_iJA iJt
J and ds elements at source V(t)
FIGURE 5-24. Electric and magnetic field qnantities associated with a cnrrent-carrying circuit.
5-11 MAGNETIC ENERGY AND SELF-INDUCTANCE 12 In this section, the glib assertions of the last section concerning the inductance of a current-carrying circuit are examined from the viewpoint of the energy required by the circuit to supply its heat losses and to build up the magnetic field. The generalized definitions of the self-inductance of a single circuit, and in the next section, the mutual inductance between pairs of circuits, are established in this way. This point of view regards the inductance parameter as the basic criterion of the magnetic field energy, or work done in establishing the magnetic field.
A. Self-Inductance in Terms of A and J Consider the series circuit of Figure 5-24. An external energy source of terminal voltage V(t) is connected to a conductive circuit of arbitrary shape, carrying a current I. It is assumed that the currents form closed paths, that is, the current-continuity relation is (4-22), V' J = O. Strictly speaking, the latter requires that the current be dc, although it is very nearly satisfied up to fairly high frequencies as long as the overall circuit dimensions are not an appreciable fraction of a free-space wavelength. At the higher frequencies, however, the current penetration into the conductor is severely limited by the skin effect, with negligible electromagnetic field penetration occurring at very high frequencies. 13 The work done by the source V(t) in bringing the current up to the value J, expressed in terms of the electric and magnetic fields developed in and around a conductive circuit, leads to the circuit parameters (resistance and inductance) as shown in the following. Observe in Figure 5-24 that the conductive circuit, the interior denoted by v;, , is bounded by S (conductor surface), with endcaps at the gap where the voltage V is impressed. At the gap V is specified by the quasi-static equipotentials = <1>1 and <1>2 at the endcaps such that V <1>1 <1>2. With the current 1 = J . ds delivered by V into the endcap at the positive terminal, and J . ds coming out rif the
f
f
12 If you desire a shorter treatment of self-inductance, studying selected portions of Parts A, C, and D in this section should provide a reasonable background, with emphasis on the important energy and flux-linkage methods for finding L.
13See Appendix B, part A for a discussion of the skin effect.
297
5-11 MAGNETIC ENERGY AND SELF-INDUCTANCE
negative side, the energy supplied by V(t) in the amount V dq = VI dt is written (5-64) The electric field anywhere in the conductor is (5-48)
E
aA
= -V--
(5-65)
at
The latter is given an energy rate interpretation by dotting (5-65) with integrating the result throughout the volume v" of the conductor; thus
J dv
and
f E· J dv = - f (V
Jvc
Jvc
Jvc
at
By the identity (15) in Table 2-2, J' (VJ), since div J = o. With this into the second volume integral and applying the divergence theorem (2-34), one obtains
f E· J dv + f J' aA dv :rs (J) • ds = Jvc Jvc at
_J.
(5-66)
From the continuity of the current flux, only tangential currents appear at the conductor walls in Figure 5-24, except at the gap endcaps. There, <1>1 on one end cap and = <1>2 on the other, reducing the surface integral of (5-66) to just
_J. fs(gap)
(J) • ds == (<1>1 - <1>2) f
JS(gap)
J' ds
= VI
the power delivered by V to the circuit at any instant. The second term of (5-66) is a measure of the irreversible heat energy expended in the volume; its value is 12 R, defining the low-frequency conductor resistance 14 R by (5-67) Inserting the last two expressions into (5-66) obtains
VI = RP
+
i
Vc
aA
J . :;dv vt
but the energy expended by V in the time dt is
VI dt
RI2 dt
+ Ivc J'
(dA) dv
(5-68a)
symbolized (5-68b) l4The question of conductor resistance, defined in terms of the heat generated by it, is examined in ample 7-1.
298
STATIC AND QUASI-STATIC MAGNETIC FIELDS
By integrating (5-68a) with respect to time, the result (5-69) is obtained, yielding the work done by V in bringing the circuit to its final state. The last term is interpreted as the energy Urn expended in establishing the magnetic field (the energy stored in the field)
(5-70)
The interpretation of (5-70) is straightforward. The current density at any point in the conductor is J, with A the vector magnetic potential there. Both J and A are fields, so they are generally dependent on position in v;,. Equation (5-70) states that the energy stored in the magnetic field is the integral of [J~ J . dA] dv throughout the conductor volume, in which S~ J . dA denotes, at any dv, the integral of] dA cos 0 as the potential A there is built up from zero to its final magnitude A. Note that the integrand has the units of joules per cubic meter. For a linear circuit (a linear magnetic environment), A anywhere in the conductor is proportional to the current density J (hence, to the total current J). If the circuit were nonlinear, the relationship between A and the value of J at each volumeelement in the conductor would not be a straight line, but for a linear circuit, the energy expression (5-70) simplifies as in the following. The integration within the brackets of (5-70) entails a buildup in time of the vector magnetic potential from zero to its final value A. For a linear magnetic environment, the vector potential anywhere in Vc is proportional to the densities J therein. Suppose J is built up in a straight-line fashion from zero to its final (quasi-static) value J
Urn =
t Jvr
c
A· J dv J
Linear circuit
FIGURE 5-25. Simultaneous buildup of J and A at a typical volumcelement dv in a conductor, as current is brought from zero to final value I ..
(5-71 )
5-11 MAGNETIC ENERGY AND SELF-INDUCTANCE
299
if the final value (f) superscript notation is dropped. Note that (5-71) is applicable to a linear system only. Like its more general version, (5-70), it expresses the energy expended in establishing the magnetic field, through an integration required to be taken only throughout the conductor volume region possessing the current densities J. The self·inductance of a linear circuit can be defined in terms of the energy (5-71). Tt contains a product of J and A and is thus proportional to /2, whence
(5-72) in which the proportionality constant L is termed the self-inductance of the circuit, expressed in joule per square ampere, or henry. Solving for L thus permits expressing the self-inductance in terms of the magnetic energy as follows
L
2U
I
= ---i'= 2I Jvc r A· J dv H I
(5-73)
assuming the circuit is linear (i.e., immersed in a linear magnetic environment).
*B. Self·lnductance of a Circuit in Free Space For a linear circuit devoid of magnetic materials (e.g., an air core coil or a parallel-wire line), (5-72) and (5-73) can be simplified by 'use of the free-space integral (5-28a) for A [5-28a] The circuit in Figure 5-26 depicts the quantities needed in the evaluation of A at a typical field point P by use ,of (5-28a). Substituting it into (5-72), the magnetic energy
FIGURE 5-26, Circuit in iree space, showing source point P' and field point P relative to energy and self-inductance integrals.
300
STATIC AND QUASI-STATIC MAGNETIC FIELDS
integral (5-71) becomes
which can also be written
U
=.1 m
2
r r
JioJ"
Jvc Jv c
J du' du J
4nR
'
Free space
(5-74)
The result (5-74) is independent of the order of integration, but note the use of the primed current density J' at the source point P' to avoid confusion with J at the field point P. The corresponding self-inductance expression becomes, using (5-72)
(5-75)
:Free space
No explicit use is made here of (5-75) in self~inductance calculations. If you are interested in applications of (5-75), consult other sources on this subject. 1s
*C. Self-Inductance from an Integration throughout All Space Another expression for the magnetic energy of a circuit can be obtained from
(5-70) in terms of the Band H fields of the system. The current densities J in the conductor are related to H therein by (5-2) for quasi-static fields: J = V X H. Making use of the vector identity (16) in Table 2-2, V . (F X G) = G· (V X F) F· (V X G), J' dA in (5-70) can be written
J'
(dA)
= (dA) • (V
X
H)
= V' [H
X
(dA)]
V' [H
X
(dA)]
=
+ H· V X + H . dB
(dA)
Inserting this into (5-70) and applying the divergence theorem (2-34) to the first volume integral yields
Urn =
Iv [IOA V, (H dA)JdU + Iv [I: H· dBJdV ~s [I: dA) J. + Iv [I: J X
(H
X
ds
H . dB dv
but the surface integral in the latter vanishes as S is expanded to include all of space, because H and A decrease at least as r- 2 and r- 1 respectively in remote regions, 15For example, see R. S. Elliott, Electrvmagnetics. New York: McGraw-Hill, 1966, p. 309.
5-11 MAGNETIC ENERGY AND SELF-INDUCTANCE
301
whereas surface area is picked up only as r2. Thus the magnetic energy expended in establishing the fields of a quasi-static circuit becomes
(5-76)
As with (5-70), the energy (5-76) is correct whether or not the circuit is linear, although (5-70) requires integration only throughout the conductor volume, whereas (5-76) must be integrated throughout all space to obtain the same result. One can simplify (5-76) if the system is linear, by making use of the fact that (5-76) is analogous in form to (5-70). Since the latter becomes (5-71) for a linear system, one should thus expect (5-76) to yield I
um = 1.2 Jv f B· HdvJ
Linear circuit
(5-77)
The integrand B • H/2, seen to have the units of joules per cubic meter, is called the magnetic energy density in the volume region V. Another expression for the self-inductance of the circuit of Figure 5-24 is obtained by equating (5-77) to the definition (5-72) for L, whence
I
Iv B· Hdv
(5-78)
One can separate (5-77), if desired, into two volume integrations as follows
um = 1.2 JVi f B· H dv + 1.2 JV f
B· H dv
(5-79)
e
attributing the total energy Um to two contributions: one associated with the volume i'i in the conductor, plus another outside it. With (5-79) substituted into (5-78), the total inductance is expressed
L
m = -2U 2 - = ?1 1 1-
1 B . H dv + 11 1 B . H dv = L; + Le Vi
-2
V.
(5-80)
The first term, L;, is called the internal se(f-inductance; the remaining integration taken outside the conductor yields the external self-inductance, Le.
EXAMPLE 5·12. Find only the internal self-inductance associated with every length t of a very long straight wire carrying a low-frequency current I.
302
STATIC AND QUASI-STATlC MAGNETIC FIELDS
j
EXAMPLE 5-12
For any length of the single infinitely long wire shown, the energy in the external magnetic field is infinite, a [act revealed on integrating (5-77) for the energy associated with the exterior fields Band H; however, the energy stored within a length t of the conductor is finite. The associated internal inductance is obtained from (5-80) ! I
fVi
B • Hdv
I)
By use of (1-64) for B1> inside the wire (the factor p used in the event of a magnetic conductor), one obtains from (5-81)
Li
1 = -2
I
~ Vi
pH~dll =
I
il' i 2" _
__
z-o 1>-0
J,"_
p-O
p(lp)2 pdpdc/)dz =pt ~ -
4n a
8n
(5-82)
a result independent of the wire radius. A nonmagnetic wire therefore has the internal inductance per unit length, Ldt po/Sn 0.05 pH/m.
t of a long coaxial line with the dimensions shown. Assume uniform current densities in the conductors. The total seH~illductance is obtained using (5-78). The magnetic fidds within and between the conductors, obtained by the methods of Example 5-1, are
EXAMPLE 5·13. Find the total self·inductance of every length
Ip 2na 2 H1>=
H1> =
1
2np
-;Tir(~/-b2) (~ p)
O
5-ll MAGNETIC ENERGY AND SELF-INDUCTANCE
303
V ,(2)
I 1: V
(1) L
I
I
~
I I
I : '
I
:,--t---J 1, ... __ 1__ ... ./
I
EXAMPLE 5- i 3
with H1> = 0 outside the system. The internal selt:inductance of the inner conductor (1) is
2U(l\
I
P
P
L\l)=~=_ f
,
Jv!')
BoHdv=Jl
t
(\)
8n
a result the sam(' as (5-82) for the isolated wire. An external self-inductance, attributed to the field hetween the conductors, is
~
rt f2rr fb dp d=o Jp=a p
=
/lot t n ~ 2n a
(2)
Another internal contribution by the field in conductor (2) yields LF)
2U(2). m.tn
]2-/It
s: s:rr s:
l
4
c
t9'bc
(~ b2 )
2
p) P dp d
+ hc4
-
b4 )]
(3)
The total self-inductance L of the coaxial line is thcrefore the sum of (1), (2), and (3). If at high frequencies the two conductors are assumed perfectly conducting to prevent field penetration into them, the self-inductance reduces to (2) (5-83)
STATIC AND QUASI-STATIC MAGNETIC FIELDS
IJIAMPLE 5·14. Determine the low-frequency self-inductance oflength t of the long parallelwire line in free space shown, by use of (5-73). The integration of (5-73) is performed inside the conductors where J exists, so A need be found only in the conductors. One might employ (5-28a) to evaluate A, but for a single wire, applying symmetry to (5-22) obtains the answer more quickly. Thus, with 0/0;:; = tJ/tJ¢ = 0 and only a Bq,component, B = aq,Bq, = V X A = aq,( -oAz/op) , implying that A has only a ;:; component as noted in part (b) of the accompanying figure. From Bq, = - oAzltJp, integrating yields Az
= -
f Bq,dp + C
(1)
with C an arbitrary constant, depending on the potential reference chosen [or A z • Thus A z values inside and outside the wire become, from (1)
=
A z
_fl-loIP d 2naz p
+ C = _'t olp22 + C 4na
1
1
p
(2)
p>a
(3)
In the presence of both conductors, carrying I and - I as in (c) of the figure, the total A z is obtained by adding the contribution of each conductor, called A~l) and A~2). For conductor 2, choosing zero potential at p = flZ such that from (2), A~Z) = 0 = l-l oI/4n + Cl' From (3), with A~) = 0 = - (l-loI/2n) tn az + C 2 , one obtains C l = l-l oI/4n and
A z = 0 on 2
lCiQl---
2
I
k--(b)
d -----'0'>1 (c)
EXAMPLE 5-14. (a) Parallel-wire line. (b) Vector potential A z associated with a single wire. (el Sum of vector potentials at typical field point in one of the wires.
/
5-11 MAGNETIC ENERGY AND SELF-INDUCTANCE
305
(flol (n az )/4n. Thus the contribution of wire 2, satisfying A~2) = 0 on its surface, is
A(Z)
= _flo! (n az
2n
z
P2
pz
>
(4)
a2
Similarly, the potential of wire I satisfying A~I) = Ao (an arbitrary value) at its surface PI = al becomes flol 4n
(1 (5)
The total potential A z from part (c), is
A~I)
+ A~2) inside conductor 2, using PI
a2
+ p~ + 2P Z il cos e/>
fli [ A = 1 - -p~ - 2 {n r=~==;;:====== z 4n a~
In conductor 2, Jz IlnaL and with dv = pz dpz de/> dz, the inductance contribution of a length (of conductor 2 only, from (5-73), is
IP) = .~1 12
j'
V
A . J dv - -Ao} 2
na2I
pzdpzde/>
The integral contribution of the third term in the integrand can be written
in which the second term integrates to zero (Peirce's integral 523 16 ), obtaining L(2)
= ito{ - 1
[ 8n
+
dJ
I (n-
2n
a2
A similar consideration of conductor I yields by analogy
making the total inductance L(l)
+ IPl
of the two-wire system
L= 16B.
/
O. Peirce, A Short 'fable oj Integrals. Boston: Ginn, 1910.
(5-84)
306
STATIC AND QUASI-STATIC MAGNETIC FIELDS
Comparison with (5-82) shows that the leading term of (5-84) is the internal inductance, making the last term the external inductance.
