n = -
JJ
n X E.Hn dS
Sa
In =0
jW/Logn = -
JJ
n X E·Gn dS
Sa
where Sa is the aperture surface. Note the absence of any contribution from n X H. 5.25. Consider a short-circuited coaxial transmission line with inner radius a, outer radius b, short circuit at Z = d, and an input plane at z = O. On the input plane the impressed electric field is E, = Va, 1r In (b 1a). Find the circularly symmetric field modes H n , G n that satisfy the boundary conditions n-H, = n.G n = 0 on all surfaces including the input plane. The H, can be generated from the scalar functions \liMn and \liNn. The modes needed for this problem can be found from unnormalized functions given by
\liMn = In r cos (n1rZId),
FIELD THEORY OF GUIDED WAVES
410
Show that
nxz
1
H, = a cP - - - - cos - , rJ1rd In (b/a) d
n = 1, 2,3 ....
Show that a Go mode also exists and is given by
Go =
1
rJ21rd In (b fa)
acP •
Note that k n = nx ld and that for n = 0, k; = O. Thus the U o mode is the same as the Go mode when properly normalized. Only one needs to be included. Find ~~ expansion coefficients b« and go and then find the input current on the center conductor. Show that lin
Yin
-2jw
= V = !J.O(W 2 - w~)d
j - w!J.od
[L r OO
- --j
- wp.od
1+
2
n=!
1-
(:o~
]
= -jYocotkod
where k o = wy'iiO€O, Yo = Jeo/!J.o. If the Go function or zero-frequency eigenfunction U o had not been included the correct result for Yin would not have been obtained. (K. Kurokawa, "The expansions of electromagnetic fields in cavities," IRE Trans. Microwave Theory Tech., vol. MTT-6, pp. 178-187, 1958.) 5.26. Consider a spherical cavity of radius a. A current element a,I is located on the polar axis (z axis) at r = a. Find the field excited in the cavity in terms of the N j o modes in Problem 5.18. Also find the excited field using the modes En and F n- Show that the two results are the same.
6
Inhomogeneously Filled Waveguides and Dielectric Resonators Waveguides partially filled with dielectric slabs find application in a variety of waveguide components such as phase changers, matching transformers, and quarter-wave plates. The first few sections of this chapter will be devoted to an examination of some of the basic properties of inhomogeneously filled waveguides. It will be assumed that the dielectric loss is very small and may be neglected. When this assumption is not valid, the solution may be obtained by replacing the permittivity € by €( 1 - j tan 0/) in the solutions for the lossless case. Some of the properties of guides loaded with ferrite material will be discussed in the latter part of the chapter. The development of optical frequency sources such as lasers has resulted in widespread use of dielectric waveguides known as optical fibers. These generally consist of a circular core, often with a radially varying dielectric constant, surrounded by a cladding of dielectric material. An extensive body of literature dealing with optical fibers exists, including several books. Space does not permit a treatment of this type of wave-guiding medium although some of the analytical methods that we will discuss are applicable to the analysis of optical fibers. For some millimeter wave applications, as well as for optical devices, a variety of dielectrictype waveguides have been investigated. For open boundary structures, the guided modes are surface waves which will be discussed in a more complete manner in Chapter 11. The surface wave is bound to the dielectric guide and its field decays exponentially away from the surface. As a consequence, this type of waveguide can be enclosed in a metallic waveguide having a much larger cross section without significant perturbation of the surface wave modes. Some of the more important techniques suitable for the analysis of this type of waveguide will be outlined in this chapter. Very high dielectric constant materials with low loss have been developed and are finding increasing use as resonator elements in microwave circuits. A dielectric resonator made of material with a dielectric constant of 100 or more is about l/lOth of the size of a conventional cavity resonator and for this reason is an attractive alternative. The field is confined primarily to the interior of the dielectric so the radiation loss is quite small. Quality factors of several hundred can be obtained so these resonators are useful for a variety of applications. The last part of the chapter will give an introductory treatment of dielectric resonators.
6.1.
DIELECTRIC-SLAB-LoADED RECTANGULAR GUIDES
Figure 6.1 illustrates the cross-sectional view of several typical slab-loaded rectangular waveguides. For the configurations in (a)-(d) it is a relatively simple task to find the expressions for the eigenfunctions and propagation constants. The general case illustrated in Fig. 6.1 (e) cannot be solved in closed form even if the cross section of the dielectric slab is rec411
412
FIELD THEORY OF GUIDED WAVES
(a)
(b)
(d)
L
(c)
x
(e)
Fig. 6.1. Dielectric-slab-loaded rectangular guides. (a) Dielectric slab along side wall of a waveguide. (b) Centered dielectric slab in a waveguide. (c) Dielectric slab along bottom wall of a waveguide. (d) Dielectric slab centered between upper and lower walls of a waveguide. (e) Dielectric rod with an arbitrary cross-section in a waveguide.
tangular. When the guide is loaded with two or more slabs, the solution becomes difficult to handle because of the involved transcendental equations which occur for the determination of the eigenvalues. In such cases a perturbation or variational technique may be employed to advantage. One such technique, the Rayleigh-Ritz method, will be discussed in a later section. The normal modes of propagation for guides loaded with dielectric slabs as in Fig. 6.1 are not, in general, either E or H modes, but combinations of anE and an H mode. An exception is the case of H nO modes with the electric field parallel to the slab and no variation of the fields along the air-dielectric interface. For a rectangular guide terminated by a dielectric plug as in Fig. 6.2, it is readily found that the boundary conditions at the air-dielectric interface can be satisfied by E modes alone or H modes alone. The configurations illustrated in Fig. 6.1 are essentially the same, except that the air-dielectric interface lies in the xz or yz plane, instead of in the xy plane as in Fig. 6.2. This suggests that the basic modes of propagation for slab-loaded rectangular guides may be derived from magnetic and electric types of Hertzian potential functions, having single components directed normal to the air-dielectric interface. This is indeed the case, and the resultant modes may be classified as E or H modes with respect to the interface normal (x or y axis). From the magnetic Hertzian potential, we obtain the solution for a mode that has no component of electric field normal to the interface. The electric field thus lies in the longitudinal interface plane, and the mode is referred to as a longitudinalsection electric (LSE) mode. From the electric Hertzian potential, a mode with no magnetic field component normal to the interface is obtained. This mode is called a longitudinal-section magnetic (LSM) mode. As a first example we will consider the solution for an asymmetrically loaded guide as illustrated in Fig. 6.3. The thickness of the slab is t, and its relative dielectric constant is K.
LSE Modes For a magnetic-type Hertzian potential IIh fields are given by E
== -jwp.o \l
X
==
ax'if;h(x, y)e--Yz, the electric and magnetic
II h
H == \l X \l X IIh == K(x)k6II h + \l\l.nh
(la) (lb)
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
r
--
413
__B_ z
oX
Fig. 6.2. A dielectric plug in a rectangular waveguide.
y d
b
K
I·
a
·1
Fig. 6.3. Asymmetrical dielectric-slab-loaded guide.
and (lc) where K(X)
==
{
I,
O:::;X
K,
d s:»
<«.
Propagation along the guide may be assumed to be according to the exponential factor e-'Yz (or e'YZ ) and must be the same in the empty portion and dielectric-filled portion of the guide, if the boundary conditions at the interface are to be satisfied for all arbitrary values of z. A solution for l/;h which satisfies (1c) in the two regions of interest, and also gives an electric field whose tangential components vanish on the perfectly conducting guide walls, is readily found to be
A sin hx cos l/;h
==
{
m;y, m;y,
B sin l(a - x) cos
O:::;x:::;d d:::;x
<«
(2)
where 'Y
2
== 12 + (rn1r)2 b
-
2
Kk o == h
2
+ (m1r)2 .b - k2 o
(3)
and A and B are amplitude constants. The variation with y must be the same in both regions, in order to satisfy the boundary conditions for all y along the interface. The solution given in (22) is valid for all integer values of m. The ratio of the coefficients, the wavenumbers I, h, and propagation constant 'Y will be determined by the boundary conditions which must hold at x == d. From (la), it is found that E z == jW/loe-'Yz 8l/;h j8y, while H y == (8 21/;h jay 8x)e-'Yz .
414
FIELD THEORY OF GUIDED WAVES
In order for E z and H y to be continuous at the interface, the following conditions are imposed on the solution given by (2):
A sin hd == B sin It
(4a)
Ah cos hd == -BI cos It.
(4b)
By dividing (4a) by (4b), the transcendental equation
h tan It == -I tan hd
(5a)
is obtained, which together with the relation (5b) derivable from (3) determines an infinite number of solutions for the wavenumbers I and h. An examination of the expressions for the remaining field components shows that they satisfy the proper boundary conditions at the interface when E; and H y do. When I and h become large, they approach equality, and the nth solution to (5a) approaches nx]«; hence In and h n approach nx]« for large n. By eliminating the coefficient B by means of (4a), the solution for the nmth LSE mode may be written as
. h
Y;h, nme-'YnmZ == Anme-'YnmZ
SIn
nX
mxy cos -b-'
.
{ sm hnd . . I t sin SIn n
In(a -x)cos
O::;x::;d mxy -b-'
d s: x
<«
(6)
where A nm may be chosen arbitrarily. When m == 0, both E; and H y are zero, and the only field components present are H x, E y, and Hz. For this special case, the LSE mode degenerates into an H nO mode. The wave impedance measured in the x direction is given by (7)
The eigenvalue equation (5a) may be obtained directly by considering the equivalent circuit of the loaded guide in the transverse plane as illustrated in Fig. 6.4. By considering propagation to take place along the x direction, the equivalent transmission-line circuit is a junction of two lines with characteristic impedance proportional to the wave impedance (inversely proportional to the wavenumbers) in the two sections and short-circuited at the ends. The wavenumbers I and h are determined by the condition that the zero impedance load (short circuit) at x == a must transform into a zero impedance at x == O. By conventional transmission-line theory we find that the input impedance at x == d is j 1-1 tan It, and that at x == 0 is
z., = ! j/-l tan It + jh- 1 tan hd. h h -1 _1- 1 tan It tan hd
The condition that Zin should equal zero is found at once to be that given by (5a). This transverse-resonance procedure is useful for finding the eigenvalue equation for guides that are loaded with several dielectric slabs. The eigenvalue equation for LSE· modes for an inhomogeneously filled guide as illustrated
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
I'
Shortcircuit
d
'I
:
"I-
IZcai
415
Zcat I
Shortcircuit
Fig. 6.4. Transverse equivalent transmission-line circuit. y
t
I·
Fig. 6.5. Illustration for transverse resonance method.
in Fig. 6.5 will be determined by this transverse-resonance method. At x == X2, the input impedance is jh- l tan hd2 • At x == Xl, the input impedance looking to the right must be equal to the negative value of the input impedance seen at this point looking to the left. Hence, we get
ih:'
- J
tan
hd I
1 jn:' tan hd2 + n:' tan It - - ----------11- I - h - I tan hd 2 tan lt
which may be simplified to
h 2 tan It
+ hi
tan hd2
+ Ih tan hd l
_/
2
tan It tan hd l tan hd2 == O.
(8)
This equation together with (3) determines the allowed solutions for I, h, and 'Y. For the special case of a symmetrically placed slab, d I == d 2 == d, and our transverseresonance condition is equivalent to the condition that a short circuit should appear at the center of the slab for asymmetrical modes, and that an open circuit should appear at X == a /2 for symmetrical modes. The corresponding eigenvalue equations are, respectively, I tan hd
It
== -h tan "2
h cot hd == I tan
It
"2.
(9a) (9b)
These equations may be obtained from (8), but are more readily determined directly by using the appropriate transverse-resonance conditions given above. The symmetrical modes are those which have a symmetrical variation of E y with respect to X about the point X == a /2.
LSM Modes The LSM modes may be derived from an electric type of Hertzian potential of the form Il, == axt/le(x, y)e-I'Z, for the case of a guide inhomogeneously filled as in Fig. 6.3. The
416
FIELD THEORY OF GUIDED WAVES
equations determining the fields are
H == jWEoK(X)V' X TIe
(lOa)
E == V' X V' X TIe == K(x)k~TIe
+ V'V'.TI e
(lOb) (10c)
These equations are valid in each region over which K(X) is constant, but do not hold at the interface across which K(X) changes discontinuously. However, we may solve for the fields in each section and match the tangential components at the interface to obtain the solution valid for all x. Appropriate solutions for l/;e in each region, such that the tangential electric field will vanish on the guide boundary, are
l/;e
==
{
A cos hx sin m;y,
0 :S x :S d
B cos lea -x) sin m;y,
d :S x :S a.
(11)
The field component E z is proportional to 8l/;e/8x, while H; is proportional to K(X)l/;e in both regions. Continuity of these tangential field components at x == d imposes the following restriction on the solution given by (11):
Ah sin hd == -BI sin It
(12a)
A cos hd == KB cos It.
(12b)
Dividing (12a) by (12b) yields the eigenvalue equation
«h tan hd == -I tan It
(13)
which, together with the relation ,,2 - trnt:/ b)2 == h 2 - k5 == 12 - Kk5, determines the allowed values of h, I, and". Again an infinite number of discrete solutions exist, and both h n and In approach nx]« for large n. From (12), the ratio of the coefficients A and B may be found, and, when substituted into (11), completes the solution. For more general slab arrangements, the eigenvalue equation may be determined by the transverse-resonance method. It should be noted that the wave impedances in the x direction are proportional to h and I K- 1 in the empty and dielectric-loaded sections, respectively, for LSM modes. For rectangular guides loaded with dielectric slabs which fill the guide uniformly along the x direction, but discontinuously along the y direction, the field may be found from Hertzian potentials directed along the y axis.
Orthogonality of Modes The various orthogonality relations derived for the E and H modes in an empty guide in the preceding chapter are not all valid for the LSM and LSE modes in an inhomogeneously filled guide. However, the following orthogonality relation does hold:
JJE s
tn X
H tm • az dS
= 0,
n =I- m
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
417
Co Fig. 6.6. Cross section of a general inhomogeneously filled guide.
where E tn is the transverse electric field for the nth mode and Utm is the transverse magnetic field for the mth mode. If the two fields involved are for one LSE and one LSM mode, the above orthogonality property holds for n == m also, since these latter fields are independent nondegenerate solutions of Maxwell's equations. The above relation will be proved as a special case of a more general orthogonality property. Consider a general cylindrical guide, with perfectly conducting walls, and inhomogeneously filled, as in Fig. 6.6. Over each cross section A; , the medium filling that section is characterized by a general permittivity tensor f; and a permeability tensor ji;. In general, the modes cannot be classified as E, H, LSM, or LSE modes, but nevertheless an infinite number of discrete modes may exist. Let En, H, be the solution for the nth mode, and E~, U~ be the solution for the mth mode, with ji; and f; replaced by their transpose dyadics (ji;)t and (f;)t. Over each cross section, the curl equations for the fields are
V' X En == -jwji;-Un V' X E~ == -jw(ji;)t-U~
V' X H, ==jwf;-En V' X H~ ==jw(f;)t-E~.
By forming the dot products indicated below, we get
jW[E:n-f;-En - En-(E;)t-E:n - H:n-ji;-H n + Hn-(ji;)t-H:nl
== V'-(En
X H~
- E~
X
Hm)
== 0
since E~-E;-En == En-(f;)t-E:n, etc. Let the Z dependence of the fields En, H, and E:n, H~ be according to e-'Y nZ and e-'Y~z, respectively. The divergence relation now gives
Integrating over the cross section A; and converting the two-dimensional divergence integral to a contour integral gives
f
c(D X En·H:n - D X E:n.Hn) dl
The cross product n
= ('Yn + 'Y:n)
II
az ' (En X
a; - E:n X
H n ) dS.
Ai
I
X
En selects the component of En tangential to the bounding surface of
418
FIELD THEORY OF GUIDED WAVES
section Ai. The dot product with H~ subsequently selects only the tangential component of H~. The tangential components are continuous, and hence we may sum over all cross-sectional areas, and the contribution from all the interior contours C, will vanish since they are traversed twice, but in opposite senses. On the exterior contour, n X En and n X E~ vanish, and hence the total contour integral is zero. Thus we obtain the final result ("In
+"1:")
JJ az·(E
H~ - E~ X
n X
s
Hn)dS
= O.
(14)
This result is the general statement of the reciprocity principle for the electromagnetic field in a source-free guide bounded by perfectly conducting walls. For general media such as ferrites, which are characterized by nonsymmetrical tensors, the reciprocity principle involves fields which are solutions to the related problem, with media characterized by the transposed permittivity and permeability tensors. If a guide exhibits reflection symmetry with respect to the Z coordinate, then corresponding to the solutions En, H n; E~, H~ with transverse and longitudinal components Etn, Ezn; Htn, H zn and E;m' E~m; H;m' H~m' respectively, there exist solutions Etn, -Ezn; -H tn, H zn and E;m' -E~m; -H;m' H~m with eigenvalues -"In and -'YJ", respectively. This is just the definition of reflection symmetry. For guides of the above type, we obtain from (14) the result ("In
-'Y:,,)JJaz.(En
X
H~ +E~
X
Un)dS
=0
(15)
S
upon replacing the solution (H;m' H~m' 'YJ,,) by (-H;m' H~m' -'YJ,,). The combination of (14) and (15) gives
JJaz•Etn
X
U;m dS = 0
(16)
s
after canceling the factors "In +"1:", which is permissible when "In =1= ± "I:". Only the transverse field components enter into the triple scalar products in (14) and (15), the terms involving the longitudinal fields being orthogonal to 8 z . All uniform guides inhomogeneously filled with isotropic media have reflection symmetry. The same is true of guides filled with media that have transverse anisotropy only; for example, P,xz == p'zx == P,ZY == p'YZ == O. When the medium filling the guide is lossless, the following orthogonality relation is also valid:
JJaz.Etn
X
H7mdS
=0
(17)
s
where * denotes the complex conjugate value. 1 In the case of the inhomogeneously filled rectangular guide, the transverse electric fields for two different LSE modes are orthogonal. The same is true for the transverse magnetic fields and the longitudinal field components. 1 Much more complete discussions of general orthogonality properties of waveguides can be found in the book by Felsen and Marcuvitz [6.21].
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
419
For the LSM modes, none of these orthogonal properties hold. In place of these we have orthogonality with respect to a suitable weighting function, a topic to be considered in the next section. The orthogonality relations (14) and (16) for guides with reflection symmetry may be used to construct the dyadic Green's function outside the source region in terms of the waveguide modes as was done in Section 5.6. The solution has the same form as that given by (87) in Chapter 5 for waveguides with reflection symmetry. At the source region a delta function term - azazo(r - r')lk 2 should be added where k is the wavenumber in the region in which the source is located. This singularity occurs because in the mode expansion each term represents the radiation from a current sheet located in the z == z' plane. According to the source boundary condition given after (46) in Chapter 1 the normal electric field has a delta function singularity in the source region. The dyadic Green's function can also be constructed using the method of scattering superposition in the manner employed in Section 3.9. Another approach is to derive solutions for the vector and scalar potential functions and then express the fields in terms of these. In general, it is not possible to find a set of L, M, and N functions in which to expand the electric field since the electric field is not usually a pure solenoidal field outside the source region in an inhomogeneously filled waveguide.
6.2.
THE RAYLEIGH-RITZ METHOD
The Rayleigh-Ritz method is a systematic scheme for determining a finite set of approximate eigenfunctions and eigenvalues to a given differential equation and its boundary conditions. These are obtained by means of a variational integral, whose stationary values correspond to the true eigenvalues, when the true eigenfunctions are employed in the integrand. The details of this method will be developed in this section. As noted in the previous section, the equations for the LSM modes do not hold at the interface where K(X) changes discontinuously. For the LSE modes, both V;h and aV;h lax are continuous, and so the equations given for these modes are valid at the interface. To avoid the complications associated with a piecewise-continuous function K(X), we will assume that K(X) is continuous and specialize to the case of a discontinuous dielectric constant after the general equations have been derived. The theory will be developed for LSM modes, and only the final equations will be given for LSE modes. As a first step, we need to derive the differential equation for Il, == axV;ee-~z for a rectangular guide filled with a dielectric whose dielectric constant K == K(X) is a continuous function of x. Maxwell's equations in a source-free region are
Since 1-'0 is a constant \7 -H
\7 X H
== jw€oKE
(18a)
\7 X E
== -jwl-'oH
(18b)
\7-D
== 0
(18c)
\7-D
== 0 ==
\7-KE.
(18d)
== 0, so we may take (19)
Note that this equation differs from (lOa) by the absence of the factor K(X). From (18b) we
420
FIELD THEORY OF GUIDED WAVES
get \7 X E = k5 \7 X lIe, which integrates to
where
V'
X
H = jWf.O V'
V'
X
X
Il, = jWf.oK(x)E.
Expanding and substituting for E gives
\7 V'•Il, - \72IIe
= K(X)k5IIe + K(X) \7
Kk5IIe
+ \7K
Since V'.Il, and
which apart from an irrelevant constant integrates to K
= V'.TIe. Thus, the following equation (20)
The equation for E becomes E = k5TIe + \7(K- 1\7·IIe) = k~IIe
=
K -1
V'
+ \7. Il, \7K-1 + K- 1\7\7·IIe X
\7
X
(21)
TIe
when substitution from (20) is made. From (21) it is readily seen that \7·KE = 0, since the divergence of the curl of any vector is identically zero. If now it is assumed that Il, is of the form
TIe - aX'*'e(X) _;F,.
•
SIn
mtcy --yz
-b- e
we find that
2 d
-- -
K
-1
d« d
-
2 h 2);F,. + (k2 K 0 +,., '*'e
-- 0
or, equivalently, d 1 d
dx
K
dx
K
2
-h )
(22)
where h 2 has been written for imt: /b)2. In order that the tangential electric field derivable
421
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
from Il, shall vanish on the guide boundary at x boundary conditions
= 0,
difJ e
dx
== 0, a, the function
x==O,a.
The differential equation (22), together with the boundary conditions (23), constitutes what is known as a Sturm-Liouville system. Such a system has, among others, the following important properties: 1. An infinite number of eigenfunctions
'Y;
fa (ifJ
io
=
~ ~ difJen
em
dx
K
('Y~ - 'Y~)
dx
1°
_ ifJ ~ ~ difJem) en
dx
K
dx
dx
K-lifJemifJen dx
== (
_
dx
fa K- 1
io
K
dx
0
(d
(24)
upon integrating by parts once and using the boundary conditions (23). The eigenfunctions are thus seen to be orthogonal with respect to the weighting function K -1, since 'Y~ =1= 'Y~. The eigenfunctions may be normalized so that they form an orthonormal set, i.e., (25) where onm is the Kronecker delta which equals unity for n == m, and zero otherwise. An arbitrary piecewise-continuous function of x, say g(x), may be expanded into an infinite series of these eigenfunctions as follows: 00
g(x) == 2:an
(26a)
n=O
where an is determined by multiplying both sides by K- 1
422
FIELD THEORY OF GUIDED WAVES
Minimum Characterization of the Eigenvalues
1 Q
2
-y
K-
1
if?; dx =
l
Q
K-
1
[ (
~~e
°:S x :S a,
r-(
If (22) is multiplied by
we get
Kk 5- h 2 ) if?;] dx
(27)
by integrating by parts once. The integrated term vanishes by virtue of the boundary conditions on d
an == 0,
(28b)
n ==0,1,2, ... ,K -1.
Note that the Kth eigenfunction is the one labeled K - 1. Substituting into (27) gives
- 10fa
[
dId
+ K- I" (Kk o2 -
2
h )if?esif?en
]
d } X
•
(29)
The integrated term vanishes, and, substituting into (29) from the differential equation (22), we get 00
00
1'2l:a~ == l:a~l'~. n=K
(30)
n=K
If it is assumed that the eigenvalues have been arranged into a monotonically increasing < 1'~ < < 1'1, the result (30) may be written as sequence, so that 1'6 < l'f <
l'i
(31)
2Section A.ld.
423
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
°
since I'~ > 1'1 for all n > K. Only when all an == for n > K, that is, == eK, will 1'2 == 1'1. In general, the approximate eigenvalue is too large, that is, 1'2 is an upper bound on 1'1. Suitable functions to use for the extremization of (27) are the corresponding eigenfunctions for the empty guide. For the LSM modes these are
f n (X ) --
(
€On a
-
1/ 2
nxx a
cos - - ,
)
n == 0, 1, 2, ...
(32)
where €On == 1 for n == 0, and 2 otherwise.
The Approximate Eigenfunctions In many practical cases the true eigenfunctions are very complex, and there is considerable advantage in working with a finite set of approximate eigenfunctions instead. In constructing this set of eigenfunctions, we do not have available any of the true eigenfunctions to make the nth approximate eigenfunction orthogonal too. However, it turns out that the (K + 1)st extremization of the integral by that class of functions which are orthogonal to the first K approximate eigenfunctions again yields an upper bound on the true eigenvalue 1'1. Also, if the eigenfunctions given by (32) for the empty guide are used for the approximation, the approximate eigenfunctions are automatically orthogonal, and, hence, the orthogonality conditions originally imposed on the function used for the (K + 1)st extremization may be dispensed with. Both these statements will be proved, but first we accept the results and construct a set of N + 1 approximate eigenfunctions. The approximate eigenfunctions and eigenvalues will be written as ~en and i~. For the (K + 1)st approximate eigenfunction, we choose the following series: N
-: == LanKfn(x)
(33)
n=O
where the anK are a set of coefficients to be determined, subject to the normalization condition
1 a
N
_1-2
N
cPeK dx == L LanKaSKPsn == 1 n=O s=o
K
o
(34)
where (35a) Substituting into (27) gives
r
~~ ~~Jo
K
-1
[dfn df,
dx dx -(K
k2
0-
h2
-2
fn
+'YK)
f] s
OnKOsKdx
== a stationary quantity. (35b) Let
T sn =Tns
fa -1 [dfn dfs = Jo K dx dx
2
2
-(Kk o -h )fnfs
]
dx
(36)
424
FIELD THEORY OF GUIDED WAVES
and (35b) may be written as N
N
L LOnKOsK(Tsn - 'YkPsn) == a stationary quantity. n=O s=O
(37)
To render (37) stationary, all the partial derivatives 8/8o nK for n == 0, 1, ... ,N are equated to zero, and the following set of homogeneous equations is obtained: N
LOnK(Tsn - 'YkPsn) == 0,
s==0,1,2, ... ,N.
(38)
n=O
This set of equations constitutes a matrix eigenvalue problem of the type discussed in Section A.3. Because of the symmetry of the T sn and P sn matrices, all the eigenvalues 'Yk are real, and the eigenvectors, whose components are the coefficients 0 nK, form an orthogonal set with respect to the weighting factors P sn- The proofs of these properties are given in the Mathematical Appendix. For (38) to hold, the determinant of the coefficients must vanish. The vanishing of this determinant determines N + 1 roots for 'Yk, which are the first N + 1 eigenvalues. For each root, say 'Yk, a set of coefficients (eigenvector) OnK may be determined. This set of coefficients is unique when subjected to the normalization condition (34). Since the totality of eigenvectors so determined forms an orthonormal set, it is clear that there is no need to impose any orthogonality restriction on the functions used to extremize (27). The orthogonality relations that hold are N
N
L LOnKOsLPsn == OKL. n=O s=o
(39)
Having found the coefficients a-x , the approximate eigenfunction is given by (33). If N were chosen as infinite, the eigenfunctions determined by the above method would be identical with the set of true eigenfunctions, since the set of functions In is complete, and hence able to represent the set 4>en' To prove that 'Yk 2: I'k requires the introduction of the concept of a class of functions. The complete set of true eigenfunctions 4>eo, 4>e1, . . . , 4>en, ... , with eigenvalues 1'6, I'f,... ,I'~, ... , where n runs from zero to infinity, will be called the class C. The partial set C K consists of the functions 4>en, with n running from to K. The set of approximate eigenfunctions ~eo,' .. '~eN' with eigenvalues 'Y6, . . . ,'YJv, will be called the class eN. The partial set consisting of the first K + 1 approximate eigenfunctions will be called -.!he class CK. We also construct one further class of functions by removing from the class C N those functions which are orthogonal to the first K true eigenfunctions 4>eO, . . . , 4>e(K -1), and call this the class eN - C K -1 . The variational integral for 1'2 may be written as follows:
°
(40)
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
Consider a function g(x) in the class
CK
425
C K -1. This function may be written as
-
(41a) and must satisfy the K orthogonality conditions
1 0
o
K- 1gi:P esdx
K == Lbn
n=O
1°
K-l~eni:Pesdx
0
K
== LbnQsn == 0,
s==O,I, ... ,K-l
(41b)
n=O
where
1°
a; = K-l~enipesdX. These orthogonality conditions ensure that g is in the class will also be assumed that g has been normalized so that
CK
-
C K -1. For convenience, it
(42) Equations (41) and (42) are a set of K + 1 equations with K + 1 unknowns and may be solved for the coefficients b n . Substituting into (40), integrating, and making use of (36), (38), and (39), we readily find that K
2
'Y ( CK
-
2
C K -1) == 'Y (g) ==
L b~ 'Y~ n=O
K
K
~b2 -2 ~b2(-2 == .L...J n'YK + .L...J n 'Yn -
n=O
n=O
K
-2 ~b2 (-2 == 'YK - .L...J n 'YK n=O
-2)
'YK
-2) -2 'Yn ~ 'YKo
(43)
We know that any function in the class C - C K - 1 , that is, any function ~~Kbni:Pen with b n arbitrary, yields 'Y 2 2 'Yk. Any function in the class CK - C K -1 does not have as many degrees of freedom, i.e., is not so flexible, as a function in the class C - C K -1, and hence cannot yield a value for 'Y 2 less than 'Yk. Thus we are able to state that 2 -
2
'Y (C K-CK - 1 ) 2 'Y (C-C K -
1)
and, hence, by using (43), we have (44)
426
FIELD THEORY OF GUIDED WAVES
If the function in the class C - C K -1 is chosen as the true eigenfunction
Proof of Completeness Since the machinery for proving that the set of true eigenfunctions is a complete set is now available, it seems worthwhile to give this proof here. For an arbitrary function G(x) such that dG [dx == 0, x == 0, 0, the set of eigenfunctions
lim [
a
K-
1 [
N
G(x) - Lanen n=O
N-+ooJO
]2 dx = 0
where
Since some of the first few eigenvalues 1'~ may be negative, we remove from G(x) the part which has a component along the eigenfunctions with negative eigenvalues. (The reason for doing this will be pointed out later.) A value of M may be chosen so that all 1'~ < 0 for n < M and all1'~ > 0 for n 2 M. Thus, consider the modified function M-l
g(x)
== G(x)
- LOn
Also let
where
~N
is a normalization factor such that
From the definition of ~N it is seen that, provided we can prove ~N approaches zero as N goes to infinity, the completeness property will have been proved. Substitution of the function gN into (40) gives (45)
after integration by parts and use of the series expansion of g to arrive at the second term. The function gN is eligible for the (N + 2)nd minimization of the integral (40), and hence
427
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS ')'2 (g N)
~
')'Fv+l '
Since all ')'~
> 0 for
n ~ M, we obtain from (45) the result
The sum is a positive term, and hence 'l(g)
La
K-
1
g2 dx
°2
~Jv:S
·
')'N+l
(46)
The terms with negative eigenvalues were removed in order to leave a positive term to permit the step leading to expression (46). The numerator is independent of Nand ')'Jv+l approaches infinity, and consequently ~ Jv vanishes, as N becomes infinite. Since the functions sin tmxy jb) form a complete set also, we are able to state that, for a rectangular guide inhomogeneously filled in the manner considered here, the LSM modes form a complete set. Any arbitrary physical field having no x component of magnetic field may be expanded as a series of LSM modes.
Equations for LSE Modes The equations given in Section 6.1 for the LSE modes are valid when K is any arbitrary function of x, since these modes do not have an x component of electric field. The generating function 1/;h may be taken as 1/;h(X, y)
==
mxy
(47)
q>h(X) cos -b-'
The eigenfunction q>h is a solution of (48)
and satisfies the boundary conditions q>h
== 0,
X
== 0, a. The variational integral for
')'2
is (49)
The approximate eigenfunctions may be found by substituting into (49) a series of the corresponding eigenfunctions for the empty guide, i.e., a series of the functions
fn(x)
==
(a2)
1/2
.
sin
nxx
a'
n
== 1, 2, ....
(50)
Thus, if we take N
~hK ==
LanKfn n=1
(51a)
428
FIELD THEORY OF GUIDED WAVES
subject to the normalization condition
r-z
N
Z
io cPhKdx = 2)nK = 1
(5Ib)
n=1
o
the following set of homogeneous equations is obtained: N
LanK(Tsn - ikOsn) n=1
s == 1, 2, ... ,N
== 0,
(52)
where
fa [din dis dx dx
T sn =Tns = io
2
2
]
-(Kko-h )fnfs dx.
The approximate eigenfunctions form an orthonormal set, i.e., N
LanKanL == OKL. n=1
(53)
In the preceding equations, h is used to represent the quantity mx/ b . Application to Dielectric-Slab-Loaded Guides
In deriving the variational expression (27) for the propagation constant 'Y2 , the term ipe(d / dx)( 1/ K)( d ipe/ dx) was integrated by parts, and the integrated term ipe(1/ K)( d ipe/ dx) vanished at x == 0, a. When K is a discontinuous function of x, the boundary conditions on ipe require that both ipe and (1/ K)( d ipe/ dx) be continuous for all values of x, and that dipe [dx = 0 at x = 0, a. Consequently, the integrated term will also vanish when K is a discontinuous function of x, and, therefore, (27) is a valid variational expression for 1'2 for this case as well. All the previously derived formulas for both LSM and LSE modes may be applied to find the approximate eigenvalues and eigenfunctions for dielectric-slab-loaded rectangular guides. Very often, in practice, all we want to know is the propagation constant for the dominant mode. Expressions for the propagation constant for the dominant mode for rectangular guides asymmetrically filled as in Fig. 6.7 will be given below. By using a two-mode approximation, results for 'Y accurate to within a few percent are obtained in most cases. For Fig. 6.7(a), with variation along the x direction according to sin (7rX fa), the propagation is given by (38) and is constant
1'5
2
'Yo
Q
(Q2
= 21P1 - 41Pl Z
-
ITI) 1/2 IPI
where
Q ==T l1POO + T OOP l1 -2To1P Ol IPI
== P 11POO
-
P61
ITI ==T11Too -T61·
(54)
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
l
r I·
429
r
L x
a
·1
(b)
(a)
Fig. 6.7. (a) Dielectric slab along bottom wall of a waveguide. (b) Dielectric slab along side wall of a waveguide.
The matrix elements P i j are given by (34) and are
11
b
P oo == b o POI
K-
I
dy == -1 b
(l
b
0
11
K -dy - K
0
t
K - -1t dy ) == 1 - K b
(l cos -dy 7ry 7ry ) - - -11 cos -dy bob b t
b
== -2
(55a)
K -
0
K
K -
1 2 . 7rt 7r b
== - - - - sInK
(l
11
b
7ry K -P l1 == -2 COS 2 -dy - bob K K -
0
(55b) t COS 2
7ry ) -dy b
1 . 27rt
== Poo - - - SIn - . b
27rK
(55c)
From (36) the elements T i j are found to be
Too
=
(~)
T01=(~)
2
P oo
-k~
(56a)
2
POI
r., = (~)2 Pll -k~ + (i)2 (2P oo -Pll).
(56b) (56c)
Because of the symmetry of the dominant mode, it follows by image theory that the above expression for also gives the propagation constant for the dominant mode in a guide inhomogeneously filled as in Figs. 6.8(a) and (b). For Fig. 6.7(b) the propagation constant for the dominant mode (H I O mode) is given by (52) as follows:
1'5
(57)
430
FIELD THEORY OF GUIDED WAVES
r
r
2b --"-_L
~
---...
x
(a)
(b)
Fig. 6.8. Symmetrically loaded guides obtained by image theory.
Short circuit
I.
.1.
d
l.
.1
%=0
Fig. 6.9. A dielectric step discontinuity.
where IT I == TIl T 22
-
TI2. The matrix elements are 1r
2
== ( -a )
T 12
== (K - l)k 2o 311'"
T 22 == 4 ( -7r) a
6.3. A
2
TIl
- ko -
(1 .
2
t
2
1 . 21rt SIn - ) 211'" a
(58a)
(K - l)k o ( - - -
a
311'"1
SIn -
a
-
1. a (I o - - -
2 - ko - (K - l)k 2
-
1r1 )
1r
(58b)
SIn -
a
1 SIn . -47r1 ) 411'" a
•
(58c)
DIELECTRIC STEP DISCONTINUITY
In this section an example of how the Rayleigh-Ritz method may be employed to obtain an approximate solution for the equivalent circuit of the junction of an empty guide and inhomogeneously filled rectangular guide will be given. The problem to be treated is illustrated in Fig. 6.9. For z > 0, the guide is symmetrically loaded with a dielectric slab of thickness 1 and dielectric constant K. An H 10 mode is assumed incident on the step from the region z < o. From symmetry considerations it is apparent that only those modes which are symmetrical about x == a 12 will be excited by the discontinuity. It will be assumed that only the dominant mode propagates. The only modes present are the H nO modes (degenerate LSE modes) with n odd. The field components present are E y, H x, and Hz. The electric field E y is proportional to the eigenfunctions
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
431
As a first step, we have to determine a set of approximate eigenfunctions for the region
Z
> O. Only two modes will be taken into account, in order to keep the analysis relatively
simple. The approximate eigenfunctions are taken as 4>le±'YIZ
== e±'YIZ(all/l + a31/3)
(59a)
4>3e±'Y3Z
== e±'Y3Z(a13/1 + a33/3)
(59b)
where In == (2/a)1/2 sin (nrx fa). The eigenvector components aij and propagation constants 'Yj are determined by a solution of the matrix eigenvalue system
L anj(Tnj - 'Y 20nj ) == 0,
== 1, 3
j
(60)
n=1,3
subject to the normalization conditions '"'" L..J
2 anj
n=1,3
2 == 1, == a 21j + a3j
j == 1, 3.
The matrix elements T nj are given by
r« =
(fi) 11'"
2
2
1
2
1.
2(1 .
T 13 == (K - l)k o - SIn -11'"1 11'" a
(61a)
1 sIn. -211'"/)
+-
(61b)
a
211'"
11'" 2 2 1 T 33 == 9 (-) 2 - k o - (K - l)k o (-
a
11'"1 )
-kO-(K-l)kO(a+;SlOa
a
311'"1 SIn - ) ·
1.
+ -311'"
a
(61c)
The propagation constants 'Y] are the roots of the determinant of the coefficients a nj in (60). The two modes for the region z < 0 corresponding to (59) are (62a) (62b) where r~ == (n1l'" / a)2 - kij. The electric field in the two regions z > 0 and z < 0 may be written as a series expansion in terms of the functions given in (59) and (62). If the output guide is assumed to extend to infinity, the amplitude coefficients and reflection and transmission coefficients are complex. To avoid this complication in the subsequent numerical work, it is preferable to terminate the output guide at Z == I by a short circuit. All amplitude coefficients now turn out to be real quantities. A suitable expansion of the electric field in the two regions z < 0 and z > 0 is
z
(63a)
z>O
(63b)
where d is seen to correspond to a position where the electric field is zero in the region z < O. It is assumed that I is chosen large enough so that the mode 4>3e-'Y3Z is negligible at z == I. If
432
FIELD THEORY OF GUIDED WAVES
this is not the case, e-'¥3Z must be replaced by sinh 'Y3(Z -I). Equations (63) are, of course, only an approximation, since, in general, an infinite number of modes are present. However, this simple two-term approximation does yield useful results in practical cases. To determine the amplitude coefficients A j and Bi, Ey and BEy /Bz are made continuous at z == O. These boundary conditions yield the two equations
At/t sin If tid
+ A 313 ==
-Btq>t sin l'Ytll +B 3q>3
If tlA 1/1 cos If 11d +A 3f3/3 == l'YIIB 1q>1 cos l'Ytl/-'Y3B3q>3. By substituting for q>j from (59), and letting Al cos If 11d coefficients of 11 and 13 may be equated, and we get
== A~, and B 1 cos l'Yll1 == B~, the
A~ tan If 11d + B~al1 tan l'Yll1 - a13B3 == 0
(64a)
A 3 + B~ a31 tan l'Yll1 - a33B3 == 0
(64b)
== 0
(64c)
+ 'Y3 a33 B3 == O.
(64d)
Ifl1A~ - l'Yllal1B~ + 'Y3 a13 B3 f 3A 3
-
l'Ylla31B~
For a solution, the determinant of the coefficients must vanish, and this gives tan
A
+B
tan l'Ylll
----If 1 Id == C + D tan l'Yll1
(65)
where A
== -lf1'YllaI3a31
B
== Ir11['Y3a11a33 + r3(alla33 - aI3a31)]
== l'Yll['Y3(a31 aI3 - al1a33) - r3al1a33] D == f3'Y3aI3a31.
C
An examination of these latter equations shows that (65) is independent of any normalization condition on the a i i» and thus we may take a 11 == a 33 == 1. Since the approximate eigenfunctions are orthogonal, a13 == -a31, and hence the following simplified equations are obtained:
A == If 1'Yllai3
(66a)
== If 11['Y3 + f 3(1 + ai3)]
(66b)
C == -1'Yl!['Y3(1 +ai3) +f3]
(66c)
B
D
== - f3'Y3ai3.
(66d)
From the coefficients A, B, C, D, a variety of equivalent circuits may be determined. Some of these were given at the end of Chapter 5. For the problem considered here, an equivalent circuit of the form given in Fig. 6.10 is chosen. The normalized characteristic impedance of the output line is chosen equal to f 1 /'Yl, which is equal to the ratio of the wave impedances of the dominant modes on the input and output sides. From Chapter 5, the equivalent-circuit
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
433
n:l Fig. 6.10. Equivalent circuit for a dielectric step.
300
200
1.0
H
[I]
0.8
I·
100
0.006
0.9"
Xl 0.004
·1 0.002
0.6
0.2
0.6
0.4
0.8
Fig. 6.11. Equivalent-circuit parameters for a dielectric step;
K
tf a 1.0 == 2.56, k« == 2 rads/cm.
parameters are given by Xl
A
== - C
A
B
X2 == C - D 2
AD
B
n Zl == C2 - C. The equivalent-circuit parameters have been computed for k6 == 4, K == 2.56, a == 0.90 inch, and t ranging from 0 to a, and are plotted as a function of t [a in Fig. 6.11. The turns ratio n: 1 is found to be equal to unity for all values of t. The series reactance Xl is very small, while the shunt reactance X 2 is large. For all practical purposes, the equivalent circuit is just a junction of two transmission lines, with characteristic impedances proportional to the wave impedances of the H IO mode in the two regions. A number of different junction discontinuity problems have been analyzed, using the method described above but with many more modes, by Villeneuve. It has been found that for most cases the ideal transformer turns ratio is very close to unity [6.1].
6.4.
FERRITE SLABS IN RECTANGULAR GUIDES
The general theory of wave propagation in waveguides inhomogeneously filled with anisotropic ferrite material is very complex, and no attempt will be made to present such
FIELD THEORY OF GUIDED WAVES
434
s
Xl X2 a X Fig. 6.12. Ferrite slab in a rectangular guide.
a theory here. There are special cases, however, which have considerable practical importance, and at the same time are quite readily analyzed. One particular case which has received considerable attention is illustrated in Fig. 6.12. The static magnetizing field B o is applied along the y axis, and hence the permeability dyadic is of the form (67)
The dielectric permittivity of the ferrite is €, and will be written as € throughout this section. The Greek letter K is reserved for representing the off-diagonal components in the permeability dyadic. Any losses which are present can be taken into account by making J1., K, and € complex. The off-diagonal terms in ji result in a coupling between the field components H x and Hz. This coupling is independent of y, and the structure is uniform along the y direction, and, consequently, a solution for modes of the H nO type may be found. These modes may be derived from the single electric field component E y which is present. Since solutions corresponding to waves propagating along the Z direction are possible, we may take
E; == l/!(x)e-'Yz . From the curl equation for the electric field, it is then found that, in the ferrite slab, (68) From this equation we obtain jWJ1.Hx
+ KwHz ==
-",1/;e-'Yz
d1/; -'YZ . H · -KWH x +JWJ1. z - -dx e
(69a) (69b)
Solving for H x and Hz gives
(70a) (70b) To obtain the equation satisfied by 1/; in the ferrite medium, scalar multiply (68) by the trans-
435
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
posed dyadic ji t to get
since H has no y component. Taking the curl of both sides and substituting \7 X H gives
8 y j W€ t/;e - 'Yz
for
Expansion of the left-hand side of this equation yields the final result, which is
-d
2
t/;
dx 2
+ ( -y2 + P.2 -
K2
p.
W2€ ) t/;
== O.
(71)
The' parameter (p.2 - K2) / p. will be called the effective permeability, and will be written as p.e. In the empty part of the guide, the solution is obtained by replacing p., € by p.o, €o and putting K == 0 in (70) and (71). A general solution for t/;, which vanishes at x == 0, a, is readily found to be
o ~x
D sin hx, t/; ==
A sin I(x -
e
+B
Xl)
sin I(x -
~XI
X2),
(72)
sin h(a - x),
The particular form for t/; in the region Xl ~ X ~ X2 was chosen to facilitate matching the tangential fields at X == X I, X 2. In order for (72) to be a solution of (71) and the corresponding equation for the empty guide, the following restrictions on the transverse wavenumbers hand I must be imposed: (73) where k 2 == w2 P.e€ . At X == X I, X 2, E y and hence t/; must be continuous; therefore D sin he
e
==
-B sin It
sin hd == A sin It.
(74a) (74b)
Also, at X == X I, X 2, the tangential magnetic field component H z must be continuous. Using (70b) and (72) the following two equations are obtained: - Dh cos he
== -
- he cos hd ==
2P.O 2
p. -
K
(j-YKB sin It
2P.O 2 ( - j-yKA
p. -
K
sin It
+ p.IB cos It + p.IA)
(75a)
+ p.IA cos It + p.IB).
(75b)
A solution for the coefficients A, B, C, D exists only if the determinant of the set of equations (74) and (75) vanishes. The resulting equation is the eigenvalue equation which, together with (73), determines the wavenumbers I, h and the propagation factor -y. The eigenvalue equation
436
FIELD THEORY OF GUIDED WAVES
is easily set up by substituting for Band C from (74) and (75), and is
h cot he (ILO I cot It - j'YKILO) ILe
ILlLe
+h
cot hd (ILO I cot It ILe
+
ILO j'Y K) ILlLe
2
+h cot he cot hd + (::)
2('Y:~2 _/2) = O.
(76)
For the special case when e == 0, (76) reduces to ILo
j'YKILO
ILe
ILlLe
- I cot It - - - +h cothd ==0
(77a)
and, when d == 0, it becomes
+ j'YKILO + h
ILo I cot It ILe
cot he == O.
ILlLe
(77b)
These two eigenvalue equations are not the same and show that the propagation factor in the positive z direction will be different for a ferrite slab placed along the guide wall at x == 0, as compared with the propagation factor obtained with the slab against the guide wall at x == a . For propagation in the negative Z direction, 'Y is replaced by - 'Y in (76) and (77). This has the effect of interchanging the two equations (77a) and (77b). This nonreciprocal propagation behavior may be understood in a qualitative way from a consideration of the properties of the magnetic field for an H 10 mode in an empty guide. In the empty guide the magnetic field for the H 10 mode is given by
± r sin
jWILoHx ==
.
jW1lO
H
r:
1r
== - - cos
a
Z
1rX
a
e±rz
1rX ±rz e a
where
r
2
=
CiY -k6·
Since r is imaginary, the magnetic field is circularly polarized, but of opposite sense, at the two positions where IHx I == 1Hz I. These positions are determined by a solution of the equation .
1rX
SIn -
a
Ao 2a
==-.
Since the transverse field H x changes sign when the direction of propagation is reversed, the positions where the total magnetic field is positive and negative circularly polarized are interchanged. If a ferrite slab is placed in a circularly polarized magnetic field, its effective permeability is different for the two circular polarizations, and hence the perturbation of the field by the ferrite slab depends on the direction of propagation. These effects exist when the magnetic field is elliptically polarized as well. The nonreciprocal propagation is brought about because of the reversal in sign of H x, but not Hz, when the direction of propagation is changed. A reversal in direction of the applied static field B o has the same effect as changing
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
437
XPo
0.08 ~
-:t:
...~
0.04 ... -
; 0.8
::s.
"::t,
'.a
'-
.E (1)
~
en
0 r;;;:~!:!!!!~!I!!I:=!~--Pk----"-L"":-~-=~~ 0
Q)
(ij
u
en
-0.8
1000
3000 5000 7000 H applied (oersteds) Fig. 6.13. Permeability components for Ferramic R 1 at 9 gHz, € = (11.9 - j4 x 10 -4 )€o; the double-primed parameters arise from the losses in the material. (Adapted by permission from C. E. Fay, "Ferrite-tuned resonant cavities," Proc. IRE, vol. 44, p. 1446, Fig. 1, Oct. 1956.)
the direction of propagation or changing the position of the ferrite slab to the other side of the center position x == a /2. A guide symmetrically loaded with ferrite slabs, and with the applied static field in the same direction for all slabs, will not exhibit a nonreciprocal propagation property. The particular case of a ferrite slab placed along one wall, i.e., C == 0, will now be examined in greater detail. In order to obtain numerical values for the various parameters of interest, a knowledge of the intrinsic parameters p" K, and f for the ferrite is required. Typical measured values are illustrated in Fig. 6.13. For a frequency well above the resonant frequency of the magnetization (weak applied static field), the losses are negligible. We may choose a value of applied static field such that the effective permeability P,e is positive, zero, or even negative. Thus the product P,e€ may be chosen greater or smaller than the free-space value.p,o€o. The wavenumbers I and h are solutions of the two equations (73) and (77a). For numerical evaluation of these parameters it is convenient to introduce the two functions
I, «(3) == I cot It !2({3) =
-
13K J.t
+ P,eh cot hd Jlo
(78a) (78b)
where v has been placed equal to j(3. When 11 == 12, (77a) is satisfied. By choosing a value of (3, both I and h are determined, and il and 12 may be evaluated. A plot of 11 and 12 as a function of (3 for two values of t equal to a/4 and a/2 is given in Fig. 6.14. The assumed parameters for this example are p,' == p, == 0.8p,o, K' == K == 0.6p,o, € == 10€o, k o == 2, a == 2.286 centimeters, and the losses are neglected so that Jl" == K" == O. The intersection of the curves 11 == ± 12 determines the propagation constants for the forward- and backward-propagating dominant modes. These are designated as {j+ and {j_ in Fig. 6.14. For large values of t, only a single forward-and-backward-propagating mode exists. For small values of t, we find that two forward-and-backward-propagating modes may exist. The modes for (3 > 3.72 have both I and h imaginary, and hence have transverse field components which are described by the hyperbolic functions in both the empty and the filled portions of the guide. These modes bear a close resemblance to the surface waves, which
438
FIELD THEORY OF GUIDED WAVES
6
f 1 (a / 4 )
4
I
I I
2
-2 -4 2
3
5
4
(3 radians/em Fig. 6.14. Plot of /1 and guide.
/2
for finding the propagation constants for a ferrite-loaded rectangular
may be propagated along the surface of a thin ferrite sheet backed by a conducting plane and located in free space. The modes for {3 < 3.72 are the normal perturbed waveguide modes. Equation (77a) does not have a solution for real values of 'Y. Consequently, all the higher order modes have complex propagation constants. When v is complex, the transverse wavenumbers I and h are also complex, and this makes the numerical evaluation of the eigenvalues very laborious to carry out.
A Variational Formulation A general study of a rectangular guide partially filled with a transversely magnetized slab is facilitated if it is assumed that the parameters JL, K, and E are all continuous functions of x. The resulting differential equation for the transverse electric field is considerably more complicated in this case, since it must take into account the behavior of the field at the air-ferrite interface, if such an interface exists. The derivation of the required equation may proceed directly from the field equations provided we take JL, K, and € as functions of x. The following alternative procedure leads to the desired end result in a somewhat simpler manner. For any propagating mode in a lossless guide, the time-average electric and magnetic energy densities are equal. By minimizing the integral of the energy function W m- We over the guide cross section, we are led to a variational integral formulation for the problem. The condition imposed on the minimizing function, in order that it shall render the integral of W m - We stationary, is that it be a solution of the required differential equation that we are seeking. Letthe transverse electric field in the guide be represented by E y == 1/;(x)e--Yz. The magnetic field and magnetic flux density components are given by jwB x
== -'Y1/;e--Yz
jwB z
== -e'e:»
w 2(p.2 -
K
2)H
x
== (jWJL'Y1/; - Kw1/;')e--Yz
w2(JL2 -
2 K )H
z
== ('YKW1/; + jwp.1/;')e--Yz
where 1/;' == d1/;/ dx "' For a propagating mode 1/; is a real function. The time-average magnetic
439
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
energy density is
W
m
~2/LVi +2K~#' +/L(I/;'i
= !BoH* = 4
4w 2 ( p- 2
-
2
K )
where 'Y has been replaced by j {3. The time-average electric energy density is We == (€ /4 )t/;2 . Forming the difference function 4(Wm - We), introducing the effective permeability P-e (p-2 - K2) / p-, and integrating over x, we get (79)
We will now impose on the function t/; the condition that it shall render the integral [ stationary. Let t/; vary by a small amount ot/;. The variation o[ in [ becomes
Consider the term Q
2/Le)-1
21 (w
(I/;' + ;~I/;) 01/;' dx = 2(w
2/Le)-1
(I/;' + ;~I/;) 01/;10 -2 fa [.!!..-I/;' + ~K//L)~I/;] io
dx
w P-e
5t/;dx
upon integrating by parts once. The integrated term is proportional to Hz times ot/;. Since Hz is continuous, this term will vanish, provided ot/; is continuous and vanishes at x == 0, Q. Using this latter result in the expression for
o[ gives
Since ot/; is arbitrary, the variation o[ will vanish provided
.!!..- (I/;' + _K_{3t/;) _ _ K_~I/;' + k dx
P-e
P-P-e
P-P-e
2 -
P-e
~2 I/; =
0
(80)
where k 2 == w 2 P-e €. Equation (80) is the required equation for the function t/;. In the derivation we considered only propagating modes for which 'Y'Y* == +{32. However, (80) is perfectly general and holds for all the modes, and {3 in this equation may be replaced by - iv. For nonpropagating modes both 'Y and t/; are complex. Replacing (3 by - iv, we obtain (81)
The above equation clearly shows that, if t/;(x) with an eigenvalue 'Y is a solution, then t/;(x) with an eigenvalue - 'Y is a solution to the problem with a medium characterized by the transposed permeability dyadic. A transposition of the permeability dyadic is equivalent to changing the sign of K (reversing the d-e magnetizing field changes the sign of K), and, if
440
FIELD THEORY OF GUIDED WAVES
the sign of l' is changed at the same time, the differential equation remains invariant, since l' and K occur as a product in the differential equation. We may also readily see from the form of the equation that a solution for l' pure-real cannot exist. Let cC be the differential operator occurring in (80), such that cCl/; == 0 represents the differential equation (80). The adjoint differential equation corresponding to the adjoint differential operator cC a operating on a function may be defined according to the relation
1°
iJJ£1/;dx
=
1°
1/;£oiJJdx.
(82)
Multiplying (80) by and integrating by parts once gives
where
K/
(1/;' + UIN) la _ J.Le
0
fa [iJJ,1/;'
io
J.Le
+ u{3(1/;iJJ' + iJJ1/;') _
k
2 -
J.Le
{32 1/;iJJ] dx
== 0
J.L J.Le has been denoted by a. A further integration by parts to eliminate l/;' yields
l/;' - l/;'l J.Le
a 0
+
1 [d a
0
l/; -d (' x J.Le
+ a{3)
- a{3' -
k2 _{32 ] J.Le
dx == O.
(83)
Adding and subtracting {3al/; from the integrated part gives
These terms will vanish provided and ,/ J.Le + (3a are continuous functions of x and (O) == (o) == O. This is true for the function l/;, since l/; is proportional to the electric field E y, and l/;' / J.Le + {3al/; is proportional to the magnetic field Hz. Thus we find by comparing (83) and (82) that the adjoint operator cC a is equal to the operator cC. Since and l/; also satisfy identical boundary conditions, the differential equation (80) is self-adjoint. Because of the self-adjoint property of (80) we may obtain an orthogonality relation for the eigenfunctions l/;m of this equation. If the equation were not self-adjoint, the orthogonality relations would involve the eigenfunctions of the adjoint operator cC a as well. Let l/;n, l/;m be two eigenfunctions of (80) with nonidentical eigenvalues {3n, {3m. Multiplying the equation for l/;n by l/;m, the equation for l/;m by l/;n, subtracting, and performing an integration by parts, we get
[1/;m
(~: + U{3n1/;n) -1/;n (~: + U{3m1/;m) ] I:
-1° [1/;~ (~: + -
U{3n1/;n)
-1/;~ (~:
u{3m1/;n1/;~ + {3~ - {3~1/;n1/;m] J.Le
+ U{3m1/;m) + u{3n1/;m1/;~
dx == O.
The integrated part vanishes and the remaining terms may be combined to give
441
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
Rearranging the terms, we may write this latter result as (84) Referring to (70a) shows that UV;~ + f3nV;n / J.Le is proportional to the transverse magnetic field component H x for the nth mode, and similarly for the other term in parentheses. If we note that the solution for the nth mode when the permeability dyadic is transposed is V;n, with an eigenvalue - f3n, and a transverse magnetic field proportional to - UV;~ - {3nV;n/J.Le, then (84) will be seen to be the same orthogonality property which was deduced directly from Maxwell's equations, Le., equivalent to (14). The rather involved orthogonality relation given by (84) is a consequence of the fact that the differential equation (80) is a more general form than the Sturm-Liouville equation discussed in Section 6.2. It is indicative of the complex nature of electromagnetic-wave propagation in guides filled with anisotropic media. Note that the rectangular waveguide with the ferrite slab does not have reflection symmetry unless the ferrite slab is centered in the guide.
6.5.
DIELECTRIC WAVEGUIDES
Dielectric waveguides are very important in integrated optical systems, in optical communications (optical fibers), and also at the shorter millimeter wavelengths. The cross sections of some typical dielectric waveguides are shown in Fig. 6.15. Analytical solutions are available for the dielectric rod of circular cross section (also with cladding) and the uniform elliptic rod. These solutions involve complicated transcendental dispersion equations that require lengthy numerical analysis to determine the propagation constants. Consequently, most of the recent work on dielectric waveguides has been based on numerical methods. The most commonly used methods are the finite-element method, the finite-difference method, and the boundaryelement method (an integral equation technique). The finite-difference method is based on the use of a finite-difference approximation to the governing partial differential equation. For the vector problem this method is not used as often as the finite-element method, which appears to be superior. The finite-element method is based on the numerical evaluation of a variational expression for the parameter The cross section of the waveguide is subdivided into a large number of finite rectangular or triangular elements as shown in Fig. 6.16. Each field component is approximated by a suitable polynomial function of relatively low degree and the functional to be evaluated is integrated over each element followed by a summation over all elements. The stationary property is then enforced which leads to a system of linear equations. The determinant of this system is equated to zero and gives the dispersion equation from which ko can be found for assumed values of the propagation constant f3. An important feature associated with the finite-element method is that a variable dielectric constant is easily incorporated by assigning constant but different values for it over each element. By using a sufficiently fine mesh, the result is a good approximation to the actual values of the dielectric constant over the guide cross section. The boundary-element method is an integral equation technique that is well suited to problems involving guides in which the dielectric constant does not vary in each section of the waveguide. It is an exact method of providing matching of the tangential field components across arbitrary surfaces joining regions with different dielectric media. The boundary-element method has not been widely used since its use for eigenvalue problems is of more recent origin. In many respects it would appear to be a more efficient method than the finite-element method in terms of the computational complexity and no doubt will find increasing use.
k5.
442
FIELD THEORY OF GUIDED WAVES
(a)
(b)
(d)
(c)
Cladding
Substrate
K
> Ks > K c
K
(e)
>
>
K,..,'
K('
(f)
Fig. 6.15. Dielectric waveguides. (a) Circular rod. (b) Circular rod with cladding. (c) Elliptic rod. (d) Rectangular rod. (e) Embossed guide. (f) Channel guide.
A number of approximate mode-matching and field-matching methods have been employed in special circumstances. Since these methods are not general and the accuracy of the approximations is not always easy to assess we will not discuss them (some examples can be found in [6.25]-[6.28]). We will only discuss the finite-element and boundary-element methods. However, even these methods will not be developed in great detail because of space limitations.
\ } (
)
(b)
(a)
6
3.-------.----... 2
4
(c)
•7
5
(d)
Fig. 6.16. (a) Discretization of a channel guide. (b) Triangular mesh for a guide with a curved boundary. (c) and (d) Basic elements illustrating nodes at which the unknown field amplitudes are assigned.
443
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
The Method of Finite Elements The method of finite elements employs a variational formulation of the boundary-value problem and the numerical solution of it. Below we describe the functionals that have been found useful in treating dielectric waveguides. Electric Field Functional: Maxwell's equations are \7 X H == jw€oil·E,
\7 X E == -jwlloH,
\7·H == \7·il·E == O.
We will assume that the dielectric tensor il is real and symmetric, but may be a function of the transverse coordinates. The inverse of il will be denoted by if, i.e., == if. We readily find that
,,-1
\7 X (if· \7 X H) ==- jW€O \7 X E ==- k~H
(85)
(86) We now examine the conditions under which (86) represents a self-adjoint operator using the scalar product
fffE.E*dV. v
Consider
fJJ(E*.VX Vx
E-k~E*·K.E)dV
v and use \7. [E* X \7 X E - E X \7 X E*] == E· \7 X \7 X E* - E*· \7 X \7 X E to transfer the operator onto E *. Thus we get
0= jjjE.[V x V x E*
-k~K.E*]dV
v
-If
s (0 x E*· V x E -
0
x E· V x E*) dS · (87)
Now n X E vanishes on a perfect conductor and is continuous across dielectric interfaces. Thus, since E* satisfies the same differential equation, the operator is self-adjoint if E* satisfies the same boundary conditions. (A radiation condition is replaced by the adjoint condition.) In (87) we can use \7.(E* X \7 X E) ==- \7 X E*· \7 X E - E*· \7 X \7 X E to get
fff(V
X E*· V
v
On the planes
z == ± L
x E -k~E*.K.E)dV -
ff
sox E*· V x EdS = O.
the integrals cancel for a waveguide when the fields vary like e- j{3z
444
FIELD THEORY OF GUIDED WAVES
since n X E*· \7 X E is independent of z. The integral over the transverse plane will vanish as long as n X E* and n X \7 X E ex n X H are continuous across all interfaces and one or the other vanishes on the outer boundary. The electric field functional whose minimization will give the solution for E is (88)
F 1 ==\7 x E*·\7x E-k5E*.".E.
This functional is equivalent to an energy functional W m - We such as that used to obtain (79). Consider a variation in due to a variation in E * of
k5
I =
///C'l
X
E*o \7
X
E - k5E*o«oE)dV.
(89)
v
We have
///{\7 X oE*o \7 X E -k50E*o«oE)dV v
= Ok5/// E*o«oEdV v
= /// oE*o[\7x v x E- k5«oE]dV+ ffsDX
oE*o\7x EdV.
v The variation will vanish provided n X oE* is continuous across all dielectric interfaces and vanishes on the outer boundary. Equivalent results are obtained if the symmetric scalar product involving E· E is used. Equation (89) is solved numerically by first dividing the guide cross section into small squares or triangles (triangles are more appropriate to approximate curved boundaries) as shown previously in Fig. 6.16. For a shielded waveguide the mesh terminates at the boundary of the metallic shield. For an open waveguide structure such as the elliptic or rectangular dielectric rod the field could be assumed to have decayed to a negligible value at a distance from the boundary equal to several times the linear transverse dimensions of the guide. This termination results in a small error except for values of f3 close to the cutoff point where the field is loosely bound to the guide and extends a considerable distance from the surface. If the medium surrounding the dielectric rod is air then the guided modes have propagation constants between that of free space and that of the dielectric rod, namely,
ko
445
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
polynomials. If a field component is represented by a second-degree polynomial such as
the coefficients A 1 to A 6 can be expressed in terms of the assigned values at six nodes, usually at the corners and the midpoints of each side of the triangular element, Le., nodes 1 through 6 in Fig. 6.16(d). The functional can be evaluated and integrated over each subdomain. The stationary property is invoked next and the partial derivatives with respect to each unknown field amplitude are equated to zero. The determinant of the resultant homogeneous set of linear equations is equated to zero and the eigenvalues are solved for. For a waveguide an assumed value is used for (3. The difficulty with using the functional F 1 given by (88) is that the assignment of unconstrained values to all three components of E will not guarantee that the solution will satisfy \7-«-E == O. As a result, many spurious nonphysical numerical solutions occur for which \7-«-E # O. The constraint \7 .e-E == 0 can be introduced into the variational problem using a Lagrange multiplier A. Thus, instead of the functional F 1 we can consider using
k5
F2
== \7
X E*- \7 X E - k6E*-«-E
+ A(\7-«-E*)(\7-«-E).
Rahman and Davies have referred to this technique as the use of a penalty function [6.2]. However, their formulation is in terms of the magnetic field H, which we will discuss next. It is a simpler formulation for dielectric guides. Magnetic Field Functional: Consider the scalar product of (85) with H*:
ffJ(H*. v v
X f·
vX
H-
k~H*.H)dV = O.
Now use \7-(H* X r- \7 X H - H X f- \7 X H*) == \7 X H*-f- \7 X H - \7 X H-f- \7 X H* - H* - \7 X f - \7 X H + H -\7 X f· \7 X H*. Since f is symmetric the first two terms cancel. Thus we obtain
Jff n-rv v
X T'
v
X
H* -
k~H*)dV -
if
s (0
X
H*·f· v
X
H-
0 X
H·f· v
X
H*)dS.
The surface integral vanishes provided n X H, n X H*, n X f· \7 X H ex n X E, and n X e- \7 X H* are continuous across all dielectric interfaces. With these boundary conditions the operator is self-adjoint. The same application of the divergence theorem allows us to obtain
JJJ('\l v
X
H*·f· v
X
H-
k~H*.H)dV =
O.
(90)
The magnetic field functional is seen to be F3
== \7
X H*-f- \7 X H - k6H*.H.
(91)
The use of this functional in the finite-element method again produces spurious nonphys-
446
FIELD THEORY OF GUIDED WAVES y n K
I.-..-_-+-~
X
Fig. 6.17. A homogeneous dielectric guide.
ical solutions for which \7 -H i= O. Rahman and Davies have added the penalty function (a/eo)\7-H*\7-H to this functional and have found that for a ~ 1 many of the spurious solutions are eliminated. Koshiba et ale have added \7-H* \7-H to the functional F 3 and have found that the spurious modes that remain have {3 < k o and are easily identified [6.3]. The preferred functional to use is therefore
F 4 == \7
X H*-7- \7 X H
+ \7-H*\7-H - k5H*-H.
(92)
Chew and Nasir have derived functionals that involve only the transverse electric field components or the transverse magnetic field components and which give variational solutions for the propagation constant. Their formulation applies to waveguides that contain inhomogeneous anisotropic media and that have reflection symmetry. In a specific application of their formulation they found that spurious solutions did not occur [6.34]. However, it is not known if this is true in general.
The Boundary-Element Method The boundary-element method is best suited to waveguides that have a constant value of dielectric constant in each region. We will illustrate the method for a waveguide such as that shown in Fig. 6.17. Let E, H be the electric and magnetic fields of a mode having the Z dependence e- j f3z • The field equivalence principle states that the field in V 2 can be found in terms of electric currents J, == 0 X H and magnetic currents J m == -0 X E on the boundary S. Likewise, the field in VI can be found from currents - J e , -J m on S. In V I, E I , HI are solutions of k 2E 1
== 0
(93a)
\7 X \7 X HI - k 2 H 1
== 0
(93b)
\7 X \7 X E 1 where k 2 == Kk5. Consider also a Green's dyadic function to have k 2 == Kk5)
-
G1 that
is a solution of (all of space is considered (94)
We now form the expression
ff! v
[E I (r). V' X V' X
GI (r, r')
- V' X V' X E I (r). GI (r, r')] dr
=
JJJE v
I (r)o(r
- r') dr.
447
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
We can use \7 -[E 1 X \7 X G 1 + (\7 X E 1) X G 1] == \7 X E1- \7 X G 1 - E 1- \7 X \7 X G 1 + (\7 x \7 X E 1)-G1 - \7 X E 1- \7 X G 1 and the divergence theorem to obtain E 1(r') = But \7
X
E1
-if
s (0
X
E 1 • V' X G 1 + 0
X
V' X E 1·Gl)dS,
== - jWJ.tOH 1 so (95)
which expresses E 1 (r') in terms of the boundary values - n X E 1 == J m and n X HI == J e on S. For field points outside S we use a Green's dyadic that satisfies (94) with k 2 replaced by A similar derivation then shows that for r' in V 2
k5.
~(r') =
if /0
X
~. V' X G2- jwp,oo X
H2 · (
2)dS.
(96)
The corresponding solutions for the magnetic field are H 1(r') = H2( r ' ) =
-if
s (0
11(0
X
X
HI' V' X G 1 + jWfoKO
H 2 • V' X G 2
X
E 1·Gl)dS
+ jWfoo X ~.(2)dS.
(97) (98)
s
The boundary conditions require that on S n X E 1 == n X E 2 == n X E, n X HI == n X H 2 == n X H. Hence we get the following pair of integral equations that must hold on the boundary S (use n X E 1 - n X E 2 == 0, etc.):
o=
if if
s {n
X
E(r).[V'
X
Gl(r, r')
- jWJ.tOD X Htr). [G 1(r, r')
o=
s {n
X
H(r).[V'
X
+ V' X
G 2(r, r')]
+ G2 (r , r')]
G 1(r, r')
+ V' X
X 0
(99a)
X n} dS
G 2(r, r')]
+jw€On X E(r)-[KG 1(r, r') +G2(r, r')] X n}dS
X 0
(99b)
for r' approaching S from the interior or exterior side, respectively, for the interior or exterior fields. The second unit normal n in these integrals is evaluated at the point r'. Since the fields vary like e- j {3z the Z integration is readily done and gives the Fourier transform of the Green's functions at the spectral wavenumber {3. Equations (99) can be converted to a homogeneous set of algebraic equations whose solutions require the determinant to vanish, which results in a dispersion equation for {3. One way to treat (99) is to expand n X E and n X H in a set of vector basis functions on S,
FIELD THEORY OF GUIDED WAVES
448
These may be used in (99) and then point matching applied at N points or the equations may be tested with em, h m in turn (Galerkin's method) so as to generate a total of 2N algebraic equations.
Circular Symmetric Modes on a Dielectric Rod As a simple example of the use of (99) we will consider circular symmetric modes on a circular dielectric rod of radius a. The dyadic Green's function given by (182) in Section 2.16 can be used. Only the n == 0 term is required. The integration over z replaces w by - (3 and multiplies the expressions given by 211'". In order to avoid introducing additional symbols we will continue to use G1 and G2 which will now stand for the Fourier transforms of the Green's functions. Also E and H will now be understood to represent the fields without the factor e- j fjz which is the assumed z dependence. The surface integrals in (99) will then be integrals taken around the contour C of the dielectric waveguide. The required Green's dyadic G1 is readily obtained and is
(lOOa)
-~ [-H~J~aq,az, + ;~HoJoazaq,,]
G1 X ar , =
(lOOb)
where only the tangential components have been retained in (lOOb). The primes denote derivatives of the Bessel functions with respect to the arguments. We also need the quantities
vX
G1 (r , r')
=
-~
[-(j(3Hbar +-yHoaz)(Jbaq,')
1 (j{3Jb + (kHOa4J) Tar l -
V
X
G1 X ar ,
=
-~hHoJbazaz'
"(J0 )] Taz '
- -yHbJoaq,aq,']
(lOla) (101b)
where again only the tangential components have been retained in (101b). The parameter 2 - {32. For G2 we replace 'Y by 'Yo where 'Yo == (32 and interchange the roles of H o and J o since now r ' > r. For this problem complete expansions for n X E and n X Hare
'Y ==
Jka -
Jk
When we use these in (99) and denote HO('Yoa) by fio and similarly for JO('Yoa), we obtain
o == VI [('YHoJb + 'YoJofi~)az] + V2[( -'YH~Jo - 'YoJ~fio)a(j>l] -
jw~OIl [ (;~HoJo + ;1iloJo) ".
- j
•
1
1
-1-1
WILoI 2[( -HoJo -HoJo)az']
(102a)
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
449
(102b) The vector components are equated to zero to obtain a pair of equations for VI, I 2 and another pair for V 2, I 1. For the first set the vanishing of the determinant gives (103a) while for the second set
J~( 'Yo a) _ KH~( 'Ya)] [KJ~( 'Ya) _ H~( 'Yo a) ] _ 0 ['Yo J 0("10 0 ) 'YHo("Ia) "IJ o('Ya) 'YoHo("loa) - . For the surface wave modes k o < (3 and (103b) is not zero and we get
< k and 'Yo ==
(103b)
-jp. For this case the first factor in (103a)
Kb(pa) pKo(pa) , K~(pa)
pKo(pa) ,
TE modes
(I04a)
TM modes
(I04b)
where K o is the modified Bessel function of the second kind. These are the well-known dispersion equations for the circular symmetric modes on a dielectric rod. The numerical evaluation of (104) will be given in Chapter 11 for a typical dielectric rod. The solutions of (104) represent the propagation constants for circular symmetric surface wave modes. There are several important features of this problem which we will now discuss. If in place of a dielectric rod we had a circular tunnel of radius a in an infinite dielectric medium we would interchange the roles of "I and 'Yo, k and ko, and multiply G2 in (99b) by K instead of multiplying G1 by this factor. If these changes are made in (103) the effect is to interchange the first and second factors. Consequently, the dispersion relations that have been obtained apply to both the original problem and the complementary problem in which the air and dielectric regions are interchanged. There is, therefore, a lack of uniqueness in the solution. Surface waves do not exist along an air tunnel in an infinite dielectric medium, but if a surrounding metal shield of radius b were introduced there would be a second set of modes corresponding to those in a dielectric-filled circular waveguide with the dielectric having a circular hole in the middle. Consequently, when the boundary-element method is used some care must be exercised in identifying the modes that correspond to different values of (3 that are found [6.40]. A variety of choices for the internal dyadic Green's function G1 are available. We could choose G1 so that the boundary condition n X G1 == 0 at r == a is satisfied. If this were done we would have a sum over all of the radial eigenfunctions involving J O(POmr fa) in (99). In addition, this choice for the dyadic Green's function would have the property that the two terms n x n-G 1 and n x E-G 1 would be zero on the boundary at r == a and hence would
450
FIELD THEORY OF GUIDED WAVES
not be present in (99). Also, lim
r'----.a
I
c
G1 would have the property
n(r)
X
E(r). V
X
G1 X
that
n(r')dl
== n
X E(a)
(105)
where C is the boundary at r == a. The two terms involving V X G1 in (99) would reduce simply to n X E and n X H evaluated on the boundary. The resultant system of equations is simpler, to the point of not reflecting at all the properties of the internal medium in r < a explicitly since G1 no longer enters into the equations. Thus we cannot use the boundary condition n X G1 == 0 at r == a in solving for both the internal electric and magnetic fields. However, we can use a Green's dyadic function G1e with boundary condition n X G1e == 0 at r == a to solve for the electric field, and a Green's dyadic function G1m with boundary condition n X V X G1m == 0 at r == a to solve for the internal magnetic field. In this case the two terms n X H· G1 and n X E· V X G1 in (99) are eliminated and the integral of n X E· V X G1 X n becomes n X E as noted above. In place of (99) we now have (the second unit normal is evaluated at the point r' in each integral)
n
X
E
Ie n X
n.v X
E· v
iI.G2 X nd/ = 0
(106a)
G2 X nd/ +jWfofe n X E'(KG 1m +(2 ) X nd/ =0.
(106b)
+ len X
X
G2
X
nd/ - jW/lo len
X
An alternative choice would be to use the boundary conditions n X V X G1e == 0 and n X G1m == 0 at r == a. It will be instructive to carry out the analysis prescribed by (106) for two reasons. First, it provides an opportunity to show by a concrete example that the property displayed by (105) is indeed true. Second, it will bring out the requirement that the longitudinal modes must be kept in the Fourier transform of the eigenfunction expansion of the dyadic Green's function and furthermore it will show that by summing over the radial eigenfunctions the longitudinal modes can be eliminated. Since we will be concerned with modes having circular symmetry only the parts of the Green's dyadic functions that do not depend on the angle cP will be retained in the discussion that follows. The dyadic Green's function and the required scalar generating functions are given by (88) and (89), respectively, in Chapter 5. We are interested in the quantity a, X V X G1e X ar , which is readily found from (88) and (89) in Chapter 5. It is given by
a,
"G-
X v X
Ie X
_
1 ~ {P~mJo(P~mr la)Jl(P~mr' la) J2(' )[( , 1 )2 _ 2] aet>az' 1ra m=1 0 POm POm a "I
ar, - -3 L.J
(107) where "1 2 == k 2 _(32 and J O(POm) == J 1(Pom) == o. We note that the above series has coefficients that will be proportional to 11m for large m. Therefore, the series will not converge uniformly for r == a and r' approaching a. If we set r == r' == a we obtain zero. In (99) we have to evaluate the terms involving G1 as r' approaches a from the interior and evaluate the terms involving G2 as r' approaches a from the exterior.
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
451
If we solve the one-dimensional Green's function problems 1d
dg
2
- - r - +'Y g
o(r - r')
dg
,
-
1 d dg 2 o(r - r') --r-+'Yg= ,
g
r dr dr
=
r
r dr dr
r
dr
=0, r =a
= 0,
r
=a
by Methods I and II described in Section 2.4, we can establish the summation formulas 2J = 7ra o('Yr<)[J ( r )Y (a)-J (a)Y ( r )] 2] 4 J (a) 0 'Y > 1 'Y 1 'Y 0 'Y >
"JO(P~mr/a)JO(P~mr'/a)
L...t J2( , )[(P'Om / a )2 _ 'Y m= lOPOm
~Jo(Pomr/a)Jo(Pomr'/a) c: J2( )[( /)2 _ 'Y 2] m=! 1 POm POm a
1
(108a)
'Y
2J = 7ra o('Yr<)[J ( r )Y (a)-J (a)Y ( r )]. (108b) 4 J (a) 0 'Y > 0 'Y 0 'Y 0 'Y > 0
'Y
We now take the derivative of (108a) with respect to r' and that of (108b) with respect to r using r' < r. This will generate the series that occurs in (107). After the derivatives are carried out we can set r' = r = a. Then upon using the Wronskian relation
we find that (107) simplifies to (109) We now note that
in accordance with the property set forth in (105). Consequently, we have shown that the integral lim
r'~a
f c a,
X
E· V' X Gle
X
a r , dl
reproduces the value a r , x E on the boundary when a r X Gle = 0 on the boundary. The function of r' given by this integral is discontinuous at r' = a. It equals 8 r X E(a) as r' approaches a from the interior and equals zero when r' ~ a. If we differentiate (108) as specified but use r' > r then we can substantiate that upon putting r' ~ r ~ a the right-hand sides of (108a) and (108b) vanish. In order to evaluate the other terms in (106) we need 8 r X Gl m X a r , where Gl m satisfies the boundary condition a, X V' X Gl m ~ 0 at r ~ a. In order to construct this Green's function we use the scalar functions t/leom given by (89d) in Chapter 5 to generate the N n and L n functions. The required M n functions are obtained using (89c) in Chapter 5. It is readily
452
FIELD THEORY OF GUIDED WAVES
found that 1 ~{J1(POmr/a)J1(POmr'/a) ar X G 1m X ar' - --2L....J 2 / 2 2 azaz 'Ira m=1 J 1(POm)[(POm a) - '" ]
l
+ JO(Pbmr/a)JO(Pbmr'/a) J5(Pbm)[(pbm/a )2 + ~2]
_
[(Pbm/ a)2a c/> ac/> 1 (Pbm/a)2 - ",2
,B2~a
(110)
We can combine the N n and L n contributions to obtain
The sum of this series can be found using (108a). If the N n and L n mode series were summed separately, terms involving Bessel functions with the argument j~a would arise. Such terms are absent in the combined series because of cancellation of the L, mode series by a part of the Nn mode series. In order to sum the series multiplied by azaz in (110) we proceed as follows. We differentiate both sides of (108b) with respect to rand r' and note that the derivative of the right-hand side with respect to r leaves a function that is discontinuous at r' :=: r. Consequently, the derivative with respect to r' will produce a delta function term o(r - r') which is evaluated using the Wronskian relation given earlier. By this means we obtain l
f
(POm /aiJ 1(POm r /a)J 1(POm r' fa) m=1 JT(POm)[(POm/a)2 - ",2] 2
'lra ", 2
J (""
)
- 4 - ;ob'a~ [Jl('Yr>)YO('Ya) - JO('Ya)Yl('Yr » ]
a
2
+ 2r,o(r -
r'),
The series has a factor
(Pom/a)2 _ 1+ 'Y (Pom/a )2 - ",2 (Pom/a )2 2
",2'
The expansion of the delta function is given by
o(r - r') _ ~ ~ J1(POmr /a)J1(POmr'fa) , - L....J a 2 J2( r m=1 1 POm) where we have used the fact that the functions J 1(POmr fa) form a complete orthogonal set. By using the above results we find that our required summation formula is
~Jl(Pomr/a)Jl(Pomr'/a) = 7ra
~ JI(Pom)[(Pom /a)2 - 'Y 2]
4
2J
1('Yrd[J ( r )Y ( a) -J ( a)Y ( r )]. J o('Ya) 1 'Y > 0 'Y 1 'Y 0 'Y >
By summing the series in (110), setting r
:=:
r'
:=:
(111)
a, and using the Wronskian relation, we
453
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
obtain (112) We now return to (106) and introduce the expansions a r X E == Via z I I az + 12 a, and then obtain the equations
+ V2 a> and a r
X
H ==
(113a)
(114a)
By equating the determinant of the pair of equations (113) to zero we obtain the dispersion equation for TE waves (115) The factor in brackets can be expressed in the same form as (l04a) and thus gives the correct dispersion equation for TE waves. The multiplying factor Jb('Yoa) has zeros for "'loa == pbm which gives {3 == [kij - (p bm / a)2] 1/2. These are the propagation constants for TE waves in a hollow waveguide of radius a and having perfectly conducting walls. These roots are spurious ones and do not represent modes that can exist on a circular dielectric cylinder. By examining (113) we readily see that the solutions corresponding to the spurious roots require VI == 0 but do not specify the value of 1 2 • For the second set of equations (114) the dispersion equation is (116) The factor in brackets, when equated to zero, gives the same equation as (l04b) and is the correct dispersion equation for TM modes. The multiplying factor JO('Yoa) has zeros corresponding to {3 == [k5 - (POm/a)2]1/2 which are the propagation constants for TM waves in a circular waveguide with perfectly conducting walls. These roots are also spurious ones. A conclusion that can be drawn from the above example is that the boundary-element method will also suffer from the problem of giving spurious solutions. Furthermore, the spurious solutions that arise will be dependent on the choice of dyadic Green's functions that are used to solve the problem. It also should be apparent that if the longitudinal modes had been inadvertently left out of the Green's function the correct dispersion equations would not have been obtained. If the four equations, obtained from the tangential components of (95)-(98) are
454
FIELD THEORY OF GUIDED WAVES
solved instead of the reduced pair of equations (99a) and (99b) a unique solution is obtained [6.4]. Before leaving the subject of waves on circular rods we need to point out an interesting phenomenon that occurs for hybrid modes (non-circularly symmetric modes consisting of E and H modes coupled by the boundary conditions at the air-dielectric interface) in a circular waveguide containing a coaxial dielectric rod. This phenomenon is the occurrence of a backward wave having oppositely directed group and phase velocities. The backward wave occurs when conditions exist such that the E 11 and H 11 modes have the same cutoff frequency. The hybrid wave consisting of coupled E 11 and H 11 modes splits into pure E 11 and H 11 modes at cutoff. The degeneracy occurs for a dielectric constant somewhat larger than 9. Away from cutoff the H 11 mode goes over into a backward wave provided the dielectric constant of the rod exceeds the critical value. Several papers dealing with the backward-wave phenomenon have been published by Clarricoats and co-workers [6.41]-[6.43] as well as others [6.44], [6.45]. The same phenomenon has been found to occur for rectangular and square waveguides having a high-dielectric-constant central core [6.46]. The reader is referred to these papers for a detailed treatment. In addition to backward-wave modes, waveguides partially filled with dielectric material can have complex mode solutions. These modes occur in pairs with the propagation constants being complex conjugates of each other. These complex modes do not carry any real power and behave more like evanescent modes. A review of the literature on complex mode solutions and a general analysis of such waveguides may be found in a paper by Omar and Schiinemann [6.5]. These authors point out that in a partially filled circular waveguide complex modes occur only for fields that have a dependence on the azimuthal angle. Complex modes also do not exist in rectangular waveguides that are inhomogeneously filled with dielectric slabs and support LSE and LSM modes.
Shielded Rectangular Dielectric Waveguide In Fig. 6.18 we show a rectangular dielectric waveguide of dimensions 2a x 2b placed inside a larger metallic rectangular waveguide of dimensions 2A x 2B. The propagation constants for the surface wave modes on the dielectric guide can be found by using a modification of the theory presented above for the dielectric rod. To find the electric field in the dielectric we can use a Green's dyadic function for the large waveguide filled with dielectric that satisfies the boundary conditions n X G1e == 0 on the metal walls. As alternatives we can use dyadic Green's functions that satisfy electric wall boundary conditions n X G1e == 0 on the surfaces y
-,.. . . . . . . . . . .
----+--~x
~I
- - e - - - - - - - - 2A----~
Fig. 6.18. A shielded rectangular dielectric guide.
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
455
of the dielectric rod, or that satisfy magnetic wall boundary conditions n X \7 X G1e == 0 on the surface of the dielectric rod. Similar choices are available for determining the magnetic field inside the dielectric rod. A convenient choice is to use the dyadic Green's function for the larger waveguide, using k == ylKk o for the interior problem and k o for the exterior one, since this requires the construction of fewer dyadic Green's functions. We will then find that spurious roots will occur and correspond to modes propagating in a dielectric-filled rectangular waveguide with the dielectric having a rectangular hole in the middle. The interior and exterior fields are given by E1(r')
= -f}O x
E1(r).V'
H1(r')
= - f}O x
H1(r). V' X G 1m + jW€OKO X E1(r).G 1m] dl
Ez(r')
=
H 2(r') =
f f
x G 1e -jW/LO O x H1(r).G1e]dl
c [0
X Ez(r). V' X G 2e - jW/LO O X H2(r).G2e] dl
c [0
X H 2(r). V' X
G2m + jW€OO
X E 2(r).G2m] dl
(117a) (117b) (117c) (117d)
where G1m and G2m are dyadic Green's functions for the magnetic field and satisfy the boundary conditions n X \7 X aIm == n X \7 X G2m == 0 on the metal walls. The functions labeled with one and two as subscripts differ only in that the former has k and the latter has k o as a parameter. Also, the above dyadic Green's functions are the Fourier transforms with respect to the Z and z' variables. The integration is around the contour C of the dielectric rod. It should be noted that both the electric- and magnetic-type dyadic Green's functions must include the longitudinal modes as well as the transverse modes. The integrals involving the curls of the Green's dyadic functions are discontinuous across the boundary C so the tangential fields must be evaluated as the observation point r' approaches the boundary C from the interior for the interior fields and from the exterior for the exterior fields. The discontinuous behavior of these integrals may be described mathematically as follows: lim r/~S-
f
C
o(r) X E(r)- V X G1e(r, r') X nrr') dl
== lim
r/~S+
+0
f
C
n(r) X E(r)- \7 X G1e(r, r') X n(r') dl
X (E- -E+)
(118)
where S- denotes the interior side of S, S+ denotes the exterior side, and n X E- and n X E+ are the limiting values of the tangential electric fields as the surface S is approached from the interior and exterior sides, respectively. The equivalent magnetic current J m on the surface is n X (E- - E+). When we equate the tangential field components given by (117) we can interchange the sides of S that r' approaches for the interior and exterior fields since the integrals involving \7 X G1e and \7 X G2e have equal and opposite discontinuities across the boundary and therefore cancel. As pointed out by Collin and Ksienski [6.40] we can also place r' directly on the contour C and thus eliminate the need to take limiting values of the non-uniformly converging series that arise. We will demonstrate these various options later on. The analysis of the various modes of propagation for a rectangular dielectric waveguide can
456
FIELD THEORY OF GUIDED WAVES 1.5r--------------------------,
f3lko
1.4
1.3
Mag. wall
e
1.2
= Keo
1.1
Ala
1.0
=
1.87
' - - - - ' - - - - ' - - - - - - ' - - - - . . . . L . - - - - - - I_ _-....._ _......L.-_ _
1
2
3
4
.L.--_~
5
koa
Fig. 6.19. Normalized propagation constant for a square dielectric guide with K = 2.22. The solid circles are values obtained by mode matching and the open circles are values obtained from a finite-difference solution [6.29].
be simplified by considering separately modes having specific symmetry properties. For the guide shown in Fig. 6.18 there are modes for which the symmetry planes containing the x and y axes correspond to electric walls, magnetic walls, or a combination of the two. A mode of practical interest is the one where the yz plane is a magnetic wall and the xz plane is an electric wall. For this mode the problem reduces to a consideration of one-quarter of the total cross section as shown in Fig. 6.19. For this mode the scalar functions from which the M n , N n , and L, modes in the Green's function Gte are generated are .1,
_
'YM,nm -
. nxx m xy Vr;;;;; AB SIn 2A cos-g-e
-jwz
n •1,
_
'YN,nm -
n7rx. m7rY -jwz _ V{2 AB cos 2A SIn -g-e -
== 1, 3, 5, ... ;
m
== 0, 1, 2, ...
.1,
'YL,nm·
The generic form for the Fourier transform of the dyadic Green's function is given by the integrand in (88) in Chapter 5. It is a straightforward matter to construct V' X Gte. Upon
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
457
replacing w by - (3 we have
V' X G = Ie
~ LJ
~ LJ
V' X Mnm(r, -(3)M nm(r', (3) + V' X Nnm(r, -(3)N nm(r', (3) 2
2
2
knm(k nm - "I )
n=I,3,... m=O, 1,...
where k~m == (n1r/2A)2 + (m1r/B)2. We will examine the tangential components of this function on the upper surface y == b of the dielectric waveguide. These are given by
2 AB
CX)
CX)
L L
n=I,3, ... m=I,2,...
+
(ax§y sin ~ cos f) (k~maz -j{3ax~) (sin ~ cos ~) k~m (k~m
2 - "1 )
(119)
The series to be summed over m for the 8 z8 x term is
where f~ == "1 2 - (n« /2A)2. The sum of this series is given in the Mathematical Appendix so we find that we get
~ [~ _~ cos fn(y + y' -B) + cos fn(ly - y'I-B)] ( ~1r ) 2 By' arnB sin f nB 2f~B2
where the magnitude Iy - y'l has been introduced because the series involving the terms cos mxty - y') / B is an even function of y - y' with a derivative with respect to y' that is zero at y' == y but is nonzero and of opposite sign as y' approaches y from the left and right sides. Our final result is
4 . B r B[sin rn(y SIn
n
+ Y'
-B) - sg(y - y') sin rn(ly - y'I-B)]
with sg (y - y') being the sign of y - y'. For y == band y' approaching b from the left we get B
B sin f
- B)
n(2b + -4-sin--4 fnB
458
FIELD THEORY OF GUIDED WAVES
while for y' approaching b from the right we get B 4
B sin f - B) 4 sin fnB ·
- - + - - -n(2b ----
If we set y == y' == b after differentiating the original series term by term (this is called for in the construction of the M nm functions) we get the average value of the two limiting values. The discontinuity across the line y == b is - B /2. When we multiply this discontinuity by the functions of x and sum over n we obtain
- azax
L 00
1 . n1rX . nxx'
A sin 2A sin 2A
= -azaxo(x -
,
x ).
n=t,3,...
If we now scalar multiply by a y X E and integrate over x we find that
lUEoay
X
azaxo(x
=
Ex(x/)ax
which shows that for one term in the integral
there is a discontinuous change across the boundary equal to the tangential value of Ex. The series associated with the ax az term has a discontinuity of opposite sign because the derivative is with respect to y. It will give a term Ez(x')az when the discontinuity in the integral of n X E· \7 X c., along the y == b surface is evaluated. The series associated with axax has a coefficient proportional to m ? for large values of m. It may, therefore, be inferred that this is a uniformly convergent series for all values of y and y'. A direct proof follows readily by using the identity
and summing the two series. It should be apparent that the discontinuities will cancel since the two series are of opposite sign. The same kind of discontinuous behavior occurs on the x == a surface and may be established by summing the series that occurs on that part of the boundary over the integer n. The functions \7 X G2e, \7 X Gtm, and \7 X G2m have the same type of behavior. In view of these results it is quite clear that our earlier statement, that in the integral equations for the boundary values of n X E and n X H we can interchange the sides of S that the observation point r' approaches or set both rand r' on the boundary, is valid. In the first instance the discontinuities cancel and the last choice is equivalent to an average of the results obtained when r' approaches S- and S+. The detailed solution to the rectangular dielectric rod waveguide will be left incomplete since it is mostly a matter of carrying out the formal steps along lines already presented for the circular rod. An example of results that are obtained is shown in Fig. 6.19 based on computations made by Collin and Ksienski [6.40]. For the mode under consideration the following basis functions (also used as testing functions) were used to describe the tangential
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
459
fields on the guide surface: 1fX
Vlax cos 2d nxE==
{
.
1fy
-Vlay SIn 2d .
1fX
Ilax SIn 2d n X H ==
{
.
+ Vza z SIn
2d'
+ Vza z COS
1fy
2d'
1fX
+ Iza z COS
1fy
1fX
2d'
.
1fy
-Ilay COS 2d +Izaz SIn 2d'
y == b
(120a)
x == a y == b
(120b)
x == a
where d == a + b is the total length of the contour C. The equivalent magnetic and electric currents on the surface were chosen to be continuous at the corner x == a, y == b. As can be seen from the results shown in Fig. 6.19 the use of four global basis functions gives values of {3 for the mode under consideration that agree closely with results obtained by using the method of mode matching or the method of finite differences. The evaluation of {3 from the 4 x 4 determinant required only modest computational effort. If the cross section of the dielectric guide is not rectangular or circular it will generally be necessary to evaluate the contour integrals numerically. This will add some additional computational burden which could be offset by expending additional time on the analysis and summing the various series over one of the integers n or m. The boundary-element method is an exact procedure and can be adapted to treat a variety of dielectric waveguides. In common with many other methods it has the disadvantage of giving spurious roots or values for the propagation constants. However, in many cases it would not be difficult to identify the unwanted solutions. The boundary-element method is formulated in terms of the tangential values of the fields on the surface. The tangential magnetic field components are not singular at the edge of a dielectric structure. However, the tangential electric field component normal to the edge can be singular (Section 1.5). It would be preferable to incorporate the edge singularity into the basis functions in order to achieve a better approximation to the exact surface field.
6.6.
DIELECTRIC RESONATORS
The common shapes used for high-dielectric-constant dielectric resonators are the sphere, the cylinder, and the rectangular box-like structure as shown in Fig. 6.20. The resonator is often placed on a ground plane or on a dielectric substrate material. The methods used to analyze dielectric waveguides can also be used to treat dielectric resonators. In particular, the
(a)
(b)
(c)
Fig. 6.20. Common dielectric resonators. (a) Sphere. (b) Cylinder. (c) Box.
460
FIELD THEORY OF GUIDED WAVES
boundary-element method is an exact method in principle and can be used for many practical resonator structures. The method does allow considerable latitude in the choice of dyadic Green's functions to be used. The dielectric sphere, as a resonator problem, can be solved exactly using the spherical vector wave functions which have been described in Chapter 2. The dielectric sphere resonator was analyzed as early as 1939 by Richtmyer [6.47]. In the interior of the sphere we can choose the electric field to be described by a single mode such as the following TE mode:
< a.
r
(121a)
The magnetic field is then given by j
jk
j
H = koZ V' X E = koZ A nmV' X M nm = koZ AnmNnm(r, k), o
o
o
r < a. (121b)
For the field outside the sphere we choose the outward-propagating modes as solutions; thus
r>a r
(121c)
> a.
(121d)
The mode functions are given in (161) and (165) in Chapter 2 [see also the relations (135) in Chapter 2]. For free oscillations of the sphere the boundary conditions at r == a require that the tangential field components match at the air-dielectric interface. By using the expressions for the mode functions it is readily found that the following equations must hold:
kjn(ka)A nm - koh~(koa)Bnm == 0 ~ d[kajn(ka)] A _ d[koah~(koa)] B - 0 ko dka nm dk-a nm - · For a solution the determinant must vanish and this yields the eigenvalue equation
. (k )d[koah~(koa)] _ h 2(k d[kajn(ka)] == 0 in a dkoa n oa) dka ·
(122)
This equation is independent of m so consequently there are many degenerate solutions corresponding to even and odd modes with different azimuthal dependence on the angle. The spherical Bessel functions consist of a finite number of terms. For n == 0, 1 we have . () sin x io x = = - x
h~(x) = sin x . ()
i1 X (
sin x
+j x
cos x cos x
==~--x-
) _
h 21 X -
(1
+ jx) sin x + (j X
2
- x) cos
X •
461
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
For n == 0 the M nm and N nm modes vanish. For n == 1 the eigenvalue equation becomes (1
+ jkOa)K sin ka
- sin ka
+ ka
cos ka == O.
(123)
When K is large an approximate solution may be obtained by using ka == 7r as the first approximation and expanding the eigenvalue equation about this point. This procedure gives ka
== 7r
(1 - 1. )
(124)
+ jO.Olll.
The Q of the mode is given by
N
2
where N 2 == K. For K == 86 we obtain ka == 3.109 (we assume that K is real)
Q
= Reka = 2Imka
+iN7r
3.109 0.0222
= 140.
(125)
The n == 1 TE mode is denoted by TEImI for the smallest root of (123). Dual modes with the electric and magnetic fields interchanged also exist. For these TM modes the eigenvalue equation is . (k )d[koah~(koa)] _ h 2(k )d[kajn(ka)] Kin a dkoa n oa dka
== 0
·
(126)
For n == 1 the eigenvalue equation has the explicit form [N 3 - N(ka)2 - N
+ j(N2 -
l)ka][sin ka - ka cos ka] +[N(ka)2
+ j(ka)3]
sin ka == O. (127)
The approximate solution is given by sin ka - ka cos ka == 0 and gives ka == 4.4934. By means of a Taylor series expansion about this point we get (128) where xo == 4.4934 is the first approximation. For K == 86 we find that the second approximation gives ka == 4.432 + jO.OO714 and a Q equal to 310. These results agree with those obtained by Gastine et ale [6.52] for the real part of ka, but the value of Q is smaller than the value of 330 which is obtained by solving (126) more exactly. Thus (128) is of adequate accuracy when the dielectric constant is of order 100 or more and has the distinct advantage that it is not a transcendental equation. The Q that comes from radiation loss is an upper bound since dielectric dissipation will result in a lower quality factor. We can define the total Q, which we will call Qo, by relation (159) in Chapter 5; thus Qo = wW = w(W I +W2 ) PL PI +P 2
(129)
where WI is the average stored energy in the interior of the sphere, W 2 is the average stored energy in the field external to the sphere, and P L is the total power dissipation PI plus radiated
FIELD THEORY OF GUIDED WAVES
462
power P 2 • The imaginary part of ka gives the Q taking radiation loss only into account. Hence this Q is given by (130) For TM modes the external stored electric energy We, e is greater than the stored magnetic energy W m,e- The external Q, denoted Qe, for the n == 1 TE and TM modes is given by [6.60] (131) For our example this gives Qe == 2wWe,elP2 == 11.26 which shows that the internal stored electric energy is much greater. The stored internal electric energy is We, i and the dissipated power PI == (2Wf" If')We,i where f' and f" are the real and imaginary parts of the permittivity. The internal Q, which we will call Qi, is given by
Q. _ 2WWe , i PI
1-
f'
(132)
-/i. f
We can now put down the following relations:
From these we find that PI Qo obtain
== (Q -
QO)P 2 and we are able to eliminate P
QQi
Qo = Q _ Qe
+ Qi
QQi
:::::: Q
+ Qi '
TM modes
I
and P 2 to
(133)
since Qe is typically small relative to Q and Qi. For our example, assuming that Q == Qi == 330, we find that Qo == 168. For TE waves the external stored magnetic energy is greater than the stored electric energy. Hence for the internal field the opposite is true since at resonance We,i + We,e == W m.i + W m, e. Consequently, the internal power dissipation will be somewhat smaller than the quantity (2Wf" /f')W m.L» Since Qe is based on W m,e and Qo uses W m.l + W m ;e we have to work with the magnetic field energy and therefore cannot specify P I in an exact manner. If we define Qi as
Q. _ 2WWm , i 1 -
PI
this is larger than f'/f". However, since W m,e « W m.i we can use f'/f" for Qi with a relatively small error with the consequence that (133) is a good approximation for Qo for TE modes, for high-dielectric-constant resonators. The total Qo is, of course, available from the analytic solution for ka. When the dielectric constant is complex the resonant complex frequency is given by w' + jca" ==
463
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
(ka)/[ V€OJ-tO(K' - jK")a] where ka is the complex eigenvalue. If we let ka == x
W
'+ .
since in most cases y
}W
II
==
X +jY
. ~,
." 1/2 ~
ay€OJ-tO(K -}K )
«x and K" «
K'.
=
then
x + j y + j K" /2K' ~
ay K'€OJ-to
The total Qo is given by x
W'
Qo = 2w"
+ jy
2y
+ K" /K'
QQi Q+Qi
(134)
which agrees with (133). The definition of quality factor used in (134) in terms of the real and imaginary parts of the complex frequency is not exactly the same as that based on stored energy and dissipated power. For high-Q systems both definitions give nearly the same value for the quality factor. The equation that describes the continuity of the tangential magnetic field for TM modes is
For these modes jn(ka) is not small at the resonant frequencies so we see that in the limit as the index of refraction N tends to infinity the coefficient B nm must vanish. Thus the field is confined to the interior of the sphere. This confinement of the modes for large values of N does not occur for the TE modes since jn(ka) for TE modes approaches zero at resonance for large values of N. From another point of view, the radial magnetic flux B r must be continuous across the boundary so if it has a finite value in the interior it will also have a finite value on the exterior of the surface. The radial electric field, on the other hand, can terminate on the polarization charge on the air-dielectric surface. Van Bladel has shown [6.48] that for dielectric bodies of revolution that are more general than the spherical shape the only confined modes are those that have only an azimuthal magnetic field and do not depend on the azimuthal angle cPo Furthermore, Van Bladel has shown, through the use of a power series expansion of the field in inverse power of N, that for high-dielectric-constant resonators the field outside the resonator may be approximated by quasi-static fields. This property can be inferred from the fact that ka is a finite eigenvalue and hence when N is very large koa must be small and the external field is then a quasi-static field.
Cylindrical Dielectric Resonator For a practical dielectric resonator the finite-length cylinder or the box-like structure is preferred over the sphere because, unlike the spherical resonator, these structures do not have the large number of degenerate modes and are easier to fabricate and mount in a microwave circuit. One method that has been used to analyze the cylindrical resonator is to expand the internal fields in a series of M nm and N nm modes and to expand the external fields in terms of M~m and N~m modes. A finite number of modes is used and the boundary conditions requiring matching of the tangential field components are enforced in a mean square sense. Tsuji et ale obtained very good results using 10 modes for a cylindrical resonator with a length-to-diameter ratio of one [6.57], [6.58]. The expansion in terms of spherical vector modes is valid inside the largest inscribed sphere inside the resonator and outside the smallest circumscribed sphere outside the resonator. Between the two spherical surfaces so described, and this region includes the resonator boundary, the completeness of the expansions is questionable [6.27].
464
FIELD THEORY OF GUIDED WAVES
z
L
s 1 R Fig. 6.21. A cylindrical dielectric resonator inside a cylindrical cavity.
The real part of the resonant frequency for a cylindrical resonator can be found with good accuracy by placing the dielectric resonator in the interior of a much larger cylindrical cavity having metal walls on which n X E == O. In this case the dispersion equation is real and the eigenvalues are real. This method of analysis does not give any information on the Q of the resonant modes. It also introduces all the cavity resonances as additional solutions. Many of the cavity resonant frequencies can be close to those of the dielectric resonator so significant mode coupling with its associated shifts in the resonant frequencies will occur. Many times in practice the resonator will be located inside a closed shielded box and coupling with the resonant modes of the enclosure will then be important to analyze. In Fig. 6.21 we show a dielectric resonator inside a cylindrical cavity. This resonator has been analyzed using the boundary-element method along with basis functions appropriate for the TEot2 mode [6.40]. This mode corresponds to the fundamental mode in a cylindrical resonator of length equal to 2 units and having only an azimuthal electric field component that has odd symmetry about the midplane. The cavity-resonator problem is equivalent to using a resonator of unit length placed on the bottom plate of the enclosing cylindrical cavity. One suitable choice for the dyadic Green's function for calculating the field in the internal dielectric region is an expansion in terms of the cavity modes of the small cylindrical region using magnetic wall boundary conditions at the air-dielectric surface and using the electric wall boundary conditions on the lower z == 0 surface. With this choice the expressions for the fields in the dielectric become E(r/)
= jW/Lo
H(r/) = -
ff
ff sn
sn X X
H.Gle dS
H· yo
X
Gl m dS
n X Gtm == 0 on the air-dielectric surfaces and n X Gte where n X \7 X Gte n X \7 X Gtm == 0 on the z == 0 surface. When r' approaches the surface S the second equation above gives n X H equal to the boundary value so only the first equation needs to be evaluated. For the TEot2 mode where n X H has only an azimuthally independent cP component only the M nm functions are needed for Gte. These functions can be generated from the scalar functions t/; - _2_ J O(POm r ) . nxz M,nm - v'7«i POmJ~(POm) SID 2d ' n = 1, 3,. · ·
465
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
where JO(POm) == 0 and the resonator radius is taken to be of unit length and with a normalized axial length of d. In order to evaluate the fields outside the dielectric resonator the dyadic Green's functions for the large cylindrical cavity are needed. These functions satisfy the boundary conditions n X G 2e == n X \7 X G 2m == 0 on the metal walls. The required generating functions are given by (140) in Chapter 5 with c == L, a == R, and keeping only the n == 0 terms. For G 2e only the circularly symmetric M nm functions are needed. For G 2m only the contributions from the N nm and L nm functions are required. The generating functions for these are
The generic form for the dyadic Green's functions is given by (142) in Chapter 5. By using dyadic Green's functions constructed as outlined above the boundary-element method gives the following two coupled integral equations:
jj
0 X
E· V' X
G2e X
s
OX
H+
odS -jwp-ojj
0 X
H.(G'e + G2e )
X
s
jjox H·V'x G OdS+jwfojjox E.(G 2m X
s
2m X
odS
0
(l35a)
o)dS=O
(l35b)
=
s
where S is the air-dielectric surface. The integrals involving \7 X G2e and \7 X G2m must be evaluated in the limit as r' approaches the surface S from the exterior region since the series that occur in these terms are not uniformly convergent when r' approaches r. In [6.40] the integral equations are solved using the basis functions
z==d r==1
H X n
==
Iae/>Jl(POlr), { AI,a",J,(po,) sin ;~,
z == d r = 1.
(136a)
(136b)
The equations are also tested with these functions (Galerkin' s method). The field E e/> is continuous along the boundary so at the edge r == 1, z == d, the equivalent current Jm is made continuous along the boundary. The projection of H onto the surface r == 1 and that onto the surface z == d do not have to be the same and hence the equivalent current J ee/> does not have to be continuous along the contour at the edge. The parameter A was introduced so that the relative values of Jee/> on the two surfaces could be adjusted. By choosing A == 0.1 the eigenvalue k exhibited a stationary value. The numerical evaluation was simplified by summing the series over n when rand r' were on the surface z == d and summing the series over m when rand r' were on the r == 1 surface. Figure 6.22 shows the TE o12 eigenvalue as a
466
FIELD THEORY OF GUIDED WAVES
3.70
k
3.60 10
30
50
70
90
K
Fig. 6.22. The eigenvalue k as a function of dielectric constant.
5.5
k 5
4.5
4
3.5
1.5
0.5
2
d
Fig. 6.23. The eigenvalue k as a function of normalized axial length of a cylindrical dielectric resonator.
467
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
5 k
K =
20
1 9.5
4.5
j
L~
4
k--R~ ~
t----_~-~------
~
3.5
\ Die!. resonator TEo 12 mode
3
2.5
4
5
5.5
6
6.5
7
7.5
8
8.5
R
Fig. 6.24. Dispersion curves as a function of cavity radius R.
function of the dielectric constant. It can be seen that for K greater than 50 the eigenvalue becomes essentially independent of the dielectric constant. This phenomenon is a reflection of the property that for large dielectric constants the fields outside the resonator are quasi-static and hence not dependent on frequency. In Fig. 6.23 we show the dependence of k on the normalized resonator length d. Figure 6.24 shows k as a function of the radius R of the enclosing cylindrical cavity. As R varies, the resonant frequencies of the TEo11 and TEo12 cavity modes become coincident with that of the TEo12 mode for the dielectric resonator. Since the resonator and cavity modes interact the plot of k versus R shows the classical splitting apart of the degeneracy. The dielectric resonator curve of k vs. R goes over into the cavity mode curve of k vs. R, and vice versa, as each coincident resonant frequency is encountered. If the dielectric resonator has a radius a, then the plots of k should be interpreted as plots of k a . It should be noted that the boundary-element method when applied to dielectric resonators may also produce spurious solutions. REFERENCES AND BIBLIOGRAPHY
[6.1] A. T. Villeneuve, "Equivalent circuits of junctions of slab-loaded rectangular waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-33, pp. 1196-1203, 1985. [6.2] B. M. Azizur Rahman and J. B. Davies, "Penalty function improvement of waveguide solution by finite elements," IEEE Trans. Microwave Theory Tech., vol. MTT-32, pp. 922-928, Aug. 1984. [6.3] M. Koshiba, K. Hayata, and M. Suzuki, "Improved finite element formulation in terms of the magnetic-field vector for dielectric waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-33, pp. 227-233, Mar. 1985. [6.4] D. Ksienski, private communication. [6.5] A. S. Omar and K. F. Schiinemann, "Complex and backward-wavemodes in inhomogeneously and anisotropically filled waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-35, pp. 268-275, 1987.
Guides Partially Filled with Dielectric Media (In addition to the references listed below, see [5.25].) [6.6] L. Pincherle, "Electromagnetic waves in metal tubes filled longitudinally with two dielectrics," Phys. Rev., vol. 66, pp. 118-130, Sept. 1944.
468
FIELD THEORY OF GUIDED WAVES
[6.7] L. G. Chambers, "Propagation in waveguides filled longitudinally with two or more dielectrics," Brit. J. Appl. Phys., vol. 4, pp. 39-45, Feb. 1953. (This is a review article containing 16 references.) [6.8] P. H. Vartanian, W. P. Ayers, and A. L. Helgesson, "Propagation in dielectric slab loaded rectangular waveguide," IRE Trans. Microwave Theory Tech., vol. MTT-6, pp. 215-222, 1958. [6.9] F. E. Gardiol, "Higher-order modes in dielectrically loaded rectangular waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-16, pp. 919-924, 1968. [6.10] G. N. Tsandoulas, "Bandwidth enhancement in dielectric-lined circular waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-21, pp. 651-654, 1973. Variational Techniques and the Rayleigh-Ritz Method [6.11] L. G. Chambers, "An approximate method for the calculation of propagation constants for inhomogeneously filled waveguides," Quart. J. Mech. Appl. Math., vol. 7, pp. 299-316, Sept. 1954. [6.12] R. E. Collin and R. M. Vaillancourt, "Application of the Rayleigh-Ritz method to dielectric steps in waveguides," IRE Trans. Microwave Theory Tech., vol. MTT-5, pp. 177-184, July 1957. [6.13] A. D. Berk, "Variational principles for electromagnetic resonators and waveguides," IRE Trans. Antennas Propagat., vol. AP-4, pp. 104-111, Apr. 1956. [6.14] C. H. Chen and C.-D. Lien, "The variational principle for non-self-adjoint electromagnetic problems," IEEE Trans. Microwave Theory Tech., vol. MTT-28, pp. 878-887, 1980. [6.15] W. J. English, "Vector variational solutions of inhomogeneously loaded cylindrical waveguide structures," IEEE Trans. Microwave Theory Tech., vol. MTT-19, pp. 9-18, 1971. [6.16] W. J. English and F. J. Young, "An E vector variational formulation of the Maxwell equations for cylindrical waveguide problems," IEEE Trans. Microwave Theory Tech., vol. MTT-19, pp. 40-46, 1971.
Guides Partially Filled with Ferrite Media The literature on propagation in ferrite-filled guides is extensive. Representative papers are listed below: [6.17] A. A. Th. M. Van Trier, "Guided electromagnetic waves in anisotropic media," Appl. Sci. Res., vol. 3B, pp. 305-371, 1953. [6.18] H. Suhl and L. R. Walker, "Topics in guided wave propagation through gyromagnetic media," Bell Syst, Tech. J., vol. 33. Part I, "The completely filled cylindrical guide," pp. 579-659 (May); Part II, "Transverse magnetization and the non-reciprocal helix," pp. 939-986 (July); Part III, "Perturbation theory and miscellaneous results," pp. 1133-1194 (Sept.), 1954. [6.19] M. L. Kales, "Modes in waveguidescontaining ferrites," J. Appl. Phys., vol. 24, pp. 604-608, May 1953. [6.20] Ferrites Issue, Proc. IRE, vol. 44, Oct. 1956. [6.21] L. B. Felsen and N. Marcuvitz, Radiation and Scattering of Waves. Englewood Cliffs, NJ: Prentice-Hall, Inc., 1973. [6.22] B. Lax and K. J. Button, Microwave Ferrites and Ferrimagnetics. New York, NY: McGraw-Hill Book Company, Inc., 1962. [6.23] R. F. Soohoo, Theory and Application of Ferrites. Englewood Cliffs, NJ: Prentice-Hall, Inc., 1960. [6.24] P. Clarricoats, Microwave Ferrites. New York, NY: John Wiley & Sons, Inc., 1961.
Dielectric Waveguides Mode-Matching Methods: [6.25] J. E. Goell, "A circular-harmonic computer analysis of rectangular dielectric waveguides," Bell Syst. Tech. J., vol. 48, pp. 2133-2160, 1969. [6.26] A. L. Cullen, O. Ozkan, and L. A. Jackson, "Point matchingtechniquefor rectangular cross-sectiondielectric rod," Electron. Lett., vol. 7, pp. 497-499,1971. [6.27] R. H. T. Bates, J. R. James, I. N. L. Gallet, and R. F. Millar, "An overview of point matching," Radio Electron. Eng., vol. 43, pp. 193-200, 1973. [6.28] K. Solbach and 1. Wolff, "The electromagnetic fields and the phase constants of dielectric image lines," IEEE Trans. Microwave Theory Tech., vol. MTT-26, pp. 266-274, 1978. Finite-Difference and Finite-Element Methods: [6.29] E. Schweig and W. B. Bridges, "Computer analysis of dielectric waveguides: A finite difference method," IEEE Trans. Microwave Theory Tech., vol. MTT-32, pp. 531-541, 1984. [6.30] S. M. Saad, "Review of numerical methods for the analysis of arbitrarily-shaped microwave and optical dielectric waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-33, pp. 894-899, 1985. [6.31] T. Angkaew, M. Matsuhara, and N. Kumagai, "Finite-element analysis of waveguide modes: A novel approach that eliminates spurious modes," IEEE Trans. Microwave Theory Tech., vol. MTT-35, pp. 117-123, 1987. [6.32] M. Hoshiba, K. Hayata, and M. Suzuki, "Improved finite element formulation in terms of the magnetic field
INHOMOGENEOUSLY FILLED WAVEGUIDES AND DIELECTRIC RESONATORS
469
vector for dielectric waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-33, pp. 227-233, 1985. [6.33] B. M. A. Rahman and J. B. Davies, "Finite-element analysis of optical and microwave waveguide problems," IEEE Trans. Microwave Theory Tech., vol. MTT-32, pp. 20-28, 1984. [6.34] W. C. Chew and M. A. Nasir, "A variational analysis of anisotropic, inhomogeneous dielectric waveguides," IEEE Trans. Microwave Theory Tech., vol. 37, pp. 661-668, 1989.
Boundary-Element Methods: C. A. Brebbia and S. Walker, Boundary Element Techniques in Engineering. London: Butterworths, 1980. [6.36] K. Yashiro, M. Miyazaki, and S. Ohkawa, "Boundary element method approach to magnetostatic wave problems," IEEE Trans. Microwave Theory Tech., vol. MTT-33, pp. 248-253, 1985. [6.37] C. C. Su, "A surface integral equations method for homogeneous optical fibers and coupled image lines of arbitrary cross sections," IEEE Trans. Microwave Theory Tech., vol. MTT-33, pp. 1114-1119, 1985. [6.38] C. C. Su, "A combined method for dielectric waveguides using the finite-element technique and the surface integral equations method," IEEE Trans. Microwave Theory Tech., vol. MTT-34, pp. 1140-1146, 1986. [6.39] N. Morita, "A method extending the boundary condition for analyzing guided modes of dielectric waveguides of arbitrary cross-sectional shape," IEEE Trans. Microwave Theory Tech., vol. MTT-30, pp. 6-12, 1982. [6.40] R. E. Collin and D. A. Ksienski, "Boundary element method for dielectric resonators and waveguides," Radio Sci., vol. 22, pp. 1155-1167, 1987. [6.41] P. J. B. Clarricoats and R. A. Waldron, "Non-periodic slow wave and backward wave structures," J. Electron. Contr., vol. 8, pp. 455-458, 1960. [6.42] P. J. B. Clarricoats, "Backward waveguides containing dielectrics," Proc. lEE, vol. 108C, pp. 496-501, 1961. [6.43] P. J. B. Clarricoats, "Propagation along unbounded and bounded dielectric rods," Proc. lEE, vol. 107C, pp. 170-186, 1960. [6.44] V. Ya. Smorgonskiy, "Calculation of the double-value part of the dispersion curve of a circular waveguide with dielectric rod," Radio Eng. Electron. Phys. (USSR), vol. 13, pp. 1809-1810, 1968. [6.45] Yu. A. Ilarionov, "Ambiguity in the dispersion curves of waves of a circular, partially filled waveguide," Isv. Vuz Radioelektron., vol. 16, pp. 30-37, 1973. [6.46] G. N. Tsandoulas, "Propagation in dielectric lined square waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-23, pp. 406-410, 1975.
[6.35]
Dielectric Resonators [6.47] R. D. Richtmyer, "Dielectric resonators," J. Appl. Phys., vol. 10, pp. 391-398, 1939. [6.48] J. Van Bladel, "On the resonances of a dielectric resonator of very high permittivity," IEEE Trans. Microwave Theory Tech., vol. MTT-23, pp. 199-208, 1975. [6.49] J. Van Bladel, "The excitation of dielectric resonators of very high permittivity," IEEE Trans. Microwave Theory Tech., vol. MTT-23, pp. 208-217, 1975. [6.50] M. Verplanken and J. Van Bladel, "The electric-dipole resonances of ring resonators of very high permittivity," IEEE Trans. Microwave Theory Tech., vol. MTT-24, pp. 108-112, 1976. [6.51] M. Verplanken and J. Van Bladel, "The magnetic-dipole resonances of ring resonators of very high permittivity," IEEE Trans. Microwave Theory Tech., vol. MTT-27, pp. 328-333, 1979. [6.52] M. Gastine, L. Courtois, and J. L. Dormann, "Electromagnetic resonances of free dielectric spheres," IEEE Trans. Microwave Theory Tech., vol. MTT-15, pp. 694-700, 1967. [6.53] H. Y. Yee, "Natural resonant frequencies of microwave dielectric resonators," IEEE Trans. Microwave Theory Tech., vol. MTT-13, p. 256, 1965. [6.54] K. K. Chow, "On the solution and field pattern of cylindrical dielectric resonators," IEEE Trans. Microwave Theory Tech., vol. MTT-14, p. 439, 1966. [6.55] T. Itoh and R. Rudokas, "New method for computing the resonant frequencies of dielectric resonators," IEEE Trans. Microwave Theory Tech., vol. MTT-25, pp. 52-54,1977. (The method described is essentially that presented earlier by K. K. Chow; see [6.54].) [6.56] Y. Konishi, N. Hoshino, and Y. Utsumi, "Resonant frequency of a TEOlo0 dielectric resonator," IEEE Trans. Microwave Theory Tech., vol. MTT-24, pp. 112-114, 1976. [6.57] M. Tsuji, H. Shigesawa, and K. Takiyama, "On the complex resonant frequency of open dielectric resonators," IEEE Trans. Microwave Theory Tech., vol. MTT-31, pp. 392-396, 1983. [6.58] M. Tsuji, H. Shigesawa, and K. Takiyama, "Analytical and experimental investigations on several resonant modes in open dielectric resonators," IEEE Trans. Microwave Theory Tech., vol. MTT-32, pp. 628-633, 1984.
470
FIELD THEORY OF GUIDED WAVES
[6.59]
A. W. Glisson, D. Kajfez, and J. James, "Evaluation of modes in dielectric resonators using a surface integral equation formulation," IEEE Trans. Microwave Theory Tech., vol. MTT-31, pp. 1023-1029, 1983. [6.60] R. E. Collin and S. Rothschild, "Evaluation of antenna Q," IEEE Trans. Antennas Propagat., vol. AP-12, pp. 23-27, 1964. PROBLEMS
6.1. Show that the LSM and LSE modes are a linear combination of the E and H modes. 6.2. Derive the eigenvalue equations for the symmetrical and unsymmetrical modes (both LSM and LSE modes) for rectangular guides inhomogeneously filled with lossless dielectric material as illustrated in Fig. P6.2.
I.
·I--Y·
d
d
·1
Fig. P6.2.
~
6.3. Use a two-term approximation in the Rayleigh-Ritz method to compute an approximate value for the propagation constant 1'1 for the dominant mode in a guide loaded with a centered dielectric slab as in Problem 6.2. Compare the approximate eigenvalue with the true eigenvalue. Note that, since 1'1 is imaginary, the absolute value of the approximate eigenvalue will be too small. Evaluate the approximate normalized eigenfunction, and compare it with the true eigenfunction by plotting them as functions of x. Carry out the computation only for the LSE mode and take a == 0.9 inch, t == O.3a, K == 2.56, and ~o == 3.14 centimeters. 6.4. Show that (27) is a stationary expression for 1'2 by evaluating the variation 01' and also by applying the Euler-Lagrange equations from the calculus of variations. 6.5. Give a detailed derivation of (43) and (45). 6.6. Show that the variational expressions for the eigenvalues 1'z for the LSE and LSM modes are equivalent to minimizing the integral over the guide cross section of the energy function 4(Wm - We) == lLoH.H* - K(x)eoE.E*. HINT: Express W m - We in terms of the Hertzian potential function. 6.7. Use a two-mode approximation in the Rayleigh-Ritz method to compute the equivalent-circuit parameters of the asymmetrical dielectric step in a rectangular guide. Assume that an HIO mode is incident and that a == 0.9 inch, t == O.3a, K == 2.56, and ~o == 3.14 centimeters, and find Xl, Xz, n2Z1~ 6.8. A circular guide of radius b is inhomogeneously filled with a dielectric cylinder of radius t, where t < b. The relative dielectric constant is K. Obtain the solutions for circularly symmetric E and H modes. 6.9. For the structure of Problem 6.8, show that all modes which have angular variation are not pure E or H modes but a linear combination of the two. Obtain the eigenvalue equation for these hybrid modes. 6.10. Derive suitable variational expressions for the propagation constants of the circularly symmetric E and H modes for the inhomogeneously filled circular guide of Problem 6.8. 6.11. A rectangular guide is completely filled with a ferrite medium. The d-e magnetizing field is applied along the longitudinal axis. Determine the possible modes of propagation in the guide. 6.12. Use a three-mode approximation to find the equivalent-circuit parameters of the dielectric step discontinuity shown in Fig. 6.9. Compare your results with those given in the text. Assume that t [a == 0.4. 6.13. Use the boundary-element method to derive the solutions for the propagation constants of the LSE and LSM modes for the slab-loaded rectangular waveguide shown in Fig. 6.1(a). The dyadic Green's functions that are needed do not have any y dependence. Use Green's functions that are appropriate for the rectangular waveguide and that satisfy the boundary conditions
n
X
Gl e == n X Gze == n X
V X
Gl m
==
n
X V X
GZm
== 0
on the waveguide boundary. 6.14. Use the boundary-element method to derive the eigenvalue equations for circularly symmetric modes of a dielectric resonator. Use the mode expansion for the dyadic Green's functions for unbounded space for both the interior and exterior problems. Compare your results with (122) and (126).
7
Excitation of Waveguides and Cavities
In this chapter we will examine the basic problems of radiation from a probe antenna and a small loop antenna in a rectangular waveguide. The impedance of an antenna in a waveguide is significantly different from that of an antenna located in free space. A very common type of waveguide antenna is a probe connected to a coaxial transmission line as shown in Fig. 7.1. By choosing the antenna length d and the short-circuit position £ correctly the input impedance can be made equal to the characteristic impedance Z c of the input coaxial transmission line over a fairly broad range of impedances. Two waveguides may be coupled by means of probe or loop antennas or a combination of the two. However, it is usually simpler to couple two waveguides by one or more apertures in the common wall. An approximate theory of coupling by small apertures was developed by Bethe [7.5]. We will give an improved version of this small-aperture theory that will provide for conservation of power and hence give more physically meaningful equivalent circuits. In the latter part of the chapter we will develop the small-aperture theory for waveguideto-cavity coupling. A cavity can also be excited by means of a small probe or loop antenna coupled to an input coaxial transmission line. The theory is similar to that for antennas in waveguides and for this reason will not be covered.
7.1.
THE PROBE ANTENNA
The type of coaxial-line probe antenna to be analyzed is shown in Fig. 7.1. It consists of a small coaxial line, terminated in the center of the broad face of a rectangular waveguide, with its inner conductor extending a distance d into the waveguide. In order to have the antenna radiate in one direction only a short-circuiting plunger is placed a distance £ to the left of the probe. The probe has a radius r which we will assume to be small relative to the guide height b. However, for typical probes r is large enough that it is necessary to account for the probe thickness if accurate results for the antenna impedance are to be obtained. The field in the waveguide is excited by the unknown aperture fields in the coaxial-line opening. For an exact analysis we should express the field in the waveguide and coaxial line in terms of the unknown aperture electric field and impose the boundary conditions that require the tangential magnetic field to be continuous across the aperture opening. This procedure would lead to equations for determining the electric field in the aperture opening and the current on the probe. In a typical arrangement the coaxial line is relatively small in diameter and the amplitudes of the higher order coaxial-line modes that are excited are small. A reasonable approximation is to assume that only an incident and a reflected TEM mode exist in the coaxial line. Thus 471
472
FIELD THEORY OF GUIDED WAVES y
f
a
b d r--I-----------~ Z
~-;----~z
p
x Fig. 7.1. Waveguide probe antenna.
we will assume that in the coaxial line, at the aperture opening, E;
1 p In ro/r
== (V+ + V - ) - - H c/> -
V+ - V-
Zc
-
(la)
1
(lb)
27rp
where ro is the outer-conductor radius, p is the radial coordinate, Z, is the characteristic impedance, and V+ and V- are the amplitudes of the incident and reflected TEM waves. The total input current at the probe input equals 27rrHc/>(r) == 1 0 and the antenna input impedance equals
If we introduce a dyadic Green's function Ge that satisfies the boundary condition n X c, == o on the waveguide walls and the radiation condition as z approaches infinity, we can express the electric field in the form E(r')
=
11
II
Sa
So
n X E(r). V' X Ge(r, r')dS - jW/LO
J(r).Ge(r, r')dS
(2)
where Sa is the coaxial-line aperture and So is the surface of the probe. This result follows from applying Green's theorem to the surface shown in Fig. 7.2 and making use of the boundary conditions satisfied by E and Ge on the waveguide walls, the probe surface, and at infinity. The first integral over the surface Sa gives the applied field acting on the probe which will be called Ea. The boundary condition on the probe is n x E == 0 and leads to the
EXCITATION OF WAVEGUIDES AND CAVITIES
473
r----------------------------------------------------------------"'1 I I I I I
! I I I
:
L.
I I I I I
!
~--l 8 0 I I I
J
: L
/
8
I I I
a
J:
Fig. 7.2. Surface of integration for Green's theorem.
following integral equation for the probe current J:
ffJ(r).G(r, r')dS
X D
= -r,
X D,
r' on So
(3)
So
where G == - jwP,OGe . We will develop a variational expression for an impedance functional Z from which we can find the antenna input impedance Z in. We will then show that this variational method gives the same solution as that obtained by solving the integral equation (3) using the method of moments and Galerkin's procedure. The variational method for antenna impedance was developed by Storer! and was formulated for the case when the applied electric field acted over a vanishingly small length of the antenna, essentially a delta function source. We will generalize the method so as to take account of an applied electric field that acts along the full length of the antenna. The integral equation (3) involves the tangential components along the probe. Instead of taking a cross product with the unit normal n we will take a scalar product with J (r') and integrate over the probe surface, which gives
ffff So
J(r).G(r, r').J(r')dS dS'
So
=-
fJ
Ea(r').J(r')dS',
So
We now define the impedance functional
(4)
and consider its variation 0Z using
ff ff So
1 An
J(r).G(r, r')·J(r')dS dS'
+
So
account of Storer's method may be found in [7.1].
~2 [Jf J(r').Ea(r')dS'] So
2
= O.
(5)
474
FIELD THEORY OF GUIDED WAVES
The variation OZ in Z due to a variation oj in the current distribution is given by
~ [/IJoEa dS']
2
= -II II [OJoGoJ +JoGooJ
So
So
So
+
V22oJ-EaJ-Ea dSdS. Z ] '
By using the symmetry property of G, namely that J(r)-G(r, r')-oJ(r') and relabeling the variables rand r' as appropriate we obtain
== oJ(r')- G(r', r)-J(r),
~ [/IJoEa dS'] = -211 [/IJ(r)oG(r, r')dS + Ea(r')] 2
So
So
(6)
-oJ(r')dS'
(7)
So
where we have also made use of (4). Since the current J is a solution of the integral equation (3) we see that oZ == O. Hence (5) is a variational expression for the impedance functional Z. At this point we need to establish the relationship between Z and the antenna input impedance Zin. If the applied field was a delta function source Vo(y) then (4) gives
Z ==
V2
==
II Vo(y)Jy(y)dyrdq, So
V
1 Jy(O)rdq, 211"
V
== -
== Z in
(8)
10
0
so Z equals Zin in this special situation. The electric field Ea(y)- a y acting along the probe will be linearly proportional to V, the voltage associated with the aperture field in the coaxial-line opening. Hence we can write
where ea(y) is a normalized electric field along the probe. From the definitions of Z and Zin we have
z; =
V
1 = 0
lrr} EaoJdS V
2
IleaJydS SO
1
0
1 d
=
IZ
ea(y)Iy(y)dy
(9)
0 0
So
where I y(Y) == J~1I" J y(y)r dcjJ == 27rrJ y(y) is the total current on the probe. We have assumed that the current J y(y) is uniform around the circumference of the probe. We can expand the current I y in terms of a suitable set of basis functions l/In(Y) so that N
Iy(Y)
== L1nl/ln(Y). n=l
(10)
EXCITATION OF WAVEGUIDES AND CAVITIES
475
We can always choose the 1/In(Y) so that 1/In(O)
== 1. Hence we will have (11)
When we use this expansion in (5) and also make use of (9) we obtain the following expression for Zin: N
z. -
N
N
N
N
LLGnmlnlm Lfnln
LLGnmlnlm
n=l m=l
n=l m=l
_n=_l_ _
(~fnlnY ~In
m-
where
G nm =
(2:r~2
IIII So
N
(12)
N
LlnLfnln n=l
n=l
!/tn(y)Gyy(r, r')!/tm(y')dS dS'
So
The equations for determining the In are obtained by using the current expansion in (5) and setting oZ == 0; thus, N
N
LGmnln==ZfmLfnln==Cfm, n=l
m==I,2, ... ,N
(13)
n=l
where C == ZE~=l fn l n is a constant for each equation. We will show next that Galerkin's method leads to the same solution for Z in.
Galerkin's Method of Solution In the method-of-moments solution we substitute the expansion for J y(Y) == I y(Y) /27rr into the integral equation and then test the resultant equation with each of the basis functions 1/Im (y) in turn. This procedure results in the following system of equations: m
== 1,2, ... ,N.
(14)
This system of equations is the same as that given by (13) with the possible exception of the normalization of the In. We can multiply (14) by 1 m, sum over m, and solve for V. We then find that N
N
LLGmnlmln Z. - V __ n=_l_m_=_l _ m - 1 N N 0
LlnLfmlm n=l
m=l
(15)
476
FIELD THEORY OF GUIDED WAVES
which is the same solution as given by (12). This solution for Zin is not dependent on how the In are normalized. The solution for Zin is, in general, not a stationary value. The impedance functional Z given by (4) is stationary for the correct current distribution, but since Z in is given by the product of Z and a functional of J y(Y) that is not stationary, Zin is not stationary. Variational expressions for complex quantities such as Z do not have any unusual properties as regards the stationary values. These are not absolute maxima or minima. In actuality, if the current distribution contains several variational parameters we could adjust these so that the variational expression for Z would give the exact value for Z, if we knew that value a priori. This current distribution will generally not be the same as the one obtained by setting the first variation equal to zero. What one can infer from the variational expression for Z is that if the trial function chosen for J (y) is a good approximation to the true current distribution then the error in Z is of second order. If the trial function is a poor approximation very little can be said about the accuracy of the stationary value of Z relative to the true value. On the other hand, it has been found in practice that in the case of a delta function source term the variational solution for Z in agrees closely with that obtained by other methods of analysis. Consequently, we can anticipate that Galerkin's method will also give good estimates for Zin using relatively low order expansions for I y(y).
Solution for
z,
We only need the G yy component of the Green's dyadic function when we assume that J has only a y component. This is tantamount to neglecting the radial current on the end of the probe, which is justifiable for a thin probe. We can readily construct the required Green's function from the vector potential A y due to a y-directed current element. The required Green's function that will give the electric field E y from a y-directed current element is 00 00 k2 . tmx . nxx , 2J'Z 0 ~ ~ €Om m mtcy G == - - L....t L....t - - SIn - - SIn - - cos - abk« n=l m=O f nm a a b
. cos m7rY b
, e-fnm(Z>+£)
sinh rnm(z<
+ i)
(16)
where k~ == (m1f/b)2 -k6 and f~m == (n7r/a)2 +k~. For a centered probe we only need the terms for n == 1,3,5, ... in (16). Also, with the exception of the n == 1, m == 0, and possibly the n == 2, m == 0, and n == 1, m == 1 modes, we can replace the hyperbolic sine function by !ernm(Z<+£). In order to obtain a more rapidly converging series than the one over n in (16) and to also facilitate the integration around the circumference of the probe, we introduce the image series given by (91) in Chapter 2. For the m > 0 modes where k~ > 0 we have
L 00
. nxx . nxx'
SIn - - SIn - -
a
a e-rnmlz-z'l
fnma
n=l
= -LH~(-jkmV(X -X' )2 +(z -ZI)2) 4
+
~H~(-jkmV(X +X ' )2 +(z -zl)2)
- ~ I:' [H~( - jkm V(X - x' - 2na)2 + (z - ZI)2) •
00
n=-oo
-H5(-jk m V (x +x' +2na)2 +(Z -Z')2)]
(17)
477
EXCITATION OF WAVEGUIDES AND CAVITIES
where the prime means that the n == 0 term is excluded from the sum. In all terms but the first we can put x == x' == 0/2 and z == z' == 0 with little error. In the first term we use x == (0/2) + r cos C/>, Z == r sin c/> and similar expressions for x' and z'. We then find that
. nxx . nxx'
SIn a sIn r L n=1,3,... nm 00
-0-
O
e
-rnmlz-z'l
==
~ {K (2k r 2 0 m
I.
SIn
c/> - c/>'
2
I)
1f
+ ~ [4Ko(2kmna) - 2Ko(kmna)]}
(18)
where K 0 is the modified Bessel function of the second kind. The average value of the integral of the first term over the angles c/> and C/>' is given by
(2~)2 JJ«; (2kmr ISin cP ; 21r
cP'
I) dcP'dcP
=
(19)
Io(kmr)Ko(kmr)
o
as obtained by using x == sin( c/> - c/>') /2 and
1
1 Ko(2kmrx)
o
~
vI -x 2
d - ~I (k r )K (k r ) x - 2 0 m 0 m .
The Bessel function series converges rapidly because of the exponential decay of the K 0 functions. For the m == 0 terms - jk m becomes equal to k o and the image series involves a slowly converging series of Hankel functions. We can use the same approximations for x and x' in all terms but the first. We also use z == r sin C/>, z' == r sin C/>' in the first term but use z - z' == r in all the higher order terms so as to generate the following series, after averaging over c/> and c/>':
- ~ L' [H~(koJ(2na)2+ r2) - H~(koJ(2n + 1)2a2 + r 2)] •
00
n=-oo
2"
•
-rnor
00
J e -. == -4-[Jo(k or) - I]Ho(k or) + L...J rnOo
(20)
n=1,3,...
We next use J o(k or)-1 ~ -(kor /2)2, H5(k or) ~ 1-j(2/1f)( 'Y+ln kor /2) where 'Y == 0.5772, and express the series in the form 00
n=t...
[e-n7:T/a + (e-rnor mr
r nOa
_ e-
n1rr/a)]
mr
==
1 xr - - I n tanh21f
20
+
n1rr
(eeL -- · n=1,3,... r nO n1f 00
rnor O
[a )
(21)
We can also approximate tanh 1fr/20 by its argument. By this means the m == 0 terms, averaged
FIELD THEORY OF GUIDED WAVES
478
over the angles cP, cP', become
jk~,2
o') k~,2 ( 'Y+ lnk -
--+16 81r
2
1 1r' --In-+
21r
2a
n7rr/a
rnor
(eeL -----. n=1,3,... r nOa nt: 00
)
The terms corresponding to the modes reflected from the short circuit have the factor
. nxx . _ nxx' SIn - SIn _ e-2fnmf-fnm(Z+Z ). I
a
a
For these terms we use x == (a /2) + r cos cP, z means of a Taylor series expansion about x == x'
e- 2rnm£
[1 - (:7r) 2 ~ (cos 2 ¢ + COS2 ¢')
== r sin cP and similarly for x' and z'. By == a /2 and Z == z' == 0 we get 2
+ r~m ~ (sin ¢ + sin ¢')2
to order
r nmr( sin ¢ + sin ¢')]
-
,2. The average over cP and cP' gives
e-2rnm£
[1 + (~m - n:;2) ~] =e-2rnm (1 +k~ ~). £
Since these terms are significant only for the lowest values of nand m, the approximation is adequate for the terms we need. We now collect all of these results so as to rewrite the fundamental integral equation for the probe current I (y) in the form
jZoko
[jk~,2
k~,2 ( 'Y+lnk o')
-- --+b 16 81r
+
2
L --
k 5,2) 00 e-2fnof] ( 1-2 n=1,3,... rnoa
. ~ [ 2~ I o(kmr)Ko(kmr)
-
( 1+
k2
T
1 1r' --In-+
l
d
2a
zjz; I(y)dy--
0
kob
+ ~ 4K o(km2nOi~ 2K o(kmno)
,2) n=f.;.... rnmo 00
21r
n7rr/a (e-rnor e) ----n=f'r,... r nOa nt: 00
'"
e-2fnmf]
k~
mxy' (d
mxy
cos -b-}o I(y) cos -b- dy
==
Vea(y').
(22) All the series in this expression converge very rapidly so only a few terms need to be retained. The basis functions that will be used to represent I (y) are Vtt(y) .1, (
) _
Y/2Y-
=
sin ~o(d - y) SIn kod
(23a)
1 - cos ko(d - y) · 1 - cos kod
(23b)
479
EXCITATION OF WAVEGUIDES AND CAVITIES
For these functions
l
o
d
m7rd) mxy _ _ k o ( cos kod - cos -bt/l1(y) cos -b- dy - Pm 2 • k m SIn kod
l d-" () o
'1/2
mxy d _ Q _ Y cos - - Y - m -
k«
b
(24a)
sin kod - (k~b /m7r) sin mxd /b 2 k m ( 1 - cos kod)
•
(24b)
By using these expressions the matrix elements G nm are readily evaluated. In order to simplify the expressions we will express (22) in the form
ld
go
o
I(y)dy
+ Lgm 00
m7rY
'ld
mxy I(y) cos -b- d y == Vea(y')
cos -b-
m=l
0
and then 00
GIl
== goP~ + LgmP~
(25a)
m=l 00
G 12
== 0 21 == goPoQo + LgmPmQm
(25b)
m=l 00
G 22 ==goQ6
+ LgmQ~.
(25c)
m=1
The solution for
Zin
is given by (15). Upon solving (14) for II and 12 we obtain
z. in -
0
11 022
11022
-
+ 12 0 11 _
oi2
(11
(26)
+ 12)0 12 ·
In order to evaluate this expression we need to find the coefficients f is given by
1
and f
2.
The field ea (y ')
The field ea (y) is localized near the probe input at y == 0 so we can approximate it by using a quasi-static solution. The curl of the free-space dyadic Green's function and its image in the y == 0 plane in the quasi-static approximation is simply
I
1
1
-
\7 X 27rR == 27r \7 Ii X I.
FIELD THEORY OF GUIDED WAVES
480
Hence eo(y) ~
=
-1
2 I / 1r n ro r 7r
l
ro1 21r
r
a 1 dc/>dp a-RP
0
1f/2
I:r~/r 1
[Jy2 +(ro +r)I2 - 4ror cos2 u - J y2 +4r2
where we have put c/> - c/>' == 2u and used R == r sin c/>') I. The parameters /1 and /2 are given by
~4r2 cos2 u] du
layY + ax(p cos c/> - r cos c/>') + az(p sin c/> -
(27a)
(27b) and are evaluated numerically using the approximate solution for ea(y). The solution for ea(y) can be expressed in terms of elliptic integrals if desired; thus eo(y)
=
-
2
1r In ro/r
[k 1K(k 1)
2yfiTO
_
k 2K(k2 ) ]
2r
where kI == 4rro/[y2 + (r + ro)2], k~ == 4r 2/[y2 +4r 2] and K is the complete elliptic integral of the first kind. When Y approaches zero k 2 approaches one and the field ea(y) takes on the limiting value eo(y)
rv
-1 y r1r In ro/ r In -8r •
In view of this logarithmic singularity the numerical evaluation of (27) must be done carefully. A convenient procedure is to use
where we have used 1/;;(0) == 1, i == 1, 2. The last integral is given by 2 7r
[
r/2
In ro/r Jo
+1 _ - -1
1f/2
+
I d + JrF +(ro +r)2 - 4rro cos2 u d n d + Jd2 +4r2 -4r2 cos? u u
In 2r sin u du 2
1r In ro/r
1 1r
0
/
~11f/2 In[(ro + ri - 4rro cos2 u]dU]
2 l d+Jd2+(ro+r)2-4rrocos2ud n u. d + Jd 2 +4r 2 -4r2 cos? u
This procedure eliminates the troublesome singularity that occurs at Y == O. The integral
481
EXCITATION OF WAVEGUIDES AND CAVITIES
involving 1/I;(Y) - 1 has a vanishing integrand at y == 0 and can be evaluated numerically in a straightforward manner. A worthwhile improvement in the accuracy of the solution for the input impedance is obtained by including a frequency-dependent contribution to the applied electric field. The following approximation can be used:
Since ea(y) is generated by taking a derivative with respect to p followed by an integral over p the corrections to the constants 11 and 12 are readily evaluated and are ~/; ==
1r
k2 o/
In(ro r)
ld 0
l
0
7r/ 2
1/1; (y)[
Vy2 + (ro + r)2 -
4rro cos- u
- Vy2 +4r 2 -4r 2 cos? u]dudy
+ jk~(r5 -
r2)
6 In(ro/r)
{P(O), Q(O),
i == 1 i == 2.
These corrections produce a 5 to 10% change in the computed values of Zin and thus demonstrate that Z in is quite sensitive to the values of the applied electric field that acts on the probe. In Fig. 7.3 we show some computed values for the probe resistance R and reactance X as a function of frequency. The results shown are based on the formulas given above and include the corrections ~/;. The data apply for a standard X-band waveguide with a == 2.286 em, b == 1.016 em, and a probe length d == 0.62 em. For the two probe radii of 1 and 1.5 nun the short-circuit position £ == 0.495 em. For the thin probe having r == 0.5 nun the short-circuit position is at £ == 0.505 em. In Fig. 7.4 the return loss, given by Loss == 20 log If I where I' is the reflection coefficient, is shown. For both figures the coaxial line has a characteristic impedance of 50 ohms. From Fig. 7.4 it is quite clear that the thick probe provides a broader bandwidth of operation. At the - 30 dB return loss level the thick probe has a bandwidth of 9%, while the corresponding bandwidth of the thin probe is about 4.5%. In Fig. 7.5 we show the probe impedance for various probe lengths. The probe radius is 1 nun and the short-circuit position £ is chosen so that 2~£ == 1r /2 at 10 GHz, i.e., £ == 0.609 em. This choice of £ maximizes the inductive loading from the B 10 standing wave at 10 GHz. Of particular interest are the decreasing values of probe reactance with increasing frequency when the probe length is greater than about 0.65 em. This feature can be used to design a broadband waveguide to waveguide probe-probe coupling system of the type shown in Fig. 7.6. At the center of the frequency band of interest the transmission-line length is chosen so as to transform the impedance of one probe into the complex conjugate of the impedance of the second probe. When the frequency changes, the changing electrical length of the transmission line is compensated for by the manner in which the reactance of the probes changes with frequency. This compensation results in a relatively well matched system over a broad band of frequencies. The input impedance was also computed using three basis functions to expand the current.
482
FIELD THEORY OF GUIDED WAVES
Ohms
40
30
20
10
x o
-10
_
-20""'"------"~-------L-----L.-------L...-- __L....
9
10
11
__J
GHz
Fig. 7.3. Probe input resistance and reactance as a function of frequency for d = 0.62 em, £ = 0.495 em, a = 2.286 cm, b = 1.016 em. For the thin probe r = 0.5 mm, £ = 0.505 em,
The first was 1/;1 (y) as already specified and the other two were
1/;2 == cos 31ry /2d
Some representative results are shown in Fig. 7.5 as broken curves for d == 0.5 cm and 0.8 ern. For short probes the use of two basis functions appears to be adequate, but for the longer probes the use of three basis functions makes a significant difference in the computed values of the probe impedance. There is very little experimental data on waveguide probe antenna impedance that can be used to check the accuracy of the approximate theory given above. Jarem has made calculations similar to the above using the same basis functions for the expansion of the current and found the agreement with experimental results to be quite good for a moderately thick probe [7.17].
483
EXCITATION OF WAVEGUIDES AND CAVITIES
dB -10
C/) C/)
-20
.2 c
::;
Q5
a:
-30
-40
- 50 L------JI..-_ _....L..-_ _ __ 10 9 9.5 8.5 ~
___L._ __ _ L l
10.5
..L..._._ _.........I....__
____I
11.5
GHz
11
Fig. 7.4. Return loss for the probe antennas of Fig. 7.3.
Ragan has described a probe antenna in [7.20] for which a == 7.2136 em, b == 3.4036 em, == 1.9393 em, r == 0.7937 em, f == 2.55 em, d == 1.91 cm and that is impedance matched at 2.747 GHz. For this case our theory gives Zin == 57.3 - j18. The line impedance is 53.4 ohms so the return loss is only -15.72 dB. By increasing the probe length to 2.12 em and reducing f to 1.95 em our theory predicts an impedance match (return loss of -51 dB). If we use cos(31l'"Y /2d) for the second basis function 1/;2(Y) we find that d == 1.994 em and f == 2.17 em for an impedance match. These values are in closer agreement with those given by Ragan and thus indicate that the second choice is a better one for the basis function 1/;2. In another example involving an X-band waveguide the optimum values of d and fare given as d == 0.635 em and f == 0.787 em at 9.09 GHz. Our theory requires d == 0.67 em and f == 0.55 em, If we use the alternative basis function 1/;2 given above we find that we require d == 0.632 em and f == 0.62 em. These values are in better agreement with the experimental ones. When we use three basis functions we find that the optimum value of f is 0.601 em for d == 0.635 em. The evidence suggests that the theory predicts an optimum value of f that is too small. Furthermore, the limitation does not appear to be the number of basis functions used to expand the current. The probes for which the theory is being compared against experimental data are thick probes. It can be expected that for these cases it will be necessary to include the effects of higher order modes in the coaxial transmission line and to use a better approximation for the applied field e a (y). The theory as given does not appear to be of high accuracy for probes that are as thick as those used in typical coaxial-line-waveguide transitions. The results given by Jarem, for which good agreement with experimental data was obtained, involved a probe of radius approximately equal to 0.03a. For the examples discussed above the probe radii are O.lla and 0.07a, respectively, which are significantly larger. '0
7.2.
THE
Loop
ANTENNA
As an example of a loop antenna, we consider a coaxial line terminated in the narrow wall of an infinitely long rectangular guide and with its center conductor bent into a semicircular
484
FIELD THEORY OF GUIDED WAVES
150r-----~-----------------~
Ohms
125
0.8
--- ------
100
Fig. 7.5. Probe impedance data for various probe lengths. a and b as in Fig. 7.3, t = 0.609 em, r = 1 mm. The broken curves are based on the use of three basis functions.
loop of radius d, as in Fig. 7.7. The center of the loop is located midway between the top and bottom walls of the guide and coincides with the origin of the coordinate system to be used. The plane of the loop is parallel to the xy plane, and hence only those modes (H nm modes) with an axial magnetic field component are excited. Provided the size of the loop is small compared with a wavelength, say d less than O.IAo, the current in the loop may be assumed constant. For the purpose of computing the power radiated into the guide, the current may be considered concentrated in a thin filament along the center of the conductor. The evaluation of the
485
EXCITATION OF WAVEGUIDES AND CAVITIES
-
Fig. 7.6. Probe-probe coupling of two waveguides.
b
"2 a
b
2"
I·
a
·1
-----~ Z
Fig. 7.7. Coaxial-line loop antenna.
radiated power leads directly to an expression for the input resistance (radiation resistance) of the antenna. The radiated power is readily evaluated by finding the coupling coefficient between the propagating H 10 mode (all other modes are assumed to be evanescent) and the loop antenna, according to the methods given in Section 5.6. To evaluate the input reactance to the antenna, the finite radius r of the conductor must be taken into account, or else we run into the embarrassing situation of an infinite reactance. To evaluate the reactance term, the antenna and guide will be replaced by a double infinite array of image antennas. Our calculation then reduces to finding the self-inductance of a single loop in free space and the mutual inductance between the loop at the origin and all the image loops. In this formulation it is quite clear what approximations can be made with negligible error. An analysis based entirely on an expansion in terms of the normal waveguide modes could also be carried out, but the approximations that can be made are not so apparent in this case. The normalized H nm modes may be derived from the scalar function 1/2 '&/;nm(x,
y)
==. (
€On€Om
2
abjkoZofnmkc,nm
)
nxx 2y - b cos - - cos m1r--b a
(28)
FIELD THEORY OF GUIDED WAVES
486
by means of the following equations: (29a) (29b) (29c)
(29d)
(2ge) where k~, nm ~ (m1r / b)2 + (n1r / a)2, h nm and enm are the transverse magnetic and electric normal mode fields, and f~m ~ k~, nm - kfi. The normalization in (28) has been chosen so that (30)
The axial magnetic field in the two regions z < 0 and z > 0 may be represented as an expansion in terms of the above normal mode functions as follows: (X)
(X)
~·~Cnmhznme-rnmZ,
z>O
n=O m=O (X)
(31)
(X)
~ ~DnmhznmernmZ,
z <0.
n=O m=O
From Chapter 5, Eqs. (82) and (83), the coefficients are given by C nm ~Dnm ~
jWllolo f f --2-11 hznm-azdxdy
(32)
So
where So is the surface spanned by the loop, and lois the total loop current assumed concentrated in a thin filament. For the H 10 mode, the coupling coefficient C 10 is given by
o (1r)2 ( jWllol 2a 2 ) 1/2 -C 10 -- 2 a jkoZof 10 1r b
1i So
cos -1rX d x. a
(33)
Introducing a local cylindrical coordinate system If) as in Fig. 7.8 and expanding cos( 1rX fa) since xd [a is small, the integral in (33) becomes
The power radiated into the guide is twice that radiated in one direction and, hence, is given
EXCITATION OF WAVEGUIDES AND CAVITIES
487
------ ...x Fig. 7.8.
by
p
=
1°1 b
ClOCioelO x bio·az dx dy
= ClOCio
since, from the definition of the normal mode functions and the normalization condition (30), we have
1°1 b
enm X
b~m'
az dx dy
I' nm imaginary
={~
f
nm
real.
Substituting for C 10, we get (34)
where {3ro == kij - (1r/ a)2. If the higher order modes in the coaxial line are neglected, the integral of the complex Poynting vector over the coaxial-line opening gives !Zin[fi, since [0 may be assumed real. The input impedance is given by . _P+2jw(Wm-We) Z in 1[2 2: 0
and, hence, the input resistance, Le., radiation resistance, is
R == koZ o ab{310
2
(~)2 (1rd )2. a
2
(35)
The radiation resistance is seen to be proportional to the square of the loop area and for a small loop is quite small; typical values range from 10 to 30 ohms. To evaluate the input reactance, we replace the semicircular loop and the guide by a lattice of loop antennas as illustrated in Fig. 7.9. After we have found the field radiated by a single circular loop, it will be seen that the system of loop antennas in Fig. 7.9 radiates a total field which has a zero tangential electric field on the guide boundary. The semicircular loop and its image in the x == 0 guide wall are illustrated in Fig. 7.10 and are equivalent to a circular loop driven by a voltage generator having twice the voltage required to maintain the current in the semicircular loop. To evaluate the input reactance to the antenna, we must compute the total flux linking the loop at the origin due to all of the image antennas, plus the self-flux linkage arising from the magnetic field set up by its own current. The time rate of change of the flux linking the antenna
488
FIELD THEORY OF GUIDED WAVES
,
__,, I
------,
-t-- --: I
y
I
1
--1---
C)
a
I
0
~
- - - - - -
I
I
81'
--1----,.;--=-1--_
:
1
,
I
I
9
E
0
: :-
~EO
'.-! I
(1)
,__
I
I:----t-----I
E8 :
E o"-
l
__ ,
I
P:
1
1_I
I
1_ _ -
.1
I
1
CD:
<:0
__ ,
CD
I
I
------,------, I I
:
I
I
1
,
'-V
J
I
1
,
-
1__
C)
:
,
,
--1------,------,------,------1------,-I
I
Fig. 7.9. The loop antenna and its images.
-"'+ 2V
Fig. 7.10. Semicircular loop, its image, and their equivalent loop configuration.
results in a back emf being induced. The applied voltage must be equal and opposite to this induced emf, in order to maintain the current loin the loop. The flux linking the antenna and in phase with the current I 0 leads to an induced emf in phase quadrature with the current. It is this flux which gives rise to the inductive reactance term. The flux linking the antenna and in phase quadrature with the current gives rise to an emf in phase with the current, and hence contributes to the radiation resistance. Since we have already obtained an expression for the radiation resistance, we are interested only in that part of the flux linkage which is in phase with the current I 0 . The field from the image antennas at the position of the loop located at the origin may be found with negligible error by assuming the current 10 to be concentrated in a thin filament. Each image loop may be replaced by a z-directed magnetic dipole of moment M == I 01rd2 • To find the field radiated by this array of magnetic dipoles it is convenient to first find a magnetic-type Hertzian potential Il, having only a Z component. The relevant equations are
\72IIz + k6IIz == -M 2
8 2 Il,
Hz == koII z + - 2 - · 8z
For a single loop antenna located at the origin as in Fig. 7.11 the solution is II
== -Me -J'k oP 41rp
489
EXCITATION OF WAVEGUIDES AND CAVITIES
z
x,y,z
p
y
x Fig. 7.11. Loop antenna in the xy plane.
where p == (x 2 + y2 +Z2)1/2. For a row of dipoles located at y the potential is given by
IIi
== mb,
m
== 0, ± 1, ± 2, ... ,
~ exp{-jkolx Z +zz +(y _mb)Z]l/Z} 41r m~oo [x 2 + Z2 + (y - mb)2]1/2 ·
=M
(36)
This series is readily converted to a more rapidly converging one by using the Poisson summation formula. The required Fourier transform is
where K o is the modified Bessel function of the second kind. Using the Poisson summation formula now converts (36) into the following: exp{-jko[x 2+z2+(y-mb)2]1/2} 41r m~oo [x 2 + Z2 + (y - mb)2]1/2
~
M
=
2~
f
ejZm'll"y/bKolrom(x z + ZZ)l/Z]
m=-oo
= ~ { ~KoUko(xZ +ZZ)l/Z] + ~ cos
Y 2':7r Kolrom(x z +ZZ)l/Z]}
(38)
where rom == [(2m1r/b)2 - k5]1/2. The potential arising from all the image dipoles is obtained by replacing x by x - 2na in (38) and summing over all n but excluding the contribution from the dipole at the origin (the driven loop). The flux linkage will be computed by evaluating the magnetic field at the center of the loop and multiplying by the loop area. The evaluation of Hz involves derivatives with respect to Z only, and so we may place x and y equal to zero at this point. For the rows of dipoles located at x == 2na, n == ± 1, ± 2, ... , we get, from (38),
M 00, IIz = 27rb L KoUko(zz +4n ZaZ)1/Z] n=-oo
+
2M 00 00 7rb L LKolrom(zz +4n ZaZ)1/Z]. n=l m=l
(39a)
490
FIELD THEORY OF GUIDED WAVES
To the above we must add the contribution from dipoles located at x == Z == 0, y == mb, m == ± 1, ± 2, .... This latter contribution is, from (36), (39b) In (39a) the double series may be neglected, since, for the range of parameters involved here, K o[r Om (z2 + 4n 2a2)1/2] is extremely small. The first series, however, converges very slowly because the argument is imaginary. By using the Poisson summation formula again, this series may be transformed as follows [the required transform may be obtained by inverting (37)]:
M 21rb
-
where
OO
L
K o[J'k o(z 2
2 1/2 ] + 4n 2a)
- -
n=-oo
r nO == [(ns:/ a)2 M
ITz = 4ab
00
M
21rb
L
M
x.u« o(J oz) == -
00
4ab
n=-oo
-r,«
M
r nO
21rb
e -- -
K 0 (Ok J oz)
k5] 1/2 Our final expression for the total Hertzian potential is 0
e- r noZ
n~oo ----r;;- -
M o M 00 exp[ _jkO(Z2 + m 2b 2)1/2] 27rb K o() koz) + 27r ~ (Z2 + m2 b 2)1/2 •
The field Hz, at the origin, is given by k5IIz term gives a contribution
+ 82 IIz/8z 2
where the limit as Z tends to zero is to be taken. We have series is a dominant series
evaluated for
r;;ol
Z
(40)
== 00 The first
~ a / nx , and hence the first
together with the correction series
The dominant series is readily summed by the methods given in the Mathematical Appendix to give
_k5 aM 21rab
(In 2 sinh 1rZ _ 1rZ) . 2a 2a
The logarithmic singularity occurring here is canceled by that arising from the term Ko(jkoz) since for Z small we have Ko(jkoz) ~ - [1' + In(jkoz / 2)], where l' == 0.577 and is Euler's constant. If the series in m is also summed and the real part of all terms taken, we finally
491
EXCITATION OF WAVEGUIDES AND CAVITIES
obtain for the part of k6lIz which is in phase with the current 10 the result 2 k5M . -kob Re(kolI - ['Y -l-In -koa -In 2 SIn z) == 21rb 21r 2
+ -1r ~ L.-t a n=2
(1r -
nO
- -a) -1 ] ·
nt:
(41)
To find the second part of Hz, we first evaluate 8 2lIz/8z 2 to get
a2 IIz
_ M ~ r -rnoz 8z2 - 4ab Z:: noe n=-oo
f
+M
Mk~ [K u« ) K 1(j k oZ)] + 21rb 0 J oZ + jkoz
[jk~Z
e-jkoTm
21r m=l'm
'm
+2; _k~z +jk _(jk o +~) (~ _z:)] 0z 2
r:
'm'm
'm'm
'm
where r., == (Z2 + m 2b 2)1/2. The first series consists of a dominant part
~ [~e-mrz/a (n1r
f::
2ab
plus a correction series
[L (r OO
-M
2ab
n=l
a
_
k~a)]
21rn
k 5a) 0 -nt: -+ - +jk2-o] a 21rn
n
since r nO ~ nx/ a - k6a /21rn. The dominant part of the series sums to M
[
11"
2ab 4a sinh2 ( 1rZ /2a)
+ k~a 21r
(In 2 sinh 1rZ _ 1rZ)] .
2a
2a
As Z approaches zero, the singularities occurring in the above expression are canceled by those arising from the Bessel functions K 0 and K 1. As x approaches zero, we have K 0 (x) ----t - ['Y + In(x /2)], and K 1 (x) ----t X-I + [In(x /2) + 'Y - !]x /2, and these expansions may be used to evaluate the contribution from the terms Ko(jkoz) and K 1(jkoz). In the series over m, we may place Z equal to zero, and the resultant series are then readily summed. The required summation formulas are tabulated in the Mathematical Appendix, so we will write down only the final results that we require. After performing the indicated steps, we obtain for the real part of 8 2 Il, /8z 2 the following result:
The total in phase flux linking the loop antenna at the origin is obtained by multiplying the real part of the field Hz from the image antennas by J1.01rd 2, that is, multiplying the sum of (41) and (42) by J1.01rd 2. Thus, the in phase flux linkage arising from the mutual coupling with
492
FIELD THEORY OF GUIDED WAVES y
Fig. 7.12. Coordinate system for a single loop antenna.
the image antennas is given by
0.6
- 7rb 3
-
3k6b 5767r
~ ( k5
1
+ 2ab 'f:2 r nO + r nO -
k 5a)] ant: - 2n7r
(43)
where M has been replaced by I07rd 2 • The only flux linkage left to be evaluated is that due to the current in the loop at the origin, i.e., the flux giving rise to the self-inductance of the loop. The vector potential is given by A
= ""0 {{Jo e47r } }
j k op
P
dS
So
where J o is the uniform circumferential current density on the loop antenna surface So, and p is the radial distance from a current element to the point in space where A is computed. For a small loop with p ~ 2d, the exponential term does not vary significantly across the domain of the loop. To be consistent with our assumption of a uniform loop current, we place e -jkoP equal to unity, and we are then left with the static field problem of evaluating the selfinductance of a small circular loop of radius d with a conductor radius r. The real part of the flux linkage will be correct to order (kod)2, since the second term in the expansion of e- j k op is - j kop, and contributes to the radiation resistance only. With reference to Fig. 7.12, the field at the surface of the conductor is H == J 0 == 10 /27rr, and is the same as that produced by a current filament I 0 at the center, i.e., located along the contour C 1. The magnetic field does not penetrate into the conductor, and, hence, we only require the flux linking the contour
EXCITATION OF WAVEGUIDES AND CAVITIES
493
C 2 which coincides with the inner surface of the conductor. This flux linkage is given by
Substituting for A gives (44)
From the figure it is seen that p
==
[d 2 + (d - r)2 - 2d(d - r) cos(O' - 0)]1/2
and dh ·d12 == d(d - r) cos(O' - 0) dOdO'. If we integrate over 0 first, we must get a result independent of (J' in view of the symmetry involved. We may, therefore, place 0' equal to zero, and replace the integration over 0' by a factor 21r. Hence we get Foo=p-olo
r
2 io
==
21r
d(d-r)cos8d8
[d 2 + (d - r)2 - 2d(d - r) cos 0]1/2
1
-lloIod(d - r)
cos (J dO
1r
o [d 2 + (d - r)2
+ 2d(d -
r) cos 0]1/2
·
This integral may be reduced to the standard form for elliptic integrals with the following substitutions: (J == 2et>, cos (J ~ 1 - 2 sin2 et>, and
k2
_
-
4d(d - r) (2d - r)2 ·
We now get
where K and E are complete elliptic integrals of modulus k [7.2]. Referring back to the definition of k, it is seen that k ~ 1 and, hence, K(k) ~ In[4/(1 _k2)1/2], E(k) ~ 1. Replacing (1 - k 2)1/2 by r /2d, we get (46)
If F is the total flux linkage, the total induced back emf will be jwF and must equal the
494
FIELD THEORY OF GUIDED WAVES
applied voltage 2 V. Hence we have
2V ==jwF
Z in== R +1·X
jwF
==-210
and
X=Re
wF 2Io'
Adding together all the contributions to F gives the following expression for the input reactance to the small-loop antenna:
_ Zokod X 2
(1n 8dr _ 2) _7r
2d4k
2
oZo [
k~
47rb
(2 _)l' + ~ 0.6 3k6b 24a + 7rb + 5767r 3
2b
_47rb k~ In k~ab __2ab1_ f= (k~f 47r(I-cos kob) n=2
no
+r
0 _
n
mra _Znt: k~a)] ·
(47)
For a small loop and a thin conductor (r small), the self-inductance term predominates. For the purpose of obtaining an antenna radiating in one direction only, a short-circuiting plunger may be placed a distance 1 away from the loop. This has negligible effect on the evanescent modes excited by the antenna, since these will have decayed to a negligible value at the short-circuit position for 1 > Ao/4. The effect on the dominant mode is the same as superimposing the H 10 mode radiated by an image antenna carrying a current - 10 and located at Z == -2/. The total H lo-mode axial magnetic field in the guide for z > 0 becomes
where {3l0 == If lOI. The amplitude of the wave propagating in the positive z direction is increased by a factor 2 sin {3lol, and the power flow is increased by a factor 4 sin2 {3l01 in the positive z direction and reduced to zero in the negative Z direction. The total radiated power, and hence the radiation resistance, becomes Ro
=
koZ o
ab(3lo
(
~
a)
2
2 2
(7rd) 2
sin2 ~101.
(48)
The reactive energy associated with the H lo-mode standing wave between the antenna and short-circuiting plunger is given by
EXCITATION OF WAVEGUIDES AND CAVITIES
where, for
z == 0,
495
we have
ayEy == C 10( 1 - e - j2(3101)el0
axH x == - C 10(1 + e -j2(3lOl)h 10· Since
11 Q
b
elO X
hio·azdxdy
=1
we get, after substituting for C 10 , 2jw(W m - W e)10
== jC 10Cio sin 2{3101 == jP sin 2{3101
where P is given by (34). The additional contribution to the input reactance is obtained by dividing by !I'ij, and the total antenna reactance now becomes
koZ o
X o = abfho
2 (7r)2 (7rd )2 . a 2 sin 2~101 +X
(49)
where X is given by (47). To partially cancel the inductive term X, the value of I should be between Ag /4 and Ag /2, where Ag is the guide wavelength. In Fig. 7.13 the input reactance X and radiation resistance R of a small loop in an infinite guide are plotted as a function of loop radius d for the following parameters: k o == 2, a == 0.9 inch, b == 0.4 inch, r == 0.5 mm. The self-inductance part is very large (for d == 0.4 em, it is equal to 324 ohms), and, consequently, placing a short-circuiting plunger in the guide will Ohms
X
R
400
40 Self inductance
300
30
200
20
100
10
0.2
0.3
0.4
0.5
din em
Fig. 7.13. Radiation resistance and input reactance of a small-loop antenna in an infinite waveguide plotted as a function of loop radius d for a = 0.9 inch, b = 0.4 inch, r = 0.5 mm, Ao = 3.14 ern.
496
FIELD THEORY OF GUIDED WAVES
(b)
(a)
Circular guide
Dielectric
(d)
(c) y
--t------D
~-----~~z
(e) Fig. 7.14. (a) End-fed probe antenna. (b) End-fed loop antenna. (c) Rectangular to circular waveguide coupling with a rotatable probe system. (d) Broadband rectangular to circular waveguide probe coupling system. (e) Transmission-line-fed waveguide probe antenna.
not produce enough capacitive loading on the loop to tune out the inductive reactance. The maximum capacitive reactance which can be obtained is equal to the radiation resistance R as plotted, although, with one end of the guide short-circuited, the radiation resistance R must be multiplied by 2 sirr' (3101 to obtain the radiation resistance R o which is applicable now.
Other Waveguide Probe and Loop Antennas There is an almost endless variety of probe and loop antenna configurations that can be used in a waveguide. In Figs. 7. 14(a) and (b) we show basic end-fed probe and loop antennas. This particular loop antenna configuration in a circular waveguide has been analyzed in an approximate way by Deshpande and Das [7.19]. These authors have assumed that the current on the loop is that associated with the dominant transmission-line standing-wave current distribution and have neglected mutual coupling between the two sections of the loop antenna. In Figs. 7 .14(c) and (d) we show probe antenna systems that are used to couple circular and rectangular waveguides. The probes can be rotated by means of a small motor. These systems are used as part of the prime focus feed in satellite receive-only earth stations and make it easy to orient
497
EXCITATION OF WAVEGUIDES AND CAVITIES
the probe for the reception of a signal having a particular polarization. The probe system shown in Fig. 7.14( c) is a narrow-band system unless additional matching elements are added [7.3]. The system shown in Fig. 7.14(d), on the other hand, has an unusually broad band response due to the particular transmission-line arrangement that is employed [7.4]. The basic antenna configuration that is representative of the above systems is shown in Fig. 7.14(e). We will outline the formulation of the theory for this latter antenna system in order to illustrate the main features involved in the analytical solution. If we consider a rectangular waveguide then the vector potentials from y- and z-directed current elements are given by J1.0
A y = -b a
LL 00
• n7rX . nxx' m7rY mxy' e-rnmlz-z'l SIn - - sin - - cos -b- cos -b- --r-a a nm
00
€Om
n=l m=O
00 00 , , -rnmIz-z'l 2 '"'"' '"'"' . n7rX . n7rX . m7rY . m7rY e A z -_ ~ b Z:: Z:: SIn sin sin b sin b --r--·
a
a
n=lm=l
a
2 (2 k O + 88 2) A y
= -.- I -
Y
jWJ1.o€O
I
82
I
82
Gy Z = - - - - - - A jWJ1.0€O 8y8z z
Gzz = - .I- - ( k~
z components
of the
(5Ia)
(5Ib)
G Zy = - - - - - A jWJ1.0€O 8y8z y
jWJ1.o€o
(50b)
nm
The components of the Green's dyadic function that will give the y and electric field are given by
Gyy
(50a)
(5Ic)
2
8 ) + a~ Z
Azo
(5Id)
The electric field radiated by the current on the transmission line and probe sections is given by E(r)
=
11
G(r, r').J(r')dS'.
s
The tangential component of the electric field must vanish along the transmission-line conductor and on the probe. This boundary condition gives the integral equation
n
X
11G.J
dS'
= 0,
ron S
s
where S is the conductor surface. The current on the transmission line consists of the TEM-mode current plus some additional
498
FIELD THEORY OF GUIDED WAVES
current that is localized near the probe: /-e j k oz
27rr
+Jz
where we have assumed that the current is uniform around the conductor and I», I: are the incident and reflected TEM-mode current amplitudes. We now consider the electric field acting along the probe due to the TEM-mode currents. The latter is given by
where the integration over cP' is around the periphery of the transmission-line conductor. A typical term to be evaluated is
1 0
e-rnmlz-Z'I=fjkoz'dz'.
-00
After performing the
At z
Ey
_ -
z' integration we find the following contribution to A z :
== 0 the electric field E y is given by jZo ~ ~ m7r . n7rX m7rY k 0 b Z:: ~ b SIn cos b 27r 0 n=l m=l 0 (52)
The term proportional to I" + I : == V [Z; is the TEM-mode electric field acting on the probe. We can view this as the applied electric field and consider V to be a given voltage. By using this as the forcing function the integral equation for J can be formulated as a pair of coupled integral equations by setting E y == 0 on the probe and E; == 0 on the transmission-line conductor. The solution for the current can be obtained using Galerkin's method. The probe impedance is given by
At Z == 0 the total z-directed current must be made equal to the total y-directed current. This junction boundary condition requires that
499
EXCITATION OF WAVEGUIDES AND CAVITIES
Z
Zc:: Z2
Fig. 7.15. Two guides coupled by a small aperture.
7.3.
COUPLING BY SMALL APERTURES
Electromagnetic energy may be coupled from one waveguide into another guide or into a cavity resonator by a small aperture located at a suitable position in the common wall. For apertures whose linear dimensions' are small compared with the wavelength, an approximate theory is available which states that the aperture is equivalent to a combination of radiating electric and magnetic dipoles, whose dipole moments are respectively proportional to the normal electric field and the tangential magnetic field of the incident wave. This theory, originally developed by Bethe [7.5], will be presented here. The approach to be used here differs from that of Bethe, and has been chosen because it leads to the final result in a somewhat more direct manner. We will also modify the Bethe theory so that power conservation will hold. Consider the problem of coupling between two waveguides by means of a small aperture in a common sidewall as shown in Fig. 7.15. The solution procedure to be followed, which is based on one of Schelkunoff's field equivalence principles, consists of the following sequence of steps. We first close the aperture by a perfect magnetic wall. The incident field, which is chosen as the field in the absence of the aperture, will induce a magnetic current J m and a magnetic charge Pm on the magnetic wall surface Sa. These sources produce a scattered field that can be expressed as a field radiated by the dipole moments of the source distribution. After the field scattered into guide g 1 has been found the aperture is opened and a magnetic current - J m is placed in the aperture. The field radiated by this source into the two guides, together with the specified incident field and the scattered field in g 1 found earlier, represents the total unique solution to the coupling problem. The total field as given is readily shown to have tangential electric and magnetic field components that are continuous across the aperture opening. Since all of the required boundary conditions are satisfied the solution is the correct and unique one. With the aperture closed by a magnetic wall, let a normal mode E 1 , U 1 be incident from the left. Because of the magnetic wall discontinuity, a scattered field E s, Us will be excited such that the total field satisfies the following boundary conditions on the magnetic wall in the aperture Sa:
n
X Us
==
-0 X HI
or
n
X (Us
+ HI) == 0
(53a) (53b)
The normal magnetic field and the tangential electric field are not equal to zero on Sa, and, hence, a magnetic charge and a magnetic current distribution given by
== J-ton.Hs J m == -0 X Es Pm
(54a) (54b)
500
FIELD THEORY OF GUIDED WAVES
will exist on Sa' For the incident mode, we have n- H 1 == 0 X E 1 == 0 on Sa. The scattered field may be expanded in terms of the normal waveguide modes as follows (see Section 5.6):
n, ==
Lbn H ; ,
z>o
(55a)
z>o
(55b)
z
(55c)
z <0.
(55d)
The scattered field is a solution of the equations
while each normal mode function En, H, is a solution of the source-free equations. If we apply the Lorentz reciprocity theorem along the same lines as was done in Section 5.6, we find that the expansion coefficients an, b n are given by
z», = !!H:.JmdS
(56a)
Sa
2a
n= !!H;.JmdS.
(56b)
Sa
For a small aperture we will show that Eqs. (56) represent coupling to an electric and magnetic dipole plus a magnetic quadrupole. With reference to Fig. 7.16 the following parameters are introduced: 1. 2. 3. 4.
5.
a unit vector tangent to the aperture contour C, a unit vector normal to T and in the plane of the aperture, 0 a unit vector perpendicular to Sa and directed into guide g 1, U, v, w a localized rectangular coordinate system with the origin at the center of the aperture and w directed along 0, and 00 a unit vector normal to Sa and directed from guide g 1 into guide g 2 .
T
01
w
v
U-
Fig. 7.16. Aperture coordinates.
501
EXCITATION OF WAVEGUIDES AND CAVITIES
The scattered field satisfies the boundary condition T.Es == 0, and, hence, 01·Jm equals zero on C; that is, there is no normal component of magnetic current at the boundary of the aperture. Since Pm == J.too.Us , we have
which shows that there is no net magnetic charge on Sa. For a small aperture we may expand
H, in a Taylor series about the origin to get
Hn(u, v) where r == auu is given by
u8U n 0 + ----a;;v8U n 0 + ... = Hn(O) + ----au
+ a,»,
I
I
.
~
Hn(O)
+ r- V'Hn
and \7U n is to be evaluated at the origin. The coupling coefficient b;
z», = JJH~'JmdS =H~(O)'JJJmdS+ JJ(r.V'H~)'JmdS. Sa
Sa
(57)
Sa
Consider the following integral:
JJv-ss; dS = JJ(Jm'Ot dl = 0 Sa
since J m • 01
Sa
== 0, and cP is an arbitrary scalar function. Let
cP == u, and the above result gives
(58)
A similar result is obtained if we let cP
== v. Combining the two results for
cP
== u and v gives (59)
since \7 ·Jm == - jWPm from the continuity equation relating current and charge, and the integral (l/J.to) lIsa rpm dS defines an equivalent magnetic dipole moment M in direct analogy with the electric dipole moment arising from electric charge p. The first term on the right-hand side in (57) is thus seen to represent coupling with a magnetic dipole M. The second integral on the right-hand side in (57) is readily evaluated by writing the integrand in component form. We have
FIELD THEORY OF GUIDED WAVES
502
Subtracting and adding similar terms, this may be rewritten as
~J (8H:v _ 8H:u ) _ uJmu (8H:v _ 8H:u) + uJmv aH:u 2 mv 8u 8u 2 8u 8u 2 8u vJ mu ott;
J
aH:u
aH:v
J
+U mu----au +u mv---a;;- +
+-2-~
uJmv aH:v
vJ mu aH:u
-2-~ + -2-~·
(60)
The first two terms are readily recognized as being equal to jw€oE:(O)-(r X J m)/2. The magnetic dipole moment of an electric current distribution is defined by the integral
By analogy, we now see that
- jWfoE:(O).
11 -
m
r; J dS
= -jwE:(O).P
So
where P is the equivalent electric dipole moment of the circulating magnetic current. This dipole is directed normal to the aperture. If we let cP == u2 /2, u2 /2, and uv in turn, then in (58) we get the results
jj(VJmu +uJmv)dS =jw jjuvpmdS. So
So
The components of a dyadic magnetic quadrupole
Qvu
= Quv =
:011
Q are given by
UVPm dS
etc.
So
and, hence, the last six terms in (60) may be combined by using the above relations to give finally
jWllo r7B+-Q2 v n: where the double-dot product is taken between the two dyadics VB: and
Q.
EXCITATION OF WAVEGUIDES AND CAVITIES
503
The expansion coefficients an and b n are thus seen to be given by 2a n =jw
2b n
(lLoH;.M -E;.P + ;OVH;:Q)
= ji» (lLoH:.M - E:.P +
;0 VH~:Q) .
(6ta) (6tb)
In the definition of the dipole moments, .the origin for the radius vector r is arbitrary, since there is no net charge in the aperture. The magnetic dipole moments have been defined to be dimensionally the same as H times length cubed. In most applications the quadrupole term can be neglected, since it represents a small quantity depending on the fourth power of the aperture dimension. Although we have written the expansion coefficients in terms of equivalent dipole moments, we do not know these before we find a solution for the current J m and the charge Pm in the aperture. This solution is difficult to obtain in general. However, we may find a static field solution for the dipole moments of small elliptic- and circular-shaped apertures quite readily. In the practical application of the theory, it is found that the static field solution gives results of acceptable accuracy for small apertures. To further enhance the applicability of the theory, Cohn has described an electrolytic-tank method for measuring polarizabilities of arbitrarily shaped apertures [7.6]. Before presenting the static field solution for the dipole moments, the rest of the theory required to obtain the field coupled through the aperture into guide g2 will be given. When the aperture is open, the field in gz is that radiated by an equivalent current - J m on Sa. The field in g 1 is the sum of the field radiated by -J m in the aperture and the field E l +Es , HI +H, existing in gl with the aperture closed by a magnetic wall. Let the current - J m radiate a field E, 1, H, 1 into g 1, and EsZ , H s2 into g 2. At the aperture, the total tangential magnetic field must be continuous, and, hence, DO X H sz == Do X (H sl + H, + HI) == DO X H s1 from (53a). The total tangential electric field must also be continuous, and so we have Do X Esz == Do X (E sl + E, + E l ) , or, by using (54b), Do X (E sl - Esz) == -J m . The field in gz may be expanded in terms of the normal mode functions for this guide as follows:
L cnE~2'
z>O
(62a)
L
C nH;2'
z>O
(62b)
==
L d nE;2'
z
(62c)
H sz ==
L: dnU;z,
z
(62d)
E s2
==
H s2 == E s2
where the additional subscript 2 is used to distinguish between the normal modes for the two guides. If the two guides are identical, then the current - J m will radiate identical fields into the two guides. The expansion coefficients may be found in the same way as for the field E s , Us, but it must be borne in mind that the tangential electric field and normal magnetic field in one guide will undergo only one-half the discontinuous change across the source region that the field Es , H, did. The effective dipole moments associated with the aperture current - J m and charge - Pm for radiation into guide gz will be - M/2 and - P /2. One-half the
504
FIELD THEORY OF GUIDED WAVES
~
Eo
.-------1
w
~
Fig. 7.17. (a) Dielectric ellipsoid. (b) Permeable magnetic ellipsoid.
required discontinuity across the source is provided by Es2 , U s2; the other half by E, 1, Us 1 . The total field in gl is now seen to be equivalent to the sum of the incident fields E 1, HI and the field radiated by dipoles of strength M/2 and P 12 since the field radiated by - M /2, - P /2 cancels one-half of the field Es , H, radiated by M and P. In the more general case, when the two guides are not identical, this symmetry argument no longer applies. We will present a method later on that will enable the problem of coupling between dissimilar regions to also be solved as two uncoupled excitation problems. Before we proceed with that task we will derive expressions for the polarizabilities of small ellipticalshaped apertures.
Dipole Moments of Elliptic Apertures The dipole moments of an elliptic aperture may be obtained from the static dipole moments of general ellipsoidal dielectric and permeable magnetic bodies, placed in uniform static electric and magnetic fields, by suitable limiting processes. Consider a dielectric ellipsoid with semiaxes 11, 12 , 13 placed in a uniform electric field Eo directed along the 13 axis as in Fig. 7.17(a). The problem of the ellipsoid in a uniform field is readily solved in ellipsoidal coordinates [7.7]. We find that the total field in the interior is uniform and parallel to the applied field if the latter is directed along one of the axes of the ellipsoid. The dipole polarization per unit volume, therefore, has zero divergence, and the equivalent polarization volume charge in the interior is zero. On the surface, an equivalent surface-polarization charge density equal to the discontinuity in the normal component of the polarization vector exists. The total dipole moment of the ellipsoid may be calculated by a volume integral either in terms of the polarization density or in terms of the equivalent polarization surface charge. The field outside the ellipsoid is the sum of the applied field plus a dipole field arising from an elementary dipole
505
EXCITATION OF WAVEGUIDES AND CAVITIES
at the origin and having a moment equal to the dipole moment of the ellipsoid. According to Stratton, the dipole moment P3, when a uniform field Eo is applied along the 13 axis, is (63) where L
3
= /1/2/3 ['Xl 2
io
ds
(s
+ I~)[(s + Ij)(s + I~)(s + I~)] 1/2
and V == 11r/1/2/3 is the volume of the ellipsoid. If we let € be equal to zero, we obtain the dual of a perfect diamagnetic material. For € == 0, the internal polarization sets up a field equal and opposite to the applied field, so that the net internal displacement flux D is zero. The surface polarization charge now gives rise to an external field, which cancels the normal component of the applied field Eo at the surface of the ellipsoid. This is precisely the boundary condition that the electric field must satisfy at a magnetic wall. Hence, a dielectric body with € == 0 is equivalent to a body with a magnetic wall surface. If we now let 13 approach zero, (63) gives the dipole moment of an elliptic disk which is made from a perfect "magnetic conductor." The dipole moment of the aperture is only one-half that of a disk, since only one side of the aperture is under consideration while the disk has two sides with polarization charge on both. Finally, the effective radiating dipole moment in the aperture is one-half of the moment of an aperture closed by a magnetic wall, and hence equals one-quarter of the moment of a complete disk. Before evaluating the integral for L 3 , we will give the expressions for the magnetic dipole moments of an ellipsoid. Figure 7.17(b) illustrates a permeable ellipsoid placed in a uniform magnetic field. There are two dipole moments to consider: M 1 due to a field HI along the II axis, and M 2 due to a field H 2 along the 12 axis. Each case may be treated separately, and each solution is essentially the same as for the dielectric case. We find that (64a)
where
and (64b)
where
If we let p. approach infinity, the internal magnetic field vanishes, since n· p.oHe equals n· p.Hi , where He is the external field and Hi is the internal field, and, hence, the product p.Hi is finite and Hi tends to zero as p. tends to infinity. For an external field applied along a principal axis, the internal field is uniform and parallel with the applied field, and, since it vanishes at
506
FIELD THEORY OF GUIDED WAVES
the surface, it follows that the induced external field just cancels the tangential component of the applied field at the surface. Again we have boundary conditions corresponding to those at a magnetic wall, so that, by letting 13 approach zero and p, tend to infinity, we obtain the magnetic dipole moments of an elliptical disk having perfect magnetic conductivity. The integrals for L 1, L 2 , and L 3 may be evaluated in terms of elliptic integrals. First we show that L 1 + L 2 + L 3 == 1, and so we need evaluate only two of the integrals. If a new variable
is introduced, we get
Using the familiar rule for the differential of a product, it is seen at once that the numerator is equal to 2u du. Putting in the proper limits of integration for the variable u, the integral becomes
The integrals for L 1 and L 2 are somewhat easier to evaluate than that for L3. The procedure used will be given only for the case of L 2 , the evaluation of L 1 being similar. We may take II > 12 > 13 without any loss in generality. In the integral for L 2 , we introduce a new variable t according to the relation s + I~ == t 2 and get L2
1
== 11/ 2/ 3
Multiplying the numerator by [(t 2 parts as follows:
dt
00
/2
t 2(t 2 +
+ Ij -
Ii _/~)1/2(t2 -/~ + 1~)1/2 •
I~) - t 2 ] j (/ j - I~) the integral may be split into two
Apart from the limits of integration, the integrals occurring here are of the form that Jahnke and Emde tabulated the solutions for. 2 In order to use the solutions presented, the integrals here are rewritten as the sum of two integrals with limits chosen as indicated below:
For our application we will set 13 equal to zero eventually, and so the second integral will vanish and, therefore, will not be evaluated. The value of the required integral is
2See [7.2, p. 58]. Fifth formula pair for evaluation of L2, and last pair for evaluation of Lt.
507
EXCITATION OF WAVEGUIDES AND CAVITIES
where
_ (Ii2 _I~2 ) 1/2
k -
II - 13
e
and F and are the incomplete elliptic integrals of the first and second kind. As x tends to infinity, cP becomes equal to 7r/2, and, when 13 is placed equal to zero, we get L 2 == _3_[(1_e 2)-IE(e) -K(e)] V 47rlje2
(65)
where K and E are complete elliptic integrals of the first and second kind with modulus e equal to the eccentricity (1 - l~ /11) 1/2 of the ellipse. In a similar fashion we find that
L1 -
V
3
== --[K(e) -E(e)] 2
(66)
47rlje
- 3E(e) L 1 +L 2 V == 47rlj(1 - e2 ) •
(67)
Substituting into (63) and (64), the dipole moments are obtained: (68a)
M
1
=
2
411"/je H1 3[K(e) - E(e)]
(68b)
(68c) Returning to our waveguide-coupling problem, let E 1 , HI be the incident mode in guide gl. The scattered field in this guide is that radiated by an electric dipole Po == P and a magnetic dipole M o == M. In the Bethe theory these dipole strengths are chosen equal to the static values induced by the incident fields; thus
!
!
(69a) (69b) where from (68) we have, after dividing by 4, a e == -
_ 7r/je2 u am == aua 3[K(e) _ E(e)]
7r/j(l - e2 ) 3E(e)
(70a)
7rlje2 ( 1 - e2 ) + avav 3[E(e) - (1 - e2)K(e)]·
(70b)
508
FIELD THEORY OF GUIDED WAVES
In (70a), a e is the electric polarizability of the aperture, while, in (70b), am is the dyadic magnetic polarizability of the aperture. The aperture coordinates u and v are to be oriented with u along the major axis of the ellipse. For small values of e, the following formulas may be used to evaluate the elliptic integrals:
while, for values of e approaching unity,
E == 1 K
II
= In 4/;"
For e equal to zero, we obtain a circular aperture with polarizabilities 2/ 3 ae --3
(71) (72)
where I is the radius of the aperture. The field radiated into guide g2 is that due to radiating dipoles -Po and - M o in the aperture.
Radiation Reaction Fields When we try to determine an equivalent network to represent the small aperture using the static polarizability tensors to determine the dipole strengths we find that we do not obtain a physically meaningful circuit and power is not conserved. One procedure to overcome these difficulties is to derive expressions for dynamic polarizability tensors. This can be done using a power series expansion in k o of the incident and scattered fields. Such a procedure requires an expansion up to terms including k6 and the resultant expressions for a e and am will depend on the geometrical shapes of the input and output waveguides. Thus the polarizabilities of a given aperture are no longer characteristic parameters of the aperture alone. Fortunately, there is an alternative procedure that can be followed which still allows one to use the static polarizabilities but corrects for the lack of power conservation by introducing the radiation reaction fields as part of the polarizing field. The basic concept will be described by considering the problem of the scattering of a plane wave by a small conducting sphere of radius a [7.8]. Consider a plane wave
incident on a conducting sphere located at the origin. When koa « 1 we can assume that a
509
EXCITATION OF WAVEGUIDES AND CAVITIES
constant electric field Eoaz acts on the sphere. This static field problem can be readily solved and we find that a charge distribution is induced on the sphere such that the dipole moment has a value P == 41r€003 Eoaz . Under dynamic conditions the normal component of the total magnetic field must vanish at the conducting surface. The equivalent static field problem is that of a perfect diamagnetic sphere immersed in a field H oay. The induced magnetic dipole moment is M == -21r03H Oay as will be shown in Chapter 12. If we determine static fields in the region r > 0 from these dipoles located at the origin then the boundary conditions n X (Eo + E;) == 0 and n· (H, + H;) == 0 at r == 0 will be satisfied where E; and H; are the induced or scattered fields. However, if we determine dynamic fields from these dipoles we will find that the boundary conditions are violated. The dynamic electric field produced by a time-harmonic electric dipole P is given by [Eq. (79), Chapter 1] j ko
2 8 ) Pe- ' E, == ( koaz + \784 · Z 1r€or
When we expand this field in a power series in k o we obtain
ao sin 8) E s == -P- [ (2a, cos 8 + 41r€0 r3
k6 + -(2a, 2r
.8) . 32 cos 8 - ao SIn - jko-a z 3
+ ...] .
The first term is the static-like field whose tangential component cancels that of the applied field. The second term is a small correction of order k5r2. The third term is also a small correction but it is the leading imaginary term. This term represents a uniform field that is not canceled by the applied field at the surface of the sphere. In order to cancel this term we can include it as part of the applied field in a self-consistent manner. Thus we determine the dipole moment using the expression
where the polarizability tensor for the sphere is a e == 41r0 31. We call - jk5P /61r€0 the radiation reaction field E,. When we solve the above for the dipole moment P we obtain a scattered field E, with the property that the tangential component of the first term, i.e., P sin 8 /41r€or 3, plus that of the third-order term, namely, jPk5 sin () /61r€0, cancels that of the uniform applied field at r == a . A time-harmonic dipole P is equivalent to a polarization current jwP. The rate at which this current radiates energy is given by
-
~Re(j",p)*'E = ~Re(j",p*.Eo +j",P*·Es ) .
The first term represents power extracted from the incident field and the second term represents the scattered power. For a lossless scatterer these two powers must balance. If we use the static solution for P then P and Eo are in phase and no power is extracted from the incident wave. The scattered power equals wk5P.P* /121r€0 so clearly we do not have power conservation.
510
FIELD THEORY OF GUIDED WAVES
However, with the corrected expression for P the power extracted from the incident wave is
which clearly now balances the scattered power. The induced magnetic dipole moment is also corrected in the same way; thus we use
== ame(Ho + H,)
M
where H, is the magnetic radiation reaction field. For the sphere problem this field is given by
In waveguide-coupling problems the leading imaginary terms in the scattered fields are the propagating modes that are excited. These are the only imaginary terms and are included as part of the polarizing fields in order to obtain corrected expressions for the aperture dipole moments. If we define the generator fields E g I and H g I to be the incident field for the input waveguide in the absence of the aperture, and similarly for E g2 and H g2 , then the coupling problem is solved by specifying that the dipole strengths for radiation into guides 1 (input) and 2 (output) are
M o == Po
H g2 + HI'
=Fame(Hg I -
== +€oa
e e (E g I - E g2
+ E I,
- H 2,)
-
E 2, )
(73a) (73b)
where the minus sign applies for radiation into guide 2 and the plus sign is used for guide 1. The radiation reaction fields E I " HI' are the dominant mode fields produced by dipoles Po and M o in guide 1 and evaluated at the center of the aperture. The radiation reaction fields ~" H 2, are those produced by dipoles - Po, -Mo radiating in guide 2. The examples that follow will illustrate how this modified Bethe small-aperture theory is implemented in practice. The use of (73) also accounts correctly for the two waveguides being dissimilar in shape. The basis for the formulas given by (73) is as follows: The scattered fields on the two sides of the aperture can be expressed in terms of the tangential value of the unknown electric field Eo in the aperture by means of the formulas [Eq. (202a), Chapter 2]
Es l
=
JJ
D X
Eo· V X Gel dS
DO X
Eo· V X
Sa
Es2
=
JJ
Ge2 dS
Sa
where the dyadic Green's functions satisfy the radiation conditions and the boundary conditions
n
X
Ge I
==
n
X
Ge2
== 0
511
EXCITATION OF WAVEGUIDES AND CAVITIES
Fig. 7.18. Aperture-coupled rectangular waveguides.
on the waveguide walls and the aperture surface Sa. The boundary-value source n X E a can be viewed as an equivalent magnetic current - J m in the aperture. We can carry out a multipole expansion of the expressions for the scattered field, in the manner done for (56), and we then readily see that scattering into either guide is due to dipoles of equal strength but opposite sign. When we include the radiation reaction fields we are led to the symmetrical forms for the dipole strengths as given by (73). The polarizability tensors in (73) are equal to one-quarter of those for the complete two-sided aperture disk.
Aperture Coupling in Rectangular Guides Consider an elliptic aperture in the common sidewall of two rectangular guides as in Fig. 7.18. The coordinates Xl, Yl, ZI pertain to guide gl, and X2, Y2, Z2 to guide g2. The center of the aperture is at Y 1 == b /2, Z 1 == o. The major and minor semiaxes are II and 12 • An H 10 mode is incident from the left in guide gl. We will assume that only the H 10 mode propagates, and hence we will evaluate only the amplitudes of the scattered H 10 modes. The normalized mode functions for the H 10 mode are
el0
.
2
== -JkoZ o ( ja . bk Z r ) 0 0 10
hlO
2
= rlO ( ja. bk0Z 0 r 10 2
hz 10 == ( . bk Z r ja 0 0 10
)
)
1/ 2
1/2
.
1rX
SIn
-ay a
sin 7rX ax
a
1/2 1r
-a
1rX
cos - az • a
FIELD THEORY OF GUIDED WAVES
512
Let the incident mode be AlEio' AlHio' where Al is the amplitude constant. The incident mode does not have a component of electric field normal to the aperture, and so there will not be an induced electric dipole Po. The incident magnetic field has a tangential component along the major axis of the ellipse only, and so the induced magnetic dipole moment is in the z direction. In guide gl a dipole M 0 8 z will produce a scattered field with amplitudes determined by (61). Thus in gl
z>O z <0. This field has the following Z component at the center of the aperture: 2 1I'" M o --3flOo b
Hsl,z ==
==H,l.
A dipole - M 0 8 z radiating into guide g2 produces a scattered field H s2 given by a similar expression. At the center of the aperture it has the value
Hn,« ==
2 1I'" M o ---3flOo b
== H,2.
By using (73a) the dipole strength M o is found to be given by
or 11'" ( 2 ) -.---a ]obkoZof lo 2 211'" 1 - am ----r-
amA t Mo
==
flOO
1/2
(74)
b
Let the scattered field in gIbe Zl
>0
Zl
<0.
Equations (61) are applicable in the present case, and hence
2b l == jWJ,toHio·M o == jWJ,tOhzlo·Mo
(75a) (75b)
The total field in g 1 is the sum of the incident field plus the scattered field. If a reflection coefficient I' is defined by the relation b 1 == fA 1, we find that
r where
flO
=
2 jcxm 7r /({3lO a3b ) 1 + 2ja m 1l'"2 /({3loo3 b) -
== j{310 has been used and am is given by the first term in (70b).
(76)
513
EXCITATION OF WAVEGUIDES AND CAVITIES
In guide g 2 let the scattered field be Z2
>0
Z2
< o.
If we had a current element J in g2, an application of the Lorentz reciprocity theorem would give 2cI
= - IIIElOoJdV.
If J consists of a small linear element J 1 and a circulating element J 2T, where vector tangent to the contour around which J 2 flows, we have 2cI
T
is a unit
Tdl. = - I ElOoJI dl - fJzEIO o
The second integral is equal to
-JzII V
X
EIO odS =
jwp,oJzIIHIO odS
or, for a very small loop,
jwp,oHIO' II J dS. 2
This latter integral defines a magnetic dipole M, and, since dipole jwP, we get
JJ 1 dl is equivalent to an electric
For radiation into g2 the effective aperture dipoles are - Po, -Mo in general. In the present case Po == 0, and so we have
In the coordinate system used for g 2, we have, at
h Z10
== -
2 . bk0Z 0 ( ja
z2 == 0,
r 10
)
X2
== a ,
1/2 'Tr
z -a a
and hence c 1 == d 1 == a 1 == b 1. Note that the tangential magnetic fields in the scattered waves are of opposite sign at the aperture. This must be the case since their difference must give the nonzero value equal to the tangential component of the incident magnetic field. The transmission coefficient into guide 2 for the dominant modes equals r. The transmission
514
FIELD THEORY OF GUIDED WAVES
Fig. 7.19. Equivalent circuit for the two-coupled waveguides shown in Fig. 7.18.
coefficient into the output end of guide 1 equals 1 + r. An equivalent circuit having these properties and the required fourfold symmetry is shown in Fig. 7.19. For this circuit the input admittance presented to guide 1 is
y. -1 1D -
°B
~_2+3jB
+ J + 2 + jB
-
2
+ jB
·
The reflection coefficient is given by
r == _1_-_Y_in
1 + Yin
== _-_2J_·B_ 4+4jB
- j(B/2) 1 +jB ·
When we compare this with (76) we find that the normalized susceptance B is given by (77) where e == (1 -/~//I)1/2. Since the equivalent circuit is a physically meaningful one it follows that power is conserved in the circuit. If the reaction fields had not been included then the reflection coefficient would have been given by the numerator in (76). A physical circuit having this form for the reflection coefficient and the transmission coefficients into guide g2 does not exist. The equivalent circuit shows that there is a 90° phase angle associated with coupling from guide 1 to guide 2 when the aperture susceptance B is very small (strictly speaking, in the limit as B vanishes) because the coupling line has an electrical length () equal to 7r /2. A second straightforward example is the coupling of two rectangular waveguides by means of a small circular aperture in a common transverse wall as shown in Fig. 7.20. The input waveguide has dimensions 0 x b and the output waveguide 0' x b'. The incident generator fields in the input guide are
E 1g == A(Eto - E w) RIg
== A(Rio - RIO)
where the waveguide mode functions are those given earlier. The incident field has a nonzero x component of magnetic field so a magnetic dipole in the x direction is induced in the aperture. We can find the field radiated in the input guide by a dipole Moax by using image theory.
EXCITATION OF WAVEGUIDES AND CAVITIES
515
b'
bl
O=r
21
a
I
a' Fig. 7.20. Coupling of two .rectangular waveguides by a circular aperture in a common transverse wall.
This gives a field which is the same as that radiated by a dipole 2Moax in the unbounded waveguide. The radiation reaction field for the input waveguide is 2j{310 M Hi, - 'jW!J-O H+10· M 0 Hlo·ax -- -~ o-
For the output waveguide the radiation reaction field produced by a dipole - Moax is
where {3{0 is the dominant mode propagation constant for the output waveguide. Upon using (73a) we obtain 2
M o = OI.m [ 2Ar lO ( jabkoZor lO
) 1/2
-
2 .{3
~blO M o -
2 .{3'
]
:'b',oM o
which gives
M« ==
2Aamfi0 (_.__2_ _ ) 1/2
jabkoZof lO 1 -vi
jam
(2f31O + 2f3fo) ab a'b'
where am == 4/ 3 /3 and / is the radius of the aperture. The reflected wave in the input guide has an amplitude given by
The reflection coefficient I' equals (b l -A)/A and is 4 j a m{3 lo
f==
1+2 .
jam
ab
(f31O + a'b' f3fo ) ab
-1.
The aperture admittance presented to the input waveguide is
y. _ 1 - f _ {3~oab _. ab m - 1 + F - fJR lOa 'b' j 2RfJ lOam •
(78)
516
FIELD THEORY OF GUIDED WAVES
-jB
Yc
= 1 -jB n:1
(a)
(b)
(c) Fig. 7.21. (a) Equivalent circuit for the coupled waveguides shown in Fig. 7.20. (b) Susceptance B located on input side. (c) Susceptance B split into two components.
x
t'-----,t'-- - - - -
---
Q
-~---------r
a 3
Fig. 7.22. Two waveguides coupled: by an offset aperture in the broadwall.
The equivalent circuit consists of an output transmission line with normalized characteristic admittance equal to (f3~oab)/(f31oa'b') with an inductive susceptance of normalized value ab /2f310cxm == 3ab /8f310/ 3 in shunt with the junction. The shunt susceptance can be placed on one side of the ideal transformer as shown in Fig. 7.21(b) or split into two parts, one on each side, as shown in Fig. 7.21(c). In the latter circuit B 1 == BI2 and B 2 == B/2n 2 where n2 == f31oa'b' /f3{oab. A coupling problem that is considerably more complex is that between two crossed rectangular waveguides coupled by means of an offset circular aperture in the common broadwall as shown in Fig. 7.22. In the input waveguide the center of the aperture is at x == Xo, Z == 0, while in the output waveguide the center is at x' == xb, z' == O. The axes of the two waveguides are inclined at an angle ~. The incident generator fields will be chosen as
A full complement of dipoles POy, Mox , Moy is induced in the aperture. In order to evaluate the radiation reaction fields at the center of the aperture we note that M Ox produces a field for which E y and Hz have odd symmetry about z == 0 and hence are zero at the center of the
517
EXCITATION OF WAVEGUIDES AND CAVITIES
aperture. The dipoles POy, Moz produce a field H x that is odd about z == 0 and hence is zero at the center of the aperture. The nonvanishing contributions to the radiation reaction field in the input waveguide are
jWllo - + jt» - + E Ir -_ -2-Mozaz·Hl0EI0 - T P o · E I0 E I0 jWllo [Moxax· H-H+ M Ozaz• H-H+ jt» P E- HI0zaZ H lr -- -210 10x ax + 10 10z aZ] - T o· 10 + or in component form
. 2 -7rXo] E lry == -POy - [jk~ - - SIn {310ab a fO
-
OZ O "I [7rk lY.lOZ --2{310a b
j{310 H Irx -- - M OXab
n.; =
P Oy fO
[1I"ko~o
7rXo] • 7rXo SIn COS a
(79a)
a
. 2 7rX o SIn -
(79b)
a
Xo] -M [ j1l": cos 2 1I"Xo] . oz a {3loa b a
sin 1I"Xo cos 1I"
{3loa b
a
(79c)
In the output waveguide the radiation reaction fields are given by similar expressions apart from a change in sign and replacement of Xo by x6; thus
. 2 -7rX6] E 2ry == POy - [jk~ - - SIn fo {310ab a
OZO M Oz' [7rk --{310a2 b
+
j{310
H 2rx' ==Mox'-ab H 2rz,
P Oy
== - fO
7r 0Y 0 . 7rXo [k - - 2 - SIn - , {310a b
a
7rx6 a
7rx6] a
(80a)
COS -
. 2 7rX~ SIn -
(80b)
a
7rXo'] a
COS -
•
SIn -
+
}7r M oz' [-.- 32 {310a b
2 7rXo COS - ' ] •
a
(80c)
In order to evaluate the dipole strengths using (73) we make use of the following relationships:
H 2r == (H2rx' cos cP + H 2rz' sin cP)ax M o == (Mox cos cP - Mo z sin cP)ax'
+ (H2rz'
cos cP - H 2rx' sin cP)a z
+ (Moz cos cP + M ox sin cP)az'
== Mox' ax,
+ Moz,az'.
The equations for the dipole strengths are
Xo POy == foa e {-jkoZoN(A 1 +A 2 ) sin 1I" a
POy jk~
---fO {310 ab
+ jkoZoN(A 3 +A 4 )
(. 2 7rXo . 2 7rXh) SIn - + S I n a a
. -7rXo . [M oz SIn a
7rXo a
COS -
sin 1I"xb a
7rkoZo {310 a2b
----
. cP) SIn . + (Moz COS cP + M ox SIn
7rX~ a
-
7rX~] } (81a) a
COS -
518
FIELD THEORY OF GUIDED WAVES • 1rX~ . . 1rXO • M ox == am { ](310 N(A 1 -A 2) SIn - ](310N(A3 -A 4 ) SIn COS cP a a
1r 1rxb. j(310 . 1rXo - -N(A 3 +A 4 ) COS SIn cP - --Mox SIn2 a a ab a
Poy 1rkoY o. . +- - 2 - SIn cP SIn fO
{310a b
j (310
.
. ( - - cos2 cP sIn2 ab
1rX' a
1rX~
-
_0
a
1rxh COS -Mox a 2.
+ - j1r - 3-
sIn2 cP cos2
(310a b
1rX' ) a
_0
2
. cP COS cP (j(310 . 2 -1rX~ - - j1r3 - COS2 -1rX~)} + M oz SIn - b SIn a a a (310a b
(8Ib)
1rN 1rXo 1rN 1rX~ M oz == am { -(AI +A 2) COS - -(A 3 +A 4 ) COS cP COS a a a a .(3 N(A 3
+] 10
-
A)·,I,.· 1rX~ 4 SIn 0/ SIn a
. 1rXo COS -1rXo . ( SIn a a
. + cos cP SIn
+ POy - -1rk-o2Y -0 fO
(310a b
1rX~ 1rX~) COS a a
2 2 1rX~ j (310 . 2 -1rX~) . cP (j1r - Mox COS cP SIn - - 3 - COS - - SIn {310a b a ab a 2 j1r M oz (COS 2 1rXo - --3+ COS2 cP COS2 -1rX~) {310a b a a -
j{310M0 SIn . 2,1,. . 2 1rX~} 0/ SIn -
--
ab
a
z
(8Ic)
where the normalization constant N == (2jjabk oZ of 10)1/2. Note that there is significant interaction between the dipoles. If we call the amplitudes of the dominant mode scattered fields aI, a 2, a 3, and a4, then these are given by
a,
==
jW/LO + jt» + -2-Mo-HIO - TPo-EIO
(82a)
(82b)
(82c)
(82d) In the output waveguide
Mb
== M ox' ax, + Moz,az' == (Mox cos cP - M oz sin cP)ax' +
EXCITATION OF WAVEGUIDES AND CAVITIES
519
(Moz cos c/> + M ox sin c/»az'. Also, the mode functions Ein, Hin for the output waveguide are different but of the same form as those for the input waveguide. We can identify the following equivalent incident and total scattered wave voltages at each of the four ports of the junction being analyzed:
vt == A
Vi == A 3
4,
+ as.
The system of equations (81) can be solved for the dipole strengths. We can solve (82) for the amplitudes a., i == 1, ... ,4 of the scattered waves. With this information the scattering-matrix elements 8 j j for the four-port junction can be evaluated using the defined equivalent voltages and setting up the linear system
v+1
V-I ==
[8]
v-4
v+4
There is a considerable amount of algebra involved so we will limit the specific solutions to the special case c/> == 7r /2 and with the aperture centered for both waveguides so that Xo == x~ == a /2 and the case c/> == O. In this instance the junction has fourfold symmetry and can be described by a relatively simple network. We will assume that A 3 == A 4 == O. The equations for the dipole strengths, with the assumption of a centered aperture, give P Oy
==
M
- jkoZoNfoae(Al +A 2 ) ·k 2 1 + 2 J oae (310 ab
(83a)
- j{310 N a m(A l -A 2 ) 1 + j{310 ·
Ox -
ab
(83b)
am
The scattered wave in the input guide has the amplitude a 1 where
. j~lOam(Al -A 2 ) }Wp,o wkoZ o ab a1 == -2- f 10N M ox - - 2 - N P oy == .{3 1 + J lOam ab For even excitation A 2
j k 5a e (A A) {.1 b 1 + 2 tJ10 a
2jk5ae {31oab
1+--
== Al == A and the reflection coefficient is fe
a1
== 1 + A ==
1
.
2
2}koae {310 ab
1+--
•
(84)
520
FIELD THEORY OF GUIDED WAVES jX
jX
e= jX
~
jX
...---------/LD7,,--
Fig. 7.23. Equivalent circuit for coupling between two orthogonal waveguides by a centered circular aperture in the broadwall.