D. SeH-lnductance by the Method of Flux Linkages The resolution of the self·inductance of a circuit into the sum of internal and external self-inductances provided by (5-80) is closely related to another technique known as the method if flux linkages. This approach is based on the use of the energy definition, (5-78), but with the integration in all space replaced by a surface integral intercepting all the magnetic flux of the system, the self-inductance being thereby characterized by the linkage of that flux with the circuit current. The method is described here. For most circuits, the total magnetic flux generated by the current can be partitioned (exactly or approximately) into two amounts: that lying entirely outside the conductor, plus that flux wholly internal to the conductor. Such a flux division occurs precisely for the single round wire noted in Figure 5-27 (a), and very nearly so for the parallel two-wire line shown in the same figure,17 especially for wires with diameters small compared to their separation. Another example is the loop shown in Figure 5-27(e); for thin wire, the flux tubes can be separated into those wholly inside or outside the wire as shown. The volume occupied by the magnetic field (all space) is thus divisible into closed flux tubes that surround or are embedded in the current. The magnetic energy contained in all space has been given by (5-77)
u
m
=.1 2
r
Jv B· Hdv
[5-77]
Suppose the volume of the typical flux tube in Figure 5-27(b) is subdivided into elements dv = dsdt', in which dt' is aligned with the tube wall (and therefore with the B field) and ds denotes the cross-sectional area of the tube. Then B • H dv = (a,tB)· Hdsdt' = (a,tdt')· HBds = H· dt' dt/lm. Thus, if the integration (5-77) of the latter is to include all elements dv where Band H prevail, H • dt' should be integrated about the closed median line (' of the flux tube shown, with the remaining surface integration taken over an open surface S chosen to intercept all the flux tubes of the circuit. For the single-turn circuit of Figure 5-27 (b) or (e), the appropriate S intercepting all flux tubes is that bounded by a closed line { essentially coincident with the wire axis. Thus the energy integral (5-77) can be written
(5-85)
with S bounded by the circuit t. [Note: The last integral is the consequence off H . d{', integrated about any closed flux tube (I, being just the current i({I) enclosed by (I.] 170wing to the proximity effects of the low-frequency currents, the magnetic flux in the interior of parallel wires is not concentric about the centers of the wires, but about points moved slightly apart from the centers. This efleet is responsible for some of the magnetic flux being partly inside and partly outside the wire, as noted in Figure 5-27(a).
5-11 MAGNETIC ENERGY AND SELF-INDUCTANCE
307
, ,,
,,/ ,,
\
\
""\ \
,\
,, \ \ ,,
/
:
\
\ I
\
,
,// \ \
-----_ ..
\
\
--
/
,
,
, ,,
/
,,
\ \
,,
Parallel-wire line
/
Single wire (a)
dv = dsd/' Typical flux tube carrying dl/;m
I
dl/;m
dl/;m
Circuit
t
t' over which J,[H·dt=I ,
r
(b)
Flux tube {'
Conductor
, , '"
(c)
FIGURE 5-27. Concerning the method of flux linkages. (a) Examples of internal and external flux-partitioning. (b) Single-turn circuit (left) showing external flux tube linking lance, and a two-turn circuit (right) with a flux tube linking I twice (passing through Sex twice). (c) Wire loop, showing internal and external flux (lef!), and a typical internal flux tube (right) linking i(t'), a fraction of 1.
For all exterior flux tubes, passing through Sex as shown in Figure S-27(b), the total current I is linked by t', whereas a variable fraction itt') of I is linked by flux tubes t' located inside the conductor and passing through Sin, as shown in Figure S-27(c). In the event ofa circuit t having more than one turn as in Figure S-27(b), an exterior flux tube t' may even encompass I more than once (in general, as many as n times for
308
STATIC AND QUASI-STATIC MAGNETIC FIELDS
an n turn coil). It is thus evident in such cases that the same flux tuBe t' can contribute to (5-85) over the surface Sex several times, thereby increasing the magnetic energy and the self-inductance correspondingly. Whenever the magnetic flux of a circuit is separable into internal and external linkages passing through Sin and Sex as depicted in Figure 5-27 (e), it is convenient to separate (5-85) into the contributions (5-86)
In the latter, one is cautioned to observe that the quantity t/lrn.ex JSex B . ds appearing in the external energy term denotes a total flux through Sex, which can be the result of some or all the flux tubes passing through that surface more than once, for example, as in Figure 5-27 (b), or for the many turn coils illustrated in Figure 5-28. By use of (5-86), the self:'inductance of the circuit t is expressed in terms of internal and external contributions as follows
L
2Um
= J2 =
r . ,
I
Js z(t) dt/lm
I =
r
JSin itt') dt/lm +
(5-87)
I
such that the external inductance is given by
t/lrn.ex
L =
I
e
~
=
t
r
JSex
B· ds
(5-88a)
or just the total magnetic flux penetrating Sex divided by the current
t. The internal
n-turn coil (circuit f)
Circuit
t
BfIUX
t
-'-~' ~s~ ~ /
~ .---
l'::::;;: I
(a)
.1-.
,
,.exl
I' f"
B flux-...
I I~Y.
'~
I~el " ~
"'Y).!b~'< ~, , (b)
Core flux (c)
FIGURE 5-28. Examples of many-turn coils having negligible interual self-inductance. (a) Air core solenoid. (b) Toroidal winding. (c) Coil and iron core.
I
5-11 MAGNETIC ENERGY AND SELF-INDUCTANCE
309
inductance is
(5-88b)
a consequence of i(t') dljlm integrated over the appropriate internal strip Sin connecting with the wire axis, as depicted in Figure 5-27 (c). An illustration of the use of the latter for a long straight wire is taken up in Example 5-15. Although the internal conductor volume of a circuit may be small, the magnetic fields may be relatively large there; individual circumstances will dictate whether or not the internal inductance is negligible. For circuits having large external fluxes, such as those with iron cores, the total self-inductance is generally well approximated by (5-88a), the external selfinductance. II
EXAMPLE 5-15. Determine the internal self-inductance of every length t of the infinitely long wire shown, carrying the low-frequency current I. Use (5-38b), employing the method of flux linkages. A typical flux tube t' carrying dl/l m = B • ds through Sin is shown in the accompanying figure. With the internal B obtained from (1-64), the flux in the tube is
dl/l m = B· ds = Bq,dpdz =
/lIp --2
2na
dpdz
The current i(t') intercepted by dl/l m is the fraction I(np2jna 2 ) = I(p2ja 2), obtaining from (5-83b) (5-89) which agrees with (5-32).
~
iU')
=I ~ A, encompassed by dl/l m a
EXAMPLE 5-15
310
STATIC AND QUASI-STATIC MAGNt:TIC FIELDS
EXAMPLE 5-16. Determine the approximate self-inductance of a length t' of a long parallelwire line shown in (a), using the flnx linkage method. Assume the radii small compared to the spacing d. For well-separated conductors as in (b), the internal field is essentially that of an isolated conductor, making the internal self-inductance for both conductors just twice (5-89), that is, Li = JIt'/4n. The external inductance is found by using (5-88a), the ratio of the magnetic flux through Sex of (a), divided by I, but the total flux is just twice that through Sex due to one wire, given by
r
JSex
B' ds
i
t
z=O
J,d-a (JIOI -- a ) 2np 4> p=a
. a dp dz 4>
~
JIoIt' t' n d2n a
(1)
yielding for both wires
(2) The total self-inductance is the sum
L
=
Li
+ Le =
pt' 4n
+
JIot' n
d a
t'n - H
(5-90)
a result seen to agree with the exaet expression (5-84) on putting a 1 = a z into the latter and assuming nonmagnetic wire. For a nonmagnetic parallel-wire line with d = 12 in. and a = 0.1 in., one obtains
L/t'
=
lO-7
+ (4
x 10- 7 ) t'n 120
=
2.02 JIH/m
Neglecting the internal inductance would incur about 5% error' in this example, not a negligible amount.
In calculating self-inductance at low frequencies, the internal-inductance contribution is in some cases quite small; in others it should not be neglected. The internal inductance of a single-layer air core coil of several turns, .illustrated in Figure 5-28(a), contributes little to the self:inductance if the volume of the wire is small compared to
(a)
(b)
(c)
EXAMPLE 5-16. (a) Parallel-wire line and surfaces linked by internal and external magnetic fluxes. (b) Division of internal and external Huxes for thin wires. (c) Proximity effect for thick wires.
I 11.1
5-11 MAGNETIC ENERGY AND SELF-INDUCTANCE
311
EXAMPLE 5-17
,
the region where the significant fields are located. In the closely spaced toroid as in Figure 5-23(b), with every turn intercepting all the core flux, the self·inductance is proportional to the square of the turns, as seen in Example 5-17. The addi tion of an iron core in the form of the low-reluctance magnetic circuit of Figure 5-23(c) increases the selfinductance substantially more. In these cases, the added effect of the internal inductance is insignificant.
EXAMPlE 5·17. Find the self-inductance of an n turn toroid with a rectangular cross section as shown, for two cases: (a) with an air core, assuming closely spaced turns, and (b) with the core a linear ferromagnetic material (constant /l). (a) The magnetic flux in the air core, from Example S-2, is /lonld
b
I/Imcore=--tn , 2n a
An inspection of the sUlface Sex bounded by the circuit t, as given in Figure S-28(b), reveals that Sex intercepts the core flux n times,18 yielding t/lm,ex = nt/lm,core through Sex. Thus the self-inductance from (S-88a) becomes n!/lm, core ell
L~L
!/Im,ex
2
=--=-_._-=
/lon d 2n
b a
tn~
(S-9Ia)
with the internal inductance neglected. Thus, a 100-turn air core toroid with dimensions a = 1 em, b = 3 em, d = O.S cm has the inductance L = (4n x 10- 7 x 100 2 x O.OOS
tn 3)/2n = 11.0 /lH
Doubling the turns to 200 is seen to quadruple the inductance. (b) Inserting an iron core with the permeability /l, (S-91a) becomes L
(5-91b)
Using a linear ferromagnetic material with /lr = 1000 makes the inductance of the 100-tnrn toroid just 1000 times as large, yielding L = 11.0 mHo ISOr equivalently, every flux tube
dJ/!m encompasses the culTent
In times in this example.
I
I
312
STATIC AND QUASI-STATIC MAGNETIC FIELDS
t~eumann's Formula for External Inductance in Free Space An extension of the flux linkage expression (5-87) leads to Neumann's formula, applicable to circuits in free space. Equation (5-87) consists of internal and external self-inductance terms as follows
*E.
[5-87] Consider first only the external inductance term (5-88a) of (5-87), involving the flux t/lm,ex linked by the external surface Sex bounded by the circuit t. From (5-47), this is expressed
t/l m~ex =
r
JSex
B· ds =
r
(V
JSex
X
A) . ds =
~ A· dt Wb Yt
(5-92)
With (5-92), (5-88a) becomes L
e
t/lmex = = -'I
II
-
I
Sex
B • ds = -l~ A· dt I t
(5-93)
In free space, the vector magnetic potential A can be found by use of (5-28a) [5-28a] Applied to the circuit of Figure 5-29(a), (5-28a) obtains A at the typical field point P located on t bounding Sex. Another integration of A . dt about t in accordance with (5-93) then obtains the external self-inductance of the circuit. These steps are combined by inserting (5-28a) into (5-93), yielding
Le
= -1
I
f [i t
Vo
dV']
JloJ --R. dt H 4n
t (a)
(b)
FIGURE 5-29. A closed circuit in free space, relative to external self-inductance calculations. (a) Wire circuit, showing source and field points P' and P. (b) Simplification of (a), with sources I dt' concentrated on the wire axis.
(5-94a)
5-11 MAGNETIC ENERGY AND SELF-INDUCTANCE
313
This quadruple integration is simplified for a thin-wire circuit if I is considered concentrated on the wire axis as in Figure 5-29(b). Then J dv' becomes I dt', reducing (5-94a) to
floIdt'] L - -1 ~ [~ - -dte I { C' 4nR -
~~ t
('
flodt' - dt 4nR
(5-94b)
a result known as Neumann's formula for the external inductance of a thin circuit in free space. The order of the integrations relative to dt' and dt, and hence, relative to the source point and field point coordinates, is immaterial. From (5-87), the total self-inductance L is obtained by adding (5-94b) to the internal inductance term L i • Since the latter is a measure of the internal stored magnetic energy, Li is expressible using either (5-S1) or (5-8Sb); thus L = Li + Le becomes, in Fee space
,
i
L= 1
V;n
r JSin
~~
flo dt' - dt 4nR
+ J. J.
Il odt' - dt 4nR
B-Hdv + i(t') dl/tm
t
t'
'ft 'ft'
(5-95)
EXAMPLE 5·18. Find the self~inductance of a thin circular loop of wire in free space, with dimensions as in (a). Use the Neumann formula (5-94b). The current assumed concentrated on the wire axis as in (b) allows the use of (5-94b). In cylindrical coordinates, dt' = a",bdf/J' at the souree point P'(b, f/J', 0) on the
axis t'. From the circular symmetry, the location of the field point P on t is immaterial, so put P at f/J 0; that is, at P(b - a, 0, 0). The distance from 1" to P is given by the law of cosines
R=
(a)
(1)
(b)
EXAMPLE 5-UI. (a) Circular loop of round wire. (b) Axial, line current approximation of (a).
314
STATIC AND QUASI-STATIC MAGNETIC FIELDS
while dt' • dE in (5-94b), from part (b), means dE' dE cos cp' (implying that only the component of A parallel to dE at P is required in the integration.) Then (5-94b) becomes L e -
J.2l< J.2l< 1>= 0 1>' =0 ---;~================== (5-96)
This result is not integrable in closed form, though with numerical values of a and b it yields to computer solution. An alternative makes use of tabulated values of the complete elliptic integrals K(k) and E(k). A conversion of (5-96) in terms of such integrals is accomplished as follows. Change the variable cpt to 21X, making dcpt = 2 dlX and cos cpt = cos 21X = 2 cos 2 IX - 1, with the limits on IX going from 0 to n. Then R in (5-96) becomes
=
R
.jb 2
+ (b
- a)2 - 2b(b - a)(2 cos 2 IX - 1)
.j(2b - a)2 - 4b(b - a)
COSzlX
(2) if k 2
=
4b(b - a)/(2b - a)2. The complete elliptic integrals, defined by
de
J,fo"!2 -r===::;===
K(k)
(5-97)
are incorporated into (5-96) as follows. The integral in (5-96), making use of (2), becomes
21t fIt J.1>'=0 = Jo
2 cos 21X dlX (2b - a)
---;:===
S:
rk=co="s~2:=IX=d=lX=.::==
(3)
but the numerator of (3) is written
k cos 21X = k(2 cos 2 IX - I) = 2k cos 2 IX
2
2
k+k
k
to yield a further conversion of (3)
I
"
.jb(b - a) So
=
( -2 k ) dlX "k 2 - "7 { .jb(b - a) SO.jl - k 2 cos 2 IX k 1
" .j 1 - k 2 cos 2 IX dlX}
So
(4)
An inspection of the last integral shows that
which from (5-97) is just 2E( k). A similar consideration of the preceding integral in (4)
315
5-11 MAGNETIC ENERGY AND SELF-INDUG'TANCE
reveals that it is just 2K(k), so (5-96) becomes (5-98) The tabulated values 19 of K(k) and E(k) can be used in (5-97) to evaluate Le ofa circular loop with desired dimensions. For thin wires (a« b), the elliptic integrals are approx· imated by
E(k)
~
1
a«b
yielding the simplification
a«b
(5-100)
I
For example, a 2-mm diameter wire bent into a circle of 10-cm radius has the external inductance Le = (4n x 10- 7) (0. l)(tn 800 2) = 0.588/lH. The internal magnetic field of the loop is virtually that of a straight, isolated wire, making their internal inductances nearly the same. Applying the results of Example 5-12, the approximate internal inductance of the loop becomes
L. ~ /l(2nh) ,- 8n
ftb 4
(5-101)
With b = 10 cm and assuming nonmagnetic wire, L; = 0.031 /lH. Thus the self-inductance expressed by (5-93) becomes L = Le + L; = 0.619/lH, in which Le is seen to be the predominant term.
A summary of expressions for magnetic energy described in the foregoing discussion, together with expressions for the circuit inductance when the system is linear, is given in Table 5-1. *F. Kirchhoff VoHage Relation from Energy Considerations In concluding the remarks about the circuit of Figure 5-30(a), a Kirchhoff-type voltage equation resembling (5-63) can be obtained for it from the energy expression (5-68a)
VI dt = RI2 dt
+ Jvc r J' dA dv
[5-68a]
abbreviated [5-68b] Dividing by dt obtains
VI =
RP + dUm dt
19For example, sec E. Jahnke, and F. Emde. Tables oj Functions, 4th cd. New York: Dover, 1945.