For odd excitation A 2 == -AI == -A and the reflection coefficient is
r -
0-
j{3100!m _ 1 -1 + al _ -ab- - A j{3100!m 1 ab +
(85)
The equivalent circuit that has the required properties is shown in Fig. 7.23. In this circuit the series reactance X == {3100!m lab and the shunt susceptance B == 2kijO!e /f31oab. The reader can readily verify that with an open circuit at the midplane the circuit shown in Fig. 7.23 has an input admittance given by
_ 1 - re 1 + re
y.
m,e -
2 J·k oO!e
f310ab 2 J·k oO!e 1 +-{31oab
(86a)
and with a short circuit at the midplane Yin
,
0 -
1 1- ro == • 1 + I', jf31oO!mlab
---
(86b)
The amplitudes of the dominant modes coupled into the output waveguide are given by
_
a3 -
a4
k j 501. e (At +A2) _ wkoZ oN P _ {31oab - -Oy - -------,,2~2 1 2· koO!e + J -f31-oa-b
When the two waveguides are aligned (cP == 0) but the aperture is not centered there is
EXCITATION OF WAVEGUIDES AND CAVITIES
521
interaction between P Oy and M oz. The reader can verify that for this case the solutions for the dipole strengths are (A 3 == A 4 == 0 is assumed)
- jkoZoNSa e (A ~
I
+
A)
(87a)
2
(87b)
(87c)
where
. 1rXo S == sin-,
1rXo
C ==cos-
a
a
and
s
2 2
A
u
a ek == 1 + 2· J -0 {3100 b
+ 2·J
a m 1r2C2 {3lo03 b
·
By considering the two special cases of even excitation with Al == A 2 == A and odd excitation with A 2 == -AI == -A the even and odd reflection coefficients are found to be
(88a)
ro =
-1
(88b)
1 +jX
where
(89a)
(89b) The equivalent circuits for even and odd excitation are shown in Fig. 7.24. For a wave incident at port 1 only, i.e., A 2 == A 3 == A 4 == 0, the amplitudes of the waves coupled into ports 3 and 4 are
_ (-jX/2 1 + jX
03 -
jB/2)A
+ 1 + jB
I
(90a)
(90b)
522
FIELD THEORY OF GUIDED WAVES jX
jX
2"
2" Yc
=
jB
1
() = ~
Yc = 1
Yr'
=
Z(.
1
=
1
Yc = B
jB
(a)
(b)
Fig. 7.24. (a) Equivalent circuit for two parallel waveguides coupled by an offset circular aperture in the common broadwall for even excitation. (b) Equivalent circuit for odd excitation.
The dipoles POy and M oz radiate symmetrically into the upper waveguide, while the dipole M ox radiates an antisymmetrical field. If we choose the aperture position such that X == B then there will be zero transmission into port 3. The junction now has the properties of a directional coupler (Bethe hole coupler). The required position of the circular aperture is given by .
1rXo
SIn -
a
ho
== --.
(91)
V6a
The field at port 4 could be canceled by choosing .
1rXo
SIn -
a
==
ho
V(Aij
(92)
-----;:=====
2
- 0 2)
if the radiation reaction field could be neglected. This equation has a solution only when ho ~ /2a. When the radiation reaction field is included and we make X == -B, i.e., impose the condition given by (92), then
The coupling coefficient C is thus given by C
A a;-Il = 20 log -1 +B B2
= 20 log
The directivity is given by
D
a31 = 20 log B 1 ~ C dB. = 20 log 04 I
1 dB.
~ 20 log Ii
J
EXCITATION OF WAVEGUIDES AND CAVITIES
523
It has generally been thought that a4 could be made equal to zero, but the more general aperture coupling theory that includes the reaction fields shows that this is not possible. The more complete theory shows that only a finite directivity can be obtained. A directional coupler can also be obtained by using a centered circular aperture and nonaligned waveguides (see Problem 7.10). For this type of coupler the theoretical directivity is also somewhat less than the coupling. Experimentally it is found that the attenuation caused by the finite thickness of the waveguide wall in which the aperture is located reduces the directivity below the theoretical value [7.36].
7.4.
CAVITY COUPLING BY SMALL APERTURES
It is common practice to couple cavities to waveguides by means of small apertures. The small-aperture coupling theory presented in the previous section applies equally well to cavity coupling when the reaction fields coming from the cavity are identified to be the resonant mode fields in the cavity. We will illustrate the theory by considering two examples.
End Excited Cavity A rectangular cavity is formed by placing a transverse wall with a small centered circular aperture into a rectangular waveguide, a distance d from the short-circuited end as shown in Fig. 7.25. The cavity is assumed to be resonant for the TE 101 mode. The normalized TE 10 1 cavity mode fields are
E == (abd4) . a 1/2
101
R 101 = k
1 101
V X
E101 = (
4 abd )
SIn
1/2
-1 [
7r.
k 101 -(j sin
7rX
. 7rZ SIn (fay
a cos (fax + acos a 7rX
7rZ
7r
7rX.
7rZ
]
sin (fa z •
A magnetic dipole - M oax will excite this mode with an amplitude given by (173) in Chapter
b
l--d---....
o a
1:n
Fig. 7.25. End excited rectangular cavity and its equivalent circuit.
524
FIELD THEORY OF GUIDED WAVES
5; thus
h 101
k 02M 08x • H 101
== _
kiOl -
.
k~ (1 + 1QJ )
==
4d) ( b 1/2 a
kiol _
k~Mo(7r/klOld) .
k~ (1 + 1QJ )
where kIol == (11" /a)2 + (11" /d)2 and Q is the quality factor for the mode. The x component of the magnetic field at the center of the aperture is
- h101
4 ) ( abd
1/2
11"
k lOld·
This field is taken as the reaction field because it is large when the cavity is tuned to resonate for the TE 10 1 mode. In the rectangular waveguide the radiation reaction field is the same as it is for the aperture in a transverse wall, which was analyzed in the previous section. Thus the equation for M 0 is
.
u; == am 2Aj~10N -
2j~10 -b- M o +
a
(1 .)]
4k611"2Mo
k2101 a bd3
[k 2
101 -
k 02 1 + Q-
j
which gives
where X == 2am(310/ab,
w== and A is the amplitude of the incident TE 10 mode. The total reflected TE 10 mode amplitude is -A
+.
M
jW/1-O
08x
.H+ - -A 10 -
+
4jam~10A/ab 1 + jX + W ·
The reflection coefficient is obtained by dividing by A. The input admittance is Yin
I-f 1 +f
l+W jX
.
== - - == - - == -jB +Y
(93a)
where (93b)
525
EXCITATION OF WAVEGUIDES AND CAVITIES
j2k~1r2
Y=
(93c)
3[k 2101 - k 02 ( 1 + Q I- j ) ] ·
Q.,2
.... loKIOId
In the equivalent circuit shown in Fig. 7.25 the inductance L is the sum of that for the cavity, L c , plus L, arising from the surface impedance of the cavity walls. The input admittance is
y. In -
n
2
. Ls +R }WL c +}W •
-}./WC
'R -} ·
We can express the denominator in the form j (W 2 --2-
wwoC
where Wo relations
==
+ W2Wo2LsC
. 2RC ) - Wo2 - }WWo
(L c C )- 1/2 is the loss-free cavity resonant frequency. We now take note of the
R
woL
1
- - == woRC == - == - -s == woLsC woLc Q woLc 2
and use the approximation wW5RC ~ w2/Q to obtain
(94) In order to determine the parameter n 2 we need to specify the impedance level of the cavity. We will do this by considering the line integral of the electric field across the center of the cavity as the equivalent voltage V c across the capacitor C in the equivalent circuit. The electric field is given by
E Y ==
a
Ve . 1rX . 1rZ
b
SIn
sin
d·
The stored electric energy is
rrr eoad 1 We = 4" Jo Jo Jo Eydzdydx = 16b V c = 4"CVc eo
and hence C
a
d
2
2
2
== eoad/4b. We now obtain y. __ OR In -
upon using weo that
)
jkoYoW5 ad n2
+ 4b [w5 - w2
(1 + Q.)] 1
(95)
J
== koY o. When we compare this expression with Y given by (93c) we find (96)
526
FIELD THEORY OF GUIDED WAVES
We will define the resonant frequency of the coupled cavity as the frequency at which Yin is real. From (93) we find that the imaginary part of Yin vanishes when 1 + Q k20 _ k2101 ) ( Q
[B~fJ 10k 4101 d 3 _
k 02 (2.".2 +B~ k 2 d3 1 + fJ 10 101 Q II
Q)] -- (jlOlk10ld Q2
3B
· (97)
For a high-Q cavity we can set the term on the right equal to zero; thus
2a se k _ 21r m k o "" 101 3• klOlabd
(98)
In order to obtain critical coupling we require Yin == 1 at resonance. From (93a) we see that this requires Y to have a unit conductance. This condition gives
2k61r2 {3lOkIOld3Q
(2 = k
101 -
2 1+Q)2
ko~
k6
+ Q2:::::l
2a (47r m)2 abd3
k6",,(41r2am)2 abd3
+ Q2 ~
which can be solved for am to yield (99) We can use k o == k lOl to get the first approximation to CXm and then use (98) to calculate a corrected value for k o to use in (99). As a typical example consider a cavity with d == a == 2.2 em, b == 1 em, and having a Q of 6000. For this cavity k 101 == 202. We now use k o ~ k 101, (jl0 == [k5 - (7r/a)2]1/2 ~ [kIol (7r/a)2]1/2 == 7r [d and from (99) obtain CXm ~ 17.63 x 10-9 . The corrected value for k o is 202 - 0.735 which is not a large enough change to warrant calculating a corrected value for am. The required aperture radius is 1 = 0.236 ern. The reader can readily verify that the approximations made to obtain (98) and (99) are fully justified since the detuning effect of the aperture susceptance - jB is very small.
Two-Port Cavity The two-port cavity shown in Fig. 7.26 has the property that maximum power is transmitted through the cavity at resonance. We will assume that the cavity resonates in the TElOl mode. In the apertures x-directed magnetic dipoles are induced. At the center of the input aperture the incident TElo mode produces the following x-directed generator field H gl :
H g l == 2j(jl0 N A where A is the amplitude of the incident mode. The resonant frequency of the cavity is given
EXCITATION OF WAVEGUIDES AND CAVITIES
527
z' z'
x
Cavity TE10 1 mode
Vi ~
" ra;~us I
I
----
z
~---,~x'
c
/
c
y'
1:n
~ ~
R
L
C
1:n
Fig. 7.26. A two-port cavity system and its equivalent circuit.
by
where The cavity field will excite a magnetic dipole in the output aperture which will cause some power to be radiated into the output guide g2. In gl and g2 a dipole Moax radiates a TE 10 mode with H x at the center of the aperture given by H lrx == H 2rx == - 2j {310M0/ab. In order to find the reaction field from the cavity consider dipoles M z 1 and M Z 2 in the input and output apertures. These produce a TEI0l mode with amplitude h 101 for the H 101 mode field where l
h 101 ==
k5 -') jJ; (1
k 2101 - k20 1 + Q J
7C'
l
b d-k-(MzI 1 -MZ I 2 ) . C 101 C
528
FIELD THEORY OF GUIDED WAVES
Note that kIol == w5 kfi/w 2, Wo == WlOl. The field Hz' is given by
Hz,==Hz'r==
2
Wo -W
2
2
4 ( 1r ) (1 ·)bd -k1 - J C lOlC W
+--
2
(M z'1-Mz'2)
Q
at the center of the input aperture and the negative of this at the center of the output aperture. Let the factor W be
W2
W
= Wo2 -w 2
(1 + 1- j) --
Q
41r 2 bcd(k lOlC)2·
(100)
We can also write MZ'l == M xl, M Z'2 == M x2. For the input aperture we now have 2j{3l0 -ab M Xl + WM xl -
M o == M Xl == am ( H gl -
)
(lOla)
WM x2
while for the output aperture we have
(101b) since H g2 is zero. We can solve the second equation for M X2 and the first equation then gives 2j {3l0
M Xl 1 +a m ( -b- - W a
)
-
a~W2
l+a
(2. R m
)
~-W
== amHgl.
(102)
r ==
-1 +al/A
ab
The total reflected field in gl is -A +al == -A -kOZ 0f3l0NMxl, and is given by
where
x = 2a mf3 1O , ab
We now find that
y. _ 1 in -
r __1_ _
1+ r - jX
X J
(1 _ +jX W ) · amW am 1
(103)
Let K == (4a m/bcd)(1r/klOlC)2; then we get
1
Yin =
jX - jX
Kw 2
[W5-w 2 (1 + \/)]
(104)
1 + (l/jX)
529
EXCITATION OF WAVEGUIDES AND CAVITIES
The equivalent circuit for the two-port cavity is shown in Fig. 7.26. For this circuit Yin
== -jB +
n2
. L 1 JW +-:--C JW
.
==-JB+
. L JW
(2 W
R
n
2
+ +-1 -J·B n2 w2
22 2-J-W . R 2) + --.n w
-WO
(105)
1-JB
wL
where w5 == l/LC. Now wL/R == Q so we have Yin
.
== - JB -
n 2w2
. .JwL (2 2 2J) n:» Wo -w +W - --.2
Q
2
•
(106)
1-JB
Hence we must choose _1
jX
== -J.B
so B == ab /2f31oa m. In addition, 2
n - K 2ab ( 1f' wL - X - f310bcd k101C
)2
•
The input admittance Yin for the cavity has the factor w5 - w2«l - j)/Q) - w2/Q. The last term comes from the additional inductance due to the surface impedance (1 + j)/(Jos. This can be included in the equivalent circuit as a series inductance jel., == R. Then (R + jwLs)/jwL becomes (1 + j) / Q and Y in becomes (107)
which is the same function of w as occurs in (104). We need to add L, in series with Land then the new resonant frequency is
For convenience, we assume that L, is included in L. The field radiated into g2 is given by
Now M X2
-a mWM x1/ [1 + am(2jf310/ab - W)] and since M X1 radiates a wave with
530
FIELD THEORY OF GUIDED WAVES
amplitude - ~10koZoNMxl == (1
+ f)A
we see that
The factor A (1 + f) is the input voltage in the equivalent circuit. This appears as a series voltage A(1 + f)n in the resonator circuit. The total loop impedance is
A fraction
appears across the output transformer and produces an output voltage 1In smaller. Thus
02
- n(1 + f)An - n 2A(1 + f) == (1 - jB)ZL == (1 - jB)ZL ·
This is the same result obtained by the small-aperture coupling theory. The parameter n2 I »L occurs as a single parameter. n 2 is arbitrary which corresponds to the arbitrary choice of the impedance level L IC of the equivalent resonant circuit representing the cavity. A useful choice in practice is to make the voltage V c across the capacitor C correspond to the line integral of the electric field across the cavity at the center. We then find from energy considerations that
vi
C
== f.ocd
4b ·
The equivalent inductance is given by the resonance condition L ==
1
-2-
woC
when the surface impedance term L, is excluded. The parameter n2 is given by
(108) which is of the same form as (96). The two-port cavity represents a lossy network that couples the input and output waveguides together. Consequently, it is not possible to obtain complete power transmission through the cavity. The output waveguide presents a resistive loading of the cavity. This loading should be large relative to the cavity losses so that most of the power will be transmitted to the output
531
EXCITATION OF WAVEGUIDES AND CAVITIES
waveguide. We note that (105) can be expressed as Yin == -
jB
+
n2
. L JW
+
.
1 jwC
+
2
In B 1+B2
+
R
2
+
n 1+B2
•
Since normally B is very large the effective series loading resistance R, equals n2 / B 2 • If we make n 2 / B 2 »R then only a small fraction of the input power is dissipated in the cavity. The loading resistance is given by (109) The external Qe associated with this resistance is
Qe
_ >:
»: _ n 2
wC
-
2
acdb 2 8cx m 13to
(k
tOt
C)2
1r
•
(110)
In order to illustrate typical values that can be obtained consider a waveguide with a == 2.3 em, b == 1 em, C == 2.5 em, d == 3 em, and an aperture radius I == 0.25 em. For this case Qe = 9353. It is quite clear that it will be difficult to achieve a high degree of loading unless a large aperture is used. If we increase I to 0.35 ern then Qe = 1242 which would normally be significantly smaller than the unloaded Q of the cavity. However, an aperture radius of this size is large enough to raise questions as to the validity of the small-aperture theory.
7.5.
GENERAL REMARKS ON APERTURE COUPLING
If the medium in gt has electrical constitutive parameters er and J1.t and that in guide g2 has €2, J1.2 then the dipole strengths for radiation into gt are Pt, M t, where [7.30] (er
+ €2)P t
== 2€t
a e: [€tEgt
- €2(A 2·P2 (ILl
+1L2)M l
-
€2
Eg2 + ei (At · P, + Ht · M t)
+ 82· M2)]
(lIla)
=2p.za m · [Hgl -Hg2 + (Cl
-
( D,
+ J1.t-) p.z D 2
·M l ]
+ :~(2) ·P l
•
(lllb)
For radiation into guide g2 the dipole strengths are - P2 and - M2 where
(lllc) (111d) The tensors At, 8 t , Ct , and fit are defined by expressing the radiation reaction fields in gl due to P t and M t in the form (ll2a)
532
FIELD THEORY OF GUIDED WAVES
The tensors A2 , B2 , C2 , and ])2 are defined so that the radiation reaction fields in g2 due to - P2 and - M 2 are given by (112c) (112d) The small-aperture theory does not take into account the reduction of the coupling due to the finite thickness of the wall that the aperture is located in. This reduction in coupling can be as large as 1 or 2 dB in typical waveguide walls. Some theoretical results for the effects of finite wall thickness may be found in the papers by McDonald [7.33] and Leviatan et ale [7.32]. The problem of coupling through an aperture in a thick wall may be formulated in an exact way. With reference to Fig. 7.27 consider an aperture in a wall of thickness t. Let Gel and Ge2 be electric-type dyadic Green's functions for the input and output guides. These satisfy the radiation conditions and the boundary conditions n X Gel == n X Ge2 == 0 on the waveguide walls and the aperture surfaces 8 I and 8 2 • Let the unknown tangential electric fields on 8 I and 8 2 be E I and E2 . The equivalent magnetic currents are
The scattered fields in gl and g2 are given by [Eq. (202a), Chapter 2]
Es l = -
IIJml'\! X GeldS
(113a)
81
E s2 =
-
11Jm2'\!
X
Ge2dS.
(113b)
82
We also need an equation that connects J m l and J m 2 . For this purpose we introduce a dyadic Green's function Ge for the cavity formed by the two surfaces 8 I, 82 and the sidewalls of the aperture opening. Inside the cavity the scattered field is given by Es =
IIJml'\! X GedS + IIJm2.\! X GedS. 81
82
D1
Fig. 7.27. Aperture in a thick wall.
(114)
533
EXCITATION OF WAVEGUIDES AND CAVITIES
Equations (113) and (114) will ensure the continuity of the tangential electric field through the aperture opening. The equivalent magnetic currents must be determined so that the tangential magnetic field is also continuous through the aperture. This requirement can be stated in the form (115a) on 8 1 n X (Ug2 + U s2) == n X Us
on 8 2
(115b)
where U g 1 and H g2 are the incident generator fields and the scattered magnetic fields are obtained from the corresponding electric fields by using Maxwell's equations. For the aperture cavity the dyadic Green's function Ge can be approximated by its quasi-static value. For a circular aperture it can be constructed from the waveguide modes in a circular waveguide below cutoff. The two most important and least attenuated modes are the TEll and TMo1 modes which are the ones needed to describe coupling from the magnetic and electric dipoles, respectively. For small apertures a multipole expansion of the integrals given by (113) and (114) can be carried out in the same way that (56) was expanded. In general, the available theoretical results for coupling by apertures in thick walls is very limited. The edge conditions are different for an aperture in a thick wall as compared to an aperture in an infinitely thin wall. Consequently, some difference in the polarizability of the aperture would be expected. A detailed analysis of this problem is not available at this time.
7.6.
TRANSIENTS IN WAVEGUIDES
In any waveguide, the phase velocity up is a function of frequency. As a consequence, all signals having a finite frequency spectrum will undergo dispersion when transmitted through a length of guide. The phase relationship between the frequency components of the original signal at the feeding point continually changes as the signal progresses along the guide. The analysis of this phenomenon belongs in the domain of transient analysis, and may be handled by the conventional techniques utilizing Laplace and Fourier transforms. Any realistic analysis should take into account the frequency characteristics of the antenna or aperture that couples the signal into the guide as well as the characteristics of the circuit elements used to extract the signal at the receiving end. In this section we shall consider only the properties of the guide itself. The effect of losses and their variation will also be neglected. In practice, this does not lead to significant errors, because in most cases the frequency bandwidth of the signal is relatively narrow, and the mid-band frequency of operation is usually chosen far enough above the cutoff frequency so that the attenuation curve is approximately constant throughout the band. Before some time, which we choose as the time origin t == 0, the disturbance in the guide is zero. When a current element is introduced into the guide, a disturbance or signal is generated. This signal is a solution of the time-dependent field equations. Let 8(r, t), X(r, t) be the timedependent field vectors. For a unit impulse current element o(t - t') applied at time t == t' and located at the point (x', v', z'), the field vectors are a solution of \7 X 8
\7 X 3C
ae
ax
== -p,oat
== EO at + TO(t -
t')o(r - r')
(l16a)
(l16b)
534
FIELD THEORY OF GUIDED WAVES
where T is a unit vector giving the direction of the current element, and r designates the field point (x, Y, z), while r' designates the source point or location. If the Laplace transform of these equations is taken, we get
v X E(r, p) == -J-topH(r, p) vX
H(r, p) == €opE(r, p)
where
1
00
E(r, p)
=
+ Te-P t' o(r -
(117a) r')
(117b)
6(r, t)e-Pt dt
with a similar definition for H(r, p). These equations are formally the same as those obtained by assuming a time dependence ej wt , and the solution may be obtained by the methods we have previously discussed. All our previous solutions may be converted into solutions of (117) by replacing jt» by p and ej wt by e-p t ' • The Laplace transform has the effect of suppressing the time variable. The solution to (117) constitutes the Laplace transform of the time-dependent Green's function. Inverting the transform yields the time-dependent Green's function. For an arbitrary spatial and time variation, the solution may be obtained by a superposition integral. If we restrict ourselves to a line current extending across the narrow dimension of a rectangular guide, the appropriate Green's function is obtained from Chapter 5, Eq. (74). We have
e,«, p) = G(rlr', p) =
-:0 L 00
n(x)n(x')
n=l
p exp{ -pt' - [(n1r /a)2 + J-tO€Op2]1/2Iz - z'l} [(n1l'" /0)2
+ JLO€op2] 1/2
(118)
where q,n(x) == sin(n7l'"x fa). The inversion of this expression gives us the time-dependent Green's function corresponding to the disturbance set up in the waveguide by an impulse line current located at x', z'. The Laplace transform of the time derivative of a function I(t) is
£df dt
=
rooe-ptdf dt=fe-ptloo +p rooe-ptfdt. dt 0
io
io
If f vanishes at t == 0, we have cC df/dt == pcCf, where cC indicates the operation of taking the Laplace transform of the function. Using this result, we may invert each term in (118) disregarding the factor p in the numerator, and then differentiate the result with respect to t. A typical term from (118) gives
== { velo {
0,
:1r [v~(t - t')2 - (Z - Z')2]l/2 } , °< Iz - z'l < t - t' Vc
otherwise
535
EXCITATION OF WAVEGUIDES AND CAVITIES
°
where J is the Bessel function of the first kind, and Vc == (J-tO€O)-1/2 is the velocity of light in a vacuum.' At any given distance Iz - z'I from the source, the disturbance is zero until a time I == I' + Iz - zll/v c is reached when the presence of the signal first becomes known to the observer at this position. No information reaches the observer in a time interval less than the time required to propagate a disturbance with the velocity of light. The velocity of light is, therefore, the wavefront velocity. The time derivative of the above function is
where J 1 is the Bessel function of the first kind and order 1. The solution for the timedependent Green's function which is equal to Ey(r, I) becomes
(119) for I' < I' + Iz - zll/v c ::; I. Outside this range for I the Green's function is zero. In the interpretation of (119) it should be noted that Jl(ku) 1I· m - - - ==
u~o
u
nI m a,-
u~o
dU
1·Imk[J 0(k) == u~o u 2
-
J 2(k)] U
k == -2"
Alternatively, the recurrence relation J 1(ku) == (ku /2)[J2(ku) + J o(ku)] may be used to eliminate the factor [v~(1 - 1' )2 - (z - Zl)2]1/2 in the denominator. The field contributed by each mode first makes its appearance as an impulse plus a step change, and thereafter oscillates similar to a damped sinusoidal wave. Thus what was originally a pulse localized in both time and space has become a disturbance distributed throughout both space and time. For an impressed current J(r, I) which varies arbitrarily with time for I > 0, the response is obtained by a superposition integral, i.e.,
111g(rlr /, t
°
/, t - tl)J(r t ') dt ' dS'
(120)
when J(/) == 0 for I < O. For a step input, the solution is readily found since the Laplace transform of a unit step applied at I == I' is p-1e-Pt'. This corresponds to (118) with the factor p deleted from the numerator. The terms that arise are those obtained in arriving at (119) before the derivative with respect to time was taken. Impulse and step inputs are not typical of the signal we wish to transmit along a waveguide. More realistic signals are those consisting of a narrow spectrum of frequencies, centered around some high frequency wo, such as is encountered in amplitude-modulated sinusoids. For an analysis of these we turn to an application of Fourier transforms. 3 This
transform is listed by Churchill in [7.9].
536
FIELD THEORY OF GUIDED WAVES
Let the input current at x
== a /2, I
Z
== 0 be of the form of an amplitude-modulated signal
== 10 [1 + f(t)] cos wot
(121)
where f (t) is an arbitrary function of time subject to the restriction that it contains frequencies in the range 0 :::; W :::; WI with WI «wo. Thus the resultant signal has frequency components in the range Wo - WI :::; W :::; Wo + WI, and Wo corresponds to the carrier frequency. Furthermore, let WI be chosen so that (1r /a)vc < W < (21r /a)v c. This latter restriction ensures us that only the H 10 mode in a rectangular guide of width a will propagate. The current input is the real part of (1 + f)e jwot. The function f(t) has a frequency spectrum given by the Fourier transform of f(t): g(w)
=
i:
(122)
e-jwtj(t)dt.
The function f(t) may be recovered by the inverse transform relation f(t)
]00 ejwtg(w)dw == -1 ]W1ejwtg(w)dw. 21r -00 21r -WI
== -1
(123)
The transform of e jwot is 21ro(w -wo), and, hence, for the function (1 + f)e jwot the frequency spectrum is given by 21ro(w - wo) + g(w - wo). Each frequency component propagates along the guide in a manner described by the steady-state solution corresponding to an impressed current varying with time according to e':", For the H 10 mode, the y component of electric field, at a distance z from the origin, arising from a single frequency component is
where {3 (w) = [( w / vc )2 - ( 1r/ a)2] 1/2. This expression without the factor e jwt may be considered as the transfer function, in the frequency domain, relating the response at IzI to the input at z == O. With the specified input current, the total response is p-olo
By == -Re-
=
]00 jwe-j{j(w)lzl . (3 [21ro(w - wo) + g(w - wo)]eJwt dw -00 (w)
- p-olo [j21rWoejWot-j{jOIZI]00 jwejwt-j{j(w)lzl ] 2
-00
(124)
where (30 == (3(wo). The first term in (124) corresponds to the unmodulated carrier and does not contain any information. The second term is the signal containing the original modulationfrequency components. In this term, the integration need be extended only over the range Wo - WI to Wo + WI, since g(w - wo) is zero outside this range. To evaluate the integral, we expand (3(w) in a Taylor series about the point Wo to get (3(w) = {3o
where
{3~
+ (3Mw
- wo) +
;!{3~(w -
WO)2
+ ...
(125)
== d{3/dw Iw=wo' etc. For a signal containing only a narrow band of frequencies, we
537
EXCITATION OF WAVEGUIDES AND CAVITIES
retain only the first two terms in (125) and approximate the factor w/{3 by wo/{3o. For this case we then get
The latter result follows by making the change of variables w - Wo == w' and comparing with (123). Combining the two terms and taking the real part, we obtain the total response at [z]:
J.lol o (X)-Wo ,. ( {30 ) By == -
Wo
1
·
(127)
To this order of approximation the original modulation is reproduced without distortion but delayed in time by an amount {3o lz I. The velocity with which the signal propagates is equal to the distance IzI divided by the time delay, and hence is given by V g
=
-!, = [d{3(W) I (30
dw
'-'0
]-1 = v~{jo = v~ Wo
(128)
Up
where the carrier phase velocity up is equal to wo/{3o == (k o/ {3o)uc . This particular definition of signal velocity is called the group velocity, since it corresponds to the velocity with which a narrow band or group of frequency components is propagated. It is also equal to the velocity of energy propagation introduced in Chapter 3 and is always less than the velocity of light for a uniform hollow waveguide. If the band of frequencies involved is too large for only two terms of the Taylor series expansion of {3(w) to give a good representation of {3(w) throughout the band, then additional terms must be included. These higher order terms always lead to distortion of the signal. In general, these terms are difficult to evaluate unless f(t) happens to be of such a form that the inverse transforms can be found. Forrer has presented an analysis for the propagation of a pulse of the form e-(t+to)2. In this case terms up to and including o' (w - wO)2 in the expansion of {3 may be evaluated, since the transforms involved are of the type that may be readily inverted [7.10]. Several other papers that treat various types of transients in waveguides have also been published. Several of these papers are listed in the general references below.
!f3
REFERENCES AND BIBLIOGRAPHY
[7.1] R. W. P. King, The Theory of Linear Antennas. Cambridge, MA: Harvard University Press, 1956, sect. II.39. [7.2] E. Jahnke and F. Emde, Tables of Functions, 4th ed. New York, NY: Dover Publications, 1945. [7.3] E. P. Augustin, U.S. Patent 4,528,528, July 9, 1985. [7.4] H. T. Howard, U.S. Patent 4,414,516, Nov. 8, 1983. [7.5] H. A. Bethe, "Theory of diffraction by small holes," Phys. Rev., vol. 66, pp. 163-182, 1944. [7.6] S. B. Cohn, "Determination of aperture parameters by electrolytic tank measurements," Proc. IRE, vol. 39, pp. 1416-1421, Nov. 1951. [7.7] J. A. Stratton, Electromagnetic Theory. New York, NY: McGraw-Hill Book Company, Inc., 1941, sect. 3.27. [7.8] R. E. Collin, "Rayleigh scattering and power conservation," IEEE Trans. Antennas Propagat., vol. AP-29, pp. 795-798, 1981.
538 [7.9] [7.10]
FIELD THEORY OF GUIDED WAVES R. V. Churchill, Operational Mathematics, 2nd ed. New York, NY: McGraw-Hill Book Company, Inc., 1958, p. 329. M. P. Forrer, "Analysis of millimicrosecond RF pulse transmission," Proc. IRE, vol. 46, pp. 1830-1835, Nov. 1958.
Waveguide Antennas [7.11] [7.12] [7.13] [7.14] [7.15] [7.16] [7.17] [7.18] [7.19] [7.20]
L. Infeld, A. F. Stevenson, and J. L. Synge, "Contributions to the theory of waveguides," Can. J. Res., vol. 27, pp. 68-129, July 1949. H. Motz, Electromagnetic Problems of Microwave Theory, Methuen Monograph. London: Methuen & Co., Ltd., 1951. L. Lewin, "A contribution to the theory of probes in waveguides," Proc. lEE (London), vol. 105, part C, pp. 109-116, Mar. 1958. M. J. Al-Hakkak, "Experimental investigation of the input impedance characteristics of an antenna in a rectangular waveguide," Electron. Lett., vol. 5, pp. 513-514, 1969. A. G. Williamson and D. V. Otto, "Coaxially fed hollow cylindrical monopole in a rectangular waveguide," Electron. Lett., vol. 9, pp. 218-220, 1973. A. G. Williamson, "Coaxially fed hollow probe in a rectangular waveguide," Proc. lEE, vol. 132, part H, pp. 273-285, 1985. J. M. Jarem, "A multifilament method-of-moments solution for the input impedance of a probe-excited semi-infinite waveguide," IEEE Trans. Microwave Theory Tech., vol. MTT-35, pp. 14-19, 1987. M. D. Deshpande and B. N. Das, "Input impedance of coaxial line to circular waveguide feed," IEEE Trans. Microwave Theory Tech., vol. MTT-25, pp. 954-957, 1977. M. D. Deshpande and B. N. Das, "Analysis of an end launcher for a circular cylindrical waveguide," IEEE Trans. Microwave Theory Tech., vol. MTT-26, pp. 672-675, 1978. G. L. Ragan, Microwave Transmission Circuits, vol. 9 of Rad. Lab. Series. New York, NY: McGraw-Hill Book Company, Inc., 1948.
Aperture Coupling [7.21] [7.22] [7.23] [7.24] [7.25] [7.26] [7.27] [7.28] [7.29] [7.30]
[7.31] [7.32] [7.33] [7.34]
L. B. Felson and N. Marcuvitz, "Slot coupling of rectangular and spherical waveguides," J. Appl. Phys., vol. 24, pp. 755-770, June 1953. S. B. Cohn, "The electric polarizability of apertures of arbitrary shape," Proc. IRE, vol. 40, pp. 1069-1071, Sept. 1952. S. B. Cohn, "Microwave coupling by large apertures," Proc. IRE, vol. 40, pp. 696-699, 1952. E. Arvas and R. F. Harrington, "Computation of the magnetic polarizability of conducting disks and the electric polarizabilities of apertures," IEEE Trans. Antennas Propagat., vol. AP-31, pp. 719-725, 1983. N. A. McDonald, "Polynomial approximations for the electric polarizabilities of some small apertures," IEEE Trans. Microwave Theory Tech., vol. MTT-33, pp. 1146-1149, 1985. J. Van Bladel, "Small hole coupling of resonant cavities and waveguides," Proc. lEE, vol. 117, pp. 1098-1104, 1970. J. Van Bladel, "Small holes in a waveguide wall," Proc. lEE, vol. 118, pp. 43-50, 1971. R. F. Harrington and J. R. Mautz, "A generalized network formulation for aperture problems," IEEE Trans. Antennas Propagat., vol. AP-24, pp. 870-873, 1976. Y. Rahmat-Samii and R. Mittra, "Electromagnetic coupling through small apertures in a conducting screen, " IEEE Trans. Antennas Propagat., vol. AP-25, pp. 180-187, 1977. R. E. Collin, "Small aperture coupling between dissimilar regions," Electromagnetics, vol. 2, pp. 1-24, 1982. (In this reference the polarizability tensors are twice as large and the radiation reaction fields in the output waveguide are defined with the opposite sign.) C. H. Liang and D. K. Cheng, "Generalized network representations for small-aperture coupling between dissimilar regions," IEEE Trans. Antennas Propagat., vol. AP-31, pp. 177-182, 1983. Y. Leviatan, R. F. Harrington, and J. R. Mautz, "Electromagnetic transmission through apertures in a cavity in a thick conductor," IEEE Trans. Antennas Propagat., vol. AP-30, pp. 1153-1165, 1982. N. A. McDonald, "Electric and magnetic coupling through small apertures in shield walls of any thickness," IEEE Trans. Microwave Theory Tech., vol. MTT-20, pp. 689-695, 1972. R. Levy, "Analysis and synthesis of waveguide multi-aperture directional couplers," IEEE Trans. Microwave Theory Tech., vol. MTT-16, pp. 995-1006, 1968.
EXCITATION OF WAVEGUIDES AND CAVITIES
539
[7.35] R. Levy, "Improved single and multiaperture waveguide coupling theory, including explanation of mutual interactions," IEEE Trans. Microwave Theory Tech., vol. MTT-28, pp. 331-338, 1980. [7.36] C. G. Montgomery, Technique of Microwave Measurements, vol. 11 of Rad. Lab. Series. New York, NY: McGraw-Hill Book Company, Inc., 1947. Sec. 14.3.
Waveguide Transients [7.37] M. Cerillo, "Transient phenomena in waveguides," Electronics Tech. Rep. 33, MIT Research Lab., 1948. [7.38] G. I. Cohn, "Electromagnetic transients in waveguides," in Proc. Nat. Electronics Conf., vol. 8, pp. 284-295, 1952. [7.39] M. Cotte, "Propagation of a pulse in a waveguide," Onde Elec., vol. 34, pp. 143-146, 1954. [7.40] R. S. Elliott, "Pulse waveform degradation due to dispersion in waveguides," IRE Trans. Microwave Theory Tech., vol. MTT-5, pp. 245-257, 1957. [7.41] A. E. Karbowiak, "Propagation of transients in waveguides," Proc. lEE (London), vol. 104, part C, pp. 339-349, 1957. PROBLEMS
7.1. A small probe antenna is located in the center of the end wall of a rectangular guide (see Fig. P7.1). The
a
1 ~sssfss,
I~-
"
"
0
z
Fig. P7.1.
guide dimensions are such that the only E mode that will propagate is the Ell mode. Obtain an expression for the radiation resistance of the antenna. 7.2. Consider a small circular loop antenna of radius d, carrying a uniform current 10 and located in free space. Expand e- j k op to get 1- jkop - !k5p2 + (jkb/6)p3 + .... Evaluate the self-flux linkage through the loop contributed by the terms in phase quadrature with the current, and show that the term with the factor j k oP does not contribute while the term with the factor (j kb /6)p3 gives ( - j #J-O 1r1 0 / 6k 0)( k od)4. Evaluate the induced emf around the loop due to this portion of the flux linkage, and show that it leads to an input resistance Zo(k od)41r /6. Compute the power radiated by the loop by integrating the complex Poynting vector over the surface of a large sphere. If P is the radiated power, use the relation R/5 = P to define a radiation resistance, and show that this is equal to the input resistance obtained from a consideration of the flux linkages. 7.3. Perform the summations leading to (38). 7.4. Sum the following series directly, and compare with the sum obtained by using the Poisson summation formula:
!
7.5. Use the Poisson summation formula to sum the following series:
Le n=1
Le 00
00
2
2
-a(n +(3 ) 1/2
2
-7rn /1000 •
n=l '
Note the large difference in the rate of convergence of the second series and its transformed equivalent. Consult a table of Fourier transforms for the required transforms. 7.6. Modify the small-aperture theory for waveguides to obtain an approximate theory for the reflected and transmitted fields from a small aperture in an infinite-plane conducting screen. Assume a parallel-polarized TEM wave incident at an angle 8; with respect to the normal (see Fig. P7.6).
540
FIELD THEORY OF GUIDED WAVES
Y / '
o
E'
:
%=0
oi/I",
z "
H\/
Aperture
/
Z:zQ
Fig. P7.6.
z Disk
Fig. P7.7.
7.7. Develop a theory, similar to that in Problem 7.6, for the scattered field from a small conducting disk when a perpendicular-polarized TEM wave is incident at an angle ()i (see Fig. P7.7). (For an expansion of the vector potential which gives the radiation from a small-volume distribution of current as radiation from an electric and magnetic dipole and other higher order multipoles see J. A. Stratton, Electromagnetic Theory. New York, NY: McGraw-Hill Book Company, Inc., 1941, sect. 8.4.) Use Babinet's principle to obtain the solution for a small aperture in a conducting screen from the solution of the disk problem. Show that this leads to the solution obtained in Problem 7.6. 7.8. Show that an elliptic aperture in a transverse wall in a rectangular guide as illustrated in Fig. P7. 8 is
r
I I·
au
¥
au
I
I
a
-+-
Xo
_ _ _ _ _ _-1--
--....
X
x
Fig. P7.8.
equivalent to a shunt inductive susceptance
B
=
(
- 2{3 10 ·2 1rXo _ ~ SIn
aam:axax
) -1
where am:axax is the double-dot product of am with the unit vectors ax and x 0 is the coordinate of the center of the aperture. 7.9. A small circular aperture of radius I is located in the center of the transverse wall in a circular guide of radius a (see Fig. P7.9). Show that, for a TEll mode, the aperture is equivalent to an inductive susceptance
- 0.955a2Ag
B=-----
4am
Fig. P7.9.
541
EXCITATION OF WAVEGUIDES AND CAVITIES where Ag is the guide wavelength, and am capacitive susceptance
=
~13. For a TMol mode, show that the aperture is equivalent to a shunt
7.10. The Bethe hole directional coupler consists of two rectangular guides with their axes oriented with an angle
obetween them and coupled through a small circular aperture in the center of the broadwall (see Fig.
P7.10). Find
I
./
./
./
./"
"-
"
"
A.1
Fig. P7.10. the required angle 0 such that the electric and magnetic dipole coupling results in a wave propagating in the direction of arrow A2 when a wave is incident along the direction of arrow AI. Find approximate expressions for the coupling coefficient and the directivity of this coupler. Note that when the radiation reaction fields are included the wave propagating in the direction opposite to that of arrow A 2 cannot be made to vanish, although its amplitude can be made small.
Answer: a
3,4-
[+2jXCOSO ~] A 4+4jX-X2 sin20+2+2jB 1
where X = 2{jlQa m/ab and B = 2k6ae/{jlQab. Let B = -X cos 8, then C ~ 20 log (l/X cos 8) and D ~ C + 20 log [2 cos 0/(1 + cos 0)]. 7.11. If it is desirable to maintain the angle 0 between the two guide axes equal to zero in Problem 7.10, a similar type of coupler may be built, using a properly oriented elliptical aperture or an offset circular aperture as illustrated in Fig. P7.11. Determine the orientation angle 0 of the elliptical aperture and the offset d of the circular aperture in order to obtain a directional coupler.
- ----;£ft--Topview of aperture plane
Aperture plane
3/--~a/2
Fig. P7.11.
542
FIELD THEORY OF GUIDED WAVES
Answer: . 2 () CX m u SIn
+ CX m v
COS2 ()
= 2k~ ICX e I• 130
7.12. Consider a rectangular guide closed at Z = 0 by an electric wall in which a small magnetic disk carrying a linear magnetic current of density Jm is located (see Fig. P7.12). Let the field radiated by the magnetic current in
r
Electric wall
z Fig. P7.12. the region
z > 0 be
In the volume bounded by the guide walls and transverse planes at Z = 0 and z = Zl, the field E,; H, is source-free. On the electric wall at Z = 0 we have n X E, = 0, while on the surface of the magnetic disk n x E, = -J m- Let E, H be a normal-mode standing wave: E
= em(e- rmZ - e rmZ) + ezm(e-rmZ + e rmZ)
This field is also source-free in V. The Lorentz reciprocity theorem gives
fj n.(E
s
x H - E x Hs)dS = o.
s
JJ
Show that, over the plane Z = Z 1, the integral gives - 2c m em x h m • a z dS, while, over the Z = 0 plane, the J m • H dS = -2 J m • h m dS. A linear magnetic current element is equivalent to a magnetic dipole, result is and, if h m is assumed constant over the magnetic disk, the coefficient em is found to be given by
JJ
JJ
Mo is the magnetic dipole moment associated with the current Jm • 7.13. Consider a z-directed magnetic dipole Ma z located at the origin between two infinite conducting planes placed parallel with the x z plane at y = ± b /2. Obtain the solution for the magnetic Hertzian potential Il, by where
solving the scalar Helmholtz equation
in cylindrical coordinates. The solution is the same as that given by (38). HINT: Expand Il, in a Fourier series of the form CX)
n, = ~ ~am m=O
2m7f'y cos -b-Ko(fmr)
EXCITATION OF WAVEGUIDES AND CAVITIES
543
Next use Fourier analysis to obtain
(
{) o r1 {)rr {)r -
2 ) M EOm I'm amKo(fmr) = --b-o(r).
Each term must have a logarithmic singularity - (MEOm/2b7r) In r, and hence am EOm
= 2, m > O.
= MEOm/27rb,
EOm
= 1, m = 0;
7.14. Figure P7.14 shows a directional coupler consisting of two rectangular waveguides coupled by small circular
x'
Vt
v4~t _ _ I ---------~ z' ~
I~-----+-i ~4g I
______1
a
V1~
x
~ Vi
----------------~
b
z
Fig. P7.14. apertures in the common sidewall. Find the amplitudes V~, V;-, V~, V; at the four ports when a TE lO mode with amplitude Vi is incident at port 1. HINT: Assume dipoles of strength M z1 and M z2 in the two apertures and find the total Hz reaction fields from these. Answer: Generator fields at the two apertures are - N k c Vi and j N k c Vi. Equations for the dipole strengths are
M Z1 = O!m[ -Nkc Vi + jkoZok~N2(Mzl - jMz2)] M Z2 = O!mUNkc Vi + jkoZok~N2(Mz2 - jMzdl
V 3 = -koZoNkcMzl (1
+ jB)/(1 + 2jB) = V;- + jvt
= x[a, B = 20!mk~/{jlOab. 7.15. The equivalent circuit for the directional coupler in Problem 7.14 is shown in Fig. P7.15. Show that this circuit gives the same scattered field amplitudes when a wave of amplitude Vi is incident at port 1.
where k;
3
4
1C
1C
2
2
Vt~
Fig. P7.15.
FIELD THEORY OF GUIDED WAVES
544
7.16. Repeat the analysis of the directional coupler in Problem 7.14 but let the apertures be spaced a distance d apart so that (3 lOd = O. Find the value of 0 that will make V: = O. Answer: M Z1 = -Mz2e-j8, 0 = -tan- 1 B + 'K/2. 7.17. A rectangular cavity is coupled to a rectangular waveguide by a small circular aperture in the common sidewall as shown in Fig. P7.17. Find the equivalent circuit for this system. The cavity resonates in the TElOl mode.
a
-I
a b
I~
~z
Cavity
d
I
~j
Fig. P7.17. 7.18. Figure P7.18(a) shows a cavity coupled to a rectangular guide by a circular aperture with radius ro and which is centered in the broad wall of the guide and cavity. The cavity is excited in the TElOl mode. The incident a Aperture
b ~---~z
x
z' (a)
(b)
1:V2n
(c)
Fig. P7.18.
545
EXCITATION OF WAVEGUIDES AND CAVITIES field has
where N == (2Z w /ab)1/2. Find the amplitudes of the TElOl cavity mode and the reflected and transmitted TEIO modes in the waveguide. Note that dipoles P y and M x are excited but only P y couples to the TE lOl mode (why?). Verify that
M x==
am NY w Vi 2 + jam{3lab '
where Wo is the resonant frequency of the cavity mode. The equivalent circuit for the coupled cavity is also shown in Fig. P7.18(b). Show that for even and odd excitation the input reflection coefficients are
r e == 1-
2jX 1
2jB 2 1 +jB2 +jB 2/Y'
r, == -1 + -+J 1 ·X· 1
By superimposing the two solutions show that the input reflection coefficient is given by
1
r == 2(re +ro ) ==
jX 1
1 +jX 1
jB 2
-
1 +jB 2 +jB 2 / Y·
By comparing this expression with your analytical solution show that
k5
a B 2 == 2{3abe '
Y ==
jk5
(1 + 1-Q j) _wo· 2]
d [ 2 2w2(3 W
Verify that for the resonant circuit shown in Fig. P7 .18(c) 2
Y
~ jwCn ~-2
w
where w5LC == 1, C == Eoad/4b, n 2 == k obZ o/{3a.
[
W
(1 1-j) Q
2 +--
2]
-Wo
8
Variational Methods for Waveguide Discontinuities When waveguides are used in practice, it is often necessary to introduce discontinuities such as diaphragms or irises, metallic posts, dielectric slabs, and so forth, for the purpose of matching the waveguide to a given load or termination, to obtain a phase shift in the transmitted wave, or for a variety of other reasons. The presence of a discontinuity gives rise to a reflected wave and a storage of reactive energy in the vicinity of the discontinuity because of excitation of higher order waveguide modes which are evanescent, i.e., decay exponentially with distance from the discontinuity. Under most conditions, in practice, only the dominant mode can propagate in the guide. Under these conditions three is the maximum number of parameters required to describe the effect of the discontinuity on the propagating mode if the discontinuity is lossless. These parameters are the modulus p and the phase angle () of the reflection coefficient R and the phase angle a of the transmission coefficient T. The modulus of T is given by TT* == 1 - p2, a result which follows at once from the conservation-of-energy principle. Alternatively, we may describe the discontinuity by an equivalent transmission-line circuit which would give rise to a reflected and a transmitted wave of magnitudes proportional to Rand T, respectively. This latter description is most commonly used. As a general rule, the exact solution of Maxwell's equations for the field distribution existing near a discontinuity is very difficult, if not impossible, to obtain. However, since we are interested only in the effect produced on the dominant mode, the detailed nature of the diffraction field around the discontinuity is not required. The higher order modes excited act as a perturbation, giving rise to a phase shift in the reflected and transmitted waves, and an impedance transformation at the discontinuity. When the magnitude of these higher order modes is small, approximate methods may be used to determine the parameters of the equivalent circuit for the discontinuity. A very useful method capable of handling a large variety of problems was introduced by Schwinger during the period 1940 to 1945 [8.1]. This method, referred to as the variational method, has a variety of forms, some of which are preferable to others in certain cases. Some of the various formulations possible will be illustrated by application to a specific problem.
8.1.
OUTLINE OF VARIATIONAL METHODS
The problem of evaluating the equivalent-circuit parameters for the junction between an empty rectangular waveguide and one inhomogeneously filled with an asymmetrical dielectric slab will serve to illustrate the various variational techniques that may be used. The output guide for z > 0 is inhomogeneously filled with a dielectric slab of thickness t and relative dielectric constant K, as illustrated in Fig. 8.1. The junction is assumed lossless, which at microwave frequencies is usually a very good approximation. 547
548
FIELD THEORY OF GUIDED WAVES
r a
-----
a
--...
.~~""""" ._--I!.~
Y z ==0 z Fig. 8.1. Junction between an empty and an inhomogeneously filled rectangular guide.
The incident wave from the left is an H 10 mode, and, since the discontinuity is uniform along the y axis, the only types of higher order modes that are excited at the junction are H nO modes. It is therefore possible to derive the various field components from the one scalar component E y by means of the following equations:
.
aE y
.
ax
}wuoH ==-r: Z
}WP,O
H
x ==
aE y
az
(1)
where E y satisfies the scalar Helmholtz equation (2)
and
ko2 =
2
W ILOEO
=
(21r)2 Ao ·
The solutions to these equations in the empty guide are (3a)
. n1rX =frnZ H x -- 1= ~ ·Z k SIn e )
HZ
-k5
-
0 0
0
jn1r n1rX =frnz Z k cos e a 0 0 0
(3b)
(3c)
where r~ == (n1r/0)2 and Zo == (p,0/f.o)I/2 is the wave impedance of free space. The term r n / j Z ok 0 has the dimensions of an admittance, and is the wave admittance of the nth mode in the empty guide. It is equal to ± H x / E y; we see that the transverse magnetic and electric field components play the roles of a current and a voltage, respectively, on a fictitious transmission line. When the mode propagates, r n is imaginary, and the wave admittance Y n is real. When the mode is evanescent, Y n is imaginary. The following convention will be adopted in regard to the sign of Y n- For modes that propagate, Y n will be taken as a positive-real quantity. For evanescent H nO modes, Y n will be taken as negative-imaginary, since evanescent H nO modes store more magnetic energy than electric energy, corresponding to a net inductive impedance.
549
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
Let the amplitude of the wave incident from the left on the junction be a 1. Owing to the discontinuity, a reflected wave of amplitude RIal and an infinite number of higher order modes of amplitudes an are excited. Thus, in the region z ::; 0, we may write the following expressions for the total transverse fields:
e,
== a1(e- r IZ +R 1er IZ)1 +
2: ann er nZ 00
(4a)
2 00
u, == -Y1a1(e-rIZ -R 1e r IZ)1 + 2:anYnnernZ
(4b)
2
where n == (2/a)1/2 sin(n1rxfa). The factor (2/a)1/2 is introduced for normalization purposes only. The analogy towaves propagating on a transmission line is readily seen when the following definitions for the equivalent transmission-line currents and voltages are made: V~i
It1
== an
(5a)
== a1Y 1 IIi == -a1 R1Y 1 1;1 == -anY n
(5b)
== Vt1e- r lZ + VIie r lZ
(5c)
VI I
1-I+e-rlz - 11
r IZ +I-e 11·
(5d)
The power flow along the guide for the nth mode is
For an evanescent mode the real power flow is zero. At a distance d in front of the junction, an input impedance may be defined by the relation
Z. (d) - Vt(d) _ e In
-
r td
+Rte-
r td
11(d) - er1d -R1e-r1d
Z _ Z ZL + jZt tan (3t d 1 1 Zl + jZL tan (31 d
(7)
where (31 == If11, and ZL is the equivalent input impedance referred to the junction plane
z == 0, that is,
Z
- I +R 1Z I -R 1· 1
L -
(8)
A description in terms of an equivalent transmission-line circuit is not necessary, but does provide very convenient terminology for the description of a junction. Usually it is the practice to describe a junction in terms of normalized impedance and reactive elements. In the present case, the normalized input impedance of the junction is ZL
z.
I +R 1 I-R 1 •
Knowledge of the normalized input impedance permits the physically meaningful reflection coefficient to be computed at once.
FIELD THEORY OF GUIDED WAVES
550
So far we have written down expansions for the transverse fields in the input guide only. In the output guide an infinite number of H nO modes are excited. The method of solution for these has been covered in Chapter 6. For the purpose of discussion here, all we need to know is that an infinite number of H nO modes exist; that these modes form a complete set, in terms of which an arbitrary electromagnetic field having only a y component of electric field, and no variation with y, may be expanded; and, finally, that these functions may be normalized so that the eigenfunction set forms an orthonormal system. We will let t/;m(x) be the mth eigenfunction for the inhomogeneously filled guide. These functions satisfy the orthogonal relations
(9) where the Kronecker delta onm equals unity for n == m, and zero otherwise. The transverse fields for z ~ 0 are given by
e,
00
== Lbmt/;me-rmZ
(lOa)
m=1 00
n, == - L
bmY Omt/;m e- rmZ
(lOb)
m=1
where b m are amplitude coefficients, YOm is the mode admittance 'Ym/jkoZ o, and "[m is the propagation constant. The propagation constants are determined by the equations tan 1m !
- tan kms km
(lla)
2
(lIb)
1m 2 == 12 'Ym m-
Kk 0
== k 2m - k2o·
It will be assumed that the guide dimensions and frequency have been chosen so that only the m == 1 mode propagates. Thus all r nand 'Yn are real except r 1 and 'Y 1, which are pureimaginary. For the output guide, the equivalent transmission-line voltages and currents will be defined by
At the junction Z == 0, the transverse fields must be continuous. This condition leads to the following two equations: 00
al(1 +R 1)
00
+ Lan
00
(12a)
m=1 00
al(I-R 1)Y1
(12b)
551
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
A simultaneous solution of these two equations would give us a complete description of the field. However, it is quite apparent that such a solution would be extremely difficult to obtain, and recourse to an approximate method must be made. The variational method is capable of giving an accurate approximate solution with a minimum of computational labor, so we will now proceed to develop this method.
Method 1 The two fundamental continuity equations, i.e., Eqs. (12), will be repeated here for convenience with the amplitude of the incident wave assumed to be unity. Thus 00
(1
00
+Rl)~l + Lan~n == L bm1/;m 2
(13a)
1
00
00
(1-Rl)Yl~1 == LanYn~n + L bmYom1/;m. 2
(13b)
1
In the aperture plane z == 0, let the electric field distribution be 8(x). Since ~n and 1/;m form complete sets of orthonormal functions, we may develop 8(x) into a Fourier series in terms of them; i.e., 00
00
8(x) == (1 +Rl)~l + Lan~n == Lb m1/;m 2
1
so that
The coefficients an and b m are thus expressible in terms of the aperture electric field distribution. The continuity of the electric field in the aperture is automatically ensured since both sides of the first equation in (13) have been equated to 8(x). If these values of the coefficients are substituted into the second equation, we obtain
Interchanging the order of integration and summation gives
1 -R 1 fa fa I I I I l+RIYliplio 8ip1dx= io 8(x)G 1(xx)dx
(14b)
552
FIELD THEORY OF GUIDED WAVES
where 00
00
G 1(xlx') == LYn
1
The function G 1(x Ix') is symmetrical in the variables x and x', and for convenience it will be called a Green's function, although, strictly speaking, it is not a true Green's function in the normal sense. Equation (14b) is an identity, and we may, therefore, multiply both sides by an arbitrary function of x and integrate from 0 ::; x ::; a. Let this arbitrary function of x be 8 1(x); thus a
Y inY I
JJ81(x)8(x') <1>1 (X)I o
a
(x') dx dx'
=
JJ81(x)8(x')G I (x Ix') dx dx' 0
where Yin has been written for (I-R 1)/(1 +R 1) , since it is the normalized input admittance at the plane z == o. Let us calculate the variation in Y in due to a small variation in the functional form of the function 8 1(x). We have
YinY 11°08 1<1>1 dx 1° 8<1>1 dx + oY inY11° 8 1<1>1 dx 1° 8<1>1 dx = 1°081(x)1°G I(xlx')8(x')dx' dx
which may be written as 1°081 [Y inY I 11 ° 8<1>Idx -1°GI(X1X')8(X')dX'] dx
+oYinY 11° 8 1<1>1 dx 1° 8<1>1 dx =
o.
By virtue of (14b), the integrand vanishes, and, hence, oYin is zero for a variation in 8 1 . Since we want to make OY in zero for an arbitrary small variation in 8 also, we conduct the variation with respect to 8 to obtain 1° 08
[Y inY <1>11° 8 1<1>1 dx I
1° G I (x Ix')81(x) dX] dx'
+oY in Y I [
8 1<1>1 dx 1° 8<1>1 dx
=0
as the condition to be imposed on 8 1 . Examination of this equation shows that OY in will equal zero if 8 1 == 8. We, therefore, have the following variational expression for Yin: a
JJG I(xlx')8(x)8(x')dxdx' Yin ==
o
2
Y I [1° 8(x) <1>1 dx ]
(15)
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
553
which has the property that Y in is stationary for small arbitrary variations in the electric field distribution about its correct value. It, therefore, follows that a first-order approximation to the electric field distribution will yield a second -order approximation to the input admittance. Also, the expression for Yin is homogeneous in the sense that it does not depend on the amplitude of the electric field distribution 8(x), but only on its functional form. As an alternative to the above formulation, we may derive a similar expression for the normalized input impedance (1 + R 1) / (1 - R 1). If we let the transverse magnetic field in the aperture plane be JC(x), then
s; =Zoml° JC1/;m dx. Using the same procedure as before, we find that a
JJG Zin
where
==
2 (x
Ix')JC(x)JC(x') dx dx'
o
2
z.
(16)
[1° JC(x)
00
00
G 2 (x lx ' ) == I:Zn~n(X)~n(X') 2
+ I:ZomV;m(X)V;m(X'). 1
We will now show how, in practice, we may obtain a suitable approximation to the aperture fields and, hence, to Yin and Z in. First it will be necessary to consider some of the properties of the expansion of one set of complete orthonormal functions in terms of another set. We may expand each function V;m in a Fourier series consisting of the functions n as follows: (17)
where the coefficients P nm are given by in terms of V;m as follows:
J; ~nV;m dx == P nm. Similarly, we may expand ~n 00
e, == I:Pnmv;m m=l
where
(18)
554
FIELD THEORY OF GUIDED WAVES
Substituting the expansion for t/;m into (18) gives 00
00
00
00
n == L P nm L P sm s == L sL P nm P sm m=1 s=1 s=1 m=1
(19)
from which we conclude that 00
LPnmPsm == i; m=1 and hence 00
and
LPnmPsm == 0, s =I- n. m=1
Similarly, we find that 00
LPnmPnr == omr. n=1 The transformation from one set of orthonormal functions to another set is analogous to the transformation from one orthogonal coordinate system to another one. The matrix of the transformation is composed of the elements P nm- The product of the matrix [Pnml with its transpose [Pmnl is equal to the unit matrix so that the matrix [Pnml is unitary. Since the elements are all real, the matrix of the transformation is also orthogonal. For a suitable approximation to the aperture electric field 8(x), we may take a finite series of the functions n (x), say
Since Yin depends only on the functional form of 8, we may take 01 equal to unity without any loss in generality. The variational expression for Yin involves the integral of G 1(x Ix') times the functions n(x)n(x') and is computed as follows: N
a
N
L L JJ0 s=1 r=1
1(X Ix')q>s(X)q>r(X')aras dx
dx'
0
N
N
N
00
== LYnO~ + LLOrOsLYomPrmPsm n=2
s=1 r=1
m=1
(20)
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
555
For brevity, we will denote the quantity 00
LYnDnsDnr n=2
00
+ LYomPsmPrm m=l
by gsr- It should be noted that gsr == grs- Thus, (15) for
Yin
becomes (21)
Since P rm and P sm approach zero as m becomes large when rand s are different from m, the summation over m in the evaluation of gsr may be terminated at a given finite value of m consistent with the required accuracy. We must now impose on (21) the condition that Yin should be stationary for arbitrary variations in 8, that is, in as. This condition is obtained by equating the partial derivatives of the unknown coefficients as to zero and gives the best possible solution for Yin that can be obtained with the assumed approximation for 8. From (21) we get N
Largsr == 0, r=l
s == 2, 3, 4, ... ,N
(22)
since gsr is symmetrical in the indices sand r. The coefficient al has been taken equal to unity, and hence 8Yin/8al is automatically zero. Equation (22) is a set of N - 1 equations which may be solved for the N - 1 unknowns ar in terms of glIal or gIl. These values of a, are now substituted back into (21), and Yin is evaluated. We may handle (16) for Zin in an entirely analogous manner. The following points are of interest: 1.
2.
3.
4.
5.
Since Y 01 is real while all Y nand Y Om for nand m greater than one are imaginary, the factors gsr are complex. Consequently, the coefficients a, obtained from (22) are complex also. Since the a r are complex, Y in is complex, as, of course, it must be, since it represents a transmission of power past the discontinuity plus a storage of reactive energy at the junction. Because of the complex nature of Yin, the stationary value of Yin is neither a maximum nor a minimum. The same is true of the stationary value of Zin. Therefore, a comparison of the calculated values of Y in and Z ~ 1 will not give upper and lower bounds to the true value of Yin. The calculation of Y in gives only two of the three parameters required to specify the junction completely. To compute the third parameter, the above analysis has to be repeated for a wave incident on the junction from the inhomogeneously filled region. The necessity of carrying out the analysis twice and the fact that the coefficients a r are complex make the numerical computation laborious and lengthy.
We may organize the numerical work in a more compact fashion by treating (15) for Yin [similarly with (16) for Zin] in a somewhat different manner. As before, we approximate 8(x) by a finite series of the
FIELD THEORY OF GUIDED WAVES
556
for the present. In place of (21), we then get N
YinY l a
1- L
N
L asargsr == s=1 r=1
o.
(23)
When we equate the partial derivatives with respect to as equal to zero, we get N
(24a)
2Y inY 1a l -2La rglr ==0 r=1 N
s==2,3, ... ,N.
-2La rg sr ==0, r=1
(24b)
This is a set of N homogeneous equations for N unknowns, which has a solution only if the determinant vanishes. The vanishing of the determinant gives the solution for Yin without the necessity of computing the values of the coefficients. We have YinY 1
-
gl1
-g12
-gIN ==
o.
-gN2
This determinant may be factored into the sum of two determinants as follows: -gIN
o
-g22
o
-gN2
and, hence,
1 gNl ------Y 1 g22
Yin == -
gN2
...
(25)
gNN
Thus we have reduced the computation of Yin to the evaluation of two determinants of order NandN -1.
Method 2 The main objections to the previously derived variational solution -are those listed in the previous section as points 3, 4, and 5. All these objections can be removed by a modification of the method. If we terminate the output guide in a short circuit located at Z == I, we have a pure
557
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
reactive termination since all of the incident power is reflected. Under these conditions Yin is pure-imaginary, and the electric field is everywhere in time quadrature with the magnetic field. We also find that the field distributions in the aperture plane, apart from a constant multiplier which may be complex, may be represented by a real function. Since the variational expressions depend only on the functional form of the aperture fields, this constant multiplier may be dropped. We will assume that only the dominant mode propagates in the output guide, and the short circuit will be placed at z == I + nAOg /2, where n is chosen large enough so that all evanescent modes have decayed to a negligible value at the short circuit. The guide wavelength in the inhomogeneously filled guide is denoted by Aog • In order for the electric field to vanish at the short circuit, the field of the dominant mode in the output guide must be (26)
where (301 field is
==
11'11 is the phase constant for the output guide. From (1), the transverse magnetic (27)
If the aperture electric field is 8(x), the coefficient b, is given by
b,
= - SIn · 1f3 01 I
1° 0
81/;, dx ·
Since all the incident energy is reflected, the modulus of the reflection coefficient R 1 is unity. We may therefore put R 1 equal to e j 8 , and, hence,
1 - ej O
Yin
()
= 1 +ejO = -j tan 2'
In the input guide, the dominant-mode electric field will have a series of maxima and minima as a function of z. The first minimum occurs when the incident and reflected fields are out of phase, i.e., when
Let the corresponding value of
Izi be d,
Yin = - j tan
and we get ()
(i +
== 1r + 2{31d, and, hence,
f3'd) = j cot
e,«.
(28)
The input admittance at the junction is given by (28) in terms of the location or position d of the electric field minimum from the junction. We may now carry through the same analysis as before, and, in place of (15), we get
(29)
558
FIELD THEORY OF GUIDED WAVES
where 00
00
n=2
m=2
G~(xlx') = Lj[Yn(Pn(X)(Pn(X')] + Lj[Yom1Pm(X)1Pm(X')] +YOl1Pt(x)lh(x')cotI30t l . We may handle (29) in the same manner as (15). If we define
g;r
= ~JG~ (x Ix')(Ps(X)(Pr(x') dx dx' = j
g~r
as
(~Y .s;»: + "fzYomPsmPrm) +YOtPstPrt cot 13011
we get, in place of (21),
(30)
As before, we may take al equal to unity, and then determine the other N - 1 coefficients so that cot {31 d is stationary. Let us compute the second-order variation in cot (31 d due to arbitrary, but small, variations in the coefficients as. Taylor's expansion of a function of N variables may be written symbolically as
F(Xt, X2,. · · ,XN)
=
(exp ~ Llx s 8~s ) F(xt,. · · ,XN)lxi=XiO N
a
= ( 1 + ~ Llx s 8x s + X
f;
INN aa ) 2! ~ Llx s Sx, 8x 8x + ... +
s
r
F(Xl, . . . ,XN)\Xi=XiO
where all the partial derivatives are to be evaluated at the point Xi == XiO, i == 1, 2, ... ,N, with XiO being the initial values of the variables. This expansion gives the variation or change in the function F correct to the second order if we retain the first three terms in the expansion of the exponential. Applying this result to cot (31d, we get
N
N
. LLasarg;rlai=ai0 s=1 r=l
0
The operation L~2 ~ai(a laai) gives the first variation of cot {31d, and, since it is assumed that we have chosen the as so that cot {31d is stationary, the first variation vanishes, and we
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
559
are left with 2
Y to cot
86
1(NN
e.« = -2
aa)NN,
t1aj t1ak oaj oak
NaN
~ ~asargsr \O;=OiO
N
N N
s=l
k=2 ;=2
= - L t1aj "jJ": L t1ak L asg~s 10;=0;0 = - L ;=2
Q, k=2
L t1aj t1ak g~j.
(31)
This is, in fact, the total variation in cot (31d, since there are now no coefficients as left on which higher order operators in the Taylor-series expansion can operate. In (31) the second variation in cot (31d may be written as
=-
~ [jyn (t, t1ak onk)
- Y Ot cot {30tl
(t,
2
+ jYo n
t1ak Pkt )
(t,
YJ
t1ak P kn
2 •
When cot (3011 is positive, the second variation is always a negative real quantity since jY n s jY On, and Y 01 are real and positive. Apart from the minus sign, the second variation is a positive definite quadratic form. The same is true for (30). Therefore, any variation in the coefficients as from their true value will decrease the value of cot (31 d. Thus our approximation for 8(x) will give a value for cot (31d which is always algebraically too small, except for that particular choice of trial functions that gives a correct functional form for 8(x). We may solve our problem in a similar fashion for the input impedance involving the transverse magnetic aperture field JC(x). We would then get (32) where
This expression gives a lower algebraic bound on tan (31d and, consequently, an upper bound on (tan (31d)-1 == cot (31d. We thus have available two expressions giving upper and lower bounds on cot (31d and, therefore, are able to find the maximum error in our approximate solution. Equation (30) or (32) is the analytic equivalent of the experimental tangent method for finding the equivalent-circuit parameters of a lossless junction. The solutions given by (30) or
FIELD THEORY OF GUIDED WAVES
560
(32) are always of the form
A +B tan (301 1 tan (3 1d == - - - - - C + D tan (3011 and the equivalent-circuit parameters may be found in terms of the coefficients A, B, C, and D by the methods given in Section 5.8. As in the first method, it is not necessary to solve for the unknown coefficients. We may obtain the values of cot {31d and tan {31d from the ratio of two determinants. Carrying out the analysis gives
cot {31d
............. . g~2
... g~N
h~2
tan (31d
... h~N
.............. g~l
h~N
............. . h~2
== -Zl
... g~N
hi1
== -Y1
(33a)
hiN
.............. h~l
(33b)
. .. h~N
The advantages of this second method over the first method are: 1. 2. 3.
Upper and lower bounds for the equivalent-circuit parameters are obtained and, hence, knowledge of the maximum error involved is also obtained. All the functions needed in the computation are real, and this simplifies the numerical work. The method gives a convenient solution for all three parameters required for a complete description of the junction.
Method 3 The third method which we shall illustrate gives a direct solution for the impedance elements in the equivalent T-network representation of the junction or, alternatively, the admittance elements in the 1l"-network representation. If we assume an incident dominant mode of amplitude b 1 from the region z > 0, as well as an incident mode from the region z < 0, the two continuity equations at the aperture plane z == 0 become [(1 +R 1)a1 +T21bl]~1
00
00
2
2
+ Lan~n == [(1 +R 2)b1 +T12a1]~1 + Lbm~m 00
00
[(1 -R 1)a1 -T21b1]Yl~1 - LanYn~n 2
(34a)
==
-[(1 -R 2)b1 -T12a1]YOl~1
+ LbmYom~m 2
(34b)
561
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
where R 2 is the reflection coefficient in the inhomogeneously filled guide, T 12 is the transmission coefficient from the empty guide into the partially filled guide, and T 21 is the transmission coefficient in the reverse direction. Equations (34) have been written so as to show explicitly that the dominant mode propagating away from the junction on each side depends linearly on the amplitudes of the incident modes on both sides of the junction. The following equivalent transmission-line voltages and currents are now introduced: VI == (1
+ R 1)a l + T 21b 1
II == (1-R 1)Y
V2
== (1 + R 2)b 1 + T
12al
1 2 == -(1-R 2 )Y 01b 1 +T21YOlal.
l a l - T21Y 1b 1
The amplitudes aI, b 1 may be chosen so that 1 2 equals zero. The aperture electric field, which is proportional to a 1 and b 1 and, hence, proportional to II and 1 2 in general, in this case is proportional to II only. If incident amplitudes are chosen so that II equals zero, the aperture electric field will be proportional to 12 only. For arbitrary amplitudes for the incident modes the aperture electric field is just a linear superposition of the fields which are proportional to I 1 and 12 , and may be written as (35)
By the usual method of Fourier analysis, the equivalent voltages VI, V 2 and the amplitude coefficients an, b m are found to be given by (36a)
(36b)
(36c)
b.;
=
10(h
8 1 -h~)1/;mdx.
(36d)
The first two equations show that the voltages and currents are related by linear relations of the form (37a) (37b) It will be shown that Z 12 == Z 21, and hence (37) are a system of equations which may be interpreted as those describing an equivalent T network for the junction as illustrated in Fig. 8.2. The impedance elements are given by ZII
=
1°
8 1<1>1 dx
(38a)
562
FIELD THEORY OF GUIDED WAVES
Z01
Fig. 8.2. Equivalent T network for a junction.
1° ~I = 1° = 1°
dx
(38b)
SI1/I1 dx
(38c)
S21/11 dx ·
(38d)
ZI2 = Z21 Z22
Substituting for an, b m from (36) into (34b) gives 1 1<1>1 -h1/l1 = - j l°[/ISI(X')
-/2~(X')]01(xlx')dx'
(39)
where, for convenience, we have defined
2: [Y ntPn(x)tPn(x') + YOn~n(x)~n(x')] 00
- jG 1 ==
2
j2: [IY n ItP (x)tP n(x') + IYOn l~n(x)~n(X')]. 00
== -
n
2
It should be noted that this definition of G 1 differs from that used in Method 1. For n ~ 2, the mode admittances Y nand YOn are negative-imaginary, and hence G 1 is a real function. Since II and 12 have been chosen as the linearly independent variables, (39) is equivalent to the two separate equations <1>1
= - j1° SI(x')OI(x!x')dx'
1/11 = -j1° ~(x')OI(xlx')dx'.
(40a) (40b)
The required variational expressions for the impedance elements are obtained as follows. Multiplying (40a) by 8 1(x) and integrating over x, dividing both sides by (f; 8 1 tPl dX)2, and comparing the result with (38a), we get a
1
-----:::---- - -
1
.
JJ0 1(x Ix')SI (X)SI(x') dx dx' 0
- - J --------~--
l° SIldX - ZII -
(1° SIldx)2
(41a)
563
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
In a similar fashion we get from (40b)
11 a
1
Z-2-2
== -
G 1(x Ix')82(X)~(X')dx dx'
.
0 j -----------
For Z21 we multiply (40a) by 82 (x ), integrate over x, and divide by to get
(41b)
J; 82~1 dx J;
8 11/;1 dx
11 a
G 1(X Ix')~ (X)8 1(X') dx dx'
Z1 == - .j -0a - - - - - - - - - - - ·
1181(X)~(X')I(X')lPt(x)dxdx'
21
(41c)
o
If we begin with (40b), we obtain an expression for Z 12 which is
11 a
-
1
==
.
G 1(x Ix')~(x')81(x) dx dx'
1J (x)~(X')1
0 -j------------
81
Z 12
(41d)
(X')lPt(X) dx dx'
o
and is identical with (41c), since G 1(x Ix') == G 1(x 'Ix); that is, it is symmetrical in the variables x, x'. For later convenience a new set of real impedance elements will be defined by the relations Z;j == - jZjj; i, j == 1, 2. We can readily prove that the integral expressions for the impedance elements are stationary with respect to arbitrary first-order variations in the aperture field functions 8 1 and ~. For example, consider (41a), which gives the value of ZII. If we vary the function 8 1 from its true value, we get
(1°
8 1<1>1 dx)
2
0Zll1
+
J
Z~1 18 (x')081(X)1 (x) (x') dx dx' 1
1
o
11 a
= -2j or
(1°
8 1<1>1 dx
after canceling
r
0 Zll1
G 1(x lx' )8 1(x ' )08 1(x ) dx dx'
o
=
21°
08 1(x') [ - j
1°o,
(x Ix')81(x) dx -
<1>1 (X')]
dx'
J; 8 ~1 dx with Z u- An examination of the integrand on the right-hand side 1
FIELD THEORY OF GUIDED WAVES
564
shows that it is identically zero, by virtue of (40a). Therefore, we again have the property that a first-order approximation to the aperture fields will yield a second-order approximation to the impedance elements Z i j • The expressions (41) are homogeneous in the sense that they are independent of the magnitudes of the aperture fields 8 1 and 82 . The impedance elements depend only on the functional forms of 8 1 and 82 . Since Z~l' Z~2' and Z~2 are real quantities, and G 1 is real, the functions 8 1 and 8 2 are also real, with the possible exception of a constant complex multiplier, which cancels out and does not affect the magnitude of Z fj. We may hence show that the expressions for (Z~l)-l and (Z~2)-1 are absolute minima for the correct field distributions. Thus approximate expressions for 8 1 and 8 2 will yield values for (Z~l)-l and (Z~2)-1 which are numerically too large, i.e., values for Z~l and Z~2 which are too small. The proof is as follows. Since Z~l depends only on the functional form of 8 1 , we may choose 8 1 so that 8 1
J;
J;
a
=
JJ0 1(x Ix')[81(x) + 081(x)][81(x') + 081(x')] dx dx' o
-JJ a
0 1(x IX')81 (x)81 (x') dx dx'
o
a
=
JJ01 (x Ix')[81(x)08 1(x') + 81(x')08 1(x)] dx dx' o a
+
JJ
01(xlx')08 1(x)08 1(x')dxdx'.
o
J;
J;
The first integral on the right is equal to j 08 1
which is a positive-definite quadratic form. Hence (Z~l)O - Z~l is positive, and Z~l ::; (Z~l)O, which proves the stated minimum property. The proof for Z~2 does not hold since the quantity a
JJ0 1
(x Ix')081(X)082(X') dx dx'
o
is not a positive-definite quadratic form; i.e., it may be either positive or negative (for example, if 08 1 == -082, it will be negative).
565
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
The evaluation of the impedance elements may proceed along lines similar to those used in the previous two variational methods. Suitable approximations for the aperture fields 8 1 and ~ which lead to a straightforward computational procedure are N
8 1 == Lan
For the impedance elements Z ~ 1 and Z ~2 we get
.
Z~1
(42a)
tIN
(42b) tN2
...
tNN
where 00
gsr == L(IYniOsnOrn n=2
+ IYonlPrnPsn)
00
t.; == L (IY niPnsPnr n=2
+ lYOn IOsnOrn)
J;
and Psn is given by
faN faN (Z~2)-IJo ~asq>s~ldXJo ~br~rq>ldX =
1 N N Z'LLasbrPslPlr 12 s=1 r=1
=
JJL a
ex::>
o n=2
[IY n !q>n(X)q>n(X') + !YOn l~n(X)~n(X')]
N
N
. Las
t;t;asbr N
N
[~(IYnlonsPnr + IYonlonrPsn)]
== LL[asbrPsr(IYsl + IYOr !)] s=1 r=1
566
FIELD THEORY OF GUIDED WAVES
and, hence,
where Qsr == (Psr/PsIPlr)(IYsl + IYor !) . It should be noted that Qsr is not symmetrical in the indices sand r since Qsr =I Qrs- When we equate the partial derivatives with respect to as and b, to zero, we obtain a homogeneous set of 2N equations with the determinant
1 - , -Qll
o
Z12
o
........................... .
.
1 - , -QIN
1 - , -QNN
0
0
0
0
1 - , -Qll Z12
1 - , -QIN
Z12
Z12
Z12
1 1 - , -QNl - , -QNN Z12 Z12 The vanishing of this determinant gives the solution for Z i2. The above 2N x 2N determinant is equal to the product of the determinant in the upper left-hand corner and that in the lower right-hand corner. We may interchange the rows and columns of the determinant in the lower right-hand corner without changing its value. This transposition of the rows and columns makes the two determinants equal, and thus Zi2 is given by the condition that the following determinant shall vanish:
o
0
1 - , -Qll Z12
1 - , -QIN
1 - , -QNN
Z12
== O.
Z12
If the first row is subtracted from all of the other rows, the resultant determinant may be factored into the sum of two determinants which gives the solution for Zi2 in explicit form as follows:
Z~2
Qll
Q21
Qll - Q12
Q21 - Q22
1
1
Qll - Q12
Q21 - Q22
.
...
QNl -QNN
(43)
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
567
A similar analysis may be carried out to obtain variational expressions for the admittance elements in the equivalent 11'"-network representation of the junction. Our point of departure is again the set of equations (34) expressing the continuity of the tangential fields in the aperture plane. As before, a set of equivalent transmission-line voltages and currents is introduced. The incident mode amplitudes may be chosen so that the voltages VIand V 2 are the independent variables. The tangential magnetic field in the aperture plane may be chosen as the linear superposition of two partial fields proportional to VIand V 2, and thus
The unknown coefficients are then given by Fourier analysis as follows: (44a)
(44b)
(44c)
b;
= ZOn
1°
(V\JC\ - V 2JC 2)Vtn dx.
(44d)
The first two equations give a linear relationship between the currents and voltages of the form (45a) (45b) where the admittance elements are given by (46a)
(46b)
(46c)
(46d) Further along in the analysis we will find that Y 12 == Y 21, and hence (45) are equations which describe the behavior of the equivalent 11'" network illustrated in Fig. 8.3. If we invert the set
568
FIELD THEORY OF GUIDED WAVES
Fig. 8.3. Equivalent
1r
network for a junction.
of Eqs. (37), we get
where ~ == Z11 Z22 -ZI2. Thus we see that Y l1 == Z22/~, Y 12 == ZI2/~, Y 22 == Zl1/~. The admittance elements Yi] are pure-imaginary for a lossless function, and, for convenience, we will define the admittance elements Y tj as jY ti- The admittance elements Y tj as defined are all real. Substituting for the unknown coefficients from (44) into (34a) gives
where
L [IZn Iq>n (x)q>n (x') + IZon I~n(x)~n(x')]. 00
G 2 (x lx ' ) ==
n=2
Since VI and V 2 are linearly independent, we must have
These latter two equations may be used to construct the stationary expressions for the admittance elements in the same manner as was done for the impedance elements. The results are a
JJ
G 2(xlx/)Je 1(X)Je 1(X/) dx dx'
1
Yil -
j
0
(l ~l a
Y l1
Je 1
dx
r
(47a)
a
JJ
G 2(x Ix/)Je 2(X)Je2(x/) dx dx'
j
Y~2
--
Y 22
0
(l Je2~1
(47b)
a
dx) 2
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
569
a
1
j
Y~2
Y 12
JJG 2(x lx ')JC 1(X)JC 2(X' ) dx dx' o
(47c)
The evaluation of Y;j proceeds in a manner identical to that of Z;j. As before, we may show that (47a) and (47b) are absolute minima for the correct field distributions, and hence give lower bounds on Y~l and Y 22, respectively, when the approximate field distributions are used in the integrands. The functions Xl and X 2 may be taken as real. Although we can obtain lower bounds on Y~l and Y 22, and thus upper bounds on -Z22/ ~ and - Z ~ 1 / ~, we do not obtain upper and lower bounds on the impedance elements Z ~ 1 and Z22 by comparing the lower bounds obtained for Z~l and Z22 with the upper bounds on - Z 22 / ~ and - Z ~ 1 / ~, since we do not know if ~ is too large or too small. The bounds on ~ are not known, since the error in Z 12 may be either positive or negative. If we have a plane discontinuity, i.e., a discontinuity localized in a plane such as z == 0, and the input and output guides are identical, then
8.2.
CAPACITIVE DIAPHRAGM
As a first example of a discontinuity problem for which a variational solution will be obtained, we consider an asymmetrical capacitive diaphragm in an infinitely wide parallelplate transmission line as in Fig. 8.4. From the solution of this problem we are able to obtain the solution to the problem of a symmetrical diaphragm in a parallel-plate transmission line, as well as the solution for similar diaphragms placed in a rectangular guide. The diaphragm is assumed to be infinitely thin and lossless. The incident mode is a TEM mode, incident from the region z < 0, and polarized with the electric vector along the y
570
FIELD THEORY OF GUIDED WAVES
r b
y
d
-------------~ ~ z x Fig. 8.4. Capacitive diaphragm in a parallel-plate transmission line.
direction. The incident field is independent of the x coordinate, and, because of the uniformity of the discontinuity, all the higher order modes that are excited are also independent of x. The only higher order modes that are independent of x and can be coupled with the incident mode in the aperture plane are the TM or E modes. If the frequency of operation is chosen so that ho > 2b, none of the higher order modes will propagate. The excited evanescent modes store a net amount of reactive electric energy in the vicinity of the diaphragm, and, since the total electric field of the dominant mode is continuous across the diaphragm, the discontinuity is equivalent to a shunt capacitive reactance. Since the discontinuity requires only a single parameter to describe it, the general variational formulation presented in the preceding section is not required. It will be just as expedient to proceed frOID basic principles in setting up the solution for the shunt susceptance. For a capacitive diaphragm in a rectangular guide, the higher order modes that are excited are the longitudinal-section electric (LSE) modes. When there is no variation with x, these modes reduce to the E modes. For generality we will, therefore, derive the required modes from a magnetic-type Hertzian potential having a single component in the x direction rather than from a z-directed electric-type Hertzian potential which is required for E modes. The relevant equations are
E == - jwp.o \l
X
(48a)
II h
(48b) (48c) For II h we may choose a form such as ax l/I(y)e ±rz. A solution for l/I that results in an electric field with a vanishing tangential component on the parallel plates is ntcy ±r l/In == cos - - e nZ,
n ==0,1,2, ...
b
where r~ == (n« /b)2 - kij. From these solutions the following expansions for the transverse electric and magnetic fields are readily established: ao(e- j koZ + Re j koZ) +
L 00
an cos n~y er nZ,
(49a)
z
1
E; == Taoe-jkoz
+
L s, cos n~y e-r nZ, 00
1
z>O (49b)
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
571
(49c)
00
-aoYo(e- jkoz - Re jkoZ) + L anY n cos n~y e rnZ,
z
1 00
-TaoYoe-jkoz - LbnYn
COS
n~y e-rnZ,
z>O (49d)
1
where R is the reflection coefficient and T is the transmission coefficient. In (49) the factor - jWJ.tof n , which arises when the electric field is derived from the Hertzian potential, has been absorbed in the amplitude coefficients an, b n- The mode admittances Y n are given by
Y n ==
'k 'k ( L.Q Y 0 == L.Q
r,
f
n
EO
)
1/2
J.to
== j IYn I,
n>O
(50)
and are positive-imaginary for n > O. For n == 0, f n == jk o, and Y n == Yo, the characteristic admittance of free space. The equations expressing the continuity of the transverse fields in the aperture plane z == 0 are 00
" nxy (1 +R)ao + '~an cos b
00
==
" nxy Tao + '~bn cos b '
1
O::;y::; b
(5Ia)
1
o < y < d.
(5Ib)
The total transverse electric field vanishes on the diaphragm, and hence (5Ia) is valid over the total range of y. The tangential magnetic field is discontinuous across the diaphragm by an amount equal to the total current on the diaphragm, and hence (5Ib) holds only in the aperture opening. Let the aperture electric field be 8(y), where 8(y) vanishes on the diaphragm. A Fourier analysis of (51a), holding for 0 ::; y ::; b, now gives
1
(b
,
ao(l +R) = Tao = b io g(y)dy 2
r
,
(52a)
nxy'
an =bn = bio g(y') cos -b- d y ' .
(52b)
Replacing T by 1 + R and substituting the integral expressions for the unknown coefficients into (SIb) gives
r
r
2R 00 nxy nxy' - 1 +RYoJo 8(y')dy' =4~Yn cos b Jo 8(y') cos -b- d y',
o < y < d.
(53)
A shunt susceptance j B across a transmission line of unit characteristic impedance gives rise to a reflection coefficient (see Fig. 8.5):
R == I-Yin == _~. 1 + Yin 2+jB
572
FIELD THEORY OF GUIDED WAVES
Fig. 8.5. Equivalent circuit for a capacitive diaphragm.
Solving for jB gives jB == -2R/(1 + R). Thus (53) represents an integral equation whose solution would give the normalized susceptance B. A variational integral for B may be obtained by multiplying (53) by 8(y) and integrating over the aperture region 0 ~ y ~ d. Since 8(y) vanishes on the diaphragm, the integrals for the unknown amplitude coefficients need be extended over the aperture opening only. Thus we get 00
'LJ " r1
B == 4ko
n=l
n
j"{8(y)8(y') cos bnxy cos -bnxy' dy dy ' d
}
0
[i
(54)
2
d
8(Y)dY]
after replacing -2R/(1 +R) by jB and Yn/Y o by jko/fn. It is easily demonstrated by the usual method that (54) has the required stationary property. As it stands, (54) is not directly amenable to a simple solution for B. By a rather ingenious transformation of variables, Schwinger was able to transform (54) into a dominant term consisting of a series of functions orthogonal over the range of integration plus a small correction series [8.1]. As a first step, the order of integration and summation is interchanged. The series may be written as a dominant series plus a rapidly converging series, as follows: b~ 1
-
1r
~
1
nxy n xy' - cos - - cos - n b b
( 1 +~ ~ - - -b
rn
1
)
nt:
n-xy nxy' cos - - cos - - . b b
The product of the two cosine terms in the first series is equal to
21 [ cos
nx lJ(Y - Y')
n 1+ry') ] + cos lJ(Y
·
With this substitution this series may be summed according to the methods given in the Mathematical Appendix to get
b~ 1 nxy ntcy' b [. 1r , . 1r - LJ - cos cos - - == - - In 4 SIn - (y - y ) SIn - (y 1r 1 n b b 21r 2b 2b
Y b In 2 (cos 1r 1rY ' ) · == - 21r lJ - cos b
+ Y ,)] (55)
As a next step, the following changes of variables are made:
1ry
cos lJ ==
al
+a2 cos ()
(56a)
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
573
(56b)
with the constants al and a2 chosen so that 0 == 0, 1r, when y == 0, d, respectively. Substitution of these particular values of 0 and y into (56) gives the following solutions for a 1 and a2:
a 1 ==
21 ( 1 + cos b1rd) == cos 2
xd
(57a)
2b
(57b) Substituting into (55) now gives
nxy' nxy b ~ 1 - LJ - cos - - cos - 1r 1 n b b
b
,
== --[In a2 + In 2(cos 0 - cos 0 )] 21r
. 1rd b ~ 1 , + - LJ - cos nO cos nO 2b 1r 1 n
b 1r
== - - In SIn -
(58)
where the logarithmic term involving the factor 2(cos 0 - cos 0') has been expanded into an infinite series by direct analogy with the original series which was summed. The beauty of this result is that it gives a series which is orthogonal over the range of integration, Le., orthogonal in the aperture domain. The correction series cannot be transformed in this manner; however, this is not of great consequence, since it converges rapidly, and each term may be transformed individually. For example, we have 21ry cos -
b
2 == 2 cos 2 1ry - - 1 == 2(al + a2 cos 0) - 1 b == a~ cos 20 +4ala2 cos 0 +2ai +a~ -1.
To complete the change in variables it should be noted that
- b1r
. 1ry d SIn b y
== -a2 sin 0 dO
and hence b
dy == -:; esc
1rY. b SIn 0 dO
dy
== dO dO.
Thus B(y) dy becomes B(y)(dy /dO) dO == 'J(O)dO, where 'J(O) is equal to B(y) dy /dO expressed as a function of o. Each term cos(n1rY /b) may be expressed as a series of the terms cos me, with m running from 0 up to n. For convenience we will write nsy cos b
n
== '""" LJ P nm cos m=O
where the P nm are suitably determined coefficients.
m(J
(59)
574
FIELD THEORY OF GUIDED WAVES
When all these substitutions are made in (54), we get
Jj
;g + f= ~ n1) ~~PnmPns
g:(O)g:(O') [In esc
o
cos nO cos nO'
1
+~ 00
(
b;n -
n
n
]
cos mO cos sO'
ae a«
B == 4kob -----------~------- 1r
(60)
Since a completely rigorous solution of (60) is difficult to obtain, we appeal to its stationary property and approximate ff=(O) by a constant which may be chosen equal to unity. It turns out that this yields a surprisingly accurate result for B for the usual range of parameters occurring in practice. The only terms in (60) which do not integrate to zero are the constant terms, and hence we get
B == 4kob [In esc 7rd + 1r
2b
f= (~ - ~) bfn
n=l
n
p2 0] .
n
(61)
It may be shown that all P~o are less than unity, and, hence, terms beyond n equal to 3 or 4 are usually entirely negligible since the correction series converges as n -3. The coefficients p nO may be obtained with reasonable facility by using available tabulated expansions of the Tchebysheff" polynomials [8.2]. We have
The expansion of the Tchebysheff polynomial gives a power series in cos (J. Each term (cos o)m may, in turn, be expressed as a series of Tchebysheff polynomials from which the coefficients P nm may be readily deduced. The required expansions for n ::; 6 are listed in Table 8.1. With the aid of these relations the first four coefficients P nO are found to be
P 40 == 8ai
+ 3ai + 24aia~
- 8ai - 4a~
+ 1.
Equation (61) gives an upper bound on the true value of the susceptance. A lower bound may be obtained by solving the problem in terms of the magnetic field in the aperture, i.e., in terms of the current on the diaphragm. For this particular example, we may also obtain a lower bound by omitting the higher order terms in the correction series, since the correction series always results in a positive contribution. 1 Several
spellings for the name Tchebysheff are in current use.
575
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES TABLE 8.1 TCHEBYSHEFF POLYNOMIALS
u
= cos X
T.(u) T2 ( u ) T3 ( u ) T4 ( u ) Ts(u)
U
Tn(u)
2u 2 - 1 4u 3 - 3u 8u4 - 8u2 + 1 16us - 20u3 + 5u 32u6 - 48u4 + 18u2 2uT n - . - Tn - 2
u
T.(u)
T6 (u)
-
1
+
~ 16
~T2 + ~2 2
~T3 + ~T. 4 4
~T4 + ~T2 + ~8 8 2 1
5
5
16 Ts + 16 T3 + ST.
"32 T6 + 16 T4 + "32 r2 1
The function g:(0)
may be
3
15
completely represented by the infinite expansion
E~=oC m cos mO. If in (60) we neglect all the terms in the correction series, we get
B
4kob (
= lI"C~
2 xd Co In esc 2b
1~
C~)
+ 4: £:l m
·
Equating all the partial derivatives alacm to zero shows that C m == 0, m 4kob
> 0, and hence
'lrd
(62)
B == -;- In esc 2b ·
This result is, therefore, a rigorous solution for the low-frequency limit since, as the frequency approaches zero, the correction series vanishes. For the range of parameters encountered in practice (62) is not very accurate, although it is a lower bound. A significant improvement is obtained by retaining the first term in the correction series. We now get B
C ob [ 2 'lrd + -1 ~ (X,2 1) 2] == 4k - - 2 Co In csc L.J -C~ + ('Ir - - 1) ((X,lC O + · 'lrCo
2b
4 m=l m
br 1
2
Again, equating the partial derivatives with respect to C m equal to zero, we find that C m == > 1. The first two partial derivatives, when equated to zero, yield two homogeneous equations for the coefficients Co, C 1. The solution for these exists only if the determinant vanishes. Equating the determinant to zero gives the following solution for B, which is a lower bound on the true value:
0, m
(63)
576
FIELD THEORY OF GUIDED WAVES
That (63) does indeed present a lower bound on the susceptance will now be proved. Let B o be the true value of susceptance, and
2: COm cos 00
m(}
m=O
be the correct aperture field distribution. The susceptance B o is given by
2
4kob [ 7rd B o = 7rC2 Coo in esc 2b 00
~m C6m ~ (7r + 4:1 c: + 4:1 s: br m=I
n=I
n
-
Ii1)
2:
(n
m=O
2 Om
-E -PnmCO m
)
2]
•
This expression for B o is an absolute minimum, so that any variation in the coefficients COm will increase B o. If we drop all the terms in the correction series for n > N, then clearly 2 B I -- 4kob 2 [C 00 In csc -xd 7rCoo 2b
C6m + -1 2: (7r + -1 2: -- - -1) N
00
4 m=I m
4
n=I
bfn
n
.(t ~PnmCom) 2] m=O EOm
< B o.
Now aBI/aCOm will not, in general, equal zero, since the higher order correction terms have been dropped, and therefore B I is not a minimum. However, if we compute a new set of values for COm, say Cm, so that aBI/aC m == 0, we will minimize the expression for B I to get a new susceptance B < B I < Be: This latter procedure is, in fact, that used to obtain (63) and, therefore, demonstrates that (63) yields a lower bound on the true susceptance. As an indication of the accuracy of (61) and (63), the upper and lower bounds on B have been computed as a function of d [b for b == 0.4Xo and are plotted in Fig. 8.6. For d [b < 0.5, the two bounds on B differ by less than 4%, and hence the average value is in error by less than 2%. For d /b == 0.8, the difference amounts to about 10%, but this occurs in a range for d /b which is not commonly encountered in practice.
Symmetrical Capacitive Diaphragms Figures 8.7(a) and (b) illustrate symmetrical capacitive diaphragms in parallel-plate transmission lines. An application of image theory reduces the solutions of both these problems to that for the asymmetrical diaphragm when a TEM mode is incident from the left. The symmetry of the structure results only in the excitation of those higher order modes having a zero component of longitudinal electric field on the symmetry plane. A conducting plane may, therefore, be placed along the symmetry plane, and the problem is thereby reduced to that of the asymmetrical diaphragm. The normalized shunt capacitive susceptance is given by (61) and (63), with d and b replaced by d/2 and b/2, respectively.
Capacitive Diaphragms in a Rectangular Waveguide Figures 8.8(a)-(c) illustrate capacitive diaphragms in a rectangular guide of height band width a. The solution to these diaphragm problems may be obtained from the corresponding
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
577
5
4
~1 IT~
3
B 2
Lower bound/
1
0.2
0.4
0.6
0.8
1.0
d/b Fig. 8.6. Normalized capacitive susceptance B for b
= O.4AQ.
t/2
d/2
I .i. t/2
b
-
~---f~-t:-:--b -f-
d/2
(a)
(b)
Fig. 8.7. Symmetrical capacitive diaphragms in parallel-plate transmission lines.
z (a)
(b) Fig. 8.8. Capacitive diaphragms in a rectangular waveguide.
(c)
FIELD THEORY OF GUIDED WAVES
578
solutions for similar diaphragms in a parallel-plate transmission line of height b and with a infinite. In the parallel-plate transmission-line problem (a infinite), let the total Hertzian potential function, from which all the field components may be derived, be IIh(Y, Z; k5). For the equivalent-waveguide problem, the solution is given by the following Hertzian potential function when the incident field is an H 10 mode: , _ . 1rX TIh - sin aIIh
Clearly IIh(Y, Z; k5 -
2
1r /
. (Y, z; k o - a2) 2
1r
2
•
a 2 ) is a solution of
and hence II~ is a solution of the required Helmholtz equation
since the second partial derivative with respect to x introduces a term - ( 1r / a)2. The function TIh(y, Z; k5) has been determined so that - jwJ.t 8TIh(y, Z; k5)/8z, corresponding to the Y component of electric field, is continuous in the aperture and vanishes on the diaphragm. Also, k5TIh(Y, Z; k5), corresponding to the x component of magnetic field, is continuous in the aperture and is discontinuous with respect to Z across the diaphragm. These boundary conditions hold for all values of k5, and in particular when k5 is replaced by k5 - (1r / a)2. Multiplying the function by sin( 1rX / a) does not change the boundary conditions which are satisfied in the aperture plane. In the waveguide problem, the only new field components entering into the problem are Y and z components of magnetic field, and these are easily shown to satisfy the proper boundary conditions since they are derivable from the curl of the electric field. Hence, the potential function II~, as defined, gives a solution which satisfies all the required boundary conditions for the waveguide problem. Therefore the normalized capacitive susceptance for a diaphragm in a rectangular guide may be obtained by replacing k5 in the formulas (61) and (63) by {3ro == k5 - (1r/a)2. For the symmetrical diaphragms, d and b must also be replaced by d /2 and b /2 for the same reason that these changes were made to obtain formulas applicable to symmetrical diaphragms in a parallel-plate transmission line. The propagation constants r~ in the correction series become (n1r/b)2 + (1r /a)2 - k5 in the waveguide case. This modification results in a more rapidly converging series.
8.3.
THIN INDUCTIVE DIAPHRAGM IN A RECTANGULAR GUIDE
Initially we will consider a general infinitely thin inductive diaphragm as illustrated in Fig 8.9. The solutions for a symmetrical or asymmetrical diaphragm are just special cases of the general solution. With an H 10 mode incident from Z < 0, only higher order H nO modes are excited, since the discontinuity is uniform along the Y direction. The problem may be formulated in the same manner as that for the dielectric step considered in Section 8.1 in connection with the general discussion on variational methods. The particular problem under consideration here is simpler
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
579
r Fig. 8.9. Inductive diaphragm.
since the waveguides on both sides of the diaphragm are the same. Equations (41a) to (41d) are all applicable and, in actual fact, reduce to one single equation because of the identical input and output guides. The equivalent T network reduces to a single shunt element since Z 11 == Z 22 == Z 12. The normalized shunt inductive susceptance of the diaphragm is given by
2J) '"" -IY-I SIn. -nxx- sIn. -nxx'oo
X2
~
'Z
B
n=2
= ~1~ =
n
Y1
[l
a
XI
dd' X X
a
(64)
7rX]2
X2
XI
uC'( X )C'( o X ')
S(x) sin
a dx
where IY n I/Y 1 == f n /(31, f~ == (n7r/a)2 -kij, and (31 == If11. Equation (64) may also be readily set up from fundamental principles in much the same way as the capacitive-diaphragm problem was handled. The series in (64) may be written as a dominant series plus a correction series. The dominant series Lrn sin(n7rx fa) sin(n7rx' fa) may be summed, and then a change of variables may be introduced in order to obtain a series of functions that are orthogonal over the range of integration. It is somewhat more convenient to first integrate each term by parts once and thereby obtain a series similar to that occurring in the capacitive-diaphragm problem. We have
l
X2
Xl
S(x) sin mrX dx a
= .». cos n«
X2
mrx S(X)I a Xl
+
.!!.-l
x2
nt:
Xl
d8(x) cos n7rX dx. dx a
Since the tangential electric field is zero at the edge of a thin conducting strip, the integrated term vanishes. Thus (64) is transformed to X2
oo
~
~
B -
rn
2 2 J) n=2 n _ _ X_I
~1
nxx
cos -
a
"
nsx'.»
,
cos - - 8 (x)8 (x )dx dx a
[1~2 S' (x) cos 7f: dX]
--:--
_
(65)
2
where 8'(x) == d8(x)/dx. The series may be written as 7r -
Lex::>
1 nxx nxx' 7r 7rX 7rX' - cos - - cos - - - - cos - cos -
a n=1 n
a
a
a
a
a
+ Lex::> f n n=2
-
n(7rfa) nxx nxx' cos - - cos - 2 n a a
where the last series converges rapidly since f n approaches n7r[a for large n. The first series
580
FIELD THEORY OF GUIDED WAVES
sums to (-1r/2a) In 2[cos(1rx/a) -cos(1rx//a)]. The following changes in variables are now introduced: 1rX cos a
== al
+a2 cos fJ
1rX/ cos a
== al
+a2 cos fJ
/
with al and a2 chosen so that fJ == 0, 1r, when x == Xl, X2, respectively. Substituting these particular values into the transformation and solving for al and a2 gives al
== -1 (1rXI cos + cos -1rX2) 2 a a
== cos == cos
a2
== -1 2
1r
X2 -Xl 2a cos
xd
2a cos
1r
1r
X2 +XI 2a
2XI +d 2a
(66a)
(1rXI cos - cos -1rX2) a a
. 1rd. 2a sin
== SIn
1r
2XI + d 2a
(66b)
The summed series transforms to 1r
/
- -2 In 2a2(COS fJ - cos fJ ) a
==
1r
--2 In a
00
(X2
+ -1r L -l
a n=l n
cos nfJ cos nfJ
/
after the logarithmic term is expanded. With the introduction of the new variables, S/ (x) dx is replaced by S/ (x)(dx /dfJ) dfJ == ff(fJ) dO. Also each term cos(n1rxfa) in the correction series is replaced by L~=oP nm cos mO, where the P nm are suitably determined coefficients. With all these modifications substituted into (65), the variational expression for B becomes
{i
g:(0)g:(0/) [ -(al
+~ B ==
-~ In
+ a2 cos
(\:2
fJ)(al
+~~
cos nO cos nO/
+ a2 cos fJ/)
(a/lI"~n - n t;~PnmPns
COS
mO cos SOil dOdO'
~------------------=-------- ~la
(67)
Since (67) is a stationary expression for B, we may obtain a good approximation for B (upper bound) by using a finite series in cos mfJ for ff(fJ). In order to simplify the details,
581
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
we will restrict the analysis at this point to that applicable for a symmetrical diaphragm. For this case 2Xl + d == a and al == 0, a2 == sin(7rd /2a). If we substitute a general series L~=oCm cos m8 for 5'(8) into (67), we find that, when the minimization is carried out, all the even coefficients are zero. This we could anticipate in view of the symmetry. The electric field e(x) is an even function about x == a /2; hence de/dx is an odd function about x == a /2, and therefore e' (x) dx /dO == 5'(0) will contain only the terms cos m8 with m odd. In the correction series, cos(n7rx fa) becomes a series in cos mO with m only odd or even, depending on whether n is odd or even, respectively. This would not be true, in general, if al were not equal to zero. If we approximate 5'(0) by a single term, that is, cos 0, then (67) gives the following result for the symmetrical diaphragm with an aperture opening d: ] ( 7rd)2 [ 2 7rd ~ (a/7r)f2n - n p 2nl· B -_ ~ (3 esc 2 cos 2 + L....J la a a n=3,5,... n
(68)
The coefficients Pnl may be found by using the properties of the Tchebysheff polynomials listed in Table 8.1. For example,
a
a
cos 37rx == T 3 (7rX) cos == T 3(a2 cos 8) == 4(a2 cos 0) 3 - 3a2 cos O.
!
i
Now (cos 8)3 == !T3(COS 0) + ~Tl(COS 0) == cos 38 + cos 0, and hence cos(37rx/a) is transformed to a~ cos 30 + (3a~ - 3a2) cos o. The coefficient P31 is therefore given by (69a) Similarly we find (69b) Terms beyond n == 5 are usually negligible, and the correction series may be terminated at this point. The correction series for the inductive diaphragm gives a negative contribution since I'n < nx/ a, and, hence, neglecting this series does not result in a lower bound to the susceptance B as was the case for the capacitive diaphragm. A lower bound may, however, be obtained by solving the problem in terms of the current on the diaphragm. This solution is left for a problem at the end of this chapter.
8.4.
THICK INDUCTIVE WINDOW
The thick inductive window illustrated in Fig. 8.10 is an example of a symmetrical discontinuity which requires two parameters to completely describe it when the losses are negligible. The total thickness or length of the window is 2/, and the aperture opening is d. The dimension a is chosen so that only the Hlo mode propagates. However, d is left arbitrary so that an H 10 mode mayor may not propagate in the restricted section. The discontinuity is symmetrical about the z == 0 and x == a /2 planes. If we choose terminal reference planes at z == ± /, the equivalent circuit for the window is a symmetrical T network as illustrated in Fig. 8.11. Let H 10 modes of amplitude al be incident on the diaphragm from the left and right simultaneously. For this particular choice of incident modes we have VI == (1 +R 1)al +T21al ==
582
FIELD THEORY OF GUIDED WAVES
21
i
·r d
a
J
L
t
%=0 i~i I T12 I
Rl::>~C:R2 T2 1
Fig. 8.10. Thick inductive window.
Zu -Zt2
Fig. 8.11. Equivalent circuit for a thick inductive window.
(1 +R2)0 1 +T 1201 == V 2, since, from the symmetry of the structure, R 1 == R2 and T 12 == T 21 • In view of the symmetrical excitation, the electric field E y must be symmetrical about z == o. Since H x is proportional to 8E y j8z, it is antisymmetrical about z == 0 and, in particular, equal to zero on the symmetry plane. A magnetic wall may, therefore, be placed at z == o. The circuit equations for the T network are
and, when VI == V 2 , we have /1 == -/2. The input impedance to the network with an open circuit (magnetic wall) in the symmetry plane is (70)
If we choose incident waves with amplitudes a 1 and - ai, we will have E y equal to zero on the symmetry plane because of the antisymmetrical method of excitation. In this case the input impedance is given by (71)
Hence, in order to find Z 11 +Z 12, we solve the problem with a magnetic wall in the symmetry
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
583
---11
Fig. 8.12. Illustration of open-circuit and short-circuit problems.
plane, while, in order to find Z 11 - Z 12, we solve the problem with a short circuit in the symmetry plane. From the two solutions we may then obtain Zll and Z12 by addition and subtraction. The reduced problems are illustrated in Fig. 8.12. The field in the region Z S -I will be given by an expansion in terms of an infinite set of H nO modes as follows:
s, == a1le-r 1{z+l) +R 1a1l ef 1{z+l) +
L 00
annefn{z+l)
(72a)
n=3,5,...
L 00
n, == -Y 1a1 le-r 1{z+l) + R1a1Y 1l er 1{z+l) +
anY nnefn{z+l)
(72b)
n=3,5,...
where n == sin(n1rx/a), f~ == n 21r2/a2 -k5, Y n == (-jfn/ko)Yo, and the origin for the waves is taken at Z == -I. In the region -I S Z S 0, we have a combination of forward- and backward-traveling waves chosen so that, at Z == 0, the transverse magnetic field vanishes. For the nth mode, we take E y equal to
The transverse magnetic field is given by ( -j /wJLo)(8E y j8z). Thus we may write the following expansion for the fields in the region -I S Z S 0:
s, ==
L 00
bnl/ln(x)cosh'Ynz
(73a)
bnYonl/ln(x)sinh'Ynz
(73b)
n=1,3,...
L 00
n, == where l/In(x)
== sin(n1r(x -l)jd),
n=1,3,...
'Y~
== n 21r2j d 2 -k5' and - j"Yn
YOn =~Yo.
584
FIELD THEORY OF GUIDED WAVES
At z == -I, the transverse fields must be continuous, and so we get
L 00
(1 +R 1 )OI4>1 +
==
n=3,5,...
L
bnt/lncosh"lnl
(74a)
L
bnYont/insinh"lnl
(74b)
n=I,3,...
00
(I-R 1)Y 10 14>1 -
L 00
on4>n
00
on Yn4>n==
n=3, 5,...
n=l, 3,...
where (1 +R 1 )OI == VI and (I-R 1 )Y 10 1 ==[1 == (ZII +ZI2)-IV1• Let the transverse electric field in the aperture at Z == -I be 8(x). By Fourier analysis, we get 2jt+d VI == 8(X')4>I(X')dx'
o
an
b» == d
2jt+d
== o
(75a)
t
t
8(x')4>n(x') dx'
(75b)
2 jt+d h I 8(x')t/ln(x') dx'. cos "In t
(75c)
A variational expression for (Z 11 +Z 12) -1 may be obtained by substituting the integral expressions for the amplitude coefficients into (74b), multiplying (74b) by 8(x), integrating over the aperture, and, finally, dividing both sides by (ftt+d 84>1 dX)2. By this procedure, we obtain t+d
j
JJ
8(x)8(x')G2(X Ix') dx dx'
t
1
t-vd
[
2
(76)
8(x)iP 1(x) dx]
where 00
00
c:
c:
'"" Y n4>n(x)4>n(X ' ) + d 0 '"" n=3,5,... n=I,3,... Equation (76) leads to a positive-definite quadratic form if all "In and hence YOn are real. If "11 is imaginary, the term Y 01 tanh "Ill is real; and as long as I is chosen so that tan 1"11/1 is positive, then (76) is still a positive-definite quadratic form. When this is the case, an approximate solution for 8(x) used in (76) gives a value for Z 11 + Z 12 which is too small. In the case of an electric wall at Z == 0, the transverse electric field for the nth mode in the region - I S z S 0 is taken proportional to t/ln sinh "InZ in order that it should vanish at Z == O. By an analysis similar to the above, we obtain the following variational expression for (Z11 -ZI2)-I: t+d
- j
JJ
G 1(xlx')8(x)8(x') dx dx'
t
(77)
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
585
21
l:n
n:l
Fig. 8.13. Alternative equivalent circuit for a thick inductive window.
where 00
-jG1(xlx') =
LYn
3,5,...
00
LYon"o/tn(X)"o/tn(X')coth'Ynl. 1,3, ...
The aperture electric field in (77), although written as SeX), is not the same as that in (76). We can obtain considerable information about the thick inductive iris from (76) and (77) without actually solving the equations. We note that tanh "Inl and coth "Inl approach unity rapidly as n increases. If I is not too small so that "Inl > 2 for n > 1, we may replace tanh "Inl by unity for n > 1. We may then obtain another simple equivalent circuit for the thick diaphragm. Consider the equivalent circuit illustrated in Fig. 8.13. With an open circuit at the symmetry plane, the input admittance is Yin == - jB + n 2 y 01 tanh "Ill. Since Yin is also equal to (Z 11 + Z 12)-1, we find upon comparison with (76) that t+d
JJ
00
8(x)8(x') _L
t
n-3,5,...
[IY n I
2 a n ==d
dx dx'
(78a)
j j
t
2
t+d
8(X)"o/tl(X)dx
(78b)
t +d
8(X)
If the thickness 21 becomes infinite, we obtain an H-plane symmetrical step discontinuity. The inductive susceptance at the aperture plane is given by (78a) for the step, except when "11 is real. For "11 real, Y 01 is imaginary, and we have a pure susceptive termination - jB jn21Y011 for I infinite. For the thick diaphragm under open-circuit or short-circuit mid-plane terminations, the input admittance is always a pure susceptance whether "11 is imaginary or real. The two transformers in Fig. 8.13 may be removed if the characteristic admittance of the center transmission line is taken as n 2 y 01. When a short circuit is placed in the symmetry plane,
Equation (77) now gives the solutions for Band n 2 and results in the same set of equations
586
FIELD THEORY OF GUIDED WAVES
1 :n ~ t21
Fig. 8.14. Equivalent circuit for one junction of a thick inductive window.
as (78). If tanh I'nl and coth I'nl for n > 1 cannot be replaced by unity, the shunt susceptance B becomes a function of I. The reason is because of the interaction between the evanescent modes excited at each interface. By means of the wave matrices, we may readily find the overall transmission coefficient through the thick diaphragm. With reference to Fig. 8.14, the following reflection and transmission coefficients, applicable to one junction in Fig. 8.13, are introduced: (79a) 2
rz ==
n y 01 2
-
Y 1 + jB
n YOI +Y 1 -jB
(79b) (79c)
/21
1 +r2
== - - . n
(79d)
The overall wave-transmission matrix which relates the amplitudes of the incident and reflected waves on the input and output sides may be found according to the methods of Section 3.4 and is
The overall voltage-transmission coefficient is (80) When 1'1 is real, and r~e-4'Yll is negligible compared with unity, (80) shows that T is proportional to e- 2'Yl /• The attenuation produced by the thick diaphragm is then directly proportional to I when expressed in nepers or decibels. This is the principle of the cutoff attenuator. It should be noted that the attenuation is produced by reflection at the input and not by absorption of power. A single evanescent mode cannot propagate real power, but the combination of nonpropagating modes which decay in opposite directions does lead to a transfer of power. Such interacting evanescent modes will exist between the two end faces of the thick inductive diaphragm.
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
587
Having discussed some of the general properties of the thick inductive diaphragm, we must now return to the details of evaluating the equivalent-circuit parameters. A transformation of variables, such as was used for the thin diaphragms, will not work in the present case, since two different series occur in (76) and (77). However, one of these series consists of functions that are orthogonal over the aperture domain, and it is therefore convenient to choose M
SeX)
L
==
b m1/;m(x ).
m=I,3,...
The parameter M must be chosen according to the accuracy required. If we let
for nand m both odd, then (76) becomes M
(ZII +ZI2)-1
M
L L
M
PSIPrlbsbr
s=l, 3,... r=l, 3,...
==
M
L L
bsb r
s=l, 3,... r=l, 3,...
Equating the partial derivatives with respect to b r equal to zero gives M
L
(ZII +ZI2)- I Prl
s=I,3,...
»,», == -j
M
L
bsgrs,
r
== 1,3, ... ,M
s=I,3,...
where
For a solution, the determinant of this set of equations must vanish. Thus denoting (Z 11 +Z 12)-1 by Y oc , we get
Y
Y ocP II +is«
Y ocPl1 PMl
+ jglM
.r-»« +
Y ocP31PMl
+ jg3M
Y ocPMI Pl1
jg31
+ jgMI
YOCP~1
+ jgMM
Performing the following operations on this determinant: 1. 2. 3. 4.
dividing the rth row by P r 1 , r == 1,3, ... ,M; dividing the sth column by PsI, S == 1, 3, ... ,M; subtracting the first row from all the other rows; and factoring the resultant determinant into the sum of two determinants;
== o.
588
FIELD THEORY OF GUIDED WAVES
we obtain the following final result for Y oc :
1
1
1
==
-j
. (82)
When a two-term approximation is used for 8(x), the evaluation of Y oc == (Z 11 + Z 12)-1 reduces to the evaluation of two 2 x 2 determinants. A similar analysis may be used for determining (Z 11 - Z 12)-1 and results in an equation similar to (82), with Y oc replaced by Y sc == (Z 11 - Z 12)-1, and g rs replaced by h rs, where 00
-jhrs =
L
YnPsnPrn
ad
+"4"
n=3, 5,...
L 00
m=l, 3,...
grr =
s., +
h rr == Srr
a:
jYor tanh 'Yr/
+ (ad /4)jY Or coth "Irl .
In view of these relations, the evaluation of Z 11 and Z 12 is not unduly laborious. For results accurate to within a few percent, a two-term approximation of 8(x) is sufficient. The series Srs is suitable for direct evaluation since the terms decrease as n 3 and the summation is over odd values of n only. The series is not directly summable since it is not an even rational function of the summation variable n.
8.5. A
NARROW INDUCTIVE STRIP
Figure 8.15 illustrates an inductive strip of width 2t and centered at x == Xl. The strip is assumed to be perfectly conducting and of negligible thickness in the z direction. The solution to this problem will be formulated in terms of a variational expression involving the current on the obstacle. Let an H 10 mode be incident from the region z < O. The incident electric field has only a y component given by E; == sin( 7rX /a)e- r1z . Since the strip is uniform along the y direction, the only higher order modes excited are the Hno modes. The incident field excites a current distribution J (x) on the strip. This current is directed along the y axis and does not vary with
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
589
r
--I---~ I
z
%=0
Fig. 8.15. A narrow inductive strip in a rectangular waveguide.
y since the incident field has no variation with y. The scattered field in the guide may be evaluated in terms of the currents on the strip by using the Green's function for H nO modes given in Section 5.6. The scattered field is thus given by
s,», z) =
1
(83)
G(x, zlx')J(x')dx'
where S denotes the surface of the strip,
') jW/Lo G( X,ZX I ==--a
L -SIn--SIn--e 1 . oo
n1fX,.
n=t f n
nxx'
a
-f
n
a
Izi
k5.
and f~ == (n 1f / a)2 The total field E t in the guide is the sum of the incident and scattered fields and must vanish on the perfectly conducting strip. The resulting integral equation for the current distribution J is sin
7fX e- rtZ
a
+
rG(x, zlx')J(x')dx' = 0
onS.
is
(84)
From (83) the reflected dominant mode is seen to be given by _ jWllo
aft
sin
7fX
a
ertZ
r sin
is
7fX' J(x') dx' =
a
R sin
e rtZ,
7fX
a
z
(85)
where the reflection coefficient R is defined by this equation. For Z > 0, the total dominant mode field transmitted past the obstacle is .
1fX
SIn -
a
e- f l Z
-
.
jW/LO
--
aft
.
1fX
sin _e- f
a
IZ
l' .
s
1fX
.
1fX
sm -J(x') dx' == T sin _e- f
a
a
IZ
z > 0 (86)
,
where the transmission coefficient T is defined by this equation. From (85) and (86) we find that 1 + R == T, and hence the obstacle will appear as an equivalent shunt element across a transmission line. The integral equation (84) may be rewritten as .
1fX
SIn -
a
. i-:
jW/LO.
1fX
- - - sIn -
aft
a s
.
1fX
,
,
. L-
jW/LO
sIn -J(x )dx == - -
a
a
00
. nxx 1 sIn --
n=2 I';
r
a is
. nrx ' , , sIn --J(x )dx
a
590
since
FIELD THEORY OF GUIDED WAVES
z == 0 on S. Using
(85) now gives
. 'TrX jwp.o (1 +R) SIn - == - -
a
a
1 . nxx is . nxx' L -f SIn SIn --J(x')dx'. n=2 a a 00
s
n
(87)
A shunt reactance jX across a transmission line with unit characteristic impedance produces a reflection coefficient given by - jX == (1 +R)/2R. Comparing with (87), it is seen that an expression for jX may be obtained by multiplying both sides of (87) by J(x), integrating over the obstacle, and then dividing both sides by [Is J(x) sin( 'TrX fa) dX]2 and using (85) to obtain a factor R in the denominator of the left-hand side. The indicated operations give
f ~n JJ
J(x)J(x') sin n;x sin n:x' dx dx'
.
JX
==
l+R
f
1 n=2
S
== 2
-~
[is J(x) sin 7f: dX]
2 '
(88)
This expression is readily shown to be a variational expression for the normalized shunt reactance jX. Furthermore, it is a positive-definite quadratic form, and so an approximate solution for J will give an upper bound on jX. The variational expression (88) is also applicable to the thin-inductive-diaphragm problems considered in Section 8.3. At the edge of an infinitely thin perfectly conducting strip, the normal magnetic field, and hence the tangential current density, becomes infinite as ,-1/2, where, is the radial distance from the edge. However, for a sufficiently narrow strip, the integrated effect of the current should be much the same as though the current were constant over the strip. For a first approximation to jX we will, therefore, assume a constant current distribution. The integrations in (88) are readily performed and give
L
00
f
jX == -
-2
l
n-
['Tr cos li(x 1 + t)
2
f
~ L-t -1-
2 n=2 n f n
l
a
n'Tr] 2
+ t) -
cos
- cos
' T1 r 2"(X - t)]
(. n'TrXI . -n'Trt) SIn - sIn
. 'TrXI ( sm a
2 For a centered strip x I
1 [ nt: cos - ( X l n fn a
-2-
a )2
-(Xl -
a
t)
2
2
a
. 'Trt sin
(89)
== a /2, and (89) reduces to 'X
J
1 . 2 nxt == -f 1 csc2 -'Trt ~ L-t - 2 - sIn n 2 a n=3,5,... n f a
If desired, the series could be written as a dominant series, OO
L
n=3,5,...
a
.
2
- 3 sIn 'Trn
nat a
(90)
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
591
plus a correction series
~ ~2 (~ _~) Z::
n=3,5, ...
rn
n
nt:
sin2 n7rt.
a
The first series may be readily summed. However, there is little point in treating (90) in this manner since the original series converges very fast, and only four or five terms are required. The alternative procedure suggested above leads to just as many, if not more, terms to be evaluated. If t is very small it is worthwhile summing the series in (90). We have oo
L
n=3,4,...
. 2 -nxt == -1 -13 SIn n a 2
L oo
n=l,3,...
-13
n
(1 - cos 2n7rt). - - sIn2 -7rt a a
which is correct to order (7rt /a)2. Replacing csc 2 ( 7rt fa) by (a/7rt)2 also, (90) gives l [a (7r . 2 -n7rt] jX == af In - - 1 + 2 ( -a)2 ~ ~ - -1) 21 SIn 47r 7rt 7rt n=3,5,... afn n n a
(91)
for the inductive reactance.
8.6.
THIN INDUCTIVE POST
An inductive post of radius t is shown in Fig. 8.16. In order to find the field scattered by this post we will use the image series for the Green's function. We can integrate the result given in Problem 2.22 over z' from minus to plus infinity to get the following Green's function for a line source, infinite along y, and located at x', z' where x' == a /2 +t sin cP' and z' == t cos cP': •
Go =
00
-~ L(;onJn(kordH~(kor»
cos n(cjJ -cjJ')
(92)
n=O
where rand r' are the radial distances from the center of the post. To this dominant part we add the contributions from the images in the sidewalls of the waveguide. We will treat the images of the post as points located at x == a /2 + na, n == ± 1, ± 2, ... and evaluate their contributions at x == a /2, z == O. From (91) in Chapter 2 their contributions are given by •
G, =
•
00
~H5(koa) - ~ L ' [H5(k02na) -H5(ko(2n + l)a)].
(93)
-00
For a current J on the post the scattered electric field is given by (94)
FIELD THEORY OF GUIDED WAVES
592
x
e
, a
_ _ _ _ _ _---.L
~
z
b
Fig. 8.16. A circular inductive post.
Note that we do not integrate over y from 0 to b because the Green's function we are using is for a line source in the waveguide. We will choose
E; ==
7rX vi sin _ea
OR
J fJ1Z
for the incident field on the post. At the surface of the post the boundary condition E, == -E; must hold. We now let x == a /2 + t sin cP, Z == t cos cP and expand E; in a Taylor series about the point x == a /2, Z == O. When we retain terms up to (2 only we obtain (95)
With this order of approximation the current density on the post can be assumed to be given by J
== 10 + I 1 cos cP + 12 cos 2cP·
(96)
By using this expansion in (94) we obtain
-jkoZo27rtIo {
-~Jo(kot)H~(kot) + ~H~(koa)- ~ ~[H~(ko2na) -H~(ko(2n + 1)a)]}
- jkoZ 07rt
I
[-~IIJ 1(kot)Hi(kot) cos 4> - ~ 2h(kot)H~(kot) cos 24>].
(97)
The Hankel function series converges slowly so we will sum this series. We make use of the sum
- ~L' [H~(koJ(2na)2 + ( 2) -H~(koJ(2n + 1)2a2 + ( 2)] •
00
-00
593
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
which is valid for x == X' == a /2. The first series is
-rna
00
-n7ra/a
00
n=~.... er na = n=~•... e mr
(-rna
00
+ n=~.... er na - e
-n7ra/a) mr
We use this result and let a tend to zero and replace H5(koa) by 1 - (2j /1r)(""t In k oa/2). After some additional algebra we obtain the desired result, to be used in (97),
L: oo
"" 1 I koa n1r - rna j G 1==-+-+- n - + · 4 21r 21r 1r n=1,3,... r nn1ra
(98)
The series that is present in this expression converges rapidly. We now equate the corresponding cos n~ terms in (97) to the negative of those in (95) so as to satisfy the boundary conditions on the post. This gives the following solutions for the current amplitudes:
10 ==
-------=='-----------=-----
koZot
(99a)
[In ;~ + ( k~t ) (~ + In kt) 2
~ ~
- 2 +2
n=3,5... I
I
2 -
mr - rna + o!(k t)2 _ .21r] r nna J8 0 J (3a
- - 2{31
koZ o
1 -
R2
v+
(99b)
1
2 /
. fJ 1 t - 1r t a J koZ o
v+
2
(99c)
1 •
In solving for 10, II, and 1 2 we have used the small-argument approximations for J n and H~ as given by (181) in Chapter 2. For the thicker posts the Bessel functions should be evaluated. The dominant mode scattered field in z < 0 is obtained from (94), thus
. 1rX r 1Z - jk Z r 1Z . 1rX Vi SIn _e == 0 0 e sin -
a
a
rIa
1
27r
0
1rX'
e- r 1Z sm - J ( ~')t d~' I.
a
which gives, upon using the expansion given in (95), Vi =SllVt
= - koZ o 27ft {31a
[1
0
(1- 7f2 t2 _ (ji t2) _j{jlt II + 4a 2
4
2
(1r
2t2
4a 2
_ (3ft 4
2)
122] (100)
594
FIELD THEORY OF GUIDED WAVES
For z > 0 the dominant mode scattered field is also given by this equation but with a change in sign for the II term. The total dominant mode field in z > 0 is the sum of the scattered field plus the incident field and has an amplitude Vi == 8 21 Vi. The scattering matrix parameter 8 21 is given by one plus the factor multiplying Vi in (100) but with {31 replaced by -{31 for the II term. In the limit as t approaches zero we see that tI I and tI 2 vanish. The limiting solution for 8 11 is
-1 8 11 == -------::-------------
f
1+ j {31a [In 2a_2+2
2w
wt
n=3,5,...
A shunt reactance jX produces a reflection coefficient
81 1
(101)
mr-rna]· rnna
given by
-1 8 11 == -1-+-2-jX-· Hence we see that
jX
=
f
j{3ja (In !!- -1.3 +2 mr - rna) . 4T Tt fnna n=3,5,...
(102)
This result is essentially the same as that given by (91). The results would agree very closely if the equivalent radius of the post was chosen equal to 0.233 times the full width of the inductive strip. Numerical results for the inductive post are readily computed from the formulas given above. In general, the equivalent circuit is a T network since 8 21 does not equal 1 + 8 11 . These formulas give accurate results for t [a up to about 0.04. For thicker posts it is necessary to take into account the variation of the field from the images around the post. An analytical theory can be developed by using the Bessel function addition theorem to refer the fields produced by each image post to a new origin coinciding with the center of the primary post. The algebra is tedious and a large number of terms occur so it is more expedient to resort to a numerical solution. Such a solution has been presented by Leviatan et al. [8.19] in a recent paper. These authors have approximated the current on the post by N equispaced filaments and used 20 such filaments per wavelength circumference. For a post with a radius t == 0.2a a total of approximately 15 to 20 filaments is required.
8.7.
GENERAL foRMULAS FOR WAVEGUIDE SCATTERING
In this section we will develop general formulas for scattering from conducting and dielectric obstacles in waveguides. The case of scattering of incident waves by a conducting obstacle will be treated first. Consider an obstacle that is perfectly conducting that is located in an infinitely long waveguide. The surface of the obstacle is 8 and the unit normal to 8 is n as shown in Fig. 8.17. The dominant mode in the waveguide will be expressed in the following form:
Et == [e1(ul, U2) + ezl(ul, u2)]e- jt3 lz E 1 == [e, (Ul, U2) - eZ I (Ul, u2)]e i t3lz
595
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
s:
n
- - - - - - - - - - - - - - - - - - -...... z
Fig. 8.17. Scattering by an obstacle in a waveguide.
where Ul, U2 are orthogonal coordinates in the transverse plane of the waveguide. The nomenclature used here is the same as that introduced in Section 5.6. We will let G denote the dyadic Green's function operator that gives the electric field in the waveguide from a current element J by means of the formula G( r, r') . J( r'). One representation for G is given by (87) in Section 5.6 and is 00
, G(r, r)
' -21 '"" ~Enu(r)Enu(r)
==
(103)
n=l
where Enu is given by Enu(r)
==
Enu(r')
==
E~(r),
z >z'
{ E;(r),
z
E~(r'),
z' >z
{ E;(r'),
z' -c z.
We will let the incident field on the obstacle be
The scattered field is given by
Es
=
fj G(r, r')oJ(r')dS' s
where J(r') is the unknown current induced on the obstacle. On the surface of the obstacle the boundary condition n X (E, + Es ) == 0 must hold. This condition gives the integral equation n X Ej
+
fj
n X GoJ dS'
= 0,
ron S
(104)
s
for the current J on S. A practical method for obtaining an approximate solution of the integral equation is to use Galerkin's method. In this method we expand the current J in terms of a suitable finite set of vector basis functions defined on S; thus N
J(r')
==
L I nJn(r') n=l
where In are unknown amplitudes. This expansion is used in (104) but instead of taking the
596
FIELD THEORY OF GUIDED WAVES
cross product with n the integral equation is scalar multiplied by Jrn(r) and integrated over S for m == 1,2, ... ,N. The result is the following system of linear equations: N
LIn n=l
IfIf S
Jm(r).G(r, r')·Jn(r')dS' dS
S
N
=
LGmnIn =
-If
Ei(r)·Jm(r)dS = Um,
m == 1,2, ... ,N
(105)
S
n=l
where G rnn and Urn are defined by this equation. By solving these equations for In, one usually obtains a good approximate solution for J provided a sufficiently large number of basis functions have been used. We can express Urn in the form (106a) where
fj Ei(r)·Jm(r) dS
(106b)
-fj Et(r)·Jm(r)dS.
(106c)
fm =-
s
gm =
s
I
Vi
The current amplitudes n are linear functions of the amplitudes and waves. The dominant mode fields scattered into the waveguide are given by
vt of the incident (107a)
(107b) in the respective regions z ~ - 00 and z ~ 00. From these equations and the solution for the I n we will be able to express and in the form linear functions of
Vi
Vi
VI
and
Vi
as
(108a) (108b) where the Sij are the scattering matrix parameters of the obstacle. It is assumed that the equivalent voltages are defined in such a manner that the power flow in a given mode is proportional to the voltage amplitude squared. If the normalization specified by (76a) in
597
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
Section 5.6 is used this will be the case. Equivalent T and 7r networks for the obstacle can be found from the scattering matrix parameters. In the implementation of the above method care must be exercised in the evaluation of the matrix elements G mn since the Green's function becomes singular when r == r'. A variety of techniques can be used to isolate the singular part of the Green's function. Very often the series involved can be summed into closed form in the quasi-static limit where k o is set equal to zero. The efficient numerical evaluation of the G mn is dependent on the selection of a good representation of the Green's function. A variety of techniques have been discussed in the earlier part of this chapter and in the preceding chapters as well. The problem of scattering by a dielectric obstacle in a waveguide can be formulated using the boundary-element method described in Chapter 6 in connection with dielectric waveguides and resonators. In the region outside the obstacle the total electric and magnetic fields are given by E I =Ej
+
fj n
E.GeldS'
X
s
HI
X
H·Y' X GeldS'
(I09a)
E. Y' X G ml dS'.
(109b)
s
= H + fj n X
H.G ml dS'
j
s
The dyadic Green's functions of
-jWf.tofj n
+ jWEofj n X s
Gel
and
Gml are
waveguide dyadic functions that are solutions
\7 X \7 X
Gel - k6Gel == lo(r -
\7 X \7 X
Gml - k6Gml == lo(r -
r') r')
and satisfy the radiation conditions and the boundary conditions
n
X
Gel == n X
\7 X
Gml == 0
on the metal walls. The fields Ez, Hz in the interior of the dielectric obstacle are given by
~ = -if n
X
E.Ge2dS'
s
H2
=
-if n
+jWf.t0if n
X
H·Y' X G e2dS'
(110a)
X
E·Y' X Gm2dS'
(110b)
S X
H.G m2 d S'
s
-jWEif n s
where the Green's functions GeZ and Gmz can be conveniently chosen to be the same as Gel and Gml but with k5 replaced by k Z == Kk5 where K== €/€O is the dielectric constant of the obstacle. A pair of equations to determine the boundary values of n X E and n X H on S are obtained by enforcing the continuity of the tangential field components across the surface S. These boundary conditions give
n
X
E I == n X Ez
onS
(lIla)
on S.
(lllb)
598
FIELD THEORY OF GUIDED WAVES
The numerical solution can be obtained by introducing a finite set of basis functions to expand the boundary values and then using Galerkin's method to obtain a system of linear equations for the unknown coefficients. An alternative procedure is to characterize the dielectric obstacle in terms of the unknown polarization current J p == jW(E -Eo)E and to express the scattered field in terms of this current. In other words, the total electric field is a solution of
or \7 X \7 X E - k~E == (K - l)k~E - jWlloJ == -jwllojW(E - €o)E - jWlloJ
(112)
where J is the source for the incident field. The scattered field is a solution of
(113) The total field E in the obstacle can be expanded in terms of a suitable set of basis functions. The unknown amplitude constants are determined by requiring that inside the obstacle
(114) This equation can be tested with the basis functions to obtain a system of algebraic equations for the unknown amplitudes. This method is effective for small obstacles but is less efficient than the boundary-element method for large obstacles since many more basis functions are needed. However, for inhomogeneous dielectric obstacles it is usually necessary to divide the volume of the obstacle into many small regions, in each of which the dielectric permittivity can be regarded as a constant. The method outlined above is very useful for this class of problems. REFERENCES AND BIBLIOGRAPHY
[8.1] J. Schwinger and D. S. Saxon, Discontinuities in Waveguides: Notes on Lectures by Julian Schwinger. New York, NY: Gordon and Breach Science Publishers, 1968. [8.2] Tables of Chebyshev Polynomials. Washington, D.C.: National Bureau of Standards, 1952. [8.3] L. Lewin, Advanced Theory of Waveguides. London: Iliffe and Sons, Ltd., 1951. (This reference contains many examples of waveguide discontinuities, as well as many instructive mathematical techniques for summing a variety of infinite series which arise in practice.) See also: L. Lewin, Theory of Waveguides. London: Neurnes Butterworths, 1975. [8.4] H. Motz, Electromagnetic Problems of Microwave Theory, Methuen Monograph. London: Methuen & Co., Ltd., 1951. [8.5] N. Marcuvitz and J. Schwinger, "On the representation of the electric and magnetic fields produced by currents and discontinuities in waveguides," J. Appl. Phys., vol. 22, pp. 806-819, June 1951. [8.6] J. W. Miles, "The equivalent circuit for a plane discontinuity in a cylindrical guide," Proc. IRE, vol. 34, pp. 728-742, Oct. 1946. [8.7] J. W. Miles, "The equivalent circuit of a corner bend in a rectangular waveguide," Proc. IRE, vol. 35, pp. 1313-1317, Nov. 1947. [8.8] R. E. Collin and J. Brown, "Calculation of the equivalent circuit of an axially unsymmetrical waveguide junction," J. lEE (London), vol. 103, part C, pp. 121-128, Mar. 1956.
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
599
N. Marcuvitz, Waveguide Handbook, vol. 10 of MIT Rad. Lab. Series. New York, NY: McGraw-Hill Book Company, Inc., 1951. (This is an extensive collection of theoretical and numerical results for a large variety of waveguide discontinuities.) [8.10] F. Borgnis and C. Papas, Randwertprobleme der Mikrowellenphysik, Berlin: Springer-Verlag, 1955. [8.9]
Solution of Waveguide and Transmission-Line Discontinuity Problems by Conformal-Mapping Techniques and Quasi-stationary Field Methods [8.11] G. G. MacFarlane, "Quasi-stationary field theory and its application to diaphragms and junctions in transmission lines and waveguides," J. lEE (London), vol. 93, part IlIA, pp. 703-719, 1946. [8.12] J. R. Whinnery and H. W. Jamieson, "Equivalent circuits for discontinuities in transmission lines," Proc. IRE, vol. 32, pp. 98-114, Feb. 1944.
Additional Examples of Waveguide Discontinuity Problems [8.13] E. D. Nielson, "Scattering by a cylindrical post of complex permittivity in a waveguide," IEEE Trans. Microwave Theory Tech., vol. MTT-17, pp. 148-153, 1969. [8.14] W. J. English, "The circular waveguide step-discontinuity mode transducer," IEEE Trans. Microwave Theory Tech., vol. MTT-21, pp. 633-636, 1973. [8.15] A. A. Oliner, "Equivalent circuits for small symmetrical longitudinal apertures and obstacles," IRE Trans. Microwave Theory Tech., vol. MTT-8, pp. 72-80, 1960. [8.16] A. Wexler, "Solution of waveguide discontinuities by modal analysis," IEEE Trans. Microwave Theory Tech., vol. MTT-15, pp. 508-517, 1967. [8.17] S. C. Wu and Y. L. Chow, "An application of the moment method to waveguide scattering problems," IEEE Trans. Microwave Theory Tech., vol. MTT-20, pp. 744-749, 1972. [8.18] J. J. H. Wang, "Analysis of a three-dimensional arbitrarily shaped dielectric biological body inside a rectangular waveguide," IEEE Trans. Microwave Theory Tech., vol. MTT-26, pp. 457-462, 1978. [8.19] Y. Leviatan, P. G. Li, A. T. Adams, and J. Perini, "Single-post inductive obstacles in rectangular waveguides," IEEE Trans. Microwave Theory Tech., vol. MTT-31, pp. 806-812, 1983. [8.20] R. Safavi-Naini and R. H. MacPhie, "On solving waveguidejunction scattering problems by the conservation of complex power technique," IEEE Trans. Microwave Theory Tech., vol. MTT-29, pp. 337-343, 1981.
Singular Integral Equation Method (Lewin has used the technique of summing the dominant series of the Green's function and then with a change of variables recasting a number of waveguide discontinuity problems into the form of a singular integral equation. This technique is an alternative to the use of the Schwinger transformation and the conformal-mapping methods described in Chapter 4 for diagonalizing the static Green's function kernel.) [8.21] L. Lewin, "On the resolution of a class of waveguide discontinuity problems by the use of singular integral equations," IEEE Trans. Microwave Theory Tech., vol. MTT-9, pp. 321-332, 1961. [8.22] L. Lewin and J. P. Montgomery, "A quasi-dynamic method of solution of a class of waveguide discontinuity problems," IEEE Trans. Microwave Theory Tech., vol. MTT-20, pp. 849-852, 1972. [8.23] J. P. Montgomery and L. Lewin, "Note on an E-plane waveguide step with simultaneous change of media," IEEE Trans. Microwave Theory Tech., vol. MTT-20, pp. 763-764, 1972.
PROBLEMS 8.1. By using a suitable conformal transformation, obtain a solution for the fringing capacitance of an asymmetrical diaphragm in a parallel-plate transmission line (see Fig. P8.1). Assume that the lower plate is at zero potential and the upper plate and diaphragm are at a potential V. When used as a transmission line, find the normalized shunt susceptance across the line due to the fringing capacitance. Note that the characteristic impedance of the line per unit width is b'Z«.
b
d Fig. P8.1.
<1>=0
FIELD THEORY OF GUIDED WAVES
600
Answer: Fringing capacitance C = (4Eo /1r) In csc( xd /2b). See additional comments on the method of solution in Problem 8.2. 8.2. Consider the E plane step in a parallel-plate transmission line (see Fig. P8.2). For an incident TEM mode, set up the continuity equations for the transverse fields, and show that the equivalent circuit consists of the junction of two transmission lines with characteristic impedances unity and d [b, together with a shunt capacitive susceptance at the junction. By means of a suitable conformal transformation, obtain the low-frequency value of the fringing capacitance introduced across the line by the step. From the value of this capacitance, obtain the approximate value of the shunt susceptance j B .
r
B
v==b-d
B
v=b 4'=V
-
Ie
I
WI
jy
A
1
U
I
D
~
B
A
A'
W2
--
fP-O
fPaV
a
C D
Xl
x ~
X2
Fig. P8.2.
Answer: B=kob [2 In b
2_d2
1r
4bd
+
(~d + ~) b
1 d+b] n b - d
.
A suitable mapping function is _ ~ W -
In the xy plane,
1r
h- I 2Z - a-I _ ~ h- 1 (a + l)Z - 2a cos a-I 1r cos (a - l)Z '
= VO /1r. Total capacitance from
Fringing capacitance between
WI
and
W2
is
C(X2 -
WI
to
W2
is
xt) minus parallel-plate capacitance
Total fringing capacitance is
Note that, for
X2
large,
Wz ~
b
I
2x 2
d
1
a
+I
-cosh- - - - -cosh- - 1r a-I 1r a-I
~
b
4X2
d
- In - - - - In 1r a-I 1r
a
+ 1 + 2a I/2 . a-I
A'
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
601
Also, for x 1 small, b
WI ---+ ;:
h- 1 a+l d h- 1 -2a cos - a-I -;: cos (a _ l)x 1
(va
'(b
---+ J
-
d)
b I
+;:
n
a+l+2a d I 4a a-I -;: n (a - l)x 1 •
va -
Also note that (a + 1 + 2a 1/ 2)/(a - 1) = + 1)/( 1) and that cosh- 1 () = In[() + «()2 _1)1/2]. 8.3. For Problem 8.2, set up a variational expression for the junction susceptance. Write the series occurring in the integrand as a dominant series plus a correction series which depends on the higher mode propagation constants. Assume a constant-aperture field, and thus obtain a value for the susceptance contributed by the correction series. The total approximate susceptance at the junction is the sum of this correction term plus the quasi-static susceptance from Problem 8.2. Answer: The correction term gives a contribution, to the total susceptance, of the amount
8.4. Modify the theory of Problems 8.2 and 8.3 to obtain the equivalent-circuit parameters for a symmetrical E plane step in a parallel-plate transmission line as well as the equivalent-circuit parameters for symmetrical and asymmetrical E plane steps in a rectangular guide. 8.5. Show that the higher order E modes alone cannot satisfy the boundary conditions for a capacitive diaphragm in a rectangular guide when an H 10 mode is incident. In particular, note that the normal magnetic field on the diaphragm will not vanish. Set up the boundary conditions for all of the field components for the LSE modes, and thus verify that these modes alone are sufficient for solving the capacitive-diaphragm and E plane-step problems in a rectangular guide. 8.6. Modify the theory for the capacitive diaphragm so as to obtain the solution for the problem of a capacitive diaphragm in a rectangular guide which is filled with a lossless dielectric medium for z 2: O. The diaphragm is located at z = 0, and the dielectric constant is such that only the H 10 mode propagates in the filled guide. Show that the equivalent circuit consists of a junction of two transmission lines of characteristic impedances unity and f 1/"1 I, where f 1 , "II are the propagation constants for the H IO modes, together with a shunt capacitive susceptance at the junction. Note that jB = (1 - R)/(1 + R) - "11 /f l , where R is the reflection coefficient. The variational expression obtained will give a solution for j B . 8.7. Repeat Problem 8.6 for a symmetrical inductive diaphragm in a rectangular guide filled with a lossless dielectric medium for z > O. 8.8. Apply the Poisson summation formula to obtain an alternative representation for the Green's function for H nO modes in a rectangular guide. Show that this alternative representation is the field radiated from the infinite number of images, of this line source, in the waveguide walls. In cylindrical coordinates, the electric field E y radiated by an infinite unit line current located at the origin is (-WIlO/4)H6(k or). Answer:
L 00
-;IlO
{H6[koV(Z -ZI)2 +(x -x' -2na)2] -H6[koV(z -ZI)2 +(x +x -2na)2]}. '
-00
8.9. Show that the solution for two inductive strips in a waveguide of width 2a gives the solution to the problem of the inductive grating in free space with a TEM wave incident at an angle ()j given by tan ()j = 1r /2a{31 (see Fig.
z a
Fig. P8.9.
602
FIELD THEORY OF GUIDED WAVES
P8.9). Note that the H IO mode may be decomposed into two TEM waves propagating at angles ± 8;. From symmetry considerations the reflection and transmission coefficients for these two composite waves will be the same. 8.10. Apply Babinet's principle to obtain the solution for a capacitive strip grating in free space from the corresponding solution of the inductive-grating problem. Show that, if BL is the shunt susceptance of the inductive grating, and Be is the shunt susceptance of the capacitive grating, BLB c = 4Y6, where Yo = (eo/IJ-o)t/2. If Ri, T, and R 2 , T 2 are the reflection and transmission coefficients for the two cases, show also that T t +T 2 = -(R t +R 2 ) = 1, and T tT 2 = R tR 2 • Note that in the complementary grating the aperture and screen (strips) areas are interchanged. 8.11. For an asymmetrical E plane step in a parallel-plate transmission line, obtain a variational expression, in terms of the aperture electric field, for the position of an electric field null in the input line as a function of the short-circuit position in the output line. Assume a constant-aperture field, and find the parameters of an equivalent circuit of the form illustrated in Fig. P8.11. Repeat the analysis in terms of the aperture magnetic field (assume a constant magnetic field in the aperture for a first approximation). Compare the two solutions for the equivalent-circuit parameters for k 0 = 2 radians per centimeter, 2d = b = 1 centimeter. Show that the variational expression obtained for the electric field null is equivalent to minimizing the net time-average magnetic and electric energy difference W m - We in the volume bounded by the short circuit and field null plane.
n: 1 Fig. P8.11.
8.12. Find the reactance of a thin dielectric post in a rectangular waveguide. The post has a radius t, dielectric constant K, and is located at x = a /2, Z = 0 (see Fig. 8.16). Use the boundary-element method and techniques similar to those used in Section 8.6 to treat the inductive post. 8.13. For the inductive strip in a rectangular waveguide introduce the reflection coefficient R given by
= -koZ - -o
R
(3ta
l
X2
,. 1rX' , J(x) SIn - d x
a
Xl
and show that the integral equation (87) for the unknown current can be expressed as 1rX
jX sin -
a
a
=j{3t -2
l
J{3t
,
, . 1rX , J(x) SIn - d x a
Ll Xl
x2
00
n=2
.l
= - -a
X2
X2
2
1 . nxx . nxx , J( x ') d x ' -SIn--SIn-I', a a
Xl
, J(x)
[
00 ~ -
L (- 1 - -1). 00
n=2
a
n=t
Xl
+
1 . nxx . nxx , SIn - - sIn - -
~n1r
rna
ns:
nxx . nxx
a
a
,
SIn - - sIn - a a
1 . 1rX . 1rX'] d X. ' --SIn-SIn1r
a
VARIATIONAL METHODS FOR WAVEGUIDE DISCONTINUITIES
603
Now introduce the transformation given by (152) in Chapter 4 and show that the integral equation becomes
.
J s,a ) (J.x +-21r
==
--1 j{3ta 2
+
K'
. 1rX Slna
,
J(1/)
1.
K',
0
a
K 2K'
+ ~ -tanh-- cos cos-L...J nt: K' K' K'
1
. nxx . nxx
[
o 1
1rX J( 1/') d 1/' SID-
00
1
n1rK
n1r1/
n1r1/'
n=t
,
~ 00 ( - - - ) SID sm - -' ] dn': L...J rna nt: a a n=2
This equation is suitable for numerical analysis but requires that the Fourier series expansions of the sin(n1rxfa) functions be evaluated numerically, i.e. ,
. nxx ==
SIn -
a
L 00
n=O
m1r1/ C nm cos -,-.
K
K and K' are given by (63) and (64) in Chapter 4. The modulus of the elliptic function is given by (150b). Equation (150a) together with (151) in Chapter 4 provides the relationship between x and 1/.
9
Periodic Structures Periodic structures may be classified into two basic types: 1.
2.
structures with continuous but periodically varying electrical properties, e.g., a cylindrical guide filled with a dielectric material whose dielectric constant varies in a periodic manner along the axial direction according to some periodic function such as K == KO + Kl cos h z; and structures with periodic boundary conditions, e.g., a waveguide loaded at regular intervals by identical diaphragms.
By far the most commonly occurring type is the class of structures with periodic boundary conditions. Periodic structures find application in a variety of devices such as linear particle accelerators, traveling-wave tubes, and microwave filter networks. Artificial dielectric media and diffraction gratings are examples of periodic structures. Periodic structures such as corrugated planes have also been used as surface wave-guiding devices for antenna applications. Periodic structures have one important characteristic in common. This is the existence of discrete passbands separated by stopbands, i.e., frequency bands for which a wave propagates freely along the structure separated by frequency bands for which the wave is highly attenuated and does not propagate along the structure.
9.1.
FLOQUET' s THEOREM
Floquet's theorem is a basic theorem underlying the theory of wave propagation in periodic structures. We will illustrate this theorem by considering the problem of the propagation of an H 10 mode in an infinitely long rectangular guide, filled with a dielectric with a relative dielectric constant given by KO + Kl cos(21rz/p), as shown in Fig. 9.1. For an H 10 mode, the field components H x and Hz may be derived from the one scalar component of electric field E y by the equations
.
8E y
jwp.oHx == 8z
and E y satisfies the wave equation
[::2 + :;2 + K(Z)k~] e, =
O.
Let E y == 1/;(z) sin( 1rX / a); hence 1/;(z) satisfies the equation
d2 [ dz 2
+ ( KO + K1 COS 21rz p ) k o2 -
2
1r ] 02
t/;(z) =
o.
( 1)
605
606
FIELD THEORY OF GUIDED WAVES
r
-I.
a
.1
-,....-~
-,....-~
x
Fig. 9.1. Rectangular guide filled with a dielectric having a periodically varying dielectric constant.
If 1/;(z) is a solution to this equation, then 1/;(z + P in (1), we get
+ p)
is also a solution, for, if we change z to
Z
d2
[ dz 2
+
(
KO
+ Kl
2 1rZ) 2 1r cos P kij - a2 ] !/;(z
+ p) = 0
since
z + P == cos
cos 21r--
p
21rZ p
-
and hence 1/;(z + p) satisfies the same equation as 1/;(z) and is also a solution. Equation (1) is of the second order and will have two independent solutions, which we will denote by 1/;1 (z) and 1/;2 (z). We have the result that 1/;1 (z + p) and 1/;2 (z + p) are also solutions, but, in general, 1/;i(Z + p) does not equal1/;i(Z), since 1/;i(Z) is not necessarily periodic in Z with a period p. Since a second-order equation has only two linearly independent solutions, any other solution must be a linear combination of the two fundamental solutions, and, hence, we may write (2a) (2b)
where aij are suitably determined coefficients. For the particular case when 1/;; is periodic so that 1/;;(z + p) == 1/;;(z), we have all == a22 == 1 and a12 == a2l == O. In a similar fashion the general solution to (1) may be written as (3)
where A and B are suitably chosen coefficients. From (2) and (3), we get F(z
+ p) == A1/;l(Z + p) + B1/;2(Z + p) == (Aall + Ba2l)1/;1 (z) + (A a 12 + B(22)1/;2(Z).
(4)
If F(z) is to represent a wave propagating down the structure, it is necessary that F(z
+ p) == e-'YP F(z)
where v is the propagation constant. Thus (4) above must equal (3) multiplied by
(5) e-'YP,
and,
607
PERIODIC STRUCTURES
when we equate the coefficients of A and B, we get
or (6a) (6b)
A nontrivial solution for A and B exists only if the determinant of the above equations vanishes; thus, (7)
Equation (7) is a quadratic equation whose solution will determine the allowed values of the propagation constant 'Y. The solution for e-'YP is
(8)
we may write _ a l1 + a 22 cosh () 1/2 2~
since coslr' () - sinlr' ()
== 1. Hence the solution e -'YP is also given by (9)
where coshf == (all + (22)/2~ 1/2. In general, the solution for 'Y may be real, imaginary, or complex. We may show that, if 'Y is a solution, then - 'Y is also a solution, as is 'Y ± j'lnt:/ p, where n is any integer. This result follows since ~ == 1 (see Problem 9.7). Let ep(z) == e'YzF(z); we get
by using relation (5). Hence ep is a periodic function of z with a period p. Therefore the general solution of (1) is of the form F (z) == e±'YZ ep( z), where ep is a periodic function of z, and y plays the role of a propagation constant. This particular result is Floquet's theorem.
608
FIELD THEORY OF GUIDED WAVES
We will not consider this problem any further here, since it would take us too far afield into the properties of Mathieu functions, which are the appropriate solutions to (1). The theory for periodic boundary conditions will be our main concern. The theory for problems of this type is most readily developed by matrix methods. We shall find, however, that solutions of the above form will be obtained. The more important aspects of the theory will be developed in the succeeding sections, and will be illustrated by application to a periodically loaded waveguide and the helix structure. Further examples on periodic structures will be covered in later chapters as well.
9.2.
SOME PROPERTIES OF LOSSLESS MICROWAVE QUADRUPOLES
The basic element in the type of periodic structure we shall be concerned with will be a lossless quadrupole. Such a quadrupole may be described by the reflection and transmission coefficients, by a T or '1r network, by a wave matrix, or by any other matrix that is used in low-frequency circuit theory. We shall derive a few important relations between these various methods of describing a lossless quadrupole. Consider the general discontinuity illustrated in Fig. 9.2. The electrical length of the transmission line or waveguide section on either end is ()/2. It is assumed that these sections are sufficiently long so all higher order modes which are excited by the discontinuity have decayed to a negligible value at the terminal planes. The transmission lines or waveguide sections on either side of the discontinuity are also assumed to be uniform and lossless, and to have identical electrical properties, in particular, a propagation phase constant {J 0 and wave impedance Z w • Let the wave matrix describing the discontinuity be (10)
where ' _ rl A2 1-t12
r -
8/2
ci~
~bl
bi~
{3o. z;
I"
o
~Cl
.»#1
8/2
If
rl~
-
-
~C2
General lossless discontinuity
--
-.
T 12 ::aT21 Fig. 9.2. A lossless microwave quadrupole.
~o.Zw 2
C2~
b2~
~b2
_C r
:1
_eRa
#2
PERIODIC STRUCTURES
609
The amplitudes c~, b~ of the forward- and backward-propagating waves on the input side are related to the amplitudes c~, b~ of the waves on the output side as follows: (11) The wave matrix describing the structure between terminal planes 1 and 2 is
[A] == [e
jO2 /
o
0]2 [A~l
e- j O/
A~2]
A~l
A~2
jO2
[e
/
o
0] == [AU
e- j O/ 2
A12] A 21 A 22
(12)
where
1 ej O Au == T 12 == ~
- R 1 _ '1 A 21-T 12-/ 12
A 12 == A
-
R2
-'2
TU == tll'
_ T 12T21 -R 1R2 _ T 12 -
22-
/12/21 - '1'2 -jO /12 e.
From these latter relations we may readily deduce that
Also we have the following relations for the reflection and transmission coefficients:
21 R == R 1 == A 2 All
_ A 12 T IT 12 == A- == 21· Au
ll
The equality of /12 and /21 and also of T 12 and T 21 follows from the condition of reciprocity. The quadrupole is reciprocal when the determinant of the [A] matrix is equal to unity; i.e.,
For a lossless network,
Let
R 1 == pej c/> l where cP1
R 2 == pej c/>2 T 12 == (1 - p2)1/2 e j a
+ cP2 == 2a ± 1r from Section 5.7.
Hence, we have
610
FIELD THEORY OF GUIDED WAVES
With the output side matched, the input impedances at terminal planes 1 and 2 are, respectively,
. - 1 +R l Z _ All +A 2l Z Z lll,l w w 1 -R l A l1 -A 2l
(14a)
- 1 +R 2Z _ All -A 12 Z 1 - R 2 W - A 11 + A 12 W •
(14b)
Z.
1ll,2 -
The structure between the two terminal planes may also be described by an equivalent T network as in Fig. 9.3. The equivalent voltages and currents Vi and I j will be chosen as follows:
where c, and b, are the amplitudes of the transverse electric fields of the forward- and backward-traveling waves. At the terminal planes we have
We may rearrange these latter equations and write them in matrix form as follows:
1 - Y wZl1 [ Y wZ 12
I+YW Z l1 -Y wZ12
] [Cl] bl
[-YWZ12 Y wZ12 ] [bC22] . I+Y wZ22 1 + Y wZ22
-
We have
and, hence, the inverse of the matrix on the left-hand side is
1 2Y wZ 12
[Y wZ
12
1+
YwZ
11 ]
Y wZ 12 Y wZll - 1
Fig. 9.3. Equivalent network for one section of a periodic structure.
(15)
611
PERIODIC STRUCTURES
so that multiplying both sides of (15) by this matrix gives
[:: ]
1
2Y wZ12
[Y wZ 12 Y wZ 11 + Y wZ12
1] [ -Y
Y wZ11 - 1
wZ 12
1 + Y wZ22
Z12 Yw ] [C2] 1 - Y wZ22 b2
1
2Y wZ12 X
[Y~~+I+YW(Zll+Z22) Y~~ -1 +Yw(Zll -Z22)
-Y~~+I+YW(Z11-Z22)] [C2] -Y~~-I+Yw(Z11+Z22)
b2
(16) where ~ == Z11Z22 -ZI2. From (16) the following explicit expressions for the matrix elements Aij may be found:
A
l1
= y~~ + 1 +Yw(Zl1 +Z22) 2Y wZ12
- Y~~ + 1 +Y w(Zll -Z22) A 12 == - - - - - - - - - - 2Y wZ12
(17a)
(17b)
(17c) -Y~~ -1 +Y w(Z11 +Z22) A 22 == - - - - - - ---2Y wZ12
(17d)
For a lossless structure, the impedance elements Zij are pure-imaginary, and so Z'0 == -Zij. If all the impedance elements Z ij are normalized by dividing them by Z w, the expressions for A i j are given by (17), provided Y w is put equal to unity and it is understood that the Zij in these equations are normalized. The impedances of the input and output lines in Fig. 9.3 must now be taken as unity, and the currents I, as c, - b., For a load ZL connected at terminal plane 2, the input impedance at terminal plane 1 is (18)
This is a bilinear transformation and will map circles into circles with straight lines as limiting cases. Such a transformation has two invariant points; i.e., there are two values of ZL in the complex ZL plane that map into two identical points in the complex Zin,1 plane. Let these invariant values be denoted by Z c. Thus we must have
z, =
Zl1 Z c +~ Z; +Z22
612
FIELD THEORY OF GUIDED WAVES
or (19)
For a load Z L connected at terminal plane 1, the input impedance at terminal plane 2 is (20) The reversal in sign in (20) is due to the assumed positive direction of current flow for 12 • Equation (20) leads to the following expression for the characteristic values:
z; = _ {
Z
11 ; Z22
± [(
Z
11 ;
Z22 )
2_Zi2] 1/2} .
(21)
These characteristic values Z c are of considerable importance since they may be taken as the characteristic impedance of the infinite periodic structure composed of an infinite number of basic sections or quadrupoles in a cascade connection.
9.3.
PROPAGATION IN AN INFINITE PERIODIC STRUCTURE
Consider the periodic structure illustrated in Fig. 9.4 consisting of a cascade connection of an infinite number of lossless quadrupoles separated by sections of waveguide or transmission lines of sufficient length to ensure that there is no interaction between sections due to higher order evanescent modes. This latter restriction is not necessary, and the modifications in the theory when there are higher order mode interactions will be considered later. The amplitudes at terminal plane 2 are related to those at terminal plane 1 by the matrix equation (22) If a wave is to propagate down the structure, we must have
where 'Y is the propagation constant, and I is the physical length of each individual section.
Cl~
bl~
Ail Ai2
e-: z;
C2~
b2~
Ail A 22
In
#2
11
8
I:
Cn~
bn~
.1 .1
Fig. 9.4. Periodic structure consisting of a cascade connection of identical quadrupoles.
613
PERIODIC STRUCTURES
When we substitute into (22), we get two homogeneous equations for solution only if the following determinant vanishes:
An -
A 12
e--yl
A 22 - e--yl
A 21
C1
and b, which have a
==0
or
Since A nA22 -A 12A21 == 1, we obtain, by multiplying through by e:", the following solution: _ cos h 'YI -
An 2
+A 22 _
!
- 2
(_1_ _1_) _ cos a T 12 + T;2 - IT121
(23a)
where a is the phase angle of T 12. When cos a < IT121, 'Y is imaginary, and the wave propagates freely, undergoing only a change in phase. When cos a > IT 121, 'Y is real, and the wave is attenuated. We also see that - 'Y is a solution, and so we can have a wave propagating along the structure in the negative Z direction also. When cos a == IT121, 'Y == 0 or j2n7rII, and this corresponds to a pure standing wave between sections. If we substitute for All and A 22 from (17), then the solution for 'Y is given by h I - Zn +Z22 cos 'Y 2Z 12 •
(23b)
We will now examine the wave solution in each section in more detail. We note that between each two discontinuities the wave solution is not a pure traveling wave but a combination of a traveling wave and a standing wave. The phase constant of the connecting lines is {3o; hence, the electric fields of the forward- and backward-traveling waves in section 1 is proportional to j{3oz, C1e-j{3oz and b 1e respectively. The ratio of the amplitudes b1/c1 will be denoted by R c , where R; is a reflection coefficient at terminal plane 1 and is characteristic of the particular periodic structure considered. The ratio of b; to C n at the nth terminal plane is also R c . Hence the transverse electric field in section 1 is proportional to
and the transverse magnetic field is proportional to
The impedance of the periodic wave at the nth terminal plane is (25)
and will be called the characteristic impedance of the periodic structure. It is important to note that this impedance is not unique, since it depends on the choice of location of the terminal
FIELD THEORY OF GUIDED WAVES
614
plane. For terminals located at
Z,
we find from (24) that (26)
which is just the transmission-line equation for the transformation of impedance along a line. If we make the restriction that the only points at which we may sample the fields are at a terminal plane, then Z; is truly a unique characteristic impedance for the periodic structure. One other important fact to note is that Z; is not necessarily pure-real, but, in general, is a complex quantity. The amplitudes of the waves at terminal plane 2 are c.e :» == C2 and b 1e - 'Y1 == b 2 , and hence the transverse electric field is proportional to Cl e-'Yl (e-j~o(z-l) + Rcej~o(z-l)) in section 2, and to Cle-n'Y[ (e-j~o(z-nl) + Rcej~o(z-n[)) in section n, since, at the nth terminal plane, where z == nl, the electric field is proportional to
Expressions for Z; and R; are readily derived from the circuit equations for the equivalent T network in Fig. 9.3. From the circuit equations we obtain, when we substitute for Vi and Ii, the relations VI ==Cl
+b 1
==(Cl-
==Zll(CI
bl)Y w(Zll
-ZI2(C2
-b 2 )Y w
I -ZI2 e-'Y )
+ b 2 == e-'Yl (Cl + b 1)
V2 == C2
==
-b 1)Y w
(c, - b 1)Y
I) w(Z12 - Z22 e-'Y
and, hence, Z c --
+ b 1Z w
Cl Cl -
b1
Adding these two expressions for
Zc
--
Z 11 -
Z 12e -'Y l
--
Z 12e 'Yl -
Z 22·
and dividing by 2 gives (27)
From (23) we see that
so that the characteristic impedance given by (27) is the same as that given by (19). This is to be expected since, if the impedance is to be the same at each terminal plane, it must be invariant when transformed by the T network. For a lossless network, Zij is pure-imaginary, and thus, when y is real, Z; is pure-imaginary, and, when y is imaginary, Z; is complex. It is very important to adopt a definite convention for positive current flow if ambiguity in sign for expressions for impedances and so forth is to be avoided. We will call the complete
615
PERIODIC STRUCTURES
solution for the wave that may propagate along the periodic structure a periodic wave as distinguished from the forward- and backward-traveling waves which exist in each section and make up the periodic wave. For the two traveling waves that make up the periodic wave, the coefficients c, will always be used to denote the amplitude of the wave that propagates in the positive z direction between sections, and b i will be used to denote the amplitude of the partial wave that propagates in the negative Z direction between sections. The currents associated with C i and b i will be taken as Y w C i and - Y w b i. When 'Y is imaginary, we will denote it by j f3c, where f3c is the characteristic phase constant for the periodic structure. Using this convention, the transverse electric field for the forward-propagating periodic wave is proportional to
at the nth terminal plane, while the transverse magnetic field is proportional to
at the nth terminal plane, where - ZII -Z22 +'Z . {.J I Z c+ -- (y+)-1 c 2 J 12 sIn vc
and
ct is an arbitrary amplitude coefficient: For the periodic wave propagating in the negative
Z direction, the transverse electric field at the nth terminal plane is proportional to
while the transverse magnetic field is proportional to
where
Z c- == (y-)-1 c ==
ZII -Z22
2
·Z . {.J I - J 12 sIn fJc •
With our adopted convention we note that we must distinguish between the two cases, as Z; is not the same for the periodic waves propagating in the positive z direction and those in the negative Z direction. Figure 9.5 illustrates the adopted convention as regards the positive directions of current flow.
9.4.
TERMINATED PERIODIC STRUCTURE
Let a semi-infinite periodic structure be terminated at the nth terminal plane by a load impedance Z L. Let the incident periodic wave at the sth terminal plane be
with a transverse magnetic field proportional to Yt E ine . The presence of the load gives rise
616
FIELD THEORY OF GUIDED WAVES
tv; Fig. 9.5. Illustration for assumed positive directions of equivalent currents and voltages.
to a reflected periodic wave of amplitude
at the sth terminal plane and with a transverse magnetic field of amplitude proportional to
Y; E ref • To determine the amplitude of the reflected periodic wave, we consider the effect of the load on the partial waves of which the periodic waves are composed. At the position of the load where s == n, the total forward-traveling partial wave is
while the total backward-traveling partial wave is
with transverse magnetic fields proportional to
and
respectively. The load Z L gives rise to a reflection coefficient
for these partial waves, and, hence, we have
PERIODIC STRUCTURES
617
Solving this equation for
c;
gives
R L -R: c+e- j {3c nl R L -R; 1 The incident periodic wave at the load is ct(1 at the load is, therefore,
+ Rt)e-j {3cnl ,
(28)
and the reflected periodic wave
(29)
The equivalent reflection coefficient r n for the periodic wave is thus (30)
If we express ZL, readily show that
zt,
and Z~ by their values given in terms of
RL , Rt,
and R~, we may
1 -R;
RL -R: l-R: RL -R;
and, hence, we get
r
== _ Z; ZL - zt Z+ ZL c
n
-e:: c
(31)
Thus, at the sth terminal plane, the sum of the incident plus reflected periodic waves has a transverse electric field proportional to
and a transverse magnetic field proportional to
where
The ratio of the transverse electric field to the transverse magnetic field at the nth terminal plane is
1+rn
Y+ c
+
_
Y-r c
n
Z L
(32)
FIELD THEORY OF GUIDED WAVES
618
a result readily proved from (31). If we let (33)
Z12 sinh ""II == jZ 12
sin f3cl
(34)
== Z
we get
Z:
+Z
(35a)
Z;==l1- Z
(35b)
- Z (ZL -11) - Z r n == -1111-+Z · (ZL -11) +Z
(35c)
==11
For a periodic structure composed of symmetrical sections, Z 11 case
== Z22
and 11
== 0;
z; == -Z-; == Z
so in this (36a) (36b)
The reflection coefficient at the sth terminal plane is (37) The ratio of the transverse electric field to the transverse magnetic field at the sth terminal plane is
} + r~ Y c +Y c r s
=
r
(l + s )(17 - Z)(17 + Z) (11 -Z) + r s (l1 +Z)
= Zs.
(38)
With some algebraic manipulation, we can obtain the following results from (38):
Z _ s
_ ZZ; -ztrs
11 -
Z': c
+z+r c s
(39a)
and
r s -- _Z;+ (Zs -11) -Z · z; tz,
Substituting for
rs
(39b)
from (37) into (39a) gives
Z s
-11) +Z
11
==z
z-c - ztr e2j {3cl (s - n ) c n Z: c
+z+r e2j {3cl (s - n ) c n
==z(Z; -Z;rn)/(Z; +z;rn) +jZ tan f3c l(n -s) Z + j(Z; -z:rn)/(Z; +z:rn) tan f3cl(n -s)
== Z
+ jZ
tan f3c l(n - s) Z + j(ZL -11) tan f3cl(n - s) · ZL - 11
(40)
619
PERIODIC STRUCTURES
Equation (40) gives the input impedance Z s at the sth terminal plane with a load Z L connected across the nth terminal plane. We note that the expressions for the reflection coefficient and the transformation of impedance become formally the same as those for a conventional line whenever the basic sections are symmetrical, so that Z 11 == Z22 and 11 == o. The use of equivalent transmission-line voltages and currents simplifies the derivations of a lot of the properties of periodic structures. The equivalent transmission-line voltages and currents are taken proportional to the total transverse electric and magnetic fields, respectively. Thus, for a periodic wave propagating in the positive z direction, we have (41a) (41b) at the nth terminal plane, while, for a negatively propagating periodic wave, we have (42a) nl T: n == l 1: e j{3c == Yevn·
(42b)
In (42a) and (42b) the positive direction of current flow is in the positive z direction. If we connect a load ZL across the nth terminal plane, the total voltage across the load is the sum of the voltages in the incident and reflected periodic waves:
and the current flowing into the load is the sum of the currents due to the incident and reflected periodic waves:
The voltage across the load divided by the current flowing through it is equal to the load impedance, and, hence,
vL
_
/L
-
Z
_ L -
1+fn y+ + Y-f c c n
which is identical with the result obtained in (32). From (35c) or (39b) it is seen that ZL == Z + 11 is the proper load impedance in which to terminate a periodic structure at one of the terminal planes, in order to prevent a reflected periodic wave when a periodic wave is incident from the left. For a periodic wave incident from the right along the periodic structure, the reflectionless load termination must have an impedance Z - 11. These values of load impedances are equal to the characteristic impedances Ztand -Z-;. Although the above load terminations result in a matched termination for the incident periodic waves, this does not mean that there is not a reflected component wave in the waveguide section in front of the terminating load impedance. The incident periodic wave is composed of forward- and backward-propagating component waves, and the load impedance ZL must differ
FIELD THEORY OF GUIDED WAVES
620
from the impedance Zw of the waveguide or transmission line by an amount just sufficient to produce the backward-propagating component wave when the forward-propagating component wave is incident. Often, in practice, it is desirable to excite the propagating periodic wave in a periodic structure by means of a wave incident along a uniform waveguide to which the periodic structure, together with its terminating load impedance, is connected. To prevent a reflected wave in the uniform input guide, a transition or matching section must be introduced such that the impedance seen at the input terminals to the periodic structure is transformed into the impedance Zw of the input guide. The usual techniques employed for matching an arbitrary load impedance to a guide or transmission line may be employed. An alternative procedure is to taper the periodic structure so as to provide a gradual change from the uniform waveguide to the final periodically loaded waveguide section. This is analogous to matching by means of a tapered transmission-line section. The required parameters of a matching T section are readily obtained by a transmission-line analysis. Consider a periodic structure that is terminated in a given load impedance, such that ZL is the effective load impedance presented at the output terminals of the matching section. The parameters of the matching section will be distinguished from those of the basic sections of the periodic structure by primes, as in Fig. 9.6. If the matching T section formed a basic section in a periodic structure, it would be characterized by a propagation constant '1' and characteristic impedances zt', Z;', where '00 '1,==_1_ '1 Z' [ 12
SI
2 ] 1/2
(Z~I+Z~2) _ZI212 2
Z:' == 11' +Z' Z;' == 11' -Z'
Conventional analysis shows that the impedance seen at the input to the matching section is
,
Zin ==Zll - Z'
Z~
22
I·
(43)
+ Z· L
l'
Fig. 9.6. Matching section for periodic structures.
·1
621
PERIODIC STRUCTURES
By introducing the characteristic parameters of the matching section, (43) may be rewritten as follows [compare with (40)]: (44)
To obtain a match, we must choose the parameters Z', 'YJ', and "I'l' so that Z in becomes equal to Z w - The particular case when Z L is real and the matching section is symmetrical is readily handled. From (44) with 'YJ' == 0 and "I'l' replaced by j (), we get Z. == Z,ZL + jZ' tan () In Z' + jZL tan () · If we make () == 1r /2, we obtain the equivalent of a quarter-wave transformer, and the required value of Z' for a match is given by (45)
The required values of Z ~ 1 and Z ~2 are (46a)
(46b) In the previous analysis we have considered each section to have a physical length /. It is not necessary to introduce a length for each section, since in all the derived formulas we always find the product "1/ occurring as a parameter. It is the phase shift per section which is of prime importance and not the phase shift per unit length. In some cases it is not possible to define a meaningful length for each section.
9.5.
CAPACITIVELY LOADED RECTANGULAR WAVEGUIDE
As an example, to illustrate some of the previously derived relations, we will consider a rectangular waveguide loaded with asymmetrical capacitive diaphragms at regular intervals / as illustrated in Fig. 9.7. The analysis is simplified if we choose terminal planes midway
l
y
I b
?I
I I
I
I
~~
I•
9I
a
.I-r -
I
I
Jllllll-LL 1
1
t I
12
6I
I I I-l-l
%=0 Fig. 9.7. A rectangular guide loaded with capacitive diaphragms.
~
FIELD THEORY OF GUIDED WAVES
622
between each two diaphragms, so that each section may be characterized by a symmetrical T network. The frequency will be chosen so that only the dominant H I 0 mode propagates. Initially we will also assume that the spacing I is chosen so large that all the evanescent modes excited at each diaphragm have decayed to a negligible value at the positions of the adjacent diaphragms. The first higher order mode has a propagation constant given by
and, provided e- r lll < 0.1, interaction with this mode may usually be neglected. For our purpose here we will also assume that the normalized shunt susceptance of the diaphragm is given to sufficient accuracy by the low-frequency formula B == 4b {Jo In sec 1rd
where {Jo is the phase constant for the H {Jo2
10
(47)
2b
1r
mode, and is given by
== k o2 -
a ·
(1r)2
The wave impedance Zw of the guide for the H 10 mode is Zoko/{Jo, where Zo == (~0/€0)1/2. The susceptance B is normalized with respect to Z w • Using conventional transmission-line analysis, we find that the normalized input impedance at terminal plane 1 with normalized load impedance Z L connected at terminal plane 2 as in Fig. 9.7 is Z. _ (2t - Bt 2)/(B + 2t) + jZL(Bt + t 2 - l)/(B in j(Bt +t 2 -l)/(B +2t) +ZL
+ 2t)
where t == tan({Jol/2). Comparing with the similar equation for a symmetrical T network
shows that
j(Bt +t 2 -1) B +2t
(48a)
ZII------
2
2
ZII -Z12
2t - Bt 2
(48b)
== B +2t ·
From (48), the solutions for the characteristic impedance Z c and propagation phase constant {Jc for the infinite periodic structure are readily found. After suitable algebraic reductions, we get _
2 _
Z; - (ZII
2 1/2 _
Z12)
-
(
1
_
2B ) 2 sin {Jol +B cos {Jol +B
1/2
(49a)
623
PERIODIC STRUCTURES
11
I I
I
I
I I --1--
B'
d'
d
I
B
Gd
W
Fig. 9.8. Matching of uniform guide to periodic-loaded guide.
Zll
cos f3c l = Z 12 = cos f3 01 -
B
"2
. sin f3ol.
(49b)
If f3e is a solution of (49b), then clearly f3e ± 2n1r /1 is also a solution for all integer values of n. Before considering this eigenvalue equation in detail, we will examine the matching problem. The periodic-loaded guide may be matched to the uniform guide by means of a shunt capacitive susceptance B' placed at a distance I' /2 in front of the first terminal plane of the periodic structure, as shown in Fig. 9.8. We will assume that the periodic-loaded guide is terminated in its characteristic impedance at the output end. The input impedance at the first terminal plane to the loaded guide will then be Z e. From (46), the required parameters of the matching section are Z~1 == 0, jZ~2 == Z:/2, since all impedances are normalized relative to the uniform guide impedance Zw. Also, we require that f3~/' == 1r /2 for the matching section. Referring to (49b), this is seen to require that B' == 2 cot Pol'. From (49a), we obtain •
,
(jZ 12)
2
= Z; = 1 -
2 sin f3ol'
2B'
+ B' + B' cos f3ol' ·
These two equations may be solved for B' and I' when Z; has been specified. At the position of the matching diaphragm, the input admittance is 1 - j B'. The addition of a shunt susceptance jB' at this point makes the input admittance real and equal to unity. The solutions for L' and B' are
,
1-Z e
cos f30l = 1 +Zc
B'
== 1-Ze 1/2
Ze
•
(50a)
(SOb)
The k o- f3e Diagram The usual way of presenting the information contained in the eigenvalue equation (49b) is to plot f3e as a function of k o. The resultant plot is called the k o- f3e or w-f3e diagram [note that k o == w(JlO€O)1/2 == wive]. Such a plot is given in Fig. 9.9 for the following parameters: a == 0.9 inch, b == 0.2 inch, d == 0.15 inch, I == 1.0 centimeter.
624
FIELD THEORY OF GUIDED WAVES
kol radians
,
"-
"
-21f'
-6
-4
o
-2
s,1 radians
2
4
6
Fig. 9.9. The k o- {3c diagram for a periodic-loaded rectangular waveguide.
The passbands and stopbands are clearly evident in Fig. 9.9. The first passband occurs in the range 1.37 < k o < 2.44, the first attenuation band occurs for 2.44 < k o < 3.43, the second passband occurs for 3.43 < k o < 4.62, and so forth. For k o > 6.19, the first higher order mode begins to propagate, and, consequently, the curves for f3el have little significance for k o greater than about 5. From the eigenvalue equation (49b), we find that the values of f30 for f3el == 0 are given by f3 B tan - 01 ==--
2
while, for f3el ==
7f',
2
or
sin f3 01 == 0 2
(51a)
the corresponding values of f30 are given by f3 1 B cot - 0 ==-
2
2
or
cos
f301
2
==
o.
(51b)
From (51a), it is seen that, whenever the diaphragms are spaced by a multiple of a guide wavelength, f3el will equal zero. The field distribution in this case is a pure standing wave between sections, with the electric field being zero at the positions of the diaphragms. It is for this reason that the diaphragms do not produce any perturbation of the standing-wave field distribution and hence permit a solution for f3el == 2n7f' == f3 ol. The other solution for f3el == 0 or 2n7f', as given by (51a), corresponds to a field distribution for which the transverse electric field is symmetrical about, but not equal to, zero, at each diaphragm. A similar conclusion may be reached from (51b), but with the diaphragms spaced by an odd multiple of a half guide wavelength. When the standing-wave field distribution does not have a zero transverse electric field at the diaphragms, the spacing differs from a multiple of a half guide wavelength under the conditions f3el == nt: because of the perturbing effect of the diaphragms. This corresponds to the other solutions given by (51).
PERIODIC STRUCTURES
9.6.
625
ENERGY AND POWER FLOW
According to Floquet's theorem, the field in the loaded guide can be represented in the form 00 E(x, y, z)
==
L onEn(x, y)e-j({3c+2n1r/I)z
(52)
n=-oo
where On is a suitable amplitude coefficient and En(x, y)e - j({3c +2n1r/l)z is the field of the nth mode or space harmonic. Since the field consists, in general, of an infinite series, there is no unique phase velocity. Each space harmonic has its own phase velocity vpn given by
Vpn
(53)
== f3c + Znt:/1
where Vc is the velocity of light in free space. Some of the space harmonics will have negative phase velocities. Replacing f3c by f3c + 2n7r/1 is equivalent to focusing attention on the nthrather than the zeroth-order space-harmonic wave. As f3c increases from zero to 27r/ I, the corresponding mode changes from the n == 0 to the n == 1 mode. At the same time the n == -1 mode goes over into the n == 0 mode, etc. A single space harmonic cannot exist by itself except in special situations such as when f3cl == Zmt: and the diaphragms are spaced by an integral multiple of a guide wavelength. In general, all the space harmonics are coupled together through the boundary conditions which the field must satisfy. Together they make up the periodic wave. In a passband we may readily show that, with f3c real, the time-average electric and magnetic energy stored in each section are equal. The fields at two adjacent terminal planes 1-1 and 2-2 differ only by a factor e- j{3c l, and, hence, the complex Poynting vector has the same value at each terminal plane. Thus we have
JJE
X
H*. az dS -
1-1
JJ E
X
H*· a, dS
=0
2-2
== 4jw(Wm - We)
and hence W m == We-
Since the frequency dependence of the propagation phase constant f3n == f3c + Znt:/1 for the nth space harmonic is the same as that for f3c, each space harmonic has the same group velocity. According to Chapter 7, Eq. (128), the group velocity is given by _ (df3c) dw
Vg -
-1 _
-
Vc
(df3c) dk
o
-1
·
(54)
Referring to Fig. 9.9, it is seen that, for 0 < f3cl < 7r, the group velocity is positive, while, for 7r < f3cl < 27r, it is negative. We may also show that the power flow along the periodic structure is equal to the group velocity, divided by the period I, times the time-average electric plus magnetic energy stored per section. The proof of the above property is readily established by an application of Green's theorem for two vector functions. 1 For two vector functions A and B which have zero divergence this IA
similar proof is given by Sensiper in [9.1].
626
FIELD THEORY OF GUIDED WAVES
theorem is
JJJ (A.V2B - B· '\72 A)dV = If [A
X
('\7 X B) - B
X
('\7 X A)].odS
s
v
where n is the unit outward-directed normal. Let A == 8E/8w, B == E*, where E is the total electric field of the periodic wave and is a function of w. Since \72E + k5E == 0, we have
Substituting in Green's theorem gives
rrr ( - k2E* 8E 2 * 8E ) JJJ 0 • 8w + koE • 8w + 2W/LOEoE.E*
dV
v
= 2W/LOEo
JJJ
E·E* dV
v
=
If [~~
X
s
('\7 X E*)-E*
('\7
X
~~)] ·odS.
X
(55)
Since n X E vanishes on the guide walls, the surface integral reduces to an integral over the terminal planes 1 and 2 which bound one section of the periodic structure. All losses are assumed absent, and hence
fj Ex H*·dS =0
or equivalently
s
fj E*
X
('\7 X E)·odS = O.
s
Differentiating with respect to
fj 8~*
X
i»
gives
('\7 X E).odS
s
=-
fj E*
X
('\7
s
X
~~) -tuiS,
Using this result, the right-hand side of (55) becomes 2Re
fjs
8E 8w X (\7 X E*).ndS.
On terminal plane 2, the field E == E 2 is equal to e- j {3cI E 1 , where E 1 is the field at terminal plane 1. Thus we have
627
PERIODIC STRUCTURES
Substituting into the right-hand side of (55) gives
2Re
[-!f~~l X (V'X Ef)·azdS +
1/ (~~l
=2Re
11 2-2
-jld:;E 1) X (V'X Ef).azdS]
-j1d: E 1 X V' X Ei·azdS
d:; 11 E
= 2 Re w/lol = 2W/lOEO
111
1
X
Hi· az dS
2-2
E·E* dV
= 8W/loWe
v
since We
== W m- From this result the real power flow is seen to be given by
(56) and is equal to the group velocity times the spatial-average electric plus magnetic energy density per section. The method of derivation is clearly applicable to any lossless periodic structure, and hence (56) is a general result for lossless structures.
9.7.
HIGHER ORDER MODE INTERACTION
For close spacing of the diaphragms, the first few least attenuated higher order modes excited by one diaphragm will not have attenuated to a negligible value at the positions of the two adjacent diaphragms. The incident field on each diaphragm is therefore a combination of a dominant mode and one or more higher order modes. The result of higher order mode interaction is to modify the characteristic propagation phase constant f3c from that computed on the basis of only dominant-mode interaction. The analysis in the general case will, however, be similar to that for single-mode interaction. For each interacting mode, a separate equivalent transmission line is introduced. The diaphragm must now be represented by a more general network which couples the various transmission lines together. The overall structure is still a periodic one, and solutions for periodic waves propagating along the structure may be found by the usual matrix methods. The analysis of systems of this type has been presented by Brown [9.2], [9.3]. A similar theory will be presented here but specialized to the particular problem of a waveguide loaded with capacitive diaphragms. Consider a rectangular guide loaded with identical capacitive diaphragms at regular intervals I as in Fig. 9.10. The mode amplitudes at the input and output terminal planes of one basic
628
FIELD THEORY OF GUIDED WAVES
b
section are denoted by en, d n» c~, and d~, where the coefficients en, c~ pertain to forwardpropagating modes, and d n , d~ to backward-propagating modes (or attenuated modes). The transverse electric and magnetic fields to the left and right of one diaphragm may be expanded into a series of the normal waveguide modes as follows:
E t ==
L anene-rnZ + L bnenernZ, n
n, == L anhne-rnZ n
Et
==
(57a)
L bnhnefnZ,
z :S 0
(57b)
-I :S
n
L a~ene-rnZ + L b~enefnZ, n
Ht
-I :S z :S 0
n
== ~ a' h e- rnZ - ""'" b' h e rnZ ~nn ~nn, n
O:Sz:S1
(57c)
O:Sz:S1
(57d)
n
n
where an, b-, a~, and b~ are the mode amplitudes at z == O. It will be assumed that only the dominant mode (H 10 mode) propagates. The higher order modes excited by each diaphragm are the longitudinal-section electric modes with all field components present except Ex. Since the mode functions en are orthogonal, and the electric field must be continuous at the diaphragm, we must have an +b n == a~ +b~. Only a finite number, say N, of the modes excited at one discontinuity will have an appreciable amplitude at the position of the next discontinuity. For any practical case, a sufficiently accurate analysis of the loaded guide will be obtained by taking into account only the first N least attenuated modes. Each discontinuity may be characterized by a set of reflection and transmission coefficients.
629
PERIODIC STRUCTURES
The following nomenclature will be adopted:
== reflection coefficient for ith mode with jth mode incident tij == transmission coefficient through diaphragm for ith mode with jth mode incident.
r ij
The indices i, j take on all values from 1 to N. Since each discontinuity is symmetrical, the above reflection and transmission coefficients hold for modes incident from either the left or the right side of the obstacle. Also, since the transverse electric field of each mode is continuous across the diaphragm, tij == Dij + 'ij for i, j == 1, 2, ... ,N. At z == 0, (57a) and (57c) give
N Et == Lanen n=1
+ LenL('niai +tni b;)
N
N
n=1
i=1
(58a)
N Et == L b~en n=1
N N + Len L ('nib; n=1 i=1
(58b)
+ tniai).
Let A and B denote column matrices with elements an, b n; n == 1, 2, ... ,N, respectively, while Rand T denote the following square N x N reflection and transmission coefficient matrices: '11
R==
'IN
'12
'21
'Nl t 11 T==
t12
t21
tNI
...
tNN
We will also denote the column matrices with elements a~, b~ by A I and B ', respectively. The relation between the mode amplitudes on adjacent sides of the diaphragm may be written in matrix form as
B ==RA +TB '
(59a)
A' ==RB ' +TA
(59b)
since the amplitude of a reflected mode on the left is given by N
bn == L ('niai i=1
+ tnib;)
630
FIELD THEORY OF GUIDED WAVES
and similarly for a reflected mode on the right. Solving for A and B in terms of A' and B' gives A == T-1A' - T-1RB' (60a) B ==RT-1A' +(T -RT-1R)B'
(60b)
or, in partitioned matrix form, 1 A ] [ T-T-1R] [A'] [ B - RT- 1 T -RT-1R B'
(61)
where T- 1 is the inverse of the matrix T. The square matrix in (61) is the wave-amplitude transfer matrix for a single diaphragm. A convenient set of equivalent transmission-line voltages and currents may be defined as follows: V ==A +B
v'
I==A-B
I' ==A' -B'
==A' +B'
where V, V', I, and I' are column matrices with elements Vn, v~, in, and i~; n == 1, 2, ... ,N. From (60), the transfer matrix for the voltage and current matrices is readily found: (62) where U is the unit matrix and the relation U + R == T has been used to simplify the end result. The upper right-hand-side element in (62) written as 0 is an N x N matrix whose every element is zero. It will be convenient to deal with the voltage and current transfer matrix, instead of the wave-amplitude transfer matrix, because of its simpler form. The mode amplitudes Cn, d n , c~, d~ at the terminal planes are related to the mode amplitudes at the diaphragm as follows: Cn == anefnl/2, d; == bne-fnl/2, c~ == a~e-fnl/2, d~ == b~ernl/2. The terminal voltages and currents will be denoted by V o, [0, V O' [0 and are related to V, I, V', and I' as follows: cosh
Vo ==
fl +
o
o
o
o 0
V
... cosh-fNI 2
0
inh 2 fll
0
0
inh 2 f 21
0
SI
+
0
0
SI
0
inh fNI
SI
2
I
(63a)
631
PERIODIC STRUCTURES
fl
1 0 == U SInh 2 V o
fl
fl
+ U cosh 2 I 0
(63b)
fl
V == U cosh 2 V o + U SInh 2 I 0 I
0
I
fl
fl
I
(63c)
I == U SInh 2 V o + U cosh 2 I 0 I
I
I
(63d)
where U cosh(fl /2) and U sinh(fl /2) are used to represent diagonal matrices with elements cosh(fnl/2), sinh(fnl/2), n == 1,2'00' ,N, as in (63a). In place of the system of equations (62), we now have
Yo] == [10
[UCOSh
~
Usinh fl 2
U inh fl ] SI T
[
U cosh ~
O] U
U 1 2T- - 2U
fl x [UCOSh T
U sinh
U SIinh T tt
~]
[Vb] I'0
Ucosh fl
T
.
(64)
For a propagating periodic wave we must have V~
== ue:» V o
I~
== ue:» 10
where 'Y is the characteristic propagation constant. Substituting into (64) yields the following matrix eigenvalue system:
U COSh ~ [
U
°nh t: SI T
U'nh
rl]
1U_ :1 [ 2T_ 2U ~] Ucosh S1
T
[U cosh "2 USInh "2] _[Ue"l fl
.
, rl
x
USlnh
Ucosh
T
0]
fl
rl
0
Ue'Y1
T
=0
(65)
where the bars signify the determinant of the matrix. The solution for V and I in terms of V o and loin (63a) and (63b) is obtained by changing I to -I and interchanging V, V 0 and I, 10 • The end result shows at once that
U COSh ~ [
Usinh
~] -I =
[
Ucosh
~
-Usinh
~]
.
fl fl 0 Tt Tt U cosh -U SInh U cosh2 2 2 2 The voltage-current transfer matrix for a system of transmission lines of length I is of the same form as those occurring in (63), with //2 replaced by I. This transfer matrix is also given by the square of the transfer matrix for lines of length //2, and, hence,
U SInh o
U COSh
fl
T
[ U inh it SI T
U inh it ] S1
"2
U cosh fl 2
2
=
[U cosh tt Usinh fl ] U sinh fl
U cosh vt
FIELD THEORY OF GUIDED WAVES
632
By premultiplying and postmultiplying (65) by the inverse of the hyperbolic sine and cosine matrix and using the above results, (65) may be converted to
[U cosh fl
o ] Ue- l l
-U sinh
-U sinh vt
f/]
== o.
(66)
Ucoshfl
This result could have been derived directly by evaluating the transfer matrix from the position of one diaphragm to the same position of the next diaphragm. If I' is an eigenvalue of (66), then -I' is also an eigenvalue. This result may be formally proved as follows. Let V, / be an eigenvector of the matrix occurring in (66). Thus V, / satisfy the equations (Ue- l l [(2T- 1
-
2U)e- l l
+ U cosh f/) V + U sinh fl / == 0 + U sinh f/]V + (Ue- l l
- U cosh f/)/
(67a)
== O.
(67b)
Premultiply (67b) by ell U sinh fl to obtain (U sinh f/)(2T- 1
-
2U + ell U sinh f/) V
+ (U -
ell U cosh f/)U sinh fl /
== 0
since diagonal matrices commute. Substituting for / from (67a) now gives [2U sinh fl T- 1
-
2U sinh fl
+ ell (U sinh f/)2 +2U cosh fl - e- l l U - ell(U cosh f/)2] V
== 0
or since (U cosh f/)2 - ( U sinh f/)2 == U, we get (UsinhfIT- 1
-
Usinhfl
+ Ucoshf/- Ucoshl'l)V == o.
(68)
Hence cosh 1'1 is an eigenvalue of the N x N square matrix [UsinhfIT- 1
-
Usinhfl
+ Ucoshf/].
Since cosh 1'1 is an even function, both ± I' are eigenvalues. The form of solution establishes the following two important properties of the periodicloaded guide: 1. 2.
There exist 2N characteristic propagation constants ± I'm, m == 1, 2, ... ,N, in the periodic-loaded guide with N interacting modes. For each eigenvalue I'm, a separate periodic wave composed of N normal waveguide modes exists.
In general, only a few of the propagation constants I'm are imaginary, and these are associated with propagating modes. The modes with real propagation constants are evanescent modes. These modes are excited at the input region between a uniform guide and a periodicloaded guide and are analogous to the evanescent modes which occur in a normal uniform guide at a discontinuity. For each root I'm a voltage-current eigenvector V ms / m may be
633
PERIODIC STRUCTURES
found to within an arbitrary amplitude constant. The elements or components V nm and i nm» n == 1, 2, ... ,N, of V m» 1 m completely specify the field of the mth periodic wave in the loaded guide. Let C nm s d nm be the mode amplitudes corresponding to the eigenvector V m» I m with eigenvalue 'Ym- For a propagating normal waveguide mode en X h~. az is real, while for an evanescent mode it is imaginary. The normal modes may be normalized so that
~ JJen h~.azdS ={ ~ s
X
propagating mode evanescent mode
J
where the integration is over the guide cross section. Since the normal modes are orthogonal, the power flow associated with the mth periodic wave becomes Re ~
L (c nm + dnm)(c~m - d~m) JJen N
n=1
X
h~. az dS
==
L (CimCtm - dimdim) + 21m L Cjmdjm
S
(69)
j
i
where the first summation on the right-hand side extends over the propagating waveguide modes, and the second summation extends over the nonpropagating modes. Real power flow occurs for evanescent waveguide modes through the interaction of the fields of the forwardand backward-attenuated modes. For a nonpropagating periodic wave the real power flow is zero. The above theory will be applied to the capacitive-loaded rectangular guide of width a and height b as in Fig. 9.10. The solution for the reflection and transmission coefficient matrices may be obtained by the methods presented in Chapter 8. For simplicity only two interacting modes will be taken into account. With a dominant H 10 incident mode, the higher order modes excited are longitudinal-section electric modes. These modes may be derived from an x-directed magnetic-type Hertzian potential by means of the following equations:
For the nth mode, a suitable form for IIh is ~n(y)4>(x)e±rnZ, where nxy
l/In ==cos b and k 2 == k5 found to be
(1r / a)2.
~
.
1rX
'*' == SIn -
a
Suitable expansions for the transverse fields E y and H x are readily
ao4>e- roz +a1~14>e-rlZ
00
+ Lbn~n4>ernZ,
z~o
n=O 00
L cn~n4>e-rnZ, n=O
z~o
634
FIELD THEORY OF GUIDED WAVES
2
+al1/;lq> -rlZ r,- e
-J.y0k- (aoq> - e -rz ko fo 2
-J.y0kko
L -cn1/;nq> - e -rn, f
L_ b n1/;nq> r Z) r,- e n , oo
z
n=O
00
z>O
Z
n=O
n
where ao and al are the amplitudes of the incident modes. Let the aperture electric field be S(y)q>(x) for d < y < b, and zero for 0 < y < d. By Fourier analysis, we obtain ao +b o = Co
= b1
1 b
" d 8(y)dy
(70a)
(70b)
b« =
Cn
21
b
=
d
b
,
,
,
8(y )Vtn(Y )dy ·
(70c) For b sufficiently small, f n may be approximated by n'Tr/b for n > O. This approximation will be made throughout in order to simplify the analysis. The continuity condition on H x in the aperture leads to ao
fo
+ al b1/;l == 7r
-1-1 fob
b
8(y')dy'
d
+~ b
1 b
d
00
8(Y')L! Vtn(Y)Vtn(y')dy', n=l n
d
~y
< b. (71)
The series is summable and yields oo
L
n=l
nxy n-xy' -1 cos - cos - == --1 In I cos -'Try -cos -'Try' I n b b 2 b b·
We now introduce a new variable 0 by means of the relation al
+a2 cos 0
== cos
b7rY
with al and a2 chosen so that y == d, b corresponds to 0 == 0, a2 are . 2 xd al == - SIn == a2 - 1
'Tr.
The solutions for
al
and
2b
a2
2
xd
== cos 2b.
A similar change in the variable 0' is also made, and thus S(y') dy' is to be replaced by CJ(O') db'; where CJ(O') is the aperture field as a function of 0'. The integral equation (71)
635
PERIODIC STRUCTURES
becomes
-ao + -alb ( a l +a2
r°
1
cos 8)
(2) 1g:d8 + -2~ cos n8 1 g: cos n8 d8
(1
7r
In == r b - -
°
7r
,
°
7r
~
7r n=I
n
°
"
(72) after substituting for cos( 7r y / b) and cos( 7r y' / b) in the sum of the original series and expanding the result into a series in the new variables 8, 8'. A solution to the integral equation is obtained if we choose g:(8')
== A o + A I
cos 8'
where Ao and Al are constants to be determined. Substituting into (72),
Equating the coefficients of cos 8 and the constant terms gives (73a)
(73b) Replacing y' by the new variable 8' in (70) shows that
In matrix form these relations may be written as
rob 1- In 7r
[
a2
1 2al
ba, 2 ( a2
rob In 1 -1r
~
) a2
] [ aol ]
(74)
bro + 2a 11r 2
after substituting for Ao and A I from (73). From (74) the transmission coefficients tij are
636
FIELD THEORY OF GUIDED WAVES
readily identified. We get
too
=(I-
fb
;
In (¥2
)-1 = (I + ·B)-1 2 J
where B is the normalized shunt susceptance of the diaphragm as given by (47). The inverse of the matrix T is readily found: -tOl ]
too fob
1- -
_
[
7r
In a2 -
2ai + -=-zfob 7ra2
a1 2 -::2"
fo -ba1-=-Z]
(75)
7ra2
-2
a2
a2
The eigenvalue equation for the characteristic propagation constants may now be found by substituting into (68). After simplification, we obtairr' [cos
f3 t + sin f3 t (f3;b In 0
0
.(¥i
2
(¥2 -
sinh
2~:;b) - cosh "it] ~ + e-7(1/b -
cosh "it)
+ 2~:;b
sin
e« sinh ~ = 0
(76)
where f30 == Ifol. For determining the eigenvalue equation, it was not necessary to normalize the waveguide modes. For (69) to hold for the power-flow, the normalization of the waveguide modes, in the manner indicated in the discussion preceding (69), is necessary. As an example, the roots of (76) have been computed for a == 0.9 inch, b == 0.2 inch, d == 0.15 inch, k o == 2 radians per centimeter, and 1 = 0.2 centimeter. The results are 1'0 == j{3c = j2.25, 1'1 = 24.4. From (49b), which is based on single-mode interaction, we obtain 'Yo == j2.95. With such close spacing, it is quite apparent that the result based on single-mode interaction is considerably in error. Also, it should be noted that the first evanescent periodic wave is very highly attenuated. For small values of I, an alternative method of solution is available. This solution is based on a transverse resonance approach and is discussed in the next chapter. The eigenvalue equation obtained is
(f3; - k2)1/2b tanh(f3; - k2)1/2 (b - d+ ~ In 2) = kob tan ko (d - ~ In 2)
(77)
where k 2 == k5 - (7r/a)2 == f35. This equation gives a value of 2.18 for f3c for the above example. This result compares favorably with that obtained from (76). For really close spacing, (77) is more accurate than (76). In practice, the combination of (49b) for large spacing and (77) for small spacing provides a sufficiently accurate solution for all values of I, and, hence, the more complicated equation (76) is not required in order to obtain good results for 'Yo. However, it is required in order to obtain a solution for 1'1 and the fields for the first evanescent mode. 2A
similar result has been derived by Brown for a capacitive-loaded parallel-plate transmission line. See [9.2].
PERIODIC STRUCTURES
637
(a)
(b)
(c)
Fig. 9.11. Three typical types of helices: (a) round wire helix, (b) tape helix, and (c) bifilar (two-wire) helix.
9.8.
THE SHEATH HELIX
The helix is an important structure with periodic properties which is widely used in such diverse applications as traveling-wave tubes, antennas, and delay lines. The basic property of the helix which makes it an essential component in the above devices is the relatively large reduction in the phase velocity of an electromagnetic wave propagating along it. To a first approximation, the reduction in phase velocity as compared with the velocity of light is by a factor equal to the pitch of the winding divided by the circumference of one turn. Figure 9.11 illustrates several typical forms of helices. The Helmholtz equation is not separable in helical coordinates, and, consequently, a rigorous solution for electromagnetic-wave propagation along a helix has so far not been attained. Two approximate models which are amenable to solution have received considerable study. The simplest model replaces the actual helix by a sheath helix as in Fig. 9.12. The sheath helix is a cylindrical tube which is assumed to have infinite conductivity in the direction of the original winding and zero conductivity in a direction normal to the turns of the winding. It is essentially a cylindrical tube with anisotropic conductivity properties. If the actual helix consists of many turns in a length equal to a wavelength, the sheath helix will represent a good approximation. An analysis of the sheath helix has been given by Pierce [9.4]. The second model of a helix is an infinitely thin tape helix. An analysis of this structure has been presented by Sensiper [9.1]. The essential steps are to write a general expansion of the field in cylindrical coordinates in the regions inside and outside the helix, and then to determine the amplitude coefficients in terms.of an assumed electric field in the gap, or in terms of an assumed current on the tape. The analysis becomes rather involved, so we will consider only the sheath-helix model in detail. This does not, of course, give a complete picture of the properties of a helix in general. In particular, no information on the passband-stopband characteristics is obtained. z 21ra II II
/I
/I
/I
II
II II
00
O'.L =0
(a)
o .
~
II II II II II II
"
l---
1/ ao
II II II
a
all
/I
II
aJ.
/I
Pitch
(b)
Fig. 9.12. Coordinates of the surface of a sheath helix.
az
FIELD THEORY OF GUIDED WAVES
638
The developed surface of the sheath helix is illustrated in Fig. 9.12. The pitch angle is a, and the windings of the. actual heli~ are parallel to the unit vector a II' The radius of the sheath-helix tube is a. Let Ell' Ell and E~, E~ be the tangential components of the electric field which, at the surface of the cylinder, are parallel to the unit vectors all and a1-, respectively. The superscripts i and e are used to distinguish between the field interior to the boundary r == a and that exterior to this boundary. The boundary conditions require continuity of the tangential electric field at r == a and, in particular, the vanishing of the components Ell' Ell' which are in the direction of infinite conductivity. Thus we have, at r == a,
or, equivalently,
(78a)
E~ == Eo
(78b) (78c)
The latter equation is merely the relation imposed on E z and Eo in order that Ell == O. The boundary condition on the tangential magnetic field components is
or, equivalently,
H~
+ H~
cot a == H~
+ H o cot a.
(78d)
The component H 1- is discontinuous across the sheath by an amount equal to the current flowing on the sheath in the direction a II' The nature of the above boundary conditions indicates that the solution for any particular mode will not be a TM or TE mode, but a combination of both. Hence, all six field components E», Eo, E z , H), Hs, and Hz will be present. The general expansions for the TE and TM modes are similar to those for the circular guide. The (} and z dependence may be assumed to be according to e-jnO-'Yz, where n is an integer, and 'Y is the propagation constant. If slow waves exist, they will have a propagation constant 'Y == j {3, whose modulus (3 is greater than k o. In anticipation of this type of solution, the appropriate Bessel functions to use in the region r < a are the modified functions of the first kind I n(hr) rather than the functions J n(hr), which occur in the solution for the circular guide. Similarly, for the external region r > a, the solutions which decay exponentially with r are the modified Bessel functions of the second kind Kn(hr). The radial wavenumber h is given by h == ({32 - k5)1/2, where j {3 == 'Y. If the TM field is expressed in terms of E z, and the TE field in terms of Hz, the appropriate expansion of the field in the two regions is found to be as follows: for r ~ a
Ei
r
(IA
== h
I'
n n
+ nwp-o B I ) h 2r n n
e-jnO-'Yz
639
PERIODIC STRUCTURES
H~ ==
BnIn(hr)e-inO--yz
Hi == (jW€O A I' _ jn'Y B I ) e-jnO--yz o h n n h2r n n for r
~
a E~ ==
e:e == (
CnKn(hr)e-jnO--yz
- jn'Y C K
h2r
n
n
- jwJ.to D K I ) e-jnO--yz h n n
H~ == DnKn(hr)e-jnO--yz
He == ( - nw€OC K r h2r n n
+ ID K h n n
I )
e-jnO--yz
where An, B n , Cn, and D n are unknown amplitude constants, and the prime means differentiation of the Bessel functions with respect to the argument hr. From the condition E; == -Eo cot a, the solutions for B; and D n in terms of An and C; are found to be
Bn(jwJ.toha cot a)I~ == A n(h 2a - jnv cot a)I n Dn(jwJ.toha cot a)K~ == C n(h 2a - jn'Y cot a)K n where the Bessel functions are evaluated at r == a. To facilitate matching the boundary conditions at r == a, the following two impedance functions are formed: i i . Z i == E == e.~ cos a - E ~ SIn a H I1 H~ sin a +H'o cos a
---*-
E~ sec a H~ sin a +H~ cos a
640
FIELD THEORY OF GUIDED WAVES
z _ E~ e -
_
E~secex
HI' - H~ sin ex + He cos ex ·
The proper continuity of the fields is ensured if Z i == Z e at r == a. Substituting for the field components, and simplifying the resultant expression, yields the following eigenvalue equation for (3 and h: K~(ha)/~(ha) (h 2a2 + n(3a cot ex)2 (79) Kn(ha)/n(ha) k6a2h2a2 cor' ex where (32 == h 2 + k6. For the dominant mode, n == 0, and the eigenvalue equation reduces to Kh(ha)/h(ha) h 2a2 k5a2 cor' ex · K o(ha)/o(ha)
(80)
A plot of the ratio koa /(3a as a function of koa is given in Fig. 9.13 for n == 0 and the following values of ex: 10, 15, and 20°. For koa greater than unity, the propagation phase constant is seen to be approximately equal to k o sin ex, and, hence, the reduction in phase velocity is by a factor sin ex. The group velocity is given by vc(d(3/dko)- l . In the region koa > 1, where (3 == k o sin ex, the group velocity "« is given by V c sin ex and is equal to the phase velocity vp . For n i- 0, the solution for hand (3 is somewhat more difficult to obtain. In general, imaginary values of h are not allowed, since this would lead to solutions which do not have exponential decay in the radial direction for r > a. Consequently, (3 is restricted to be less than k o for all modes. For any given value of k-a, a solution for (3a can be found only for certain values of n. Hence, only a finite number of modes of propagation exist at anyone frequency [9.5]. This property is true, in general, for all open-boundary waveguides, and will be examined in greater detail in Chapter 11. REFERENCES AND BIBLIOGRAPHY
[9.1] S. Sensiper, "Electromagnetic wave propagation on helical conductors," MIT Research Lab. Electronics Tech. Rep. 194, May 16, 1951.
1.0
0.5 ~k--J~--r-----_.------.,.-------'
sin 20°
-- ------
--a~lSO--
-----
sin 15° sin 10°
----- ------ ------ -----
1
2
Fig. 9.13. Plot of koa/{3a as a function of koa for a sheath helix.
koa
PERIODIC STRUCTURES [9.2] [9.3] [9.4] [9.5] [9.6] [9.7] [9.8] [9.9] [9.10] [9.11] [9.12] [9.13]
641
J. Brown, "A theoretical study of some artificial dielectrics," Ph.D. thesis, University of London, 1954. J. Brown, "Propagation on coupled transmission line systems," Quart. J. Mech. Appl. Math., vol. 11, pp. 235-243, May 1958. J. R. Pierce, Travelling Wave Tubes. Princeton, NJ: D. Van Nostrand Company, Inc., 1950. D. A. Watkins, Topics in Electromagnetic Theory. New York, NY: John Wiley & Sons, Inc., 1958. L. Brillouin, Wave Propagation in Periodic Structures, 2nd ed. New York, NY: Dover Publications, 1953. J. C. Slater, Microwave Electronics. Princeton, NJ: D. Van Nostrand Company, Inc., 1950. E. L. Chu and W. W. Hansen, "Disk loaded waveguides," J. Appl. Phys., vol. 18, pp. 996-1008, 1947; vol. 20, pp. 280-285, 1949. J. C. Slater, "The design of linear accelerators," Rev. Mod. Phys., vol. 20, pp. 473-518, July 1948. L. Brillouin, "Wave guides for slow waves," J. Appl. Phys., vol. 19, pp. 1023-1041, Nov. 1948. A. W. Lines, G. R. Nicoll, and A. M. Woodward, "Some properties of waveguides with periodic structure," Proc. lEE (London), vol. 97, part III, pp. 263-276, July 1950. A. H. W. Beck, Space Charge Waves. New York, NY: Pergamon Press, Inc., 1958. (This book has a good discussion of slow-wave structures for use in traveling-wave tubes.) R. M. Bevensee, Electromagnetic Slow Wave Systems. New York, NY: John Wiley & Sons, Inc., 1964.