(5-102)
316
STATIC AND QUASI.STATIC MAGNETIC FIELDS
TABLE 5-1 Summary of Magnetic Energy and Self-inductance Relations SELF-INDUCTANCE
MAGNETIC ENERGY
In terms of A and
J
integrated throughout conductor volume
In general (5-70)
Linear circuit (5-71 )
(5-73)
(5-74)
(5-75)
In free space
U =
m
11 1
fioJ" J du' dv
Jvc Jvc 4nR
In terms of Band H integrated throughout all space In general (5-76)
Linear circuit Um
= ~2 Jv 1 B· Hdv =1 1
JVin
(5-77)
B'Hdv+1 1
JVex
L
m 2U== -121 ~V B . H dv 12
(5-78)
B'Hdv(5-79)
Extension to method of flux linkages
Urn
=
1 Is itt') dt/lm
=
~2
I
Stn
itt') d,I,
'I'm
+ It/lm.ex 2
(5-85 )
L=
(5-86)
=
)2 Is itt') dt/lm ~ 12
I
Stn
itt') dt/l
m
+ t/lm.ex 1
(5-87)
In free space _
L= I
Is
in
i(t') dt/lm
+ rC, rC, j-t 'fe'
de" dt 4nR
(5-95)
5-11 MAGNETIC ENERGY AND SELF-INDUCTANCE
317
v
(a)
(b)
( c)
FIGURIfS-30. Development of circuit models of the circuit oLFigure 5-24. (a) Physical circuit driven by V(t). (Ii) Circuit model depicting terms of (5-106). (c) Circuit model using lumped elements.
signifying the instantaneous power delivered by V: the sum of the instantaneous heat loss plus dUm/dt, the power delivered to the magnetic field (rate of magnetic energy storage or release). Dividing by I produces a voltage relation 1 dUm V=RI+-I dt
(5-103)
in which Urn, the im;tantaneous magnetic stored energy, is specified by any of the expressions listed in Table 5-1, depending on whether the system is magnetically linear. For a linear circuit, a self~inductance L is attributable to the circuit energy by (5-78) (5-104 ) With L constant, the last term of (5-103) becomes (5-105) making (5-103) a voltage relation comparable to the Kirchhoff expression (5-61); that is,
V= RI + d(LJ) dt
(5-106)
Equation (5-106) states that the applied voltage V(t) supports two effects: (a) a voltage drop RI associated with the circuit resistance Rand (b) a back voltage d(LI)/dt or LdI/dt produced by the time-varying magnetic flux linking the circuit, a flux produced by 1. Because of the separation of these effects into two terms, one may properly lump the resistive voltage and the self-induced voltage to yield the series circuit model shown in Figure 5-30.
318
STATIC AND QUASI-STATIC MAGNETIC FIEI,DS
5-12 COUPLED CIRCUITS AND MUTUAL INDUCTANCE Besides the single circuit of Figure 5-24, also of physical interest is a pair of such circuits, coupled electromagnetically by the time-varying fields generated by their currents. Examples are the iron core and air core transformers of Figure 5-31 (a), which may have active sources in one or both windings. A generalization is illustrated in (b). The analysis of coupled circuits from the magnetic energy point of view closely parallels that for the single circuit. Consider the circuit pair of Figure 5-31 (b) with one driving source V(t) in circuit 1, producing the primary current 11 (t). The latter generates a field B 1 , the flux of which links not only circuit 1 but some fraction of that flux (governed by the geometry and the presence of ferromagnetic bodies) also links circuit 2, generating an emf about each circuit in accordance with the Faraday law, (3-78). The ensuing current 12 produces a field B2 reacting similarly on circuit 2 while also partly linking circuit 1, therehy establishing an additional back emf in each to modify 12 and 11 accordingly. The influence of these mutual coupling effects on current flow can conveniently be treated by use of Kirchhotf voltage equations, developed later in this section. The mutual magnetic coupling between the circuits leads to their mutual inductance parameters, developed in the following. A simple extension of the power integral (5-66) to the pair of circuits of Figure 5-31(b) yields
- J, (J) . ds j-'Sl
=
r
JVl
E· J dv
+
r
JV2
E· J dv
+
r aA. r. aA. at J dv + JV2 at J dv
JVl
(5-107) in which Vj , V2 denote the volumes inside the two conductors, with S] taken as the surbce enclosing VI exclusive of the driving source V(t). The left side of (5-107) denotes the instantaneous power Vi l delivered, whereas the two-volume integrals ofE· J are the ohmic losses Rili and R2I~ within the conductors. Multiplying (5-107) by dt
V«)~L._._(_fJ.)_~_.-...J I2
h
BI flux (of
h only)
RL
With iron core
V(t)
Vj (Conductor volume) With air core (a)
(b)
FIGURE 5-31. Magnetically coupled circuits. (a) Typical coupled circuits. (b) Generalized coupled circuits.
5-12 COUPLED CIRCUITS AND MUTUAL INDUCTANCE
319
yields (5-108a) abbreviated (5-108b) Integrating (5-1 08b) obtains
denotil)g the work done by V(t) in bringing the system up to the levels II and 12 at the instant t. The volume integrals in (5-109) represent the energy expended by V in establishing the magnetic fields of the coupled circuits; that is, the energy stored in the magnetic fields in the amount
(5-110)
The integrations are required only within the conductors, since no densities J exist outside them. Equation (5-110) is correct whether or not the system is linear. If the system of Figure 5-31 (b) is linear, one can assert that the contributions to the total A at any point in the region are proportional to the current densities J in the circuits. Then
Urn = 1 Iv! A" J dv
+ 1 IV2 A" J dv J
Linear system
(5-111 )
obtained analogously from (5-110) in the manner that (5-70) led to (5-71). I t is advantageous to rcexpress (5-111) in terms of the vector potential contributions of each current. Let the total vector potential at any field point P in either conductor be written (5-112) with Al and A2 denoting the potentials at P due to the currents in circuits 1 and 2, respectively. Then (5-111) splinters into the four contributions Um
=1'Jv!
A 1 "Jdv+1' JV2 A 2
·Jdv+1' JV2 A 1 ·Jdv+1'JVl A 2 "Jdv
(5-113a)
abbreviated as follows (5-113b)
320
STATIC AND QUASI-STATIC MAGNETIC FIELDS
Note that Urn 1 , for example, denotes the magnetic self~energy of circuit 1 taken alone (with circuit 2 open-circuited), with (5-71) revealing that Urn1 is the energy associated with the self-inductance of circuit 1, called L 1 . A similar remark applies to U m2 , leading to the self-inductance L2 of circ·uit 2. With J in conductor 1 as well as At both proportional to 11 , U rnl becomes proportional to Ii. Similarly, U m2 , U m12 , and U m21 are proportional to 1~, 1112, and 11 12 , respectively, yielding from (5-113a)
(5-1 14a) (5-1l4b) (5-114c) (5-114d)
The constants M12 and M21 appearing in (5-114c) and (5-114d) are known as the mutual inductances of the pair of circuits, related to the additional mutual magnetic energies associated with the magnetic coupling of the circuits. It is now shown that the mu tual inductances M 12 and M 21 are identical for linear systems, namely (5-115)
with the symbol M chosen to denote either parameter. That (5-115) is true for a linear system is demonstrated on reexpressing (5-113a) in terms of the volume integral of B . H by use of (5-77)
Um
= ~2 Jv f B· Hdv
[5-77]
This result, derived for the single circuit of Figure 5-24, is equally valid for the coupled circuits of Figure 5-31. Suppose Band H of the coupled system are expressed as the sums B = Bl
+ B2
H = HI
+ H2
(5-116)
in which Bl V X Al ,uH1' B2 V X A2 = ,uH 2 , whence B 1 , Hi are taken to be due to II in circuit I, while B 2 , H2 arc proportional to 12 in circuit 2. Then (5-77) expands into the four terms
in which the integrations are to be taken throughout all the space where the fields B and H exist. A comparison of the four integrals in (5-117) with those of (5-113a) reveals
5-12 COUPLED CIRCUITS AND MUTUAL INDUCTANCE
321
a one-to-one energy correspondence, implying that the self and mutual inductances defined in (5-114) can also be written
(5-118a)
(5-118b)
(5-118c)
, (5-118d)
but in the latter, the product Bl . H2 equals B2 • HI because (5-119) Thus (5-1 18c) and (5-118d) are identical, proving (5-115), that M12 = M 21 . Combining (5-114) and (5-115) into (5-1 13b) permits writing the total magnetic energy in the form
(5-120)
Hence, a knowledge of the inductance parameters and instantaneous currents determines the magnetic energy state of coupled circuits at any instant. Since the selfinductance expressions (5-118a, b) have already been considered in detail, the expressions (5-118c,d) concerning the mutual inductance M will occupy the attention of the remainder of this section. For coupled circuits in free space, M can be expressed by a volume integral in terms of the current sources, yielding a result resembling (5-75) for self-inductanee. Hence, substituting (5-28a) for A into (5-118c) or (5-118d) obtains
M21
= M=
I
1112
11 Vi
V2
lloJ" J v, dvH --d 4rcR
Free space
(5-121)
with primes again used to distinguish the souree point current element J'dv' from the unprimed field point element as in (5-75). In Figure 5-32(a) is shown the geometry
322
STATIC AND QUASI-STATIC MAGNETIC FIELDS
(a)
Current fiiamentt'2 linking 1{12
\
S2
(Cross- section) (b)
Circuit
(1
t~ (c)
FIGURE 5-32. Generalized coupled-circuit configurations pertaining to mutual energy and inductance calculations. (a) Linear coupled circuits in free space. (b) Linear coupled circuits in general (iron present or not), showing the portion tfr12(t'~) of the flux of I, liuking current filament t~. (e) Special case of (b): thin circuits. Depicting portions tfr12 (If:ft) and tfr21 (r(lflll) of the fluxes of I, and 12 ,
relative to the integrations. The Neumann integral (5-121) is not discussed further here; refer to other sources for applications. 20 More general expressions for M can be derived from magnetic flux and current linkage interpretations of (5-114c) and (5-114d), to include the effects of magnetic materials. Subdivide circuit 2 into closed current filaments t~ carrying the differential current di as in Figure 5-32(b), each linking a portion t/J12(t~) of the flux of circuit 1. 20See R. S. Elliott, Electromagnetics. New York: McGraw-Hill, 1966, p. 309.
5-12 COUPLED CIRCUITS AND MUTUAL INDUCTANCE
323
Equation (S-114c) for the mutual energy Um12 then becomes
a result that follows on noting that Ai . J dv = Ai . (atJl dt'ds Ai' dt" di, andobserving from (S-47) that Ai . dt" denotes t{! 12(t2), the portion of the flux of Ii linking t 2. Thus Um12 is found by integrating t{!12(t'2) di over the cross section S2 of wire 2, as depicted in Figure S-32(b). Similarly, (S-114d) becomes
f
I
(S-122b)
The use of the flux linkage expressions (S-122a, b) is facilitated by assuming Ii and 12 to be concentrated along the wire axes. Then t{!12(t2) and t{!21(t'1) in (S-122a) and (S-122b) become constants, yielding the simpler results
(S-122c) (S-122d)
in which
t{! 12 = the portion of the flux of Ii linked by circuit 2 t{! 21 = the portion of the flux of 12 linked by circui t 1 The simplifications (S-122c) and (S-I22d) are excellent approximations if the circuits are thin, as depicted in Figure S-32(c). The mutual inductance M is finally obtained by substituting the energies (S-122) into the definitions (S-llSc) and (S-11Sd), making use of M12 = M21 = M of (S-IIS); thus
M
Exact
(S-123a)
For thin circuits
(S-123b)
324
STATIC AND QUASI-STATIC MAGNETIC FIELDS
EXAMPLE 5-19
The latter approximations (5-123b) are usually acceptable in practical mutual inductance calculations.
EXAMPLE 5-19. Find M for the iron core toroidal transformer illustrated, the windings having n 1 and n2 turns and assuming no leakage flux. Compare M2 with the product LIL z . M for thin coils is conveniently found by use of (5-123b). For II in t l , the core flux obtained in Example 5-2 is
but t/I 12 linked by t2 (i.e., passing through obtaining from (5-123b)
Sex.2
bounded by
t 2) is
n2
times
t/lm,core,
(2)
The same answer is obtained using M = t/lzl/I2 , The se1f:'inductances of the coils, from Example 5-17, are (3)
Thus the product LIL2 equals the square of M given by (2). This is expected for coupled circuits whenever all the magnetic flux links each turn of the windings.
The idealization that all the magnetic flux produced by one circuit completely links the other, as in Example 5-19, is never quite attained in practice, even when high-permeability cores are used to minimize flux leakage. There is invariably some leakage, as depicted in Figure 5-33(a), causing M2 to be less than L I L 2 . This circumstance is expressed by the so-called coefficient of coupling between circuits, symbolized
5-12 COUPLED CIRCUITS AND MUTUAL INDUCTANCE
(a)
325
(b)
FIGURE 5-33. Magnetic coupling between circuits yielding high and low coupling coefficients.
(a) Iron core transformer with small leakage (k .... I). (h) Circuits coupled in air, Jar high-frequency applications.
by k and defined
M k=-.JL 1 L 2
(5-124)
The latter permits expressing M as a function of the self-inductance of each circuit whenever k is known; that is, (5-125) The maximum value attainable by k is unity, while for circuits totally uncoupled, k = O. If coils are coupled using high-permeability cores, k may have a value as high as 0.99 or better, though with air as the coupling medium as in Figure 5-33(b), a much smaller k is usual, in view of one circuit linking a correspondingly smaller fraction of the total self-flux of the other. The circuit model of coupled circuits can be deduced in the same manner as for single circuits. Since a pair of circuits is involved, two Kirchhoff voltage relations are desired. Three interrelated methods can be employed to obtain the Kirchhoff voltage equations: (a) a method based on the scalar and vector potentials I]) and A of the electromagnetic fields, described in Section 5-10; (b) a technique based on energy considerations, treated in Section 5-11, part F; and (c) an approach making use of the Faraday law, (3-78). The Kirchhoff voltage equations of coupled circuits are derived from application of the Faraday law, (3-78)
J: E. dt = _ dt/Jm ~
dt
[3-78]
to the closed paths tl and t2 defining the circuits. In (3-78), E denotes the total field existing at the elements dt of the paths tl and t 2 , with o/m the total flux intercepted by each circuit-flux generated by both 11 and 12 , To help visualize this process, in
326
STATIC AND QUASI-STATIC MAGNETIC FIELDS
(b)
(a)
FIGURE 5-34. Se!f- and mutual fluxes produced by 11 and 12 in coupled circuits. and emfs induced. (a) Flux of 11 only. The self-flux l/i I links t p inducing
~ ~tJ The mutual flux
1/112
=
IS
2
El 'dt
(1)
BI . ds links t 2 , inducing (2)
(b) Flux of 12 only. The self-flux l/i2links /:2, inducing
~ E . d/:
:Yt2 The mutual flux
t/121
=
= _dl/i2
2
Is! B2 . ds links t
1,
(3)
dt
inducing (4)
Figure 5-34 are shown the separate fluxes of 11 and 12 , Only one independent voltage source V(t) is used. The senses of 11 and 12 are arbitrary, being assumed as shown. Figure 5-34 shows that the total E generated along the closed path of circuit II and appearing in the left side of (3-78) consists of three contributions: a field El induced along II by -dl/1t/dt, in which 1/11 is the self~flux linking the circuit II and due to the current 11; another field E21 induced along II by -dl/121/dt, in which 1/121 is the "mutual flux" linking II and produced by 12 ; plus the generated field Eg produced only within the independent voltage source V(t). Thus, the total E· dl contribution to the integrand of the left side of the Faraday law (3-78) becomes E . dl = (E1
+ E21 + E 9 ) . dt = ! . dt + E 9 . dt (J
(5-126)
in which the current density J is that induced in the conductor via (3-7) and by the continuity of the tangential portion of the total electric field Econd = El + E21 appearing at the conductor surface.
5-l2 COUPLED CIRCUITS AND MUTUAL INDUCTANCE
(e)
(b)
(0)
327
FIGURE 5-35. Magnetically coupled circuits and circuit models. (a) The physical coupled circuits, with assumed current directions. (b) Circuit model showing elements corresponding to terms of (5-128). (e. Circuit model using symbolic convention to denote circuit self-indnctances.