PROBLEMS
9.1. A rectangular guide is loaded at regular intervals by symmetrical inductive diaphragms (see Fig. P9.1).
a _ _ _ _ _' - -
a
110-
.-,..
Z
Fig. P9.1. Derive the eigenvalue equation for the characteristic propagation constant for a periodic wave propagating along the loaded guide. Plot the k o- {3c diagram for a = 0.9 inch, d = 0.2 inch, I = 1.5 centimeters. Use the approximate formula for B given in Chapter 8. 9.2. A rectangular guide is loaded by dielectric blocks of thickness t and spacing I and having a relative dielectric constant K (see Fig. P9.2). Derive the eigenvalue equation for the propagation constant of a periodic wave. Also find
Fig. P9.2.
the required parameters of a matching section which will match the empty guide to the periodic-loaded guide. Show that, for small spacings, the loaded guide behaves the same as a guide filled with a homogeneous dielectric material having a relative dielectric constant Ke = 1 + (K - l)t II. Assume H 10 mode propagation. 9.3. A rectangular guide is loaded by diaphragms at regular intervals I, each diaphragm containing a small centered circular aperture of radius ro (see Fig. P9.3). Derive the eigenvalue equation for the propagation constant
642
FIELD THEORY OF GUIDED WAVES
a - - "_ _. & -_ _.&..-_ _.a..-
--...-
Z
Fig. P9.3. of a periodic wave. Use the small-aperture theory of Chapter 7 to obtain an expression for the shunt susceptance of each diaphragm. For a = 0.9 inch, Ao = 3.14 centimeters, r» = 0.2 centimeter, find the spacing 1 corresponding to the center of the passband. Plot the value of the propagation constant as a function of k o for values of k o extending through several stopbands and passbands. Note that the passbands are very narrow and separated by stopbands with relatively high attenuation. The periodic-loaded guide has the properties of a narrow band filter. Answer: The center of the passband is given by f3 01 = 1r /2 + tan -1 (B /2), where f30 is the propagation constant of the H 10 mode. 9.4. A structure with properties similar to those of the tape helix is the parallel-plate transmission line, which has infinite conductivity in the direction of the unit vector a II and zero conductivity in the direction perpendicular to this, as illustrated in Fig. P9.4. Obtain solutions to Maxwell's equations for a structure of this type. Note that
~----.,
~
Fig. P9.4. each mode is a combination of both an E and an H mode. Determine the eigenvalue equation for the propagation constants. Carry through a similar analysis when all makes an angle () with the x axis for the upper plate and an angle - () for the lower plate. 9.5. Consider two rectangular guides propagating H 10 modes and coupled together periodically by small circular apertures of radius r». spacing I, and located in the center of the common sidewall (see Fig. P9.5). Obtain the
a
Aperture
I
I
r -i-i~ . .
-~ z
a
I.
.1
Fig. P9.5. eigenvalue equation for the dominant modes of propagation which may exist in the composite guide. Show that the two normal modes for the composite guide are modes with an electric field which is symmetrical for one mode and antisymmetrical for the other about the common sidewall. Superimpose the two normal modes such that at one transverse plane in one guide the field is zero, while in the other guide it is maximum. Note that, as this field propagates along the composite guide, the power oscillates back and forth between the two separate guides. The phenomenon is similar to that of the mechanical one of two coupled pendulums.
643
PERIODIC STRUCTURES
9.6. A circular guide is loaded by dielectric washers of thickness t, inner radius 0, and spacing I (see Fig. P9.6).
~I.
D
.1 (b)
(a) Fig. P9.6.
The dielectric constant of the material is K. Assume that the spacing I is much smaller than a wavelength, so that the loaded portion of the guide a ~ r ~ b may be assumed to be filled with an anisotropic dielectric material with a dielectric constant Kl = 1 + (K - l)(t /1) along a transverse direction, and K2 = (1 - «K - l)/K)(t /1»-1 along the z direction. Obtain the solutions for circularly symmetric modes (no variation with 8) in the composite structure. The equivalent dielectric constants are obtained from the static solution for the parallel-plate capacitor loaded as illustrated. Show that the capacitance per unit area is C = Kefo/D, where the equivalent dielectric constant Ke is equal to 1 + (K - 1)1/D for arrangement (a) and to (1 - «K - l)/K)(t /D»-1 for arrangement (b). 9.7. In (9) show that ~ = 1. Begin by proving that the Wronskian determinant W = v;1v;i -V;2V;[ is equal to a constant. From Eqs. (2) the result
may be obtained. Since the Wronskian is constant, it follows that differential equation (1) to obtain
where the double prime means differentiation with respect to obtained.
~
= 1. To prove that W is a constant, use the
z. By integrating
once by parts the desired result is
10
Integral Transform and Function-Theoretic Techniques There exists a class of two-part boundary-value problems which may be rigorously solved by means of integral transforms such as the Fourier transform or its equivalent, the two-sided Laplace transform. Among the problems that fall into this class are: 1.
radiation of acoustic or electromagnetic waves from an infinitely thin circular guide which occupies the half space z ~ 0; 2. radiation from two parallel plates of infinite width and extending over - 00 ~ z ~ 0; 3. diffraction by a perfectly conducting half plane; 4. reflection and transmission of waves at the interface between free space and an infinite array of uniformly spaced, infinitely thin parallel plates; 5. reflection at the junction of a uniform guide and a similar guide having a resistive wall for z ~ 0; 6. bifurcated waveguides, e.g., a rectangular guide bifurcated or divided into two uniform regions for z ~ 0 by an infinitely thin conducting wall; and 7. a semidiaphragm of the capacitive or inductive type in a rectangular guide. All the above problems are characterized by the existence of two uniform regions, one for z ~ 0 and the other for z ~ O. At the boundary plane z == 0, the only discontinuity in the medium is along an infinitely thin contour such as the circular edge of a circular guide or the straight-line edge of a half plane. The solutions to all the above problems may be formulated as an integral equation of the Wiener-Hopf type [10.1]. The solution to this type of integral equation may be obtained by means of an application of Fourier or bilateral Laplace transforms, together with certain function-theoretic considerations. For those problems which have a solution consisting of an infinite series of discrete eigenfunctions with discrete eigenvalues, two other closely related methods of solution are also available. For one the fields on either side of the interface z == 0 are expanded into an infinite series of the proper eigenfunctions for each region. Imposition of the continuity conditions for the field components at the interface leads to an infinite set of linear equations for the unknown amplitude coefficients. A solution to the system of equations which arises may be obtained by a contour-integration technique. The other method of solution is more closely related to the formal method of Wiener and Hopf, in that the solution is formulated in terms of a suitable transform. From known properties of the solution in each region it is possible to construct directly the transform function that will solve the problem [10.2]. The concepts and techniques involved will be developed by considering a number of specific examples. The first example to be considered is a relatively simple electrostatic problem, which will serve to illustrate most of the important basic ideas involved, without the obscuring effects of too many complicated mathematical manipulations. This will be followed by the solution 645
646
FIELD THEORY OF GUIDED WAVES
r -oo~
b
a
ax - - ---- _.-
~-----+---
b _ _ _ _ _ _ _--a.-
-..J.
~
Z
cJ)=Q
Fig. 10.1. Bifurcation of a parallel-plate region.
of a series of more elaborate problems. In addition to the problems solved here, references are given at the end of the chapter, where solutions to several other typical problems may be found as well as general discussions on the theory.
10.1. AN
ELECTROSTATIC PROBLEM
Consider the two-dimensional electrostatic problem illustrated in Fig. 10.1. The two infinite outer plates are kept at zero potential. The region z ~ 0 is divided or bifurcated into two identical regions by an infinitely thin conducting plate held at a potential V. We require a solution for the electrostatic potential function tI>(x, z) which vanishes on the outer plates, reduces to V on the center plate for z ~ 0, and is regular at infinity. The solution for tI> will be obtained by the following three methods: 1. 2. 3.
solution of an infinite set of linear algebraic equations, direct construction of a transform function which will provide the solution for tI> upon inversion, and solution of a "Wiener-Hopf" integral equation.
A rigorous solution may be readily found by means of a conformal transformation also, but this method is not under consideration here. The potential tI> is a solution of Laplace's equation
a 2tI> -2 ax
a 2tI> ==0. az
+-2
In view of the symmetry involved, atI>/an == atI>/ax == 0 for x == b, - 00 ~ z ~ O. It is only necessary to solve the reduced problem in the region x ~ b, since, from symmetry considerations, tI>(2b-x) is the solution for b ~ x ~ 2b, if tI>(x) is the solution for 0 ~ x ~ b. The potential tI> satisfies the boundary conditions
tI> == 0 tI>==V
x == 0 allz x == b z~O
atI> - 0 ax -
x==b
tI>
~
0
tI> ~ Vx b
z~O z~
-
00
z~
+00.
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
647
In addition, at the edge of the bifurcation,
Method 1 (Residue-Calculus Method) A suitable eigenfunction expansion of ) _ ~
iI;.(
in the region Z ::; 0 is
~
.
'J.'X,Z - LJan SIn n=l
while, for Z
~
0, a suitable expansion of ~(x, z)
~
(2n - 1)1rx (2n-1}7rz/2b 2b e
is
~
Vx
(la)
. msx
/b
== b + LJb m SIn -b- e - m7rZ
(lb)
·
m=l
In the above equations, an and b m are unknown amplitude coefficients. At Z must be continuous; hence,
8~ j8z
~ . 2n - 1 LJ an SIn ---u;-1rX n=l
Vx
(2a)
-b-
m=l
. 2n - 1 an SIn ---u;-1rX
2b
. mxx
== b + LJ s; SIn
~ (2n - 1)1r
LJ n=l
~
== 0, both
~ mx
. mxx
== - LJ Tbm SIn T·
(2b)
m=l
The linear term V x j b may be developed into a Fourier series in terms of either the sin[(2n l)1rx j2b] functions or the sin(m1rx jb) functions. An expansion in terms of the first set is preferable since the resultant series will be uniformly convergent at x Fourier analysis, it is readily found that Vx b
==
b. By conventional
= ~ 2V
sin[(2n -1)11"/2] sin 2n - 111"x. ~ b 2 [(2n - 1)1rj2b]2 2b
(3)
A system of equations to determine the unknown coefficients b m may be obtained as follows. Multiplying (2a) by sin[(2n - l)1rx j2b] and integrating over 0 ::; x ::; b gives
'!.- _ V sin[(2n - 1)11"/2] _ ~ b m1l" cos m1l" sin[(2n -1)11"/2]
a n
2
b[(2n - 1)1rj2b]2
(4a)
- ~ m b [(2n - 1)1rj2b]2 - (m1rjb)2
and similarly, from (2b), (2n -1)11" a 2b
'!.- = _f b
n2
m=l m
(m1r)2
b
cos m1l" sin[(2n -1)11"/2] .
(4b)
[(2n - 1)1rj2b]2 - (m1rjb)2
For convenience, new coefficients B m given by B m == b m(m1rjb) cos mx will be introduced. Multiplying (4a) by - (2n - 1)1rj2b and adding the resultant equation to (4b), the coefficients
FIELD THEORY OF GUIDED WAVES
648
t c
\.. Poles
w pJan e Fig. 10.2. Illustration of integration contour.
an are eliminated, and we get
~
Bm
~ mx/b - (2n - 1)7r /2b
_
V
2b
-0
b (2n - 1)7r -
,
n
== 1, 2, 3, ....
(5)
A system of equations of the above form may be solved by constructing a function f(w) of the complex variable w which will generate a set of equations formally identical with (5) when integrated around a suitable contour in the complex w plane. In the Mathematical Appendix, series of the type ~~oo(e-jn8 /(n 2 +a 2 » are summed. The method used is to replace the sum by a contour integral
where C is a rectangular contour, as in Fig. 10.2, which recedes to infinity. The factor - 1 is introduced to produce poles at w == ± n; n == 0, 1, 2, .... Since the contour integral vanishes, the sum of the residues of the integrand equals zero. The residues at the simple poles ± n give rise to the series that is to be summed. The sum of the series is then given in terms of the residues at w == ± ja. In the set of equations (5) we know the sum of the series, but we do not know the form of each term, i.e., the coefficients B m • We may, however, construct a suitable contour integral which will generate the required system of equations. Consider a contour integral of the form
e j 2w 1r
f
f(w)dw Cw - (2n -1)7r/2b'
n
== 1, 2, ....
(6)
To generate a series of the form (5), f (w) must have simple poles at w == mx/ b; m == 1,2, .... In addition, f(w) must have zeros at w == (2n - 1)7r/2b in order to cancel the corresponding simple poles in the integrand. To produce a term of the form (V /b)2b /(2n 1)7r, we must also have a simple pole at w == O. The contour C is chosen as a rectangular contour which passes between the poles of the integrand. If, as C recedes to infinity, the contour integral vanishes, then the sum of the residues must also be equal to zero. With the
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
649
assumed simple poles the residue expansion of the integral gives
f
m=l
r(m7r/b)
-
mxIb - (2n - 1)1r 12b
r(O)2b
- 0
(2n - 1)1r -
,
n
== 1, 2, ...
(7)
where rims: /b) is the residue of f(w) at the simple pole w == mx Ib, that is,
r
(~7r) = W~~jb (w - ~7r) f(w).
The system of equations in (7) is formally the same as that in (5) if we identify B m with == V lb. Provided the function f(w) can be constructed, the solution to (5) may be found. In view of the required poles and zeros, it is seen that a suitable form for f (w) is rtms lb) and normalize f(w) such that r(O)
[1 _(2nw2b ] e - 1)1r
OO
p(w)II f(w)
== _ _n=_l W
IT (1 - Wb) e
2w b / (2n - l )1r
_
(8)
w b m 1r /
m1r
m=l
In (8), p(w) is an integral function, i.e., a function with no poles in the finite w plane, which is still to be determined. The exponential factors occurring in the infinite products are required in order to ensure the uniform convergence of these products. The necessity of these factors may be seen from a consideration of the logarithmic derivative of the infinite product. Let F(w)
=
ft (1- :)
e
wjm
and form the logarithmic derivative F'(w)IF(w). We have F'
F
== d(ln F) == ~ dw
~
(_1_ + ~) . w-m m
If the exponential factors ew / m were not included in the infinite product, the terms 11m would not arise, and the infinite series for F ' IF would not be uniformly convergent. By including these factors, the series becomes uniformly convergent, and may be integrated term by term to yield the infinite-product function F (w) . To determine p(w), we must consider the asymptotic form of f(w) as w approaches infinity. The function p(w) must be chosen so that f(w) is of algebraic growth at infinity, and, in particular, so that f(w) rv w-a with a > 1, in order for the contour integral to vanish. In order to examine the behavior of f (w) at infinity, it will be convenient to rewrite f (w) in terms of gamma functions. To obtain the results we want, the following infinite-product expansions of the gamma function I'(zz) and the sin U1r function are required:
(9a)
650
FIELD THEORY OF GUIDED WAVES
n(1 *)
n(1 -
where 'Y is Euler's constant and is equal to 0.5772, and
sin U7r
= U7r
+
e-
u n /
(1 -*) e
u n /
= U7r
~:) ·
(9b)
From the above results we may obtain the relation f(u)f( -u)
==
(10)
u sin zn
The infinite product in the numerator of f(w) in (8) may be rewritten as follows:
IT [1 n=1
2wb ] (2n - 1)'Tr
e 2w b/(2n-l)1r
== n°O
(1 _
n=I,3,...
2Wb) n'Tr
e2wb/n1r
Using the result f(u)f( -u) == -'Tr /(u sin 'Tru), together with the infinite-product expansion of the gamma function, the above infinite product may be easily shown to be equal to sin 2wb f(2wb /'Tr) sin wb f(wb /'Tr) ·
,¥wb/1r
e
Treating the infinite product in the denominator of f(w) in (8) in a similar way, we finally arrive at the following equivalent expression for f(w): f() w
==
2'Trp(w) b f(2wb /'Tr) cot w . w [f(wb /'Tr)] 2
(11)
As w tends to infinity, the gamma function has the asymptotic value
which is valid for all w except in the vicinity of the negative-real axis, where the gamma function has poles at the negative integer values of w. Equation (10) may be used to obtain the asymptotic value of I'(w) on the negative-real axis. Utilizing the above results shows that the asymptotic form of f (w) is f(w) '"
b) (w
1/2
p(w) cot wb e(2wb/1r) ln2.
(12)
To ensure algebraic growth at infinity, we must choose p(w) equal to e-(2wb/1r)ln2 times a polynomial in w. However, in order for the contour integral to vanish, the polynomial must be a constant chosen so that r(O) == V [b, For the present we will let V be determined by r(O)
651
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
and choose f(w) as follows:
= 211" e-(2wb/...) ln2
f(w)
cot wb f(2wb/1I") .
w
(13)
[f(wb /1r)]2
The only poles that f (w) has are the' poles of the cotangent function at w == mx/ b: m == 0, 1, 2, .... All the other poles are canceled by zeros arising from the gamma functions. For wapproaching mx jb, we have lim
w~m1r/b
(w - m1r) cot wb == ~. b b
The residue expansion (7) yields the following solution for the coefficients B m and b m : mx
Bm
= bm b
COS mx
=
2e -2m In 2 f(2m) m [r(m)]2 '
m == 1, 2, ....
(14)
For m very large, the coefficients B m are approximately given by (15)
This result follows directly from the asymptotic form of f(w) given by (12). The potential V of the center plate is given by V == br(O) == b
(16)
since r(O) is equal to unity. For any other value of potential, it is necessary only to multiply the whole solution by a constant. The solution for the coefficients an may be obtained from the residue expansion of the following contour integral:
f
f(w)dw CW
n == 1, 2, ....
+(2n -1)1r/2b'
(17)
We first multiply (4a) by (2n - 1)1r/2b, and add the resulting equation to (4b) to obtain -(2n-l)1r V 2b an + 2 sln[(2n - 1)1r /2] b (2n - 1)1r
.
+L
s.;
oo
m=l mr /b
+ (2n
-0
- 1)1r /2b
- ,
n == 1, 2, ....
(18)
The contour integral (17) vanishes as C recedes to infinity, and, hence, the residue expansion of the integral, in terms of the residues at the poles w == mx [b, m == 0, 1, 2, ... , and w == -(2n - 1)1r /2b, gives
-1) +
2n -----1r f ( 2b
r(0)2b
(2n - 1)11"
+L oo
m=l
r(m1r/b)
m1l"/b
+ (2n -l}1I"/2b
-
0 ,
n == 1,2,....
(19)
FIELD THEORY OF GUIDED WAVES
652
Comparing this result with (18) shows that the solution for an is
an =
2 sin[(2n -1)11"/2]f (_ 2n - 17f') . (2n - 1)7f' 2b
(20)
From (8), f( -(2n - 1)7f'j2b) is found to be given by
f (- 2n - 17f') = _k.e(2n- l)ln2 [r(n
- 1/2)]2 f(2n - 1)
27f'
2b
(21)
upon using the infinite-product expansion for the gamma functions. For n large, we obtain the approximate result
f
(-~7f') ~ _!!- (~) 1/2 7f'
2b
2n-l
by using the asymptotic expansion of the gamma function. Hence, the coefficients an have the asymptotic value
an '" 2b 11"
Pi sin[(2n - 1)11"/2]
y:;;:
(2n - 1)3/2
(22)
·
From the asymptotic value of the coefficients an and b; as n tends to infinity, we may readily verify that 8 j8z and 8 jBx have the proper singularity at the edge of the bifurcation. For example, the series expansion for 8<1> j8z for Z 2: 0, x == b, has the same asymptotic behavior for z approaching zero as the series
Using the following result,
< 10roo e-1fZu/bu-l/2 du
=
(b)Z
1/2
shows that the series, and hence 8 j Dz, is asymptotic to Iz1- 1/ 2 as Z tends to zero, i.e., as the edge of the bifurcation is approached. This edge condition would not hold if f(w), and hence nan and nb s, were not asymptotic to W- 1/2 as w approached infinity. The behavior of f(w) at infinity governs the behavior of at z == o. When the solution to our problem has been obtained by means of an integral transform, the relation between the behavior of at the origin and that of f (w) at infinity will be seen to be a natural consequence arising from the basic properties of Fourier and Laplace transforms. The above method of solution appears to have been applied only to equations of the form given in (4). For a system of equations of a more elaborate form, a similar technique could be used, provided a function f(w) could be constructed so as to yield a residue expansion
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
653
which would be formally identical with the equations to be solved. If each term in the series, apart from a term such as mx/ b ± (2n - 1)7r /2b in the denominator, is not representable as a product of two factors depending on n alone and m alone, respectively, it is generally not feasible to construct the function f(w) which will provide the required solution.
Method 2 (Function-Theoretic Method) The second method of solution to be illustrated is an integral transform solution. As a first step, the variable Z is suppressed by taking the bilateral Laplace transform of~. A solution for the transform function which satisfies the required boundary conditions and has poles which will yield the known eigenfunction expansion of ~ is then constructed. Finally, the solution for ~ is obtained by inverting the transform and evaluating the inversion integral in terms of its residues. The residue expansion of the integral is the eigenfunction expansion of the potential ~.
1:
Let F(x, w) be the bilateral Laplace transform of F(x, w)
=
~(x,
z), that is, (23)
(x , z)e-Wzdz.
The transform F (x, w) may be split into two separate parts as follows:
100
F +(x, w)
=
F _(x, w)
= 1°00 (x , z)e-
(x , z)e-
WZ
dz
(24a)
WZ
dz:
(24b)
For Z 2 0, the potential ~(x, z) is asymptotic to Vx /b for Z large, and, hence, (24a) converges uniformly for all w in the half plane Re w > O. Thus (24a) determines F + as an analytic function of w in the half plane Re w > O. All the poles of F + must, therefore, lie in the left half plane Re w < O. We may invert (24a) to get
1 7r) I«.
= 2 . [ ewzF +(x, w)dw,
z 2:: o.
(25)
For z less than zero, (25) is equal to zero, as may be readily seen since, for z < 0, the contour may be closed in the right half plane; and, since no poles are enclosed, the contour integral vanishes. In (25), C + is a contour running parallel to the imaginary w axis in the right half plane Re w > O. For Z > 0, the contour may be closed in the left half plane, and the integral evaluated in terms of its residues at the poles. This residue expansion will give the eigenfunction expansion of ~ for Z > O. For Z < 0, the potential ~ is asymptotic to al sin(7rx/2b)e-1rlzl/2b for Z large and negative. Hence (24b) converges uniformly for all w in the half plane Re w < 7r /2b, and determines F _ as an analytic function of w in that half plane. Inverting (24b) gives m ~(x,
1 z) -- -2.
1
7r) c :
ewzF _(x, w)dw,
z::;O
where C _ is a contour parallel to the imaginary w axis and in the half plane Re w
(26)
< 7r /2b .
654
FIELD THEORY OF GUIDED WAVES
F+. analytic
F+. poles
F_. analytic ~-
Rew =O
Re w =7r/ 2b
Fig. 10.3. Regions of analyticity for F + and F _ and the common inversion contour C.
Since z < 0, we may close the contour in the right half plane, and evaluate the integral in terms of its residues at the poles of F _ (x, w). This series gives the eigenfunction expansion of in the region z ~ O. If z > 0 in (26) , the integral is equal to zero because of the analytic properties of F _(x, w) in the left half plane. The two functions F + and F _ have a common region of analyticity 0 < Re w < 7r /2b, as illustrated in Fig. 10.3. Therefore, we may choose C + = C _ = C , where C is a common contour within the common strip of analyticity and running parallel to the imaginary w axis. We may therefore invert (23) directly without separating F into two parts, and, hence, (x, z) = _1_. ( eWZF(x, w)dw
all z.
27rJJc
(27)
The bilateral Laplace transform of the equation
with respect to the variable z gives 2F(x, d w) --d-X"""2-
+w 2F( x,
W
)
=
0
(28)
valid for 0 < Re w < 7r /2b. This result follows by integrating the second partial derivative with respect to z twice by parts. The integrated terms e- wz 8 /8z, we- wz vanish at z = ± 00 for w in the specified region because of the asymptotic behavior of for Z large . A general solution to (28) which vanishes for x = 0 is F = g(w) sin wx
(29)
where g(w) is a function of w to be determined. Substituting into the inversion integral (27), we get (x, z) = _1_. (eWZg(w) sin wxdw .
27rJ Jc
The function g may be determined uniquely from the known properties of .
(30)
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
655
When z is negative, we may close the contour C in the right-half w plane. In order to obtain the eigenfunction expansion (la) for ~, we see that g must have simple poles at w == (2n - 1)1r/2b, n == 1, 2, .... For z ~ 0, we may close the contour in the left-half w plane. In order for the residue expansion of the integral to yield a solution for ~ of the form given by (lb), the function g must have simple poles at w == -m1r/b, m == 1,2, ... , in the left-half w plane. In addition, we require g to have a double pole at the origin, so that g sin wx will have a simple pole at w == 0 and give rise to a term of the form V x / b . Finally, the asymptotic form of g for w approaching infinity must be such that the function ~'(b, z) == 8~(b, z)/8z will be asymptotic to Z-1/2 as Z tends to zero. It is only because our knowledge of ~ is as complete as it is that we are able to construct directly the required transform function g(w). When this is not the case, we have to proceed by the more formal method of Wiener and Hopf, as given in the next section as Method 3. For x == b, we have
wg(w) sin wb
=
i:e-WZif!'(b, z)dz.
If we replace wz by u, and dz by du [w, and take the limit as w tends to infinity, we get lim
~]oo e-u~, (b' ~)
W-+OO w -00
w
duo
Interchanging the order of integration and the limiting operation, we get lim g(w)w sin wb ==]00 e- u [ lim
W-+oo
-00
~~, (b, ~)] W
w-+oow
du
provided the limiting form of ~, (b, z) as Z tends to zero is aoza. Thus, if ~' (b, z) is asymptotic to Z-1/2 as Z tends to zero, the transform of ~ will be asymptotic to W- 3/ 2 as w tends to infinity. In view of the required properties of the function g, it is seen that a suitable transform function is given by g(w)
==
f(-w) w cos wb
(31)
where f(w) is the function given by (8) or its equivalent (11). The function f( -w) has poles at w == -m1r/b, m == 0,1,2, ... , and zeros at w == -(2n -1)1r/2b, n == 1,2, .... Hence, g(w) will have simple poles at w == -m1r/b, m == 1,2, ... , and w == (2n -1)1r/2b, n == 1, 2, ... , and a double pole at w == O. Furthermore, f( -w) is asymptotic to W- 1/2, and, hence, the function g(w) given by (31) satisfies all the required conditions. It is interesting to note the close relationship between the function f(w) used to solve the system of algebraic equations (4) and the transform function g(w). The solution for ~ may now be completed by substituting for g from (31) into (30), and evaluating the inversion integral in terms of its residues in the left-half w plane for z ~ 0, and in the right-half w plane for z ::; O. The residue at the origin gives simply x, and this makes the potential of the center plate equal to b. To obtain a potential V, we must multiply g by
656
FIELD THEORY OF GUIDED WAVES
r
--T--------~-----~-
I
C1
I
alP =0
ax
J
I I
--------_.........
_-----"---~ G:o::D Z
Fig. 10.4. Boundary-value problem for a Green's function.
the constant V lb. The rest of the residue expansion is the same as the series (la) and (lb), with b m and an given by (14) and (20), respectively. In view of the specified poles for the function g(w), the boundary conditions on q> for x = b are satisfied for all values of z.
Method 3 (Wiener-Hop! Integral Equation) The third method of solution to be illustrated is the method of Wiener and Hopf. In this method we find a suitable Green's function, which represents the potential due to a unit line charge at x = b, z == z', on the center plate first. The next step is to use Green's theorem to obtain an integral equation for the charge distribution. This integral equation is of the Wiener-Hopf type and may be solved by means of a bilateral Laplace transform (or a Fourier transform). Since the method is somewhat long and involves several basic concepts, it will be advantageous to present the essential steps in the solution first. Having done this, we will proceed to work out the remaining mathematical details. Referring to Fig. 10.4, the first step is to construct a Green's function G(x, x', z - z') which is a solution of the equation (32) and satisfies the boundary conditions G ==0
x == 0
allz
aG -0 ax -
x == b
all
G
---+ 0
z
as IzI ---+ 00.
This Green's function is a function of the variable z function, we next use Green's second identity to obtain
z'.
Having determined the Green's
jj(if!\PG-G\12if!)dXdZ= fc(if!~~ s
-G~:) dl
where C is a contour consisting of the z axis, the line x == b , and the two segments C 1 and C 2 at Z == -00, +00, as in Fig. 10.4. The potential q> is a solution of Laplace's equation, while G is a solution of (32), and, hence, the surface integral becomes simply q>(x', z'). The contour integral reduces to an integral over z from zero to infinity for x == b, by virtue of
657
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
the boundary conditions satisfied by 4> and G. The integral over the segments C 1 and C 2 vanishes, since both 4> and G tend to zero for z ---+ - 00, while, for z ---+ + 00, the potential 4> approaches V x / b, and G vanishes. Thus, we get
~(' 'J:'x,Z
') _-l -
OOG (b
o
' _ z,)84>(b, ,x,Z 8 z) d z x
or, interchanging primed and unprimed coordinates,
=
-1
00
(33)
G(b, x, z -z')p(z')dz'
and is proportional to the charge density on the plate at x == b, p is identically zero for z' :::; 0, the integration in (33) may be extended over the whole range z' == -00 to z' == +00. Putting x == b, we obtain the fundamental integral equation for p: where p(z')
== 84>(b, z')/8x'
z 2 O. Since
00 /
G(z - z')p(z') dz'
==
-4>(b, z)
==
{ -4>_(z),
-00
-4>+(z)
z:SO
==
z20
-V,
(34)
where p(z') == 0, z' < O. By being able to extend the integration from minus to plus infinity, the faltung theorem may be used to obtain a simple expression for the bilateral Laplace transform of (34). The following transform functions are introduced: (35a)
(35b)
~+(w)
==
100 o
e- wz4>+(z)dz
== 100 Ve- wz dz == -V 0
w
(35c)
(35d)
~
== ~+
+~_.
(35e)
For [zj Iarge, G(z) is asymptotic to e-rlzl/2b, and, hence, the transform g(w) is an analytic function for all w in the strip - (7r /2b) < Re w < 7r /2b, since in this strip the integral (35a) is uniformly convergent. Since 4>+ is asymptotic to V for Z ---+ + 00, and 84> /8x' is asymptotic to 8(Vx' /b)/8x' == V [b, the transforms Q+ and ~+ are analytic for all w in the half plane Re w > O. As z ---+ - 00, the potential 4> _ is asymptotic to e-rlzl/2b , and hence ~_ is analytic for all w in the half plane Re w < 7r /2b. It is seen that all the transform functions in (35) are
658
FIELD THEORY OF GUIDED WAVES
analytic in the common strip 0 transform of (34) to get
< Re w < 7r /2b. We may therefore take the bilateral Laplace (36)
A common strip of analyticity is necessary in order for the transform equation (36) to be valid. The faltung theorem states that the transform of an integral of the form
i:
G(z - z')p(z') dz'
is the product of the transforms of G(z) and p(z), and this result was used to obtain the left-hand side of (36). The next essential step in the method is to factor and rewrite the transform equation (36) in the form H +(w) = H _(w)
where H + is an analytic function with no poles in the right-half w plane and H _ is an analytic function with no poles in the left-half w plane. In addition, H + and H _ have a common strip of analyticity in which they are both equal. An analytic function h(w) may now be defined as equal to H + in the right half plane and equal to H _ in the left half plane. Thus, H _ provides the analytic continuation of H + into the left half plane. The function h(w), as defined, is free of poles in the whole finite w plane and must therefore be equal to an integral function of w. If also H + and H _ are bounded at infinity, then Liouville's theorem states that H +, H_, and h are just equal to a constant. At any rate, sufficient knowledge of the properties of the solution is generally available to determine the integral function h(w), which may be a finite polynomial in w in general. Returning to (36), we factor 9 into the form 9+/9_, where 9+ has no poles in the half plane Re w > - 7r /2b, and g_ has no poles in the half plane Re w < 7r /2b, and also such that both 9+ and 9- have algebraic growth rather than exponential growth at infinity. We may now rewrite (36) as 9+Q+
=
-9-l/J- - 9-l/J+
= -f)-Vt-
_ f)_V
(37)
w
upon substituting for l/J+ from (35c). The left-hand side of (37) is analytic (free of poles) for w in the half plane Re w > o. The function 9 -1/1- is free of poles in the left half plane Re w < 7r /2b. However, 9- V [w has a pole at the origin, so that the two sides of (37) do not have a common strip of analyticity. To remove this deficiency, we add 9-(0)V [w to both sides to get 9+Q+
V
+ 9_(0)= w
V
-9-1/1- - [9-(w) - 9_(0)]-.
w
(38)
In (38), the left-hand side is free of poles for all w in the half plane Re w > 0, while the right-hand side is now free of poles for all w in the half plane Re w < 7r /2b. Both sides are analytic in the common strip 0 < Re w < 7r /2b. Together they define an analytic function
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
659
g+ and Q+ are found to be bounded at infinity, and, hence, both sides of (38) must be equal to a constant A. In fact, we find that g+ is asymptotic to w -1/2, and, since p is asymptotic to Z-1/2 as z tends to zero, Q+ is asymptotic to W- 1/2 also as w tends to infinity. From (38) we now get
h(w) with no poles in the finite w plane. In particular, both
Q
_ -g_(O)Vjw +A +g+(w)
and it is apparent that A must equal zero if Q + is to be asymptotic to w-1/2. The solution for Q+ is then (39)
Having determined the transform Q+, we return to (36) to obtain the solution for t/;, which is (40)
The solution for 4>(b, z) may be obtained by inverting the transform t/;. Again a residue expansion of the inversion integral leads to the series expansion for
d;;~) + w
2g(w)
= o(x -
x')
(41)
where 9 is given by (35a). Two independent solutions to the homogeneous equation (d 2 [dx? + w2 )g == 0 are
91 == sin wx
92 == cos w(b
These solutions satisfy the required boundary conditions at x skian determinant is
Using the method of Section 2.4, the solution for
9 == (-w cos Wb)-1
- x),
== 0, b, respectively. The Wron-
9 is found to be given by
sin wx' cos w(b - x),
x
~x'
{ sin wx cos w(b - x'),
x
(42)
The above solution satisfies the required boundary conditions at x
== 0, b. At x' == b, we get
== -(w cos Wb)-1 sin wx.
(43)
g(x, b, w)
FIELD THEORY OF GUIDED WAVES
660
If the transform of (32) was taken with respect to Z alone, we would obtain in place of (42) the result e- wz' S(x, x', w). The inverse transform yields the solution for G in the form
1 1rJ Jc
G(x, x', z - Z') == 2 . [eW(Z-Z')g(x, x', w)dw
(44)
which is clearly a function of Z - Z'. Replacing z - z' by a new variable A and taking the transform of (44) results in the function 9 as given by (42). The transform equation (36) was obtained from the integral equation (34) by an application of the faltung theorem, which states that the Fourier or bilateral Laplace transform of an integral of the faltung (convolution) type is equal to the product of the transforms of the two functions occurring in the integrand. This theorem is proved as follows. Consider the integral
=
I
i:
G(z - z')p(z') dz',
Replacing G(z - z') by (44) and p(z') by
1'
1. -2
1rJ c
eWoz Q(wo)dwo
and interchanging the order of integration gives
I
= ~ [ [g(W)Q(wo)joo eWze-Z'(W-Wo) dz' dw dw«. (21rJ)
Since
lclc
i:
-00
e-Z'(W-Wo) dz'
= 21f'jo(w -
wo)
we get
~
I =
[ [g(w)Q(wo)eWZo(w -wo)dwdwo 21rJ JcJc
= ~ [ g(w)Q(w)e WZdw . 21rJ Jc
The bilateral Laplace transform of I is obtained by multiplying by e -AZ and integrating over to get
Z
~
(joo g(w)Q(w)e-Z(h-W) dz dw
21rJ [c
= g(X)Q(X).
-00
This is the final result which was to be proved. To obtain (37) and (38) we have to factor sew)
== S(b, b, w) == _w- 1 tan wb
into the form 9+/9_, with 9+ analytic for all w in the half plane Rew
> -1r/2b, and 9-
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
661
analytic for all w in the half plane Re w < 7r /2b. The required factorization may be carried out by inspection when sin wb and cos wb are expressed as infinite products. We have
- w- 1 tan wb
== -btwbv:' sin wb(cos Wb)-1 == -b
IT (1 -::)
n[1 _
eWb/nwIT
n=1
n=1
2wb ] e2Wb/(2n-l)1rn°O (2n - 1)7r n=1
°o
n=1
(1 + ::) [1 +
e-
wb/nw
2wb ] (2n - 1)7r
e-2wb/(2n-l)w •
(45)
From this result it is readily seen that suitable choices for
9+(w)
9+ and 9_ are
ij (1 + ::) e-
u[1 +
wb nw /
== -bp(w)-oo--n--l-------n=1
(46a)
2wb ] e-2wb/(2n-l)1r (2n - 1)7r
IT [1 -
2wb ] e 2wb/(2n-l)1r (2n - 1)7r 9-(w) == p(w)-n---o o - - - - - - Wb) e wb/n1r n=1 nx -1
Il (1 -
(46b)
where p(w) is chosen so that 9+ and 9- have algebraic growth at infinity. By expressing 9+ in terms of gamma functions, we readily find that 9+ is asymptotic to W- 1/2p(w) exp[(2wb /7r) In 2], and, hence, p(w) must be chosen as follows:
p(w)
2wb In 2 ) . == exp ( --;-
From (46) we find that 9_(0) is equal to unity. From (40) the solution for the transform t/;(w) of
s~n wx
SIn
wb
as may be seen from (33), (34), and (43). Comparing (46a) with (8), we see that 9+(w) b [wf (- w). Hence the transform of
t/;(w) sin wx sin wb
==
== V 9+ _1 sin wx = -V tan wb sin wx f( -w) w 9_ 9+ sin wb wb sin wb V
sin wx
== -lJ w cos wb!( -w).
(47)
662
FIELD THEORY OF GUIDED WAVES
This is the same result as given by (29) and (31), provided V is chosen equal to b in (47), as was done in (31). The eigenfunction expansion of
)
'±'X,Z
-1-1
== 2. 1r}
c
ewz 1/;(w). sinbwx d w. SIn W
(48)
It is apparent that although the three methods of solution which have been presented are distinct, there is a rather close relationship among them. For problems of the above type, i.e., those whose solution consists of an expansion in terms of a discrete set of eigenfunctions, the second method based on a direct construction of the required transform function is the simplest and most direct. However, this method does demand a knowledge of the infinite set of eigenfunctions and their eigenvalues required for the complete representation of the solution. This knowledge is usually available, and, hence, the second method of solution turns out to be a very useful one for many problems of practical interest in connection with waveguides.
Further Comments on the Wiener-Hop! Method The inhomogeneous Wiener-Hopf equation is an equation of the form ep(z)
= v(z) +
1
00
Gtz - z')ep(z') dz'
(49)
where v(z) is a known function and the kernel or Green's function G(z - z') is a function of z' and is also known. By introducing the functions
Z -
z>O z
z' to get (50)
Provided we can demonstrate that the following transforms have a common strip of analyticity, we may take the bilateral Laplace transform of (50):
"'+ =
1
00
e-WZep+(z)dz
"'_ = lOooe-wzep_(Z)dZ
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
V-
=
[00o
v(z)e-
WZ
663
dz:
Using the faltung theorem gives
or (51) The next step requires a factorization of 1 -
9 to give
where H + is analytic in a right half plane and H _ is analytic in a left half plane. We now obtain from (51) (52) As a next step, we must factor the known function V+H _ into the sum of two factors S + and S _, where S + is analytic in a right half plane and S _ is analytic in a left half plane. In place of (52), we now have (53)
The left-hand side is analytic in a right half plane, while the right-hand side is analytic in a left half plane. In addition, if the two sides have a common strip of analyticity, then H +t/;+ - S+ provides the analytic continuation of H _(V _ - t/;-) + S _ into the right half plane. Together they define an integral function h(w), whose form can generally be determined from the known asymptotic properties of the transforms. Having determined h(w), we may solve for t/;+ to obtain
1/1+ = h +8+. H+
(54)
The solution for t/; may now be found from (51) and is (55) The solution for q> is obtained from the inversion of the transform t/;. The solution for the homogeneous Wiener-Hopf equation (v ~ 0) may be obtained in a similar way. Other equations of somewhat different form may be solved in an analogous manner also. In fact, the integral equation (34) differs from the type (49), but could be solved since the function q>+(z) is known.
664
FIELD THEORY OF GUIDED WAVES
s
t ~
/
~-------------..-
E~/
z
Fig. 10.5. An infinite array of equispaced parallel metallic plates.
The most difficult task in the solution is carrying out the factorization of the terms 1 - g and V+H _. This can only be done by inspection for certain cases. Fortunately, however, a general method of carrying out the required factorization does exist [10.21, sect. 8.5]. This method is based on the Cauchy integral representation leading to the Laurent expansion of a function which is analytic within a circular annulus or strip. The technique is described in the Mathematical Appendix.
10.2.
AN INFINITE ARRAY OF PARALLEL METALLIC PLATES
A knowledge of the reflection and transmission coefficients at the interface between free space and an infinite array of parallel equispaced metallic plates as illustrated in Fig. 10.5 is of importance in at least three applications. These are: 1. parallel-plate microwave lens medium, 2. corrugated-plane surface waveguides for antenna applications, and 3. strip artificial dielectric medium. In the first application, knowledge of the reflection and transmission coefficients for an incident TEM wave is all that is required. The solution for the infinite array of parallel equispaced metallic plates has been given by Carlson and Heins for both polarizations, and is based on the Wiener-Hopf method. The solution to be presented here is that based on a direct construction of a suitable transform function. If a short-circuiting plane is located at z == I, the resulting structure is a corrugated plane, along which surface waves may ~e guided in the x direction. The surface wave is obtained by letting the angle of incidence ()i become complex. The propagation constant in the x direction may be determined by a simple transmission-line analysis, once the equivalent-circuit parameters of the interface are known. If the spacing s is small compared with a wavelength, and the short-circuit position I is large compared with s, then only the parameters of the dominant mode are required in order to analyze the properties of the structure. When these conditions are not satisfied, one or more higher order modes must be taken into account as well, since the least attenuated of these will have a field which interacts appreciably with the short circuit. The two-dimensional strip-type artificial dielectric medium will be treated in Chapter 12, so we will postpone all comments on this structure until later. For the parallel-plate medium illustrated in Fig. 10.5, it is assumed that each plate is
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
665
infinitely thin and perfectly conducting. Only the case of a parallel-polarized incident TEM wave, with the plane of incidence restricted to the xz plane, will be considered. The spacing s is limited to less than Ao/2, so only the dominant modes on the two sides of the interface propagate. As a consequence of these assumptions, the field may be derived from a single scalar function q>(x, z), which is proportional to the y component of the magnetic field. The only field components present are H y , Ex, E z , and these are given by
n, == q>
E - J.Zo 8q> E _ _J. Z o 8q> x -
Let the incident magnetic field for Z
k o 8z
z -
k o 8x ·
< 0 be
q>i
== Aoe-jhx-roz
(56a)
where h == ko sin Oi, ro == jko cos ()i. The dominant plus higher order reflected modes for z < 0 are given by
e, =
-R\Aoe-jhx+roz
+
I:' Bne-j(h+2mrjs)x+rnZ 00
(56b)
n=-oo
where r~ == (h+2n7r/s)2-k5, andR l is the reflection coefficient. A negative sign is introduced in front of R 1 in (56b) so that R 1 will be the usual reflection coefficient for the transverse electric field Ex. The form of solution given by (56) follows from a consideration of the periodic nature of the structure and the condition that q> be a solution of the two-dimensional scalar Helmholtz equation. The incident field has a progressive phase delay along the x axis according to the factor e-j hx. The scattered field must have this same progressive phase delay, and hence can be represented as the product of the factor e- j hx and a periodic function of x with period s, in accordance with Floquet's theorem. The prime on the summation in (56b) means omission of the term n == 0, which has been separated out. In the region Z > 0, the solutions for q> are the usual waveguide modes (E modes), and hence 00
n7rX == '"'" LJC n cos -s-e-'YnZ,
O:Sx :Ss.
(57)
n=O
For any other range of x, the solution is given by
where m is any integer. In (57), "[n is given by 'Y~ == (n7r /S)2 - k5. The coefficient Co is equal to T 12e-jhs/2Aoro/'Yo, where T 12 is the transverse electric field transmission coefficient. Since the phase of the incident wave varies with x, a phase reference point x == s /2 has been chosen in the definition of T 12 . The total field is a solution of the equation
(58)
FIELD THEORY OF GUIDED WAVES
666
-e
-j1I'
- a
ax-
s
- - - - - -- -
-I------~---
a
ax
a
ax
a
___ Z
Fig. 10.6. Reduced boundary-value problem.
and satisfies the periodicity condition
e- j hms4>(x, z) == 4>(x
-s- ms, Z)
(59)
for all z and m an arbitrary integer. In addition, 84>18x satisfies this periodicity condition as well as the condition 84> 18x == 0 on the perfectly conducting plates in the half space Z > 0. By virtue of these boundary conditions, the boundary-value problem reduces to that illustrated in Fig. 10.6. The range of x involved is 0+ ::; x ::; s _, and, since 4> is discontinuous across each conducting plate by an amount equal to the current on each plate, the periodicity condition (59) cannot be applied to 4> for z 2 0, since this condition really means
e- j hs 4>(0+, z) == 4>(s+, z), The region x == s., is outside the domain of x in the reduced problem of Fig. 10.6. However, 84>18x == 0 for x == 0, s; z > 0, so the periodicity condition does hold for 84>18x for all values of z. At the edges of the plates, 4> is finite, but 84> 18z is asymptotic to z -1/2. This edge condition governs the growth of the transform of 4> at infinity. The solution for which satisfies the preceding conditions and which has the eigenfunction expansions (56) and (57) will be determined by using the known properties of to construct a bilateral Laplace transform, from which may be found by suitable contour integration.
Transform Solution Let the bilateral Laplace transform of the total field be
1/J(x,
w)
= l:e-WZip(X, z)dz.
(60)
For convenience, a transform function g(w), defined as follows, will also be introduced: g(w)
= ej hs l : ip(s-, z)e-WZdz,
(61)
For Z < 0, q, is asymptotic to Aoe -foz - R 1Aoefoz. Hence, the transform v- given below is analytic for all w in the half plane Re w < 0:
1/J-(x, w) =
lOco e-WZip(z)dz.
(62)
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
667
In the region z > 0, it will be assumed that small losses are present, so that 1'0 == j 11'0 I + 1'0', where 1'~' is a small real and positive attenuation constant. The effect of small losses on the higher order modes is neglected, since these decay according to «>. with 1'n real anyway. At the end of the analysis, 1'{) will be made zero. Thus, as z approaches plus infinity,
1
00
y;+(x, w) =
e-WZ«I>(x, zidz
(63)
is analytic for all w in the half plane Re w > - 1'0'. The assumption of small losses for z > 0 was made in order to obtain a finite-width strip in the w plane in which both 1/;- and 1/;+ are analytic. We may therefore invert (60) to get 1
1 c
ewz.,. 'Y(x, w) d W
(64)
where C is a contour running parallel to the imaginary w axis and in the common strip of analyticity, Le., in the strip -1'~' < Rew < O. The transform of (58) gives (65) where u2
== w2 + kij. The transform 1/; must satisfy the boundary conditions d1/;
dx
I x=s-
=e
-jhs d1/;
d1/; -0 dx -
dx
I
x == 0, s
1/;(s_) == e- j hs1/;(O)
A general solution of (65) is 1/;(x, w)
(66a)
x=(L
z>O
(66b)
z <0.
(66c)
== A(w) sin ux +B(w) cos
Au cos us - Bu sin us
ux. Condition (66a) gives
== e-jhsuA
and, hence, B==
A(e- j hs - cos us) sin us
From (61), we get . g(w) == eJhS(A sin us
+B
Ae ffi s
.
cos us) == -.--(sin2 us - e-Jhs cos us SIn
us
Solving for A gives
A _
g sin us - ej hs - cos us
+ cos2
us).
668
FIELD THEORY OF GUIDED WAVES
The transform 1/; is given in terms of g as follows:
==
1/;(x, w)
e
jhs
g(w)
.
- cos us
[cos u(s - x) - e-Jhs cos ux]
after substituting for A and B. Inverting this transform, we get ~
-
1
':l'(X'Z)--2' 7r}
1
ce
eWZg(w) jhz
- cos us
[cosu(s-x)-e
From the condition
1
ce
eWZg(w) jhs
- cos us
1
eWZg(w) jhs
z > 0,
- cos us
(u
cosux]dw.
(67)
we obtain the following condition
(cos hs - cos us) dw == 0,
The condition 81/;/8x == 0, x == 0, s;
ce
z < 0,
-jhs
z <0.
(68)
imposes the further condition .
SIn
us) dw
== 0,
z >0.
(69)
Besides satisfying the conditions (68) and (69), the function g(w) must be such that it will yield the solution for
where p(w) is an integral function yet to be determined. An examination of the logarithmic derivative of the infinite products shows that the exponential factors and the terms nr [s and (2n7r / S)2 in the denominators ensure the uniform convergence of these products, since "In ~ n r js, and r n , r -n ~ 2n7r/s, for n large. The integral function p(w) is to be chosen so that g has algebraic growth at infinity and is asymptotic to w -3/2. This will ensure that
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
669
plates. For n large, we have f n ~ 2n1r/ s + h, I' -n ~ 2n1r/ s - h, "In ~ ns:/ s. Hence, the term e- ws/n7r('Yn +w)/(n1r/s) approaches e- ws/n7r ( 1 +ws/n1r). The other term ews/n7r(fnw)(f -n - w)/(2n1r/s)2 approaches e(w+h)s/2n7r
(1 _w +
h s) e(w-h)s/2n7r 2n1r
(1 _w -
h s) . 2n1r
Thus, the transform function g differs only by a bounded function of w from gl (w), where gl (w) is given by
gl(W) =p(w)(e
x
jhs
11 (1 + ::) 11 (1 - ~;1rh s)
-cos us) [ w 3
11 (1 - ~:1rh
S)
.
e-
ws/ mr
e(W+h ls/2mr
= p(w)(eJhs - cos US)1rSr
e(W-h)s/2nr] -1
(WS) [w sin. (w +h)s . (w -h)s --:;2 sm 2 2
upon using the infinite-product expansion for the gamma function. The asymptotic form of gl is readily found from the known asymptotic form of the gamma function, and is Kp(w)(e j hs - cos us)e-(ws/7r)In2
gl
rv
W3/2 sin[(w +h)s/2] sin[(w -h)s/2]
where K is a suitable constant. In order for g to have algebraic growth at infinity and to be asymptotic to W- 3/2, we must choose p(w) equal to a constant times exp[(ws /1r) In 2]. The reflection and transmission coefficients depend only on the ratio of amplitudes, and, hence, the exact value of the constant K is not required. We may now return to (67) and evaluate
j sin hs e-(ros/7r) In2 e-jhx- roz
[n
("In - fo)(f n + fo)(f -n + f O) ] n=l 4(n1r/S)3 °O
zr ( _ r ). 0
1'0
(71)
0
An additional minus sign arises because the integration is carried out in a clockwise sense when the contour C is closed in the right half plane. The reflected dominant mode is given by the residue at w == I' 0, and is
==
-RIAoe-jhx+roz
==
[n
- j sin hs e(ros/7r)
In 2e-jhx+roz
(I'n +fo)(fn -fo)(f_ n - fO) ] 2f ( +f)· n=l 4(n1r/ S)3 0 1'0 0 °O
(72)
670
FIELD THEORY OF GUIDED WAVES
Comparing (71) and (72), we obtain the solution for the reflection coefficient R 1 :
R = 1
pej01
=
e-2ro(s/1r) In 2
'YO - ro:fi: <'Yn - rO)(rn + rO)(r -n + r O) .
'Yo
If we now assume that
'Yo'
== -2
(73)
fo)(f -n - f o)
-
is zero, so that 'Yo as well as f o are pure-imaginary, we see that p=
(}1
+ f on=1 ('Yn + fo)(f n
[Irol~ In 2+ 1r
JRII = 'YO - ro 'Yo
(74a)
+ r,
f=
(tan- 1 Ifol - tan- 1 Ifol - tan"! If ol)]. n=1 'Yn fn I' -n
(74b)
For z > 0, the contour is closed in the left half plane. The dominant-mode transmitted field is given by the residue at w == -'Yo. The transmission coefficient T 12 is found from the relation 'YoCo == TI2Aofoe-jhs/2, where Co is the amplitude of the transverse magnetic field of the transmitted wave. Thus, T 12 ==
e
(-Yo-ro)(s/1r) In 2
hs 2'Yo nCO ('Yn - fo)(f n sec 2 'Yo + f o n=1 ('Yn - 'Yo)(fn
+ fo)(f -n + r O) · + 'Yo)(f-n + 'Yo)
(75)
If, instead of having a dominant mode incident from z < 0, we have a dominant mode incident from the parallel-plate region, a similar analysis may be carried out. The only modification in the transform function g that is required is replacing the factor w + T0 by w - 'Yo. This eliminates the incident wave for z < 0, and introduces an incident wave in the region z > 0. It is found that the reflection coefficient R 2 and the transmission coefficient T 21 are given by (76a) where p is given by (74a) and
O2 == 2
[1'Yol~ In 2+ fn=1 (tan- ~ 1
1r
-
tan- 1
"[n
fo T 21 == -T I2.
'Yo
~ r n
-
tan"
I'Yo I)]
r -n
(76b)
(76c)
Comparing (75) with (74b) and (76b) shows that
01 + O2 LT 12 == LT21 == - 2 -
(77)
a result that may be deduced by more elementary means from the properties of a lossless two-terminal-pair network. The transmitted power must be equal to the difference between the incident power and the reflected power, and this relation leads directly to a simple expression for the modulus of T 12 and T 21, that is, (78)
671
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
When the spacing s is less than about 0.2Ao, then the series in (74b) and (76b) contribute only a small amount to the phase angles (J 1 and (J 2.
10.3.
ApPLICATION TO CAPACITIVE-LoADED PARALLEL-PLATE TRANSMISSION LINE
If conducting planes are placed at z = d and z = -(b - d) as in Fig. 10.7, the resultant structure is that of a parallel-plate transmission line of height b and loaded at regular intervals s by asymmetrical capacitive diaphragms of height d. Provided s is small compared with a wavelength, and b - d and d are large compared with the spacing s, the solution for the propagation constant of the periodic wave in the loaded transmission line may be readily found from the solution of the parallel-plate medium given in Section 10.2. Referring to Fig. 10.5, let the incident parallel-polarized TEM wave be
R1
= 'Yo - r oe-2r o(s/T)ln2 1'0 +
(79a)
ro
(79b)
T 12 =
2'Yo 'Yo
+ ro
e('Yo- ro)(s/T)ln2
(79c)
fo
T 21 = -T 12 • 1'0
(79d)
The form of these reflection and transmission coefficients shows that the equivalent transmission-line circuit of a transverse section consists of two sections of short-circuited transmission lines of lengths b - d + (s / 1r) In 2 and d - (s / 1r) In 2, with characteristic impedances
b-d d _.L-..L-~""""'
_ _--J-
'-_
- - ~
X
Fig. 10.7. Capacitive-loaded parallel-plate transmission line.
672
FIELD THEORY OF GUIDED WAVES
Zc=~
Zc=l
r,
"0
'Yo
I,
b-d+f In 2
.1.
d-f
In 2
I
Fig. 10.8. Equivalent circuit of a transverse section.
proportional to fo/1'o and unity. This equivalent circuit is illustrated in Fig. 10.8. For specified values of b, d, and s, the value of f o is determined by the condition that the above circuit of a transverse section should be of resonant length. By conventional transmission-line theory, it is found that the resonance condition is determined by
rotanhr, (b - d + ;. In 2) = ko tan k o (d -
;.
In 2)
(80)
since 1'0 == j k o. The propagation phase constant along the x direction is h == kosin OJ, and h is related to I' 0 as follows: (81) The loading of the transmission line by capacitive diaphragms has an effect similar to increasing the equivalent dielectric constant of the medium. This results in h2 being greater than kfi, and, hence, f o is real and the angle OJ complex. The parameter h may be considered as the characteristic propagation phase constant for the periodically loaded line, and (80) as the eigenvalue equation for h. For larger spacings of the diaphragms, the above analysis is no longer valid. We may now, however, apply the analysis of Section 9.5. The resultant eigenvalue equation for h is cos hs
= cos kos - ~
sin kos
(82)
where B is the normalized shunt susceptance of a single diaphragm. An approximate value of B is given by the low-frequency formula
8bko xd B == ~ In sec 2b ·
(83)
The combination of (80) and (82) leads to a reasonably good approximation to h for all values of spacing s. All the above formulas become applicable to the capacitively loaded rectangular guide if is replaced by ('Tr/ a)2 throughout. This result follows from the same considerations used to obtain the solution for a capacitive diaphragm in a rectangular guide in Chapter 8. Image theory may be used to obtain the solution when the diaphragms are symmetrically placed along both plates or centered midway between the two plates of a transmission line. As an example, h has been computed by the two methods for 0 < s < 1 centimeter, k o == 2, b == 0.5 centimeter, d == 0.3 centimeter, and the results are plotted in Fig. 10.9. It is seen that,
k5
k5 -
673
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
3.5
2.5
1.0
0.5
s in em Fig. 10.9. A plot of characteristic propagation constant h versus spacing s.
in the range 0.4 < s < 0.6, the two methods give essentially the same results (within 1%). For s > 0.5 we use (82), while for s < 0.5 we use (80), and thus obtain accurate results for the complete range of s considered. Since h is larger than ko, the phase velocity vp == vcko/h has been reduced to a value less than that of light in free space. The maximum reduction is in the ratio 2:3.39 for a value of s approaching zero. An increase in the diaphragm height from 0.3 to 0.45 centimeter results in a maximum reduction of phase velocity by a factor 3.76 for s approaching zero.
10.4.
INDUCTIVE SEMIDIAPHRAGM IN A RECTANGULAR GUIDE
The special case of an inductive diaphragm of the asymmetrical type and extending halfway across the guide as in Fig. 10.10 may be solved by anyone of the three methods presented earlier. The similar problem of the capacitive semidiaphragm, as well as the grating problems which reduce to the above waveguide problems, may be solved in the same way. To date, the extension to the general diaphragm or strip-grating problems has not been achieved. The problem under consideration may be simplified by considering the two special cases of even and odd excitation. For the odd case, let the electric field of the incident H 10 modes be . 7rX -rtZ E y -_ - A 1 sIn e , a
. 7rX rtz , E y -A 1 sIn - e -
a
z
z >0.
a/~~ a/~U
L
(84b)
--14>=0 I
y
<1>=0
I-xFig. 10.10. Inductive semidiaphragm.
(84a)
674
FIELD THEORY OF GUIDED WAVES
In view of the symmetry involved, the scattered field will be of the form
z
(85a)
z>o
(85b)
where r~ = (n7r/0)2 - kfi. At the position of the diaphragm z = 0, the electric field must be continuous and must vanish on the diaphragm 0 :::; x :::; 0 /2. Since the sin( nxx /0) functions are orthogonal, this is possible only if R o = -1 and An = 0, n > 1. Hence, for odd excitation, we may close the aperture by an electric wall since the total electric field vanishes at Z = o. For the case of even excitation, let the incident electric field be
(86a)
e, =A 1 sin
7rX e r 1Z,
a
z > o.
(86b)
Symmetry considerations show that the scattered field will be of the form
The transverse electric field is an even function of z, and, hence, the transverse magnetic field H x , which is proportional to 8E y/8z, will be an odd function of z. At the aperture Z = 0, 0/2 :::; x :::; 0, the transverse magnetic field vanishes, and, hence, the aperture may be closed by a magnetic wall. The reflection coefficient R, will not be equal to - 1 in the present case, since the boundary at Z = 0 is not a homogeneous one. The magnitude of R; will, however, equal unity, since no power can be transmitted through either the diaphragm or the magnetic wall. For the purpose of evaluating Rs ; we need to solve the reduced problem of a semi-infinite guide closed by a combination of an electric wall for 0 :::; x :::; 0 /2 and a magnetic wall for a /2 :::; x :::; a. The general solution is obtained by superimposing the solutions for the odd and even cases, i.e., by addition of (84) and (85) to (86) and (87). The incident field for z < 0 will have an amplitude of 2A 1, while for Z > 0 there is no incident field. The reflected field has an amplitude of (R; - I)A 1 , and, hence, the equivalent reflection coefficient for an H 10 mode incident from one side only is
R
= Re
-1.
(88)
2
The normalized shunt susceptance B of the diaphragm is given by - 2jR /(1
+ R).
If we let
675
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
R, == ej (), we find that an equivalent expression for B is B==2tan
(J
2·
(89)
The electric field E y for z 2: 0 may be represented by contour integrals in terms of suitable transform functions. For 0 ~ x ~ a /2, let
Ey while, for a/2 ~ x ~ a,
e, = where u 2 == w2 + at z == 0,
=
L
(e- WZ - eWZ)A(w) sin ux dw
(90a)
(e- WZ +eWZ)B(w) sin u(a -x)dw
(90b)
L
k5. This form of solution is seen to satisfy the required boundary conditions a
O
E y ==0
BEy
a
-2
-==0
Bz
as well as the boundary conditions at x == 0, a; Z > O. It is also a solution of the twodimensional scalar Helmholtz equation. Continuity of E y at x == a /2 for all z gives ( A(e-WZ _eWZ) sin ua dw
Jc
2
= ( B(e-WZ +eWZ) sin
lc
ua dw.
2
(91)
We may also represent E y at x == a /2 by means of the contour integral
e,
(i, z) =
Le-WZp(W)dW,
z>O
(92)
where F(w) is a suitable transform function. To be consistent with (91), we require that F(w) be such that
which is equivalent to Le-WZp(W)dW
=0,
z <0.
Thus, F (w) must be free of poles in the half plane Re w < 0, since the contour may be closed in this half plane, and there must be no residue of the integrand inside the contour. A form for F(w) which satisfies this criterion may be found, since E y is equal to zero for z < O.
676
FIELD THEORY OF GUIDED WAVES
Comparing (92) with (91) shows that A(w) sin
u;
B(w) sin u0 2
= F(w)
(93a)
= F(w).
(93b)
The solution for E y may be written as follows:
E == y
E
y
I
c
a O
) sin ux ( -wz _ WZ)d F ( w. e w, SIn(ua /2) e
==I F (w )sinu(a-x)( -wz WZ)d . ( /2) e +e w,
a -2
SIn ua
c
Continuity of the derivative aE ylax at the function F(w):
r
}cF(W)U cot
x == a /2 imposes the following
ua
Te-wz dw
(94b)
further condition on
z >0.
= 0,
(94a)
(95)
If the diaphragm were not equal to a/2 in width, the continuity of the derivative would lead to an equation involving both e-wz and eWz • This appears to be the reason why the method of solution being carried out works only for the special case of the semidiaphragm. The contour in (95) may be closed in the right-half w plane, and the integral will vanish, provided F(w) has zeros at u == 2n7r/a or
n == 1, 2, 3, ... , in the right half plane, so as to cancel the poles of the cotangent function. In addition, F(w) must be free of poles in the right half plane, except possibly for poles at the zeros of the cotangent function, i.e., at w == [(n7r/a)2 - k5]1/2, n == 1,2, .... For convenience, let
r~n = (2:
1r
r
-k5·
At x == a /2, the eigenfunction expansion of E y is of the form
(A1e rtZ +ReAle-rtZ) sin
i+ L 00
n=3,5,...
»,
sin n 1r e- rnZ.
2
677
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
Therefore, F (w) must have poles at w ~ r n» n ~ 1, 3, 5, , ... , in order that (92) shall give a solution for E y of the above form. A pole at w ~ - r 1 is also required, in order to give rise to the incident wave. Since we are assuming that only the dominant mode propagates, all r n except fl are real. The poles at ± f 1 lie on the imaginary w axis, and the contour C passes around these poles on the left-hand side. The function F(w) must have an asymptotic form for large w that will result in a finite value for E y at the edge of the diaphragm. The derivative 8E y /8z is asymptotic to Z-1/2 at the edge of the diaphragm, and this condition governs the growth of F(w) at infinity. Taking into account all the stipulated conditions on the function F(w) leads to the following suitable form for F(w): 00
F(w) ~
II (w - r2n)~ewa/2n1r II (w - rn)~ewajmr 2n~
( ) _n_=l ~ W
--F
t
_
(96)
00
n~
n=1,3,...
where p(w) is an integral function to be determined so that F(w) will have algebraic growth at infinity, in particular so that F(w) --+ W- 3/2 as w approaches infinity. The asymptotic form of F (w) may be found in the usual manner and is F(w) '"
P~~l e-(waj...) ln2. w
Hence p(w) is chosen as e(wa/1r)ln2. The solution for E y may now be written down, and is E
y
=
{(e-WZ _ e WZ)
Jc
sin ux e(wajr)ln2
sin(ua /2)
x
[fi:
(w _
n=l
r2n)~eWaj2mr] 2n~
00
(w
2
+ rt)II(W - rn)~ewajmr n=l
dw,
a o <- x -2 <-
(97)
n~
after multiplying the numerator and denominator of (96) by 00
II n=2,4,...
(w - rn)~ewajnr. n~
For a /2 ~ x ~ a, the solution is given by (97) with eWz and sin ux replaced by - eWz and sin uta -x), respectively. For Z > 0, the contour C for the part of the solution involving the exponential function eWz may be closed in the left half plane. In this half plane, the integrand has poles at the zeros of sin(ua/2), that is, at w ~ -r2n , and this leads to the remainder of the eigenfunction expansion of E y, the first part of the expansion having been obtained from the residues at the poles occurring at w ~ r n in the right half plane. The solution for E y is seen to consist of two parts, one part which is an even function of x about the plane x ~ a /2
678
FIELD THEORY OF GUIDED WAVES
and arising from the poles of F(w) in the right half plane, the other part which is an odd function of x about the plane x == a /2 and arising from the poles of the integrand in the left half plane. The even part consists of terms n == 1, 3, 5, ... , while the odd part consists of the remaining terms n == 2, 4, 6, ... , in the expansion (87). The residue of the integrand at w == -T', gives rise to the incident wave, while the residue at w == f 1 corresponds to the reflected wave. These residues are readily evaluated from (97). It is important to note, however, that the exponential convergence factors occurring in the infinite products in the numerator and denominator in (97) cannot be canceled since the resultant infinite product is not a uniformly convergent product; that is, 00
(W - f
2n )
IT W - f n n=1
2
~
4n1r
is not uniformly convergent. It is preferable to rewrite (97), using the alternative form for F(w) given in (96). The integrand in (97) may then be written as 00
(e
-wz
- eWz)
e(Wa/'Tf)ln2IT(w -
.
SIn
f2n)~ewa/2n1r 2n1r
ux - - - -n=1 ---------.
sin(ua /2)
(w
+ f 1)
IT
a (w - fn)_ewa/n1r n=I,3,... n1r 00
Using this form for the integrand, the ratio of the residues at w == f to be
1
and w == - f 1 is found
(98)
after replacing n by 2n + 1 in the second infinite product. Since all r n except is seen that the modulus of R, is unity. The phase angle of R; is given by
LR e
a
2{31 == 1r + --(In 2 - 1) + 1r
r 1 are
real, it
{31- a n -1 (31 -) f 2n f 2n +1
(99)
L -{31a (1- - -1) oo
n=l
n
1r
2n + 1
2
~ -LJ
(tan
n=1
where (31 == [I'[], Using the result [10.3] 00
In 2
1
= 1 - ~ 2n(2n + 1)
-1
t
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
and also the relation tan- 1 0 == sin- 1 [0/(1
~
[ . -1
LR e == (J == 1r - 2 L.-J SIn n=1
679
+ 02)1/2], (99) may be ~10/1r 2 1/2
(4n - 1)
.
- SIn
-1
rewritten as
~la/1r
2
(4n +4n)
]
1/2'
(100)
From this result and (89), the solution for the shunt susceptance B of the semidiaphragm may be obtained.
10.5.
ApPLICATION TO H-PLANE BIFURCATION
Figure 10.11 illustrates a rectangular guide bifurcated by an infinitely thin perfectly conducting plane at x == 0/2, z :::; O. Since the bifurcating plane is located in a plane perpendicular to the xz plane which contains the H vector, it is referred to as an H-plane bifurcation. The solution to this problem may be found in terms of the solution for the inductive semidiaphragm by an application of the Schwarz reflection principle. It will be convenient to choose a new set of coordinates x', Y, z, where x' == x - 0/2. As noted in Section 10.4, the solution to the problem of a rectangular guide closed by an electric wall for 0 :::; x S 0/2 and a magnetic wall for 0/2 S x S 0 is the sum of two parts. One part is an even function about the symmetry plane x == 0/2 or x' == 0, while the other part is an odd function about x' == O. Let the even part be
x' == O.
The Schwarz reflection principle states that the analytical continuation of a function across a plane is given by an odd reflection if the function vanishes on the plane or by an even reflection if the normal derivative of the function vanishes on the plane. With reference to Fig. 10.12(a), let
a/2 - f - - t------I_+_
a/2
Y
.
z
---_._-~
Bifurcation
z=Q Fig. 10.11. H-plane bifurcation of a rectangular waveguide.
680
FIELD THEORY OF GUIDED WAVES
Hr
G
I
1----------
I
4>e(-x', -z)-4>. (-x', -z)
4>.( -x·,z)-4>. (-x'. z)
c
BI
A
----------I-----------~
-o,«, -z) -t1>o(x', -z) D
I I
4>e(x',z) +t1>o(x',z)
EI
F
(a)
G
I
I -4>e (- x', -z)-t1>o(- x', -z) :
A
4>e< -x',z) +4>o( -x', z)
BI
C
----------l-----------~
4>e(x', - z) - 4> 0 (x', - z)
D
I
E, 1
4>e (x', z) - t1> (x', z) 0
F
(b)
G
I I
I I
24>e( -x',z)
BI
A
l
C
----------J-----------~
- 24>. (x', D
z)
EI
24>. (x', z)
F
(c)
Fig. 10.12. Illustration of an application of the Schwarz reflection principle.
continuous derivatives at all points except along the line AB. Along this line both the function and its normal derivative are discontinuous. The solution illustrated in Fig. lO.12(a) solves the rather uninteresting problem of mixed boundary values along the plane AB. In order to solve the bifurcation problem, we need to construct another function which is analytic everywhere except along AB, where it must cancel the discontinuity in the function of Fig. lO.12(a). We begin with
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
681
The reflection coefficient for an H 10 mode incident on the bifurcation from the region z > 0 is R; and is given by (98). The modulus of R; is unity unless the guide width a is such that the H 2o mode can propagate, Le., unless a > A.
10.6.
PARALLEL-PLATE WAVEGUIDE BIFURCATION
A parallel-plate waveguide of height c == a + b is shown in Fig. 10.13(a). A dielectric layer of thickness a and dielectric constant K is placed along the bottom plate. A semi-infinite conducting plate extending from x == -00 to x == 0 is placed on top of the dielectric. The coupling and reflection of the modes between regions 1, 2, and 3 characterize the junction at x == O. When these coupling and reflection coefficients are known the results can be used to analyze the microwave strip line having a strip of total width 2 W shown in Fig. 10.13(b). When 2W »a only a few modes interact between the edges at x == ± W so this analysis is very appropriate for wide strips. El-Sherbiny has used the modified Wiener-Hopf method to analyze microstrip lines for both isotropic and anisotropic substrates' [10.26], [10.27]. The analysis of the single junction given in this section is similar. In all three regions the modes are uncoupled LSM and LSE modes (E modes and H modes with respect to y). In order to satisfy the edge conditions on the fields, current, and charge at x == 0, y == a, the modes are coupled together. We will assume that all fields have a z dependence of the form e- j f3z where the propagation constant B satisfies the condition
ko<{j
(101)
This condition holds for the guided modes on a microstrip line. In region 1 the fields have an x dependence of the form
The dominant LSM mode corresponding to n == 0 varies according to e±jy!k2 - f3 2x y c=a+b
2
aU b
3
eo
e
3
2
eo
e ~x
I W
I
-w
(a)
~x
(b)
. . - - - - 2W---~
(c) Fig. 10.13. (a) A bifurcated parallel-plate waveguide. (b) A related microstrip line. (c) Equivalent circuit ofmicrostrip line transverse section.
682
FIELD THEORY OF GUIDED WAVES
and is a propagating mode. In a microstrip line a is small enough that all higher order modes are evanescent along x. Thus the dominant mode, which is an obliquely propagating TEM mode, is the major field component in the microstrip line. If a is small enough the modes in region 3 are all evanescent so the junctions at x == ± W can be characterized by reactive terminations. When the reactive elements are known we can formulate an eigenvalue equation to determine the propagation constant (3. The terminations are inductive and the equivalent circuit for a wide microstrip line is that shown in Fig. IO.13(c). For modes that have E y a maximum at x == 0 the impedance at x == 0 is infinite. For modes that have E y == 0 at x == 0 the impedance is zero. Thus the eigenvalue equations for the even and odd modes are (I02a) (I02b) For lines with narrower strips, higher order mode interaction between the two edges must be taken into account. In region 2 above the strip the dominant mode is the LSM mode with a propagation factor This mode is evanescent along x as long as (3 > ko. In order to describe the LSM and LSE modes we will follow the nomenclature in Section 4.8. We will also use the Fourier transform with respect to x; thus, for example, 00
Ey(w, y) = A
-00
Ey(x, y)e
jwx
dx .
/
When we take into account the shield at Y == c and follow the approach used in Section 4.8 then the functions f and g which give l/;h and l/;e, respectively, are (in the Fourier spectral domain) A(w) s~n £y
O::Sy::Sa
SIn ta '
f
= { A(w)
KB(w) -
g
=
(I03a)
sin l!(c - y) SIn pb ' cos £y £. SIn £a '
{ B(w) cos p.(c - y)
p SIn pb
(I03b)
'
a
~
c.
These functions have been constructed so that the boundary conditions for the fields will be satisfied' at the air-dielectric interface. The fields H x, Hz and Ex, Ez are given by H
21/;h
- 1 a a1/;e x - jWjlo 8x8y _
Hz
- I 8 2l/;h
az
8l/;e
== -jWjlo- 8z8y - - + -8x 21/;e
1 a _ a1/;h x - jW€oK(y) 8x 8y 8z
E _ E,
=
21/;e
1 a jW€OK(y) 8z8y
+ a1/;h . 8x
683
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
Introducing f, g, we have in the Fourier transform domain
w df
A
Hx
A
A
A
Ez
(l04a)
(3 df . == - - -jwg
(l04b)
wJ.tody
Hz
Ex
== - - + j(3g
wJ.tody
w dg
.
= W€OK (Y) -dY + j(3f -
==
dg
(3
-
-
W€OK(y) dy
(l04c)
. -jwf.
(l04d)
The structure of these equations is such that new fields can be defined that will uncouple the and g functions. Thus it is easily found that
f
(3Hx A
== j«(3 + w )g
wll; A
-
2
•
2
(105a) (105b)
(3Ex A
wE z A
-
A
A
wEx +~Ez
== j(w + (3 )f 2
•
2
(105c)
+ (32 dg ( ) -d · W€OK Y Y
w2
=
(105d)
t - n;
If we use - Jz == iI-; - iI-; , Jx == iI to relate the current density on the half plane to the discontinuity in the tangential magnetic field across the strip it is readily found that (3Jx - w-l« "
A
_
w
2
+ (32
wJ.to
df 1+ -d
w2
+ (32
- - - ( -£ cot ta - p cot pb)A
y_
wJ.to
Pb R21+ == -j.( w2+fJ(2)(Cot (3Jz +wJx == -j(w 2+fJ)g -P A
A
At y == a, (3Ex obtain
-
K (
+ Kcot£a)B ·
•
wE z == j(w 2 + (32)A and wEx cot £0 £
(£ cot
cot
+ (3Ez ==
£
-«w 2 + (32)/w€o)B. Hence we
Pb) jw€o(wE . " + (3Ez) == »i, + (3Jz == Jl(W)
+ -P-
A
x
j
"
ta + p cot pb)-«(3Ex wJ.to
-
" wE z)
A
== (3Jx A
A
-
A
wL, == J2(W). "
A
(106a) (106b)
These uncoupled functional equations can be solved by the Wiener-Hopf method or by using the function-theoretic technique. The latter method is very straightforward for this problem and is the one that we adopt.
684
FIELD THEORY OF GUIDED WAVES
We note the following features. The source - j(wJx + (3J z) is 8J x /8x + 8J z /8z in the spatial domain and by the continuity equation equals - jwp where p is the charge density on the strip. Consider aye V X J == 8J x/8z -8J z/8x which transforms to - j{3J x + jwJ z. Hence it can be seen that the second source term is a vortex source equivalent to a y-directed magnetic dipole density on the strip. Thus the LSM modes are excited by the charge and the LSE modes by the vortex source on the strip. It would appear that we could solve for f and g separately but this is not the case because the individual solutions turn out to not satisfy the required singularity (edge) conditions at x == O. Thus a linear combination of f and g must be chosen so as to satisfy the edge conditions. Thus, in a microstrip line the LSE and LSM modes are coupled only by the edge conditions. This feature has been described in the spatial domain by Omar and Schiinemann [10.4]. The coupling condition takes on a particularly simple form in the transform domain. If we have found solutions for J 1 == wJx + {3Jz and J 2 == {3Jx - wJ z then
Since J x, J z, J 1, and J 2 are all zero for x > 0 their Fourier transforms must be analytic in the lower half of the complex w plane. For example, for x > 0 J x ( x ) --
21
1r
1
00
e -jwXJ'"x ( w)dw.
-00
The contour can be closed by a semicircle in the lower half plane for x > O. In order that we obtain Jx(x) == 0 for x > 0 the function Jx(w) must be analytic in the lower half plane. We now see that in order to not introduce poles for J x and J z in the lower half plane we must have J x( -j(3) == Jz( -j(3) == O. This requirement can be stated as
+ (3J2 ( -j(3) == 0 (3J1( -j(3) + jfjJ2 ( -jfj) == o.
- j{3J 1( -j(3)
(107a) (107b)
The two conditions are equivalent. The electric field components Ex and Ez vanish on the conducting half plane x < 0 and are analytic functions of w in the upper half plane. Since these field components are linear functions of Jx and Jz we cannot have a pole at w == j {3 in the upper half plane. Hence we must also satisfy the condition (108) Before proceeding with the solution we will discuss the eigenvalue equations and review the edge conditions.
LSM Modes The eigenvalue equation is (K cot £0)/£ + (cot pb)/p == 0 or Kp tan pb 1)k5. Let u == pb, v == £0; then
f - p2 == (K -
v tan v
==
a
-KbU
tan u,
Case 1: £ is real, p is imaginary.
(~r
-(*r
= (K
-l)k~.
-£ tan £0,
685
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES v
~-+------------------------
4
5
(a) v
1C~-==------------_~----------
3
v tan v = -
K
~ u. tan u.
curves
2 n
2-+------~------------..3I--------
4
3 1C
5
6
2n
(b)
Fig. 10.14. (a) Graphical solution for the dominant LSM mode. (b) Graphical solution for higher order LSM modes.
Replace u by j u to obtain a
v tan v == Kbutanhu, A typical graphical solution is shown in Fig. lO.14(a). There will always be one solution with p imaginary. The dominant LSM mode will attenuate along x as long as £2 > Kk5 - (32 . Case 2: £ and p are both real. A typical graphical solution for this case is shown in Fig. 10.14(b). There will be one solution for every increment of 7r in u. For large v, v == au / b. This line intersects the line
686
FIELD THEORY OF GUIDED WAVES
v tan v b tanh u -= ----
v
a
u
Jr 2 "+---------------------
2
\
3
4
5
u
~kob
Fig. 10.15. Graphical solution for the dominant LSE mode.
u == N7f' - u at N7f' - u == aufb or u == Nab [c where e == a +b. In this interval there are N roots so the average spacing b"u between roots is 7f'b [c, Since pb == u the average spacing b"p is 7f'/ e. Hence p nand £n approach n7f'/ e for large n.
LSE Modes For these modes the eigenvalue equation can be written as tanu u
btanu
a
u
£a==u,pb==u,
and
Case 1: £ is real, p is imaginary. If we replace p by j p then tan u
u
b tanhu
a
u
There is no LSE surface wave mode for yfi(=1koa < 7f'/2 as can be seen from Fig. 10.15. Case 2: £ and p are both real. For this case the graphical solution is similar to that for the case 2 LSM modes. When f and p are large f ~ p and then tan fa == - tan pb or sin fa cos pb + cos ta sin pb == sin tc == 0 so £ == nx]« for £ large. A microstrip line must be designed so that the dominant LSM mode attenuates in the x direction. At cutoff f == Kk6 - {32. For b == 00 it is then found that the substrate thickness a
687
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
must satisfy the condition a
<
I
VKk 5-
tan
(32 -
-1
{32
k5 )
2 Kko - (3 2 K
(
•
This equation is obtained by solving
for a at cutoff.
Edge Conditions If a function h(x) behaves like XV as x ~ 0 then its Fourier transform H(w) behaves like as w ~ 00. For the junction the edge conditions in the spatial and spectral domains are
w-(1+v)
Ex
rv
X- 1/ 2
Ex
e,
rv
X 1/ 2
Ez rvW-3/2
Jx
rv
X 1/2
Jx
i,
rv
X- 1/ 2
Jz
W- 1/ 2
rv
rvW-3/2 rv
J1 J2
rv
W- 1/ 2
rv
W 1/ 2
jw€o(wE
W- 1/ 2
x
+ (3Ez )
jw€o«(3E x - wE z )
1/2
rv
W
rv
W- 1/2•
Analytic Solution of Functional Equations
s,
On the half plane Ex and E; are zero. Hence Ex and are analytic functions in a suitable defined upper half of the complex w plane. We define functions Fi(w) and Fi(w), analytic in the upper half plane, as follows: (109a) + F 2 (w)
.
== jw€o«(3E x A
- wE z ). A
(109b)
We also define functions S1(W) and S2(W) as follows: K
cot ia £
cot pb
S 1(W)
==
+p
(110a)
S2(W)
== £ cot ta + p cot pb
(I lOb)
where £2 == k 2 - (32 - w2 and p2 == k5 - (32 - w2. Equations (106) can be written as ( l l la) (lllb)
688
FIELD THEORY OF GUIDED WAVES
where we have explicitly identified J 1 and J 2 as functions that are analytic in a lower half plane by the use of the minus sign as a superscript. The function Sl(W) has poles when ta == ntt , pb == n1r or at
w = ±j
1r
(:
r
+~2 -kij.
We will let ±jvn and ±jun denote these poles. There are poles for Vo and Uo also corresponding to and The parameter Vo is imaginary but Uo is real. The zeros of S 1(w) correspond to the eigenvalues in, Pn for LSM modes. These zeros will be denoted by ±j'Yn, n == 0, 1,2, .... The zero for n == 0 gives the eigennumber ± j'Yo for the dominant LSM surface wave mode. The function S2(W) has poles at ±jvn and ±jun also but none at Vo or Uo. The zeros of 8 2 occur at the eigenvalues in, Pn for the LSE modes. These will be designated as ±jan. The function S 1(w) can be expressed in infinite-product form; thus
S ( )
= Kp sin pb cos ea + e sin ea cos pb ab
1 W
(w 2
(t
sin £a 2 sin Pb) ta P pb
KIT (1 + w:) (1 + w:) n=l 'Yn 'Yo + {32 - k )(W + (32 - k )II 1 _ _t a_2) (1 _ o n n 2
2
2
00
n=l
(
(112)
p2b2) 21r2
21r2
2
where K is a constant and £2 , p are given by the relations following (110). Before proceeding further we must establish what division of the complex w plane we need to use to define our upper and lower half planes. We know that should have poles at w == - j'Yn in order to give rise to the spectrum of LSM modes in the region x > O. All of these modes decay with increasing values of x. Similarly, Fi must have poles at w == -jan to produce the spectrum of LSE modes in the region x > O. These poles lie in the lower half plane. The function J 1 must have poles at w == iv» and w == jUn, n == 0, 1,2, ... , in order to produce the full spectrum of reflected modes in regions 1 and 2. We will also assume that the LSM mode r with a pole at w == - j v, is incident in region 1 and that mode t with a pole at w == -jUt is incident in the region labeled 2 in Fig. 10.13(a). All of these poles lie in what we call the upper half plane. The poles associated with J1 and give rise to LSM modes. If we assume that mode i of the LSE spectrum is incident in region 1 and that mode j is incident in region 2 then J:; has poles at ir«. io«. n == 1,2, ... , and at - jvi, --jUj. All of these poles are also considered to lie in the upper half plane. The inversion contour that will divide the complex w plane into upper and lower half planes must thus be chosen in the
r;
r;
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
689
(b)
(a)
Fig. 10.16. (a) Inversion contour for LSM modes. (b) Inversion contour for LSE modes.
manner shown in Fig. 10.16 in order to conform to the above prescription for the disposition of the poles. Note that the division of the w plane is different for the LSM and LSE modes since they have different poles. and StSi where and Sf are free of We can factor SI and S2 into the forms zeros and poles in the upper and lower half planes, respectively, and have algebraic behavior at infinity. Equations (111) can thus be expressed in the form
sis;
st
(113a)
(113b) These factored functions are analytic continuations of each other and together define functions Qe(w) and Qh(W) that are analytic in the whole complex w plane. Thus Qe and Qh are polynomials of finite order. The solutions for J1 and Ji are (114a) (114b) The coupling conditions (107) and (108) give ±j(3) Si( ±j(3) == O.
(115)
The residues, upon evaluating Jl and J2 by contour integration, at - jv"
- j a.; - iv), and
Qe( ±j(3) SI( ±j(3)
~jQh(
690
FIELD THEORY OF GUIDED WAVES
- jo] must produce the known incident modes. We thus have six equations that will serve to determine the polynomials Qe and Qh as we will show next. The factoring of 8 1 and 8 2 is straightforward. For 8 1 we obtain e j(w/1r)(clnc-alna-blnb)
8- -
1-
(w
+ y'k -13 2
2
)( w - j
J13 x
(1 -~) J'Yo
2
-
kij)(w
+ jpr)(w + jUt)
IT (1 - ~) n=1
II (1 - ~) 00
n=1
JV n
e-jwc/n1r
J'Yn
00
e-jwa/n1rII n=1
(1 - ~)
•
(
116)
e-jwb/n1r
J(Jn
Note that the poles - j V" - j (Jt are included In 8 1 because of the way in which we partitioned the w plane. The corresponding expression for 8 2 is
IT (1 - ~)
ej(W /1r)(c In c-a lna-b In b)
82
=
(W + jPj)(W
+ jUj)
n=1
X
II (1 - ~) 00
n=1
JVn
Jan
00
e-jwa/n1rII n=1
e-jwc/n1r
(1 - ~)
•
(117)
e-jwb/n1r
J(J n
The first exponential function in the numerators for 8 1 and 8 2 is introduced so that these functions will have algebraic behavior at infinity. The asymptotic behavior for large w is established by comparison with the gamma functions f(jwc /1r), f(jwa /1r), and f(jwb /1r). The function 8 1 is asymptotic to w-5/2 and 8 i is asymptotic to w-3/2. Since J1 is asymptotic to W- 1/2 while Ji is asymptotic to W 1/2 we see that Qe and Qh are, at most, polynomials of degree 2. We now let (118a)
Qh ==QO+QI W+Q2 W2.
(118b)
Upon using (114), (115), and (118) we find that
The solutions for J 1 and J 2 are given by (120a)
(120b)
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
691
These integrals can be evaluated in terms of the residues by closing the contour by a semicircle in the upper half plane. The inversion contours C 1 and C 2 are those shown in Fig. 10.16. If the dominant LSM mode is incident in region 1 then C 1 must be indented below the pole at w = - jvo = Jk 2 - {32. In practice it is preferable to assume only one incident mode at a time and then evaluate the reflection and coupling coefficients for this case. With only one incident mode one of the polynomials Qe or Qh is a constant and the other one is of degree one. In applying the theory to a microstrip line it is easier to assume a value for (3 and solve for the strip width 2 W. If we specify 2 W then we have a rather complex transcendental equation to solve since the terminating reactance B in (102) is a function of {3. When there are several interacting modes all the reflection and coupling coefficients must be determined as a function of {3 . As a simple example we will consider a microstrip line with a very wide strip so that only the dominant LSM mode has significant interaction between the two edges at x = ± W. In the expression for 8 1 we choose Vr = Vo and delete the factor w + ja., In the expression for 8:; we delete the factors (w + jVj) and (w + jo j). Then P 2 = Ql = Q2 = O. The reflection coefficient R for the dominant LSM mode current J 1 in region 1 is the ratio of the residues at w = iv« and w = -jvo in (120a). This ratio is (note that iv« = -Jk2 - (32) (121a) where () is given by () = -(2/1r)Jk 2 - (32(C In
c - a In a - b In b)
- Ik 2 _~2 - 2 tan -1 v - 2 tan -1
_2f (tan-
1'0
Jk
2
1
n=1
~2
-
_
.
/~2 -kij
......:.V--;::=== Jk 2
tan-
1
Jk
- _(32)
2
-
~2
vn
1'n
. Ik 2 _ tan -1 _V
{32
-
.
(121b)
Un
The coupling condition (119) gives
Po Po
-j~Pl
+ j~Pl
'Yo = 'Yo
-~ ~ + J~2 -kijfi'Yn -~ Oln +~
J
+ ~ ~ _ ~2 -
kijn=l'Yn
+ ~ Oln - ~.
(122)
The right-hand side of (122) is real. We can choose Po = 1; then in order for the left-hand side to be real PI must be imaginary. We can therefore infer that the magnitude IR I = 1 so no power is transmitted past the edges at x = ± W in the microstrip line. Since J 1 is proportional to the charge density the electric field E y for the dominant LSM mode has the same reflection coefficient R. Thus the terminating normalized susceptance - j B is given by (123)
692
FIELD THEORY OF GUIDED WAVES
The inductive nature of the termination is due to the inductive impedance of the dominant evanescent LSM mode in region 3. For the LSM modes the wave impedance is given by
Since {3 > 1'0 the wave impedance of the dominant LSM mode is inductive. A sample calculation carried out for b == 1 cm, a == 0.1 em, f == 5 GHz, K == 6, gave a value of 0.34 for the normalized value of B. For this value the effective dielectric constant Ke has the value {32/k5 == Ke == 5.34 and 2W [a == 8.
REFERENCES AND BIBLIOGRAPHY
[10.1] R. E. A. C. Paley and N. Wiener, Fourier Transforms in the Complex Domain. New York, NY: Amer. Math. Soc. Colloq. Publs., vol. 19, 1934. [10.2] S. N. Karp, "An application of Sturm-Liouville theory to a class of two part boundary value problems," Proc. Cambridge Phil. Soc., vol. 53, part 2, pp. 368-381, Apr. 1957. [10.3] E. T. Copson, Theory of Functions of a Complex Variable. New York, NY: Oxford University Press, 1935, p. 228, probs. 10 and 11. [10.4] A. S. Omar and K. Schiinemann, "Space-domain decoupling of LSE and LSM fields in generalized planar guiding structures," IEEE Trans. Microwave Theory Tech., vol. MTT-32, pp. 1626-1632, 1984.
Problems Involving the Solution of an Infinite Set of Algebraic Equations [10.5] L. Brillouin, "Waveguides for slow waves," J. Appl. Phys., vol, 19, pp. 1023-1041, Nov. 1948. [10.6] F. Berz, "Reflection and refraction of microwavesat a set of parallel metallic plates," Proc. lEE (London), vol. 98, part III, pp. 47-55, Jan. 1951. [10.7] E. A. N. Whitehead, "The theory of parallel plate media for microwave lenses," Proc. lEE (London), vol. 98, part III, pp. 133-140, Jan. 1951. [10.8] R. A. Hurd and H. Gruenberg, "H-plane bifurcation of rectangular waveguides," Can. J. Phys., vol. 32, pp. 694-701, Nov. 1954. [10.9] R. A. Hurd, "The propagation of an electromagnetic wave along an infinite corrugated surface," Can. J. Phys., vol. 32, pp. 727-734, Dec. 1954.
Problems Solved by the Wiener-Hopf Method [10.10] A. E. Heins, "The radiation and transmission properties of a pair of semi-infiniteparallel plates," Quart. Appl. Math., vol. 6, part I, pp. 157-166, July 1948; part II, pp. 215-220, Oct. 1948. [10.11] J. F. Carlson and A. E. Heins, "The reflection of an electromagnetic wave by an infinite set of plates," Quart. Appl. Math., part I, vol. 4, pp. 313-329, Jan. 1947; part II, vol. 5, pp. 82-88, Apr. 1947. [10.12] L. A. Vajnshtejn, "Propagation in semi-infinite waveguides," in New York Univ. Inst. Math. Sci. Rep. EM-63 (six papers translated by J. Shmoys), 1954. [10.13] J. D. Pearson, "Diffraction of electromagnetic waves by a semi-infinite circular waveguide," Proc. Cambridge Phil. Soc., vol. 49, pp. 659-667, 1953. [10.14] V. M. Papadopoulos, "Scattering by a semi-infinite resistive strip of dominant mode propagation in an infinite rectangular waveguide," Proc. Cambridge Phil. Soc., vol. 52, pp. 553-563, July 1956. [10.15] H. Levine and J. Schwinger, "On the radiation of sound from an unflanged circular pipe," Phys. Rev., vol. 73, pp. 383-406, 1948.
Diaphragms in Waveguides [10.16] L. A. Vajnshtejn, "Irises in waveguides," J. Tech. Phys., vol. 25, no. 5, pp. 841-846, 1955. [10.17] S. N. Karp and W. E. Williams, "Equivalence relations in diffraction theory," Proc. Cambridge Phi/. Soc., vol. 53, pp. 683-690, 1957. [10.18] G. L. Baldwin and A. E. Heins, "On the diffraction of a plane wave by an infinite plane grating," Math. Scand., vol. 2, pp. 103-118, 1954.
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES
693
On the Theory of the Wiener-Hopf Method [10.19] S. N. Karp, "Wiener-Hopf techniques and mixed boundary value problems," Commun. Pure Appl. Math., vol. 3, pp. 411-426, Dec. 1950. [10.20] A. E. Heins, "The scope and limitations of the method of Wiener and Hopf," Commun. Pure Appl. Math., vol. 9, pp. 447-466, Aug. 1956. [10.21] P. M. Morse and H. Feshbach, Methods of Theoretical Physics. New York, NY: McGraw-Hill Book Company, Inc., 1953. [10.22] B. Noble, Methods Based on the Wiener-Hopf Technique. New York, NY: Pergamon Press, Inc., 1958. (This book gives an excellent treatment of the Wiener-Hopf technique, and includes a good selection of illustrative problems that can be solved.) [10.23] R. Mittra and S. W. Lee, Analytical Techniques in the Theory of Guided Waves. New York, NY: The Macmillan Company, 1971. (This book contains many examples of finite range problems solved by the modified Wiener-Hopf method.) [10.24] L. A. Weinstein, The Theory of Diffraction and the Factorization Method. Boulder, Colorado: The Golem Press, 1969. [10.25] H. W. Schilling and R. E. Collin, "Circular waveguide bifurcation for asymmetric modes," lEE Proc., vol. 131, part H, pp. 397-404, 1984. (This paper treats the bifurcation of a circular waveguide for asymmetric modes and is an example of coupling between E modes and H modes due to the edge conditions.) [10.26] A. M. A. El-Sherbiny, "Exact analysis of shielded microstrip lines and bilateral fin lines," IEEE Trans. Microwave Theory Tech., vol. MTT-29, pp. 669-675, 1981. [10.27] A. M. A. El-Sherbiny, "Hybrid mode analysis of microstrip lines on anisotropic substrates," IEEE Trans. Microwave Theory Tech., vol. MTT-29, pp. 1261-1265, 1981.
PROBLEMS
10.1. An infinitely wide parallel-plate transmission line is bifurcated by an infinitely thin perfect magnetic conductor in the region z ~ 0 (see Fig. P10.1). Find the reflection coefficient for a TE~I wave incident from z < O. Assume that the dimension b is such that the first mode propagates in the bifurcated region z > O. Use the functiontheoretic method for the solution of the infinite set of algebraic equations that determine the mode amplitudes.
b/2 "Magnetic conductor bifurcation
"z
I
zc:O Fig. P10.1.
10.2. Repeat Problem 10.1, using the method of direct construction of a suitable transform function, and also using the Wiener-Hopf method. 10.3. Solve the H-plane bifurcation problem of Section 10.5, using the method of direct construction of a suitable transform function. 10.4. Find the reflection and transmission coefficients at the interface of an infinite set of parallel perfectly conducting plates as illustrated in Fig. 10.5. Assume an incident perpendicular-polarized TEM wave. Also assume that only the H 10 mode propagates in the parallel-plate region. Note that, for an angle of incidence greater than some minimum value, there will be more than one propagating reflected wave in the region z < O. 10.5. A rectangular guide is loaded by a thin dielectric slab of thickness t for z ~ O. The relative dielectric constant is K. Maxwell's curl equation for H may be written as V' X H = jw€.oE + jW€'OXeE, where Xe = K - 1. The term jw€,oXeE may be considered as the polarization current density in the slab. For a sufficiently thin slab, the electric field of an H nO mode may be considered to be constant across the slab. The approximate effect of the slab is thus the same as that of an infinitely thin current sheet jw€.oXetEO, where Eo is the electric field of an H nO mode at the center of the slab, x = d. Using this approximation, show that the eigenvalue equation for H nO modes in the
FIELD THEORY OF GUIDED WAVES
694
t
a d
--~ I z=o
Fig. PIO.5. loaded guide is
or cot he
+ cot hd
k =--7z2
Xe t
and
where 'Y is the propagation constant, h is the transverse wavenumber, and k6 = w2 fJ-o€o. Obtain a solution for the reflection and transmission coefficients for an H nO mode incident from z < O. Use the method of direct construction of a transform function. Note that both E y and 8E y /8z are finite at z = 0, x = d, and that this condition governs the growth of the transform function at infinity. 10.6. Solve the problem of a capacitive semidiaphragm in a parallel-plate transmission line of height b (see Fig. PIO.6). Assume that only the TEM mode propagates. For an incident TEM mode, show that the capacitive susceptance of the diaphragm is given by B = 2 tan(O/2), where
(J
. -1 b/Ao = 2~ -;.::: ( sm n _!
- sin. -1
b/nAO) .
b/2
Diaphragm
Eyt~ b/2
z=O
z Fig. PI0.6.
10.7. Use the Schwarz reflection principle to obtain the solution to Problem 10.1 from the solution to Problem 10.6. HINT: Construct the solution in terms of the solution for the transverse magnetic field H x of the preceding problem with the aperture closed by a magnetic wall. Assume for the present case that all modes in the bifurcated region are evanescent. Answer: The reflection coefficient is R = -e :"; where 0 is given in Problem 10.6. 10.8. A rectangular guide has a resistive wall at x = a, z > 0, as in Problem 5.4. An H 10 mode is incident from Z < O. Obtain the solution for the reflection and transmission coefficients. Compare this problem with Problem 10.5 when the substitution jW€O(K - 1) = (J is made. 10.9. Consider the bifurcated parallel-plate guide shown in Fig. 10.13(a). Assume that a TEM mode is incident from x < 0 in region 1 and that {3 = O. Find the dominant mode fields transmitted into regions 2 and 3 and the reflection coefficient in region 1. For this problem only LSM modes are needed since {3 = O.
695
INTEGRAL TRANSFORM AND FUNCTION-THEORETIC TECHNIQUES y
~v;
b
~V1
a
3
2
I
1c t
~z
d
n 1:1
1:n3
Zc = 1
Zc
()1
()3
()2
Zc
=
=
=
1
()1
1
Fig. PlO.lO. 10.10. Consider the E-plane bifurcation of the rectangular guide shown in Fig. PlO.10. Show that the equivalent circuit of the junction is that shown in the figure. This problem may be solved using LSE modes only provided the potential function is chosen as Wh (x, Y, z)a x • The residue-calculus method can be applied by expressing the continuity of E y and H x in the aperture. Note that if a TE10 mode is incident from region 2, the bifurcation has no effect so that there will be no reflected wave in region 2 and transmission into regions 1 and 3 takes place without any phase shift. Answer: n1 = n3 = 81 + 82 = 0 or 21r, and 81 = ({31/1r)(C In C - a In a - b In b) E~(tan-l {31/'Y1n + tan- 1 {31/'Y3n - tan- 1 (31/'Y2n) where {3t = (1r/d)2, 'Ytn = (n1C'/a)2 - {3t, 'Yin = (n1r/C)2 - {3r, and 'Yin = (n1r/b)2 - {3f. 10.11. For the E-plane bifurcated guide in Problem 10.10 assume that a dielectric slab of thickness a lies along the bottom wall. A dominant TEw mode is incident in x < 0, 0 < y < a. Find the reflection coefficient for this mode. This problem is essentially the same as the one solved in Section 10.6 with {3 = 1r [d where d is the width of the guide. 10.12. Use the residue-calculus method to find the equivalent circuit of the bifurcated coaxial transmission line junction illustrated in Fig. PlO.12. Assume that TEM modes are incident in which case only higher order TM on modes are excited.
#'
#'
k5 -
c b
______,--,- J._u
_
• z
2
3
Fig. PlO.12. Answer: The equivalent circuit is the same as that shown in Fig. PlO.lO. The ideal transformers can be eliminated provided the characteristic impedance of region i is set equal to Z, where Z 1 = (Zo/21r) In b [a,
696 Z2
(JI
FIELD THEORY OF GUIDED WAVES
= (Zo/21r) Inc/a, ko = -[(c 1r
Z3
= (Zo/21r) Inc/b. Note that Z, +Z3 =Z2. The angle (h is given by
- a) In(c - a) - (c - b) In(c - b) - (b - a) In(b - a)]
-
~ (tan- ~ + tan- ~ -tan- ~). L..J 'YIn 'Y3n 'Y2n l
l
l
n=l
Let W;(k;, x, r) = Jo(k;x)Yo(k;r) - Jo(k;r)Yo(k;x). Then kIn are the roots of W1(kt, a, b) = 0, k2n are the roots of W 2 (k 2, a, c) = 0, and k 3n are the roots of W 3 (k 3, b, c) = o. The following Bessel function integrals are useful:
1 2
I
12
(W;) rdr
=
r
r2 12 FW;W; 12 + Z(W; I
where 1 and 2 denote arbitrary lower and upper limits.
1
1
2
+ W;)
2 1
I
11 Surface Waveguides In addition to the closed cylindrical conducting tube and the conventional TEM wave transmission line, there exists a class of open-boundary structures which are capable of guiding an electromagnetic wave. These structures are capable of supporting a mode that is intimately bound to the surface of the structure. The field is characterized by an exponential decay away from the surface and having the usual propagation function e- j {3z along the axis of the structure. For this reason this discrete eigenvalue solution to the wave equation is called a surface wave, and the structure that guides this wave may be appropriately referred to as a surface waveguide. Typical structures that are capable of supporting a surface wave are illustrated in Fig. 11.1. These consist of dielectric-coated planes and wires and corrugated planes and wires. In addition, a surface-wave solution exists for the interface between two different media, as well as for a variety of other structures of the periodic type with open boundaries, and also for stratified plane and cylindrical structures. Although surface waveguides have several features which are similar to those of the cylindrical conducting-tube guide, they have many characteristics which are quite different. Some of the outstanding differences are: 1. the possibility of a surface-wave mode of propagation with no low-frequency cutoff; 2. the nonexistence of an infinite number of discrete modes of propagation at a given frequency; 3. the existence of a finite number of discrete modes, together with an eigenfunction solution with a continuous eigenvalue spectrum; and 4. the possibility of mode solutions with a phase velocity less than that of light. In this chapter some of the more important characteristics of surface waveguides will be studied by examining the solutions for typical plane and cylindrical structures. In addition, the problem of excitation of surface waves by a line source above a grounded dielectric sheet will be examined. This latter problem will provide an introduction to the role played by the continuous eigenfunction spectrum in determining the total field in the region around a surface waveguide. To evaluate the integral for the radiated field, the saddle-point method of approximate integration will be used. This is a technique that finds widespread application in radiation problems.
11.1.