The right side of the Faraday law (3-78) concerns the two magnetic flux contributions t/lm = t/ll + t/l21 linking the surface SI bounded by the circuit tl as shown in Figure 5-34(a) and (b). With this and (5-126), (3-78) finally becomes
~
:Yt,
l. dt + (J
j( +) E . dt J(-)
9
= _ dt/ll _ dt/l21 dt
dt
(5-127)
At low frequencies, the leftmost integral of (5-127) becomes Rllb Rl being the resistance of the conductive path by the arguments of Section 4-14B. Thus (5-127) may be written
The fluxes t/ll = Is, BI . ds and t/lzl = Is, B z . ds linked by tl are the positive quantities t/ll = LIIl and t/lZl = M12 , since those fluxes emerge from the positive side of S1 bounded by tl in Figure 5-34. With these substitutions one obtains (5-128a) the desired Kirchhoff voltage relation for the circuit t l . Applying a similar line of reasoning to the other circuit, one obtains the desired Kirchhoff voltage relation for t z
o
(5-128b)
These coupled diflcrential equations correspond to the circuit model in Figure 5-35. The use of this model makes it evident, without recourse to field theory, that on removing Rv tor example, the open-circuit voltage obtained across gap terminals at cod is just M dlddt. Other features of coupled circuits from the point of view of this model are treated in standard texts on circuit theory.21 liSee, for example, S. 1. Pearson, and G. J. Maler. introductory Circuit Analysis. New York: Wiley, 1965, pp. 54-63.
328
STATIC AND QUASI-STATIC MAGNETIC FIELDS
5·13 MAGNETIC FORCES AND TORQUES Although the force acting on a current-carrying circuit in the presence of an external magnetic field can often be obtained by use of the Ampere force law, (5-45a), frequently it is more expedient to obtain it from the stored magnetic field energy. It is shown how the force or torque acting on a current-carrying circuit or a nearby magnetic material region is deduced from an application of the conservation of energy principle to a virtual displacement or rotation of the desired body. This process is analogous to the determination of forces or torques exerted on charged conductors or dielectrics in the presence of an electrostatic field, discussed in Section 4-15. Suppose the magnetic circuit of Figure 5-36(a), having an air gap of variable width x, derives its energy from the source V supplying a direct current to the winding. If the armature were displaced a distance dt at the gap due to the magnetic field force F acting on it, the mechanical work done would be (5-129) This work is done by V at the expense of the energy in the magnetic field such that the following energy balance is maintained
+ dU dUs dUm ~~ '-M-a-g-n~etostatic\ Mechanical Work done work done by source V energy change
(5-130)
The change in the magnetic energy, on changing the air gap in Figure 5-36(a), produces a corresponding inductance change. The magnetostatjc energy Urn is 1/2LP from (5-72), so the energy change occurring with 1 help constant becomes (5-131) Omitting the 12 R heat losses associated with the coil resistance in the equivalent circuit of this system depicted in Figure 5-30(c), the work dUs exerted by V to maintain (5-130) is done against the voltage induced by the flux change dl/l m in the time dt such
I
v-=-
(a)
(b)
FIGURE 5-36. Single circuits using magnetic cores subject to relative translation or rotation. (a) Armature translates. (b) Armature rotates.
5·13 MAGNETIC FORCES AND TORQUES
329
that V = -dljim/dt. With ljim = LI from (5-88a), and with I maintained at a constant value, the induced voltage becomes V = -dljimfdt = -ldL/dt. The work dUs done by the source in the time dt to overcome this voltage is therefore
dUs = - VI dt = 12 dL
(5-132)
which is just twice (5-131), the change in the stored energy. Combining (5-129), (5-131), and (5-132) into the energy balance, (5-130) thus yields (i)PdL+F'dt= [2 dL, reducing to F' dt = (1)P dL, or (5-133) The latter shows that the mechanical work just equals the change in the magnetostatic field energy. Thus, of thc electrical energy supplied by V, one-half goes to increasing the magnetic ener[jY of the system, whereas the other half is used up as mechanical work done by the magnetic force. The differential magnetostatic energy change dUm can be written in terms of the coordinate variations of Urn as the armature moves the distance dt = axdx + a y 4Y + a. dz if desired; that is, (5-134) gradient form allowable in view of (2-11). A comparison of (5-134) with (5-129), making use of (5-133), leads to the cartesian components ofF
(5-135a) Since Urn = (i)LP from (5-72), the force components with I constant can also be written in terms of the derivations of the self-inductance L as follows
I 2 0L
F=-y 2 oy
(5-135b)
To evaluate F, the magneLostatic energy Urn (or the self~inductance L) should be given in terms of the coordinates of the displaced element of the system. In Figure 5-36(a), for example, U m would be expressed in terms of the single coordinate x denoting the air-gap width. Suppose a portion of the iron core, instead of being translated, is constrained to rotation about an axis as in Figure 5-36(b). Then the differential work (with dU = dUm) done by the magnetic force in the angular displacement dO a1 dOl + a2 d0 2 + a3 d0 3 becomes (5-136) wherein T = a 1 T1 + a2 T2 + a 3 T3 denotes the vector torque due to the magnetic force. Then results analogous with (5-135a, b), in terms ofthe variations ofthe magnetic
330
STATIC AND QUASI-STATIC MAGN.ETIC FIELDS
energy with respect to angular changes, obtain as follows
(5-137a) and in terms of the variations in the circuit self-inductance with respect to the angular motions, one obtains
(5-137b)
EXAMPLE 5-20. A magnetic relay has a movable armature with two air gaps of width x as shown in the accompanying figure. The n turn coil carries a current 1 derived from the source V. The core and armature, both of permeability f-t, have the median lengths and cross-sectional areas t 1 , AI; t 2 , A 2 , respectively. (a) Find the expression for the magnetic flux, the magnetic energy stored, and the self-inductance of the system, expressed as functions of the gap width x. (b) Determine the force acting on the armature. Express this force in terms of magnetic flux in the air gap, and in terms of the air-gap Bav field.
(a) The core flux is obtained by use of the magnetic circuit methods in Section 5-3. The reluctances are 91 1 = tdf-tAl' 91 2 = tzlf-tAz, and that of the two air gaps in series is 2x/f-toA 1; whence
nl
t/lm,core =
------2-x91 1 + 91 2 + --_. f-toA l
(1)
L is well approximated by the extcrnal self-inductance (5-88a). The core flux passes n times through the surface Sex bounded by the coil, so that
L = nt/lm.core = 1 ----------2-x91 1 + 9l z +-f-toAl
(
I
I
1
I I L
I \
EXAMPLE 5-20
(2)
PROBLEMS
331
The magnetic energy of the system is therefore
(3)
It is evident that increasing the air gap results in a decrease in the core flux, the self-inductance, and the stored energy. (b) The force on the armature is obtained from (5-135a) or (5-135b); F has only an x component, as expected from the physical layout; thus
2x JloA [ [Jt 1 + [Jt 2 + JloA
J2
(4)
The negative sign means Fx is in the direction of deereasing gap width x, corresponding to an increase in magnetic energy. ''''ith the core flux expression (1), rewrite the air-gap force (4) as
F
x
With
!/Im,eore
=
BovA,
thi~
I = __
Jlo
A
.1, 2 'P m,core
(5-138a)
is also written (5-138b)
showing thc air-gap force to be proportional to the air-gap flux squared, as well as to the flux-density squared.
REFERENCES ELLIOTT, R. S. Electrornagnetics. New York:
McGraw~Hi1l,
1966.
LORRAIN, P., and D. R., CORSON. Electrornagnetic Fields and Waves, 2nd ed. San Francisco: Freeman, 1970. REITZ, R., and F. J. MILFORD. Foundations of Electrornagnetic Theory. Reading, Mass.: Addison~ Wesley, 1960.
PROBLEMS SECTION 5-1 5-1. From the divergence of the static diflerential Ampere law (5-2), show that the differential property of static current density (5-3) follows. Explain the physical meaning of (5-3). Show how (5-6) follows from (5-3), from an appropriate integration and by an application of the divergence theorem.
SECTION 5-2 5-2. In the figure is shown a toroid of permeability Jl
= JloJl" through which a long wire carrying the steady current I is coaxially threaded. (a) Making use of the symmetry, Ampere's and boundary conditions, argue why the same H field exists in the toroid as in the surrouuding air. Find B in the two regions. (b) With 1 = 10 A, Jl = 500Jlo, a = I cm, b = h = 2 cm,
332
STATIC AND QUASI-STATIC MAGNETIC FIELDS
I
I h
L PROBLEM 5-2
find Hand B to either side of the interface at the inner radius p in the toroid.
=
a. Determine the core flux
SECTION 5-3 5-3. A particnlar ferromagnetic core with an air gap is similar to that shown in Example 5-3. I t has a 5-cm 2 cross-sectional area, a median core length in the iron of 20 em, a 4-mm air-gap length, and is wound with a 200-turn coil carrying 0.1 A. The iron core has the constant permeability It = 5000lto. (a) Sketeh the analogous dc electric circuit and the equivalent magnetic circuit diagram, labeling the symbolic quantities that apply. (b) Calculate the reluctances of the iron path and the air gap. Find Bov and Hav values in each region. (c) At the iron-to-air-gap interface, which boundary condition (from Table 3-2) applies there? (d) Show that the Ampere integral law (5-5) is satisfied, by integrating H • dt about the closed median path. To which Maxwell law is the Ampere law analogous, but applicable to the electric-current analog? (e) If the air gap were missing and the applied mmfnI were the same, by what factor would Bov and the core flux increase? [Answer: (b.) Bav 6.22 mT]
5-4.
Suppose the toroidal magnetic circuit of Exam pie 5-3 had no air gap. With the dimensions and parameters as given, find the H field in the core along the median path (p = 5 cm) two ways: (a) using the magnetic circuit method; (b) using Ampere's law. Compare the answers. If this toroid has an air gap, explain why the Ampere law cannot be applied to find H directly.
5-5.
Given is the two-mesh magnetic circuit with an n-turn winding as shown in Figure 5-7 (b). Let the iron core /1 104 Ito and the coil wound about the middle leg carry 0.1 A with 80 tUfns. The median path length of the middle leg is t3 = 4 crn, whereas the outside legs have tl = 2 (2 = 12 em, with all cross-sectional areas fixed at 2 em . Sketch the schematic diagram of the magnetic circuit appropriately labeled, along with the analogous dc electric circuit. (a) Using the analogous circuit, employ simple circuit reduction methods borrowed from the analogous electric circuit to calculate the magnetic flux in each branch, neglecting leakage. Find Bav in each branch. (b) Find Hav in each branch. Check your solution by verifying whether Ampere's law is satisfied around one closed loop that includes the mmf source rd. [Answer: (a) ifJm3 = 0.201 mWbl
PROBLEMS
333
5-6.
Given is the same two-mesh magnetic circuit as in Problem 5-5, except that, additionally, a O.5-mm air gap is sawed through the middle branch t3' (a) What is the air-gap reluctance? Sketch the new analogous electric circuit, labeling appropriate quantities and their analogies. (b) Find the new value of current required in the n-turn coil to establish the same magnetic flux in each branch as was obtained for Problem 5-5. By what factor does the current need to be increased? Comment on the effect of the air gap. (c) If the air gap had instead been placed in the outer branch t 1 , comment qualitatively on its effects in this event. [Answer: (b) 1= 5.1 A]
5-7. Given is the two-mesh magnetic circuit of Figure 5-7(a), with the mmfsource nl wound on the outer leg t 1 • Sketch this system, along with a labeled schematic magnetic circuit. Assume the identical dimensions and parameters of Problem 5-3. (a) Repeat part (a) of Problem 5-5 for this new configuration. (b) Calculate Hap in each branch. Check your solution by verifying whether Ampere's law, of the form (5-20e), is satisfied around the closed loop defined by the branches tl and t 2. 5-8. A particular I %-silicon (Si) steel, useful in magnetic circuit applications, has the type of nonlinear B-H curve depicted in Figure 3-13(b). Only points on the virgin curve OP3 are considered lkre. (1'he hysteresis efleet is disregarded.) Tests on this steel show a curve having the (B, H) coordinates: (0.04,20), (0.13,40), (0.24,50), (0.39,60), (0.53,70), (0.63,80), (0.76,100), (0.87,125), (0.95,150), (1.06, 200), (1.19, 300), (1.25,400) in mks units. (a) Graph this B-H eurve on linear graph paper with reasonable care. (b) With fl, defined by B/floH, calculate the static fl and fl, values for each given point, and graph fl, as a function of Hover the given range. 5-9. The gapless toroidal ring shown is made of the Si steel described in Problem 5-8, with R = 10 em, r = 2 cm. Let the current in the 100-turn winding be 1.257 A. (a) Use (5-20e) to find Hav in this core. Find also Bap and the magnetic flux in the core. Employ the B-H characteristic given in Problem 5-8. [Answer: I/Im = 1.33 mWb] (b) Use answers obtained in (a) to deduce tbe values of fl and fl, of the core at its operating point. Find the reluctance of this magnetic core. Making use of the latter, check the value of the core flux obtained in (a). (c) Explain why the use of (5-20c) would have been unsuitable in part (a). 5-10. A toroidal magnetic circuit with an air gap has dimensions the same as those of Example 5-3. The core is made of the Si steel described in Problem 5-8. (a) Suppose that the maximum magnetic density Bav at which this device is to be operated is 1.06 T. Determine the corresponding core flux, the field Hav established in the steel core and in the air gap, and the mmf drops across the two regions. What mmf is required of the 100-turn coil to produce the desired Bav? What coil current? (b) If there were no air gap, what coil current would then be needed? Comment on the effect of the air gap on the required driving current to produce a desired Bap in the magnetic core. . 5-11. In the toroidal magnetic circuit with air gap of Problem 5-10, assume 1= 10 A flows in the 100-turn coil. Find Bav and the core flux. [Hint: Since neither (5-20c) nor (5-20e) is amenable to a direct solution for Bap , assume as a first approximation that the applied mmf due to nl is entirely across the air gap only, using successive approximations to find Bap from the B-H graph of Problem 5-8.]
PROBLEM 5-9
334
STATIC AND QUASI-STATIC MAGNETIC FlELDS
SECTION 5-4 5-12. Given a very long, round conductor of radius a carrying the static current I in free space and that its exterior B field is aq,1l01/2np, use (5-22) as the basis for finding the potential A outside the wire. [Hint: Expand (5-22), noting it has only a z-eomponent and that its %z operator is zero (why?). Integrate the resulting differential equation to obtain 1101
tnp+C
(p?:a)
2n
If desired, put the arbitrary potential reference (where A z
= 0)
at p
= a to eliminate C.J
5-13. Repeat Problem 5-12, but this time find A inside the wire, given that B there aq,llolp/2na2 Show that
IS
To what docs this result reduce, if the wire surface is taken as the potential reference?
SECTION 5-5 5-14. A finite length of this wire, in air, carries the static current I and lies on the z-axis as in Example 5-4, except it is displaced so that its lower end is at z = L J and its upper end is at L z . Sketch and label it. Find the vector magnetic potential A at any location P(p, 0, 0) on the p-axis by integrating (5-28c), showing that
5-15. (a) In Example 5-5 concerning the small curre'nt loop, show the details of inserting (5-32) into (5-22) to obtain B of (5-33). (b) Comment on the duality existing between the B field (5-33) of the current loop of Figure 5-10 and the E field (4-44) of the electric dipole charge of Example 4-8. How do their field sketches compare? The strength of the electric dipole moment in (4-44) is qd. Recalling the definition (3-53) of the magnetic moment of a current loop, what is the "magnetic dipole" moment inferred from (5-33)?
°
5-16. A square loop of thin wire centered in the z = plane and of sides 2a parallel to the X,] axes in air carries the current I flowing counterclockwise looking from the top. Sketch this geometry, and show details of how the Biot-Savart law (5-35b) is used to obtain the B field at P(O, 0, 0), yielding
1l0J21 B(O, 0, 0) = a z - - 11.a Make use of symmetry to show that integration along only one side of the loop is needed.
5-17.
(a) Show that B along the z-axis of the thin, square loop of Problem 5-16 is given by B(O, 0, z) = a z
11.(z
2
+
21loIa2 2 1/2 Z 2a) (z
2
+a )
\
[Hint: Make use of results of Example 5-4, if desired.] (b) To what result does this reduce at the center of the loop? (See Problem 5-16.) If 1= 10 A, a = 1 ern, find B(O, 0, 0). (c) Show, as z becomes sufficiently large, that B at great distances falls oft' as the inverse cube of the distance.
°
5-18. A thin, circular loop of thin wire centered in the z plane is of radius a and carries the current I (going couHterclockwise seen from the top) in air. Sketch it. (a) Use a direct inte-
/
PROBLEMS
335
: :
free Iltial
a/az
t
d[JU con~~~tlng b
I(t)
'~1
t
IS
I(t)
i-'- Viti I I
:e
t
(a)
I I I
I I
I I I
(b)
I'ROBLEM 5-19
ofthc Biot-Savan law (5-35b) to show that B along the
as is at the
IS
z axis
is given by
what result does this reduce at the loop center? Find B there iff = lOA, a = I em. Iff = lOA, 10 cm. (b) Show that this B field agrees, as the distance from the loop is made large, with f()!' the B field of a small loop.
SECTION 5-7 5--UI. ting 'ield e of lent
That the this j at
I
A highly conductive wire loop, of the rectangular dimensions as noted, is placed in the ('ommon plane of a nearby long wire carrying the current I(t) = 1m sin rot as shown in (a). What (quasi-static) B field is produced by the current'? (b) Use the Faraday law (5-41) to the open-circuit voltage V(t) at the loop gap. (Show on a sketch the direction orB on the bounded by the loop and the choice of a positive surface element.) What is the polarity at the gap? Explain. If 1m 10 A, f 20 kHz, d 4 mm, a b 10 em, find V(t), its polarity. (c) Repeat (b) for the parallel-wire system of figure (b), making use of ~ymmetry.
5--20.
A high-11 magnetic toroid has a rectangular cross section as shown, and is wound with n-turn coil carrying the current I(t) 1m sin rot. A one-turn secondary loop of wire embraces core as shown. (a) Use Ampere's law to deduce the quasi-static B(p, t) field in the toroidal Find the "core flux. (Sketch the flux in a side view of the system, noting its direction in relation to the positive current sense.) (b) Use Faraday's law (5-41) to deduce the open-circuit V(t) at the gap of the secondary loop t 2 . If a = 1 em, b = 3 em, d = 2 em, n1 = 150 turns, kHz, core 11 = 4000Jlo, and 1m = 2 A, find t/lm(t) and V2 (t). Label the polarity of V2 (t) thc gap, explaining your choicc.
by
-(z)
the be1ce. nes Ilte-
('ROBLEM 5-20
. E7
II
336
STATIC AND QUASI-STATIC MAGNETIC FIELDS
I
I I I 1'1
It
"I
T I l'--------'~
!
V(t)
p
1 I
I I 1 I
PROBLEM 5-21
SECTION 5-8 5-21. The long, straight, round wire shown carries the static current 1. The thin, rectangular loop shown is located with its nearest side at the distance p from the wire center. The rigid loop is moved radially away from the long wire, all points on the loop moving at the velocity v apv" relative to the wire. Use (5-44d) to determine V(t) induced at the loop gap, including its polarity and the reason for your choice. (Sketch the system, labeling typical v, B, and v X B symbols thereon, as required by the integration.)
SECTION 5-10 5-22. In Figure 5-22(c) assume, in the end view of the simple generator shown, that the radial magnetic field has the constant Eo magnitude in the gap over a ± 60° angular interval measured {i'om the vertical, and is zero outside the gap. Use (5-44d) to derive the motional voltage V(t) generated by the rotating coil across its open terminals, assuming the coil has n turns. (Show its polarity on a sketch, justifying your choice.) Show that V(t) = 2B odawn. If Bo = 0.3 T, d = 12 cm, a 4 cm, n 20 turns, and the r'otor is spinning at 50 revolutions per second, find V(t).
SECTION 5-11C 5-23.
(a) Make use of (5-77) to show that the magnetic energy stored in the toroid of Problem 5-20 is U m = (J.ldn 2 J2/4n) tn (b/a). Deduce its self inductance therefore to be L
/.ldn
2n
2
R b ,n-
a
and compare this wi th the result obtained in Exam pie 5-17 by the flux-linkage method. (b) For the toroid with dimensions as given in Problem 5-20(b), find its magnetic energy if J = 2 A, and its self-inductance. Under what condition would the self~inductance be a function of the current in the device? 5-24. (a) Find the magnetic energy stored in the toroidal inductor of Examplc 5-3, using average magnetic field values. What percentage of the total energy is stored in the air gap? What is the self-inductance? (b) Repeat the energy and inductance calculations of (a), but for no air gap in the core. Comment on the comparative results. 5-25. Determine, from results obtained in Example 1-17, the magnetic energy stored in a length d of a very long solenoid in air, with n/d closely spaced turns per meter. Show that its selfinductance per meter, L/d, is /.lonb 2 (n/d)2. For a long solenoid with b = 3 em and 10 turns per centimeter, find its inductance per meter.
PROBLEMS
337
PROBLEM 5-31
5-26.
(a) For the coaxial line of Example 5-13, verify the results (I), (2), and (3) obtained for its internal and external inductances, giving ample details. (b) The expression (5-83) is sometimes used for the inductance of a length t of the coaxial line. Under what condition(s) would this result be accurate?
SECTION 5-11D 5-27. For the toroidal inductor of Example 5-3, use the external flux linkage to lind its selfinductance. With no air gap, by what factor docs its inductance increase?
5-28.
Find, using the flux linkage method, the expression for the self-inductance of every length d of the very long solenoid in air of Example 1-17. Check the result with that given in Problem 5-25.
51.29.
For the two-mesh magnetic circuit with parameters as given in Problem 5-5, it was found that 0.1 A in its 30-turn coil produced 0.201 mWb of magnetic flux through the coil. Find its external self~inductancc, using the flux linkage method.
5-30.
In the two-mcsh magnctic circuit with an air gap, as described in Problem 5-6, it was found that the coil current of5.1 A produced the magnetic flux of 0.201 mWb through the coil. the flux linkage method to find the coil self-inductance. Neglect internal inductance.
5-31.
The toroidal magnetic core of circular cross section has a coil ofn turns as shown. Ncglectthe winding intcrnal inductance and the flux leakage and assuming the iron permeability p to be constant, use the flux-linkage expression (5-83a) to determine the approximate selfinductance. Use magnetic circuit methods to determine the core flux. Show that L = 1lT/ 2r2/2R. If Ilr 10 5 , n 50, r = .5 mm, R 3 em, find L. 5-32.
Rework Problem 5-31, this time employing Ampere's law to find the exact expression
H in the core, whence deduce the core flux from the integration ofB . ds over the core cross lIection. From this, deduce the external self~inductance by usc of (5-33a) and flux linkages. Calculate L for the values given in Problem 5-31. 5-33.
A wire circuit is threaded through a small toroidal low-loss ferrite bead of permeability shown. How much self-inductance is added to the circuit? [Hint: Reason that the H field or without the bead is essentially the same. The fields within the bead (sec enlarged figure) essentially those for the straight-wire Problem 5-2.]
I'ROBLEM .5-33
338
STATIC AND QUASI-STATIC MAGNETIC FIELDS
= 0.5 em
I
<:!;50.5cm I
Loop of (a)
0.1 mm
(b)
(a)
PROBLEM 5-36
SECTION 5-11E 5-34.
Employing the elliptic integral approximations (5-99), provc (5-100) for the external inductance of a circular loop of wire.
5-35.
Add (5-100) and (5-101) to obtain the expression for the self-inductance of a circular wire loop in air. Use the result to calculate the low-frequency and high-frequcncy inductances (explain the difference) of a loop of nonmagnetic wire 4 mm in diameter, forming a IO-cm diameter circle. Is the internal inductance negligible in the low-frequency case?
5-36.
(a) The wire loop in figure (a) has the dimensions shown. Calculate by use of (5-100) and (5-101) its self:inductance. Assuming low-frequency operation, what percentage of this is internal inductance? (b) Now wind the wire loop about the iron core as in figure (b), with the mean radius R = 1.5 cm and the cross-sectional radius r = 5 mm. Assume no leakage flux and J1. = 5000J1.0 for the core. Determine the factor by which L increases ovcr its free-space value in (a). Comment on the effect of the closed, high-permeability magnetic path. Is internal inductance of importance here?
SECTION 5-12 5-37.
Beginning with (5-65), prove the result (:>-107) for the power delivered to coupled circuits. [See thc proof of (5-66) for a single circuit.]
5-38.
From the expression (5-110) for the magnetic energy of coupled circuits, derive (5-111) for linear circuits. [Hint: Observe how the linear result (5-71) was obtained from the general expression (5-70) for a single magnetic circuit.]
5-39.
Usc (5-121) to deduce thc Neumann formula for two thin circuits in free space M=
11 {,
12
J1. o dt'· dt ...._ .4nR
Sketch a pair of circuits with labeling appropriate to the usc of this intcgral.
5-40.
Use the Neumann formula for thin circuits given in Problem 5-39 to derive the mutual inductance between two coaxial, circular loops with radii a and b, and separated by the distance
PROBLEM 5-40
PROBLEMS
339
free space as shown, obtaining
which K(k) and E(k) are the complete elliptic integrals (5-97), and k=
Proceed along lines suggested by Example 5-18, noting that the distance between a source P' and a field point P is
5-41. Given a fixed circuit tl in free space as shown, suggest, with respect to the flux-linkage definition (5-123b) of M, how the mutual inductance varies with respect to the second circuit on relocating it according to the three cases illustrated. Explain briefly, showing roughly the extent to which the flux of 11 (in t 1 ) links t z . 5-42. Suppose a second coil tz with Tt2 = 250 turns is wound on the iron core with an air gap, described in Example 5-3. Employ flux linkage methods to determine the self-inductance of each winding. Find the mutual inductance between these windings two ways: (I) by usc of the flux linkage result (5-123b); and (2) using (5-125), assuming zero leakage flux in this system.
~-43.
(a) In the coaxial coupled circuit system (in air) of Problem 5-40, assume the radius b of circuit t2 to be small compared to a, the radius of circuit t 1. Then the current 11 in tl would produce an essentially uniform B field over the smaller circuit t z . Using the solution to Problem 5-18 for Bl along the z-axis, show that the mutual inductance between these circuits is essentially J1.o1f.(ab)z/2(a 2 + d2 )3/2. (b) Find M between these circuits if a = 12 em, b 2 em for two cases: (I) if d = 20 cm (coaxial circuits), and (2) if d = 0 (coaxial and coplanar). Let the wire diameter be Imm. (c) If 11 = 10 A flows in circuit iI' find the magnetic flux 0/12 linking the second circuit. (If 12 were 10 A, then from (5-123b), how much flux 0/21 would link the first circuit?)
5-44. Make use of the inductance expressions (5-100) and (5-\ 0 1) for a circular wire loop to determine the self inductance of each of the two loops with dimensions as given in Problem 5-43(b). Usc these and the value of M to deduce the coupling coefficient k for both circuit separations d 0 and d 20 cm. 5-45. (a) For the same rectangular circuit near a long, straight wire in air as shown in figure (a) of Problem 5-19, find the expression for the mutual inductance between the two circuits. Sketch this labeled system. Find the value of M, using the dimensions given in Problem 5-19. (b) If ll(t) 10 sin Wi, make use of (5-123b), 0/12 MIll to find the amount of flux 0/12(t) linking the rectangular circuit having the given dimensions. (c) Use the Faraday law (5-41) to
(a)
(b)
(c)
PROBLEM 5-41 (a) Coaxial circuits. (b) Coplanar circuits. (e) Coaxial and coplanar circuits.
340
STATIC AND QUASI-STATIC MAGNETIC FIELDS
PROBLEM 5-46
deduce the open-circuit voltage V(t) (ineluding its polarity) appearing at the gap in the rectangular circuit at the frequency f= 20 kHz specified in Problem 5-19. (Identify the flux l/l", in (5-41) here as precisely 1/112' the flux produced by 11 and linking the circuit whcre t/1l2 = MIl' Evaluate V(t) making usc oftlle latteL) 5-46. Clamped firmly about the long, straight wire shown is a split toroidal core of permeability I' and the given dimensions, with n turns wound about it. The long wire carries the currentl j (t) 1m sill wt. (a) Based on thc flux produced in the toroidal core, obtain an expression for the mutual inductance betwecn circuits tj and t2 using the flux-linkage definition (5-123b). (Note tbat the flux t/112 linked by t z , that is, passing through the surface Sex,2 bounded by t z , is rl Limes the core flux.) (b) Find the value of Nt, if a 5 nnll, b = 1.5 cm, d = 3 cm, n = 200, 11 (t) = 50 sin wt A at the frequency f = 60 Hz, with I'r 5000. (c) For the values given in (b), use the Faraday law (5-41) to obtain the open-circuit voltage (including polarity) at the terminals of circuit l2' Do this two ways: (l) by usc of (5-41), or V -dl/l 12 /dt; and (2) making use of 123b) to express the flux t/l 12linked by l2 as t/1 12 M I], yielding V 2 (t) d(MItl/dt -Mdl l /dt.
SECTION 5-13 5-47. In Example 5-20, let n 150, 1 0.2 A, tl 10 cm, t2 5 em, 5 cm 2, A2 I cmz, gap x 1 mm, and I' = 80001'0' (a) Find the core flux, the densities Bav in the U-shaped stator and in the armature, and the force on the armature at the given gap width. (b) Repeat for the gap closed. 5-48. The hinged, movable iron armature provides a variable air gap oflength x with respect to the fixed iron U-shaped stator shown, both having the same cross-sectional area Ac- Assume that the small armature displacement x is linear translation. (a) Write the expression tor the core flux of this system, neglecting leakage. (b) Obtain an expression for the self-inductance of the coil, using the flux-linkage method. Find Ii'om this the expression for the magnetic stored
PROBLEMS
341
I I ~'-X
I I
t,.
r---------
I I I I
(Ill
I
.. I
(ILl
'- _ _ _ _ _ _ _ _
I I I I ---.I
PROBLEM 5-48
energy. (e) Determine the expression for the force on the armature, as a function of x. (d) If
t c = 12 em, Ac = 4 cm 2, x = 1.5 mm, I = 1.25 A, n = 200 turns, and J.l = 10 5J.lo (assuming linear iron), find the values of the core flux Eav and Hav in the iron and air-gap regions, the selfinductance, the stored magnetic energy, and the force on the armature. (e) [f the gap length x were reduced to 0.75 mm, by what factor would the force increase? If x were reduced to zero?
5-49. A magnetic relay has a rotating armature as in Figure 5-36(b). Label (as for the relay of Example 5-20) mean paths t 1 , t2 and cross-sectional areas A l , A z in the iron stator and armature, each of permeability J.l = J.lrPO' The air gap is produced by the small angle 0 = x/tz, x being the mean air gap length. Find expressions for the magnetic flux, self-inductance, stored energy, and torque, each in terms of the small angle 8.
,
(
CHAPTER 6 - - -_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
Wave Reflection and Transmission at Plane Boundaries
This chapter is concerned with plane-wave boundary-value problems in one or two dimensions. The reflection from a perf(~ctly conducting' plane on which a uniform plane wave is incident is considered first. Replacing the perfect conductor with a lossy dielectric extends the problem into a two-region system, f()r which the wave transmitted into the dielectric is also of interest. The definition of wave impedance and reflection coefficient permits a systematic analysis of the multiple-layer problem, dealing with the reflected and transmitted waves excited by a normally incident wave. Next, a developmen1 of the Smith chart is discussed, with applications to the foregoing problems. Then the concept of standing waves and standing-wave ratio fiJr a lossless region is treated. The chapter concludes with a discussion of wave reflection and transmission at oblique incidence on a plane boundary.
6-1 BOUNDARY-VALUE PROBLEMS A boundary-value problem in electromagnetics is one involving two or more regions (separated by one or more intedaces) lew which solutions are desired such that (a) Maxwell's equations are satisfied by those held solutions in each of the regions, and (b) the boundary conditions discussed in Chapter 3 are satisfied at the interfaces. Examples are illust.rated in Figure 6-1. Figure 6-1 (a) shows a rudimentary boundaryvalue problem: a plane wave normally incident on a perfect conductor, yielding a reflected wave. In (b) is a two-region system separated by a plane interface. A given plane wave traveling in region I leads to the additional waves shown, such that the boundary conditions at the interf~tce are satisfied. In these problems, the given incident wave is presumed to originate hom an appropriate electromagnetic source (a generator) at the far left.