SURFACE WAVES ALONG A PLANE INTERFACE
The guiding of plane waves by a plane interface between two different dielectric media was investigated initially by Uller [11.1] in 1903, and later by Zenneck [11.2] in 1907. This surface wave is associated with the Brewster-angle phenomenon of total transmission across a dielectric interface. It is often referred to as a Zenneck wave. Consider a plane interface x == 0, separating the air region x > 0 from the region x < 0, 697
698
FIELD THEORY OF GUIDED WAVES
n..» - - - - ..... - - - - - - -
(a)
(b)
Jlll1LlLIl1UL __ ~-=~~ z
-------
(c)
(d)
Fig. 11.1. Typical surface waveguides. (a) Dielectric-coated plane. (b) Dielectric-coated wire. (c) Corrugated plane. (d) Corrugated cylinder.
Fig. 11.2. A plane interface between free space and a dielectric-filled region.
occupied by a lossless isotropic dielectric with permittivity e == K€O, where K is the relative dielectric constant. Let a parallel-polarized wave be incident on the interface from the air region at an angle (Ji to the interface normal, as in Fig. 11.2. The incident plane wave has the field components H y , Ex, E z, when the plane of incidence is the xz plane. The above problem is readily solved by introducing the wave impedances and using a transmission-line analogy. 1 The incident magnetic field may be taken as
H y == A exp[- jko(z sin
(Ji -
x cos
x >0
(Ji)],
k5
where == W 2 p,O€ O' and A is an amplitude constant. In the region with a magnetic field
-RA exp[-jko(z sin (Ji +x cos
x
(Ji)]
(la)
> 0 a reflected wave (lb)
will also exist, in general. In the dielectric region, a transmitted wave
T A exp[- jk(z sin (Jr - x cos will exist, where k 2 == w 2p,o€, 1 See
Section 3.5.
(Jr
(Jr)]
(lc)
is the angle of refraction, and R, T are the reflection and
699
SURFACE WAVEGUIDES
transmission coefficients, respectively. The components of the electric field are given by
. }weEx
== - <9z
<9l1r y
. }weEz
== <9x •
(2a)
<9l1ry
(2b)
The wave impedances in the two regions are
==
ZI Z2 where Zo given by
==
(p,o/eo)1 /2, and Z
R
E
Hz
Y
== Zo cos OJ,
== Z cos Or,
==
x >0
(3a)
x <0
(3b)
(p,o/e)1 /2. In terms of these, the reflection coefficient R is
= Z2 -Zl = Z2 + Z 1
cos Or COS
Or
K
1/2
cos OJ
(4)
+ K1/ 2 COS OJ •
The propagation constant along the z direction must be the same in both media (Snell's law), so that k« sin OJ == k sin Or. The Brewster angle for which R vanishes is thus given by cos (J r == K 112 cos (J i s or, eliminating (J r ,
sin OJ =
(
K:
1/ 2
1)
(5a)
•
The corresponding angle in the dielectric medium is given by sin Or
== (K + 1)-1/2 •
(5b)
For this particular angle of incidence, the solution for the magnetic field reduces to
x >0 x <0.
(6)
This solution is the prototype solution for a surface wave guided by a plane interface. The above solution is for a parallel-polarized plane wave, and may be classified as a transverse magnetic (TM) wave with respect to the z axis. In the case when the dielectric has finite losses, no real angle of incidence can be found such that there is no reflection for the TM wave. However, we do not need to restrict the angle of incidence to real values only. As soon as complex angles of incidence are considered, it is found that a solution for an inhomogeneous plane wave of the TM type exists such that there is no reflection at the interface. We will now consider the extension of the previous TM wave solution to the case of a dielectric with finite, but small, losses. Let the permittivity of the dielectric medium be e == e' - je", where e" «:« and represents the loss in the material. Instead of introducing the angles of incidence and refraction explicitly, the incident and transmitted waves will be
700
FIELD THEORY OF GUIDED WAVES
represented as
By == A exp(jhIx - j{3z) ,
x >0
(7a)
By == A exp(jh 2x - j{3z) ,
x <0
(7b)
where hi + {32 == k5, and h~ + {32 == k 2 , in order that the field shall satisfy the wave equation. The wave impedances are now given by (8a) (8b)
For the surface wave, the reflection coefficient must vanish, and hence Z I == Z2. The solutions for the transverse wavenumbers hI and h 2 and the propagation constant {3 are hence determined by the following two equations: (9a)
or (9b) For convenience, let e' - je" == (K' - jK")eo == «e«. From (9a), we obtain hI == [h~ - (K' jK" - 1)k5]1/2, which may be combined with (9b) to yield (10)
Since K" is small compared with K', an' approximate solution for h 2 is readily obtained by using the binomial expansion to get (lla) The corresponding solution for h, is obtained from (9b) and (10):
h
~
ko
1 ~ (K' + 1)1/2
[1 + 2(K'jK"] + 1) ·
(lIb)
For small losses, it is seen that the real parts of hI and h2 are the same as those in the lossless case, i.e., in the solution given by (6). It is interesting to note from (11) that the imaginary parts of h Iand h 2 are of opposite sign, and, hence, the surface wave has the characteristic exponential decay in the direction perpendicular and away from the interface on both sides. The solution for the magnetic field
701
SURFACE WAVEGUIDES
in the present case is
H y ==
A exp[- j{3z + (jh~ - h~/)X],
x >0
{ A exp[ - j{3z + (jh + h~)x], 2
x <0
(12)
where h~, hr and h 2, h~ are the real and imaginary parts of hI and h 2 as given by (11). The propagation constant {3 is given by
or, since h~' «h~, (13) For small losses, {3" is small, and the attenuation of the wave is also small. At the same time is small, so that the wave is rather loosely bound to the interface. The constant-phase planes for the wave on the air side are determined by the equation
h~'
{3' z
-
h~x
== constant
(14)
where {3' is the real part of {3, as may be seen from (12). These planes make an angle 8 1 with respect to the x axis, where fl} = tan
-1
h~
fJ' = cot
I I(
(15)
a result which is identical to that for the lossless case. The planes of constant amplitude are determined by {3 II Z
+ h ~'X == constant
(16)
where {3" is the imaginary part of {3. The constant-amplitude and constant-phase planes may be shown to be orthogonal. Further details of this problem have been given by Stratton, and hence will not be pursued any further here [11.3, Section 9.13]. A solution similar to the above for a perpendicular-polarized (transverse electric, TE) wave does not exist unless the two media have different permeabilities. When the permeabilities are the same, the wave admittances are proportional to hi and h i in the two media. In order for the reflection coefficient to vanish, hi must equal h 2 • However, this is impossible since hI - k5 must also be equal to h~ - k 2 • The solution for the case of unequal permeabilities may be constructed from the above solution by an application of the duality principle and is left as a problem at the end of the chapter.
11.2.
SURFACE WAVES ALONG AN IMPEDANCE PLANE
By examining the possibility of surface-wave propagation along a plane that exhibits a complex surface impedance, further insight into the type of surface required to support a surface wave may be obtained. The analysis in this section will show that a TM wave requires a surface with a surface impedance having an inductive reactive term, while, in order to
702
FIELD THEORY OF GUIDED WAVES
x Constant phase plane
~~~,.,.,...~~~,..,..,..,..,..,.~...,...,..,-----
z
Z.=R.+jXII Fig. 11.3. Illustration of a plane impedance surface.
support a TE surface wave, the reactive part of the surface impedance must be capacitive. Since naturally occurring surfaces have an inductive reactance term in the surface impedance, the TM surface wave is of more importance than the TE wave. Consider a plane surface in the x == 0 plane which has a normalized surface impedance Z s == R, + j X s that is independent of the angle of incidence for incident inhomogeneous plane waves. The surface impedance is normalized with respect to the intrinsic impedance Zo of free space. With reference to Fig. 11.3, let the magnetic field H y of the assumed TM surface wave have the following form in the region x > 0: H;
where h 2
+ ~2 == k6.
== A exp(jhx -
(17)
j~z)
The electric field components are given by
.
}w€oE
x
8H y
== - 8z ·
The wave impedance of the wave is
e,
Z 1 == -
n,
h W€o
== -
h
== -Zo k«
and must be equal to the surface impedance of the plane at x == 0 if the field is to satisfy the required boundary conditions on this plane without a reflected field being present. Equating the normalized wave impedance h/ko to the surface impedance gives the required solution for h: h == h'
+ in" == koZ s == koR s + jkoXs.
The solution for the propagation constant
~
(18)
is
Equation (18) for the transverse wavenumber h clearly shows that the field will have an exponential decay normal to the surface only if the reactive part of the surface impedance is inductive. Also, the larger the inductive reactance of the surface, the more closely will the wave be bound to the surface. In order that the attenuation of the wave in the Z direction will be small, the product RsXs should be small, so that, from (19), ~" will be small. A closely bound surface wave may be propagated along the surface with a small attenuation only if X s is made large and R, is made small.
SURFACE WAVEGUIDES
703
The solution for the magnetic field is
H; ==A exp[(jh' -h")x - (j~' +~")z]
(20)
where h' , h'', ~' , and B" are given by (18) and (19). The constant-phase planes are determined by the equation
h'x - {3' z == constant and are inclined toward the surface at an angle (J relative to the x axis, where tan (J == h' /~'. The wave front is tilted by an amount just sufficient to give a component of the Poynting vector in the direction of the impedance surface, to account for the power loss in the resistive part R, of the surface impedance. The power flow per unit area into the surface at any point z is
r,
1
=
{Z+1
2 Re Jz
EzH; dz
== !R Z AA * 4 s
e
0
1
=
1- e
-2{3"z
{Z+1
2RsZ oJ
z
HyH; dz
-2{3"
B"
~ !RsZoAA *e- 2{3 " z
(21)
2
where ~" is small. The power flow, per unit width of the surface, in the
z direction is
1 R {CO E H* d _ 1 {3'Zo * -2{3"z P -- 2 e Jo x y x - 4h"k AA e · o The phase velocity of the wave in the (19), we obtain
z direction is determined by the real part of ~.
(22)
From
when R s «Xs , and hence the phase velocity "» is given approximately by vp
== {3' ~
rv rv
V
C
(1 +XS2 ) - 1/ 2
(23)
where Vc is the velocity of plane waves in free space. The phase velocity is seen to be less than the free-space velocity for a surface wave supported by a highly inductive surface with a small resistance. When the surface resistance is equal to or greater than the reactance, the phase velocity is equal to or greater than the free-space velocity. The above analysis is directly applicable to the problem of a surface wave guided along a conducting plane. In Section 3.6 it was shown that, for metals at radio frequencies, the surface impedance is independent of the angle of incidence, and has an inductive part equal to the resistive part. The normalized surface impedance of a metal interface is given by
k
z, = (1 + j) ( 2(1~O
)
1/2
(24)
704
FIELD THEORY OF GUIDED WAVES
where a is the conductivity of the metal. The transverse wavenumber h is thus given by
h
k
= koO + j) ( 2q~O
)
1/2
(25a)
while the propagation constant {3 is given by
(
{3 == k o 1 -
.k)
L!!-
1/2
(25b)
uZo
since ko/uZo is very small for any good conductor. For metals, a is of the order of 107 siemens per meter, Zo == 377 ohms, and, for Ao == 3.14 centimeters, k o == 200 radians per meter. Hence (3" is approximately 5 x 10-6 neper per meter. This amount of attenuation is generally entirely negligible. The imaginary part h" of h is approximately equal to 3 x 10-2 neper per meter. Thus the wave amplitude does not decrease to a negligible value before a distance of several thousand wavelengths from the surface has been reached. The wave is too loosely bound to the surface to be of much use in a transmission system of reasonable dimensions. It has been seen that a conducting plane can support a surface wave of the TM type but that this wave is very loosely bound to the surface. To obtain a practical surface waveguide, it is necessary to increase the inductive reactance of the surface without increasing the surface resistivity significantly. Two methods for achieving this end result are (1) to coat the conductor with a thin layer of high-dielectric-constant material and (2) to corrugate the surface. These structures will be considered in the next two sections, but first we will examine the solution for a TE surface wave guided by an impedance plane. The TE surface wave is similar in structure to the TM wave, but with the roles of electric field and magnetic field interchanged. The field is described by the following equations: E y == A exp(jhx - j{3z)
.
BEy
jWlloH == - - r Z Bx where h2
+ {32
==
k6.
.
BEy
jwp-oH x == Bz
The wave admittance is equal to
where y 0 == Z 0 1 . The normalized wave admittance must be equal to the normalized surface admittance of the guiding plane, and, hence,
Clearly, it is necessary that the surface susceptance B s be positive if the imaginary part h'' of h should be positive. Thus, to obtain a field that decays exponentially with distance from the surface, the surface must have a capacitive susceptance. Dielectric-coated surfaces can be designed so as to exhibit a capacitive susceptance term in the surface admittance and will, therefore, be capable of guiding a TE surface wave.
705
SURFACE WAVEGUIDES
....,..~~~~~~~~~~~~~~~.,...,...,..,..~
z
EO.
1l0' (T
Fig. 11.4. A conducting plane coated with a thin layer of dielectric.
11.3.
CONDUCTING PLANE WITH A THIN DIELECTRIC COATING
The propagation of a TM surface wave along a conducting plane coated with a thin layer of dielectric has been investigated by Attwood [11.7]. The results of this analysis have shown that a thin film of dielectric leads to a large increase in the concentration of the field near the surface. The attenuation constant of such a surface waveguide can be considerably less than that of a conventional rectangular waveguide when the parameters of the dielectric film are properly chosen. Figure 11.4 illustrates a plane conducting surface, coated with a layer of dielectric of thickness t and having a relative complex dielectric constant K == K' - j K". Attwood solved this problem by neglecting the losses initially, in order to obtain expressions for the field components. The attenuation constant is then evaluated by finding the power dissipated in the dielectric and the conducting plane. Since the losses are small, this procedure is valid. However, we will follow an alternative approach and find the transverse wavenumbers h t in free space and h 2 in the dielectric, and the propagation constant {3 directly, by including the effect of the losses from the start. This approach is chosen in order to show more clearly how the surface reactance is increased relative to the surface resistance, by coating the conductor with a thin dielectric layer. In the free-space region, the magnetic field H y has the form Hy
== A exp(jhtx - j{3z) ,
x >t
where hI + (32 == kfi. In the dielectric, the field consists of two waves propagating in the positive and negative x directions and hence has the form Hy
== [B exp In-» +C exp(-jh 2x)]e- j f3z ,
O:::;x
where h~ + (32 == k 2 == Kkfi. The wavenumbers h t, h 2 and the propagation constant (3 may be found by matching the tangential fields at the dielectric-free-space interface, and by imposing the boundary conditions at the conducting plane. The required eigenvalue equation is more readily derived from the equivalent transmission-line circuit for propagation along the x axis. The wave impedances of the wave in free space and that in the dielectric region are, respectively,
706
FIELD THEORY OF GUIDED WAVES a
I
hI
h2
Zl/ZO
Z2/ Z 0
.\
I·
a Fig. 11.5. Equivalent transmission-line circuit for propagation in the x direction for a coated conducting plane.
The normalized impedance of the conductor is
Z,
k
= R, + [X, = (l + j) ( 2u;o
)
1/2
·
Figure 11.5 illustrates the equivalent circuit for propagation in the x direction. The surfacewave solution requires that the normalized input impedance at the dielectric interface aa be equal to Z 1 [Z«, so that there will be no reflection at this interface. Conventional transmissionline theory thus gives
Zi = Zin = Z2 Zs + j(Z2/Z 0) tan h 2t . Zo Zo Z2/Z 0 + iz, tan h 2 t
(26)
In this equation a number of approximations may be made, since Z, is very small at radio frequencies, and it is assumed that the thickness t is chosen so that h 2 t is also very small. Substituting for the wave impedances we obtain from (26)
hi Replacing h~ by
hi + (K -
~ko (Zs
+j:t
-jZ;Kkot).
l)kij, and Z; by 2jR;, we get
.hit 'k K- 1 2k h 1 == k 0 (R s + 2R sK ot + J Kk + J otKo
+ J·Xs )
·
The wavenumbers h 1 and h: also satisfy the relations hI + {32 == kij, h~ + {32 == Kkij. For small losses, {3 is nearly equal to ko, and hence hI is small. The wavenumber h2, however, is of the same order of magnitude as k o, and, hence, since h 2t is assumed to be small, kot is also small. In view of these considerations, we may drop the terms involving R; and hI to get the relatively simple equation
hi
= ko ';::j
(R s +
k o [(R,
jx,
+ jkot
K
: 1)
K"kot) + J. ( X s + -K-'-kot K' - 1 )] + ----;(2
·
(27)
The surface resistance is thus effectively increased by the small term k" kot / K12, while the effective surface reactance is increased by the relatively large additional term (K' - 1)kot/ K'.
707
SURFACE WAVEGUIDES
As a typical example, consider a copper plane (0" == 5.8 X 107 siemens per meter), coated with a film of polystyrene (K = 2.56 - jO.002) of thickness 0.001 meter at a wavelength of 0.0314 meter. The terms occurring in (27) have the following values for this example:
R, = 6.7 K"
X
10-5
~ot = 6 x 10-5
K
x, == 6.7 X 10-5 K'
-1
3
-,-kot = 0.122 = 1.82 x 10 X s • K
The last two terms that were dropped in arriving at (27) have the values
2R;Kkot
= (47
- jO.037) x 10- 10
These terms are seen to be negligible, and justify the approximations made. The imaginary part h~' of hI is equal to 24.4 nepers per meter, and hence the field has decayed to 10% of its value at the surface in a distance of three wavelengths from the surface. The addition of a thin film of dielectric leads to a surprisingly large increase in the decay constant away from the surface. From (27) it is seen that a conductor coated with a thin layer of dielectric may be conveniently viewed as an impedance surface with a normalized surface impedance Zd given by
r: = Rs (1 + ~~:~) + j ( x, + K' ; 1kot) . The propagation factor
~
is given by
{3 = {3' - j{3" = (k~ - hi)I/2 = (k~ - h'i ~ (k~
(28)
+ h"i)I/2
+ h"i
- 2jh~h~')1/2
h' h" _ j_l_l
ko
since h~ «h~' -e.k«. Substituting from (27), we get
13'~ko [l+(Xs+kotK';l) ~"
2] 1/2
K" kot) ( K' - 1) = k 0 ( R, + /?2 X, +kot-, K
For the example considered earlier, the attenuation in the
z
(29a)
•
(29b)
direction is 3.1 x 10-3 neper
708
FIELD THEORY OF GUIDED WAVES
per meter or 2.7 x 10-2 decibel per meter. This compares favorably with the attenuation of conventional rectangular guides. The preceding analysis is valid only for low-loss thin dielectric sheets over a low-loss conducting plane. For sheets with a thickness that is an appreciable fraction of a wavelength, the eigenvalue equation for the transverse wavenumber must be derived without making the approximation h-t « 1. The propagation of surface waves along thick dielectric slabs is considered in a later section, and so the case of thick films will not be considered here.
11.4.
SURFACE WAVES ALONG A CORRUGATED PLANE
The propagation of surface waves along a corrugated plane has been studied by several investigators [11.5]-[11.8]. Corrugated planes supporting surface waves have found application in end-fire antennas and are, therefore, of some practical interest [11.9]. Only the simplest case, that of infinitely thin teeth, as illustrated in Fig. 11.6, will be considered here. The corrugated plane is infinite in extent, and assumed to be perfectly conducting. The corrugations are spaced by a distance 8 and have a depth d. Consider first the solution for a TM surface wave propagating along the z direction. The magnetic field has a single component H y, from which the electric field components Ex and E z may be found. Since the structure is a periodic one, the field has the form governed by Floquet's theorem. Above the corrugations, a suitable expansion for H y is
u, = ~ An exp [-Pn x- j n--oo
({j + 2;11") z]
l
x>d
(30)
where (fj + Zn« /8)2 == kij + p~. In the corrugated region, H y must have a form such that the electric field derivable from H y should vanish on the sides of the corrugations, as well as on the conducting plane at x == O. A suitable expansion for H; is readily found to be 00
nxz coshhnx, n, == """ L....tBn cos S
(31)
n=O
where h~ == (n« /8)2 - kij. In the Nth corrugation, the field is related to that in the region as follows:
o :S z :S 8
all N.
(32)
It will be assumed that the spacing 8 is chosen so small that all h n except h 0 == j k 0 are real. Thus, only the TEM mode in the mode expansion (31) propagates in the x direction between
z y Fig. 11.6. Corrugated-plane conductor.
SURFACE WAVEGUIDES
709
r Fig. 11.7. Parallel-plate system.
corrugations. The solution to the above boundary-value problem may be found by methods similar to those discussed in Chapter 10. However, we may obtain the eigenvalue equation for {3 by a simple transmission-line analysis. Consider a system of parallel plates of spacing 8 and semi-infinite in length, as in Fig. 11.7. Let a TEM wave with a magnetic field H y equal to (N - 1)8
< Z < N8
in the Nth corrugation be incident on the interface from the parallel-plate region. At the interface there is a reflected TEM wave,
in the Nth section, a dominant-mode transmitted field, H y -- A e -Po(x-d) e -j{3z
plus higher order evanescent modes that decay exponentially away from the interface on both sides. For the surface wave, Po is a positive-real wavenumber, and, hence, there is no power flow away from the interface in the positive x direction. There will, therefore, be complete reflection, and the modulus of the reflection coefficient IR I must be equal to unity. In the parallel-plate region there will be a perfect standing wave, and the electric field E; will vanish at regular intervals spaced by a half wavelength. Along anyone of these planes a conducting plane may be placed, and the resulting structure is a corrugated plane. When the spacing 8 is sufficiently small, the conducting plane may be placed quite close to the interface without interacting appreciably with the evanescent modes. If R == e-jC/> is the reflection coefficient for E z at the interface, the reflection coefficient R' a distance d from the interface is given by e- j c/> - 2j k od . A conducting plane may be placed at the plane where R' == -1, and, hence,
2k od + cP == nx,
n == 1, 3, ....
The reflection coefficient at the interface was found in Section 10.2, and is given by
where
cP == 2
[tan-
1
o
fi
k - k o In 2 + Po 1r
f
n=l
o
(tan- 1 k Pn
+ tan"!
o
o
k - tan- 1 hkn ) ] P-n
(33)
710
FIELD THEORY OF GUIDED WAVES
in the present notation. For spacings d less than about O.2Ao, the sum over n in (33) contributes a negligible amount to cPo In this case,
o cP == 2 ( tan- 1 -k - k o-S In 2 ) == n« - 2k od Po 7r and, solving for Po, we get
Po
= k« tan
ko (d - ~ in 2) .
(34)
A solution for positive Po exists only for certain ranges of ko, and, hence, the corrugated plane exhibits the usual passband-stopband characteristics common to all periodic structures. Since the evanescent modes are TM or E modes, they give rise to a net storage of electric energy at the interface, and the parallel-plate system is effectively terminated in a capacitive susceptance. Thus the position of the first minimum may occur less than Ao/4 from the interface. For the wave on the free-space side of the corrugations, the corrugated plane appears as a shortcircuited transmission line of electrical length ko[d - (8 /7r) In 2] for small spacing 8. As (34) shows, the solution for Po requires a value of d that will make the effective surface impedance an inductive reactance. The propagation constant {3 is given by
and, hence, the phase velocity vp == w/{3 is less than the free-space velocity V e • Thus the corrugated plane supports a TM surface wave of the "slow wave" type. The corrugated plane is uniform in the y direction, and the eigenvalue equation for a surface wave propagating obliquely across the corrugations may be found by a procedure similar to that used for obtaining the solution for a capacitive diaphragm in a rectangular guide from the solution for a capacitive diaphragm in a parallel-plate transmission line. As shown in Section 8.2, the mode of propagation will have all field components except E y present, and may be classified as a longitudinal-section electric mode with respect to the z axis. If the propagation constant along the y axis is jl (propagation factor e- j / y ) , the eigenvalue equation may be obtained from (33) or (34) by replacing k~ by k~ _/2 throughout, including the terms Pn and
n..
For small spacings (34) is valid, but for larger spacings (33) must be used. However, (33) gives a transcendental solution for Po, since the terms Pn, P -n are not known before {3 has been found. The series in (33) represents only a small contribution to cP, and so a solution by the method of successive approximations may be applied. Equation (34) is used to find an approximate value of {3, in order to find approximate values for Pn and P-n. Equation (33) may then be used to solve for a second approximation to {3 and Po by using the approximate values for Pn and P-n in the sum over n. If the TM surface wave is considered to be propagating (attenuated) in the positive x direction, its wave impedance in this direction is capacitive, as in the usual waveguide situation. In the negative direction the wave impedance is inductive, and a surface exhibiting an inductive reactance is required in order to support this surface wave. For a TE surface wave, the wave impedance in the direction toward the surface is capacitive, and the surface reactance must be capacitive to support the wave. For TE modes, there would be a net storage of magnetic energy at the interface between a system of parallel plates and free space. This gives rise to
711
SURFACE WAVEGUIDES
an inductive reactance. In order to obtain a capacitive surface reactance, a short circuit must be placed at a suitable distance d from the interface, and the spacing 8 must be chosen so that the dominant mode in the parallel-plate region can propagate. The dominant mode is the TEIO mode, and hence S must be greater than Ao/2. For this reason the interface will not support a TE surface wave. The edges of the plates or corrugations act as a diffraction grating, and, whenever the plates or corrugations act as a diffraction grating, and, whenever the period is greater than Ao/2, a diffraction-grating mode that propagates away from the interface always exists. If, however, the region between the plates was filled with a high-dielectric-constant material, then the spacing could be reduced to less than Ao/2, and it should then be possible to support a TE surface wave.
Attenuation due to Conductor Loss A first approximation to the attenuation constant of the surface wave may be obtained by considering the field of the dominant modes only and evaluating the power loss in the conductor. The fields, in the case of zero loss, are approximately
H, ==Ae-p o(x-d)e- j {3z ,
x>d
(3
Ex == koZoHy,
x>d
H y == A seckod cos koX,
x
The power flow along the
z axis per p
= ~Zo
unit width along the y axis is
I"HyH* dx = AA*~Zo.
2k o Jd
y
4k oPo
(35)
The power loss per unit width in one corrugation is
(36)
since the current density on the conductors is equal to IHy I. There are 1/S sections per meter, and so the power loss per meter is P L /8. The attenuation constant ex is given by ex == P L /2P 8, where P L/8 is the power loss per meter in the z direction, and P is the power flow in the z direction. From (35) and (36), we obtain ex ==
R s k oPo[8
+ d + 2(sin 2k od)/2kol
(38 cos kod
nepers per meter
(37)
where R, is the normalized surface resistivity, Po is a solution of (33) or (34), and (32 ==
k5 +P5· To obtain a low attenuation, the surface wave should be loosely bound to the surface,
in which case Po is small. As an example, consider a corrugated copper plane with AO == 0.0314 meter, 8 == 0.2Ao, d == 0.159Ao, (1 == 5.8 X 107 siemens per meter. From (34), the first-order solution for Po is found to be 176 nepers per meter. Using this value of Po to compute (3, Pn, p : « , and h n ,
712
FIELD THEORY OF GUIDED WAVES
a second approximation to Po may be computed from (33) by equating cP to 7r - 2k od. This yields a value of 182 nepers per meter for Po. The first approximation, as given by (34), is seen to be quite good in this example. Using (37), the attenuation constant a is found to be 0.066 neper per meter. This is about 20 times greater than that for the dielectric-coated plane considered earlier. However, the wave in the present example is much more tightly bound to the surface, since Po is about 7 times larger than that for the dielectric-coated-plane example. A reduction of Po in the present case would reduce the attenuation proportionately.
11.5.
SURFACE WAVES ALONG DIELECTRIC SLABS
Surface waves of both the TM and TE types may be guided along a dielectric slab or sheet. Let the thickness of a sheet be 2t, and let the relative dielectric constant be K, as in Fig. 11.8. The dielectric will also be assumed to have negligible loss, so that K is real. The permeability is taken equal to J.Lo. The TM modes have a single component of magnetic field H y and electric field components Ex and E z. The TE modes have the roles of electric field and magnetic field interchanged, and hence have components E y, H x, Hz. Propagation of the modes is in the Z direction with a propagation factor e- j fjz • For both types of modes, the field decays away from the surface according to a factor e-p(lxl-f). Since the fields satisfy the wave equation, (32 == k6 + p2, and hence the guide wavelength and phase velocity are both less than those for plane waves in free space.
TM Modes The solutions for H y in the dielectric may be of the symmetrical type (even) or antisymmetrical type (odd), where "even" and "odd" refer to the way that H y varies with x about the symmetry plane x == O. For the even solutions
aHyl ax
-0 x=o -
and, since E z is proportional to this derivative, the tangential electric field vanishes on the plane x == 0 for the even solutions. A conducting plane may be placed along x == 0, and the resultant solution is for a TM mode along a dielectric slab of thickness t and placed on a conducting plane. The odd solutions correspond to a magnetic wall along the symmetry plane x == O. For the even solutions, H y will be of the following form in the dielectric region:
H; == B cos hx e- j fjz , where (32
Ixl ~ t
== Kk6 - h 2 • Outside the dielectric, H y may be represented by H y ==A exp[-p(lxl-t) -j(3z],
where (32 == k6 + p2. At x == we obtain the two equations
Ixl ?
t
± t, Hy and E z must be continuous. Since jWf.Ez == aHy lax, A == B cos ht KpA
== hB sin ht.
(38a) (38b)
713
SURFACE WAVEGUIDES
EO'
X=
JJ.O
-t
Fig. 11.8. A plane-dielectric-sheet surface waveguide.
Dividing one equation by the other yields the eigenvalue equation Kp
== h tan ht
(39)
which, together with the relation obtained by equating the two expressions for {32 (40) permits a solution for hand p to be found. A solution may readily be obtained by graphical means. For this purpose it is convenient to rewrite (39) and (40) as follows: Kpt (pt)2
== ht tan ht
+ (ht)2 == (K -
1)(kot)2.
(41a) (41b)
In this latter form the equations are independent of frequency, provided the ratio of thickness 2t to free-space wavelength Ao is kept constant. Equation (41a) determines one relation between h t and p t, which may be plotted on an ht-pt plane. The other equation, (41b), is a circle of radius (K - 1)1/2kot in the same plane. The points of intersection between the two curves determine the eigenvalues hand p. A typical plot is given in Fig. 11.9 for a polystyrene sheet with K == 2.56. Several interesting properties of the modes may be deduced from the graphical solution given in Fig. 11.9. The two sets of curves will always have at least one point of intersection, even for tlAo approaching zero. Hence, the first even mode, which we will label as the TMo mode, has no low-frequency cutoff. Since p must be positive for a surface mode, only those points of intersection that lie in the intervals 0 ::; ht ::; 7f'/2, 7f' ::; ht ::; 37f'/2, or, in general, ns: ::; ht ::; n« + 7f'/2, where n is any integer, correspond to surface-wave solutions. For sufficiently large values of t, there are several modes of propagation. All the higher order modes will, however, have a low-frequency cutoff. Points of intersection that occur in the range intervals n7f' + 7f'/2 ::; h t ::; (n + 1)7f', where n is any integer, lead to solutions with negative values of p. These modes increase exponentially away from the surface, and hence must be excluded on physical grounds since the field amplitude becomes infinite. The higher order modes are cut off for that value of tlAo which causes the circle to intersect the tangent curves (41a) along the ht axis. The cutoff values are readily seen to be given by ht == nx , and hence, for the nth mode, the value of t /Ao at cutoff is, from (41b),
n == 0, 1, 2, ....
(42)
714
FIELD THEORY OF GUIDED WAVES pt
or-"---+--+----:l~_+_-+__--_#'___--_+__-
..
ht
Fig. 11.9. Graphical solution for eigenvalues for even TM modes.
The surface-wave modes along a dielectric sheet are often called "trapped" modes. The reason for this terminology is that these modes may be considered as a plane wave incident from the dielectric region onto the air-dielectric interface at an angle greater than the critical angle ()c- where sin () c == K -1 /2. For incident angles greater than (J c s there is complete reflection at the interface, and the field outside the dielectric is evanescent. Thus the mode consists of plane waves propagating along a zigzag path along the z axis and undergoing complete reflection at each interface. In other words, the field is trapped within the dielectric sheet. For the odd modes, the magnetic field is of the following form:
H y ==
A exp[ -p(x - t) - j{3z] ,
x ~t
A cscht sin hx e- j {3z ,
-t :S x :S t
-A exp[p(x Matching the tangential fields at x
+ t)
- j{3z] ,
x :S - t.
== ± t leads to the eigenvalue equation for the odd modes: «pt == -ht cot ht
(43a)
where (43b) The solutions for p and h are readily determined by a graphical procedure similar to that used for the even modes. A typical graphical solution is illustrated in Fig. 11.10 for a polystyrene sheet with K == 2.56. From this plot it is clear that all the odd modes have a lower frequency cutoff. Only those points of intersection that occur in the range intervals nx -1r 12 ~ ht ~ nx , where n is any integer, give rise to surface waves with p positive. The values of t lAo at cutoff are given by 2n + 1 4(K - 1)1/2'
n ==0,1,2, ....
(44)
715
SURFACE WAVEGUIDES pt
Ol----I£.+--=--...j~-+-~~---t-=----J-----... ht
Fig. 11.10. Graphical solution for eigenvalues for odd TM modes.
The equations for the cutoff parameter for the even and odd modes may be combined to give
(Ao2t)
n
co -
n == 0, 1, 2, ...
2(K - 1)1/2'
(45)
where the even integers n == 0, 2, 4, ... now refer to the even modes, while the odd integers n == 1, 3, 5, ... refer to the odd modes.
TE Modes The solution for the TE modes is formally the same as that for the TM modes. The single electric field component E y will have the following forms:
e, ==
{A
exp [ - p ( lx l - t) .- j {3Z},
A secht cos hx e-Jf3z ,
Ixl ? t Ixl ~ t
for the even modes, and
E y ==
A exp[ -p(x - t) - j{3z] ,
x ? t
Acscht sinhxe- j f3z ,
Ixl
-A exp[p(x
+ t) -
j{3z] ,
x < -t
for the odd modes. The magnetic field components are given by
.
}w/LoHx
8E y
== 8z
~t
716
FIELD THEORY OF GUIDED WAVES
By matching the tangential fields at x ==
± t, the eigenvalue equations for p and h are obtained:
pt == ht tan ht pt == -ht cot ht
even modes
(46a)
odd modes
(46b)
where (46c) (46d) Apart from the absence of the factor K in (46a) and (46b), these equations are the same as those for the TM modes. Consequently, a similar graphical solution may be used. Again it is only the TEo mode, that is, the first even mode, that has no low-frequency cutoff. The value of 2t/Ao at cutoff is given by the same equation as for the TM modes, Le., by (45). For a dielectric slab of thickness t above a conducting plane, only the odd solutions are possible, since E z does not vanish at x == 0 for the even modes. Thus, for a grounded dielectric slab, a TE surface mode with no low-frequency cutoff does not exist.
The Continuous Eigenvalue Spectrum For any plane-dielectric sheet of given thickness, only a finite number of surface-wave modes exist. These modes obviously do not form a complete eigenfunction set in which the field from an arbitrary source can be expanded. It is, therefore, clear that the surface-wave modes do not represent the complete solution for the fields which may exist along a dielectric sheet. In order to simplify the problem, we will confine our attention to the TM waves along a grounded dielectric sheet of thickness t. Similar results will, however, hold for the TE surface waves along a grounded dielectric sheet, as well as for single sheets located in free space. The eigenvalue equations, (41), which apply for TM waves along a grounded dielectric sheet, have been studied in detail by Brown [11.10]. Similar results will be derived here by using a transmission-line analogy. Consider a plane TM wave incident at an angle (Jj on a grounded dielectric sheet, as in Fig. 11.I1(a). In the dielectric, a standing wave exists because of reflection at the conducting plane. Above the dielectric, a reflected wave also exists, so that the field is a standing wave along the x axis in this region also. The magnetic field in the two regions may be represented as follows:
H y == A exp[ - jk o(-x cos
(Jj
+ z sin (Jj)]
-RA exp-jko[(x -2t) cos
(Jj +z
sin 8j] ,
H y == B cos(kx cos 8,) exp( - jkoz sin 8j),
x 2t
0 ::; x ::; t
(47a) (47b)
where k == K1/ 2 k o, k sin (J, == k o sin 8j , and (J, is the angle of refraction. The normalized wave impedances in the negative x direction in the two regions are
E
z Z1 == - ==cos (Jj,
x >t
zur,
cos (J, (K - sin2 (Jj )1/2 Z2 == ~/2 == , 0 ::; x ::; t . K
K
(48a) (48b)
717
SURFACE WAVEGUIDES
(b)
(a) Fig. 11.11. TM wave incident on a grounded dielectric sheet.
For propagation in the x direction, the equivalent transmission-line circuit is illustrated in Fig. 11.11(b). The propagation factors in the two lines are k cos () i and k cos () r- At the dielectric interface, the normalized input impedance is
°
(49)
and hence the reflection coefficient R is given by R
=j
and has a modulus of unity. For convenience, let k o sin we now have
cos Or tan(kt cos Or) - K 1/ 2 cos OJ j cos ()r tan(kt cos Or) + K 1/2 cos ()i
()i
(50)
== {3, jk« cos ()i == P, and k cos ()r == h. In place of (50), R == h tan ht + Kp . h tan ht ~ Kp
(51)
From the wave equation, the following relations are obtained: (52) A solution for standing waves along the x axis exists for all real angles of incidence ::; 7f'/2. The corresponding ranges of P and {3 are
o::; ()i
tk«>»
?jO
This partial solution is seen to have a continuous spectrum for {3 in the range zero to k o. The standing-wave solution along the x direction will also exist for imaginary values of p greater than jko. This range of p corresponds to imaginary angles of incidence. Hence, for p > jk«, the corresponding range for {3 is, from (52), - joo
< {3 < jO
and gives rise to a continuous spectrum of waves that is attenuated, since {3 is imaginary, along the z direction.
718
FIELD THEORY OF GUIDED WAVES
The next case to examine is that for real values of p. In place of a sinusoidal variation with
x, we now obtain a field described by a hyperbolic sine function of x above the dielectric. Such a solution must be discarded on physical grounds since it becomes infinite for x approaching infinity. It is only for certain real values of p that a solution can exist. These solutions are the surface-wave modes discussed earlier. From (51) it is seen that the reflection coefficient becomes infinite whenever h tan ht == Kp, which is the eigenvalue equation (39). Thus the surface wave may be considered to be produced by the pole in the expression for the reflection coefficient. Since IR I tends to infinity at the pole, the amplitude of the incident wave may tend to zero, and still produce a reflected wave with finite amplitude. The answer to the question of whether a surface-wave mode should be associated with a zero or a pole of the reflection coefficient depends on whether the field above the dielectric is considered to be a reflected wave or an incident wave, since the sign of the wave impedance changes accordingly. If the field is considered as an incident wave, the solution corresponds to a zero of the reflection coefficient and not to a pole, as is the case if the field is considered as a reflected wave. Zucker has resolved this difficulty by considering the excitation problem, from which it is concluded that the pole association is the correct one, since a pole of the reflection coefficient occurs on that sheet of the Riemann surface for which the integral for the radiated field converges properly [11.11]. The complete solution for the physical field consists of one or more surface waves with {3 > k o, a continuous spectrum of waves with 0 < {3 < k o, and a continuous spectrum of evanescent waves with {3 == - ja and 0 < a < 00. The field radiated by an arbitrary source will, in general, contribute to all three of the above types of fields. In addition to the roots leading to surface waves, the eigenvalue equations (41), (43), and (46) have an infinity of solutions with complex roots. The corresponding modes are referred to as "leaky modes," since they correspond to a flow of power away from the surface. These modes, however, do not satisfy the radiation conditions at infinity, and hence do not belong to the proper eigenvalue spectrum. Nevertheless, it is possible to utilize these modes to partially represent the radiated field from an elementary source [11.12]. In deforming the contour of integration for the radiated field into a path of "steepest descent," some of these complex poles are crossed, and their residues then contribute to the expansion of the field. Meaningful discussion is difficult without a consideration of the total field radiated by a given source; therefore, these leaky modes will be further discussed in the section on excitation of surface waves by a line source.
11.6.
SURFACE WAVES ON CYLINDRICAL STRUCTURES
The possibility of a surface-wave mode of propagation along a round wire of conducting material was demonstrated theoretically by Sommerfeld in 1899. The mode is a TM wave with components Hs, Ev, E z , and is axially symmetrical, i.e., independent of the angular coordinate 8. Sommerfeld's solution has been given by Stratton, and, consequently, will not be repeated here [11.3]. The mode has been found to exist only for a finite conductivity and is loosely bound to the surface. This surface-wave mode was studied by Goubau as to its suitability for a practical transmission-line system [11.13]. The results of Goubau's studies were that a single small-diameter conducting wire will propagate the axially symmetric surfacewave mode with a low attenuation, but that the field extends a considerable distance outside the wire before decaying to a negligible value. The practical use of this surface waveguide is, therefore, limited to the high frequencies f > 1010 cycles per second. The situation here is much the same as that for the Zenneck wave above a conducting plane. In order to confine
719
SURFACE WAVEGUIDES
s
z
t Fig. 11.12. Dielectric-coated-wire surface waveguide.
the field to the surface of the guide, the wire may be coated with a thin layer of dielectric or corrugated. These modifications were also studied by Goubau and were discussed in the same reference. The axially symmetric surface wave is frequently called the Sommerfeld-Goubau wave, in honor of the principal investigators. In addition, higher order modes, with angular dependence, may exist on a conducting wire. These modes, however, attenuate so rapidly with distance that they are of no importance except as part of the near-zone field at the region of the exciting source. The first analysis of a dielectric-coated wire was made by Harms in 1907 [11.14]. The solution for the axially symmetric mode will be given here for a lossless dielectric coating on a perfectly conducting cylinder, as illustrated in Fig. 11.12. The radius of the wire is a, the outside radius of the dielectric sleeve is b, and the thickness of the sleeve is b - a == t. For an axially symmetric mode or field, a TM solution is possible. For fields that vary with the angle (J, each mode is a combination of a TM and a TE mode with all six field components present. For the TM mode, with no variation with the angle coordinate, and with the propagation along the z axis according to e- j {3z , Maxwell's equations reduce to Ez
== t/;(r)e- j {3z
(53a)
E - _j~ dt/;e- j {3z r k~ dr H
-
jW€
dt/;
-1(2 dr e
8 -
(53b)
-j{3z
(53c)
e
d ! dl/; k2.1, = 0 (53d) d r 2 + r d r + elY where k~ == k5 - ~2 in the air region r > b, and is equal to Kk5 - ~2 in the dielectric region a < r < b. The radial function t/;(r) is a solution of Bessel's equation of order O. In the region a < r < b, a suitable solution is a linear combination of the Bessel functions of the first and second kinds. In the region r > b, the solution is a modified Bessel function of the second kind, that is, Ko[r(~2 - k5)1/2], since this is the only solution which decays exponentially for large r. Thus we have 2l/;
t/;where k == Kk5. 2
AKo[r(~2 - k5)1/2],
{ BJ 2 o[r(k - ~2)1/2]
+ CYo[r(k2
r>b _ ~2)1/2],
a
720
FIELD THEORY OF GUIDED WAVES
At r == a, E; == 0, and hence -./;(a) == 0 and the constant C is given by
The eigenvalue equation for (3 is obtained by matching the fields tangential at the surface r == b, and is
K 1(Pb )
J o(ha)Y 1(hb) - J 1(hb)Yo(ha) h J o(hb)Yo(ha) - J o(ha)Yo(hb) K
pKo(pb)
(54)
where p2 == {32 - kfi and h 2 == k 2 - {32 . The eigenvalue equation is transcendental, and graphical methods could be used to solve it, in general. However, for surface waveguides of practical interest, the thickness t is very small, the radius a and, hence, pa and ha are small, and p2 is small compared with kfi, so that (3 is only moderately larger than k o. In (54), the small-argument approximations Ko(x)
--+ -
(0.577 -l-In
K 1(x )
~) = -In 0.89x 1 x
-+ -
may be used. Following Goubau, the right-hand side of (54) is simplified by expanding J o(ha), etc., in a Taylor series about r == b, to get Jo(ha)
= Jo(hb) - dJ~~b) (b
- a)
= Jo(hb) +htJ 1(hb)
and similarly for Y o(ha). With these approximations, the eigenvalue equation reduces to (55) since p2 «kfi. As an example, consider a copper wire with b == 0.001 meter, t == 10-4 meter, K == 2.56, and Ao == 3.14 X 10-2 meter. From (55), we get p == 25.8 nepers per meter, and, hence, (3 == 202 radians per meter. For large r, we have 1/2
Ko(pr) = (2;r )
e-
pr
and thus, in a distance corresponding to a few wavelengths, the field has decayed to a negligible value. The approximations made in arriving at (55) are clearly valid for this example. The attenuation may be computed by evaluating the losses in the conductor and the dielectric sleeve separately, adding the two, and dividing by twice the power flow along the guide in the Z direction. Numerical values have been given by Goubau [11.15].
SURFACE WAVEGUIDES
721
Surface Waves along a Dielectric Rod As a last example of a structure capable of supporting a surface wave, we consider a dielectric rod of radius a, as in Fig. 11.13. Mode propagation along the dielectric rod was studied by Hondros and Debye as long ago as 1910, and later by Elsasser and Chandler as well as others [11.16]-[11.18]. Dielectric rods are similar in behavior to dielectric sheets in that a number of surface-wave modes exist. Pure TM or TE modes are possible only if the field is independent of the angular coordinate (J. As the radius of the rod increases, the number of TM and TE modes also increases. These modes do, however, have a cutoff point such that, below some minimum value of a/Ao, the mode cannot exist any longer. When the field depends on the angular coordinate, pure TM or TE modes 1)0 longer exist. All modes with angular dependence are a combination of a TM and a TE mode, and are classified as hybrid EH or HE modes, depending on whether the TM or the TE mode predominates, respectively. All these modes, with the exception of the HEll mode, exhibit cutoff phenomena similar to those of the axially symmetric modes. Since the HEll mode has no low-frequency cutoff, it is the dominant mode. This mode is widely used in the dielectric-rod antenna [11.19]. For small-diameter rods, the field extends for a considerable distance beyond the surface, and the axial propagation constant (3 is only slightly larger than k o. As the radius increases, the field is confined closer and closer to the rod, and (3 approaches KI/2 k o in the limit of infinite radius. Since (3 > k o, the phase velocity is less than that of plane waves in free space. In all of the above respects, the dielectric rod does not differ from the plane-dielectric sheet. The field expansion around the dielectric rod is similar to that for the sheath helix, with the exception that, in the dielectric region r < a, the field varies according to the Bessel functions of the first kind. By analogy with the set of equations in Section 9.8 for the sheath helix, we have e, == AnJn(hr)e- jnO-j{3z
A n J' - JiTfnn nwp.o B J ) e- jnO-j{3z E r == (_j(3 Tn jnO-j{3z n(3 A nJ n + ----.,,jwp.°B nJ') E o -- (- /iTi n eHz == BnJ n (hr)e- jnO-j{3z
r
jnO-j{3z H r -- (nWf h 2r A nJ n - j{3B h nJ') n en(3 B J ) e- jnO-j{3z H 0-- (_jWf h A nvJ'n - /iTinn
E; == CnKn(pr)e-jnO-j{3z Er
== (j(3 nwp.o D n K ) e- jnO-j{3z pCnK' n +? fn
jnO-j{3z E o == ( p2 n(3 C nK n - jwp.o p D nK') n er Hz == o,«, (pr)e- jnO-j{3z O jnO-j{3z H r -- (- nWf p2 r C nK n + j(3D p nK') n e-
H o --
(jWfp C nK'n + p2n(3r D nK n) e- jnO-j{3z O
r>a
FIELD THEORY OF GUIDED WAVES
722
r
z
Fig. 11.13. Dielectric-rod surface waveguide.
where fj2 == k5 + p2 == Kk5 - h 2 ; An, B n, en, D n are amplitude constants; and the prime indicates differentiation with respect to the arguments hr and pr. Imposition of the boundary conditions at r == a leads to equations for determining the relative amplitudes of the coefficients, and also the eigenvalue equation. The eigenvalue equation is
KJ~(Ul)
[ UtJn(Ut)
K~(U2)] + U2K n(U2)
[
J~(Ul)
UtJn(Ut)
K~(U2)] [nfj (u~ + UI)] 2 + U2K n(U2) = k o uiu~
(56)
where Ul == ha, U2 == pa. When n == 0, the right-hand side vanishes, and each factor on the left-hand side must equal zero. These two factors give the eigenvalue equations for the axially symmetric TM and TE modes: KJ~(Ul)
U1JO(Ul)
K~(U2) U2 KO(U2)
J~(Ul) U1JO(Ul)
U2 KO(U2)
K~(U2)
TM modes
(57a)
TE modes.
(57b)
In addition, Ul and U2 are related by the equation
ui + u~ == (K -
1)(koa)2.
(58)
The solutions to the above equations can be obtained by using a root-finding algorithm on a computer. The ratio of fj to k o as a function of 2a lAo for a polystyrene rod is given in Fig. 11.14 for the axially symmetric TM 1 and TEl modes and the HEll dipole mode. These
1.5
~---+----+-----+----+----t----::::=-"""""'=----1
1.4
~---+----+----+---~--i---t--~'-1
{3 / h o 1.3 ~----+---+----+-I-----t----+-~~--+------t
1.2
1-----+--~--I----+---+_~'--+1'----___t_--_;
1.1 ~--+----+-I---+----It'F-----+----t------1 1.0
~
_ _=--_---L...._ _ 0.2
~
_ _...lo--_----'_ _--""" 0.8
2a/AO
1.0
_
1.2
Fig. 11.14. Ratio of {3 to ko for the first three surface-wave modes on a polystyrene rod (K = 2.56).
723
SURFACE WAVEGUIDES
r-L_c~~~~:~nity I
~
I
I I
! Ztl
I
I
;(J
I
1
i
z=O
I Z2
b
I
IL
JI
Fig. 11.15. Surface waveguide with a current source.
curves were constructed from the numerical data given by Elsasser [11.17]. Both the TM l and TEl modes are cut off for 20 < 0.613Ao, while the HEn mode has no low-frequency cutoff.
11.7.
FIELD ORTHOGONALITY PROPERTIES
On any surface waveguide of the type considered in this chapter the various surface-wave modes are orthogonal to one another, as well as orthogonal to the continuous eigenvalue field, i.e., radiation field. The orthogonality properties may be proved by means of the Lorentz reciprocity theorem in a manner similar to that for conventional waveguides [11.20]. Consider a surface waveguide as in Fig. 11.15. Let a current element J be located in the vicinity of Z == O. Choose a closed surface S, consisting of two transverse planes at Zl and Z2 and the surface of a cylinder surrounding the guide at infinity. The current element radiates one or more surface-wave modes and a radiation field. The total field may be represented as follows:
Z>O
(59a)
Z
(59b)
where ER , H R is the radiation field and En, H, is the nth surface-wave mode field. The transverse fields of the surface-wave modes will be represented as follows:
E;t == ene- rnz
. (60a)
E~ == enernz H;t == hne- rnZ
(60b)
H~ == -hne- rnZ
(60d)
(60c)
where en and h n are transverse vector functions of x and y. The total field is a solution of the equations
v
x E == -jwllH
\7
x
H ==jweE +J
FIELD THEORY OF GUIDED WAVES
724
while each surface-wave mode is a solution of the source-free field equations. Let E I , HI be a solution to the source-free equations. The Lorentz reciprocity theorem gives
If [E
X
H l - El
X
H]ondS =
III JoEl av,
(61)
s
If E, H is the nth surface-wave mode and E I , HI the mth surface-wave mode, and we take J == 0, then (61) gives (62) where the integration is over a transverse plane. The derivation of (62) is the same as that for conventional waveguides. Equation (62) provides an orthogonality relation for the surface-wave modes. Next let E, H be the total radiated field and let E I , HI be the nth surface-wave mode field having transverse components ene- r nZ , hne- r nZ • In (61), the integral over the cylinder at infinity is zero, since the radiation field is bounded, and the surface-wave modes decay exponentially as infinity is approached. The integral over the transverse planes reduces to
-e-rnz111(Eii X hn -en X Hii)oazdS Zl
+e-rnz211(EJi X
hn
-en X
HJi)oazdS
Z2
(63) because of the orthogonality property (62). Since ZI and Z2 are arbitrary, the first two terms on the left-hand side must each be equal to a constant. Furthermore, the radiation field has a continuous eigenvalue spectrum, and so its dependence on Z cannot annul the factors e- r nZ 1 and e- r n Z2 • Therefore, the constants have to be equal to zero, and (63) gives
-s», lIen X hnoazdS = IIIE~oJdV
(64)
v
IIEii X hnoazdS = IIEJi X hnoazdS = lIen X Hiioaz dS Zl
Z2
= II en
Zl
X
HJioazdS = O.
(65)
Z2
The results given by (65) are obtained by noting that the integrals over the transverse planes at Z 1 and Z2 must also vanish when h n is replaced by - h n , which corresponds to using E I == E; and HI == H;. Thus each integral is equal to zero. If we begin with E I , HI, corresponding to the surface-wave mode E; , H;, we obtain in a similar way (66)
725
SURFACE WAVEGUIDES
Equations (64) and (66) provide the required relations for determining the surface-wave mode amplitudes a nand b n . A short-current element of length dl is equivalent to an oscillating dipole P, where jwP == J dl. If we have a small current loop J T, where T is the unit tangent to the contour around which J flows, we have
f/EnoTdl =1/ / V' X EnoodS So
= -jWfLoI//HnoOdS = -jwfLoHnoM So
for a small loop of area So, where the magnetic dipole moment M is given by
and I is the total loop current. In the presence of small electric and magnetic dipoles, (64) and (66) thus become
u;/ /
en X hnoaz dS
2an//en
X
hnoazdS
= -jwE~ oP + jWfLoH~ oM
(67a)
= -jwE;oP+jwfLoH;oM.
(67b)
These results are of importance in determining the fields radiated by a given system of sources in the presence of a surface waveguide. In particular, they show at once whether a given source will or will not excite a particular surface-wave mode.
11.8.
EXCITATION OF SURFACE WAVES
The problem of exciting surface waves has received considerable attention. Many papers and reports have been published on the subject, and a representative list of these is given at the end of the chapter. The problem differs somewhat from that of exciting a propagating mode in an ordinary closed-boundary guide, in that some of the power radiated by the source goes into the radiation field. The efficiency of an antenna in exciting a surface-wave mode is defined as the ratio of the power radiated as a surface wave to the total power radiated. Several investigators have shown that launching efficiencies of 80% and greater can be obtained. A typical launching device is a flared horn with an aperture field chosen as nearly like the transverse field of the surface wave as possible. Other devices such as slots in conducting planes (these are equivalent to magnetic current sources), dipoles, and line sources have also been studied, and will give a good efficiency when properly oriented with respect to the surface waveguide. In this section, the problem of a line source above a grounded dielectric sheet will be studied, in order to show the significance of the continuous eigenvalue spectrum. In addition, a discussion of the leaky modes is included. Various authors have examined this problem, and the material presented here is similar to theirs [11.21]-[11.23]. Our analysis parallels that given by Barone in several respects. Figure 11.16 illustrates a lossless dielectric sheet, of thickness 1 and with a dielectric constant K, located on a perfectly conducting plane at x == -I. An electric current line source is located
726
FIELD THEORY OF GUIDED WAVES
J d
X=
-t
Fig. 11.16. Current line source above a grounded dielectric sheet.
at x
== d,
Z
== 0 and is parallel to the y axis. The current source may be represented as follows: J
== ayo(z)o(x - d).
(68)
Since the current has no variation with y, the radiated field is also independent of y. The vector potential has only a y component t/;(x, z), and the electric and magnetic fields are given by E y == -jwt/;
8t/;
p.,oHx ==-8z
8t/;
Bx '
J.toHz ==
The function t/; is a solution of
8 2t/; ox 2 8 2t/; ox 2
8 2t/;
+ OZ2 + k~l/; = -p,oo(z)o(x 8 2t/;
x >0
(69a)
-t
(69b)
- d),
2
+ OZ2 + Kkol/; = 0,
and must satisfy the boundary condition that t/; and 8t/;/8x be continuous at x == O. In addition, t/; is bounded at infinity and must represent outward-propagating waves. The solution for t/; will be obtained by means of a bilateral Laplace transform. Let
g(x, 'Y) =
1:
l/;(x, z)e'YZ dz,
We now multiply (69) by e'Yz , and integrate from -
d
2g
dx 2 2
d g
dx 2
2
2
+ ('Y + ko)g 2
2
00
== -p.,oo(x - d),
+ ('Y + Kko)g == 0,
to
00
(70)
to get
x >0
(71a)
-t
(71b)
with g and dg [dx continuous at x == O. In carrying out the integration with respect to Z, the
SURFACE WAVEGUIDES
727
second derivative of l/; with respect to Z is integrated by parts twice. The integrated terms vanish at infinity, provided we assume that ko has a small imaginary part, that is, k o == k~ - jk({, corresponding to a small loss in the medium. Under these conditions, both e'Yz l/; and e'Yz 8l/;j8z vanish at infinity for Re "I == O. A suitable form for the function g is
gl == Cle-j/(x-d) , g2
x?d
== C 2e j/(x-d) + RC 2e- j/(x+d) ,
O:::;x:::;d
-t:::;x:::; 0 where h2 == "1 2 + Kkij, /2 == "1 2 + kij, and C 1, C 2, C 3, R are constants to be determined. The above form of solution for g has been chosen by a consideration of the equivalent transmissionline problem for propagation along the x axis. Continuity of g at x == 0 gives C 2 == C 3, while continuity of dg [dx at x == 0 gives
R == j/ - h cot ht j/ + h cot hi'
(72)
Thus R is seen to be the usual reflection coefficient at the air-dielectric interface. At x == d, g is continuous, but dg / dx is discontinuous. Integrating (71a) from x == d _ to x == d + gives
and this specifies the discontinuity in the derivative at the source. The boundary conditions at
x == d are now readily found to give
C == ~(1 1 2j/
+ Re- 2j /d )
Hence, the solution for g becomes (73a)
gz
=
f],(ej/(X-d)
+ Re-j/(x+d»,
g3 = f],[e-j/d(l +R)cscht sinh(x +t)],
0 ::; x ::; d
(73b)
-t::;x ::;0.
(73c)
Equations (73a) and (73b) may be combined to give
g
= ;;/e-j/lx-dl +Re-j/(x+d»,
x ~ O.
(74)
Inverting this transform gives the solution for l/; as follows:
1/!(x, z)
p,o {(e-j/IX-dl
= - 411" lc
,
+
Re-j/(X+d»)
,
e--Yz d-y
(75)
728
FIELD THEORY OF GUIDED WAVES
where C is a contour to be determined so that 1/; has the proper behavior at infinity, R is given by (72), and I == (,,2 + k5)1/2. For the reflection coefficient R, the transverse wavenumber is given by h == (,,2 + Kk5)1/2. It does not matter which sign of the square root is chosen since h cot ht is an even function of h. For the transverse wavenumber I == (,,2 +k5)1/2, the branch that leads to outward-propagating or attenuated waves must be chosen. This requires that
Rei> 0 Iml
< O.
The integrand in (75) is a two-valued function of " because of the two branches of the function I. The branch points occur at
±jko == ±jkb ± k~. The complex " plane must be cut by two branch lines running from the branch points to infinity (or joining the two branch points directly) if the integrand is to be single-valued. As far as the contour C is concerned, the branch cuts may be chosen quite arbitrarily, as long as they do not intersect the contour C. One possible construction is shown in Fig. 11.17. For any point j~ along the imaginary axis of the complex" == j~ + a plane, the phase angles of the two factors (" + jk O)I/2 and (" - jk O)I/2 lie in the ranges
. 1/2 r -3r > phaset-v - jk o) >4 4
-i < phaset-y + jk
O)1/2
<
i
since
3r r > ()1 >2 2
-
r
- - < 2
()2
r
<2
j[3
Branch cut
Branch cut
·k'
- ) 0-
k"/ 0
Fig. 11.17. Branch cuts in the 'Y plane.
729
SURFACE WAVEGUIDES
as {3 ranges from - 00 to 00. The sum of the two angles 01 + O2 is always greater than 7r, but less than 27r, for all values of "I along the imaginary axis. Hence, the phase angle of + ("1 2 + k6)1/2 is always greater than 7r/2 but less than 7r. In order to satisfy the specified requirements on I, the negative root or branch must be chosen so that the phase angle of I == -("I - j k O)I/2('Y + jk O)I/2 is in the range 37r/2 to 27r for all values of "I on the imaginary axis. With this branch chosen as the proper branch, the convergence of the integral (75) at infinity is ensured. Replacing I by -I, we have, in place of (75), the more convenient expression
where
R
= ('l + k 2)1/2 cot('l + k 2)1/2( + j(-"/ + k~i/2 - ("1 2 + k 2)1/2 cot( "1 2 + k 2)1/2 t + j("1 2 + k5)1/2
(77)
and k 2 == Kk6. In (76) and (77), the proper branch is now the positive root of ("1 2 + k5)1/2. The integrand has poles whenever R becomes infinite, i.e., when ("1 2 + k 2)1/2 cot( "1 2
For "I == j{3 and 1{31
+ k 2)1/2 t == j("1 2 + k5)1/2 .
(78)
> k o, we get (79)
The roots of this equation lead to the surface-wave modes. These roots lie on the j{3 axis between jk« and jk when k o and k are taken real, which will be done for determining the roots of (79). For z > 0, the contour C may be closed in the right-half "I plane, and the roots along the positive j{3 axis must be enclosed, in order to give rise to the surface-wave modes. The roots along the negative j{3 axis are excluded, since these give rise to a propagation factor of the form e j {3z , which is not appropriate for z > 0. These roots, however, are included when the contour C is closed in the left-half "I plane for z < O. The correct contour for evaluating (76) is thus the one illustrated in Fig. 11.18. For z > 0, this contour may be closed in the right-half "I plane. Since the branch cut cannot be crossed, the contour must come back in from infinity on one side of the branch cut, encircle the branch point at tk«, and recede out to infinity again along the opposite side of the branch cut. This contour is illustrated by the broken line in Fig. 11.18 and denoted by C 1 for the semicircle at infinity, and by Cb for the branch-cut integral. Since a branch cut was introduced, the integrand is single-valued, and Cauchy's residue theorem applies. The integral along C +C 1 +Cb is equal to -27rj times the enclosed residues. The negative sign arises because the contour is traversed in the clockwise sense. The original integral along C is thus equal to
r = - JCtr - JCbr - 2'n}L
Jc
residues.
If the integral along the semicircle C 1 vanishes, then the original integral is equal to the branch-cut integral plus the residues contributed by the enclosed poles. The branch-cut integral
FIELD THEORY OF GUIDED WAVES
730
j,B - - - - . . . . <,
<,
'- <,
-,
-,
\
i-- -- -~
\
l
r-------~--\
Cb
\
1 I
Fig. 11.18. Inversion contour C (broken line) for (76).
represents the radiation field with a continuous eigenvalue spectrum, while the residues at the enclosed poles are the surface-wave modes. Although the branch cut is arbitrary, as far as the original integral (76) along C is concerned, it must be chosen more carefully if the integral along C 1 is to vanish. Let us assume that the branch cut has been chosen as in Fig. 11.19. On the semicircle above the branch cut, the phase angle of (1'2 + kij) 1/2 is more than 'Tr/2 and less than 'Tr. So exp j (1'2 + kij) 1/2X decays exponentially with increasing positive values of x, and (76) will vanish on this portion of the semicircle. As the point PI moves down C 1, and in along the branch cut and back out to P2, the angle 0 1 increases to a value greater than 2'Tr, while O2 remains less than 'Tr/2. Over a portion of the semicircle below the branch cut, the phase angle of (1'2 + kij) 1/2 is greater
Fig. 11.19. Alternative branch cuts.
731
SURFACE WAVEGUIDES
than 7r, and hence exp j ("1 2 + k5) 1/2 X is exponentially increasing for positive values of x. The exponential term in (76) becomes, for large values of "I and x, exp[( -ja
+ (3)x -
(a
+ j(3)z]
and, unless Bx < oz, this term increases without limit as "I tends to infinity. The difficulty with the above choice of branch cut is that this choice does not correspond to a cut which separates the proper branch, for which (80)
from the improper branch, for which (81)
It is only on the proper branch that the integral (76) will converge at infinity. The branch cut separating the proper and improper branches occurs along the curve Im('Y 2 + k5)1/2 == O. If k o == k o- jk this curve is given by
o,
(82)
This curve is a portion of a hyperbola running from the branch point down toward the real axis in the "I plane, as illustrated in Fig. 11.20(a). As the losses in the medium decrease, k~ decreases, and, in the limit, the hyperbola becomes the portion of the j{3 axis between 0 and j k o and the real a axis in the right half plane. Along the continuation of the hyperbola from the branch points along the j {3 axis, the real part of ("1 2 + k5)1/ 2 is zero. In the region between the two hyperbolas [hatched region in Fig. 11.20(b)], the real part of ("1 2 + k5)1/2 is negative, while the imaginary part is positive. The original contour C must lie entirely in this region in order to represent outgoing waves. With the branch cut chosen as in Fig. 11.20, the integral (76) will vanish on the semicircle in the right half plane for Z > O. The branch-cut integral for k o real gives an eigenvalue j{j
-.
a
a
Small losses
Moderate losses
- jko \
\
\ 1 (a)
(b) Fig. 11.20. Illustration of the proper branch cuts.
732
FIELD THEORY OF GUIDED WAVES
spectrum with " in the range
O::;,,==a
in accordance with the results of Section 11.5. The integrand in (76) may be conveniently viewed as defined on a two-sheeted Riemann surface. Only on the upper sheet or surface (the proper sheet), for which condition (80) holds, does the integral (76) converge. On the improper sheet, condition (81) applies, and the integral does not converge properly at infinity. The branch cuts of Fig. 11.20 provide the only cuts by which passage from one sheet to the other can be executed. In addition to the surface-wave poles of (78), which occur for (,,2 + k5)1/2 equal to a positive-imaginary quantity, there are a number of roots for (,,2 + k5)1/2 equal to a negativeimaginary quantity plus an infinite number of complex roots with negative-imaginary parts. All these latter roots or poles will lie on the improper sheet of the Riemann surface. It is only the surface-wave poles that lie on the proper sheet, since only on the proper sheet does condition (80) hold. The complex roots give rise to a class of modes called leaky modes. In evaluating (76) approximately by the saddle-point method of integration, the contour C is deformed into a contour of steepest descent. Part of this contour may lie in the improper sheet of the Riemann surface, and the leaky-wave modes then contribute to the expansion of the field. Since the integral is too complicated to be evaluated rigorously, approximate methods must be used. The saddle-point method of integration is one approximation technique which is capable of giving good results for the far-zone radiation field. Before carrying out the saddle-point integration, the roots of (78) will be determined. Roots of (78)
For l'
== j(3
and k o
< 1131, let k 2 - 13 2 == h2 , pt
==
and j(kij - (32)1/2
-ht cot ht
==
-po Thus we have
(83a)
and (83b) Only the roots corresponding to positive values of p lie on the proper sheet of the Riemann surface. The solution of (83) is readily obtained graphically. For 13 > k, h is imaginary, and we have
== IhIt cothlh It (Ih It)2 == (K - 1)(kot )2. pt
(pt)2 -
These curves are plotted as a function of Ih I to the left of the origin in Fig. 11.21. There will be no root for imaginary values of h unless (K - 1)1/2kot is less than unity. When this condition holds, an improper pole occurs for negative p, but there will not be a solution for a surface wave at the same time. A surface-wave mode exists only if
733
SURFACE WAVEGUIDES pt
Surfacewave modes ~--
t - - - - - - - - 2 +---~---+\--__I_\---t---__1
Ihtl 6
ht
'a=3
'-a = 4.7 Fig. 11.21. Graphical solution for the real roots of p.
is greater than 1r/2. As kot increases, the number of surface-wave modes and improper modes continually increases. To determine the complex roots, let pt be the complex variable W
== u + iv
and let ht be the complex variable Z == x + j y. The variables x, y, Z used here should not be confused with the rectangular coordinates. Equation (83a) becomes w == -Z cot Z, or, in component form, U==
u==
+ Y tanhy (1 + tan2 x) tarr' x + tanlr' y tanh2 y) + x tanhy (1 + tan2 x) tan2 x + tanh 2 y
x tan x (1 - tanh 2 y) - y tan x (1 -
(84a) (84b)
Equation (83b) must also be satisfied, thus (84c)
uv +xy == O.
(84d)
From (84), it is found that u is negative for all values of x and y. Consequently, the real part of p is always negative for the complex roots, and, hence, the imaginary part of ('Y2 + kij)1/2 is negative also since
Therefore, the complex roots are located on the improper sheet of the Riemann surface.
734
FIELD THEORY OF GUIDED WAVES
," t
,, "
J I I I I I
31-----+~--Hl_--~~--~~--4_=_--__f__4
, I , I , I 2t--------t-'-:----+-~.__--+__-_#___t_-~-_+____:,..______t , I
,, I I
I
I
,
I
1...------+-~__4-_+__-----::I~'t__--__+_--~_t__--____t
, , ,
I
I I I I
21r
1r
Fig. 11.22. Graphical solution for complex roots, a (85b).
X
= 3. Solid lines, Eq. (85a); broken lines, Eq.
By eliminating the variable w == pt in (83a) and (83b), we obtain the equation Z
± a sin Z, or, in component form,
x sin x cos x ==
±acoshy
(85a)
± ~-y-
(85b)
a sinh y
A simultaneous solution of these two equations determines the complex roots for Z. From (84a) and (84b) the corresponding value of w may be found. The values of')' are found from the relation (86)
From (85), it is seen that, if Xl + jYI is a solution, then Xl - jYI, -Xl + jYI, and -Xl - jYI are also solutions. Hence we need consider only positive values of X and y. By plotting the two equations (85a) and (85b) on the xy plane, the roots are readily determined. Since a is greater than 1r/2, in order for at least one surface-wave mode to exist, a typical plot is as illustrated in Fig. 11.22. The roots are seen to be located in the vicinity of X == nt: - 1r /2, where n is any integer. For large values of x, the corresponding value of y is given by y == In[(2n - 1)1r fa], since coshy == x [a for X == nt: - 1r /2. Simultaneous solution of (85a) and (85b) requires use of the same signs on the right-hand sides so only the roots for nt: < X < (2n + 1)1r /2, n == 1, 2, ... , are valid and satisfy the condition xy == -uv from (84d). For a == 3, the first root is X == ± 1.41r, Y == ± 1, giving u == -1.31, v == ± 3.37. The transverse wavenumber in the X direction above the dielectric sheet is j(')'2 + kij)I/2 == -(u + jv)/t == (1. 31:r=j3.37)/t and is seen to give rise to exponentially increasing waves in the X direction.
The Saddle-Point Method of Integration The saddle-point method (also known as the method of steepest descent) for the asymptotic evaluation of an integral was introduced by Debye for obtaining asymptotic expansions of the
SURFACE WAVEGUIDES
735
Hankel functions. The basic principles involved will be described in connection with the first term in (76). This term is, apart from the factor JLo /41r ,
[ expU( 1'2 + k5)1/2Ix - dl - 'YZ] d
[c
(1'2
+ k5)1/2
l'
(87)
and represents the direct field radiated by the line source. The integral is well known and proportional to the Hankel function of the second kind and zero order, i.e., equal to - j 1rH 5(k or ), where r == [(x -d)2 +Z2]1/2. In order to evaluate (87) asymptotically for large r by the saddle-point method, it is convenient to change from rectangular coordinates x, z to cylindrical coordinates r, () and also to change the variable of integration "I as follows:
== jko sin cP
(88a)
== -k« cos cP d'Y == jko cos cP dcP
(88b)
'Y 2 ("1 + k~)1/2
+ j1J
(88d)
== r sin ()
(88e)
== r cos ().
(88f)
e- j k or cos(q,-8) dcf>.
(89)
cP == a Z
x - d
The integral (87) now becomes - j
(88c)
L
The details of the saddle-point integration are greatly simplified by the above transformations. Equation (88a) represents a mapping of the complex "I plane into a strip of the complex cP plane. The two sheets of the Riemann surface map into a connected strip of width 21r along the a axis. From (88a), we have "I
== a + j{3 == jko sin(u + j'YJ)
or a {3
== -ko cos o sinh 1J == k o sin o cosh 1J.
(90a) (90b)
This mapping is illustrated in Fig. 11.23. The quadrants in which {3 and a are positive or negative are readily found from (90), and are specified in the figure. On the proper sheet of the Riemann surface (top sheet), we have Im('Y 2 +k5)1/2 > 0, and hence, from (88b), we find that the corresponding part of the cP plane is determined by the condition that sin o sinh 1J > O. The four quadrants of the top and bottom sheets of the "I plane map into the regions designated Ti, Bi, i == 1,2,3,4, respectively, in Fig. 11.23. The negative sign in (88b) was chosen so that the quadrants T 1, T 2 and T 3, T 4 would map into adjacent strips. The hyperbolas giving the branch cuts in the "I plane as in Fig. 11.20(b) map into the broken lines in Fig. 11.23. The hatched regions are corresponding regions in the two figures. It should be noted that there are no branch cuts in the cP plane since (88a) maps both sheets of the Riemann surface into
FIELD THEORY OF GUIDED WAVES
736
f3T3
T4
Fig. 11.23. Mapping of two sheets of the complex
"y
plane onto a strip of the complex
~
plane.
a connected strip. The original contour of integration is denoted by C in Fig. 11.23. This contour may be deformed into any other convenient contour in the hatched region without changing the value of the integral (89), since no poles will be swept across. In the integrand for (89), let f( cP)
== - jkor cos( cP - fJ)
(91)
and the derivative with respect to cP,
~~ = j kor sin( > -
8)
is equal to zero at cP == fJ or a == fJ, 'YJ == O. Since a complex function cannot have a maximum or a minimum, the stationary' points are saddle points [11.24]. In the vicinity of the saddle point, a Taylor expansion gives
1(»
~ 1(8) + ~~ 10 (> - 8) + ~ ~~ 10 (> - 8)2 j kor . 2 ==-J'k or+- (u - fJ +J'YJ)
2
(92)
since the first derivative vanishes and the second derivative equals j k or at fJ. Let p, w be the radial and angular coordinates with origin at fJ in the cP plane. Thus cP -fJ == a -fJ +j'YJ == oe!",
737
SURFACE WAVEGUIDES
Quadrant 1 \x
~\
~
~
p
f1<0 _----I---I--~~-_t_-_y_~---
f 1 =0
(1<0
Quadrant 3
Fig. 11.24. Solid lines,
and, if we let
12 = constant
11 + j/2 == l(cjJ) -
contours; broken lines,
I«()), we have 11
11 ==
- kor 2 -z-P
11 = constant
contours.
+ j/2 == (jkor /Z)p 2e 2jUJ , and, •
SIn
2w
hence, (93a) (93b)
The contours 11 == constant are orthogonal to the contours 12 == constant. These contours are sketched in Fig. 11.Z4. The maximum rate of change of 11 with P occurs for t» == 1r/4 and 1r /4 + x , and also for w == 31r /4 and - 1r /4. Along these paths of steepest ascent or descent, 12 == O. In the first and third quadrants, 11 is negative and increases rapidly in magnitude as we move away from the saddle point along the directions w == 1r /4 and w = 1r /4 + 7r. In the second and fourth quadrants, 11 increases in the positive direction at the maximum rate along the contours w == 37r/4 and -1r /4. If 11 is considered to represent the elevation of the ground with respect to a reference datum at cjJ == (), it is seen that the ground has the characteristics normally associated with a saddle, since it rises rapidly in two directions and falls rapidly in the two perpendicular directions. It is from this analogy that the terms saddle point, lines of steepest descent, etc., are obtained. In view of the properties of the function I, it is clear that it is desirable to deform the contour C in (89) into a steepest-descent contour (SDC) passing through the saddle point at cjJ == (), since, along this path, 11 is negative and hence e!(cP) will decrease rapidly as we move away from the saddle point. Thus, the major contribution to the integral comes from a small region or range 0 < P < PI along the steepest-descent contour. The steepest-descent contour is the contour along which 12 == O. For general values of cjJ, 11 + j/2 == l(cjJ) - I«()), and, hence,
12 == kor [1 -
cos(u - ()) cosh 11]
738
FIELD THEORY OF GUIDED WAVES
c
Fig. 11.25. Deformation of contour C into steepest-descent contour SDC.
and the steepest-descent contour is determined by
(94)
== 1.
cos(u - 0) cosh 11
This contour is illustrated as the contour SDC in Fig. 11.25. It passes through the saddle point at an angle 1r/4 in accordance with (93b), which is valid near the saddle point. Near the saddle point,
f (cP)
~
jkor 2 e 2jw == -J'k or - TP kor 2 - J'k or + -2P
along the steepest-descent contour w == 1r /4 and 1r /4 + 1r. Along this contour cP == 0 + pe j 1r / 4 in the first quadrant, and cP == 0 + pe j (1r+1r/ 4) in the third quadrant. Hence, we have
dcP == e j 1r / 4 dp
first quadrant
dcP == _e j 1r / 4 do
third quadrant.
The integral becomes _j [
e! dcf> = - j
lc
[
iSDC
ef
dcf>
= - je-ikor+hr/4
(
[0 _ e-kor/ /2dp +
i
PI
I" e-korp2 /2d P)
io
(95) since e-korp2/2 is negligible for p in (95) gives - j
> PI, provided kor is sufficiently large. Combining terms
. (PI 2 or-7f/4) 10 e- korp /2 dp, lc{ e! dcf> = _2je-J(k
(96)
739
SURFACE WAVEGUIDES
Because of the rapid decay of the exponential, the integral from 0 to PI does not differ much from
rOO e-korp2 /2 do
=
io
(~) 1/2 •
(97)
2k or
Therefore, the original integral (87) is given by
. ( -211" ) kor
-J
1/2
e _ j(k or-7r/4)
large kor. The asymptotic expansion of the Hankel function H5(k or ) is (2/1I"k or)I/2e - j (k or - 7r / 4) , and thus (87) is seen to be equal to - j1l"H5(kor). The validity of the saddle-point integration depends on korp 2/2 being large for small values of P, and, hence, can only be used when kor is large, Le., to evaluate the field far from the source. Adfor
ditional terms in the asymptotic expansion may be obtained by following the method suggested in Problem 11.9. Multiplying the above result by p,o/411", we obtain .1, .
_
Y'duect -
-
. (2)
JP,o 411"
~
k or
1/2
e- j (k or -
7r / 4)
'
kor
»
1
(98)
for the far-zone direct-radiated field. In (98) the radial coordinate r is equal to [(x - d)2
Z2]1/2.
+
Evaluation 01 a ReflectedField The second term in (76), which is the field reflected from the dielectric sheet above the ground plane, may be evaluated by the saddle-point method also. With the transformation (88), and - d replaced by d, this term becomes
- jp,o (
~ lcR(cf» exp[-jkor cos(cf> -8)]dcf>
(99)
where R(cf» = jko cos cf> - h cot ht jk o cos cP + h cot ht
and h == k o( K - sirr' cP) 1/2. The radial coordinate r now has its origin at Z == 0, x == -d. As before, the contour C is deformed into a steepest-descent contour SDC passing through the saddle point cP == (}. In deforming the contour C, some of the poles of R( cP) may be encountered. When this happens, the contour should be warped as in Fig. 11.26, so as not to pass over the poles. In addition to the integral along the steepest-descent contour, the usual residue terms contribute to the field from the integration around the poles. The surface-wave poles lie on the lines (J == 11"/2, 11 > 0 and (J == -11"/2, 11 < O. The leaky-wave poles lie in the bottom sheet of the Riemann surface, and a finite number of these may be encountered as the contour C is deformed into the section labeled B 1 • When the leaky-wave poles contribute, they do not give rise to exponentially growing waves, since, in expression (99), the real part 11 of - j kor cos( cP -(}) is negative at the location of these poles; that is, 11 == -kor sin( (J - ( } ) sinh 11
740
FIELD THEORY OF GUIDED WAVES
-f
e-f 7r
•
"2 'Leaky-wave pore
c
Fig. 11.26. Steepest-descent contour for a reflected field.
is negative. From Fig. 11.26, it is also seen that the surface-wave and leaky-wave residues only contribute for a range of () greater than some minimum value () c s since no poles are crossed for small values of (). Physically this means that the surface-wave and leaky-wave modes are not significant in determining the far-zone field except in the vicinity of the surface. This behavior can certainly be appreciated for the surface wave since it decays exponentially in a direction perpendicular and away from the guiding surface. Let c/Js be the value of c/J at a surface-wave pole, and let c/JL denote a leaky-wave pole. Also let the residue of R(c/J) at a pole be denoted by F(c/Js). Thus (99) may be written as
r
R(¢)e!(q,) d¢ - P,°'LF(¢s)e!(q,s) - P,°'LF(¢L)e!(q,L>. - jp,o 41r }SDC 2 s 2 L
The series arises from integration about the circles surrounding the poles. The integral along the steepest-descent contour is readily evaluated when R( c/J) does not have a pole in the vicinity of the saddle point by expanding R in a Taylor series about (). Thus
where R" «()) == td" R / d c/Jn) 10. Along the steepest-descent contour near (),
c/J - () == pe j 7r / 4
dc/J == e j 7r / 4 dp
first quadrant
c/J - () == _pe j 7r / 4
dc/J == _e j 7r / 4 do
third quadrant.
If we retain more than one term in the expansion of R(c/J), then to be consistent we must use a more accurate expression for e!(cI». We note that
SURFACE WAVEGUIDES
The function
eH(f/»
741
is analytic along the SDC so we can include it with R(cj)) and expand == O. To order 4 this gives
R(cj) )eH(cP) in a Taylor series about ()
R(8) +
t
R n(8)(et> : !8t
_jkorR(8)(et>~!8)4
n=l
since HI == H 2 == H 3 == 0 at cj) == (). In general, we can let the expansion of R (cj) )e H (f/» be represented in the form
where the C; are known constants; in particular, Co == R«()), C 1 == R 1«()), C 2 == R 2«()), C 3 == R 3«()), and C 4 == R 4«()) - jkorR«()). Hence the integral becomes
The integral over P does not change much if PI is extended to infinity. The result
rOO n e - k or p2/ 2 d == r[(n + 1)/2] P 2(k r /2)(n+I)/2 '
io P
o
n > -1
(100)
where r is the gamma function, may then be used to evaluate the integral. Thus, for kor large and for no poles of R (cj)) near (), the reflected field is
1/;ref
= - ~o { ~F(et>s) exp[ -jkor cos(et>s . e- j(k or_ JP,O 47r
1r/4)
L
n=O,2,...
8)]
+ ~F(et>L) exp[ -jkor COS(et>L
C () jn1r /4 ( _2 ) (n + I) /2 r --.!!ile n!
kor
(
n + 1) 2
- 8)] } (101)
where r 2 == (x + d)2 + Z2. For kor large, the series converges rapidly. When R(cj)) has a pole near the saddle point, the Taylor-series expansion of R is no longer valid in a sufficiently large region around the point (). A Laurent-series expansion must be used, and this requires a further modification of the preceding method. Let R(cj)) have a simple pole at cj) == cPo with residue F(cj)o) and with cPo located near the saddle point cP == (). In place of the Taylor-series expansion, we have (102)
where R I (cj)) is analytic in the region around () and may be developed in a Taylor series. For
R 1 , we have
L an(cj) - ())n 00
R1(cj))
==
n=O
742
FIELD THEORY OF GUIDED WAVES
where an
=~
d
n
[R(q,) _ F(q,o)]
ni dcPn
cP - cPo
I
.
c/>=(J
The portion of the integral for the radiated field involving R 1 leads to a contribution of the form (101). The remaining integral to be evaluated is _ jp,oF(f/Jo)
411"
r
exp[-jkor cos(q, -0)] dq,.
cP - cPo
Jc
(103)
The asymptotic evaluation of integrals of this type was treated by Clemmow [11.43] and van der Waerden [11.42] and later by Oberhettinger. The principal results obtained by Oberhettinger will be presented here [11.25]. Consider a Laplace-type integral of the form
1
00
f(u) =
tag(t)e- ut dt
(104)
where g(t) is analytic at the origin and has its nearest pole at t == to, where 10 is complex. In (104), a is a constant with Re a > -1. If to is a pole of order m, a Laurent-series development gives
where gl (t) is analytic for It I < tl, and tl is the next singular point with Itll > Ito I. The function gl will be an analytic function in some sector ()1 < phase I < ()2 and may be expanded about the origin in a Taylor series:
L c.t" 00
gl(/)
==
n=O
where
The asymptotic behavior of f (u) as u ---+ 00 is governed by the behavior of lag (I) at the origin. When the series expansion for g(t) is substituted into (104) and integrated, term by term, we obtain
L cnf(a + n + l)u00
f(u) ==
a
-
n-
1
n=O
+L m
s=1
b-sf(1
+ a)( _to)(a-s)/2 u(S-a-2)/2 e - uto/2W -s/2-a/2,a/2-s/2+1/2( -ulo)
(105)
SURFACE WAVEGUIDES
743
where r is the gamma function, and Wa,b(X) is Whittaker's confluent hypergeometric function [11.26]. This asymptotic series is valid for u ~ 00 in the sector -7f' /2 - (J2 < phase u < 7f'/2 (J 1.
Some special cases of interest in diffraction work are: (1)
W -1/4, -1/4(X) == v:Kx 1/ 4e X / 2 erfc VX
(106a)
where erfc y is the complement of the error function erf y and is given by 2 erfcy = v:K
erfy
roo e:'
Jy
= l-erfcy =
2
2
dt
(Y
v:K Jo
2
e:' dt. (106b)
(2)
where Ei( - x) is the exponential integral
(3)
(106c)
where K" is the modified Bessel function of the second kind. In order to use the above results, we must convert our integral (103) into the form (104). As before, the major contribution comes from the portion of the contour in the vicinity of the saddle point (J. We may approximate cos( cP - (J) by 1 - (cP - (J)2 /2. Replacing d cP by ej 1r /4 d p in the first quadrant and by - e j 1r / 4 dp in the third quadrant, as in (95), and noting that
cP - cPo
==
cP -
(J -
(cPo -
8) ==
pej 1r / 4 - (cPo -
8)
in the first quadrant and equals
in the third quadrant, we get, in place of expression (103),
after combining terms. Since the exponential decays rapidly, we may extend the integral over
744
FIELD THEORY OF GUIDED WAVES
P to infinity, i.e., extend PI to infinity. We now make one further change in variables and put
p2
== t. Hence, we obtain for the integral I I ==
1
e-korp2/2
00
o p2
+ j( cPo -
())2
11
dp == 2
0
e-kort/2
00
t 1/2[t + j( cPo _
())2]
dt
(108)
•
This latter integral is of the form (104). The value of the integral is given by (105) with to == - j( cPo - ())2, and the pole is of order 1, that is, m == 1. In this case, the Whittaker function reduces to the result given by (106a). Hence, we have
ex ==
-!,
1= iejkOT(4)o-O)2/2U(
(109)
This expression must be used to evaluate the reflected field whenever the surface-wave pole at cP == cPo lies close to the saddle point at () so that (kor /2)1/2 IcPo - () I is small. When the latter quantity is large we can recover the original result given by (101). The error function may be expanded asymptotically to give [11.26]
eI'(n + 1) 2n --L: (-I)n xxVi f(2) x2
erfcx
==
00
(110)
1 2
n=O
valid for x --t 00 in the sector - 31r/4 < phase x < 31r/4. If the phase angle of x is outside this range, it is noted that erf x is an odd function of x, and that erfcx
== 1 - erfx == 1 + erf( -x) == 2 - erfc( -x).
( 111)
This result may be used to obtain an asymptotic expansion for x in the vicinity of the negativereal axis. In the Mathematical Appendix a more precise asymptotic evaluation of the integral is carried out in order to show more clearly the considerations that must be taken into account whenever the pole at cPo approaches the saddle point () and possibly also migrates across the SDC as the physical parameters of the problem change. In our case, cPo lies either on the a == 1r/2, 11 > 0 axis or else in the range 11 < O. In both cases, the phase angle of (jk or/2)1/2(cPo -()) is in the range -31r/4 to 31r/4, and, hence, by using (110), we obtain 1==
~(_ltr(n + !) [jkor(cPo _())2]-n
jVi
(2k or)I/2(cPo -
())2
r(!)
~
(112)
2
Substituting (112) into (107), we obtain
- J1-oF(cPo) e-jkor-j7r/4 21r
Vi
(2k or)I/2(cPo - ())
[1 +
j
kor( cPo - ())2
...]
·
(113)
But this result, together with the contribution from R 1, is identical with (101) for Rer (cPo - ()) large as expected. However, when cPo --t () only the result (109) will correctly evaluate Y;ref o
REFERENCES AND BmLIOGRAPHY
[11.1] [11.2]
K. Uller, dissertation, University Rostock, 1903.
J. Zenneck, "Uber die footpflanzung ebener electromagnetischer wellen laugs einer ebener leiter flache und ihve beziehung zur drahtlosen telegraphic," Ann. Phys., vol. 23, pp. 846-866, 1907.
SURFACE WAVEGUIDES
745
[11.3] J. A. Stratton, Electromagnetic Theory. New York, NY: McGraw-Hill Book Company, Inc., 1941. [11.4] S. S. Attwood, "Surface wave propagation over a coated plane conductor," J. Appl. Phys., vol. 22, pp. 504-509, Apr. 1954. [11.5] W. Rotman, "A study of single surface corrugated guides," Proc. IRE, vol. 39, pp. 952-959, Aug. 1951. [11.6] R. S. Elliott, "On the theory of corrugated plane surfaces," IRE Trans. Antennas Propagat., vol. AP-2, pp. 71-81, Apr. 1954. [11.7] R. A. Hurd, "The propagation of an electromagnetic wave along an infinite corrugated surface," Can. J. Phys., vol. 32, pp. 727-734, Dec. 1954. [11.8] R. W. Hougardy and R. C. Hansen, "Oblique surface waves over a corrugated conductor," IRE Trans. Antennas Propagat., vol. AP-6, pp. 370-376, Oct. 1958. [11.9] D. K. Reynolds and W. S. Lucke, "Corrugated end fire antennas," Proc. Nat. Electronics Conf., vol. 6, pp. 16-28, Sept. 1950. [11.10] J. Brown, "The type of wave which may exist near a guiding surface," Proc. lEE (London), vol. 100, part III, pp. 363-364, Nov. 1953. [11.11] F. J. Zucker, "Two notes on surface wave nomenclature and classification," presented at the DRSI Symposium, Toronto, Canada, June 1958. [11.12] N. Marcuvitz, "On field representations in terms of leaky modes," IRE Trans. Antennas Propagat., vol. AP-4, pp. 192-194, July 1956. [11.13] G. Goubau, "Surface waves and their applications to transmission lines," J. Appl. Phys., vol. 21, pp. 1119-1128, Nov. 1950. [11.14] F. Harms, "Electromagnetishe wellen an einem draht mit isolierender zylindrischer hulle," Ann. Phys., vol. 23, pp. 44-60, 1907. [11.15] G. Goubau, "Single conductor surface wave transmission lines," Proc. IRE, vol. 39, pp. 619-624, June 1951. [11.16] D. Hondros and P. Debye, "Electromagnetishe wellen an dielektrischen drahten," Ann. Phys., vol. 32, pp. 465-476, 1910. [11.17] W. M. Elsasser, "Attenuation in a dielectric circular rod," J. Appl. Phys., vol. 20, pp. 1193-1196, Dec. 1949. [11.18] C. H. Chandler, "Investigation of dielectric rod as waveguide," J. Appl. Phys., vol. 20, pp. 1188-1192, Dec. 1949. [11.19] D. G. Kiely, Dielectric Aerials. London: Methuen & Co., Ltd., 1953. [11.20] G. Goubau, "On the excitation of surface waves," Proc. IRE, vol. 40,pp. 865-868, July 1952. [11.21] R. M. Whitmer, "Fields in non-metallic waveguides," Proc. IRE, vol. 36, pp. 1105-1109, Sept. 1948. [11.22] C. T. Tai, "Effect of a grounded slab on radiation from a line source," J. Appl. Phys., vol. 22, pp. 405-414, Apr. 1951. [11.23] S. Barone, "Leaky wave contribution to the field of a line source above a dielectric slab," Polytech. Inst. Brooklyn MRI Research Rep. R-532-56, Nov. 1956. [11.24] E. A. Guillemin, The Mathematics of Circuit Analysis. New York, NY: John Wiley & Sons, Inc., 1949, ch. VI, art. 14; ch. VII, art. 26. [11.25] F. Oberhettinger, "On a modification of Watson's lemma," J. Res. Nat. Bur. Stand., vol. 63B, pp. 15-17, July-Sept. 1959. [11.26] A. Erdelyi, Higher Transcendental Functions, vol. I. New York, NY: McGraw-Hill Book Company, Inc., 1953, p. 274.
Surface Waves in General [11.27] H. M. Barlow and A. E. Karbowiak, "An investigation of the characteristicsof cylindrical surface waves," Proc. lEE (London), vol. 100, part III, pp. 321-328, Nov. 1953. [11.28] H. M. Barlow and A. L. Cullen, "Surface waves," Proc. lEE (London), vol. 100, part III, pp. 329-347, Nov. 1953. [11.29] H. M. Barlow and A. E. Karbowiak, "An experimental investigation of the properties of corrugated cylindrical surface wave guides," Proc. lEE (London), vol. 101, part III, pp. 182-188, May 1954. [11.30] H. M. Barlow and A. E. Karbowiak, "An experimental investigation of axial cylindrical surface waves supported by capacitive surfaces," Proc. lEE (London), vol. 102, part B, pp. 313-322, May 1955. [11.31] L. A. Vajnshtejn, "Electromagnetic surface waves on a comblike structure," Zh. Tekh. Fiz., vol. 26, pp. 385-397, 1956. [11.32] S. P. Schlesinger and D. D. King, "Dielectric image lines," IRE Trans. Microwave Theory Tech., vol. MTT-6, pp. 291-299, July 1958.
FIELD THEORY OF GUIDED WAVES
746
Excitation of Surface Waves [11.33] A. L. Cullen, "The excitation of plane surface waves," Proc. lEE (London), vol. 101, part IV, pp. 225-234, Aug. 1954. [11.34] G. J. Rich, "The launching of a plane surface wave," Proc. lEE (London), vol. 102, part B, pp. 237-246, Mar. 1955. [11.35] D. B. Brick, "The radiation of a hertzian dipole over a coated conductor," Proc. lEE (London), vol. 102, part C, pp. 104-121, 1955. [11.36] W. M. G. Fernando and H. M. Barlow, "An investigation of the properties of radial cylindrical surface waves launched over flat reactive surfaces," Proc. lEE (London), vol. 103, part B, pp. 307-318, May 1956. [11.37] J. R. Wait, "Excitation of surface waves on conducting, stratified, dielectric coated and corrugated surfaces," J. Res. Nat. Bur. Stand., vol. 59, pp. 365-377, Dec. 1957. [11.38] R. H. DuHamel and J. W. Duncan, "Launching efficiencyof wires and slots for a dielectric rod waveguide," IRE Trans. Microwave Theory Tech., vol. MTT-6, pp. 277-284, July 1958. [11.39] J. W. Duncan, "The efficiency of excitation of a surface wave on a dielectric cylinder," IRE Trans. Microwave Theory Tech., vol. MTT-7, pp. 257-268, Apr. 1959. [11.40] B. Friedman and W. E. Williams, "Excitation of surface waves," Proc. lEE (London), vol. 105, part C, pp. 252-258, Mar. 1958. [11.41] J. Brown, "Some theoretical results for surface wave launchers," IRE Trans. Antennas Propagat., vol. AP-7, Special Supplement, pp. S169-S174, 1959.
Saddle-Point Integration [11.42] B. L. van der Waerden, "On the method of saddle points," Appl. Sci. Res., vol. 2B, pp. 33-43, 1950. [11.43] P. C. Clemmow, "Some extensions to the method of integration by steepest descents," Quart. J. Mech. Appl. Math., vol. 3, pp. 241-260, 1950. [11.44] L. B. Felsen and N. Marcuvitz, Radiation and Scattering of Waves. Englewood Cliffs, NJ: PrenticeHall, 1973. (This book contains a very thorough treatment of asymptotic methods.)
PROBLEMS
11.1. Obtain the solution for a TE surface wave guided by a plane interface between free space and a medium with parameters E, /L, where /L > /Lo, and /L / /Lo > E/ EO. Assume that E has a small negative-imaginary part, but that /L is real. 11.2. A vertical line source above an impedance plane or a grounded dielectric sheet radiates cylindrical waves having no angular variation. Obtain the solution for the Zenneck wave above an impedance plane, and also for a grounded dielectric sheet of thickness t. The wave is described by the function H5({3r)e- PX , where r 2 = y2 + Z2, and H5 is the Hankel function of the second kind. 11.3. For a corrugated plane, find the minimum value of the short-circuit position d such that the first evanescent mode excited at the interface has decayed to less than 0.1 of its value at the interface, at the position of the short circuit. Assume a spacing S between corrugations equal to 0.2Ao. Repeat the calculation for S = O.4Ao. 11.4. Find the solution for a TM surface wave on a lossless dielectric tube of inner radius a and outer radius b as illustrated in Fig. P11.4.
Fig. Pl1.4.
SURFACE WAVEGUIDES
747
11.5. Evaluate the following integral by the saddle-point method:
11.6. Find the field radiated by a line source located a distance d above a plane having a surface impedance jXs- Evaluate the integral by the saddle-point method. 11.7. Repeat Problem 11.6 for a surface with reactance - jX s • Note that a surface-wave mode is now excited. 11.8. For Problem 11.7, evaluate the total power radiated as a surface wave and also that radiated as a continuous spectrum. The power radiated as a continuous spectrum may be obtained by integrating the far-zone field, with respect to fJ, from zero to 1r /2, and multiplying by 2. Find the best position of the line source in order to obtain the maximum power in the surface wave. 11.9. Show that the change in variable cos(4) - fJ) == 1 - jS2, with - 00 < S < 00, corresponds to integration along the steepest-descent contour in the 4> plane. Show that the integral (89) becomes
J
-korS2
CX)
_ je-j(kor-r/4)
-CX)
e
(1 - jS2 /2)1/2
dS.
Expand (1 - j S2/2) -1 /2 in a power series valid for ISI < y'2, and integrate the first two terms by using (100) to obtain the first two terms in the asymptotic evaluation of the integral.
Answer:
To obtain this result, the integration is taken from - 00 to 00, and thus an error is made, since the power series in S2 is not valid for \S12 > 2. However, the error may be shown to be negligible for large kor (see B. L. van der Waerden, "On the method of saddle points," Appl. Sci. Res., vol. 2B, pp. 33-43, 1950). 11.10. A vertical current element is located at a height h above a flat lossy earth as shown in Fig. Pl1.10. Show that the solution for the vector potential above the earth is given by
where
)'0
== j
J k~ - w
2 , )'
== j Jk 2
-
w2 • Use the result
z
r
R1
h
Co
X C, (J
R2 Image
1
Fig. PII.IO.
748
FIELD THEORY OF GUIDED WAVES
and show that
where
Show that a pole exists at w = Wo = kOJK/(K + 1) where K is the complex dielectric constant (e - jo /W)/fO and (J is the conductivity of the earth. This pole gives rise to the Zenneck surface wave. This famous Sommerfeld problem was the subject of considerable controversy as regards the physical existence of the surface wave. The pole exists and since it lies very close to the saddle point at (J = 1r /2 for typical earth parameters (f/fO = 12, (J = 5 X 10-3 siemens/meter) the integral must be evaluated in terms of the complement of the error function. The field at the surface is not a distinct surface-wave field for this reason. It is often called the Norton surface wave. Clearly, for (J = 1r /2 the integral I is the only contribution to \lJ.
12
Artificial Dielectrics At microwave frequencies, the wavelength is sufficiently short so that many of the techniques and principles used in optics may be carried over directly. One of the more obvious optical devices to find wide application is the lens. Lenses are used in a variety of antenna systems at microwave frequencies. The dielectric material for a microwave lens must have a small loss and an index of refraction preferably no smaller than about 1.5. One suitable material that is frequently used is polystyrene, which has an index of refraction equal to 1.6. Major disadvantages of solid dielectric materials are the excessive bulk and weight of the lens, since in many cases lens diameters greater than a meter are required. In 1948, Kock suggested the use of artificial dielectrics to replace the actual dielectric material, in order to overcome these disadvantages [12.1]. An artificial dielectric is a large-scale model of an actual dielectric, obtained by arranging a large number of identical conducting obstacles in a regular three-dimensional pattern. The obstacles are supported by a lightweight binder or filler material such as expanded polystyrene (Polyfoam). Under the action of an external applied electric field, the charges on each conducting obstacle are displaced so as to set up an induced field that will cancel the applied field at the obstacle surface. The obstacle is electrically neutral so that the dominant part of the induced field is a dipole field. Each obstacle thus simulates the behavior of a molecule (or group of molecules) in an ordinary dielectric in that it exhibits a dipole moment. The combined effect of all the obstacles in the lattice is to produce a net average dipole polarization P per unit volume. If E is the average net field in the medium, the displacement D is given by D
== EoE + P == EE
and it is apparent that the effective permittivity E will be greater than EO. When a high-frequency magnetic field is applied to a conducting obstacle, an induced circulating current is set up, such that the induced magnetic field produced will cancel the normal component of the applied field at the obstacle surface. These induced currents are equivalent to a magnetic dipole, and, therefore, in general, an artificial dielectric exhibits magnetic dipole polarization as well as electric dipole polarization. The induced magnetic dipoles always oppose the inducing field, so that the artificial dielectric is always diamagnetic when obstacles having magnetic dipole moments are used. It should be noted that certain types of obstacles, properly oriented with respect to the applied field, will not have an induced magnetic dipole. If E and J1- are the permittivity and permeability of the artificial dielectric, the index of refraction 'YJ is given by 11
=(
E::O )
1/ 2
·
Since J1- is less than J1-O, the presence of magnetic polarization reduces the value of for this reason usually an undesirable property.
'YJ,
and is
749
750
FIELD THEORY OF GUIDED WAVES
(a)
(b)
II
I'
./ (c)
/
II
I (d)
Fig. 12.1. Typical artificial dielectric structures. (a) Three-dimensional sphere medium. (b) Threedimensional disk medium. (c) Two-dimensional strip medium. (d) Two-dimensional rod medium.
Unless the obstacles have spherical symmetry and a cubical or random lattice pattern is used, the dipole polarization for a unit applied field will be different in different directions. The artificial dielectric will then have anisotropic properties. To date, little use for such anisotropic properties has been found, except in wave polarizers, i.e., devices for converting linear polarization to circular polarization and vice versa. Typical structures used for artificial dielectrics are illustrated in Fig. 12.1. Figure 12.1(a) illustrates a cubical array of conducting spheres, while in Fig. 12.1(b) the spheres are replaced by thin flat conducting disks. For the disk medium, no magnetic polarization is produced if the incident field is a TEM wave with the H vector in the plane of the disks. Figures 12.1(c) and (d) illustrate two-dimensional structures consisting of thin flat conducting strips and conducting cylinders or rods, respectively. With the electric field perpendicular to the strips or rods, capacitive loading of the medium is produced, and € is increased. Artificial dielectrics for which the index of refraction 11 is greater than unity are known as phase-delay media, since the phase velocity in the medium is less than that in free space. For the twodimensional structures of Fig. 12.1, inductive loading is produced when the applied electric field is parallel to the strips or rods. For this polarization, J-t is less than J-to, and 11 is less than unity. The structure is therefore referred to as a phase-advance dielectric. The term artificial dielectric is commonly used to incorporate structures such as the parallelplate array and stacks of square waveguides placed side by side, in addition to structures made up of arrays of discrete obstacles. Only the latter class of structures, in particular the sphere and disk media and the two-dimensional strip medium, will be examined in detail in this chapter. There are three basic approaches used in the analysis of artificial dielectrics. The simplest is the Lorentz theory, which was originally developed for the classical theory of real dielectrics.
ARTIFICIAL DIELECTRICS
751
This theory considers only dipole interaction between obstacles, and produces accurate results for obstacle spacings limited to less than about O. 1Ao and for obstacle sizes small compared with the spacing. When the obstacle size is not small compared with the spacing, the dipole term is not a sufficiently good approximation of the induced field. The second approach is one step more accurate than the Lorentz theory, and consists of a rigorous static field solution. Such a solution will take into account all the multipoles in the expansion of the induced field and will give good results provided the obstacle spacing is small compared with the wavelength, say no greater than O.lAo. Finally, the third method is to attempt a solution of Maxwell's equations. In this latter method, it is often possible to reduce the problem to that of a periodically loaded transmission line, for which the methods of analysis presented in Chapter 9 are applicable. Many people have contributed to the development of artificial dielectrics since the pioneer work of Kock. It would require too much space to review this work here on an individual basis. However, a number of the more important papers that have been published are listed at the end of the chapter.
12.1.