342
6-1 BOUNDARY-VALlIE PROBLEMS Region 2
Region 1
~
Reflected wave m~~n
{
- 7'
343
Region 2
Region 1 Incident
Transmitted
"-
/
-+-----,//
/
~
To sources of plane wave
/
Perfectly conducting plane boundary
-E-- To
sources of plane wave (b)
(a)
C~~
~ ~~\\ ;f\ \ \ \ \
(Region 2); Air
Monopolt;: Region 1
Voltage source
(d)
(c)
G;,,",'holo. . '
."
~z,
:vegUlde"" "'~~:'-"",Z
~ ~ 0'
-
~-
J:
"-
'"
-------tJli_____..... L
-~
Rectangular, hollow waveguide
(e)
Linear Biconical Biconical Spherical (thin) (fat)
(f)
I"IGURE 6-1. Examples of boundary-value problems in electromagnetic thCOIY, (Il) Reflection of a plane wave from a perfectly conducting plane. (b) Reflection of a plane wave from, and transmission into, a dielectric region 2. (el Monopole antenna at the earth's snrface. (d) Two types of conducting pairs, carrying waves from a generator to a load. (e) Two types of hollow waveguides, carrying waves from a generator to a load. (f) Four types of driven antennas in free spacc.
Whenever the source of electromagnetic energy is included in a boundary-value problem, you can say that you are discussing the complete boundary-value problem. If the reflected wave does not couple signiticantly with the generator, a discussion of the complete problem may not be necessary. [n Figure 6-1(c) is shown a three-region problem consisting of a driven monopole antenna source transmitting electromagnetic energy into the surrounding space (regio1l 2) and into the earth (region 3). In Figure 6-1 (d) and (e) are showIl other complete boundary-value problems involving generators (sources) driving waves down one- or two-conductor systems (waveguides or tr::msmission lines) to a load at the far end. Systems such as these are considered in Chapters 8 through 10.
(
344
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
6-2 REFLECTION FROM A PLANE CONDUCTOR AT NORMAL INCIDENCE A fundamental boundary-value problem of electromagnetics involves the reflection of a normally incident uniform plane wave from a plane perfect conductor. Assuming a plane of infinite extent avoids edge (diffraction) effects, and with the simplification of normal incidence, the problem is reduced to two dimensions (t and z). The geometry is shown in Figure 6-2. The sources of the incident wave are assumed at the far left in lossless region 1. Assuming x polarization, the incident wave is given in the real-time domain by (2-121)
E; (z, t) = E:'
cos (wt
-/3z)
Vjm
(6-1)
letting the phase angle >+ = 0 for convenience, but the incident wave (6-1) alone cannot satisfy the tangential field boundary conditions (3-72) and (3-79) at the interface. One must add a reflected wave solution, its effect being such as to cancel the incident field everywhere on the perfect conductor at every instant t. This occurs only if the second solution has the same frequency and if its equiphase surfaces are parallel to the walL The only other independent solution of Maxwell's equations that meets these requirements is the negative Z traveling wave solution of (2-119)
E; (z, t) = E~ cos (wt
+ 13z + (P-)
(6-2)
The unknown amplitude E~ and phase > - are found by applying the boundary condition (3-79). The details are more readily carried out in the complex time-harmonic form; hence, the sum of (6-1) and (6-2), in complex notation, takes the form of (2-115)
Ex(z)
+ E; (z) = E:'e- jpz + E~eiPz Vjm =
E; (z)
-
Sources
(z)
(or (:1z)
o
);
I I
I I
FIGURE 6-2. Reflection of normally incident planc wave from perfect conducting plane.
(6-3)
6-2 REFLECTION FROM A PLANE CONDUCTOR AT NORMAL INCIDENCE
345
The boundary condition (3-79), that the total tangential electric field must vanish at the surface of the perfect conductor, is written Ex(O) = 0; so (6-3) becomes 0 = +E;;', whence
E:.
E~ =
-E;;'
(6-4)
Thus total reflection occurs, with the reflected wave amplitude equaling the negative of the incident wave. Inserting (6-4) into (6-3), the total electric field at arry location to the left: of the conducting plane becomes (6-5) a result with a wave amplitude 2E~, just twice that of the incident wave. The dependence of (6-5) on z is unlike the traveling wave nature of either wave constituent in (6-3). 1t has instead a standing wave character, in view of the factor sin /lz. A graphical space-time sketch of this standing wave is facilitated on converting (6-5) to its real-time form by use of (2-74). Assuming the real amplitude E~, one obtains
[It(z)eiwtl = Re [ - j2E~ sin {3::: ejrot ] Re [e - j9002E~ sin {3::: ejwt 1 2E~ sin {h sin wt
EAz, t) = Re
(6-6)
A sketch depicting the dependence on Z at successive t is shown in Figure 6-3(a). The total magnetic field accompanying the electric field (6-5) is obtained directly by substituting (6-5) into Maxwell's curl relation (2-108). This was, in effect, already done in Section 3-6, however, in which it was shown in (3-98b) that magnetic field traveling waves are related to corresponding electric fields by the intrinsic wave impedanfi:e. Hence, to (6-3) correspond the two terms of the magnetic field
Hy(z) = II; (z) + H; (z) e- jf!z
Em
eifJ z A/m
(6-7)
1J in which 1J == (Il/E) 1/2 is, from (3-99a), the intrinsic wave impedance of the lossless region. If (6-4) is inserted into (6-7), the complex magnetic field reduces to
2£"+ m
1J
cos
IJz
(6-8)
The real-time form of (6-8) (with f;~ taken to be the pure real E~) becomes (6-9) another standing wave. It is plotted in Figure 6-3(b) for comparison with the electric field. A space phase shiji of 90° occurs hetween the peaks of the electric and magnetic field standing waves, with the maximum magnetic intensity appearing at the perfectly conducting surface z O. The magnetic field (6-9) cannot fall abruptly to zero on passing into the interior of the perfect conductor without inducing an electric swface current, predictable trom
346
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES (/J., t, "1
= 0)
(/J., t, "I = 0)
z
z
z
(a)
Region 1: (/J., t, "1
(b)
= 0)
( y)
(c)
FIGURE 6-3. Standing waves resulting from a plane wave normally incident on a pcrfect conductor. (a) Incident, reflected, and total electric fields. (b) Incident, reflected, and total magnetic fields. (e) Showing the vector electric and magnetic fields of (a) and (b).
the boundary condition (3-72). Observe that the induced surface current density J. is x directed and cophasal over the conducting plane as shown in Figure 6-3(c). One can see a close physical analogy between the electromagnetic standing waves of Figure 6-3 and the mechanical standing waves of displacements and tensions along a transversely oscillating string anchored at one end! as shown in Figure 6-4(a). In (b) is shown another example of standing waves resulting from the reflection of electro1 For example, sce D. Halliday, and R. Resnick. Physics for Studmls Wiley, 1962, p. 412.
~f
Science and Engineering. New York:
6-3 TWO-REGION REFLECTION AND TRANSMISSION
~ .. .'
Incident wave_ ~ Reflected wave
.....
Electromagnetic transmitting horn
Region far frorn horn: spherical waves nearly plane 1
1
1 1
I
------..
I
t=-~/ --~----. ~-.::-::~::;:-; l " Vibration source (wave generator)
347
):
,..+'"
I I ::;:::
I
J...--. .: _""'
.. , '\ ~ '. / Generator (a)
(b)
fIGURE 6-4. Experiments involving standing waves. (a) Standing waves on a string connected to a rigid body and a wave generator. Null locations are checked visually. (b) Electromagnetic standing waves ncar conducting plane. Waves may originate !i'om a distant source as shown. A neon bulb reveals maxima and nulls.
magnetic waves from a conducting plane. Although the waves emanating from the horn are essentially spherical in the vicinity of the horn, at suitable distances away and over a limited transverse region they are very nearly plane waves, so that the solutions (6-5) and (6-8) are applicable in the vicinity of the plane reflector. If sufficient power is available, a small neon bulb might be used for detecting the nulls in the electric-field standing waves, yielding a rongh measure of wavelength. 6-3 lWO-REGION REFLECTION AND TRANSMISSION
The wave problem of Figure 6-2 can be generalized by assnming region 1 conductive ((j, i= 0) instead oflossless, and region 2 with a finite conductivity instead of being a perfect reflector. The system is shown in Figure 6-5. An incident plane wave originating from the far left is given by the positive z traveling wave terms of (3-9Ib) and (3-98c)
j;+xl (7) = j;+ml e- Y'z ""
(6-10)
wherein fj 1 is specified by (3-99a) f()r conductive region I or equivalently by (3-111). The propagation constant of region 1 is 1'1> given by (3-89) (6-11 )
which ex and p are obtained from (3-90a,b), or equivalently from (3-109) and (3-110). The continuity of the tangential fields across the interface in Figure 6-5 (a) gives lise to another plane wave at the same frequency in region 2. This wave is not sufficient to satisfy the boundary conditions (3-71) and (3-79) at the interface, however. One more wave, reflected in region I, is required if the boundary conditions are to be met. The three waves are shown in Figure 6-5(a) in real-time, and as complex vectors ill Figure 6-5(b). Thus, in region 1, the reflected wave is required as follows
111
(6-12)
348
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
-
Motion
Transmitted: A" +
'~+
Ex2
=
71c2Hy2
(a)
E;'(Z)
l
z
0
Wave • -- - -- motion
l
l
• - - -..-. Motion
, Motion ....;---- •
E:Z(Z)
o
EX](Zi
- - - (x)
if;;. (z) = (b)
FIGURE 6-5. Plane wave normally incident on an interface separating two lossy regions. (a) Incident and reflected waves in region I, transmitted wave in region 2. (b) Vector representations denoting the fields of (0).
in which
iiI and Yl
are given by (3-99a) and (6-11). In region 2, the transmitted wave
IS
( ) - E"'+ -nz E"'+ ~'x2 Z m2 e
(6-13)
No reflected wave can exist in region 2, because that region is infinite in extent toward the right in Figure 6-5, whereas the only sources of the fields are to the far left in region 1. Satisfying the boundary conditions at the interface in Figure 6-5(b) requires setting the total tangential fields equal to each other at Z O. In region 1, the total electric and magnetic fields are given by the sums of (6-10) and (6-12) (6-14 )
349
0-3 TWO-REGION REFLECTION AND TRANSMISSlON
Tn region 2, they are simply (G-13) The boundary condition (3-79) requires the equality of the electric fields of (G-13) and (6-14) at z = 0; that is, + e- Y1Z [E~.. . . m1
+ E~-1111 e = £';+ e-Y,Z] z=o .1m2 i1Z
(6-15)
obtaining (6-16) The other boundary condition (3-71) requires the continuity of the magnetic fields there, obtaining (6-17) Thc linear results (6-16) and (G-17) involve the known impedances fil and fi2 of the regions, as well as the com plex amplitudes of the incident.:. the reflected, and the transmitted waves. Assuming the incident wave to be given (E;:;1 is known), the other amplitudes are pbtained from the simultaneous solution of (6-16) and (6-17). Rearranging them with £;:;! on the right yields ~-
~+
Em! - Em2 =
it;;'1
~+
+
Em2
~+
Eml
(6-18)
~+
Em! fi1
(6-19)
Their simultaneous solution obtains the complex amplitude of the reflected wave (6-20) Similarly, the transmitted wave has the amplitude (6-21) Additional confidence is gained in the results (6-20) and (6-21) on considering two special cases: (a) for which region 2 is a perfect conductor and (b) for which regions 1 and 2Jlave identical parameters (no interface exists). In case (a), with fi2 = 0, (6-21) yields E;:;2 = O,~a result ez:pected from the null fields within a perfect conductor; while (6-20) obtains E;;'1 = - E;:;I, agreeable with (6-4) as one should expect. In case ide~tjcal regions means fil = fi2' whence from (6-20) and (6-21), it;;'1 = 0 and = E;:;I, implying the reasonable conclusion that no reflection occurs if the region has no discontinuity.
IXAMPLE 6·1. A uniIorm plane wave with the amplitude £;1 = lOOeW Vim in air is normally incident on the plane surface of a losslcss dielectric with the parameters Ji2 = Jio, E2 = 4€o, and (J2 = O. Find the amplitudes of the reflected and transmitted fields.
350
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
The geometry is sho""n in Figure 6-5. Region 1 is air, so iii = 110 = = 120n n. For region 2, liz = Jlo/4Eo = 60n n. The complex amplitudes of the reHected and transmitted waves are given by and (6-21)
J
60n 120n k';l1 = \00 ~~--~~60n + 120n
P;~2
=
I 00
_~~~On) 60n
These amplitudes into (6-13) and (6-
£.<1
= 1OOe - Jilt Z
_
33.3 Vjm
.. 120n
+
66.7 Vim
provide the total fields in each region
E~2(Z)
33.3e ifltz
10O_jPt Z 120n
Hy\(Z) - - ' - e
(-33.3)
_ 66.7 p Hyz(z) = 60n e- 1 2Z
ejPtZ
120n
66.7 e - ill,z
in which Il =jf1t =j(J)J;;~o and IZ j{J2 =j(jJJll0(4E~), the values of which can be inserted into the wave expressions once (jJ is specified. Observe that setting .z = 0 produces continnous tangential electric and magnetic fields across the interface, as expected.
6·4 NORMAL INCIDENCE FOR MORE THAN TWO REGIONS An extension of the two-region problem or the last section to three or more regions leads to a multiplicity or rellected and transmitted wave terms that, in the sinusoidal steady state, yield single f()rward- and backward-traveling plane wa~es in eac~ region. Suppose the three-region system of Figure 6-6(a) has the wave E;;A(Z) = E;:;Ae- YlZ impinging normally on it as shown. A study orlhe suhsequent phenomena in the time domain, after the arrival of the incident wave labeled A in Figure 6-6(b), reveals the generation of an infinite sequence of forward and backward waves in the system. Thus, two time-harmollic waves designated Band C are established successively in regions 1
Region 2:
Region 1:
I Region 3:
(fJ.2, f2, (12) 1(fJ.3, E3, (i3)
(fJ.b fh (11)
Region 1: I Region 2: I Region 3: (fJ.l. fl, (il) I (fJ.2, f2, (i2) I (fJ.3, f3, (i3)
-
Incident field: A
Wave motion
_0~0- ' ____ _ -L-\7.=~_ 0
-----i>-(z)
z= d
_ ____ Q. ______ d ____ i>-(z) BCD
~
//'"
Incident field:
G
E:A = 111Hy~
-:.: I I I
I I
Interface 1
Interface 2
etc.
--E
"F'~H
:
....;--
etc:--
etc.
I
(a)
1
--
-J
etc.
(b)
FIGURE 6-6. Three-region system on which a uniform plane wave is normally incident. (a) Three-region system, showing the plane wave field incident on a thickness d of region 2. (b) Depicting the effects of the incident field on reflected and transmitted waves, with increasing time.
6-4 NORMAL INCIDENCE FOR MORE THAN TWO REGIONS
351
and 2, the ((lfWard wave C in region 2 striking the second interhce to produce a transmitted wave D, plus another reflected wave E returning to interl'ace 1. A continuation of this process, as time increases, produces an infinite sequence of reflected and transmitted waves, the linear sum of which obtains sinusoidal steady ,I-tate forward- and backward-traveling waves in the respective regions, Thus, in region I, the net positive z traveling electric field will consist only of the postulated x polarized incident wave A, denoted by
while the reflected wave in that region consists (Jfan infinite sequence ol' contributions of the waves B, G, ... ; that is,
Each wave term of the latter has a common factor eY1Z , so that the infinite sum, in the sinusoidal steady state, becomes
(6-22) reducing to a net reflected wave in region I designated by eY1Z E~"ml
(6-23)
in which £:;1 denotes its eomplex amplitude. Every term of (6-22) has an associated magnetic field related by the intrinsic wave impedance of region 1, yielding
E~l -- e YiZ
(6-24 )
it
The net, sinusoidal steady state f()rward and backward waves in region 1 are depicted in Figure 6-7. Similar arguments applied to the infinite sequences of waves in regions and 3 lead to the net field vectors shown. Region 1:
Region 2:
(ILl, fj, ITj) or ('n, 1/1)
(1L2, E2,
E\+ :t2 =
h3,
~:l)
;;+
m2~ -"I2 Z
. -.,...
'+
o
Region 3: (1L3, Ea,
HY2
Ext = -.".'1 2
nGURE 6-7. Simplification of the multiplicity of reflected and transmitted waves of Fignrc showing the net plane wave fields.
352
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
The sinusoidal steady state wave solution of the three-region problem of Figure 1i-7, ~th a kno:vn incident field amplitude [;;;;'1' involves finding the amplitudes [;;;;'1' E;;'2, E;;'2, and E;;'3, a total offour unknowns. The four boundary conditions, involving the continuity of the tangential E and 11 fields at the interfaces, are sufficient to generate four linear equations in terms of these amplitudes. To illustrate the procedure for Figure 6-7, the material parameters (/1, E, (J) of each region are given, permitting ')' and q of each to be calculated by use of (6-11) and (3-99a). The depth d of region 2 is also specified. The total fields in the three regions are ~ () E xl Z =
E~+ -Y1 Z "ml e
+ E~-m1 eYlZ
(6-25) Region 1
(6-26) (6-27) (6-28) (6-29)
E\
~e-Y3Z
Region 3
q3
(6-30)
The boundary conditions (3-71) and (3-79) are satisfied by eq uating (6-25) to (6-27) and (6-26) to (6-28) at Z = 0, and equating (6-27) to (6-29) and (6-28) to (6-30) at Z = d. Then~the rearrangement of the resulting four simultaneous equations, placing' the known E;;'l on the right, yields
E'-m1 -
Em2
[;;;;'1
Em2 q2
-A-+ 111
~+
E'-m2
~+
E'-m2
Eml
q2
q1
e-Y2d E~+ m2
+ [;;-m2 e Y2d -
[;;+ e- nd m3
E'+m1
(6-31 )
~+
=
0
(6-32) (6-33) (6-34)
This is suitable for solution by fourth-order determinants or Gaussian elimination, but it is a tedious process, to say nothing of the higher-order results obtained when three or more interfaces are present. An alternative procedure is described in the next section.
6-5 SOLUTION USING REFLECTION COEFFICIENT AND WAVE IMPEDANCE The system of Figure 6-7 is generalized illto n ,.regions in Figure 6-{,1yExcited by the normally incident, time-harmonic wave (E;b H;1) in region I, each region a~cquiles, in the sinusoidal steady state, the forward- and backward-traveling fields (E.:, 11;)
• 6-5 SOLUTION USING REFLECTION COEFFICIENT AND WAVE IMPEDANCE
EXl
n - 1 I
2
Region 1: (f..i h tl, <11 )
-+
+
L.
l-->-
~~on
'+
L~
L~
. _rt>tion
- +
Hyn
yJ =-;::~l
.....
i-~
EXl
Exl
Mot i~lE;i
E=--
Region n:
I ( J..1.ill fn, un
Mk, tk, Uk
-+
.
.l
\\
\\
"
\\
~l
..l
I I
353
= z (or (:Jz)
..:l
.. j
I
I
I
I
I I
xl
~l
--To
sources
I I
I I
I I
J:?IGURE 6-3. A multilayer syslem ofn layers, ou which a uniform plane wave is normally incident from the left.
and (E';, if;) except for the last (k = n) region, in which only the forward-traveling components f;;;n, H:~ appear. The total electric field for each region 2 becomes
in which fez) is caIled the reflection coefficient at any location z in the region, defined the complex ratio of the reflected wave to the incident wave as follows
(6-36)
The corresponding total magnetic field is
E,'-'"
~e
E;
2yz
J
E,'+
_ -'me -YZ[l
q
f(z) I
(6-37)
total-field impedance Z(z) is defined at any Z location by the ratio of the total electric (6-35) to the total magnetic field (6-37)
(6-38)
these results apply to any (kth) region, an additional k subscript should be applied to all quantities. simplicity, such subscripts have been dropped.
354
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
A converse expression for ['(z) in terms of Z(z) is obtained from (6-38) by solving for ['(z)
['(z) =
~(z) Z(z)
fj
+ fj
(6-39)
a form convenient for finding ['(z) whenever Z(z) is known.~ Another useful expression is one that enables finding r at any location z' in a region in terms of that at another position z. At z', the reflection coefficient is expressed by use of (6-36): [,(z') = (E;;,/E:')e 2YZ '. Dividing the latter by (6-36) eliminates the wave amplitudes, yielding the desired result
(6-40)
In the application of (6-35) through (6-40) to the wave system of Figure 6-8, one should note the following properties of ['(z) and Z(z) at any interface separating two regIOns. 1. The total field impedance Z(Z) is continuous across the interface; that is, at an interface defined by z = a
(6-41 )
evident from the continuity of the tangential electric and magnetic fields appearing in the definition (6-38). 2. The reflection coefficient ['Jz) is discontinuous across the interface. This fol~ows from (6-39), for, because Z(z) must be continuous across the interface, r(z) cannot be if the wave impedance fj is different in the adjacent regions. The procedure for finding the complex amplitudes ofthe forward- and backwardtraveling waves in a multilayer system like that of Figure 6-8 is illustrated in two examples.
EXAMPLE 6·2. A uniform plane wave is normally incident in air on a slab of plastic with the parameters shown, a quarter-wave )hick at the operating frequency f = 1 MHz. The x polarized wave has the amplitude E~l = 100eN ' Vim. Use the concepts of reflection coeHicient and total field impedance to find the remaining wave amplitudes. To obviate carrying cumbersome phase terms across the interlaces, ass LIme separate Z origins 0 1 ,02> and 0 3 shown in (b) of the figure. The wave amplitudes are referred to these origins. First, values ofq for each region arcJ~und by using (3-99a); thus, fil fi3 .Jfto/Eo = 120n Q; in the plastic slab, q2 = .JJ4J4Eo = 60n Q. The propagation constants Y = rx + jf3 are computed from (3-90a,b) or (3-109) and (3-110); thus, in lossless region 2,
6-5 SOLUTION USING REFLECTION COEFFICIENT AND WAVE IMPEDANCE 1: Air (110, EO) I
!
Eii = 100e- Y1 " iI+
~~::n -+
yl
--..
(z)
~motion
Plastic
= Exl -
A
13 Air (110, EO)
I I
j:;+ x3
Ex2
L--
-+
HY2
l
0 1 O2
E;l
_
j,E;2 A
(~,
A
Motion -
......
Hy:
~l
M!i~jE~l HYI
I
2: Plastic (110, 4Eo)
355
03
-(z)
-- fry2
=-fI;
(b)
(a)
!EXAMPLE 6·2, (al Uniform plane wave normally incident on a plastic slab. (bl Side view wave components in the regions.
Then finding the complex wave amplitudes proceeds as follows. (a) One begins in region 3, containing no reflected wave. [3(Z), [rom (6-36), is therein zero, yielding the total field impedance from (6-38) Z3(Z) = ry3(1 + 0)/(1 - 0) = ry3 = 120n Q. By (6-4)), the t<;!tal field impedance Zz(O) just inside region 2 has the same value, that is, Zz(d) = Z3(0) = 120n Q.
(b) By use of (6-39),
f2
at
Z
= d = Az/4 in Z2(d) Z2(d)'+
region 2 becomes
ry2 ry2
120n - 60n l20n + 60n
1
3
Equation (6-40) is employed 3 to translate f2(d) to the value plane of region 2. With z' = 0 and 1'z = jfJz = j2nlA 2
f 2(0)
=
f 2 (0)
at the input
r 2(d)e 2Y2 (O-d) = r 2(d)ei (4n/A2)t- 1 2/ 4 )
Z
(e) Steps (a) and (b) are repeated to find and f in the next region to the left. First, the use of (6-38) at Z = 0 in region 2 obtains
which from continuity relation (6-41) yields Z2(O) = 30n Q = tion coefficient at the output plane of region I, !i'om (6-39), is
(
ZI (0).
The reflec-
3 5
advantage of specifying the thickness of the lossless region in terms of wavelength (d 2 = A2 /4) is evident the determination of f 2 (0). Note, in view of y = j{J = /(211./ A) for a lossless region, that the product ~ z) appearing in the exponential factor does not require an explicit numerical value for {J.
356
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
The reflected wave amplitude il';;'r is now obtained, us.ing the definition (6-36) of reflection coefficient. Applied at z = 0 in region I, given £;:;1 = IOOe iO", it yields
£-ml =£+f (z)e- 2YlZ ] z=o =(IOOeiO")(-.,l)= rnl 1 5
60V/In
Then the total electric field in air region I, from (6-36), is
The total magnetic field is obtained by usc of (6-37) H~
(z) ,1
= 100
120n
'" e'- lpoz
-
(-60)" eJpOZ 120n
_._-
. - 1"",oz + 0.15geJ'p = 0,266e
0'
A/m
(d) The rest of the problem c<.:mcerns finding R;:;2, £;;'2' and [;;;:;3' For example, £;;'2 is obtained by specializing 1'-"'xl (z) to z = 0 at the interface, whence
in which the last equality is~evident f~om the eont~nui ty condition (3-79). The total electric field in region 2 is Exz(z) = E;:;2e-Y~p + 1 2(z)), from (6-35), but at Z = 0, all quantities in (6-35) are known except E;:;2; solving for it obtains
£;:;2 = Exz(O)
eO
1+12 (0)
I
= 40 - - - - = 60 V /m 1+(
1/3)
Then applying (6-36) at Z = 0 in region 2, £;;'2 = f 2(0)£;;'2 = (-})60 = -20 V/m, whence the total fields Ex2 (z) and [I,2(z) can be written, A similar procedure applied at the second interface then completes the problem,
EXAMPLE 6·3. An x polarized wave arrives from the left at f = I MHz with an amplitude il';:;l = 100e-W V /m, It is incident on a lossless slab an eighth of a wavelength thick, backed with a quarter wave lossy slab, with parameters as shown in the diagram. Find the remaining wave aniplitudes.
Region 1: (p.o, fO)
EXAMPLE 6-3
\.
6-5 SOLUTION USING REFLECTION COEFFICIENT AND WAVE IMPEDANCE
357
The origins assumed for the k)Ur regions arc noted in the diagram. A tabulation of Ct, {3, )., and 1/ obtained for the regions using (3-109), (3-110), and (3-111) is given here:
REGION
E"
/1,
E,
I 2 3 4
a(m-I)
p (m-I)
A(m)
~(Q)
0 0
0.0209 0.0296 0.0461 0.0209
300 212 136 300
377 266 159e122s 377
E'
0 0 I 0
1
2 4 I
0.019\ 0
(a) Beginning in region 4, which contains no reflection, Z3(d 3 ). yielding, 'from (6-38), Z4(O) 1/4 120n Q
t 4(0)
is by (6-36) zero,
(b) Inserting the latter into (6-39) obtains
r 3 (d)3 A
=
377 - 159e1 22s . '21 4" =0.45Ie-.1 . 377 +
to yield from (6-40) at the input plane,
z'
0, the result
t 3 (0) = = 0.45Ie- j2 1.4'e- Z(0.0191)34 e -j180·
= 0.\233e- jZ0 1.4" =
(e) Steps (a) and (b) are repeated, this time to find region 2. Tbus, (6-38) at.;: = 0 in region 3 yields ;;;,
A
.«3(0)
=
I
+ t3(0)
113 1'- t ~(O)
Z and t
at the output plane of
"'225,0.885 l::l9<" . -1.-11-5---'-)-'0.-04-5-0
=
= 126.2e127 . 9 ' = 111.5 + j59.1 and fi'om (6-41),
-0.1148 + jO.0450
Q
Zz(d z )' yielding !i'om (6-39) in region 2
r 2(dz ) = Z2(dz) 1/2 A
-A----
Z2(d z ) +
1/2
=
111.5+j59.1-266
-- - = 0.434<" 1503.
,
111.5 + j59.1 + 266
The latter lransfi)fl11S, by use of (6-40) at the input plane
z'
=
0, to
(d) The total field impedance there, from (6-38), is A
_
A
Z2 (0) - 11 (
I I
+ £\(0)
---A---
2
r 2 (0)
,
.I
= 266
60 +- 0.434e1 .3' ---.
which, by continuity across the interface, yields A
r 1 (0)
=
Zl (0) -
_
---0 -
I - 0.434<,,60.3
Zl (0) =
.142.9'
390e-
390el42 . 9 ' Q. From (6-39)
1/1 390el42 . 9 ' - 377 '87.1' = + 377 = 0.393<" ZdO) + 1/1
-;0:-'---
Q
358
WAVE REFLECTION AND TRANSMlSSION AT PLANE BOUNDARIES
The refiecl~d wave amplitude is obtained using (6-36); applying it at 0 yields E;;'1 = £;:;l r l (0) = (100) (O.393ei 87 . 1 ) = 39.3ei 87 . 1 ", whence the total fields in region I become, from (6-35) and (6-37)
39.3 e1"(",'1Z +87 . I") AIm 377 (e) The rcmaining task concerns finding i:;:;2' [;;;'2' i:;:;3, [;;;'3' and [;:'4' The procedure has aLready been outlined in part (d) of Example 6-2.
*6-6 GRAPHICAL SOLUTIONS USING THE SMITH CHART A convenient way to attack multiregion wave problems like those of Examples 6-1 through 6-3, or the generalized system of Figure 6-8, is by usc of the Smith chart, named for it§.. originator. 4 This chart enables finding, by graphical means, the total !.ie1d impedance Z(z) at any point in a region from the known reflection coeftlcient r (z) there, or vice versa, thereby providing graphical solutions to (6-39) or (6-10). Additionally, from a rotation about t}.le chart, (6-41) is also solved graphically, to permit finding~the reflection coefficient i(z'), at any desired location z', from the known value i(z) elsewhere in the region. The theoretical development of this graphical tool is given in Appendix D. If you are unfamiliar with the theoretical basis for the Smith chart, refer iirst to Appendix D, before proceeding with applications of the chart to wave-reflection and transmission problems involving multilayer regions. The latter is taken up in the remainder of this section, as follows. . To establish the desired normalized wave impedance 2C:::) required in applying the Smith chart to multiregion wave reflection problems, a divisionofexpn:ssion (6-38) by the intrinsic wave imp~dance fi of the region is needed. This bbtains "
Z~z)
==
17
2(z)
I
+ ['(z) ['(z)
(6-42)
an expression comparable to (D-I) in Appendix D. The normalized expression (6-4-2) (or its inverse) is solved i!,raphicaLIy by the Smith chart (see Appendix D); in addition, the translational expression (6-40) ['(z')
[6-40J
is also solved graphically by use of the chart, fi'om an appropriate rotation about the chart, as illustrated in the examples that follow.
EXAMPLE 6·4. Rework Example 6-2 by making use of the Smith chart. This problem concerns a plane wave of amplitudc 100 V 1m, normally incident in air on a quarter-wave Losslcss slab. 4See articles by P. H. Smith, "Transmission-line calculator," Electronics. January 1939; and "An improved transmission-line calculator," Elec/ronics. January 1944.
ti££
6-6 GRAPHIGAI" SOLUTIONS USING THE SMITH CHART Region 2: (/-iD. 4<0)
Region 1: Air (/-i(), EO)
359
Region 3: Air (/-io. fO)
:>-
(z)
~"')
I
I
i""---d2=i---~ I
1
~2 = 607rfl 'Y2
=
, }w-y/-iO 4fO
,27r
= J -\2
1
~3 = 1207f ,
n , 211'
1'3 = ;(3o =; ;A(I
(a)
___-_.....1' plane
~2(0)
= 0.5 + jO
(d)
IXAMPLE 6-4
tal In region 3 of (a), containing no reflection, the total ficld impedance from (6-38) i~ <:'3(Z) =)h t20n n. From (6-41), the impedance just across the interface is <:'z(dz) = <:'3(0) = 120n n. Normalizing the latter using ry2 = 60n n obtains
120n 60n
(
2 (=1 +Jx)
Thus i = 2 and a; = 0 at Z dz in region 2, entered onto the Smith char1;." as in part (b) of the accompanying figure. (Although the reflection coefficient rz(d z) can be found at the location of x2(d 2 ), it may be ignored if desired.) Th~ normalized impedance at z' = 0 in region 2 is obtained from a phase rotation ofr z (d z ) according to (6-43), in which z' = -},,2/4, z = 0, and A = },,2' The use of (6-43) is unnecessary because the rim smles are mlibrated in terms q[ the phase rotation given by (6-43), a negative rotation (toward the source) by the all}ount ( - z) = -0.25},,2 in this example. In (e), the rotation to the new value r(z') = r 2 (0) is depicted. At the s1ime point, X2(0) is found, becoming '~2(0) = 0.5 + JO. Denormalizing ryZX2(O) 60n(0.5) 30n n. obtains <:'2(0) (b) From (6-41), the impedance just imide region I has the same value: ZI (0) = 30n
n.