LORENTZ THEORY
The Lorentz theory is a static field theory which provides a solution that takes into account only the dipole term in the induced field. Consider a three-dimensional regular array of identical conducting obstacles, as in Fig. 12.2. The lattice spacings are a, b, and c along the x, y, and z directions, respectively. Let an external electrostatic field Eo be applied along the y direction. The obstacles will be assumed to have their principal axes of polarization coincident with the coordinate axes, so that the induced dipole moment p of one obstacle is in the y direction for an applied field in the y direction. In the course of the analysis, several different fields will be introduced. For convenience, these are summarized below: Eo
== a yEo == external applied field
E,
== dipole field produced by the obstacle located at the origin
Ep
== dipole field produced by all the obstacles in the infinite array
E,
== Eo + Ep - E l == effective field acting to polarize the obstacle at the origin
E,
== Ep
Epa' E l a , E ea, E ia
-
E,
== interaction field
== fields defined as above but averaged over the volume of a unit cell with dimensions a, b, c
The y component of the above fields is indicated by an additional subscript y. Since the Lorentz theory considers only dipole interaction between obstacles, the results will be valid only for obstacles with dimensions small compared with their spacing. The field acting to polarize anyone obstacle may therefore be assumed to be a uniform field equal to the field at the center of the obstacle. From considerations of symmetry, it is found that the field acting to polarize the obstacle at the origin has only a y component, E ey • The induced
752
FIELD THEORY OF GUIDED WAVES
o o z Fig. 12.2. A three-dimensional artificial dielectric medium.
dipole moment is proportional to the field, and, hence, (1)
In this equation the proportionality constant ex e is called the polarizability, and is a characteristic parameter of the obstacle. For nonsymmetrical obstacles, exe is different along different directions and, hence, is a tensor quantity in general. For an arbitrary obstacle, three principal axes will exist, such that the induced dipole moment is parallel to the applied field. In the present case, these principal axes are assumed to coincide with the coordinate axes as stated earlier. The number N of obstacles per unit volume is equal to (abcv:', and, hence, the dipole polarization per unit volume is
p P == Np == -b == NexefOEey.
a c
(2)
The effective polarizing field E ey is equal to Eo +Eiy, where E iy is the interaction field, i.e., the field due to all the neighboring obstacles. The interaction field is proportional to p and may be expressed by Cp E iy ==fO
(3)
where C is called the interaction constant. In (3) it is to be understood that E iy is the field at the origin or center of the obstacle under consideration. Substituting into (1) and (2), we get
or exefoEo 1 - exeC
p==---
(4a)
p == NexefoEo. 1 - exeC
(4b)
753
ARTIFICIAL DIELECTRICS
"b
y=.E.. 2
4>=-Eo T
I
I I
'-
I'
~'-+----+------'~+--~
I
'-
x
I
Ix=-~ I 2
Ix=~
I
2
I
I
y=_.2-
4>=E o !!.. 2
2
Fig. 12.3. Conducting planes inserted into the three-dimensional lattice of Fig. 12.2.
The y component of the average displacement flux is defined by (5)
where E ay is the average value of the y component of the total field in the medium, and the relative dielectric constant in the y direction. From (5), we get
p €oE ay
K==I+--==I+
P €o(E o + E p ay )
.
K
is
(6)
For an obstacle that is symmetrical about the coordinate planes passing through the center of the obstacle, the average field produced by all the induced dipoles is zero. With the applied field in the y direction, conducting planes may be inserted into the lattice at y == ± b /2 + mb , m == 0, ± 1, ± 2, ... , without disturbing the field distribution. If the applied field is ayEo, the potential of the conducting planes at y == ± b /2 may be chosen as - Eeb /2 and Eob /2, as in Fig. 12.3. From symmetry considerations, it follows that the total electric field has no component normal to planes at x == ± a /2 and z == ± c /2. Also, the field in every unit cell throughout the lattice is identical. The potential in each unit cell may be developed into a three-dimensional Fourier series. The applied potential for the cell at the origin is ~o
== -EoY·
The induced potential ~i will be an even function of x and z and an odd function of y because of the symmetry involved. Thus we may write ~i
== ~ ~
LL oo
oo
n=Om=l s=O
where
A nms
A nms
2n7rx 2s7rz. 2m7rY cos - cos - SIn a c b
is an amplitude coefficient. The y component of induced field is thus given by
Epy
m 00 00 00 B'J!i '"' '"' '"' 2m7r 2n7rx 2m7ry 2s7rz == - - == - ~~~Anms-cos - - cos - - cos-By b a b c n=O m=l s=O
754
FIELD THEORY OF GUIDED WAVES
I
I
b
I
I I I I I
E.o
i
I
_____ II
I·
I I
I
I a
·1
(a)
(b)
Fig. 12.4. Unit cell of an artificial dielectric medium. (a) Unloaded cell. (b) Loaded cell.
and corresponds to the total field produced by all the obstacles in the three-dimensional array. It is clear from this expression that the average induced field in a unit cell is zero since the cosine terms that depend on y have a zero average. In view of the above discussion we may place E pay equal to zero in (6). Substituting for P from (4b) now yields the classic expression known as the Clausius-Mossotti relation:
K
= 1+
u«,
1 _ exeC ·
(7)
This relation permits K to be evaluated when the obstacle polarizability Cie and the interaction constant C are known. Practical artificial dielectrics consist of obstacles supported in a lowdielectric-constant binder, and (7) must then be interpreted as the dielectric constant relative to that of the binder or supporting medium. For simplicity, we will, however, in the remainder of this chapter assume that the obstacles are supported in a medium with a dielectric constant of unity. In the above analysis we have assumed a y-directed applied field. A similar analysis will hold for x- and z-directed fields, but the dielectric constant along the x and z directions will not necessarily be the same, since the polarizability and interaction constant are different in different directions for general structures. In other words, the medium will have anisotropic properties in general.
12.2.
ELECTROSTATIC SOLUTION
As noted in the previous section, the problem of a regular three-dimensional lattice of conducting obstacles can be reduced to that of a single obstacle located at the center of a unit cell as in Fig. 12.4(b). On the top and bottom faces, the potential is kept at - Eob 12 and Eob 12. This potential difference sets up the applied field ayEo. On the sidewalls, B!pIBn is equal to zero, where !P is the sum of the applied potential !Po and the induced potential !Pi. Figure 12.4(a) illustrates a unit cell with the obstacle removed. The capacitance Co of this cell is given by (8)
For the unloaded cell, the charge on each plate of area ac is equal to the potential difference between the plates times Co, or CoEob. For the loaded cell of Fig. 12.4(b), the charge on each
ARTIFICIAL DIELECTRICS
755
plate is increased by an amount proportional to the charge that is displaced on the conducting obstacle. Let this charge be - q on the upper plate, and q on the lower plate. The capacitance of the unit cell is thus increased to a value I Q+q Co = Eob =Co
q
+ Eob"
The effective dielectric constant of the artificial dielectric is equal to the dielectric constant of a homogeneous dielectric that would give this same increase in capacitance. Hence, we have (9)
The electrostatic approach thus aims at finding the change in the capacitance of a unit cell due to the presence of the obstacle. Although the problem is readily formulated, the solution is not always easy to obtain. Experimental methods may, of course, be used. One such method makes use of an electrolytic tank with insulators corresponding to the walls on which a4> Ian equals zero. In the electrolytic tank, the current density is the analog of the electric field [12.2]. In addition to the change in capacitance of a unit cell, the change in the inductance caused by magnetic dipole polarization must be determined. At low frequencies, there is no magnetic polarization for nonferrous obstacles. However, since artificial dielectrics are normally used at high frequencies, the field does not penetrate into the conductor, and the normal magnetic field at the surface must be zero. At low frequencies, the equivalent magnetic body is a perfectly diamagnetic body with J.L == 0, since, for such a body, the normal magnetic field at the surface vanishes. If in Fig. 12.4(b) the applied magnetic field is H ox in the x direction, this is equivalent to passing a current of density H Ox in the positive z direction on the upper plate at y == b /2, and in the negative Z direction on the lower plate at y == -b /2. When the obstacle is absent, the inductance Lo of the unit cell is Lo == J.Lobe [a, With the equivalent diamagnetic body present, the inductance is reduced to a new value L o, and the permeability of the medium may be defined by J.l
aLb
(10)
== be ·
The induced magnetic field may be derived from a scalar magnetic potential 4>m, where 4>m == 0 on the sides at x == ± a /2, and the normal derivative vanishes on the other four sides. From the known value of the resultant magnetic field, the inductance L oof the unit cell may be found by well-known standard methods. The change in inductance may also be determined experimentally by means of an electrolytic tank. Conducting plates are used for the two sides at x == ± a /2, and insulating plates (dielectric sheets) for the other sides of the unit cell. The analog of the perfectly diamagnetic body is a body with zero conductivity, and, hence, a dielectric body having the same shape as the obstacle in the artificial dielectric may be used. The ratio of the resistance of the unit cell with the dielectric body absent to that with the body present is equal to the ratio L o/L«. The index of refraction of the medium is given by
11
== (LbC~) LoCo
1/2
·
756
FIELD THEORY OF GUIDED WAVES
12.3.
EVALUATION OF INTERACTION CONSTANTS
In this section, the interaction constants for various types of lattices will be evaluated. Some of the results in this section are not of interest in connection with artificial dielectrics, but are included because of their application to aperture coupling in rectangular waveguides. The first case to be considered is a three-dimensional array of y-directed unit dipoles located at x == no, y == mb, Z == sc, where n, m, s are integers extending from plus infinity to minus infinity. The dipole at x == y == Z == is excluded. The y component of the electric field at the origin is the interaction field and is equal to C lEo, according to (3) for unit dipoles. The potential due to a unit dipole at Xo, Yo, zo is given by
°
where r == [(x - XO)2
+ (y
- YO)2 + (z - ZO)2]1/2. For the array of dipoles,
L '" ",' 00
1
00
00
y
-mb
= 47rEOn=_oos!::'oom~oo [(x -nai +(y -mbi +(z _SC)2]3/2
where the prime indicates omission of the term n == m == s == 0. The interaction constant is thus given by
(11) The above series has been summed by Brown, using the Poisson summation formula [12.18]. However, the following alternative approach is instructive. By image theory, conducting planes may be inserted at y == ± b 12. We then need to find the potential distribution between the two conducting plates for unit dipoles located at x == no, Z == sc, y == 0, for n, s == 0, ± 1, ± 2, ... , and n == s =1= 0. First consider a y-directed dipole at the origin, as in Fig. 12.5. This dipole may be considered as a positive charge qD(x)D(z)D(y - r ) at x == Z == 0, y == r and a negative charge - qD(x)D(z)D(y + r ) at x == Z == 0, y == -r. Using cylindrical coordinates y, r, (J, and noting that 4> is independent of (J, Poisson's equation becomes 8 2
-
8y 2
1 8 84> r 8r 8r
p
+ - - r - == -- == EO
q
--D(x)D(z)[D(y - r ) - D(y EO
+ r)].
(12)
The potential is an odd function of y, and vanishes on the conducting planes at y == Let 4> ==
~ ~ c: 4>m == ~Am(r) m=l
± b /2.
. 2m7rY
SIn
-b-
m=l
and substitute into (12) to get 1d
d
~ r dr r drAm 00
[
(b) Zm t:
2
Zm-ry
q
Am ] sin -b- = - EO o(x)o(z)[o(y -7) - o(y
+ 7)].
757
ARTIFICIAL DIELECTRICS y
pf------~
r
y=-bj2
<1'J=Q
Fig. 12.5. A dipole at the origin between parallel conducting planes.
Multiply both sides by sin(2m7rY /b), and integrate over y from - b /2 to b /2, to obtain
~ 2
[!.!!-r dA m _ (2m7r)2 r dr dr b
Am]
= _
2q o(x)o(z) sin 2m1rT. EO
b
The dipole moment p is equal to 'lqr , and, if we let r tend to zero such that lim Zqr
7-.0
== p
we obtain
!.!!-r dA m _ (2m7r)2 r dr dr b
Am = _P 2m1r ~o(X)o(z). b b EO
(13)
For all values of x and z not equal to zero, the solutions to (13) are the modified Bessel functions of the first and second kinds. Only the second kind of modified Bessel function vanishes as r == (x 2 + Z2)1/2 becomes large, and, hence, this is the only solution allowed. We now have (14)
where am is an amplitude constant to be determined. For small r, we have
2m7rr ) ~ - ( 'Y+ ln b m7r') K o ( -bwhere v is Euler's constant. For large r, K o decays exponentially according to the relation
K o (2~1rr)
~ (4~r)
2 1/
e ??"!".
Equation (13) is the solution to the problem of a nonuniform line source of density 4m7rp /b 2 and having a variation sin(2m7rY /b) with y. Very near this line source, i.e., for r very small, the potential
FIELD THEORY OF GUIDED WAVES
758
and since limr~o amK o(2/m7rr/b) == -am In r, the solution for am is given by
am ==
2mp
--2.
fob
The solution for the potential from the dipole is thus given by m.
'±'
==
~ 2mp . 2m7rY K (2m7rr) 2 sin bOb ·
Z::
m=l
(15)
fob
For a dipole of unit strength p == 1, the Y component of electric field is given by
E == _ 84> == __1_~ (2m7r)2 cos y 8y 7rbfO ~ b
2m7ry K o (2m7rr) . b
b
(16)
For the two-dimensional array of unit dipoles, excluding the dipole at the origin, the y component of electric field at the origin is
EoEy = -
=-
7r~ n~oos];oo~: 2~7r) 2 x; { 2~7r [(na)2 + (Sc)2]1/2 } 00
00
00
:b ~ ~ (2~7r Y
K0
««; (2m;na) X
(
Ko {2~7r [(na)2
(2m;Sc) - :b ~ ~ (2~7r Y
7r: ~~~ (2~7rY + (sci] 1/2 }.
(17)
Since K o decays exponentially at a rapid rate, only the first terms in the first two sums are required for sufficient accuracy in most cases. Thus,
E ~ - b87r [K y
f
o
3
0
(27rC) b
+ K0 (27ra)] b
(18)
when a and C do not differ greatly. However, this is not the interaction field at the origin, since excluding the term corresponding to the dipole at the origin is equivalent to deleting all the dipoles along the line x == z == 0 and located at y == mb, m == ± 1, ± 2, . . . . We must add to (18) the contribution from (11) with n == s == 0, that is,
1 1 1.202 L fo 7r m=l (mb)3 - 7rfob 00
3
to obtain the total interaction field. Hence, the interaction constant C is given by
_ 1.202 _ 87r
C -
7rb 3
b3
[K
0
(27rC)
b
+
K (27rQ)] b · 0
(19)
759
ARTIFICIAL DIELECTRICS
For a cubical lattice a == b == c, Lorentz obtained the value C == (3b 3 ) - 1 by replacing the sums in (11) by integrals. This result does not differ much from (19) for a cubical lattice . ~or x-directed dipoles, a and b should be interchanged in (19), while, for z-directed dipoles, b and c should be interchanged. Summation by Means of Poisson's Formula
The Poisson summation formula gives
L 00
= ~1
f(Olm)
m=-oo
L 00
F
(2
:11" )
(20)
m=-oo
where F(w) is the Fourier transform of f(z); that is, (21)
The following relationships will be required: 00 ejwZ(z2
/ -00
?
+ r 2)- p- l /2 d z =2 (~)P 1I"1/2 K p( IW 2r f(v + 2) 1
(22)
The transform of Z2(Z2+r2)-5/2 may be obtained from (22) by putting v == 2 and differentiating both sides twice with respect to w. Combining this with (22) and using the Bessel-function recurrence relations permits us to obtain
J
oo
-00
e
jwz
2Z2 (z
2
- r
+r
2
2 5/2
)
_
2
dz - -2w Ko(lwlr).
(23)
Equation (11) for the interaction constant C may be written as
c - 2- {4~ - 411"
_1_
~ (mb)3
+4~~ ~ ~
f:1
2(mb)2 -(nai _(SC)2
mf=oo [(mb)2
2~ ~
2(mbi-(nai
2~ ~
2(mb)2 - (sci
+ (na)2 + (SC)2]5/2
+ ~ mf=00[(mb)2 + (nai]5/2 + ~ m~oo[(mbi + (SC)2]5/2
} •
(24)
The sums over m may be totaled by using (20) and (23). For example,
~
2(mb)2 - (na)2 + (na)2]5/2
m~00[(mb)2
== _~ ~
b m~oo
(2m1l")2 K (2ImI1l"na) . o b b
(25)
In (25), the m == 0 term on the right-hand side is zero. When the remaining sums in (24) are handled in the same way, we obtain the final result given by (19), upon making the same approximations. The results should obviously be the same, since summing over m in (24) is
FIELD THEORY OF GUIDED WAVES
760
t
t
t
t
t
t
t
t
t
t
t
t
b
a
t t
t
Fig. 12.6. A two-dimensional lattice of unit dipoles.
equivalent to solving the problem of a single layer of dipoles between parallel plates by the method of images. Interaction Constant for Two-Dimensional Lattices
Consider a two-dimensional lattice of unit dipoles located at x == na, y == mb; n, m == 0, ± 1, ± 2, ... , as in Fig. 12.6. For y-directed dipoles, the interaction constant C y is given by (11) with s == O. Hence, 1
00
== - " "
Cy(a, b)
00 I
2(mb)2 _ (na)2
471" nf:=oo m~oo [(mb)2
1
00
= ;~
1 (mb)3
1
+ (na)2]5 /2
00
00
2(mb)2 - (na)2
+ 21r~ m~oo[(mbi + (nai]5/2·
(26)
Applying the Poisson summation formula gives C ( y
a,
b)
==
2
~ _ ~ ~ ~ (2m7l") K (2m7l"na) 7I"b 3 7I"b L.....J L.....J bOb n=l m=l
~ 1.2 _ 811" K o (271"a) 3 3 7I"b
b
b
.
(27)
For x-directed dipoles, the interaction constant Cx(a, b) is given by (27) with a and b interchanged, i. e. ,
C x(a, b) == C y(b, a).
(28)
For z-directed dipoles the interaction constant C z (a, b) is given by 00
00
2
2
b) __ ~" , , ' (mb) + (na) z a, 411" nf:=oom~oo[(mb)2 + (na)2]5/2·
C (
(29)
761
ARTIFICIAL DIELECTRICS
'Y
---1-----:- ~---:-----:---t-:--
___: I
I
I.
L__ :_:_~ __:__
:-_:_t~
I
I
I
1
I
1
+~
I
I
t
---1----
,f
1
·
I
I
+
I
I' I 1-----,-----1--
~I+
1
I I I I
+'"
1
-
---1- 2d - - I
I
~
I
I
I- - - - - 1I - - - - - 1 - -
+
+-
1
-
I
I
1
I
b'
.\
a
I
::-1+
I
I
---'
1
'
1
I
l
I
I
I
1_ I
0
Fig. 12.7. Images of magnetic dipoles in waveguide walls.
This series may be obtained by analogy with (11) by omitting the sum over m in (11) and replacing sc by mb. In place of (29), we may write
Comparing with (26) gives
Cz(a, b) == -Cy(b, a) -Cy(a, b) == -Cx(a, b) -Cy(a, b)
=_
1.2 _ 1.2 'lrb 3 'Ira 3
+ 811"3 K o (2'1ra) + 811"3 K« (2'1rb) b
b
a
a
.
(30)
Two-Dimensional Lattice for Waveguide Aperture Coupling A small circular aperture in a transverse wall in a rectangular waveguide is equivalent to an x-directed magnetic dipole for H 10 mode excitation. The image of this dipole in the guide walls must be chosen so that the field produced has a vanishing normal component of magnetic field on the guide walls. The resulting lattice of dipoles is illustrated in Fig. 12.7. The positive x-directed dipoles are located at x == 2na, y == 2mb, and x == 2na, y == 2mb - 2d, where n, m == 0, ± 1, ± 2, . .. . The negative-directed dipoles are located at x == 2na - 2c , y == 2mb, and x == 2na - 2c, y == 2mb - 2d. The x component of magnetic field produced by a unit x-directed magnetic dipole at (xo, Yo, Zo) is given by
H
x
1 = 411"
2(x - XO)2 - (y - YO)2 - (z - ZO)2
[(x - xoi
+ (y
- Yoi
+ (z
- ZO)2]5/2 ·
The field at the origin due to all the image dipoles is the interaction field. For unit dipoles,
762
FIELD THEORY OF GUIDED WAVES
this field is equal to the interaction constant
em. Thus,
we have (31)
where
The series for 8 1 and 8 2 are of the type already summed and are equal to (32a)
(32b) To sum 83 and 8 4 , it is noted that, if F(w) is the Fourier transform of !(z), then the Fourier transform of !(z + r) is e- j wTF(w). Hence, we obtain
2
= -am~(X)~ 00
00
(n1r) a
2
2n1rc (nt: a l2mb -2dl ) ·
cos -a- K o
(33a)
The series 8 4 is equal to 83 with d placed equal to zero. However, this makes the m == 0 term infinite, so this term must be summed directly. The final result is (33b) In practice, only a few terms of the series are required for good accuracy. When using the above theory for a circular aperture in a transverse wall of a rectangular guide, it must be kept in mind that it is essentially a static field theory and will yield accurate results only when the image apertures are spaced at a small distance compared with the
763
ARTIFICIAL DIELECTRICS
wavelength. This is usually not the case except for an aperture close to the guide wall (c or d small). On the other hand, the effect of the image dipoles is small for small apertures not located too close to the guide wall. Thus, the theory provides a useful correction for those cases when the aperture is close to a guide wall, which is just the situation for which a correction is needed most.
12.4.
SPHERE- AND DISK-TYPE ARTIFICIAL DIELECTRICS
In order to evaluate the index of refraction of an artificial dielectric by the Lorentz theory, the polarizability of the obstacle is required. For ellipsoids and the degenerate forms such as prolate and oblate spheroids, spheres, and circular and elliptical disks, the method presented in Section 7.3 may be used. A dielectric obstacle becomes equivalent to a conducting body when the permittivity E is made to approach infinity. To evaluate the magnetic dipole moment, it is noted that, when p, is made to approach zero for a permeable body, it becomes a perfect diamagnetic body. The normal component of magnetic field at the surface must vanish for a perfect diamagnetic body, and this is the same boundary condition as required for the highfrequency magnetic field at the surface of a perfect conductor. The electric polarizability a e and the magnetic polarizability am for typical obstacles are given in Table 12.1. Consider a cubic array of conducting spheres with radius r. Let the spacing be denoted by a. The number N of spheres per unit volume is equal to a- 3 • From Table 12.1, a e == 41rr 3 , and am == -21rr 3 • The interaction constant C is given by (19) as C == From (7), the permittivity
E
1
- 3 [1.202
1ra
2
- 161r Ko(21t")] ==
1.06
-3 ·
1ra
== KEO is found to be E
== EO
1 + 8.32r3 /a 3 • 1 - 4.24r 3 /a 3
For a TEM wave applied to the lattice, induced magnetic dipoles are also produced. The effective magnetic field acting to polarize the obstacle is the sum of the applied field H 0 and the interaction field Hi. By analogy with the electric case, we have
m == am(Ho +Hi ) Hi ==Cm
and, hence,
amHo m == 1 - ame' The magnetic polarization per unit volume is M
== N m, and the permeability
B == p,Ho == p,o(Ho
(34) p, is given by
+ M)
or (35)
764
FIELD THEORY OF GUIDED WAVES TABLE 12.1 POLARIZABILITY OF ELLIPSOIDS AND THEIR DEGENERATE FORMS*
Ellipsoid x
V aex == L
1
V
CX mx
== L 1 -1
CXmy
== L
CXmz
==--
CX mx
== 1 -L
V
cx ey == L
z
2
V 2
-
1
V L 3 -1
Prolate spheroid
x
z
-V
V
CX ex
==
L
CX ey
==
CX ez
==
CXmy
2V 1-L
y
CX mz
-2V 1+L
l~ ( In---2e 1+e ) L==-2lie 3 1- e Oblate spheroid
x
V
CX ex
==
L
CX ey
==
CX ez
z
y
Sphere
OJ Elliptic disk
y
CXex
CXmx
-v
== 1 - L
CXmy
==
CX mz
2V
-2V
l-L
l+L
==
CXey
==
CX ez
CX mx
==
==
CXmy
CXmz
CX ex
== ~7r/ie2[K(e) - E(e)]-1
CXey
==
17r/ i e2[( 1 -
CX ez
==
0
CX mx
==
CXmy
e 2) - IE (e) -K(e)]-1
== 0
47r/i(1 - e2 )
11> 12 cx mz == 3E(e) l3=O K(e) and E(e) are complete elliptic integrals of the first and second kind, respectively.
ARTIFICIAL DIELECTRICS
765 TABLE 12.1 (continued).
Circular disk aex == aey
amz == -Jr
y
*Semiaxes
a mx == amy ==
0
3
are /1, 12 , 13 along the x, y, Z axes, respectively; eccentricity is e == (1 - I~ /11) 1/2; volume V == == polarizability for fields applied along the x axis; similarly for aey , amy, a ez, and amz.
~1r/1/2/3; aex, a mx
For the cubic array of spheres, we have
1 - 4.16r 3 /a 3 J.t == J.to 1 + 2.12r 3 /a 3 • The effective index of refraction for the medium is (36)
and is only moderately greater than unity because of the diamagnetic effect present. As an example, for r == a /4, we obtain 11 == 1.046. The tetragonal array of circular disks illustrated in Fig. 12.8 represents a more useful medium because of the much greater index of refraction that can be obtained. The spacing of the disks in the xy plane is a, and successive planes of disks are spaced a distance c part along the z axis. A TEM wave is assumed to propagate through the lattice, along the z direction. This field does not have a component of magnetic field along the z axis, i.e., normal to the disk face, and, hence, there are no induced magnetic dipoles. The electric polarizability is a e == 16r3/3, and, from (19), the interaction constant is found to be
The relative dielectric constant is given by (7) with N == (a 2 c) -1. The relative dielectric constant K is plotted as a function of c [a for several values of r [a in Fig. 12.9. The results of
r
s
-ro o
00
I
a
Fig. 12.8. Tetragonal array of circular disks.
766
FIELD THEORY OF GUIDED WAVES
" 1.50
1.25
1.00 _ _---.a...--_ _- - " ' 0.4 0.6 0.8 ~
~
--6-
1.0
c/ a
Fig. 12.9. Dielectric constant as a function of cia for a tetragonal array of circular disks.
a low-frequency investigation carried out by Kharadly have shown that the three-dimensional Lorentz theory gives accurate results for c [a greater than about 0.8 only [12.18]. Brown has considered only the interaction between disks in a single plane. The interaction constant to be used is now that given by (27) and is equal to 0.36/a 3 • The resulting formula for K is K
8a
== 1 + - - - - - - -
(37)
c[I.5(a /r)3 - 2.88]
and has been found to be accurate for c [a greater than 0.6. For small values of c / a, Brown and Jackson have computed the dipole moment of a row of disks along the z axis and used the two-dimensional form of the Clausius-Mossotti relation to obtain [12.16]
Nao
K
(38)
== 1 + 1 -O.5Nao
where N == a -2 and is the number of rows of disks per unit area, and ao is the polarizability per unit length for a single row of disks and is given by
ao -_ 21rr2
[(1
0.22C)2 - r
+ 0.OO7c 3 r
3
(
0.22C)] 1+r
.
As c approaches zero, ao approaches 21rr2 , which is the polarizability per unit length of a conducting cylinder. The combination of (37) for large values of c [a and (38) for small values of c / a provides good results for the whole range of c / a values that are likely to be encountered in practice. It must be kept in mind, however, that the theory is a static field theory valid only for plane waves incident in a direction perpendicular to the plane of the disks, and with the spacing between disks less than about 0.1 Ao .
12.5.
TRANSMISSION-LINE ApPROACH FOR A DISK MEDIUM
For a plane wave propagating through a three-dimensional array of disks, each plane of disks may be considered as a single discontinuity. For infinitely thin disks, this discontinuity is equivalent to a shunt susceptance jB connected across a transmission line. The three-
ARTIFICIAL DIELECTRICS
767
_I_ Y
b
z
z=o Fig. 12.10. Single row of disks in a parallel-plate transmission line.
dimensional array of disks is, in turn, equivalent to a transmission line loaded at regular intervals by identical shunt susceptances. An evaluation of the propagation constant for this equivalent periodic-loaded transmission line leads to an expression for the equivalent index of refraction of the medium. The first step in the analysis is the evaluation of the equivalent shunt susceptance of a single plane of disks. When the disk diameters and spacings are small compared with the wavelength, the shunt susceptance may be evaluated by a method similar to the Bethe small-aperture theory discussed in Chapter 7. Let the plane of the disks be the z == 0 plane, let the disk spacing be a along the x direction and b along the y direction, and let the disk radius be r. The configuration is the same as that in Fig. 12.8 with the exception of unequal spacings along the x and y directions. Let a plane wave with components E y , H x, Hz be incident at an angle (}j with respect to the z axis. This incident field may be represented as follows:
· -- a 0 ay e-jhx-roz E me H inc
. )-1 a y == aO(jW/lO
(39a)
X "ve -jhx-roz
(39b)
where h == k o sin (}j, f o == (h 2 - k5)1/2 == j k« cos OJ, and ao is an amplitude constant. A consideration of the nature of the incident field and the symmetry of the structure shows that conducting planes parallel with the xz plane can be placed at y == ± b /2. Hence we need consider only a single row of disks in a parallel-plate transmission line, as in Fig. 12.10. For z < 0, there will be a dominant reflected mode given by E ref -- a y Ra 0 e-jhx+roz
(40a) (40b)
In addition, there will be an infinite number of higher order evanescent modes excited. These modes have the following x and z dependence: e- j(h+2n-rr/a)x+rnm Z ,
n == 0, ± 1, ... ;
m == 0, 1,2,···.
where f~m == (h + 2n1r /a)2 + tm« /b)2 - k5. The term mx /b arises because of variation of the fields with y. All r nm are real for n =I 0 when the spacing a is less than one-half wavelength. Since we will not require expressions for these modes in order to evaluate the
768
FIELD THEORY OF GUIDED WAVES
reflection coefficient R, we will simply denote them as follows: (41a) (41b) where enm , h nm are transverse vectors and eznm , h znm are z-directed vectors. These vector functions all have the periodicity property enm (x
+ sa, y ) == e
(42)
as required by Floquet's theorem. Because of the periodicity property, these modes form an orthogonal set over the range sa < x ::; (s + l)a, where s is any integer, and such that b/2 / 0/2 / -b/2 -0/2
n =fr, m =l=s
enm X h;s·azdxdy ==0,
where h;s is the complex conjugate of h.,; If we consider, first of all, odd excitation with incident fields for with incident fields
z < 0,
(43)
as in (39), and
· -- -a 0 ay e-jhx+foz E me
for z > 0, the total transverse electric field in the aperture plane will vanish. The reflection coefficient in this case is simply R o == -1 (see the discussion of Babinet's principle in Chapter 1).
For even excitation with incident fields chosen as
for z > 0, and as in (39) for z < 0, the total transverse magnetic field vanishes in the aperture plane z == 0 in the region between the disks. Let the reflection coefficient in this case be R e . If we now superimpose the two solutions, the total incident field for z > 0 is zero, while that for z < 0 has an amplitude 2ao. The total reflected field for z < 0 has an amplitude (R; + Ro)ao == tR; - l)ao == R'la«, and, hence, the reflection coefficient R is given by
R = R e 2- 1.
(44)
To find Rs, we must solve the problem of a row of conducting disks placed on a magnetic wall in the z == 0 plane as in Fig. 12.11. The field in the guide may be represented as a dominant-mode standing-wave field E I == aoaye- j hx cos f30z HI
== (jwp,o)-laoay
X V'e-
j hx
(45a) cos f30z
(45b)
ARTIFICIAL DIELECTRICS
769
ri> I
Disk, 8.
.> 1'/
Magnetic wall
I
I
s;
z
I
Zl
Fig. 12.11. Reduced boundary-value problem for even excitation. 8 m is a magnetic wall; 8 e is an electric wall (disk).
plus an additional dominant-mode reflected field (46a) (46b)
together with an infinite number of evanescent modes propagating in the negative z direction: (47a)
H 3 ==
L
(47b)
bnmH;m·
n.rn
In the above, f30 == Irol, and the standing-wave field has a vanishing transverse magnetic field at z == 0 and, hence, satisfies the boundary conditions on the magnetic wall. The field E I , HI is considered as the incident field, and the field E 2 + E 3 == E s , H 2 + H 3 == H, as the total scattered field. Let E~m' H~m be a normal-mode standing-wave field:
E'nm == e*nm (e- f nm Z H'nm == h*nm (e- f nm Z
+ e f nmZ ) + e*znm (e- f nmZ -
er nm Z )
_
e f nmZ )
+ h*znm (e- r nmZ + ef nmZ ) ·
(48a) (48b)
The Lorentz reciprocity theorem gives
fJ (E~m s
X
n, -
Es X
H~m)·ndS = 0
where S is the closed surface consisting of cross-sectional planes at z == 0 and z == z1, the conducting planes at y == ± b /2, and planes parallel to the yz plane at x == ± a /2. The integral clearly vanishes on the conducting planes at y == ± b /2. On the planes at x == ± a /2 the integral will also vanish, since the field E s , Us satisfies the periodicity condition (42), while E~m(x + sa, y, z) == E~m(x, y, z)e j hsa , and similarly for H~m; and the normal n is directed in the opposite sense on the two planes. On the cross-sectional plane at z == Z 1, the
770
FIELD THEORY OF GUIDED WAVES
integral reduces to
-2b nm
b/2 j-b/2
t:
-0/2
e~m X
hnm-azdxdy
provided n is chosen as the inward normal. On the cross-sectional plane at
n
X U~m =
n X H, =0
0
z=
0, we have
on Sm
since n X HI = 0 on both Sm and See On S«, we have n X Us = J, where n is the normal pointing away from the disk and J is the current on the disk or electric wall S e. Using these results, the Lorentz reciprocity theorem is found to give b/2 ja/2
b nm
j -b/2 -0/2
e~m
X
hnmoazdxdy
= - ffe~moJdXdY
JJ s,
(49)
an equation which permits the unknown amplitude coefficients b nm for the scattered field to be evaluated. In particular, if we choose for the field E~m' H~m a dominant-mode standing wave
we obtain
boj j b/2
0/2
-b/2 -0/2
(jW/Lo)-lrodxdy
=-
ffayejhXoJdXdy,
JJ s,
(50)
The integrals on the right -hand sides of (49) and (50) may be converted into a form representing coupling with an electric dipole P and a magnetic dipole M, in a manner similar to that used for the aperture problem. We obtain
jj «:
E~moJ dx dy = jwE~m(O)oP - jW/LOH~m(O)oM
(51)
where the fields are evaluated at the center of the disk, and the dipole moments are given by
jwP
= jjJdXdY
(52a)
s, M
=
~JJr X Jdxdy.
(52b)
s,
The magnetic dipole is in the z direction, while the electric dipole lies in the xy plane. Using these results in (50), we obtain (53)
771
ARTIFICIAL DIELECTRICS
The dipole moments P and M in (52) and (53) are those of one-half of the disk, since the currents flowing on one side only are involved. For small disks with large spacings, the interaction field is negligible, and P and M may be evaluated in terms of the polarizabilities of the disk and the strength of the incident field at the center of the disk. The electric and magnetic polarizabilities of one-half of a circular disk of radius r are, respectively, 8 3 a e1 ==-r 3
The field given by (45) may be considered as the field acting to polarize the disk. For this field, we obtain
4 3 h M == --r -aoaz 3 WILo and, hence, (54) The total reflected field has an amplitude bo +ao/2, while the incident field has an amplitude ao/2, as may be seen by decomposing the standing-wave field (45) into an incident and a reflected field. The reflection coefficient R; is thus given by
R e-- ao + 2bo -_ 1 + 2bo ao ao and, hence, the reflection coefficient R is, from (44), R == b o •
ao
A shunt susceptance j B on a transmission line produces a reflection coefficient R==
1 - jB -1 2 +jB
- jB 2 +jB
- jB
==---~--
2
when B is very small.' From (54) we now get (55) 1 If we had included the radiation reaction field as part of the polarizing field, as was done for the aperture problem in Chapter 7, we would have found that the expression for R was of the correct form with the solution for B given by (55).
772
FIELD THEORY OF GUIDED WAVES
where the capacitive part of B is given by (56a) while the inductive part is given by
8h2 r 3 B = 3abf3o·
(56b)
L
The capacitive part arises from the electric polarization of the disk, while the inductive part arises from the magnetic dipole polarization. When the angle of incidence (}i == 0, then h == 0, and the inductive part B L vanishes. For this special case,
16Zo 3 Be == 3ab WEO' where Zo == (p,O/EO)1/2, and is seen to have the usual frequency dependence associated with a capacitive susceptance. More accurate results are obtained if the interaction field is also taken into account as part of the field acting to polarize the disk. This interaction field arises mainly from the nearest neighbors. If the disk spacings a and b are small compared with a wavelength, the phase of the incident wave is essentially constant over the region of several disks. Under these conditions, the interaction field may be approximated by a static interaction field. The electric and magnetic dipole moments are thus increased by factors (1 - aeCe)-l and (1 - amCm)-l, respectively, where C; and C m are the interaction constants for the electric and magnetic cases. From (27) and (30), we have
(57a) (57b) The capacitive and inductive parts of the shunt susceptance B must now be replaced by
16k5,3 Be = = - - - - - 3abf3o(1 - aeC e) 8h2 , 3
B L == - - - - - - 3abf3o(1 - amC m)
(58a)
(58b)
where a e == 16r3 /3, am == -8,3 /3. Having determined the shunt susceptance of a single plane of disks, we may now replace the artificial dielectric medium by a transmission line having a propagation phase constant f30 and loaded at regular intervals by shunt susceptances B, as in Fig. 12.12. Periodic structures of this type were analyzed in Chapter 9, where it was found that the propagation phase constant f3e of the periodic wave is given by cos f3 cc
= cos
f30c -
~
sin f3oc.
(59)
773
ARTIFICIAL DIELECTRICS
c
z
·1
Fig. 12.12. Equivalent transmission-line circuit for a three-dimensional disk medium.
Equation (59) neglects higher order mode interaction between successive planes of disks. The least attenuated evanescent mode has a propagation constant
Provided e- r -w C (59) gives
< 0.1, interaction with higher order modes may be neglected. For {3oe small,
(60) upon using the small-argument approximations for the trigonometric functions. According to the Clausius-Mossotti theory, the disk-type artificial dielectric medium has a dielectric constant different from unity in the x and y directions, and a permeability p, different from p,o in the z direction only. Let the permittivity in the y direction be K€O. In an anisotropic medium of this type, the solution for a plane wave with components E y, H x , Hz is readily found to be
- -jhx-j{3z E y -e
jwp,oH x = -j{jE y
and {32
= Kk~ - (p,o/p,)h 2 , since E y is a solution of
If we now identify {3 with (3c, we obtain from (60)
where {35
=
k~ - h 2 , Substituting for B and equating the capacitive and inductive terms
FIELD THEORY OF GUIDED WAVES
774
separately gives the following solutions for
K
and JJ.: 16,3
K
== 1 + - - - - - -
(61a)
3abc(1 - aeC e)
(61b) These results are precisely those given by the Clausius-Mossotti theory when interaction between disks in a single plane only is taken into account [see (37)]. The validity of this theory has thus been demonstrated under the condition that the spacing between disks is small. However, (59) is more general since it is valid for large values of c as well. As noted by Brown, the theory breaks down for c [a less than about 0.6 for plane waves incident normally. The reason is clear from the above transmission-line analysis, since this corresponds to a situation where higher order mode interaction between successive rows of disks can no longer be neglected. At the shorter wavelengths, it is desirable to use disks with diameters and spacings that are an appreciable fraction of a wavelength because of the easier construction afforded and greater economy in the number of elements required. The preceding theory is not applicable in this case for several reasons, such as: 1. 2.
The incident field varies over the region of a disk sufficiently so that the polarizing field cannot be considered constant. The interaction field is not well approximated by the static field. In actuality, the radiation field from each disk will be more important than the local induction field varying as the inverse third power of the distance.
A more satisfactory theory for this general case has been developed. It consists of a higher order approximation to the dipole moments of a circular disk, and hence a more accurate value for B, together with the use of dynamic-field-interaction constants [12.3]. The determination of the latter is outlined in Problems 12.7 and 12.8. The more accurate expressions for the polarizabilities of a circular disk (due to Eggimann) are (C == 1.5 for parallel, 2.5 for perpendicular polarization)
ae
_ 16 3 [1
-
am ==
12.6.
3'
O
(k , )2 (8 + 15 -
8 3 [ -3' 1-
(k o, )2 ~(2
C .
SIn
2 () )] j
. 2 ] + SIn ()j)
•
Two-DIMENSIONAL STRIP MEDIUM
Figure 12.13 illustrates a two-dimensional conducting-strip artificial dielectric medium. The strips are infinitely long in the y direction, and have negligible thickness. The width of the strips is a, and the spacings along the x and z directions are sand d, respectively. For a parallel-polarized wave propagating obliquely through the medium, with the plane of propagation in the xz plane, the medium exhibits anisotropic dielectric properties. This
ARTIFICIAL DIELECTRICS
775
x
z
Fig. 12.13. Two-dimensional strip-type artificial dielectric medium.
is readily seen to be so, since, for an electric field applied entirely along the x direction, the strips produce no perturbation, and, hence, the dielectric constant in the x direction is unity. For a field applied along the z direction, a maximum perturbation is produced, and the effective dielectric constant in this direction will be quite large. No magnetic polarization is produced, since there is no component of magnetic field normal to the face of the strips. The medium is a phase-delay medium. For the opposite polarization, the medium exhibits magnetic anisotropy. The index of refraction will be less than unity because of the inductive loading, and, hence, the medium functions as a phase-advance dielectric for this other polarization. A low-frequency solution may be obtained by using the Clausius-Mossotti theory and the dipole moment of the strips per unit length. A more accurate result is, however, obtained by solving the electrostatic problem with a static field applied along the z direction. The problem may be reduced to that illustrated in Fig. 12.14(a) by a consideration of the symmetry involved. By a suitable conformal mapping, the configuration in Fig. 12.14(b) may be obtained. When the strip width a is zero, the capacitance of a unit quarter cell is _ EOS C0 - d ·
When a =1= 0, the capacitance of a unit quarter cell is the same as that of the cell illustrated in Fig. 12.14(b), and is
,
' _ EOS C0 - d' · The effective dielectric constant
K
in the z direction is, thus, C~
K
s'd
== Co == sd"
The conformal-mapping solution has been given by Howes and Whitehead [12.4] and has also been derived independently by Kolettis [12.5]. The solution is transcendental in nature, and
776
FIELD THEORY OF GUIDED WAVES
lEO
-. {Jet>
<1> .. ~
I
a;;--O,
d/2
8/2
<1>-~
I I I~-O an
I aet> 0 I
's:: I
d'
s'
I
laet> 0
ra;;--
I
I <1>-0
<1>-0 ~
(~
Fig. 12.14. (a) Reduced electrostatic problem for a strip medium. (b) Conformal mapping of the boundary in (a).
is given by K(k1)K(k')
K
2d K(k 1)
(62)
== K(k~)K(k) == S K(k~)
where K is the complete elliptic integral of the first kind, and k', moduli (1 - k 2)1/2, (1 - ki)1/2. The modulus k 1 is given by
ki
are the complementary
and x is a solution of
with k and k' determined so that K(k') K(k)
2d s
When s is small compared with d, the solution simplifies to d
K------
- b
+ (s /1r) In 4 ·
(63)
When the spacings sand d are not small compared with a wavelength, a solution based on Maxwell's equations must be used. The starting point for a solution is the determination of the reflection and transmission coefficients of a single interface. When these are known, the artificial dielectric medium may be described in terms of a periodic cascade connection of equivalent circuits. An analysis of this periodic network yields the characteristic propagation phase constant from which the equivalent dielectric constant of the medium may be deduced. Two approaches are possible. For one approach, the x axis is considered as the direction of propagation. The reflection and transmission coefficients required are those for a plane strip grating in free space. When the spacing s is large compared with d, this approach is useful, since higher order mode interaction between adjacent gratings is negligible, and only the reflection and transmission coefficients for the dominant TEM mode are required. These may be found from the equivalent capacitive shunt susceptance of the grating.
777
ARTIFICIAL DIELECTRICS
By considering propagation to take place along the z direction, the reflection and transmission coefficients required are those for the interface between free space and an infinite array of equispaced parallel plates. This problem has been rigorously solved in Chapter 10. This second approach is well suited to the case when s is small compared with d, since, under these conditions, the evanescent modes decay rapidly, and there is negligible higher order mode interaction between adjacent interfaces. A combination of the two approaches yields accurate results for the equivalent dielectric constant for all values of sand d of interest in practice. The case of propagation through the medium in the x direction, O[ == 0, has been examined by Cohn [12.12] and Brown [12.6]. For this special case, no anisotropic effects exist. The more general case of oblique propagation through the medium has also been analyzed [12.7]. When O[ == 0, the shunt susceptance of the strip grating is given by the formulas presented in Chapter 8 for a capacitive diaphragm in a parallel-plate transmission line. For oblique angles of incidence, the normalized shunt susceptance is given with reasonable accuracy by [12.8]
(64)
where a == sin 1rb /2d, and
The equivalent circuit for propagation in the x direction is illustrated in Fig. 12.15. The propagation phase constant for the transmission line is k 0 cos 0[, and the characteristic phase constant (3 ~ for the periodic wave propagating in the x direction is determined by a solution of cos f3;s
= cos(kos cos Of) - ~
sin(kos cos Of).
(65)
From the solution for {3~ the dielectric constant of the strip medium can be obtained and is given by (72). The required derivation will be presented later in this section. The reflection and transmission coefficients at the interface between free space and a set of parallel plates are given in Chapter 10, Eqs. (74), (75), and (76). These results show that the interface may be represented by the equivalent circuit illustrated in Fig. 12.16 when s is s
-------------------~ oX
Fig. 12.15. Equivalent circuit for a strip-type artificial dielectric for modes propagating in the x direction.
778
FIELD THEORY OF GUIDED WAVES
1n 2
,.t
In 2
.,_:-_f_
_
I
o I
.0-1---: I
: <:'R
":> : ----------<.loto---_ ZC r=k cos 8 Free space
RI
o
Parallel-plate
2
region
I---00------
i
,'I
Zc=k o Fig. 12.16. Equivalent circuit of a parallel-plate interface.
small. From Fig. 12.16, it is seen that
R1
O' = 11 - cos 0' + cos i
R
2 :=
exp [ - j k o ( -s 104) cos OJ ] 7r
('k
cos 0 OJ - 1 1 exp J cos j +
S
0-
7r
I n 4)
which are the same results as given in Chapter 10 for s small. The equivalent circuit for the artificial dielectric for modes propagating in the Z direction is readily constructed, and is illustrated in Fig. 12.17. An analysis of this periodic structure shows that the characteristic phase constant I3c for a periodic wave propagating through the medium in the Z direction is a solution of the following equation:
(1 - p2) cos (3cd
= cos [ko(a + b cos OJ) _p2 cos
ko;(lO 4)(1 - cos OJ)]
[ko(a - b cos OJ) - ko;(lO 4)(1 + cos OJ)]
(66)
where p := (1 - cos OJ)/(1 + cos OJ), and OJ is the angle of propagation for the TEM wave in the region between the strips, as in Fig. 12.13. In order to obtain an expression for the equivalent dielectric constant of the strip medium, propagation through the artificial dielectric medium must be correlated with propagation through a uniform medium having a dielectric constant K in the z direction and unity in the x and y directions. The latter medium is known as a uniaxial medium, and has a single optic axis in the 'z direction. Propagation of a TEM wave in such a medium was discussed in Section 3.7. For the extraordinary wave with a propagation factor e-j {3n. r , it was found that {32 _ -
n2
x
Kk5
(67)
+ Kn 2z
where nx and nz are the components of the wave normal. The angle of propagation through the medium is given by tan Or where Or is measured relative to the
Z
nx
(68)
:= -
nz
axis. For the solution given by (66), we have and
k o sin OJ
:=
I3n x •
ARTIFICIAL DIELECTRICS
779
ZC DRO cos (}
Zc =k o Phase constant
-k o
Phase constant =k o cos 8i
Fig. 12.17. Equivalent circuit for a strip-type artificial dielectric for modes propagating in the direction.
z
Substituting into (67) and (68), we get K
k6 sin2 OJ
== k 2 o
tan Or
==
(69)
2
{3e
ko sin OJ {3e
(70)
•
Equation (70) gives the effective angle of propagation through the medium. Certain limiting solutions for K may be obtained from (66) and (69). When d < O.IAo, the cosine terms may be expanded according to the relation cos u == I - u 2 /2, and (66) together with (69) gives
d
K==-----
b
+ (s /1r) In 4
which is the same as the static solution given by (63) for s « d. For this case, K is independent of the effective angle of propagation Or through the medium. For larger values of d, it is found that K varies with the angle of propagation through the medium. This effect may be considered as caused by the graininess of the lattice structure. As OJ approaches zero, p tends to zero, and the limiting value of K is again the above static value, independent of the condition d < O.IAo. This limiting solution is obtained by placing p equal to zero in (66) and solving for f3ed to get (f3c di
= (kodi
[1 - (1- cos 8;)
(~ + :d In 4)
r·
Expanding by the binomial expression and substituting into (69) now gives the end result. When OJ == 1r /2, the eigenvalue equation (66) reduces to
cos e,«
= cos
ko (0 -:; In 4) - ~o (b +:; In 4) sin ko (0 -:; In 4).
(71)
Although OJ == 1r /2, the effective angle of propagation Or through the medium is less than 1r/2. When Or == 1r /2, (3ed == 0, and OJ is complex with sin OJ greater than unity. Returning to the first solution (65) based on modes propagating in the x direction, we have Bn,
== k o sin O! == ko cos OJ.
780
FIELD THEORY OF GUIDED WAVES
4J------+----+----+--~~_+_--___1
~ d
=0.8
3 J------+------+-----+----_+_---,
}-j
2
=0.6
_________________________ }-a- =0.5 lL....----1 10
----L-
--l..-
30
50
. L - -_ _~
70
90
........
0
Or
Fig. 12.18. Effective dielectric constant K as a function of effective angle of propagation 8,. Broken curves are static values obtained from (63), S = O.IAo, d = O.4Ao.
Corresponding to (69) and (70), we now get K
==
{J/2 c
k5 cos 2 Of
ta n 0r -
(J~ == K 1/2 tan 0,.. k o cos 0j
(72)
(73)
As noted earlier, (72) gives accurate results for large values of s, while (69) gives accurate results for small values of s. A combination of the two methods of solution yields good results for all values of s.
Some Numerical Results In Fig. 12.18, the effective dielectric constant K is plotted as a function of the effective angle of propagation Or through the medium. These values of K are based on the solutions given by (66) and (69). In the same figure, the static solution (63) is also plotted. For a [d greater than 0.5, it is seen that K varies considerably with the angle of propagation through the medium. In order to compare the results of the two methods of solution, (69) and (72), K has been evaluated for d == 0.4Ao as a function of the spacing s in wavelengths, for fixed values of Or, and with a == O.75d. Since the derived formulas do not give the end results directly, K was evaluated first as a function of OJ for fixed values of s lAo, then these curves were replotted to give K as a function of Or for fixed values of s lAo, and finally these curves were converted into the desired family of curves. The results are plotted for Or == 30, 50, 10, and 90° in Figs. 12. 19(a)-(d). For s > 0.2Ao the first method gives good results, while for s < 0.2Ao the second method gives good results. By joining the two curves smoothly in the transition region around s == 0.2Ao, accurate results for all values of s are obtained. Since the strip medium is a periodic one, it will exhibit the usual passband-stopband behavior. For Or equal to 70 and 90°, it is noted that K increases rapidly for s lAo greater than some minimum value. This occurs because the edge of the first passband is being approached. The behavior may be understood qualitatively from the {J~s-kos cos Of diagram for the capacitiveloaded transmission line which has the equivalent circuit shown in Fig. 12.15. This diagram
781
ARTIFICIAL DIELECTRICS
4 t - - - - - ; a - - - - - + _ _ --+------1
4 r------,rl-----t----+----t
, "
""
Eq. (69)
8, _30
--
Best alue
","', Dr-50·
0
0.1
0.2
0.3
0.4
8/'>-.0
0.1
0.3
0.2
'/).0
0.4
(b)
(a)
4 t----~\I__--+_---+----i
",
Eq. (69)-"' .....
0.1
0.2
0.3
0.2
0.1
(c)
......,
...........
0.3
0.4
./>"0
(d)
Fig. 12.19. Equivalent dielectric constant from (69) and (72) together with the best value, d
O.4Ao, a = O.75d.
is sketched in Fig. 12.20. The effective dielectric constant
K
=
is given by
and is seen to be equal to the square of the cotangent of the angle of the line joining the origin kos cos 0,
2nd passband
1st stopband
1st passband
-11'"
o Fig. 12.20. f3:s-kos cos Of diagram for (65).
782
FIELD THEORY OF GUIDED WAVES
o to the point P
on the curve in Fig. 12.20. As P moves up to PI, the angle increases and decreases. Beyond PI and up to the edge of the passband the angle decreases, and hence K has a rapid increase in value just before the edge of the passband is reached. K
REFERENCES AND BIBLIOGRAPHY
[12.1] W. E. Kock, "Metallic delay lenses," Bell Syst. Tech. J., vol. 27, pp. 58-82, 1948. [12.2] S. B. Cohn, "Electrolytic tank measurements for microwave metallic delay lens media," J. Appl. Phys., vol. 21, pp. 674-680, July 1950. [12.3] R. E. Collin and W. Eggimann, "Evaluation of dynamic interaction fields in a two dimensional lattice," IRE Trans. Microwave Theory Tech., vol. MTT-9, pp. 110-115, 1961. [12.4] J. Howes and E. A. N. Whitehead, "The refractive index of a dielectric loaded with thin metal strips," Elliot Bros. Research Rep. 119, July 1949. [12.5] N. Kolettis, "Conformal mapping solution for equivalent relative permittivity of a strip artificial dielectric medium," Case Inst. Technol. Sci. Rep. 2, Jan. 1959. Work performed under Contract AF-19(604) 3887. [12.6] J. Brown, "The design of metallic delay dielectrics," Proc. lEE (London), vol. 97, part III, pp. 45-48, Jan. 1950. [12.7] N. Kolettis, "Electric anisotropic properties of the metallic-strip-typeperiodic medium," Case Inst. Technol. Sci. Rep. 17, Oct. 1960. Work supported by Air Force Cambridge Research Center Contract AF-19(604) 3887. [12.8] N. Marcuvitz, Waveguide Handbook, vol. 10 of MIT Rad. Lab. Series. New York, NY: McGraw-Hill Book Company, Inc., 1951, sect. 5.18, eq. (la). [12.9] O. M. Stuetzer, "Development of artificial microwave optics in Germany," Proc. IRE, vol. 38, pp. 1053-1056, Sept. 1950. [12.10] S. B. Cohn, "The electric and magnetic constants of metallic delay media containing obstacles of arbitrary shape and thickness," J. Appl. Phys., vol. 22, pp. 628-634, May 1951. [12.11] S. B. Cohn, "Microwave measurements on metallic delay media," Proc. IRE, vol. 41, pp. 1177-1183, Sept. 1953. [12.12] S. B. Cohn, "Analysis of the metal strip delay structure for microwave lenses," J. Appl. Phys., vol. 20, pp. 257-262, Mar. 1949. [12.13] S. B. Cohn, "Experimental verification of the metal strip delay lens theory," J. Appl. Phys., vol. 24, pp. 839-841, July 1953. [12.14] S. B. Cohn, "Artificial dielectrics for microwaves," in Modern Advances in Microwave Techniques. J. Fox, ed., MRI Symp. Proc., vol. 4, pp. 465-480, Nov. 1954. New York: PolytechnicPress of Polytechnic Inst. of Brooklyn. (This is a good source of additional references.) [12.15] J. Brown, "Artificial dielectrics having refractive indices less than unity," Proc. lEE (London), vol. 100, part 4, pp. 51-62, 1953. [12.16] J. Brown and W. Jackson, "The relative permittivity of tetragonal arrays of perfectly conductingthin discs," Proc. lEE (London), vol. 102, part B, pp. 37-42, Jan. 1955. [12.17] J. Brown and W. Jackson, "The properties of artificial dielectrics at em. wavelengths," Proc. lEE (London), vol. 102, part B, pp. 11-16, Jan. 1955. [12.18] M. M. Z. Kharadly and W. Jackson, "The properties of artificial dielectrics comprising arrays of conducting elements," Proc. lEE (London), vol. 100, part III, pp. 199-212, July 1953. [12.19] M. M. Z. Kharadly, "Some experiments on artificial dielectrics at centimeter wavelengths," Proc. lEE (London), vol. 102, part B, pp. 17-25, Jan. 1955. [12.20] R. W. Corkum, "Isotropic artificial dielectrics," Proc. IRE, vol. 40, pp. 574-587, May 1952. [12.21] E. R. Wicher, "The influence of magnetic fields upon the propagation of electromagnetic waves in artificial dielectrics," J. Appl. Phys., vol. 22, pp. 1327-1329, Nov. 1951. [12.22] G. Estrin, "The effective permeability of an array of thin conducting discs," J. Appl. Phys., vol. 21, pp. 667-670, July 1950. [12.23] G. Estrin, "The effects of anisotropy in a three dimensional array of conducting discs," Proc. IRE, vol. 39, pp. 821-826, July 1951. [12.24] A. L. Mikaelyan, "Methods of calculating the permittivity and permeability of artificial media," Radiotekhnika, vol. 10, pp. 23-36, 1955. [12.25] W. B. Swift and T. J. Higgins, "Determination of the design constants of artificial dielectric UHF lenses by use of physical analogy," in Proc. Nat. Electronics Conf., vol. 9, pp. 825-832, 1953. (This article is a good source of references on artificial dielectrics.)
ARTIFICIAL DIELECTRICS
783
[12.26] H. S. Bennett, "The electromagnetic transmission characteristics of the two dimensional lattice medium," J. Appl. Phys., vol. 24, pp. 785-810, June 1953. [12.27] L. Lewin, "Electrical constants of spherical conducting particles in a dielectric," J. lEE (London), vol. 94, part III, pp. 65-68, Jan. 1947. [12.28] Z. A. Kaprielian, "Anisotropic effects in geometrically isotropic lattices," J. Appl. Phys., vol. 29, pp. 1052-1063, July 1958. [12.29] R. E. Collin, "A simple artificial anisotropic dielectric medium," IRE Trans. Microwave Theory Tech., vol. MTT-6, pp. 206-209, Apr. 1958. [12.30] H. E. J. Neugebauer, "Clausius-Mossotti equation for certain types of anisotropic crystals," Can. J. Phys., vol. 32, pp. 1-8, Jan. 1954. [12.31] N. J. Kolettis and R. E. Collin, "Anisotropic properties of strip-type artificial dielectric, "IRE Trans. Microwave Theory Tech., vol. MTT-9, pp. 436-441, 1961.
PROBLEMS
12.1. Replace the sums in (11) by integrals, and integrate from b /2 ---+ 00, a /2 ---+ 00, c /2 ---+ 00; multiply by 8, and show that the interaction constant C is equal to (3b 3 ) -1 for a = b = c. HINT: Put mb = y, d m = (1/ b) dy, etc., and integrate with respect to y first since the integrand is equal to 8iP/8y. 12.2. Find the interaction constant for a single row of dipoles located midway between two infinite parallel conducting plates as illustrated in Fig. PI2.2.
t
b
t t t t t ~
b/2
t-~ b/2
Fig. PI2.2.
12.3. Repeat the analysis of Problem 12.2, but with the dipole axis parallel with the conducting planes. 12.4. An artificial dielectric medium is made up of parallel conducting plates spaced a distance c apart along the z axis (see Fig. PI2.4). In each plate a rectangular array of circular holes of radius r is cut. Analyze the properties of this medium, and compare them with the properties of the circular-disk medium. Consider both normal and oblique propagation through the medium. HINT: The shunt susceptance of one perforated plate may be obtained by duality from the susceptance of a plane of disks. y
00 Fig. PI2.4.
FIELD THEORY OF GUIDED WAVES
784
12.5. Consider a two-dimensional conducting-strip artificial dielectric medium with a TEM wave propagating obliquely through the lattice and having the electric field parallel to the strips. Analyze the anisotropic properties of the medium. Each inductive grating has a normalized susceptance B L given by B L = 4/B, where B is given by (64). The medium may be represented by an equivalent transmission line loaded at regular intervals by shunt inductive susceptances. Note that there is no propagation through the medium below some lower cutoff frequency f c . 12.6. Find the relative dielectric constant of an artificial dielectric medium comprised of a cubical array of high-dielectric-constant spheres embedded in a low-dielectric-constant binder. What value of dielectric constant do the spheres have to have in order to give a medium with an effective dielectric constant 2.25 for sphere diameters equal to 0.6 of the spacing between spheres? Assume that the dielectric constant of the supporting medium is 1.02. 12.7. Consider a two-dimensional array of y-directed electric dipoles Pe j wt, located at x = no, n = 0, ± 1, ± 2, ... ; y = mb, m = 0, ± 1, ± 2, ... ; Z = O. Find the y component of the dynamic interaction field, acting on the dipole at the origin, due to all the neighboring dipoles. Assume that the dipoles are excited by a plane wave with E y = Ae-jhx-foz, f o = (h 2 - ka)1/2, and, hence, the row of dipoles located at x = no will have a phase e- j hna relative to the row located at x = O. HINT: Find a vector potential with a single y component A y first, where A y is a solution of
Solve this equation in cylindrical coordinates. Note that conducting planes can be placed at y = ± b /2. The steps to be followed in obtaining the complete solution are similar to those used in Section 7.2 to evaluate the mutual flux linkage in a loop antenna. Answer: The required vector potential is
I:' - 00
jwp,oP
+411"
e-jkoTm
m=-oo
rm
2
1n
=
(2n1l") b
2 _
k
2 0
The interaction field is
kaP E Y ; =o-b2 EO
[ ~ (1-ln~) +j (~ __Ifol 11"
kea
2
1 )
+ ~ (~+ _1 L..J f m I' -m m=l
_
.!!-)] mt:
12.8. For the two-dimensional array of electric dipoles considered in Problem 12.7, find the Z component of the magnetic interaction field Hz; acting on the dipole at the origin. Answer: wP
Hz; = 211"b
785
ARTIFICIAL DIELECTRICS
This result shows that, in general, there will be coupling between the electric and magnetic dipoles in an artificial dielectric medium. The evaluation of the dynamic magnetic interaction field from z-directed magnetic dipoles is similar to the evaluation of mutual flux linkage in a loop antenna carried out in Section 7.2. 12.9. Consider a row of thin circular disks between two conducting planes at y = ± b /2, as in Fig. 12.10. Let the incident field be
where h dipole
Ey
= Ale-jhx-roz
Hz
= A1Yo sin O;e-jhx-roz
= k o sinO;, fo = jko cosO; plus an x component of magnetic field. This incident field induces an electric Pn
=
l/r3eoAle-jhna
= Pe- jhna
and a magnetic dipole
in the disk located at x = na, where r is the disk radius. The field scattered by the y-directed electric dipoles may be found from a y-directed vector potential A y, where
V 2A y
+ k5 A y =
L 00
-jwlloP
e-jhnao(x - na)o(y)o(z).
n=-oo
Show that a suitable solution for A y is
Ay
=
k5.
where f~m = (h + Zn« /a)2 + (mt: /b)2 Multiply both sides of the differential equation for A y by e j(h+2mr/a)x and integrate over - a /2 ::s; x ::s; a /2, - b /2 ::s; y ::s; b /2 to get
aooab Next integrate over -
T
(::2 -
< z < T and let T
rZoo ) e-roolzl = -jwp.oPo(z).
-+
0 to obtain jWlloP
aoo = 2abfoo . The field scattered by the z-directed magnetic dipoles may be derived from a z-directed magnetic Hertzian potential Il mz , where
+k5 Ilmz = -M L 00
V 2 Il mz
e-jhnao(x - na)o(y)o(z).
n=-oo
Show that a suitable solution for Il mz is
L L 00
00
n=-oo m=O,2, ...
b nm cos m;Ye- j(h+2nr/a)xe- r,mz .
786
FIELD THEORY OF GUIDED WAVES
By analogy with the solution for 000 show that boo incident wave is
= M /20br oo.
Hence show that the reflection coefficient for the
. 000 boo R = -JW- +wILohAt At by evaluating the dominant-mode electric field associated with A y and ITmz . Show that R reduces to
R
- j4r 3
2
2
= 3abf3o (2ko - h ),
Compare this method with that used in Section 12.5.
f30 = Iroo I = Iro I·
Mathematical Appendix A.I. VECTOR ANALYSIS
In the first three parts of this section, our frame of reference will be a rectangular xyz coordinate frame. In subsection d, we will consider orthogonal curvilinear coordinate systems. A vector quantity is an entity which requires both a magnitude and a direction to be specified at each point in space. The usual procedure is to give the components of the vector along three mutually orthogonal axes. A coordinate frame xyz is said to be right-handed or dextral if rotation of the x axis into the y axis defines a sense of rotation that would advance a right-hand screw in the positive z direction. If the sense of rotation would advance a right-hand screw along the negative Z direction the coordinate system is said to be left-handed or sinistral. For our rectangular coordinate frame, the unit vectors along the coordinate axis will be represented by ax, ay, az .
a. Vector Algebra Addition and Subtraction: The addition or subtraction of two or more vectors is defined as the vector whose components are the sum or difference of the corresponding components of each individual vector; Le.,
Scalar and Vector Products: The scalar product of a vector A with a vector B is written as A·B and is defined by A·B
= IAIIBI cos ()
where () is the angle between the two vectors. In rectangular coordinates, we have
which is the projection of A onto B multiplied by the modulus of B. The vector, or cross, product of a vector A with a vector B is written as A x B and is a vector of magnitude IA II B I sin (J, and perpendicular to both A and B with a positive direction, defined such that rotation of A into B would cause a right-hand screw to advance along it. In rectangular coordinates, we have
A
x
B
= Ax A y A z = -B X
A.
Scalar and Vector Higher Order Products: The scalar triple or box product is given by
A·B X C
=A
X B·C
=
s,
By
s, .
The vector triple product is written as A X (B X C) and is equal to (A·C)B - (A.B)C. It is important to place the parentheses correctly since, in general, A X (B X C) =1= (A X B) X C.
787
788
FIELD THEORY OF GUIDED WAVES
By an application of the above fundamental rules, we may readily obtain the following results:
=
(A X B)·(C X D)
(A
X
B)
X
(C
X
D) = (A·B
A. C A.DI I B·C
B·D
D)C - (A·B
X
X
C)D.
b. Differential Invariants An invariant quantity or simply an invariant is a quantity which has a unique value at a given point in space, independent of the coordinate system to which it is referred. The fundamental vector differential operator is "del," or "nabla," and is written as
This operator behaves like a vector in the sense that it combines with vectors according to the rules of vector algebra. In addition, it performs certain differentiations with respect to the coordinates. In common with all differential operators it is a noncommutative operator; i.e., it must always occur on the left-hand side of the quantity it operates on. The manipulation of various expressions involving this vector differential operator is greatly facilitated if the differentiation operation is suppressed until the expression has been expanded into a simpler form by treating V' as a vector. Gradient and Directional Derivative: The derivative of a scalar function cP(x, y, z) with respect to distance I along a continuous curve x(/), y(l), z(/) is
dcP
8cP dx
8cP dy
8cP dz
=8x -+8y -+Bz -dl dl dl dl and is the directional derivative of cP along the curve. The unit tangent to the curve is
T,
where
The gradient of cP is given by
and, hence, the directional derivative is the projection of V'cP on T; that is,
dcP {j[ == V'cP·T. The directional derivative has its maximum value when T is parallel to V'cP. Hence, V'cP is in the direction of the maximum rate of change of cP. Divergence and Curl: The divergence of a vector may be defined as
V'·A == lim
~V---+O
fjAodS s ~V
The divergence of a vector field is a measure of the net outflow ~f flux through a closed surface S surrounding a volume ~ V, per unit volume. In rectangular coordinates,
V'.A = 8A x 8x
+ 8A y + 8A z • 8y
8z
MATHEMATICAL APPENDIX
789
The curl of a vector is a measure of the net circulation of the vector field around the boundary of an infinitesimal element of area. Mathematically,
where (V X A)n is the component of the curl of A in the direction of the normal to the surface b,.S, and C is the boundary of ~S. In rectangular coordinates, the curl of A is given by the expansion of the following determinant:
a ax
V x A =
Some Differential Identities: The following identity is readily established:
Treating V as a vector and expanding the triple vector product, but always keeping V in front of A, gives the result at once. Other useful identities are
V
X
V4> =0
V·VxA=O V·(A X B) =B·V X A -A·V X B V X (A X B) =AV·B -BV·A+(B.V)A -(A.V)B.
The above expressions are readily obtained, as, for example, V·(A X B) = VA·(A X B) + VB·(A X B)
= (VA
X
A).B - VB·(B x A)
=B·(V x A) -A·V X B
where VA means operation on A only, and similarly for VB. Each term may be treated as a scalar triple product, and the dot and cross may be interchanged.
c. Integral Invariants and Transformations Gauss' Law or Divergence Theorem: This theorem states that the volume integral of the divergence of a vector is equal to the surface integral of the normal outward component of the vector over a closed surface S surrounding the volume V; that is,
JJj v.s av = fjA'dS. v s Green's Identities: Green's first identity is
JJj<\lV' \lu + u \l2 v)dV = fj u \lv·dS v s
790
FIELD THEORY OF GUIDED WAVES
where u and v are two scalar functions. The proof follows by applying the divergence theorem to the vector function u \7v. Interchanging u and v and subtracting gives Green's second identity or, as it is sometimes called, Green's theorem,
JJj (u V'2 v - v V'2u)dV = fj (u V'v - v V'u)·dS. s
v
This result is of considerable use in proving the orthogonality of the eigenfunctions for the scalar wave equations. It is also of fundamental importance in the solution of certain boundary-value problems by the use of Green's functions. Stokes' Theorem: This theorem gives the value of the integral of the curl of a vector over a surface S in terms of a line integral around a closed contour C, which bounds the surface S:
JJ
V' X A·dS
=
s
fA'dl. c
The proof follows readily from the definition of the curl of a vector. Vector Forms of Green's Identities: The vector forms of Green's first and second identities are
JJj(V'x A·V'x B-A·V'x V'x B)dV= JJj V'·(A X V'x B)dV v
v
= fj A
X
V' X B·dS
s
JJj(B.V' x
vx
A-A·V'x V'xB)dV= fj(AX V'xB-Bx V'xA)·dS.
s
v
The vector form of the second identity is used to prove the orthogonality of the eigenfunctions of the vector wave equations and is also used in the solution of certain vector boundary-value problems by means of Green's functions. The following modification of the vector form of Green's first identity may also be established:
JJj (V'
X
A· V' X B + V'·AV'·B
+ A· V'2B)dV = fj (A
X
V' X B + A V'.B)·dS.
s
v
d. Orthogonal Curvilinear Coordinates In the present subsection we will derive the general relationships between the components of a vector in rectangular coordinates and those of a vector referred to an orthogonal curvilinear coordinate frame, and also the transformation laws for various vector differential operations. For this purpose we will relabel our x, y, Z axes as x 1, X 2, X 3 with unit vectors aI, a2, a3 directed along them. Transformation of Coordinates: Consider three continuously differentiable functions of the three variables
Xi,
i == 1, 2, 3 which define a transformation from the coordinates follows:
to the coordinates u.. The differentials dx i transform as
Xi
3
du, ==
~8Ui
L...J 8x s dx, s=1
791
MATHEMATICAL APPENDIX which we may write in matrix form as
•
dU2
=
dU3
a UI aXI
a UI aX2
a UI aX3
aU2 aXI
aU2 aX2
aU2 a X3
aU3 a XI
a U3 aX2
aU3 dX3
[dXl] dX2
=
[T]
dX3
[dXl] dX2
dX3
where [7] is the transformation matrix. The determinant of the matrix [7] is called the Jacobian and is written as
An expansion of the triple scalar product V'Ul· V'U2 X V'U3 shows that it is equal to J. When J =j:. 0, we can invert the above equations and solve for the dx, as linear functions of the du., and also solve for the X; as functions of the Ui; thus aXI aUI
aXI aU2
Bx,
aX2 aUl
aX2 aU2
aX2 aU3
aX3 aUI
aX3 aU2
aX3 aU3
aU3 d Ul ] dU2 [
= [T i ]
dU3
[dUl] d U2 dU3
where [T;] is the inverse transformation matrix. If we premultiply this equation by [T], we get
= [du;] = [T][T;][du;]
[T][dx;]
from which we conclude that [T] [Ti]
=
[I], or the unit matrix. From this latter result we get 3
~ aUi axs -0' ~ s=l
ax s au, -
tr
and 3
~ ax; au s -0' ~ Bu, ax, - tr s=l
where Oi, = 1 for i = r, and zero otherwise. Instead of specifying a point by the coordinates x iO, we may equally well specify its location by the trio of numbers UiQ = U;(XlO' X20, X30). When the UfO are given, the point in question is located at the intersection of the coordinate surfaces U; = UiO. These surfaces intersect along three curves called the coordinate curves. Along anyone curve, say U2 = U20, U3 = U30, only one of the U; will vary, in this case u-, At the point of intersection of the three coordinate curves, we construct a miniature rectangular coordinate frame by means of the unit vectors ei, directed tangent to the three coordinate curves U; increasing. We may now specify a vector by giving its components in this new reference frame. For this reason, the U; are called curvilinear coordinates. When the three coordinate curves intersect at right angles everywhere, we have an orthogonal curvilinear coordinate frame. From this point on, we will assume that our curvilinear coordinates are orthogonal, and also that the u, and e, have been labeled so that el, e2, e, form a right-handed system. Since V'u; is a vector normal to the surface U; = UiQ, the condition that the curvilinear coordinates should form an orthogonal system is given by V'u s • V'u, = 0 for r =j:. s. Line Element, or Fundamental Metric: The differentials du, are not, in general, measures of arc length dl, along the coordinate curves. We convert them to arc length by multiplying by suitable scale factors h;; thus dl, = h, du.. The line element, or fundamental metric, as it is called, is 3
3
dl= Lai dx; = Le;h;dui ;=1
;=1
792
FIELD THEORY OF GUIDED WAVES
and 3
3
dP = LdX; = Lh;dU;. i=1
i=1
For an orthogonal coordinate system, all coordinate surfaces intersect normally, and thus "VUi, which is normal to the coordinate surface u, = UiO, must be tangent to the Ui coordinate curve, Le., parallel to ei. The element of arc length along the u, coordinate curve is dl., The directional derivative of u, along u, is, therefore,
du,
-dl, = "Vu··e· I I and hence
du, dl, = l"VUi I = hi du.. The scale factors hi are thus given by
The element of volume is
dV = h ih ih» du, dU2 dU3 dUl d U2 dU3 l"VU111"VU211"VU31 because of the mutual orthogonality of the gradients. When the u, are given as functions of the Xi, we can readily evaluate the scale factors hi. It is convenient to have an alternative expression for hi, which can be easily evaluated when the Xi are given as functions of the U;, since this will eliminate the necessity of solving for the u, as functions of the Xi first. The differentials dx, are given by 3
~aXi
dx, = ~ s=1
aus
du,
and 3
2
3
~~ax;
dx; = L...J L...J s=1
r=1
3
3
Bx,
aus aUr
du, du;
and, hence,
3
3
dP = '"" dx; = '""'""'"" aXi ax; du, du, ~~~aUsaUr
c: i=1
i=1 s=1 r=1
since
3
3
3
LLL i=1 s=1 r=1
;~; ;~: du, du, = 0
for r
=f s.
MATHEMATICAL APPENDIX
793
Therefore
an expression readily evaluated when the x, are known functions of the equals zero unless r == s is as follows. We know that
U;.
The proof that the triple summation above
and that
from the properties of the transformation matrices [T] and [T;]. Multiply this latter result by bu, lax j, and sum over j to get
We now use the result h; Bu, laxk == aXk lau s in the triple summation to get 3
3
" '"" '" L.J L.J
3
du,
3
2Bu, ax; au, ax; == "'" L.J h4s du s21 VU s 12
" ' " hih; 2 du,L.J
s=1 ,=1
;=1
s=1
since VU s - Vu, == 0 unless s = r. When s =1= r, the triple summation vanishes, and this completes the proof. In a cylindrical coordinate frame rtiz ; the line elements are given by
In a spherical coordinate system
r8~,
where h,
(J is
the polar angle, the line elements are
== 1 h 2 = r h 3 = r sin (J.
Gradient in Curvilinear Coordinates: The total differential of a scalar function
==
d
"'" a
Since d U; is a function of the x s v we have 3
du, =
"'" au; dx, L.J ax s=1
s
= VUi- dl
794
FIELD THEORY OF GUIDED WAVES
3
,,8~
d~ == LJ 8Ui V'ui- dl i=1
and d~
di =
3 (I:
) di . dl
8~
aUi \lUi
•
1=1
The unit tangent along the curve is dl / dl the result that
== 'T, and, since the directional derivative of 3
V'~
==
~ is
d ~ / dl == V'~ -'T, we have
- V'Ui I: 8Ui i=1
8~
where V'Ui may be referred to either the x, or the Ui coordinate frame. Now V'Ui has the direction of ei and a magnitude of h i-I, so 3
\l~=I:~;~ei' i=1
Components oj a Vector in u, Coordinates: The differential du, is equal to
I: as 3
V'Ui-
dx.,
s=1
When only one of the dx, is different from zero, we have a partial differential au; = V'u;-asaxs
and this is the change in Ui when Xs changes by axs. The change in Ui is along the u, coordinate curve; hence, au;
==
IV'Ui18xs cos ()
or cos () == IV'Ui
1
- 18Uj 8Ui ==h i 8x s Bx,
where cos () is the direction cosine between the x, axis and the u, coordinate curve. In proving that the triple summation, in the discussion of the line elements in the previous section, vanished for r i=- s, we obtained as an intermediate step the result 1 8Xk
8u s 8Xk'
h; 8u s
Therefore, we have the following two equivalent expressions for the direction cosine between the unit vectors as and
e.: Bu,
cos () ==h i a-
Xs
1 Bx,
= h~-8.' 1
U,
From the above results we may readily construct Table A.l of direction cosines between the unit vectors a, and e..
795
MATHEMATICAL APPENDIX TABLE
A.I.
TABLE OF DIRECTION COSINES
et Bu, I aX t ht = - aX t h t Bu, aUt
ht -
aX 2
e3
e2
= -
I
aU 2
h2 -
aX t
aU2
aX2
h2 -
-
h t Bu,
aX 2
Bu, I aX3 ht = - aX 3 h; Bu,
aU 2
h2 -
aX 3
I
aX t
h2
aU 2
aU 3
h3-
=--
I
aX 2
h2
aU 2
I
aX 3
h2
aU 2
aX t
aU 3
h3 -
=--
aX 2
aU 3
h3-
=--
aX 3
I
aX t
h3
aU3
=--
I
aX 2
h3
aU 3
I
aX 3
h3
aU 3
=--
=--
In our curvilinear coordinate frame we can now express a vector A with rectangular components A i as follows:
These equations may be written in matrix form as
I
aXt
h; aUt
I
h;
o
o
o
h2
I
o 1
o
o h 3
[T*]
[~:]
or as
[AUI] A U2
h
aUt taXt
h
aU2 2aXt
A U3 0
[h:
h2
0
h bu,
[~:] :] ~] [::] taX2
h3
A3
There are two expressions for the direction cosines and, consequently, two distinct but equivalent transformation laws for the vector components Ai. These transformation laws can be simplified so as to eliminate the diagonal matrices by redefining our vector components. There are two possibilities; for one we choose
796
FIELD THEORY OF GUIDED WAVES
Fig. A.l. Illustration of divergence of a vector. We call the vector a* the covariant vector corresponding to our real vector A. The components h;A u ; are its covariant components. The components of * transform according to the law
a
[a~]
:=
[T*][A;].
We regard the matrix [T*] as our standard matrix, and the transformation effected by it as our standard transformation. For this reason a * is called a covariant vector, the term covariant signifying having the same variation, Le., having the same transformation law, as our standard. The contravariant vector corresponding to the real vector A is defined as the vector a with contravariant components h;-l Au;. The contravariant components transform as follows upon change of coordinates:
The term contravariant signifies variation or transformation unlike or different from our standard transformation. The advantages of the above definitions are: 1. The transformation matrices are simpler. 2. The transformation laws are symmetrical in the X; and u, coordinates. 3. If the x, are given as functions of u; or vice versa, we can transform the covariant or contravariant components, respectively, in a straightforward manner, since we can readily evaluate the elements in the transformation matrix. After transforming, we convert back to our real vector by multiplying the covariant and contravariant components by h;-l and h., respectively. If the X; form an orthogonal curvilinear coordinate system as well, the above transformations are still valid for the covariant and contravariant components. The real vector in the X; system is then obtained by multiplying by suitable scale factors. As an example, we have the following transformation for the differentials dxi, [du;J := [T][dx;], and, a; dxi, hence, the dx, transform as the components of a contravariant vector. To convert to our real vector dl = we multiply the components by h, to get dl = duie , which is the line element in the u, coordinate frame. As a second example, we consider the transformation of the gradient of a scalar function 4>. The gradient has components 84>/8x;, and, if we regard these as the covariant components, then the covariant components in the u, coordinate frame are given by
E:=1
s;».
. 84> ] = [T*] [84>] [Bu, Bx, 84>
The transformation law for the /8x; is just the familiar rule for partial differentiation, and is one reason why we regard [T*] as our standard transformation matrix. The components of the real vector corresponding to the components of its covariant counterpart are given by h;-l /8u;, and these are the components of the gradient of 4> in the U; coordinate frame. Divergence and Curl in Orthogonal Curvilinear Coordinates: The divergence of a vector A in U; coordinates is readily evaluated from the definition given in subsection b. Consider a small-volume element L\Ul L\U2 L\U3/J, as illustrated in Fig. A.I. The normal component of A at surface 1 is Au) e., and the flux passing out through this surface is - Au) h 2h3 L\U2 L\U3' The flux through surface 2 is A u)h 2h3 L\U 2L\ U3 + [(I/hd(8/8ul)(h3h2Au)]hl L\Ul L\U2 L\U3, and so the net outward flux from surfaces 1 and 2
84>
MATHEMATICAL APPENDIX
797
is (8 /8ud(h2h3AuI) ~u. ~U2 ~U3. A cyclic interchange of subscripts gives the expressions for the net flux through surfaces 3 and 4 and that through surfaces 5 and 6. Combining all the terms gives
\7-A
= lim
~V
~v----+o
The components of the curl of A may be evaluated in a similar fashion and, when expressed in determinant form, are given by h.e.
V
X
8
1 A = h.h 2h 3
8u.
The Laplacian of a function is the divergence of the gradient and is written as \7-\7 = \72 . In rectangular coordinates it is equal to 3
\72
2
= ,,~. L..-t 8x? ;=.
I
The form for the Laplacian in curvilinear coordinates is obtained by replacing the components A u, in the expression for \7-A by the components of \7, that is, by (1/h;)(8/8u;). e. Properties of Scalar and Vector Fields
In the present subsection we shall derive some of the more basic properties common to all scalar and vector fields. Our frame of reference will be an xyz rectangular coordinate frame, but the results will hold in any coordinate frame. Scalar Fields: A scalar function (x, y, z) with continuous first-order partial derivatives defined at almost all points in a given space represents a scalar field. The points where or its derivatives are discontinuous are the sources or sinks of the field. The gradient of is a vector which measures the maximum rate of change of the field in space. The line integral of \7 between two points P. and P2 connected by a curve Cis lP2 \7-dl. The component of \7 along dl is just the directional derivative of along the curve C, and, hence, PI p2 l PI
V-dl
= lp2d (j[ dl = (P2) -
(pt}
PI
independently of the path C followed. For to represent a physical field, it must be single-valued, and, hence, the line integral around a closed contour vanishes; i.e. ,
f
V'it>·dl
= o.
c
Because of the above potential surfaces are the constant-potential \72 = o. If we let u
line-integral property, the scalar field is called a conservative potential field. The constantthe surfaces = constant. The vector \7 is tangent to the system of lines which intersect surfaces orthogonally. When \7<1> has zero divergence, is a solution of Laplace's equation = v = <1> in Green's first identity, we get
JJJ v
(V'it>i dV
=
fj it> ~= dS s
798
FIELD THEORY OF GUIDED WAVES
when \72eI> == 0 in V. If eI> is constant on S, the surface integral vanishes, and, hence, \7eI> == 0 also. Thus eI> is constant throughout Valso. When eI> vanishes on S, it vanishes everywhere within V also, unless it has a singularity or a source inside S. Vector Fields: A vector function P(x, y, z) represents a vector field. The points at which P or its derivatives are discontinuous correspond to the sources or sinks of the field or to idealized physical boundaries. When \70P == 0, we say that P is a solenoidal or rotational vector field. Since \70\7 X A == 0, we may derive P from the curl of a suitable vector potential function A. All the lines of force in a divergenceless field close upon themselves; i.e., nowhere do they terminate in a source or sink. The relation P == \7 X A determines A only to within an additive arbitrary vector \7eI>, which is the gradient of a scalar function, since \7 X \7eI> == O. Thus, we may equally well derive P from the curl of a vector A', where A' == A + \7eI>. The transformation to the new vector potential A' is called a gauge transformation. When \7 X P == 0, we call P an irrotational or lamellar field. From Stokes' theorem we have
!P.d1 = c
JJ
V
X
P·dS =0
s
and, hence, we may derive P from the gradient of a scalar function as follows: P==-\71/; where 1/; is called a scalar potential. It may readily be shown that, given a vector function P which is continuous with continuous derivatives in a region V and on its boundary S, anyone of the following statements implies the rest:
1:
2 1. The line integral po dl is independent of the path followed in V. 2. cPo dl == 0 for every closed contour in V. 3. 1/; exists such that P == - \71/;. 4. \7 X P == 0 throughout V.
f
Helmholtz's theorem states that a general vector field will have both a solenoidal part and a lamellar part and may be derived from a vector and a scalar potential. Let the solenoidal part be P s and the lamellar part be PI. The divergence of P does not vanish, and, hence, we put
where p is a scalar function constituting the source for PI. The source for Psis J and gives the curl of P s, that is, \7 X P == \7 X P s == J where J is a vector source function. Since \7oPs == 0, we may put P, equal to the curl of a vector potential as follows: Ps == \7 X A. The lamellar part PI may be put equal to - \71/;, where 1/; is a scalar potential. Substituting for P, and PI into the source equations gives
By a suitable gauge transformation, the divergence of A can be made zero, and so we may take, in general,
When the sources J and p are interrelated and are functions of time as well, the equations satisfied by the potentials are not as simple as those given above. A familiar example is the electromagnetic field.
MATHEMATICAL APPENDIX
799
The function (41rR)-I, where R2 = (x - xo? unit source located at (xo, Yo, zo), that is,
V
2
+ (y
- YO)2
R1 = -41ro(x -
+ (z
- ZO)2, is a solution of Poisson's equation for a
xo)o(y - yo)o(z - zo)
where the product of the delta functions is used to represent a unit source. The delta function o(x - xo) is defined to be equal to zero at all points except x = x 0, where it becomes infinite in such a manner that
l
x +a
x-a o(x - xo)dxo
=1
where ex is a small positive constant. If B(xo) is an arbitrary vector function which is continuous at Xo = x, we get the result
l
X2
B(xo)o(x - xo) dxo =
{O'
x not in the interval x I x in the interval XI
B(x),
Xl
-
-
X2
X2.
A similar result holds for the product of the three delta functions o(x - xo)o(y - yo)o(z - zo). If the interval of integration over a given volume contains the point (x, y, z), then the integral of the product of an arbitrary continuous function times the three-dimensional delta function gives the value of the function at the point (x, Y, z), that is,
fff B(xo, Yo, zo)o(x -xo)o(y - Yo)(z -zo)dVo = {O, JJJ B(x, Y, z), v
(x, Y, z) not in V (x, Y, z) in V.
The exact analytical form of the delta function does not concern us since we will use only the above properties. It may be noted that the function - V 2( 1/ 41rR ) has the above properties. This function is symmetrical in the variables x, y, Z and Xo, Yo, zo, so that
where Vo signifies differentiation with respect to the variables Xo, Yo, ZOo From this property of the function (41rR)- I we may obtain the solutions for the potentials A and 1/; by superposition. The results are
A
= 4~
JfJ
J(xo,
~o, zo) av;
v
'"= 4~
JfJ P(X~
•• •) dVo
v
which can be readily demonstrated by operating on A and 1/; by V 2 and using the delta-function property of - V 2( 1/ 41rR ). We will now examine the properties of our general vector field P = P s + PI in the interior of a volume V and on the surface S which completely surrounds V. Using the delta-function property of ( -1 /41r) \72 ( 1/R) permits us to write
P(
x,Y,z
)
= _~~2 41r v
JJJ
({{ P(xo,
v
Yo, Zo) dV R o-
FIELD THEORY OF GUIDED WAVES
800
The \72 operator is equal to \7\7. - \7 X \7 x , and so we obtain the result
P(x, y, z) = - 4~ VV· JJJP(XO'~O' Zo) av; + V
X
4~ JJJP(X~' ..)av;
VX
v
v
which will enable us to express P as the negative gradient of a scalar function plus the curl of a vector function. Consider the integral
V
X
JJJP(X~
.. .)av; = JJJ V
v
X
P(X~
.. .)av«.
v
Now r7
v
X
P(xo, . . .)
R
== P(xo, . . .)
1
X \7oR
== -\70 X
Po(xo, ...)
R
1
+ R \70 X P(xo, .. .).
The above integral becomes
fff \70 X P(xo, . . .) av _ fff \7 ! av, == fff ~ dV fj ~ dV JJJ R 0 JJJ 0 X R 0 JJJ R 0+ R ov
v
s
v
The reduction of the second volume integral to a surface integral is readily accomplished by applying the divergence theorem to the vector function, a X P / R, where a is an arbitrary constant vector. We get
JJJ (vo.a
X
~) av; = -a.JJJ Vo X ~ av; = fj
v
s
v
(a
X
~) ·ndSo = a.fjP; n as, s
and, since a is arbitrary, the required result follows at once by equating the two integrals that are dot-multiplied by a. Next we consider the integral
V.JJJP(X~
.. .)dVo= JJJ V· P(X~., .) dVo
v
v
=-
JJJ Vo· ~ av; + JJJ V~P av; v
v
since
P 1 lIP == p. \7- == -po \70- == - \70·p - \70·R R R R R·
\7. -
Our results collected together show that the vector field P is given by the expression
P
=V
X
fj P X n ) ( rrr \7o· p fff \7 X P ( ill 4'1l-R av; + s 4'll'R as; - V ill 4'll'R dVo 0
fjs 4'll'R dSo P·n
)
which is the mathematical statement of Helmholtz's theorem. We note that only if both \7 X P and P X n are equal to zero will the field in V be a pure lamellar field. Similarly, only if both \7. P and p. n vanish will the field be a pure solenoidal field. This is not a surprising situation since, if the field outside S is to be zero, then either P X n
801
MATHEMATICAL APPENDIX
and P -n vanish on S or else a surface distribution of sources must be placed on S to account for the discontinuous change in P as the surface S is traversed from the interior to the exterior of V. Thus, even though the volume sources J = \7 X P and p = \7-P vanish, the surface sources may not, and the field P in the interior of V will have both a lamellar and a solenoidal part. These results are of fundamental importance in the theory of electromagnetic cavities or resonators.
A.2. DYADIC ANALYSIS
When each component of a vector A is linearly related to all three components of a vector B as follows: 3
Ai
= LCijBj
,
i,j=x,Y,Z
j=l
then the relationship is conveniently represented by a matrix equation or by introducing the dyadic that corresponds to the matrix with elements Ci]. The dyadic is obtained by associating with each element Cii. the unit vectors ai, aj. The dyadic will be represented by boldface type with a bar above the quantity. The dyadic C is given by
axaxC xx +aXayCXY +axazC xz
C = +ayaxC yx +ayayC yy +ayazC yz +azaxC zx +aZayCZy +azazC zz· The algebra of dyadics has a very close correspondence with matrix algebra. The dot product of two dyadics C and is written C-0, and is defined as the dyadic obtained by dotting the unit vectors that appear on either side of and adjacent to the dot. The result is seen to be the same as the matrix product of the two matrices that correspond to the dyadics C and O. The product, in general, is not commutative, so that C-O =f. O-C unless C, 0 and C-O are symmetric. A dyadic is symmetric if its associated matrix is symmetric. The dot product of a dyadic with a vector is defined in a similar way. Thus, we have A = C-B for the system of equations introduced earlier. The sum or difference of two dyadics is the dyadic with components that are the sum or difference of the components of the individual dyadics. Multiplication by a constant multiplies each component by this constant. Corresponding to the unit matrix is a unit dyadic called the idemfactor. The idemfactor is given by
o
and multiplication of a vector or dyadic by I leaves the vector or dyadic unchanged. The dyadic corresponding to the transposed matrix is called the conjugate dyadic and will be represented as C t , where the subscript t indicates the transposed dyadic. The following results follow from the corresponding property for matrix multiplication:
A-(C-B) = (A-C)-B. The vector, or cross, produ~t of £Wo dyadics is formed by crossing the unit vectors that appear on adjacent sides of the cross in the expression C X D. A similar definition applies to the cross product between a vector and a dyadic. The following useful relation is also readily proved: -
-
(A-C) X B = A-(C X B). The dyadic C may be written as a sum of three suitably defined vectors associated with the three unit vectors
ax, ay , a z as follows:
802
FIELD THEORY OF GUIDED WAVES
where the associated vectors are given by
C3 = Cxzax +CYZay +Czzaz. The divergence of the dyadic
C is readily seen to be
and is a vector. The curl of the dyadic
C is given by
Using the concept of associated vectors allows us to readily derive the equivalent of the divergence theorem and Stokes' theorem for dyadics. The results are
II
dS·Y> X
s
C=
f
d).C.
c
A dyadic may be referred to another coordinate system by finding the projection of the unit vectors ax, ay, az on the unit vectors in the second frame of reference. Of particular importance is a transformation to a coordinate frame in which a dyadic C will have the simple diagonal form
where el, e2, e3 are unit vectors along the preferred coordinate curves. This is referred to as a transformation to principal axes or normal coordinates. Let n be a unit vector along one of the principal axes, Le., along one of the directions defined by el, e2, or e3. The dot product of n with C must then yield simply a vector in the direction of n, say An. Hence, we have -
-
Cvn = An = AI-n or
(C -
Ai)-n = O.
This is a system of three homogeneous equations for which a solution for n.; ny, nz can exist only if the determinant of the unknown variables vanishes. Therefore, we must have
c; - A
C XY
c.. =0.
This equation is often called a secular equation. It is a cubic equation in A, the solutions for A being called the eigenvalues or latent roots. For each root of A, a solution for n», ny, n, can be found, and this solution is called
803
MATHEMATICAL APPENDIX
an eigenvector or modal column. When the dyadic C is real and symmetric, all the eigenvalues are real, and the eigenvectors may be chosen real. When all the roots of A are distinct, the eigenvectors are mutually orthogonal. If two or more roots are equal, the eigenvectors can be chosen so as to form an orthogonal set in an infinite number of ways.
A.3.
MATRICES
In this section we will summarize some basic definitions as well as derive some useful properties of matrices. The basic rules of matrix algebra will not be discussed. We will write [Aj for the matrix
ani
. ..
ann
whose elements are aij. The first subscript refers to the row and the second to the column. The determinant of [Aj will be written as IA I. Definitions Transpose Matrix: The matrix obtained by interchanging the rows and columns of [Aj is called the transpose matrix. It will be designated by [Ajt and has the elements aji in the ith row and jth column. Adjoint Matrix: The matrix composed of the elements A j i , where A j i are the cofactors of aij in the determinant IA I, is called the adjoint matrix and will be designated by [Aja. Inverse Matrix: The inverse matrix [Aj-l is defined so that [A]-l[A]
=
[A][A]-l
=
[I]
where [1] is the unit matrix. It has elements A j i IIA I and hence is given by [Aj-l
= [A]a/IAI.
Orthogonal Matrix: When [Ajt = [Aj-l, the matrix [A] is an orthogonal matrix. Reciprocal Matrix: The transpose of the inverse matrix is called the reciprocal matrix. It has elements A j i IIA I
in the ith row and jth column. Symmetrical Matrix: When aij = a ji, the matrix is symmetrical. Hermitian Matrix: When aij = a;, the matrix is a Hermitian matrix. The (*) denotes the complex conjugate value. Unitary Matrix: When the matrix [A] is equal to the inverse of the complex conjugate transposed matrix ([A *jt)-l, it is called a unitary matrix. Matrix Eigenvalue Problem
The following equation is a typical matrix eigenvalue problem: all
a12
al n
el
Pll
e2
a2l
=A
........................
...
ann
P12
Pin
el e2
P2l
. ........................ en
Pnl
. ..
Pnn
en
or [A][E] = A[P][E]. The values of A for which this equation has a solution are called the eigenvalues or latent roots. The above equation may be written as ([A] - A[P])[E]
=0
804
FIELD THEORY OF GUIDED WAVES
and a solution exists only if the following determinant vanishes:
aln - APln
=0. ... ann - APnn The above characteristic equation is of the nth degree in A and will have n roots, some of which may be equal or degenerate. For each value of A, say As, a solution for [E], say [E s ]' may be found. Each solution is called an eigenvector or modal column. When [A] and [P] are real and symmetric or Hermitian, and [P] is a positive or negative definite matrix, all the eigenvalues are real. For the sth solution, we have
The transpose of the second equation gives
when [A] and [P] are Hermitian. Postmultiply this latter equation by [E s , ] premultiply the first by [Ei]t, and subtract to get
Since [Ei]t [P][E s ] is not equal to zero, As must equal Ai, and, hence, As is real. Thus all the eigenvalues are real since s is arbitrary. If [P] is not a definite matrix complex eigenvalues can occur. When [A] and [P] are real and symmetric or Hermitian, the eigenvectors form an orthogonal set with respect to the weighting factors Pi] when all the eigenvalues are distinct. The eigenvectors corresponding to degenerate roots are not uniquely determined. However, a basic set may be chosen in such a manner that the totality of eigenvectors still forms an orthogonal set with respect to the weighting factors Pi]. We will prove the following orthogonality property for the case when [A] and [P] are symmetric and all the eigenvalues are distinct: n
LLe;Sej,Pij = s: ;=1
j=1
where Os, is the Kronecker delta and equals unity for r
= s, and zero otherwise. We begin with the equation
and its transpose for the rth solution, [E, ]t[A]
= A,[E, ]t[P].
Premultiplying the first by [E,]t, postmultiplying the second by [E s ], and subtracting gives
Since As =J. A" we get
805
MATHEMATICAL APPENDIX
which when expanded gives the orthogonality condition stated above. Since the magnitude of each eigenvector is not determined, they may always be normalized so that
LLeiSejSPij i=1 j=1
=
1.
Since [E r ]1[A] [E s] = As [E r ]1[P] [E s] the eigenvectors are also orthogonal with respect to [A] as the weighting matrix. In many cases in practice, the matrix [P] is simply the unit matrix [I], and the orthogonality condition simplifies to 2.:;=1eiseir
= Osr.
Cayley-Hamilton's Theorem This theorem states that a square matrix [A] satisfies its own characteristic equation, i.e., F([AD
= ([A]
-
Al[ID([A] - A2[ID·· ·([A] - An[ID = O.
Postmultiplying by [E s] gives
This result holds for all values of s. Any nonzero n-dimensional vector or column matrix [B] may be expressed as a linear function of the [E s ] , say
[B]
=
L
bs[Es ] .
s=1
Using the above result shows that F([AD[B]
= 0, and, hence,
F([AD
= 0, since
[B] is not equal to zero.
Sylvester's Theorem Consider the equation
+ Cn([A] -
Al[ID ... {[A] - An-l (ID
which defines an nth-degree polynomial function of [A]. Postmultiplying by [E s ] gives
since all terms containing the eigenvalue As vanish. Furthermore, it is seen that f([AD[E s ] = f(As)[E s ]
and, hence, the constants C, are given by
Cs = -
f(A s) - - -
Il(As i=1 i=i=s
-
Ai)
FIELD THEORY OF GUIDED WAVES
806 provided all the eigenvalues are distinct. Therefore I ([A]) is given by
I([A])
=
II([A] - A; [I])
2: /
( As )
_;=_t
s=t
_
II(As
-
A;)
;=t
;fs
a result known as Sylvester's theorem. This theorem is useful for finding the mth power of a matrix. For a 2 x 2 matrix with eigenvalues At and A2' we have
A.4.
CALCULUS OF VARIATIONS
Consider the following integral in N-dimensional space:
r
JV
F[xt, X2, ... ,XN; U(Xt, ... ,XN); v(Xt, ... ,XN); Ut, U2,... ,UN; Vt, V2, ... ,VN]dXt dX2·· ·dXN
n
where u, = au lax;, v; = B»lax;. In the above, U and v are functions of the x, only. We are given the function F and are required to find the two functions U and v so that the above integral will have a stationary value for arbitrary first-order variations in u and v that do not violate the boundary conditions; i.e., the values of u and v are specified on the boundary, and so the variations in u and v vanish at the ends of the ranges of integration. The functions F, u, and v are assumed continuous with at least piecewise-continuous partial derivatives. The function F is called the Lagrangian function. Let the first-order variations in u and v be htx«, ... ,XN) and g(Xt, ... ,XN), respectively, where hand g vanish on the boundary of V N. The variations in u, and V; are ah lax; and ag lax;, respectively. When u and v vary, the function F is a function of u, v, U;, and V;. The first-order change in F is obtained by expanding F in a Taylor series about the assumed correct functional forms of u and v; thus N
F
= of =
aF au du
aF + av dv
~ (aF
+ L...J
. au; du,
+
aF. ) dv;
av;
;=t
when higher order terms are dropped. Hence we have
where 0 signifies the first variation. Consider the N-dimensional integral of a typical term like (aF lau; )(ah lax;). We have
1 (l VN - 1
X i2
Xii
aF ah
.)
aU;· ax, dx,
-1 -
VN -
X
(aF au. h 1
I
i2
'Xii
_l
x i2
Xii
!.-
aF dx,.) h ax. au. "
807
MATHEMATICAL APPENDIX
by an integration by parts. The points x, I and xn lie on the boundary of V N, and, since h vanishes on the boundary, the integrated term vanishes, and we are left with
-
Using this result, the integral of
[
JV
N
[
h
of over V N
aF (
-
au
-
1 V
N
···dXN.
becomes
a aF
Lax; au; N
a aF ax; au;
h - - . dXI
aF
+g ( - Bu
)
1=1
a aF
Lax; au; N
)]
1=1
In order for the original integral to be stationary, the first-order variation must vanish. Since g and h are arbitrary, we conclude that N
N
aF _ ~~aF =0 au L...J ax; ail;
and
aF _ ~ ~aF =0. av L...J ax; au; ;=1
;=1
These two partial differential equations determine the functional forms of u and v which make the integral of F over V N stationary. These partial differential equations are called the Euler-Lagrange differential equations. If F was a function of any number of functions u, v, W, etc., we would find that each function u, v, W, etc., satisfied a partial differential equation of the above form.
Constraints When the functions u and v are not independent but are related by an implicit functional form
we call G an equation of constraint, since it constrains the functions u and v to satisfy a certain functional relationship. In our variational integral, the variations in u and v are now constrained in such a manner that G = 0 always. The integral of G over V N is also identically zero, so that any multiple of G may be added to F without changing the value of the integral of F over V N. Thus we consider the variation in the following integral:
The multiplier A is, in general, a function of XI, . . . ,XN, and is called a Lagrange multiplier. Since the constraint function has been introduced into the integral, the variation may be conducted by treating u and v as independent functions. Thus, we obtain the following two partial differential equations, which, together with the original constraint function G = 0, allow us to find a solution for u, v, and A: N
a(F +AG) _ ,,~a(F +AG) =0 au L...J ax; ail; ;=1
a(F
A.5.
+ AG)
av
N
_ ~ ~ a(F
L...J ax; ;=1
+ AG) = 0
au;
·
INFINITE PRODUCTS AND THE GAMMA FUNCTION
Let j'(z) be an integral function, i.e., a function with no singularities in the finite complex z plane. The logarithmic derivative of this function is then a meromorphic function, i.e., a function whose only singularities are poles. Let
808
FIELD THEORY OF GUIDED WAVES
f'(z)/f(z) have simple poles at z
= Zn with unit residues. The partial-fraction expansion is f'(z)
f'(z)
fez) = fez)
I
'"
z~ + ~
(1 z -
Zn
1)
+ Zn
•
Integrating with respect to Z from 0 to Z gives
ro» '" L....J (In -- - + (0)
Z I n f( Z ) Io=-f z+
Z-Zn Zn
n
Z) Zn
or
fez) = f(O)eV'(Oll/(Ol]z
II (1 - Z:) e
zlz•
n
which is the infinite-product expansion of the integral function f(z). When f(z) is an even function fe(z) of z, f:(O) equals zero, and we get
Consider the function cos z, which has zeros at Z = ns: + 7r/2 = (n infinite-product expansion
+ ~)7r.
Using the general formula gives the
Similarly, the infinite-product expansion of (sin z)/z is found to be
Gamma Function The gamma function is defined by the integral
The integral defines an analytic function of Z for all the r function is the infinite-product representation
z for which the real part
is positive. An equivalent definition of
where l' = 0.57722 and is Euler's constant. The infinite-product representation defines I'(z) as an analytic function throughout the complex Z plane, except in the vicinity of the negative-real axis, where I'(z) has simple poles. The following useful properties of the gamma function have been established: 1. I'(z + 1) = z I'(z). 2. I'(n + 1) = n!, n an integer.
3. r(~)=7rl/2.
4. 22Z - 1r(z)r(z +~) = 7r1/2r (2z). 5. I'(zjf'(l - z) = [z (1 - Z2 /n2 ) ]
n:l
-1 =
7r/ sin
7rZ.
MATHEMATICAL APPENDIX
809
6. As z -+ 00, the asymptotic value of I'(z) is (21r)1/2 ezlnzz-l/2 e-z, valid for all z except in the region of the negative-real axis, where I'(z) has poles at Z =: 0, -1, -2, ... , etc. From property (5) an asymptotic expansion valid for z on the negative-real axis may be found. (21r)1/2IyIX-l/2 e - 1I" Iyl/2. 7. For x finite and Iyl very large, [I'(x + jy)1 t'.J
Example 1
We wish to construct a function with simple poles at w =: r n == [(ns:/ a)2 - k~] 1/2 and find its asymptotic behavior for large w. n takes on the values 1, 2, 3, ... ,00. Solution: The series L::l(I/(w - r n) + 1/(n1r/a)) is convergent since r n approaches nx]« for n large. Hence ewa/n ll" are suitable convergence factors to use in an infinite product. Let
IT (1 - ~ ) 00
f(w)
=
e
wa nr / .
n=l
Then 1/f (w) has the required simple poles. The asymptotic behavior can be established by comparison with the gamma function. Consider
IT 00
(1 - wa /n1r)ewa/nll"
n=l
IT(1 -
IT 00
00
w /r n )ewa/n ll"
(1 - wa /n1r)ewa/m r
n=l
n=l
IT(1 00
IT 00
==
+wa/n1r)e- wa/m r
(1 - wa /n1r) n=l (1 - w/rn ) 00
IT(1 -
n=l
w 2 a2 /n21r2 )
n=l 00
=:
Since Tn
-+
IT n=l
( 1 - wa/n1r)
wa
nx/ a the first product approaches the constant
1 - -
f(w)
t'.J
=:
e--ywa/lI"
(1 - w /rn) sin wa (wa /1r)r(wa /1r) .
n:
1 (rna / n1r) as
w
-+ 00.
Thus we find that
e--ywa/7r .jWQe-(wa/7r)lnwa/lI" K--- ------sin wa vfj;ie -wa/7f
~ .jWQ e-(wa/7r)£'y-l+ln(wa/7r)] sin wa
as w
J2
-+ 00
where K is a suitable constant. Example 2
We want to find the infinite-product expansion of the Bessel function J o(w) and the asymptotic behavior of the part that has zeros in the left half of the complex w plane. Solution: Let ± W n be the zeros of Jo(w) =: O. Since Jo(w) == J o( -w), J~(O) == 0; thus
IT(1 00
Jo(w)
==
n=l
IT(1 00
w 2 /w~)
=:
n=l
IT(1 + 00
w /wn)e w/wn
w /wn)e- w/Wn
n=l
Other convergence factors can also be used. For large w we know that J o(w)
t'.J
J2/1rw cos(w -
1r /4).
Hence
FIELD THEORY OF GUIDED WAVES
810
Wn is asymptotic to (2n - 1}n"/2 + 1r/4, n
IT
== 1, 2, 3, ... ; i.e., Wn
00
==
Jo(w)
IT
f'.J
(4n - 1)1r/4. Hence we can also write
00
(1 -
W /Wn)e4w/4nr
n=l
+ W /wn)e-4w/4nr.
(1
n=l
The part whose asymptotic behavior we want is
IT 00
f(w)
==
(1
+ w /wn)e-4w/4nr
n=l
IT 1+ 00
==
n=l
( 1+
The first product approaches a constant as
W
IT (1 + 00
/w n
4W) (4n _ 1)1r
W -+ 00.
4w ) e- w / m r • (4n - 1)1r
n=l
Hence we need to find the asymptotic behavior of
IT (1 + 00
g(w)
==
n=l
4w ) e- w / n1r (4n - 1)1r
which cannot be directly compared with the gamma function. We note that 1 +4w /(4n -1)1r == (n -1/4+w /1r)/(n1/4) == (1 + (w - 1/4)/n)/(1 - 1/4n) and also that 4w [an« == (w -1/4)/n + 1/4n where == W /1r. Hence
w
g(w) ==
00
w -1/4 1 +---
n=l
1-~ 4n
IT
n
e-(W-l/4)/n e-l/4n
IT (1 + w~1/4) 00
e-(W-t/4)/n
n=l
(w- ~ ) r (w - ~) IT (1 - 4~) e 00
l 4n /
n=l
f'.J
K, w-l/Ze-W[r-l+l0 w]+(l/4)[r- 1+1n w]
== Kzw-l/4e-W(r-l+ln w)
since e(l/4)10 W == WI /4. K 1 and K 2 are constants. If we had used simply w n 4n1r/4 == n1r we would have gotten a W-1/2 instead of a W-1/4 factor which would not have been correct. A shift in the zeros of a function away from the integers n does affect the asymptotic behavior. There is considerable latitude in the choice of exponential convergence factors that can be used. The requirement is that the series f'.J
L -w --1+ -1) oo
S==
(
Wn
n=1
Sn
converges. If we choose S n == 1/nx , then
00
== ~
W
L-J ( n=l n-x W
which is a convergent series.
-
+1r/4 4n - 1 1r) -4-
MATHEMATICAL APPENDIX
A.6.
811
SUMMATION OF foURIER SERIES
The solution of many waveguide problems involves Fourier series for which it is desirable to have summation formulas. There are several methods by which a wide variety of Fourier series may be summed in closed form or converted to more rapidly converging series. Some of the more useful methods will be considered here. The type of series to be considered is of the form
where P(n) is a rational function of the summation variable n. A number of the summation formulas that will be derived will be for the exponential function e jan. The required summation formulas for the corresponding trigonometric series may be obtained by taking the real and imaginary parts separately.
Geometric-Series Method The following geometric series is a useful one from which several summation formulas may be developed: 00
~r
n=1
Let r
Irl < 1.
r = l-r'
'"""' n
= Aeja, where A is a positive number less than unity, The sum of the following series follows at once:
L \. 00
1\
n=1
.
\.
ja
nejan = _I\_e__ .. 1 - AeJa
Taking the limit as A approaches unity, we get 00
.
L eie>n = 1 :
j«
eje> •
n=1
Equating the real and imaginary parts gives
L 00
cos na
n=1
00
=-~
'"""' , nee l= e x Z:: SIn 2: cot "2'
n=1
The above series may be differentiated with respect to a before taking the limit; this gives 00
~
'\'
.
ja
, An jan _ J I\e e - (1 _ Aeja )2 •
~Jn
n=1
Equating the real and imaginary parts and taking the limit as A approaches unity gives 00
Ln=1
.
n cos tux
= lim Re A-+l
AeJa . 2 (1 - AeJa)
Ln na
1
= - 4- esc
2
a -2
00
sin
=0.
n=1
In the above series it should be noted that, for A = 1, the points a = 'Imt: are singular points. From the integral of the series e jan, further summation formulas may be obtained. For example, we have
2::::1
j
a . f JOO
00 00 jan ~ e jan da = ~ _e_ ~ ~ n n=1 n=1
fa .
JOO
ja
_e__ . da = -In(1
812
FIELD THEORY OF GUIDED WAVES
To justify interchanging the order of integration and summation, we should include the factor A, and take the limit as A approaches 1; however, the result is the same as that given above. Sometimes it is desirable to sum a series over only odd or even values of n. Such summations may be performed by replacing a by a + 7r and adding or subtracting series. To sum the series
n=1,3,...
we consider
~ oo
ejn(na+1r) __ _
n=l
~oo
eJ
n=1,3,...
an
+ ~oo
n'
n=2,4,...
e
j an
.
- n = -In(1 +e Ja ) .
Subtracting this series from the series with a + 7r replaced by a gives
~
oo
elan
1
1 + e!"
1
a . 7r
n
2
1 - e'"
2
2
+j-.
- - = -In - - . - = -In cot -
n=1,3,...
4
Equating the real and imaginary parts gives 00
'"'" cos na =
L...J
n=1,3,...
n
00
_! In tan ~ 2
2
sin tux
n=1,3,...
n
Series involving products of trigonometrical terms may be summed by reducing them to the exponential type first and adding or subtracting series if necessary. Thus 00
sin na cos n{3
n
n=1,3,...
may be written as 00
~ ~
[Sin n~ + (3) + sin n~ - (3)]
00.
= ~ Im ~
n=1,3,...
.
eJn(a+{i): eJn(a-{i)
4
n=1,3,...
if a and {3 are positive and real and ~ < a and 0 < a logarithmic function since the sum is given by
(1·
+ ~ < 7r.
These conditions follow from the properties of the
1·
a-~) jcot -4'11 m n j c o a+~ t2-+n 2
.
The summation formulas given in part 2 of Table A.2 have been obtained by the above methods. To avoid an unduly large number of entries, only summation formulas for the exponential type of series are listed. Some of the series are divergent series and the sum is the limit as the convergence factor A used above tends to unity.
Contour-Integration Method The theory of contour integration provides a very powerful method for the summation of a variety of series, the restrictions on the series being that they be representable as a sum over both positive and negative integers, and also satisfy certain convergence criteria which will become clear after considering a few typical examples. In order for a series to be representable as a sum over both positive and negative integers, it is necessary that the series be an even function of the summation variable n. From this point on we will suppress the summation variable, it being understood that the sums are taken over the variable n.
MATHEMATICAL APPENDIX
813 TABLE
A.2
Part 1: Maclaurin Series Expansions
x2 x4 x6 lnx---------···
Insin X
x2
Incos Intan
6
X
2
180
2,835
x4
x6
17x8
12
45
x 2 7x 4 lnx+ - + -
X
x3
3
x5
2,520
+ - - + ... 2,835
x7
3! + -5T - 7! + ,... ,
sin x
X -
cos x
1--+----+··· 2! 4! 6! '
tan x
x+
cot x
x4
x3
2x 5
x
x3
x
3
45
x
2
1r
Ix I <
1r
1+-+--+'" 2! 4!
esc x
-+-+--+ ... ,
In x
2[
'
7x 3
x
x
3!
3
I(X-l)3 x+l
X- l x+l
Ix ] <
5!
X
1r
Ixl <-2
sec x
1
x
all
Ixl <-2
4
5x
' all x
x6
3+-15+""
1
1r 1r --
62x 6
90
x2
-1r
'
+3
1r
I(X-l)5 ] x+l + ... ,
x>
+5
Part 2: Summations by Geometric Series 1 j x --+-cot2 2 2' 00
Lne
jnx
O
1
X
ejnx
Ln 00
1
ejnx
00
~7 00
71"2 _
6
1
1r 2
2
6
~n 00
ejnx
L7
o( 1r2 X
J
00
jnx
00
L
4
_
x) _
j( x In x _ x _
2 3 1r x + X 4
)
12
2
ej x j 1 _ e2 j x = esc x,
"2
1
1 1 + ej x 1 x 1r -In - - - . = - -In tan - + j 2 1 - e'" 2 2 4'
e
jnx
L7 1,3, ...
1r
2
1r X
j
8 - 4 -"2
72
< x < 21r
~
_
14,400
_
••• )
'
0
~ _ ... ) + ;-.
7
288
1 n3 '
O
e'""
Ln
3
4
- "2 cot x esc x,
1,3,...
x
0
2 2 + (X In x _ 3x _
ne!""
1,3, ... 00
~(27f _
6
1
L e 1,3, ...
1r-X
-In(1 - ej X ) = -ln2sin"2 + j-2-'
O
(x x In
"2 -
x
3
0 7x
< x < 1r 5
x + 36 + 7,200
)
+ ... ,
O
0
FIELD THEORY OF GUIDED WAVES
814 TABLE A.2 (continued).
L
1,3, ... 00
1r 2
n
2
8
ejnx
Ln 3
1,3, ...
e
j nx
2.t=.. P(n)
~ l,e. . 00
2
1
n3 +
1( x TIn
2"
ejnx
3x
X
2
2- 4
x
4 )
+ 144 + ...
(
1r
2 X
1r x
2
)
+ j -8- - -8- ,
O
ej nx
00
L - - 1,3,L 1 P(n) ... P(n) 1 j x - - - -tan2 2 2' 1 2 -4"sec
O
x
2'
O
x 2
x 2'
-1r
-ln2cos- -J'00
ejn(x+1l")
~~
6
4
2
_1 (31r + 1r 2 1n -4
71r- - ... - -1r - 16 2 1r 288 345,600 where t(x) is the Riemann zeta function
)
= 0.875t(3) = 1.05175
Part 3: Summations by Contour Integration 1r cos (x - 1r) 0 2 02
20
-
O
sin 1r 0
(x - 1r) sin 1r 0 + 1r sin ( 1r - x) 0
0
20 2 sin 1r0 x2
1r 2
1r X
1r cos( 1r - x)o
-2- - 2- - 2 20
60
40
1r [
1
- 20 2 b 2
-"2
1r [
b 2 ) sin 1r0
-
02 ) sin 1r 0
1r sin o( 1r /2 - x) 40 cos (1r0 /2)
4 cos( 1r0/2) 1r cos 0( 1r /2 - x) 40 2 cos( 1r0 /2)
+
b( b 2
sin ( 1r - x) b
,
+
(0 2
0
]
02 ) sin x b '
-
-
]
b 2 ) sin 1r b '
O
+ ~]
1r [sin o( 1r/2 - x) _ x 40 2 0 cos( 1r0/2) 1r cos 0( 1r /2 - x)
20
O
sin ( 1r - x) 0 (b 2
1
+ -4
cos ( 1r - x) b
cos ( 1r - x) 0 O( 0 2 -
sin 1r0
-"2
0 sin 1r 0
2
1r sin ( 1r - x) 0
2
3
2 '
O
O
- 40 2
'
O
0
0
815
MATHEMATICAL APPENDIX jy
j(n+!>
-
Cs
C1
Cs
(n+!> C2
C4
C3
C3
x
n+i
-, Contour C
- j(n+ 12 )
n
Fig. A.2. Contour used to sum series.
Consider the series L~«cOS ncx)/P(n)) where P(n) is a rational even function of n. This series may be written as
Consider the following contour integral:
f
ejazdz P(z)(e 27rj z - 1)
en
!),
!),
where the contour C n consists of the square with vertices at ± (n + ± j(n + as in Fig. A.2, and n is chosen large enough so that all the zeros of P(z) lie within C n- The factor e27rj z - 1 is introduced in the denominator of the integral to bring in poles at ± n. If we can show that the integral over C n vanishes as n approaches infinity, then, by Cauchy's integral formula, the sum of the residues of the integrand must equal zero, and we get 0 0eJan .
" - '2 P )
LJ
-00
7r} (n
+" LJ
[
residues of
eJaz . 2 .
P(z)(e 1rJZ - 1)
at zeros of P(z)
]
=0
since the residue at the poles of [e 21rj z - 1] -1 is 1/27rj. The above formula is for the case when none of the zeros of P(z) are integers. If some of the zeros are integers, it is necessary to consider the residues at the double poles, triple poles, etc., of the integrand. These cases are easily treated in practice when they arise. If the summation is over only the odd or the even integers, then we introduce the factor e j 1rZ + 1 or e j 7rZ - 1, respectively, in place of e21rj z - 1 in the denominator. When the terms alternate in sign, an additional exponential term such as e ±brz must be introduced in the numerator or denominator. We will now show that the integral around C n vanishes, provided P(z) is of the order RE, € > 1, as Iz I = R ---+ 00, irrespective of the polar angle (J in the complex z plane. Since P(z) is a rational function of z, there exists a positive constant M such that IP(z) I ~ M everywhere on C« for all n greater than some given finite n. On the segment C 1 , we have
A similar result holds for the segment C 5. On the segment C 2, we have
FIELD THEORY OF GUIDED WAVES
816
since y ~ 0, provided a ~ 21r. The same result also holds on the segment e 4. In a like manner, we may show that the integrals over e 3 and e 6 are both less than 2{n + M. We thus find by adding the above results that the modulus of the integral over en is less than (8n + 4)/M. Hence, provided M increases as fast as n", € > 1, the integral around en will vanish in the limit. It is, therefore, necessary that
!)/
lim IP(z) I =
Iz 1--+00
Iz If ,
e
> 1 for all values of ().
If the summation is over only the odd or the even integers, then a is restricted to the range a < 1r, in order that the integral shall converge in the lower half plane. If a is less than zero, then it is only necessary to change the sign of the exponential.term in the denominator, and the integral around en may again be shown to vanish in the limit as n approaches infinity. The argument is the same as that used for positive a. Or, alternatively, the result follows at once by changing z to - z. As an example, we will sum the series L.:~«cos na)/(n 2 - 0 2 ». This series may be written as
There are poles of order 1 at n = we get
± 0, with residues ej aa /20 and -
e-
jaa /20.
By the previously given formula,
- 1r cos(a -1r)0 20 sin 1r0
Thus the sum of our series is given by 00
'"""' cos na = _1__
L...J
n2
02
-
20 2
!!...20
1
cos(1r - a)o sin 1r0 .
When a = 0, we get 00
'"'" __ 1_ L-t n 2 - 0 2
=
1
_1_ _ !!...- cot 1r0 20 2 20
which is the well-known partial-fraction expansion of the cotangent function. A further result of interest is the limit of the above sum as 0 approaches zero. Thus, we find 00
'"""' ~ = lim 1 L...J n 2 a--+O
1r0 cot 1r0 20 2
1
2
= 61r .
1
Further summation formulas may be obtained by integration, differentiation, addition and subtraction of series, and so on. When differentiating a series, the convergence of the resulting series has to be established. Integration with respect to a parameter does not introduce any convergence difficulties. However, it is important to consider the constant term that arises upon integration. In practice, this is perhaps most readily taken into account by integrating between a fixed and a variable limit. For example,
• 00
J '"'"
L...J 1
l
0
x
e
j nx
- - dx n
00
ejnx
00
1
'l
= L-t '"'" -n'"'" -n 2 = - J 2 - L-t 1
1
x
x
.
In 2 Sin - dx 2
0
-
l
0
x
3
1r2 - X dx=-4"(21r-x)-J X . ( xlnx-x- x .. ·) 72
MATHEMATICAL APPENDIX
817
where In 2 sin(x /2) has been expanded into a Maclaurin series in order to carry out the integration. This gives us the result 00 '"'"
~eJnx == ~2 - ~(21r -x) - j
£...J n2
6
4
(
x lnx -x -
~3
72
... )
.
1
The summation formulas given in part 3 of Table A.2 have been obtained by the above contour-integration method. A series such as I:~, «n sin nx) /(n 2 - a 2 ) ) cannot be summed bYoothis method, since the general term decreases only as n- 1 for large n. However, this series is equal to (d/dx)I:l 3 -cos nx)/(n 2 - a 2 ) ) . The convergence ~, « sin nx) / n), thai is ~. for Ix I < 1r /2. of the resulting series is the same as that of There does not appear to be a similar procedure which may be used when the series to be summed is an odd function of n. This is quite a restriction, since many of the series that occur in practice are odd functions of n.
...
«
I: . .
Integral Transform Methods
Integral transforms, such as the Laplace, Fourier, and Mellin transforms, can be used in a variety of ways to sum certain types of series in closed form. They also are found to be useful in many cases in converting relatively complicated series into simpler ones which are more easily summed, or in converting relatively slowly converging series into much more rapidly converging ones. We will consider the application of the Laplace transform to the summation of series first. The technique will be largely developed by means of particular examples. Consider the general series I:~f ian) where f(x) is of such a form that its Laplace transform exists. We have by definition
1
00
F(p)
=
!(x)e- PX dx.
This integral determines F (p) as an analytic function of the complex variable p
== u + jv
whose singularities all lie to the left of some value of u == c in the p plane. The inversion integral gives 1 jC+Joo PX f(x) == 21rj . F(p)e dp. C-JOO
If we replace x by an and sum over n, we get
This is permissible since the inversion integral holds identically for all values of x, with the exception of certain values of x for which f(x) may be discontinuous. In our case it is assumed that f(x) is a continuous function of x. If, now, the inversion integral involving F (P) is uniformly convergent, we may interchange the order of integration and summation to get
_ 1 jC+JOO F(p) - ~ 1JHidp 1r} c-JOO - e
provided f(x) is of such a form that we may take c < 0 in order that I:~ e P cm will be a convergent series. This implies that f(x) is asymptotic to e- EX , € > 0, as x approaches infinity. In general, this condition is not satisfied, but, in practice, we can multiply f(an) by e- m , sum the resulting series, and then take the limit as € approaches zero. If we can evaluate the resulting integral, we have the sum of the series in closed form. Alternatively, we may
FIELD THEORY OF GUIDED WAVES
818
expand the integral by the residue theorem. Let us choose for our contour the line p = c, c < 0, and the semicircle in the right half plane. Since F (P) is analytic for all u > C, the only poles of the integrand occur at e ap = 1 or p = ± (2'1rnj[a), n = 0, 1, 2, .... The residues at these poles are - (1/a)F( ± 2'1rnj[a). Hence, provided the integral around the semicircle vanishes, we get
The change in sign is due to the fact that the contour is traversed in a clockwise sense. Sometimes it is possible to close the contour in the left half plane, and the sum of the series is then given in terms of the residues at the poles of F(p). A~ a first example, we will sum the series L:;:One- na . The Laplace transform of xe- ax is (p + a)-2, and fC+~oo (ePX I(p + a)2) dp is uniformly convergent. Furthermore, F(P) is analytic for all Rep> - a. Therefore, JC-Joo we have
:E ne"?" = :E (2mrj +a)-2 = 4~~:E (n + 2:j) 00
00
1
-00
00_
2
= -~ sinh-2 ~
-00
which is the same result as obtained in the first section by a different method. The above result follows when use is made of the partial-fraction expansion of csc2(a/2); that is, 00
"
L.J
-00
__ 1_ = (n +a)2
'lr
2
csc2 'Ira.
If we close the contour in the left half plane, the only pole of the integrand is a double pole at p residue at this pole is
= -a. The
Hence, we see that closing the contour in the left half plane has the advantage of giving the sum in closed form directly. We may extend the definition of the Laplace transform so that it is valid for negative values of x as follows:
x <0. The inversion formula gives
f(x)
=
1 jC+Joo
2'1r. . e J C-JOO
Px
F(P)dp
where C now lies to the left of all the singularities of F(p). For positive values of x, the contour may be closed in the left half plane, and, since no singularities are enclosed, the integral vanishes along with f(x). For negative values of x, the contour may be closed in the right half plane, and the original function f(x) is recovered. It is now possible to consider a series such as L:~oof(an). We will impose on f(x) the condition that it be of integrable square over - 00 :::; x :::; 00; that is, J~ If(x) 12 dx exists. The existence of the integral implies that f(x) has no poles on the real axis. Let us break f(x)up into two parts as follows:
f +(x) = {
f(x),
0,
x
~o
x <0
f
_(x) =
{
0,
x >0
f(x),
x
< o.
819
MATHEMATICAL APPENDIX The corresponding Laplace transforms are
The inverse transforms are
!-=-2' 1 7r}
t.: c_-joo
ePxF_dp.
From Parseval's theorem we have that J~~oo IF(P) 12 dp exists if !(x) is of integrable square. Consequently, F(p) has no poles on the imaginary axis, and w'! may, therefore, take c + < 0 and c _ > in the above inversion integrals. Under these conditions, we get
°
upon closing the contour in the right half plane. Similarly, -00
00
L!(an) = -1
~LF -00
c:
nj
)
upon closing the contour in the left half plane. Combining these results, we have, finally, 00
00
L!(an)
= ~LF
-00
-00
C 1f
j
:
) ·
If the series on the right-hand side can be summed, or if it is more rapidly converging than the original series, some advantage will have been gained. As an example in the use of the above generalized Laplace transform, we will sum the series E~oo(ejan /(n 2 - 0 2)). The general term, considered as a function of x, has poles atx = ±o. Provided a has a small imaginary part, this function is of integrable square over - 00 ::; x ::; 00. The Laplace transforms are
F+ =
1
_JO
e)ax-px
00
-2--2
x-o
o
F_ -
dx
-00
e)ax-px
-2--2 x -0
dx.
F + is analytic for all Re p ~ 0, while F _ is analytic for all Re p ::; O. Consequently, we may evaluate the transform for the particular value Re p = 0. We have
J
oo
F(p) =
-00
jax-px
~dx. x
-0
For a - v ~ 0, we may replace x by the complex variable z = x + j y, and evaluate the integral by contour integration, closing the contour in the upper half plane. The only pole of the integrand in the upper half plane is at Z = a. Hence, F(P)
=
7rj e(ja-p)a,
a
p
For a - v ::; 0, the contour is closed in the lower half plane and gives F(P)
=
7rj e-(ja-p)a,
a
p
FIELD THEORY OF GUIDED WAVES
820
°
These results may be combined and give F(p) = C7rj la)ej!a-u1a valid for Rep = and all v. It may be easily shown that F (P) is of integrable square over - j 00 :::; p :::; j 00, and thus, we may apply the previously derived summation formula. That is,
Restricting a to the range 0 :::; a
~
2'1r, we have
(. = -'lrj J cos aa a
.. ) cot 'Ira + J SIn aa
'Ir cos('Ir - a)a =-.sin 'Ira . a
The same result may be derived by the contour-integration method. In fact, for series of the type considered above, the contour-integration method is considerably more straightforward. If we make the following changes in notation, p = - jw, dp = - j dt», then our generalized Laplace transforms become Fourier transforms, and the resulting formula is one form of the Poisson summation formula. We have
which is the Fourier transform of f(t). The inversion integral becomes
/(/) =
2~jOO e-jwtF(w)dw. -00
By a procedure similar to that used for the Laplace transform, we obtain the following summation formula:
-00
-00
where F(w) is the Fourier transform of f(t) as defined above. The utility of the Poisson summation formula in converting a slowly convergent series into a rapidly convergent series may be appreciated from the following property of the Fourier transform. If f(t) is a function which is localized near t = 0, then F(w) is "spread out," or has an appreciable value for a large range of w; for example, if f(t) = o(t), then F(w) = 1. Conversely, if f(t) is spread out along the t axis, then F(w) is concentrated near w = O. A slowly convergent series with a typical term f (an) is thus converted to a rapidly converging series with a typical term F(2n'lr la), since F will be small for large values of n when f(an) decreases slowly with increasing n. Many useful summation formulas may also be derived using Mellin transforms in an analogous way. The interested reader should consult the references at the end of this appendix for illustrations of the use of Mellin transforms in summing series.
Summation of Odd Series In this section we shall consider a method by which many series that are odd functions of the summation variable
n can be reduced to much more rapidly converging series. As an example to illustrate the method, consider the series
L::~«sin na)/(n 2 - a 2 ) ) , 0 ~ a :::; 'Ir, a » 1, and a not an integer. Since a » 1, the numerical evaluation of the above series must include terms up to n = N, where N 2 »a 2 • For instance, if a ~ 10, at least 30 terms must be included. The oscillatory nature of the sine function further adds to the slow convergence of the series. If the above series is multiplied by tanhnp, it becomes an even function of n, and the resulting series is summable by the contour-integration method. We may write the above series as 00
L 1
sin-na -2 = 2 n
_
a
L 00
1
sin na tanh np n2
_
a2
L -sin-na00
+
n2
1
-
a2
(1 -tanh np )
821
MATHEMATICAL APPENDIX where the second series on the right is rapidly converging, provided p is not too small, i.e., for p are sufficient since 0.9993 < tanh np < 1 for n > 4. The first series on the right may be written as
= 1; four terms
This series is readily summed by the contour-integration method. The poles of the integrand are at w = ± a and at w = ±j[(2n + l)j2p]1r, where tanh wp becomes infinite. Carrying through the algebra, we get 00
~ 1
00
sin na _ ~ sin na _ nh 2 2 2 2 (1 ta np) n - a n - a
~
nh
+ 2 ta pa a
1
sin(1r - a)a . SIn xa
The choice of the value of p is governed by the values of the parameters a and a. When a is small, it is advantageous to take p small. The terms are asymptotic to
1r -mra/2p -e
p
22 )-1 (-n - +a 1r
2
4p 2
and, hence, it is desirable to have p = 1ra, so that the exponential term is less than 0.01 for n > 9. However, if a is very small, then it is desirable to take p > 1ra, so that the correction series involving 1 - tanh np will converge rapidly enough. When a = 1.5, a = 1, and p = 1r, it takes 25 terms of the original series to give three-figure accuracy for the sum. The same accuracy can be obtained from 1 term of the correction series plus 5 terms of the hyperbolic-sine series. The sum is - 0.214, and we can see that the savings in computational labor is considerable. In applied work many of the series that arise are associated with Green's functions. By constructing the relevant Green's function by Methods I and II of Chapter 2, a variety of summation formulas can be derived. Examples of summation formulas that can be obtained from the alternative representations of Green's functions are given in Chapter 2, in the Problems at the end of Chapters 2 and 5, in Sections 6.5, 7.1, 7.2, and 12.3, as well as in several other sections of the book.
A.7.
foURIER TRANSFORM IN THE COMPLEX DOMAIN
Contour Integration Consider a function f(x, y) = f(Z) of the complex variable Z = x + jy. f is analytic at all points at which it has a unique derivative. This means that lim~z-+o«f(Z + ~Z) - f(Z»j ~Z) must be independent of the direction of ~Z in the complex plane (see Fig. A.3). If we choose ~Z = ~x we get df jdZ = aujax + j(avjax) where we have written f = utx, y) + jv(x, y). If we choose ~Z = j ~y we get df jdZ = (ljj)(aujay) +avjay. For df jdZ to have a unique value we thus see that au ax
av ay
which are called the Cauchy-Riemann equations. It may be shown that the Cauchy-Riemann equations are also sufficient to guarantee that f(Z) be analytic.
Cauchy Integral Formula
f
Let f(Z) = u + jv be analytic within and on a closed contour. Then we can show that c f dZ = 0 where Cis arbitrary (see Fig. A.4(a». To show the validity of this result consider a vector A = BxAx(x, y) + ByAy(x, y) and A·dl = fIs \7 X A·dS or § (Ai dx +Aydy) = fIs(8A yj8x -8A xj8y)dxdy. use Stokes' theorem to get We have §c f dZ = fc(u+}v)(dx+jdy) = fc(udx-vay)+jfc(vdx+udy). In the first integral on the right let u =A x, v = -Ay and apply Stokes' theorem to obtain §c(udx - vdy) = ffs(a( -v)j8x -8uj8y)dxdy = 0 because 8v j8x = -Bu jay from the Cauchy-Riemann equations. To show that the second integral on the right vanishes let v = Ax and u = A y and apply Stokes' theorem again.
f
822
FIELD THEORY OF GUIDED WAVES jy
/Z+L1Z Z ----------+--------~x
Fig. A.3. The points Z and Z +!:1Z in the complex plane.
jy
jy
c
------+--------------:~ X
------+---------~x
(b)
(a)
Fig. A.4. (a) Closed contour C. (b) Deformation of contour C to exclude pole at Zoo
Consider now f(Z) = g(Z)/(Z -Zo)n where g is analytic inside and on C and Zo is inside C. Consider a modified contour that includes a circle Co around the singular point Zo as in Fig. A.4(b). Then within and on C + Co f is analytic and hence
f
f
dZ
C+C o
=0=
f
f C
dZ
+
f
f
dZ
Co
since the integral along the cut is traversed twice in opposite directions and vanishes. Thus we have
On Co, Z -Zo
= oe!", dZ =
-jpe j () dO; hence
MATHEMATICAL APPENDIX
823
But g is analytic at Zo and we can choose p so small that g(Z)
f
/ dZ
== g(Zo)jp-n+l
C
1
211"
~
g(Zo) everywhere on Co. Thus
e-jO(n-l) dO ==
0
{a, 27rjg(Zo),
n==1.
Residue Theory
Consider a function/that has a pole of order n at Zoo This means that near Zo, /behaves as constant/(Z -Zo)n. The function g = (Z - Zo)n j(Z) will be analytic at Zoo A Taylor expansion about Zo gives g(Z) = g(Zo) + g'(Zo)(Z - Zo) + (1/2!)g"(ZO)(Z - ZO)2 .... Hence we can write
The coefficient of (Z - ZO)-l is gn-l (Zo)/(n - I)! and is called the residue in the series expansion of /(Z), the latter being called a Laurent series. We now see that if we form the contour integral of /(Z) about any contour C enclosing Zo we get
f
cf(Z)dZ = 27rj (residue at Zo)
since only the term involving (Z -ZO)-l gives a nonzero result. In general, if/has many pole singularities within C we get
f
c f dZ = 27rjL (residues of fwithin C).
°
The other type of singularity commonly encountered is the branch point singularity which arises in connection with multivalued functions. For example, f == Vi has a branch point at Z == since if we evaluate / on a small circular contour C enclosing Z == 0 we find that after going through an angle 21[' thatfbecomes - f, i.e., f(pe 2j 1l" ) == - f(p). The contour-integration theory given above must be modified when f has branch points. Let / == g(Z)/h(Z) where g is analytic at Zoo If h has a zero of order one at Zo thenfhas a pole of order one. The residue at Z 0 is given by:
residue =
z~o~~~~(Z -Zo).
By L'Hospitals' rule the limit is given by {d[g(Z -Zo)]/dZ/(dh/dZ}} atZo or [(Z -Zo)g' +g]/h' which is a convenient formula for the residue in this special case.
== g(Zo)/h'(Zo}
Jordan's Lemma
Jordan's lemma states that the integral over the semicircle shown in Fig. A.5
lim p~OO
provided the limit of IF(w}1
== Klw If
lejwt F(w) dw == ° C
as Iw I approaches infinity, where e
< 0, t > 0.
The proof is given below. On
FIELD THEORY OF GUIDED WAVES
824 jv
sin p
c
e
?!- line -~-----..L.-~e n
-..L.-------+--------L-~u
"2
Fig. A.5. Illustration for Jordan's lemma. the semicircle w == p cos 8 + j p sin 8 and lim
r
!p-+OO } c
ejWfF(W)dWI::; lim == lim p---+OO
since sin 8 228 /,rr for 0 ~ 8 ~
1r /2
flejWfllFlpdfJ
p---+OO } C
111'" e-
pf
sinO K p l + f
ae
0
as shown in Fig. A.5. We thus obtain 1
e · K p 1+f2--- == 0 11m - 2pt /1r -pf
for
p---+OO
€
< o.
This lemma is useful in establishing conditions under which an inverse Fourier transform can be evaluated using residue theory, which requires closing the contour by a semicircle in either the upper or lower half of the complex plane.
Fourier Transforms in the Complex Plane Let f(/) be of exponential order at t = ±
00,
i.e.,
f(t) < e":' f(t)
< e-
a _ f
ast~+oo
as t
~
-
00.
Define f +(1)
=f(/),
t 20
=0,
t
<0
f -(I) =f(1),
=0,
t
~
0
t > o.
Let
w =w +ja. The integral is uniformly convergent for all w in the lower half plane a < - ex + and defines an analytic function in the lower half plane; i.e., F + is analytic for a < - ex+. To recover f + we use the inversion formula
825
MATHEMATICAL APPENDIX
ja
F + analytic
Fig. A.6. Inversion contour for F +.
ja F _ analytic
\ COOl t > 0
C
------+---+----l~---\,
--------+------------1r----~w
COOl t < 0
Fig. A.7. Inversion contour for F _.
The contour C + must be chosen to be parallel with the w axis in the lower half plane (J < -a + for the following reasons (see Fig. A.6): For t < 0, e j wt becomes exponentially small in the lower half plane. Thus F +e j wt dw = O.
Ie
i
Ie
j wt j wt Hence + F +e dw can be replaced by a closed contour integral c + +c 00 F +e dw. But to obtain / +(t) == 0 for t < 0 we see that the above closed contour integral must vanish and hence C + must be chosen so that F + is analytic F +e j wt dw = within C + +C 00' For t > 0 we can close the contour in the upper half plane to obtain f + = (1 /21r) (1/21r)iF +e j wt dw = (residues of F + in upper half plane). The contour C + can be distortedCrn any arbitrary manner as long as it is not moved across a singularity of F +. The transform of / _ is handled in a similar way. Thus (see Fig. A.7)
Ie
jE
F _(w)
=
1°
-00
f
_(t)e-
j wt
dt,
1 f - -- 21r
1 c_
F _(w)e jwtd w.
If Ci+ and Ci_ are such that F + and F _ have a common strip in which both are analytic, then we can choose C + C _ = C which is a common inversion contour as in Fig. A.8(a). Then / = / + +/ _ = (1/21r) F +e j wt dw j wt j wt (1/21r) f F _e dw = (1/21r) f Fe dw where F = F + +F _. + JcJe
Ie
Example Let /(1)
= e-jkltl; then
(J
<0
(J
>0.
=
+
826
FIELD THEORY OF GUIDED WAVES
ja
F_ analytic
--/.....j...J'-I-I--.4+-+-I--,~'-I-I--I-I-+-I--,4+t'-l-l-+-I-~I-H'++++f-h~-f-f---~(j)
~..J...J-.L...L.o'-'-J,...L.I-..J...J-.J...J-'-'-J,-+-'-.J..J.."-'-"-l-.4"""""""'..J....L."-'-""""""""""'""""'''''''''-~Comman stri p
F + analytic (a)
ja
F _ analytic
F+ pole - k
C
F_ pole k
F + analytic
(b)
Fig. A.8. (a) Common inversion contour. (b) Common inversion contour for example discussed in text.
A common inversion contour C can be chosen as in Fig. A.8(b) by deforming C + and C _ without crossing the poles eJwtF(w)dw where F = F + +F - = at w = -k for F + and w = k for F _. Then we can write I = (1/211") (1/j)(I/(w
+ k)
- l/(w - k»
=
-2k /(j(w 2
-
Ie
k 2».
Final Value Theorem This theorem gives the asymptotic behavior of the Fourier transform as Iw I - t 00 in terms of the behavior of I(x) as x - t O. Consider a function I(x) == 0 for x < 0, I(x) -# 0 for x > 0, and let I(x) rv Kx CX as x - t O. Also let this be the dominant singularity if a < o. We have
1
00
F(w) Let wx = ~, dx = d~/w; then
=
e
j wx
j(x)dx.
827
MATHEMATICAL APPENDIX j/3
0
ew
a
C
-0
A plane
Fig. A.9. Contour for application of Cauchy's formula.
Now let w
- t 00
and use f(A/W}
f"'.J
K(A/WY~
lim F(w)
t l,
=
w-tOO
to obtain
XJ
A
= w- a -
eP'K__ dA wa + l
l
Hence the asymptotic behavior of F(w) is determined by that of f(x) at x while if f(x) X- I / 2 then F(w) W- I/2. f"'.J
A.8.
roo KAaeI'A. o:
l,
= O. If f(x)
f"'.J
X I/2
then F(w)
f"'.J
w -3/2,
f"'.J
WIENER-HoPF FACTORIZATION
In the solution of Wiener-Hopf integral equations we are often required to factorize a function H(w) of the complex variable w into the sum form H + (w) + H _ (w) or into the product form H + (w)H _ (w) where H + (w) is analytic in the upper half plane and H _(w) is analytic in the lower half plane. When the factorization cannot be done by inspection it can often be carried out using Cauchy's formula.
Sum Factorization Let H(w) be analytic within and on the contour C shown in Fig. A.9. Then H(w)
~1
=
H(A) 21r} c A - w
o:
Now assume that H(A) - t 0 as A - t ± 00 for - (J ~ {3 ~ (J so that as we extend C to integral from the ends of the contour vanish. We will then obtain _ _l_jOO-jU H(A)
H(w) - 2 . 1r}
-oo-ju
'\
1\ -
W
dA
__l_jOO+jU H(A)
2 . 1r}
-oo+ju
'\
1\ -
W
± 00 the contributions to the
dA
where in the second integral we have reversed the direction of integration. The first integral has its contour below the pole at A = wand is therefore analytic for all w with 1mw > - (J, i.e., in the upper half plane. It represents H +(w). Similarly, the second integral represents H _(w) since it is analytic in the lower half plane. Thus we have 1
H+(w) = -2. 1r}
1
H_(w)=21r' }
J
jU
OO -
-oo-ju
J
OO
+
jU
-oo+ju
H(A)
-,\-dA 1\ -
W
H(A) A_W d A.
FIELD THEORY OF GUIDED WAVES
828 Example
Consider the function
We need to associate the term e j wb with H + since this decays in the upper half plane, while e - jwb will grow in the upper half plane. We also need to include the pole at w == - ja with H + and that at w == ja with H _. By using the factorization formulas derived above we get
H+(w)
I jOO-jU
== - .
21rJ
-oo-ju
eI)."b _ e- j Ab 2j()..?
+ a 2 )( A -
w)
dr;
The integral with the factor e j Ab can be closed in the upper half plane, while that with the factor e -jAb can be closed in the lower half plane. The residue evaluation gives e j wb
e -ab
H +(w)
== 2J'(2'ja )(.ja
w)
-
e -ab
+ 2j(w 2 + a 2 ) + 2J'(2'ja )(.ja + w) .
The second term approaches e -ab /2j(2ja)(w - ja) as w ~ ja and hence cancels the first term at the point w == ja. Thus w == i« is not a pole. The only pole is that at w == - ja and e j wb decays in the upper half plane, so clearly H + (w) is analytic in the upper half plane. In a similar way we find that e- j wb
e-ab
H _(w) = ---."....--"....2 2 2j(w
+a
2j(2ja)(w
)
e-ab
+ ja)
2j(2ja)(ja - w) .
Product Factorization If we want to factor H (w) into the product form H + (w)H _ (w) we consider the function In H (w) In H _(w) and use In H(w) in Cauchy's formula. Thus we obtain
== In H + (w) +
I jOO-jU In H('A) ~ -A--dA 1rJ -oo-ju - W
InH+(w)
=
In H - (w)
== -
I jOO+jU In H(A) A _ w . d'A.
21r . J
-oo+ju
We now have
A.9. ASYMPTOTIC EVALUATION OF INTEGRALS BY THE SADDLE-POINT METHOD
The saddle-point method or method of steepest descents is a generalization of Rayleigh's method of stationary phase for the asymptotic evaluation of certain types of integrals that commonly occur in diffraction and radiation problems. A typical integral is
where C is the contour shown in Fig. A.IO. The method consists of deforming the contour C into a steepestdescent contour (SDC) along which e-jkoTCOS(>-O) will be exponentially decreasing at a maximum rate. The major contribution to I will then come from a short portion of the transformed contour along which F can be represented by a simple series expansion and such that the integral can be evaluated term by term. The first term is the dominant one.
MATHEMATICAL APPENDIX
829
n
"2
Fig. A.IO. Contour of integration in complex
~
= (J
+ j'rJ plane.
We will consider two important cases: (I.) F(~) has no singularity in the vicinity of the saddle point, and (II.) F( ~) has a simple pole near the saddle point.
Case I:
F(~)
Is Analytic near the Saddle Point
Let I(~) = -jkor cos(~ - 0). The saddle points are the values of ~ for which df /d~ = O. We have df /d~ = j kor sin (~ - 0) so ~ = 0 is a saddle point. A complex function such as 1 can have no maxima or minima and hence the stationary points are saddle points. Near the saddle point the SDC passes through the saddle point at an angle 1r/4 relative to the (J axis. The SDC is specified by the condition Im[f(~)-1(0)] = O. Thus Im[ - jkor cos«(J-O-j'rJ)+jkor] = jkor[1-cos«(J-O) cosh 'rJ] = O. Along the SDC ef(q,)
=e-
jkor cos(q,-O)
=e-
jkor -kor sin(q-O) sinh 11 •
At this point it is convenient to change variables according to w2
= 2j[cos(~ -
0) - 1]
i.e., w
which gives
Our integral becomes
2
=
2 kor
--[f(~)
- 1(0)],
or
W =
2e
-
j7r /4
.
SIn
(~- 0)
--2-
830
FIELD THEORY OF GUIDED WAVES
where C is the SDC consisting of the real axis in the w = u + jv plane. We now expand F(w)(1 - jw 2/4)-1/2 in a Taylor series about the saddle point w = O. Thus 00
F(w)(I-jw 2/4)-1/2
= L:anw n n=O
where n
an
= '1- ddn [F(w)(1 n. w
- jw 2/4)-1/2]
I
.
w=O
By using the result
J
oo
-00
~ 1) e -korw2/2 W 2n dw = ( - 2 ) n+l/2 r ( n + -1 ) = - 1-·3-·5-..... - -(2n - -- kor
(k or)n+l/2
2
and noting that terms involving odd powers of w integrate to zero, we get
where r is the gamma function. In the above derivation it was assumed that the Taylor series~ansion of F(w)(1 j and F (w) may also j w2 /4) -I /2 could be used for all w. Actually the function has branch points at w = ± 2 have singularities. However, for kor sufficiently large the error made in using this expansion can be shown to be
V-
exponentially small. As an example we have
H~(x) = ~e-jX+j"/4JOO e-x w' /2(1 -
jw? /4)-1/2 dw.
-00
But .
2
(l-jw /4)
6 iw' 3 w . 15w / = 1 + - - - - - j - - + .. · 8 8 16 48·64
4
-1 2
and hence we obtain 2( ) H oX
~
{f
- e -jx+hr/4 1rX
[1 +8xj - -128x 15- + ... -9 - - j.- 48 . 64x 2
2
3
]
which is the standard asymptotic expansion of the Hankel function.
Case II: P(c/» Has a Pole near the Saddle Point In some problems F(c/» may have a pole very close to the saddle point; in addition, the parameters involved in the problem may be such that the pole can be made to coincide with the saddle point. In the w plane it is therefore of interest to consider the case when F(w) has a pole at Wo and Wo lies very close to the saddle point at w == O. If we write F(w)
VI - jw /4 2
--;.==F==(==w==)====
Vl-jw 2/4
_
R(wo)
_1_
Vl-jw~/4 w -wo
where R(wo) == lim (w - wo)F(w) W----'Wo
+
R(wo)
_1_
Vl-jw~/4 w -wo
MATHEMATICAL APPENDIX
in
831
Y
jv
SOC'
SOC
I
I I
I ----~--~-~-~~-~u
Wo
•
may be here also
Fig. A.ll. Illustration of a contour mapping from the 4> plane into the w plane.
is the residue of F (w) at the pole wo, then
F(w)
F 1 (w) == ---;====== -jw 2 /4
VI
R(wo)
(w - wo)Vl -
jW~/4
is analytic at Wo. The asymptotic evaluation of
may be carried out according to the method outlined under Case I. The original integral I is thus split into two parts,
I == II +12 where 12 =
R(
) Wo
VI - jW~/4
e-
jk or+b r/4
!
(X)
e -k
-(X)
orw
w-
2/2
dw.
Wo
The integral
I p ==
!
(X)
-(X)
e -korw 2 /2 w -WO
dw
involved in 12 can be evaluated exactly in terms of the error function or its complement. The original contour C and the SDC in the 4> plane and the mapping of the SDC onto the w plane are illustrated in Fig. A.ll. The contour C may or may not cross the SDC depending on the value of 8. In the 4> plane we show a SDC labeled SDC' corresponding to the saddle point 8'. The contour C' in the w plane is then the contour C since the mapping w == 2e-b r/ 4 sin(4) -8)/2 depends on 8. Initially we will assume that the point Wo is not crossed in deforming C into the SDC. Then if 1m Wo > 0 we have
Ip
= j xe -korw~/2
[1 + erf (j
/¥wo) ]
832
FIELD THEORY OF GUIDED WAVES jv
jv
... u
--~---~~--~-...,..~----.,
Fig. A.I2. Deformation of contour C' into the steepest-descent contour showing the capture of a pole at WOo where the error function erf(x) is given by erf(x)
For 1m Wo < 0 we have Ip
=
21
= ..ji
X
e:' 2 dt .
[-I (j .j¥w _j1fe-korw~/2 (j .j¥w
j1fe-korw~/2
=
0
+ erf
erfc
o)
21
where erfc(x)
= 1-
erf(x)
o) ]
= ..ji
x
00
t
e- 2 dt
is the complement of the error function. When 1m Wo = 0 the Cauchy principal value is taken to give Ip
= j xe -korw~/2 erf
(j.j¥w
o) .
Consider now what happens if Wo is located such that C' crosses Wo when it is deformed into the SDC. If 1m Wo > 0 initially, then when C' crosses Wo we must add a term - 2j7re -korw~/2 to I p (see Fig. A.I2 and note that the integral around Wo is in a clockwise direction). If 1m Wo < 0, then we must add the negative of the above term to I p since the integration around Wo will now be in the positive sense. For the original integral along C we now have the following results: (1)
when 1m Wo > 0 and the pole is not crossed in deforming C, or when 1m Wo < 0 and the pole is crossed in deforming C. The constant A is given by A =
(2)
R(wo)
JI - j
W
5/4
e-jkor+br/4.
MATHEMATICAL APPENDIX 1m Wo
< 0 and C not
833
> 0 and C crossing the
crossing the pole, or 1m Wo
pole when it is deformed into the SOC.
Im w., =
(3)
o.
Note that we may express I p in the form
Ip =
J
oo e-korw2/2 - e-korw~/2 w -
-00
The first integral is analytic at
Wo
Wo
dw
2JOO
+e-korwo/2
-00
dw
---. W -
Wo
and equal to
while the second integral has the value
!-co ~= 00
W -Wo
{
jx,
Imwo
>0
0
Im wn
=0
Im wn
<0
'.
-J7r,
and accounts for the discontinuous behavior of I p as a function of wo.
Method of Stationary Phase The method of stationary phase for finding the asymptotic values of integrals is closely related to the method of steepest descents. To explore this relationship consider the behavior of f (cP) in the vicinity of a saddle point as described in Section 11.8 in terms of the function fl + jf2 = f(cP) - f(8). The contours fl = Const. are orthogonal to the contours I: = Const. because of the Cauchy-Riemann equations
or, 8u
8f2
a:q
and
The function I, is positive in the quadrants -7r/2 < w < 0 and 7r/2 < W < 7r and negative in the remaining quadrants. Also, f 1 increases in magnitude away from the saddle point and hence rises in value in the quadrants - 7r /2 to 0 and 7r/2 to 7r and falls in algebraic value in the other two quadrants as shown in Fig. 11.24. There is a steepest-descent path through the saddle point along which fl increases negatively as rapidly as possible. Along this path the contours f 1 = const. are cut at right angles so the path has the direction of
and coincides with an f 2 = Const. contour. If the contour C can be deformed into a steepest-descent contour it is clear that ej(q,) decreases rapidly in value along this path. Exactly the same reasoning can be applied to the function f 2. Thus the paths of steepest ascent and descent for f 2 occur along the lines given by
which lie along the contours fl = Const. The latter paths are located at an angle of 7r/4 with respect to the steepestascent or steepest-descent paths for fl. Along a steepest-descent path for f2 our integral would become
1=1
SDC for
F(cP)e- j j I:
" /
/2 do,
834
FIELD THEORY OF GUIDED WAVES
The argument can now be made that because of the rapid variation in phase of the integrand the major contribution to the integral comes from a small region near the saddle point. However, this argument can be replaced by a different one; that is, it can be shown that the contour for the above integral can be deformed into a steepest-descent contour for il instead of i2 and the value of the integral can be justified on the basis that it agrees with what is obtained by integrating along the SDC for II. Thus the method of stationary phase can be justified in terms of the more intuitively clear arguments used in the standard method of steepest descents by shifting the contour of integration. In deforming these contours any contributions from residues of poles swept across must be properly added on. Also the paths at infinity connecting the deformed contours must be considered. Usually these do not give a contribution. The contour yielding the maximum rate of change of phase is given exactly by Re [/(» - 1(0)]
=0
for all values of >.
A.IO.
SPECIAL FUNCTIONS
1. BesselFunctions The two independent solutions of Bessel's differential equation are the Bessel and Neumann functions JII(x) and
Y II(x). These have the series expansions
_I: OO
In(x) -
m=O Yn(x)
=~ 1r
(-1)m(x /2)n+2m )' m.'( n+m.
("I + In ~) In(x) _ ! " (n - m -1)! (~)n-2m 2 1rL...J m! x n-I
m=O
1 00 (_1)m (x /2)n+2m ( 1 1 1 1 1 1 ) --""' 1+-+-+···+-+1+-+-+···+--
1rL...J m=O
m!(n +m)!
23m
"I
2
3
when the order v is an integer n. is Euler's constant and equals 0.5772. Two related functions are the Hankel functions of the first and second kinds given by
When x
H~(x)
= In(x) + jYn(x)
H~(x)
= In(x)
- jYn(x).
= j Y we obtain the modified Bessel functions
Recurrence Relations:
where Z; is any Bessel function or linear combination of Bessel functions. 2n - In(Y)
= In-I (y)
- I n+1 (y)
2n -Kn(y)
= Kn+l(y)
-Kn-I(y)
Y
y
n +m
835
MATHEMATICAL APPENDIX Differentiation Formulas:
z~(x)
=
-z 1 (x)
yI~(y) = nl n(y)
+ yI n+l (y) =
yK~(y) = nKn(y) - yKn+1(y)
I~(y)
= II (y)
K~(y)
=
-nI n(y)
=
+ yI n-l (y)
-nKn(y) - yKn-1(y)
-K 1 (y)
Small-Argument Approximations:
J (x) n
Yo(x)
1 (X)n n! 2
rv -
~ ~ (r -l-In i)
Yn(X)~
- (n:l)!
In(y)
1 (y)n n! 2
rv -
Ko(Y)
~
K (y)
rv
n
ur
-
(r +ln~)
(n - I)!
2
(~) n y
Large-Argument Approximations:
In(x)
rv
Y n(x)
rv
{fx ( {fx .(
'Tr - -
n'Tr)
-
cos
X -
-
SIn
x - -'Tr - -n'Tr) 4 2
'TrX
1I"X
4
-
2
Wronskian Relations: J n(X)Y~(x) - J~(x)Y n(x)
2 = -'TrX
I n(y)K ~ (y) - I ~ (y)K n(y)
=-y
1
All of the above formulas are also valid when n is a noninteger v , in which case when n! occurs in a formula it is replaced by I'(v + 1).
836
FIELD THEORY OF GUIDED WAVES
Analytic Continuation: J p(ze}m7r)
= e}pm7rJ p(z)
H~(ze}7r) = -e-} P7rH;(z)
H;(ze-}7r)
= -e}P7rH~(z)
J -n(Z)
= (-l)nJn(z)
Y -n(Z)
= (_I)ny n(Z)
H~p(Z)
= e}P7fH~(z)
H~p(Z)
= e-} P7fH;(z)
2. Spherical Bessel Functions Let Z p (x) be any Bessel or modified Bessel function; then the corresponding spherical Bessel or modified Bessel function z, (x) is given by
Recurrence Relations and Differentiation Formulas: Zp-I(X) +Zp+I(X)
=
2v + 1
-x-Zp(x)
In the above Zp is j p, Y p, h ~,2, or any linear combination of these functions. Series Expansions:
jn(X)
=~
[Pn+l/2(X) cos
(x - n; I'll") - Qn+I/2 (x) sin (x _n; I'll")]
. ( x - -2n + 11r ) Yn(x) = 1 [ P n+ I / 2(x ) SIn
X
where
P
x -1 n+I/2( ) -
Q n+I/2
_ n(n 2 -1)(n +2) 222!x2
+
+ Qn+I/2 (x)
n + 11r )] cos ( X - -2-
2 2 2 n(n -1)(n -4)(n -9)(n +4) 244!x4
2 2 (x) _ n(n + 1) _ n(n -1)(n -4)(n 2. l!x 233!x3
+ 3) + ... •
Wronskian Relations:
jp(x)y~(x) - j~(x)yp(x) = ~ x
jp(x)[h;(x)]' -
j~(x)h;(x) = -
j2
X
3. Legendre Functions In the following formulas the argument is u. The first few polynomials are:
Po
=1
PI
=U 2
3u -1
P2 = -2P3 = 5u
S
:2 3u
P~
= (1 -
u2 ) 1/ 2
P~
P~
= 3u(1
- U2)1/2
P~ = 15(1 - U 2)1/2
P~ =3(I-u 2 ) P1 =
~(5U2 ~ I)(l -
U2)1/2
=
15u(1 - U 2)1/2
MATHEMATICAL APPENDIX
837
Special Values when nand m Are Integers: P':(u)
= 0,
P~+2s+1 (0)
=0
m >n
pm 0 _ (-1)S(2m + 2s)! m+2s( ) - 2m+2ss!(m + I)! Differentiation Formulas:
uP~ -P~-1 = nPn P~+1 -P~-1 = (2n + l)Pn P~+1 - uP~ (u 2 -1)P~
= (n + I)Pn = nuh; -
nP n-1
m_ _ 2 m/2d mPn(u) _ (1 - u 2)m/2 d m+n(u 2 - 1)n P n - (1 u) dum 2nn! du m+n 2 dP': m m m m (l-u) du =(n+l)uPn -(n -m+l)P n+1 =(n+m)P n- 1 -nuP n
Recurrence Formulas: (n - m
+ I)P':+1 = (2n + l)uP':
- (n
P:- 1 = uP': - (n - m P':+1 (1 -
U
(1 - U2)1/2p,:+1
(I_U2)1/2pm n
+ 1)(1 -
+ m + l)uP':
= 2muP': =
- (n
U2)1/2p,:-1
- U2)1/2 p,:-1
= uP': + (n + m)(1
2)1/2p ,: +1 = (n
+ m)P:- 1
+ I)P':+1
- (n - m
+ m)(n
- m
+ 1)(1 -
U2)1/2p,:-1
_1_(pm+l _pm+l) 2n + 1 n+l n-l
Integrals:
J J
l p m pm()d 2 (n+m)!t n (u) s U U = 2n + 1 (n _ m)! uns
-1
l
P':(U)P~(U) d
-1
1 - U2
_ ~ (n + m)! 0 U - m (n - m)! ms
A.ll. VECTOR ANALYSIS foRMULAS
Rectangular Coordinates Ul
8 V' = ax 8x V'.F = 8F x
8x
=X
8
8
+ ay 8y + az 8z
+ 8F y + 8F z 8y
8z
U2
=Y
U3
=Z
838
FIELD THEORY OF GUIDED WAVES
\7 X F
=ax
(OF Z oy
OFy OZ
_
+a (OF x
)
oz
y
OFz ox
_
)
+a (OF y
ox
z
_
OFX) oy
2 02~ 02~ 02~ \7~=-+-+2
OX
Oy2
OZ2
Cylindrical Coordinates = r
Ul
o~
lo~
= ct>
U2
U3
=
Z
O~
\7~ =a, or +act>r oct> +az OZ
1 0 1 of ct> or, \7-F = --(rF,) + - - + -
r or
\7 X F = a,
\72~
=
r oct>
(!r oFoct>
OZ
z _ OFct»
!~ (rO~) r or
+ act> (OF, _ OFz ) +a
OZ
or
+
OZ
~ 02~
+
r 2 Oct>2
or
z
[!r o(rFct» _!r OF,] or oct>
02~ OZ2
Spherical Coordinates = r
Ul
U2
= 0
U3
= ct>
hI = 1 h i = r h 3 = r sin 0 o~
\7 ~ = a, or + ao
act> r1 00 + r sin 0 oct> o~
o~
1 0 2 1 0 . 1 8F ct> \7-F = 28-(r F,) + -'-0 80 (sin OFo) + - .-0 -8'+'
r
r
r SIn
r SIn
0/
[ -(F 0 . 0) - of 0 ] ct> SIn - 0 ] + -ao [ - .1- 8F - r - -(rF ct» r SIn 0 80 8ct> r SIn 0 oct> Br
\7 X F = -a,.act> +r 2
[0-(rFo)-OF,] 8r
80
1 0 ( r 20~) 1 -0 (. 8~) + 1 -02~ +2sInOr2 8r Dr r sin 0 80 80 r2 sin2 0 8ct>2
\7~=--
Vector Identities \7(~ + If) = \7~ + \7lf
\7-(A +B) = \7-A + \7-B \7 X (A + B) = \7 X A + \7 X B \7( ~lf) = ~ \7lf + If \7
= \7
X A
+
A
\7 x (A x B) = A \7-B - B\7-A + (B- \7)A - (A- \7)B \7(A-B) = (A- \7)B + (B- \7)A + A x (\7 x B) + B x (\7 x A)
\7- \7
839
MATHEMATICAL APPENDIX V·VxA=O
V x V<1>
=0
V x V x A = V(V·A) - V 2 A
JJJ
\7ipdV
= fj ipdS
v
JJJ
S
\7·AdV
= fjA'dS
v
ffl II II
S
\7 X AdV = fj n X AdS
v
S
n X \7ipdS
=
fe
\7 X A·dS
=
f
S
S
ipdl
A . dI
c
REFERENCES AND BIBLIOGRAPHY
Vector and Dyadic Analysis [A.l] L. Brand, Vector and Tensor Analysis. New York, NY: John Wiley & Sons, Inc., 1947. [A.2] P. M. Morse and H. Feshbach, Methods of Theoretical Physics, part I. New York, NY: McGraw-Hill Book Company, Inc., 1953. [A.3] B. Spain, Tensor Calculus, University Mathematical Texts. New York, NY: Interscience Publishers, Inc., 1953.
Matrices [A.4] E. A. Guillemin, The Mathematics of Circuit Analysis. New York, NY: John Wiley & Sons, Inc., 1949. [A.5] A. C. Aitken, Determinants and Matrices, University Mathematical Texts. New York, NY: Interscience Publishers, Inc., 1948.
Calculus of Variations [A.6] R. Weinstock, Calculus of Variations. New York, NY: McGraw-Hill Book Company, Inc., 1952. [A.7] R. Courant and D. Hilbert, Methods of Mathematical Physics, English ed. New York, NY: Interscience Publishers, Inc., 1953.
Infinite Products and Gamma Functions [A.8] E. T. Copson, Theory of Functions of a Complex Variable. New York, NY: Oxford University Press, 1935. [A.9] E. C. Titchmarsh, Theory of Functions, 2nd ed. New York, NY: Oxford University Press, 1939. (See also [A.2].)
Summation of Fourier Series [A.I0] L. A. Pipes, "The summation of Fourier series by operational methods," J. Appl. Phys., vol. 21, pp. 298-301, Apr. 1950. [A.ll] A. D. Wheelon, "On the summation of infinite series in closed form," J. Appl. Phys., vol. 25, pp. 113-118, Jan. 1954. [A.12] G. G. Macfarlane, "The application of Mellin transforms to the summation of slowly convergent series," Phil. Mag., vol. 40, pp. 188-197, Feb. 1949. See also [A.2] and [A.7, sect. 3.3 and probs. 26-28 at the end of sect. 13.96].) [A.13] L. B. W. Jolley, Summation of Series. New York, NY: Dover Publications, 1961.
Name Index Page numbers for entries that appear in a footnote are in italics Adams, A. T., 599 Aitken, A. C., 839 Alexopoulos, N. G., 299, 324 Al-Hakkak, M. J., 538 Allison, J., 341,402 Angkaew, T., 468 Arvas, E., 538 Attwood, S. S., 745 Augustin, E. P., 497, 537 Ayers, W. P., 468 Ayres, W. P., 216, 241 Azizur Rahman, B. M., 467 Bach Anderson, J., 51 Bahl, I. J., 299, 324 Baker, B. B., 20, 39, 51 Baldwin, G. L., 692 Banos, A., Jr., 231, 242 Barlow, H. (E.) M., 356,402,745,746 Barone, S., 725, 745 Barrow, W. L., 403 Bates, R. H. T., 442, 463, 468 Beck, A. H. W., 641 Bennett, H. S., 783 Benson, F. A., 341,402 Berk, A. D., 404, 468 Berz, F., 692 Bethe, H. A., 471, 499,537 Bevensee, R. M., 641 Bobrovnikov, M. S., 51 Bolinder, E. F., 241 Booker, H. G., 51, 241 Borgnis, F., 599 Bouwkamp, C. J., 51 Bowman, F., 180,241 Brand, L., 839 Brebbia, C. A., 469 Brekhovskikh, L. M., 231, 242 Bressan, M., 404 Brews, J. R., 318, 323 Brick, D. B., 746 Bridges, W. B., 468 Brillouin, L., 231, 242, 641, 692 Brooke, G. H., 28, 51 Brown, J., 598, 627, 636, 641, 716, 745, 746, 766, 777, 782 Budden, K. G., 231, 242 840
Bunkin, F. V., 231, 236, 242 Butcher, P. N., 403 Butterweck, H. J., 403 Button, K. J., 468
Cairo, L., 403 Carlson, J. F., 692 Carson, J. R., 52,403 Cerillo, M., 539 Chambers, L. G., 468 Chandler, C. H., 721, 745 Chang, D. C., 324 Chen, C. H., 468 Cheng, D. H. S., 231, 242 Cheng, D. K., 538 Chew, W. C., 446, 469 Chow, K. K., 469 Chow, Y. L., 599 Chrisholm, R. M., 323 Chu, E. L., 641 Chu, L. J., 48,51 Churchill, R. V., 280, 323, 535, 538 Clarricoats, P. (1. B.), 454, 468, 469 Clemmow, P. C., 742, 746 Cohn, G. I., 539 Cohn, S. B., 323, 503, 537, 538, 755, 777, 782 Collin, R. E., 101, 114, 162,241,305,323,324,376, 402,403,404,449,455,462,464,465,468, 469,470,508,531,537,538,598,693,774, 782,783 Conciauro, G., 404 Copson, E. T., 20, 39, 51, 678, 692, 839 Corkum, R. W., 782 Cotte, M., 539 Courant, R., 162, 839 Courtois, L., 461, 469 Cullen, A. L., 442, 468,745,746 Dahlman, B. A., 323 Das, B. N., 496,538 Davies, J. B., 398, 402, 467, 469 Debye, P., 721, 745 Deshpande, M. D., 496,538 De Smedt, R., 51 Dicke, R. H., 241, 403 Dormann, J. L., 461, 469 Dudley, D. G., 162
841
NAME INDEX DuHamel, R. H., 746 Duncan, J. W., 746 Dworsky, L. N., 323 Effemey, E. G., 356,402 Eggimann, W., 774, 782 E/ectromagnetics, 148, 161 Elliott, R. S., 539, 708, 745 Elsasser, W. M., 721, 723, 745 EI-Sherbiny, A. M. A., 681, 693 Emde, F., 268, 323, 493, 506, 537 English, W. J., 468,599 Erdelyi, A., 744, 745 Estrin, G., 782 Feenberg, E., 373, 402 Felsen, L. B., 51, 72, 87, 162, 224, 241, 418, 468, 538,746 Fernandez, F. A., 398,402 Fernando, W. M. G., 746 Feshbach, H., 52, 161, 267, 323, 664, 693, 839 Forrer, M. P., 537, 538 Freeman, J. J., 403 Friedman, B., 141, 157, 162,746 Fujiki, Y., 324 Gallet, I. N. L., 442, 463, 468 Gardiol, F. E., 468 Garg, R., 299,324 Gastine, M., 461, 469 Gelejs, J., 231, 242 Ginzburg, V. L., 51, 231, 242 Ginzton, E. L., 373,402 Glisson, A. W., 470 Goell, J. E., 442, 468 Goubau, G., 404,718,720,723,745 Gouray, B. S., 51 Green, H. E., 323 Gruenberg, H., 692 Guillemin, E. A., 736; 745, 839 Gupta, K. C., 299, 324 Gustincic, J. J., 342,402 Hancock, H., 267, 323 Hansen, R. C., 708, 745 Hansen, W. W., 103, 162,641 Harms, F., 719, 745 Harnwell, G. P., 211,241 Harrington, R. F., 51, 52, 55, 140, 147, 148, 162, 402, 532, 538 Hayashi, Y., 299, 324 Hayata, K., 446, 467, 468 Hayt, W. H., Jr., 323 Heins, A. E., 23, 24, 51, 692, 693 Helgesson, A. L., 468 Higgins, T. J., 403,782 Hilbert, D., 162, 839
Hines, C. 0., 231, 242 Hogan, C. L., 211,219,241 Hondros, D., 721, 745 Hoshiba, M., 468 Hoshino, N., 469 Hougardy, R. W., 708, 745 Howard, H. T., 497,537 Howard, Q., 162 Howes, J., 775, 782 Hurd, R. A., 51,692,705,708,745 Ilarionov, Yu. A., 454, 469 Infeld, L., 538 Itoh, T., 299, 324, 469 Jackson, J. D., 50 Jackson, L. A., 442, 468 Jackson, W., 766, 782 Jahnke, E., 268, 323, 493, 506, 537 James, J., 470 James, J. R., 442, 463, 468 Jamieson, H. W., 599 Jansen, R. H., 299, 305, 324 Jarem, J. M., 482, 538 Johnson, W. A., 162 Jolley, L. B. W., 839 Jones, D. S., 24, 50, 51, 143, 161, 403 Joos, G., 241 Jordan, E. C., 236, 242 Kahan, T., 403 Kajfez, D., 470 Kales, M. L., 468 Kaprielian, Z. A., 783 Karbowiak, A. E., 403,539,745 Karp, S. N., 51, 645, 692, 693 Kellogg, O. D., 52 Kerr, D. E., 17,51 Kharadly, M. M. Z., 28, 51, 766, 782 Kiely, D. G., 721, 745 King, D. D., 745 King, R. W. P., 323, 537 Kisliuk, M., 404 Kitazawa, T., 299, 324 Kittel, C., 211,241 K~ber, H., 323 Kock, W. E., 749, 782 Kogelnik, H., 236, 242 Kolettis, N., 775, 777, 782, 783 Kong, J. A., 7, 52, 231, 242 Konishi, Y., 469 Koshiba, M., 446, 467 Kretch, B. E., 305, 324 Krowne, C. M., 299, 324 Ksienski, D. (A.), 449, 454, 455, 464, 465, 467, 469 Kuester, E. (F.), 324 Kuhn, S., 403
842
FIELD THEORY OF GUIDED WAVES
Kumagai, N., 403, 468 Kurokawa, K., 403, 404
Otto, D. V., 538 Ozkan, 0.,442,468
Landau, L. D., 17,50 Lax, B., 468 Lee, J. K., 231, 242 Lee, S. W., 693 Leviaton, Y., 532, 538, 599 Levine, H., 97, 162,692 Levy, R., 538, 539 Lewin, L., 538, 598, 599, 783 Liang, C. H., 538 Lien, C.-D., 468 Lifshitz, E. M., 17,50 Lines, A. W., 641 Li, P. G., 599 Love, A. E. H., 51 Lucke, W. S., 708, 745
Paley, R. E. A. C., 645, 692 Panieali, A. R., 17,52 Panofsky, W. K. H., 50 Pantie, Z., 323 Papadopoulos, V. M., 342,402,692 Papas, C., 599 Park, D., 323 Pathak, P. H., 52 Pearson, J. D., 692 Perini, J., 599 Philippou, G. Y., 398,402 Phillips, M., 50 Pierce, J. R., 637, 641 Pincherie, L., 467 Pipes, L. A., 839 Polder, D., 211, 241 Purcell, E. M., 241, 403
McDonald, N. A., 532, 538 MacFarlane, G. G., 599, 839 McLachlan, N. W., 180,241 MacPhie, R. H., 599 Marcuvitz, N., 51, 72, 87, 162, 231, 241, 403, 418, 468, 538, 598, 599, 718, 745, 746, 777, 782 Marin, L., 148, 162 Matsuhara, M., 468 Mautz, J. R., 55, 147, 148, 162, 532, 538 Mead, S. P., 403 Meecham, W. C., 236, 242 Meixner, J., 51 Melchor, J. L., 216, 241 Mikaelyan, A. L., 782 Miles, J. W., 598 Millar, R. F., 442, 463, 468 Miller, S. E., 356,402 Mittra, R., 299, 323, 324, 538, 693 Miyazaki, M., 469 Montgomery, C. G., 241, 403,523,539 Montgomery, J. P., 599 Moore, R. K., 323 Morich, M. A., 321, 322, 324 Morishita, K., 403 Morita, N., 469 Morse, P. M., 52, 161,267,323, 664, 693, 839 Motz, H., 538, 598 Nasir, M. A., 469 Neugebauer, H. E. J., 783 Nicoli, G. R., 641 Nielson, E. D., 599 Noble, B., 693 Oberhettinger, F., 742, 745 Ohkawa, S., 469 Oliner, A. A., 599 Omar, A. S., 454, 467,684,692
Radio Science, 236, 242 Rahman, B. M. A., 469 Rahmat-Samii, Y., 404,538 Ramo, S., 2, 50, 241, 402 Rayleigh, Lord, 52, 403 Regan, G. L., 483, 538 Reynold, D. K., 708, 745 Rieh, G. J., 746 Richtmyer, R. D., 460, 469 Roe, G. M., 403 Rothschild, S., 462, 470 Rotman, W., 708, 745 Rozenfeld, P., 404 Rudokas, R., 469 Rytov, S. M., 231, 242 Saad, S. M., 468 Safavi-Naini, R., 599 Sancer, M. (I.), 142, 149, 161, 162 Saxon, D. S., 547, 572, 598 Schelkunoff, S. A., 2, 51, 241, 403 Schilling, H. W., 693 Schlesinger, S. P., 745 Schiinemann, K. (F.), 454, 467, 684, 692 Schweig, E., 468 Schwinger, J., 51,97, 162,547,572,598,692 Senior, T. B. A., 39,43,52 Sensiper, S., 87, 134, 162,625,637,640 Shigesawa, H., 463, 469 Siegel, S., 162 Silver, S., 23, 24, 51 Silvester, P., 323 Slater, J. C., 641 Smorgonskiy, V. Ya., 454, 469 Smythe, W. R., 50 Solbach, K., 442, 468
843
NAME INDEX
Solodukhov, V. V., 51 Sommerfield, A., 162 Soohoo, R. F., 468 Soria, R. M., 373,403 Southworth, G., 402, 403 Spain, B., 839 Stakgold, I., 157, 162 Stevenson, A. F., 538 Stratton, J. A., 20, 48, 50, 51, 58, 161, 241, 253, 323, 342, 402, 504, 537, 701, 718, 745 Stuetzer, O. M., 782 Su, C. C., 469 Suhl, H., 468 Suzuki, M., 324,446,467,468 Swift, W. B., 782 Synge, J. L., 538
Tables oj Chebyshev Polynomials, 574, 598 Tai, C. T., 17,21,52, 107, 119, 129, 162,403,404, 725,745 Takiyama, K., 463, 469 Titchmarsh, E. C., 72, 162, 839 Tonning, A., 51 Tsandoulas, G. N., 454, 468, 469 Tsuji, M., 463, 469 Uller, K., 697, 744 Utsumi, Y., 469 Vailancourt, R. M., 468 Vajnshtejn, L. A., 692, 745 Valasek, J., 241 Van Bladel, J. G., 17, 50, 51, 101, 162, 463, 469, 538 van der Waerden, B. L., 742, 746 Van Duzer, T., 2, 50, 402 Van Trier, A. A. Th. M., 468 Vartanian, P. H., 216, 241, 468 Varvatsis, A. D., 149, 162
Verplanken, M., 469 Villeneuve, A. T., 52, 467 Wait, J. R., 134, 162, 231, 242, 746 Waldron, R. A., 454, 469 Walker, L. R., 468 Walker, S., 469 Wang, J. J. H., 599 Watkins, D. A., 640, 641 Webster, A. G., 161 Weinstein, L. A., 693 Weinstock, R., 839 Weissfloch, A., 373, 402 Welch, W. J., 52 Wexler, A., 599 Wheeler, H. A., 299, 323 Wheelon, A. D., 839 Whinnery, J. (R.), 2, 50, 241, 402,599 Whitehead, E. A. N., 692, 775, 782 Whitmer, R. M., 725, 745 Wieher, E. R., 782 Wiener, N., 645, 692 Williamson, A. G., 538 Williams, W. E., 51, 692, 746 Wilson PearsOll,-L., 162 Wolff, 1.,442,468 Woodward, A. M., 641 Wu, S. C., 599 Yaghijian, A. D., 101, 148, 162 Yamashita, E., 299, 323 Yashiro, K., 469 Yee, H. Y., 469 Young, F. J., 468 Zamaraeva, V. P., 51 Zenneck, J., 697, 744 Zucker, F. J., 718, 745
Subject Index ABeD matrix, 190, 192 Addition, vector algebra, 787 Adjoint matrix, 803 Admittance matrix, 190-192 Air-dielectric interface, reflection coefficient at, 196 Ampere's circuital law, 2 Analytic continuation, Bessel functions, 836 Anisotropic media, 7, 186 plane waves in, 202-211 point source radiation in, 236-241 Antenna loop, 483-499 probe, 471-483 Aperture coupling, 499-523 dipole moments of elliptic apertures, 504-508 general remarks on, 531-533 radiation reaction fields, 508-511 in rectangular guides, 511-523 two-dimensional lattice for, 761-763 Artificial dielectrics, 749-786 analysis, approaches to, 750-751 definition, 749 electrostatic approach, 754-755 interaction constants, 756-763 Poisson's summation formula, 759-760 for two-dimensional lattices, 760-761 two-dimensional lattice for waveguide aperture coupling, 761-763 Lorentz theory, 751-754 sphere-/disk-type artificial dielectrics, 763-766 structures used for, 750 transmission-line approach for a disk medium, 766-774 two-dimensional strip medium, 774-782 Asymmetrical dielectric-slab-loaded rectangular guide, 413 Attenuation in waveguides, 340-349 Auxiliary potential functions, 30-34
Babinet's principle, 39-43 Bessel functions, 834 analytic continuation, 836 differentiation formulas, 835 large-argument approximations, 835 recurrence relations, 834 small-argument approximations, 835 spherical, 836 Wronskian relations, 835-836 See also Spherical Bessel functions 844
Bessel's differential equation, 87-88 Bessel's equation of order, 180 Bifilar helix, 637 Bifurcated parallel-plate waveguide, 681-696 analytic solution of function equations, 687-692 edge conditions, 687 LSE modes, 686-687 LSM modes, 684-686 Bi-isotropic/bi-anisotropic materials, 7 Boundary conditions, in source regions, 17-23 Boundary-element method, dielectric waveguides, 441-442,446-448 Boundary-value problems reduced, 666 solution of, 66-72, 92, 656-662 Branch cuts, 728-732 Brewster angle, 196, 697, 699 Broadband rectangular to circular waveguide probe coupling system, 496 Calculus of variations, 806-807 constraints, 807 Capacitive diaphragms, 569-578 in rectangular waveguides, 576-578 symmetrical, 576 Capacitive-loaded parallel-plate transmission line, 671-673 Capacitively loaded rectangular waveguides, 621-627 Cauchy integral formula, 821-823 Cavities, 377-402 cavity eigenvalues, variational formulation for, 395-400 cavity with lossy walls, 387-395 mode expansion of Maxwell's equations, 392-395 cavity perturbation theory, 400-402 definition, 377-378 electric field expansion, 382-386 excitation of, 471-545 magnetic field expansion, 386-387 Cavity coupling, 523-531 end excited cavity, 523-526 two-port cavity, 526-531 Cavity perturbation theory, 400-402 Cayley-Hamilton's theorem, 805 Channel guide, 442 Characteristic impedance in periodic structures, 613-615 in transmission lines, 259-263 by conformal mapping, 259-263
845
SUBJECT INDEX by variational methods, 273-279, 373-379 Schwarz-Christoffel transformation, 263-273 strip line determined by variational methods, 279-285 Circular cylindrical waveguides, 354-356 empty, properties of modes in, 357 Circular dielectric rod, circular symmetric modes on, 448-454 Circular disks, tetragonal array of, 765-766 Circular inductive post, 591-594 Circular-polarized waves, 177 Circular rod, with cladding, 441-442 Clausius- Mossotti theory, 773-775 Coaxial loop antenna, See Loop antenna Coaxial probe antenna, See Probe antenna Conducting plane with thin dielectric coating, surface waves along, 705-708 Conductivity, 8-9 Contour integration, 821 summations by, 814 Contour-integration method, Fourier series summation, 812-817 Contravariant vector, 796 Corrugated plane, surface waves along, 708-712 Coulomb gauge, 109-114 Coupled microstrip lines, potential theory for, 319-322 Creeping wave solution, 131 Curl, in orthogonal curvilinear coordinates, 796-797 Cylindrical cavity, 378 Cylindrical coordinates, 838 dyadic Green's function expansion in, 121-130 normalization, 122-123 orthogonality, 123-124 Cylindrical dielectric resonators, 463-467 Cylindrical structures, surface waves on, 718-720 Cylindrical transverse electromagnetic waves, 173 Cylindrical waveguides, 330-337 circular, 354-356 general properties of, 330-333 TE modes, 330-332 TM modes, 332-333 Green's functions for, 358-362 orthogonal properties of modes, 333-337 Decay time, metals, 9 Delta function, 45-46, 55, 86 Dielectric corner/wedge, singular behavior at, 26-28 Dielectric ellipsoid, 504 Dielectric materials, applying an electric field to, 6-7 Dielectric resonators, 459-467 box, 459-460 cylindrical, 459, 463-467 sphere, 459 TE modes, 462 TM modes, 462-463 Dielectric-rod surface waveguide, 721-723 Dielectric-sheet discontinuity, 193
equivalent circuit, 196-197 Dielectric sheets, transmission of plane electromagnetic waves through, 192-199 Dielectric-slab-loaded rectangular waveguides, 411-419 application of Rayleigh-Ritz method to, 428-430 LSEmode, 412-415 LSM mode, 415-416 orthogonality of modes, 416-419 Dielectric slabs along bottom wall/side wall of waveguide, 429 surface waves along, 712-718 continuous eigenvalue spectrum, 716-718 TE modes, 715-716 TM modes, 712-715 Dielectric step, equivalent circuit, 433 Dielectric step discontinuity, 430-433 Dielectric waveguides, 441-459 boundary-element method, 441-442, 446-448 circular symmetric modes on dielectric rod, 448-454 finite-difference method, 441 finite-element method, 441, 442, 443-446 shielded rectangular dielectric waveguide, 454-459 Differential formulas, Legendre functions, 837 Differential invariants, 788-789 differential identities, 789 divergence/curl, 788-789 gradiant/directional derivative, 788 Differentiation formulas, Bessel functions, 835 Dipole moments, of elliptic apertures, 504-508 Dirac's three-dimensional delta function, 45-46, 55, 83 Direction cosines (table), 795 Discontinuity interface, reflection/transmission at, 181-184 Disk-type artificial dielectrics, 763-766 Divergence of a vector field, 788-789, 796 in orthogonal curvilinear coordinates, 796-797 Divergence theorem, 2, 789 Domain ~ of the operator, 68, 70 Doubly periodic function, definition, 267 Dyadic algebra, 5-6, 801-803 Dyadic Green's functions alternative representations for, 130-134 for cavities, 329 construction of, 419 eigenfunction expansion of, 103-114, 363-367 and field equivalence principles, 134-139 for layered media, 219-231 modified, 92-99 for primary excitation, 228-231 reciprocity relation for, 102 for waveguides, 356-367 See also Free-space Green's dyadic function Effective dielectric constant, 298 Eigenfunction expansion of dyadic Green's functions, 103-114, 363-367
846 Eigenfunction expansion (continued) vector eigenfunctions in spherical coordinates, 104-109 Eigenfunction expansions, of vector and scalar potentials, 109-114 Eigenfunctions, definition, 61 Eigenvalues definition, 61 minimum characterization of, 422-443 Electric field dyadic Green's function, 96-102 Electric field expansion, cavities, 382-386 Electric field functional, 443-445 Electric field integral equation (EFIE), 139 Electric Hertzian potential, 33-34 Electric permittivity of vacuum, 5 Electric-polarization charge density, 8 Electric susceptibility of a material, 7 Electric type modes, See E modes Electromagnetic cavities, See Cavities Electromagnetic theory, 1-54 auxiliary potential functions, 30-34 boundary conditions/field behavior in source regions, 17-23 electromagnetic energy and power flow, 10-17 stored energy, derivation of expression for, 14-17 variational theorem, 13-14 field equivalence principles, 34-43 field intensity vectors, relationship between flux density vectors and, 5-10 field singularities at edges, 23-28 singular behavior at dielectric comer, 26-28 inhomogeneous Helmholtz equation, 44-49 Lorentz reciprocity theorem, 49-50 Maxwell's equations, 2-5 wave equation, 28-30 See also Field equivalence principles Electrostatic problem function-theoretic method, 653-656 residue-calculus method, 647-653 Wiener-Hoff integral equation, 656-664 Ellipsoids, polarizability of, 764-765 Elliptically polarized waves, 176-177 Elliptic apertures, dipole moments of, 504-508 Elliptic rod, 441-442 Embossed guide, 442 E modes, 329 circular cylindrical waveguides, 354-356 energy, 339-340 orthogonal properties of, 333-337 power, 338-339 in rectangular waveguides, 350 Empty circular cylindrical waveguides, properties of modes in, 357 Empty rectangular waveguides junction between inhomogeneously filled rectangular guide and, 548 properties of modes in, 351
FIELD THEORY OF GUIDED WAYES End-excited cavity, 523-526 equivalent circuit, 523 End-fed probe/loop antennas, 496 Energy transport velocity, 234-236 Evanescent modes, energy in, 339-340 Excitation of surface waves, 725-744 saddle-point method of integration, 734-739, 828-833 Excitation of waveguides/cavities, 471-545 loop antenna, 483-499 probe antenna, 471-483 Faraday rotation, 218-219 Faraday's law, 2 Ferrites definition, 211 electromagnetic-wave-propagation properties of, 211-219 Faraday rotation in, 218-219 spinning electrons in, 213 Field behavior, in source regions, 17-23 Field equations, expressed in equivalent integral form, 3 Field equivalence principles, 34-43 Babinet's principle, 39-43 and dyadic Green's functions, 134-139 Love's field equivalence theorem, 35-37 method of images, 44 Schelkunoff's field equivalence principles, 37-39 Schwarz reflection principle, 43 Field intensity vectors, relationship between flux density vectors and, 5-10 Field orthogonality principles, 723-725 Field singularities at edges, 23-28 singular behavior at dielectric comer, 26-28 Final value theorem, 826-827 Finite-difference method, dielectric waveguides, 441 Finite-element method dielectric waveguides, 441, 442, 443-446 electric field functional, 443-445 magnetic field functional, 445-446 Floquet's theorem, 605-608, 625, 768 Flux intensity vectors, relationship between field density vectors and, 5-10 Foster's reactance theorem, 14 Fourier integral, 2, 105 Fourier series, summation of, 811-821 contour-integration method, 812-817 geometric-series method, 811-812 integral transform methods, 817-820 odd series summation, 820-821 Fourier transform, 86, 91 Fourier transform in complex domain, 821-827 Cauchy integral formula, 821-823 contour integration, 821 final value theorem, 826-827 Jordan's lemma, 823-824
847
SUBJECT INDEX residue theory, 823 Free-precession angular velocity, 212 Free-space Green's dyadic function, 91-92 reciprocity relation for, 102 Fresnel wave-velocity surface, 203 Function-theoretic method, 653-656 Galerkin's method, 288 Gamma function, 650-652 definition, 808 and infinite products, 807-810 Gauss' law, 2, 789 Geometric series, summations by, 813-814 Gradient, in orthogonal curvilinear coordinates, 793-794 Gram-Schmidt orthogonalization procedure, 62 Green's first identity, 12 Green's functions, 55-172 boundary-value problems, solution of, 66-72, 656-662 cylindrical coordinates, expansion in, 121-130 dyadic Green's functions, 124-130 normalization, 122-123 orthogonality, 123-124 distribution theory, 157-161 dyadic Green's functions alternative representations for, 130-134 eigenfunction expansions of, 103-114 and field equivalence principles, 134-139 electric field dyadic Green's function, 96-102 expansion of electric field in spherical modes, 114-121 free-space Green's dyadic function, 91-92 reciprocity relation for, 102 G(x, x'), 63-66
example, 66 method I, 63-64 method II, 64-66 integral equations for scattering, 139-153 for line source in rectangular waveguide, 78-86 modified dyadic Green's functions, 92-96 modified functions, 59-60 multidimensional functions/alternative representations, 72-78, 86-87 as multiple-reflected wave series, 87-91 non-self-adjoint systems, 153-157 for Poisson's equation, 56-59 Sturm- Liouville equation, 61-63 for two-dimensional Laplace's equation, 73-78 for waveguides, 356-367 Green's identities, 789-790 vector forms of, 790 Group velocity, 232-233 Guided waves, early history of, 1-2 Hankel transforms, 86-88, 105, 121-122, 180-181 Helices, types of, 637
Hermitian matrix, 803 Higher-order mode interaction, 627-637 Hmodes, 329 circular cylindrical waveguides, 354-356 energy, 339 orthogonal properties of, 333-337 power, 337-338 in rectangular waveguides, 349-350 Homogeneous material, 7 H-plane bifurcation, 679-681 Images, loop antenna, 488 Impedance matrix, 190-192 Impedance plane, surface waves along, 701-703 Inductive diaphragm, 579-581 Inductive semidiaphragm, in rectangular waveguides, 673-679 Infinite array of parallel metallic plates, 664-671 Infinite Periodic structures, propagation of, 612-625 Infinite products, and gamma function, 807-810 Inhomogeneous Helmholtz equation, 44-49 Inhomogeneously filled waveguides/resonators, 411-470 cross section, 417 Inhomogeneous transmission lines, 297-299 Input reactance, loop antenna, 487-488 Integral invariants and transformations, 789-790 Gauss' law, 789 Green's identities, 789-790 vector forms of, 790 Stokes' theorem, 790 Integrals, Legendre functions, 837 Integral transform methods, Fourier series, 817-820 Integration contour, 648 Interaction constants artificial dielectrics, 756-763 Poisson's summation formula, 759-760 for two-dimensional lattices, 760-761 two-dimensional lattice for waveguide aperture coupling, 761-763 Inverse matrix, 803 Irrotational field, 798 Isotropic materials, 7 Jordan's lemma, 823-824 Kronecker delta, 83, 86,421, 550 Lamellar field, 798 Large-argument approximations, Bessel functions, 835 Larmor frequency, 212 Law of Biot-Savart, 2 Leaky modes, 718, 739-740 Left-circular-polarized waves, 177 Left elliptically polarized waves, 177 Legendre functions, 836-837 differential formulas, 837
848 Legendre functions (continued) integrals, 837 recurrence formulas, 837 Legendre polynomials, 105 Linearly polarized waves, 176 Longitudinal-section electric (LSE) mode, See LSE mode Longitudinal-section magnetic (LSM) mode, See LSM mode Loop antenna, 483-499 arrangement of, 484 coordinate system for, 492 images, 488 input reactance, 487-488 radiated power, 484-487 in xy plane, 489 See also Probe antenna Lorentz reciprocity theorem, 49-50, 186-188, 770 Lorentz static field theory, 751-754 Lossless microwave quadrupoles, properties of, 608-612 Loss tangent of a material, 198 Lossy walls cavity with, 387-395 mode expansion of Maxwell's equations, 392-395 Love's field equivalence theorem, 35-37 LSE modes, 412-415 bifurcated parallel-plate waveguide, 686-687 eigenvalue equation for, 414-415 LSM modes, 415-416 bifurcated parallel-plate waveguide, 684-686 eigenvalue equation for, 416 Maclaurin series expansion, 813 Magnetic field expansion, cavities, 386-387 Magnetic field functional, 445-446 Magnetic Hertzian potential, 32-33 Magnetic modes, See H modes Magnetic permeability of vacuum, 5 Magnetic-polarization charge density, 8 Matrices, 803-806 Cayley-Hamilton's theorem, 805 definitions, 803 matrix eigenvalue problem, 803-805 Sylvester's theorem, 805-806 Maxwell's equations, 2-5 modes, 329 Method of images, 44 Method of stationary phase, asymptotic evaluation of integrals by, 833-834 Method of steepest descents, See Saddle-point method Microstrip lines potential theory for, 305-319 See also Coupled microstrip lines Modified dyadic Green's functions, 92-96 Multilayered media, dyadic Green's functions for, 219-231
FIELD THEORY OF GUIDED WAVES Narrow inductive strip, 588-591 Neumann boundary conditions, 290 Nonhomogeneous material, 7 Non-self-adjoint systems, Green's function for, 63, 70, 153-157 Oblate spheroid, 214 Odd series summation, Fourier series, 820-821 Orthogonal curvilinear coordinates, 790-797 divergence/curl in, 796-797 gradient in, 793-794 line element/fundamental metric, 791-793 scalar fields, properties of, 797-798 transformation of, 790-791 u, coordinates, components of a vector in, 794-796 vector fields, properties of, 798-801 Orthogonal curvilinear coordinate systems definition, 179 transverse electromagnetic waves in, 178-181 Orthogonal matrix, 803 Parallel metallic plates infinite array of, 664-671 transform solution, 666-671 . Parallel-plate waveguide bifurcation, 681-696 analytic solution of function equations, 687-692 edge conditions, 687 LSE modes, 686-687 LSM modes, 684-686 Parallel-polarized incident wave, analysis for, 195-197 Periodic structures, 605-643 capacitively loaded rectangular waveguides, 621-627 characteristic impedance of, 613-615 definition, 605 Floquet's theorem, 605-608 higher-order mode interaction, 627-637 infinite, propagation of, 612-625 lossless microwave quadrupoles, properties of, 608-612 sheath helix, 637-640 terminated, 615-621 Permeable magnetic ellipsoid, 504-505 Phase velocity, 232-233 Planar transmission lines, integral equations for, 286-297 Planck's constant, 211 Plane interface, surface waveguides along, 697-701 Plane of polarization, 176 Plane transverse electromagnetic waves, 173-178 transmission through dielectric sheets, 192-199 Point source radiation, in anisotropic media, 236-241 Poisson's equation, Green's functions for, 56-59, 92 Poisson summation formula, 756, 759-760 Polynomials, Tchebysheff, 574-575 Potential theory, for coupled microstrip lines, 319-322 Probe antenna, 471-483 Galerkin's method of solution, 475-476
SUBJECT INDEX solution for Zin, 476-483 typical arrangement of, 471-472 See also Loop antenna Prolate spheroid, 214 Quality factor electromagnetic cavities, 378 of transmission-line resonator, 298-299 Radiated power, loop antenna, 484-487 Radiation reaction fields, 508-511 Rayleigh-Ritz method, 412, 419-430 application to dielectric-slab-loaded guides, 428-430 dielectric step discontinuity, 430-433 approximate eigenfunctions, 423-426 definition, 419 equations for LSE modes, 427-428 proof of completeness, 426-427 Ray velocity, 235-236 Reciprocal matrix, 803 Rectangular box cavity, 378 Rectangular to circular waveguide coupling system, 496 Rectangular coordinates, 837-838 Rectangular waveguides, 349-354 aperture coupling in, 511-523 capacitive diaphragms in, 576-578, 621-627 coupling of modes in lossy guides, 350-354 dielectric plug in, 413 dielectric-slab-loaded, 411-419 empty, properties of modes in, 351 ferrite slabs in, 433-441 variational formulation, 438-441 Green's function for H no modes in, 358 inductive semidiaphragm in, 673-679 shielded rectangular dielectric waveguide, 454-459 TE or H modes, 349-350 thin inductive diaphragm in, 578-581 TM or E modes, 350 See also Dielectric-slab-loaded rectangular waveguides Recurrence formulas, Legendre functions, 837 Recurrence relations, Bessel functions, 834 Reduced boundary-value problem, 666 Residue-calculus method, 647-653 Residue theory, 823 Resonators, inhomogeneously filled, 411-470 Resonators, dielectric, 459-467 Right-circular-polarized waves, 177 Right elliptically polarized waves, 177 Round wire helix, 637 Saddle-point method, 718, 734-739 asymptotic evaluation of integrals by, 828-833 Scalar potential, 798 Scalar/vector higher order products, 787-788 Scalar/vector products, 787 Scattering, general formulas for, 594-598
849 Scattering matrix, 190-192 Schelkunoffs field equivalence principles, 37-39, 499 Schwarz-Christoffel transformation, 263-273 Schwarz reflection principle, 43, 680 Self-adjoint systems, Green's function for, 63, 70, 155 Sheath helix, 637-640 Shielded rectangular dielectric waveguide, 454-459 Signal velocity, 232-233 Small-argument approximations, Bessel functions, 835 Snell's law of refraction, 194 Sommerfeld-Goubau wave, 719 Source regions, boundary conditions/field behavior in, 17-23 Spectral-domain Galerkin method, 299-305 Spectrum of the Green's function, 72 Sphere-/disk-type artificial dielectrics, 763-766 Spherical Bessel functions, 105, 836 series expansions, 836 Wronskian relations, 836 See also Bessel functions Spherical cavity, 378 Spherical coordinates, 838 Spherical modes, expansion of electric field in, 114-121 Spherical transverse electromagnetic waves, 173 Spinning electrons in ferrites, 213 forced precession of, 213 free precession of, 212 Stokes' theorem, 3, 790, 798 Stopbands, 605, 624 Stored energy, derivation of expression for, 14-17 Sturm-Liouville equation, 55, 61-63, 65, 88, 105 Sturm-Liouville system, 421 Subtraction, vector algebra, 787 Surface waveguides, 697-748 along a conducting plane with thin dielectric coating, 705-708 along a corrugated plane, 708-712 attenuation due to conductor loss, 711-712 along an impedance plane, 701-703 along a plane interface, 697-701 along dielectric slabs, 712-718 continuous eigenvalue spectrum, 716-718 TE modes, 715-716 TM modes, 712-715 on cylindrical structures, 718-720 surface waves along a dielectric rod, 721-723 evaluation of reflected field, 739-744 excitation of surface waves, 725-744 saddle-point method of integration, 734-739 field orthogonality principles, 723-725 Sylvester's theorem, 805-806 Symbolic function, delta function as, 45-46, 55 Symmetrical capacitive diaphragms, 576 See also Capacitive diaphragms Symmetrical matrix, 803
850 Tape helix, 637 Tchebysheff polynomials, 574-575 TE modes, 329 dielectric resonators, 462 in rectangular waveguides, 349-350 TEM waves, See Transverse electromagnetic (TEM) waves Terminated periodic structures, 615-621 TE surface wave, guided by impedance plane, 705 Tetragonal array of circular disks, 765 dielectric constant as function of c/a for, 766 TE waves, See Transverse electric (TE) waves Thick inductive window, 581-588 equivalent circuit for, 582, 585, 586 Thin inductive diaphragm, in rectangular guide, 578-581 Thin inductive post, 591-594 Thomson's theorem, 12 Three-dimensional artificial dielectric medium, 750-752 Three-dimensional Green's functions, 72-78, 86-87 Time-average complex power flow, 10-11 Time-average energy, in electric/magnetic fields, 10 Time-average reactive energy, magnetic fields, 11 TM modes, 329 dielectric resonators, 462-463 in rectangular waveguides, 350 TM waves, See Transverse magnetic (TM) waves Transients, in waveguides, 533-537 Transmission-line-fed waveguide probe antenna, 496 Transmission-line resonator, quality factor of, 298-299 Transmission lines, 247-328 characteristic impedance, 259-263 by conformal mapping, 259-263 by variational methods, 273-279 Schwarz-Christoffel transformation, 263-273 of strip line determined by variational methods, 279-285 general theory, 247-259 ideal two-conductor line, 247-251 two-conductor line with small losses, 251-259 inhomogeneous, 297-299 microstrip lines, potential theory for, 305-319 planar transmission lines, integral equations for, 286-297 spectral-domain Galerkin method, 299-305 Transpose matrix, 803 Transverse electric modes, See TE modes Transverse electric (TE) waves, 220, 222, 226, 227-228 Transverse electromagnetic (TEM) waves, 173-245 definition, 173 dyadic Green's function for layered media, 219-231 in ferrite medium, 211-219 in orthogonal curvilinear coordinate systems, 178-181 plane waves in anisotropic dielectric media, 202-211 point source radiation in anisotropic media, 236-241
FIELD THEORY OF GUIDED WAVES reflection from finite conducting plane, 199-202 reflection/transmission at discontinuity interface, 181-184 transmission through dielectric sheets, 192-199 wave matrices, 184-192 wave velocities, 231-241 energy transport velocity, 234-236 group/signal/phase velocities, 232-233 wavefront velocity, 233-234 See also Plane transverse electromagnetic waves Transverse magnetic modes, See TM modes Transverse magnetic (TM) waves, 220, 222, 224, 226, 228 Transverse-resonance method, 415 Trapped modes, 714 Two-dimensional conducting strip artificial dielectric medium, 664, 750, 774-782 Two-dimensional Green's function, 72-78 Two-port cavity, 526-531 equivalent circuit, 527 Two-wire helix, 637 Uniaxial anisotropic dielectric interface, equivalent circuit, 210 Unitary matrix, 803 Unit cell, artificial dielectric medium, 754 Variational methods, 547-603 capacitive diaphragms, 569-578 characteristic impedance in transmission lines by, 273-279 for waveguide discontinuities, 547-569 Variational theorem, 13-14 Vector algebra, 787-788 addition/subtraction, 787 scalar/vector higher order products, 787-788 scalar/vector products, 787 Vector analysis, 787-801 differential invariants, 788-789 integral invariants and transformations, 789-790 orthogonal curvilinear coordinates, 790-797 vector algebra, 787-788 Vector analysis formulas, 837-839 cylindrical coordinates, 838 rectangular coordinates, 837-838 spherical coordinates, 838 vector identities, 838-839 Vector fields, 174 Vector identities, 838-839 Vector wave equation, 29 Voltage- and current-transmission matrix, 190-192 Wave equation, 28-30, 255 Wavefront velocity, 233-234 Waveguide discontinuities capacitive diaphragms, 569-578 narrow inductive strip, 588-591
SUBJECT INDEX scattering, general formulas for, 594-598 thick inductive window, 581-588 thin inductive diaphragm, 578-581 thin inductive post, 591-594 variational methods for, 547-569 Waveguides, 329-410 attenuation in, 340-349 bifurcated parallel-plate, 681-696 circular cylindrical, 354-356 cylindrical, 330-337 dielectric, 441-459 early history of, 1-2 energy, 339-340 excitation of, 471-545 Green's functions for, 356-367 inhomogeneously filled, 411-470 orthogonal properties of modes, 333-337
851 power, 337-339 rectangular, 349-354 tangent method for determining equivalent-circuit parameters, 373-377 transients in, 533-537 transmission line analogy, 367-373 See also Electromagnetic cavities Waveguide scattering, general formulas for, 594-598 Wave impedance, definition, 184 Wave impedance of the wave, 175 Wave matrices, 184-192 Wave-transmission chain matrix, 185-190 Wiener-Hoff factorization, 827-828 product factorization, 828 sum factorization, 827-828 Wiener-Hoff integral equation, 645-646, 656-664, 827 Wronskian relations, 835-836
About the Author Robert E. Collin (M'54-SM'60-F'72) was born in 1928 in Alberta, Canada. He received the B.Sc. degree in engineering physics from the University of Saskatchewan in 1951. He attended Imperial College in England for graduate work and obtained the Ph.D. degree in electrical engineering from the University of London in 1954. From 1954 to 1958 he was a Scientific Officer at the Canadian Armament Research and Development Establishment where he worked on missile guidance antennas, radomes, and radar systems evaluation. He was also an adjunct professor at Laval University during this time. He immigrated to the United States in 1958 and became a citizen in 1964. He joined the Electrical Engineering Department at Case Institute of Technology (now Case Western Reserve University) , Cleveland, OH, in 1958. During his tenure there he has served as Chairman of the Electrical Engineering and Applied Physics Department for five years and also as Interim Dean of Engineering for two years . He has been an Invited Professor at the Catholic University in Rio de Janeiro, Brazil; at Telebras Research Center , Campinas, Brazil; and the University of Beijing, Peoples Republic of China. He was also a Distinguished Visiting Professor at the Graduate School, Ohio State University, Columbus, during the 1982-83 academic year . He is the author/co-author of more than 100 technical papers . He is also the author of Field Theory of Guided Waves, Foundations for Microwave Engineering, Antennas and Radiowave Propagation, a co-author with R. Plonsey of Principles and Applications of Electromagnetic Fields, and a co-editor with F. Zucker and contributing author of Antenna Theory, Parts I and II. Professor Collin is a member of the National Academy of Engineering and a member of the IEEE Antennas and Propagation Society, the IEEE Microwave Theory and Techniques Society, and the USA Commission B ofURSI. He is currently a member of the Administrative Committee of the IEEE Antennas and Propagation Society. He has served on a variety of IEEE Committees for Awards, Publications , Technical Programs, and Standards. He is also currently an Associate Editor for the IEEE Transactions on Antennas and Propagation and on the Editorial Board for the Electromagnetic Waves and Applications Journal.
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