360
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
To obtain the reflection coefficient there, normalize ,2 (0) =
3' (0) _'\,1_
1
fit
=
30n 120n
=
ZI (0), obtaining
0.25
+
J
"0
The latter, cntered onto thc chart as in (d), yields
in agreemcnt with that obtaincd analytically in Examplc 6-2. Remaining details proceed cxactly as given in Example 6-2.
EXAMPLE 6-5. Rcwork Example 6-3, making use of the Smith chart. With region 3 in (a) a lossy material, an attenuative as well as a phase shift effect is associated with its waves.
Region 1: Air (/LO, EO) Region 2: (/LO, 2Eo)
Region 4: Air (/LD, EO)
I
ill { 1'1
= 1)0 = 120 7r !.l
=ji30 =) 211" 1-0
lih=607r1l : t1'2 =)w v1lo2to : I
I I
ib =
l
1'3
=
154e j22 .5"!.l 0!3
+ )(33
= 0.0191 +)
7]4
!
= 120 IT 11 .
.211"
1'4=)i30=;-"
211"
"0
"3
(a)
Negative rotation (towards sources)
"3
by amount "4 (b)
EXAMPLE 6-5
( c)
6-7 STANDING WAVES
Beginning in region 4, because of no reflected wave, from (6-41), Z3(d 3 ) = Z4(0) 120:rc il. is normalized using
q3
361
Pi" 377 il, and yielding
2.19 - jO.907
labeled A in figure (b). (The value of ['3(d 3 ) available at A is ignored if it is not desired.) To find the normalized impedance at the input plane of region 3 using the Smith chart, one must usc (6-40)
[6-40] noting that in moving to the left in a region, [' undergoes a decrease in magnitude due to exp [2a(z' - z)], besides changing its phase according to the complex The latter, in moving from Z = 23/4 to z' 0 entails a phase rotation exp [2 (j2n/2) (z' of 0.2523 clockwise around the chart, read off the outer rim scale as shown in figure (c). The effect of the doublc attenuation factor in (6-40) is determined using a3 = 0.0191 Npjm and Z z' = d3 = 23/4 = 34 m, obtaining
Thus ['3(23/4) in (b) is also diminished in magnitude by the factor 0.274, yielding ['3(0) at B on figure (c). The normalized impedance there is £3(0) 0.78 +jO.08 = 0.79ei 5 .40 • Denormalizing yields
The remainder of the problem involving the lossless regions 2 and 1 proceeds in the manner already detailed in the previous example .
..., STANDING WAVES standing wave produced by the total reflection of a plane wave normally incident perfect conductor was observed in Figure 6-3. The hasis for the term standing is seen from the composite diagram; the total field magnitudes have a stationary ranee in space, similar to standing waves on a vibrating string as in Figure The undulations, from maximum to null amplitudes every quarter wave, occur accordance with the sin pz or cos pz factors in the total field expressions (6-6) (6-9). , The example of Figure 6-3 represents a special case of standing waves produced plane waves of equal amplitudes move in opposite directions through a region. In general, an arbitrary percentage of the incident wave is reflected, dieu::rmined by the reflection coefficient amplitude at the interface. T!Ie region. may, be}ossy. An analysis of standing-wave behavior requires the total electric magnetic field expressions, given in time-harmonic form by (6-35) and (6-37)
(
(6-43)
(6-44)
362
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
in which y = IX + jp given by (3-90a,b), and fi is specified by (3-99a). In some standing wave discussions, only the wave magnitudes are of interest. The magnitudes of (6-43) and (6-44) are written
IEx(z)1 = IE.!le-azp + r(z)i
1£+1
_m_
e-azll
17
r(z)1
(6-45a) (6-45b)
noting that the magnitud~s of the phase quantity, Ie - j{Jzl, and of the angular factor of the wave impedance, 1e1°I, are both unity. QLpa£!i,£~I
E+
il
(z) = -'!:. y
17
ei- (Jz
(6-47)
Figure 6-9 displays a real-time plot of EAz, I) and Hy(Z, t), showing the incident and reflected wave terms of (6-46) and (6-47) at successive instants along a portion of the z-axis. An inspection of the total fields with varying t and Z in the lower diagrams shows how a standing wave is developed in the region;. there the total fields appear to be traveling waves with a changing amplitude as they move in the z direction. Thus IEx(z, 1)1 and IHy(z, t)1 change from a maximum to a minimum, and vice versa, every quarter wave (90°) along the z-axis, a consequence of the forward and backward wave terms becoming phase-aiding and then phase-opposing at that spacing as the waves move in their respective directions. The maximum of the total electric field envelope, l!,~ax = IEx(z, tll ma " is observed to coincide in space with the minimum H min IHy(z, tllmio, and vice versa, a result of the sign reversal in the reflected magnetic field term in (6-47). The so-called standing-wave ratio (SWR), associated with incident and reflected uniform waves in a lossless region as exemplified in Figure 6-9, is defined as the ratio of the maximum amplitude, E max , of tbe electric field envelope, to tbe minimum amplitude, 1<-'.nin, occurring a quarter wave away; tbat is, abbreviating SWR as S,
s IEx(z, t) Imax
IEx(z, tll m;:
Emax
(6-48)
Em;n
It is seen from Figure 6-9 that the envelope maximum Emax occurs wbere the amplitudes and E;;' are aiding, wbile Emin is produced a quarter-wave away wbere they are in opposition, such that
E.!
Emax =
E.! + E;;' = IE.! I + IE;;' I = IE,~I-IE,;;I
(6-49)
6-7 STANDING WAVES
Hy
i
-360' -270· -180· -90·
o·
90·
(z,
363
tJ = H/ + Hy
-360·-270·-180· -90·
o·
go'
Standing - wave envelope
Hmin~Hma, t_~~:~versusz
, ...-
o· (a)
90·
. ,....-..
--'
-360· -270· -180· -90·
o·
90'
(b)
Real-time diagrams of forward- and backward-traveling waves of Ex and Hy at .:1I:egi\re instants, in a region where reflection occurs. The composite standing-wave pattern is the result. (a) Electric field. (b) Magnetic field.
conclusions can be reached concerning Hmax and H min along the magnetic standing-wave envelope; thus SWR, from (6-48), becomes (6-50) exampfe, with the launching of a forward-traveling plane-wave field with 100 V 1m in some lossless region, and a reflection occurring such that 20 VIm, the standing-wave ratio, from (6-50), becomes SWR = W = 1.5. A region (with IE';; = 0) will have the minimum possible SWR of unity. There are advantages in analyzing standing-wave phenomena by use of the foqns of the fields. Since the standing-wave diagrams of Figure 6-9 are total magnitJdes plotted against z, it behooves one to reexamine the wave magnitude
I
364
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
expressions (6-45). For a lossless region (ex
0),
beeomc
jE.'+ j
lily(,::)j. = -~ 11 11
['(z)1
(6-51 )
results of special interest in that they involve the reflection coeflicient ['(,~), a quantity readily available {i'om the Smith chart. It is evident rrom (6-51) that the maximum wave magnitude, iE:x(z)imax, occurs in the lossless region where + r(z)j is maximal; that is, ~here it !!as the value 1 + 1['(z)l· Thus, Fmax = 1.£':'1(1 + jf'(z)ll. Similarly, Emin = IE:'I(I -Inz)j). Hence, the SWR defined by (6-50) becomes
II
(6-52a)
I
For example, the reflection-coefficient magnitud(~ 0.2 (20';\, reflection) yields fi'om (6-52a) the SWR = (I + 0.2)/(1 ~ 0,2) 1 as bd(}l'c, Since the reflection co) the SWR is limited to the eflicient magnitude has the range 0 S Irj s 1, from range 1 S SWR < 00. 'fhe Smith chart, from which the reflection coefficient is readily f(HInd, is also convenient for finding the SWR grapl1.ically. For a losslesR region containing the total fields (6-46) and (6-47), the locus of nz) versus is a circle as shown typically on the chart in Figure ftlO(a). This 12cUS is sometimes callt'd the SWR circit'. The complex quantities 1 + r(z) and I r(z) occur ()~ the SWR at the poiuts A and B, as in (b) of the figure. The quantities 1 + lr(z)1 and 1 I are evidently the distances o'e and 0']) in Figure 6-10(c), yielding fi:mn
S, -
0'(,' O'f)
(6-5~h)
The use of (6-52b) can be avoided, however, sillce the normalized im[wdance %, at the point in the figure, has a value equal to the SWR in question, a hle! proved
e
r(z) versus z (SWR circle)
Toward source (a)
(6)
FIGURE 6-10. Smith chart field interpretations versus z: the SWR circle. (oj The quantities I + locations where E(z) is maximum and minimum.
(e)
lossless and 1
6-8 REFLECTION AND TRANSMISSION AT OBLIQUE INCIDENCE
:
(·)1 ~versusz
365
IHv (t)1
: (versus z
----r--------
--;--"'--
;Hmax I
"
I
-\Ex-I..... "'-- ---- ~ '" '" '" "-
____
~~~
______
_L~~
__
~~
-_4~5_·_______H_m_m+_----~(~)
_________
-/.,
).
2
4
0:
(z)
I
FIGURE 6-11. Forward z and backward z traveling field magnitudes deduced from the Smith chart (above) and the corresponding standing-wave field magnitude graphs (below).
by applying (D-3) at that point. Since x
=
0 and I
ri = 0
+ 1~(z)1
there, (D-3) yields (6-53)
1- W(z)1 or just the SWR given by (6-52a). Thus the SWR circle can be drawn on the Smith chart by noting it must pass through the point -t = SWR on the positive real axis. The SWR circle on the Smith chart can be used to obtain the z variations of the eLectric and magnetic field magnitudes in a los'}less region. Fr~m (6-51), IEAz) and jHy(z)1 are proportional to the quantities 11 + f(z) and jl - f(z)l, respectively, but these are just O'A and O'B in Figure 6-IO(b), whence the relative field magnitudes versus yield the Smith diagrams of Figure 6-11. The lower graph shows the standing waves of the two field magnitudes obtained therefrom. The occurrence of H min at the position of Em.x> and vice versa, is noted as mentioned before.
I
6.8 REFLECTION AND TRANSMISSION AT OBLIQUE INCIDENCE I
This section concerns an extension of the normal-incidence wave reflection and transmission problem of previous sections, by considering the effects of the oblique incidence of the impinging wave on a plane interface separating two regions. At radio frequenoblique-incidence plane-wave solutions are applicable to the reflected and transmitted wave eHects at air-to-sea Of air-to-earth boundaries, for example, Of to the problem of wave incidenee fi'om below on the ionized atmospheric layer (ionosphere) located far above the earth's surface. The solutions also have extensive applications to optical d~vkes such as lenses, prisms, and fiber optic transmission lines, forming the \
366
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
basis for the laws of physical optics ray bebavior. Whereas field ;;olutions are obtained in the following for a plane wave incident on a planar interhtce separating the two regions, the solutions are nc:vl'rtheless nearly correct fc)r curved interlaces, as long as the radius of curvature of the interEH:c is large compared to the wavelength of the incident wave. This is often the case at optical frequencies. The treatment of the problem ofuni/imn plane-wave rdkction and transmission (refraction) at oblique incidence is both filcilirated and enhanced by attributing a vector character to the wave-phase factor (or "wave number"). This involves making use of the equation of a plane in vector notation.
A. Planes In Three-Dimensional Space The position vector (1-18) is useful t()r writing, in vector fixrn, tbe equation of a plane. In Figure 6-12(a), with Po(xo,)'o, given to be the point Oil the plane S nearest to the origin 0, the perpendicular distance from 0 to Po is the position vector ro nro axxo + ayyo + azzo. Let ,c) be any arbitrary point on S. Then r axx + ayy + azz is the position vectgr of P. The plane S is thus defined by t;,
\
(6-54 )
'\
evident from the definition of the dot prodnct and fl'Ol11 the fact that the projection of every position vector r (on S), on the fixed perpendicular line oro, is the dosest distance 1'0 fi'om () to the plane S. (f)-54) is thus called the /lector of the plane. Additional insight into is gailled by writing it in expanded scalar fi)rrr!. Thus, multiplying (f)-54) by TO to obtain ro . r = r~ and substituting the rectangular forms of ro and r yields XoX + ':0';: tlIe ('Cjn:llion of the plane. Dividing through by TO obtains (6-55a) equivalent to the direction-cosine equation of the plane X
cos 11
+ )! COg B +
cos C
ro
(6-55h)
(x)
a I I I
",;~)
\
~~~~"_Po(XO' Yo, r~=
zo)
nro
~~----------~-~ (z)
0')
c
b
0')
(a)
FIGURE 6-12. Geometry of a plane Sin rectangular coordinates. on S, and Po on S nearest the origin. (b) Direction angles A, B, C
(b)
6-8 REFLECTION AND TRANSMISSION AT OBLIQUE INCIDENCE
367
n which A, B, C denote the direction angles between the normal and the coordinate [xes as depicted in Figure 6-12(b). The ir£tm:ejJl equation of the plaJ1(~ is obtained from lividing (G-55a) by TO once more, yielding the i(mn 7
(l
h
+"=-
(G-56)
c
in which a = and so on, denote the distances to the intercepts the coordinate axes, as shown in Figure 6-12(h).
(l,
b, and c with
3y + 12z = 10 and ax Gy + 24,:; = 15 arc parallel, find the distance between them and determine the direction angles A, 11, and C. The distances TO from the origin to each arc {(Jund by converting the ex pressions to the {(lrm of Dividing each expression rcspectivcly by 26 obtains
EXAMPLE 6·6_ Show that the planes 4x
+
+
~IQ ~
13
(I)
15
(2)
26
The plalll's arc thns parallel, in view of the identical direction cosines. The planes arc separated by the distance ro I '02 = From the codlicients of (1) and provide the direction cosines, yielding A arc cos ( = 72.03°, B 103.34°, C = 22.62'.
B. Plane Waves Traveling in Arbitrary Directions The j()regoing disclIssion of planes in thrt~e-dimcnsi(Jl1al space has an important application, ill the designation of cquiphasc planes, to plane waves traveling in arbitrary direclions. To this end, a restatement of the simple case of the z-traveling uniform plane wave of Figure 6-13 is in order. I ts electric field vector is given by (G-57)
(x)
z
ro
=
nor
plane
\
(z)
FIGURE 6-13. A uniform plane wave, z-traveling, showing an equiphase plane and vector notation.
368
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
Since from Figure 6-12 and by use of the perpendicular distance ro fI'om the origin to any plane is written ro = n • r, the perpendicular distance to the typical equiphase plane of the plane wave in Figure 6-13 is f()r this case simply TO == Z = n' r. (6-57) can thus be written (6-58) With fJ = nfJ seen to become a vector phase factor, its vector direction n = a z defines the wave direction of travel. Generalizing the wave expression (6-58) simply requires a rotation of the zpropagation axis of Figure 6-13 by the direction angles A, B, and C as shown in Figure 6-14(a), with the wave direction of travel labeled l. That positive-l traveling wave is now expressed as (6-59) with the unit vector a e employed to denote its vector direction, and the vector phase factor fJ = nfJ aligned with the ::' propagatioIl axis. To enable expressing (6-59) in terms of the coordinates /::) of allY point P(x,y, z) on the typical equiphase plane of Figure 6-14(a), it is seen b'om that nor 10=Z' can be replaced with (6-55b), yielding from (6-59) cos A ..t- Y cos B
+ z cos C)
(6-60a) (6-60h)
(xl
(x)
P(x. y, z) ! I n
~
rl~ I
(a)
(yl
'~
(b)
(y)
FIGURE 6-14. Uniform plane wave propagating in the general direction l. Showing the direction angles A, B, C that determine z' and the position vector r of any l'(x,y, on the typical constant-phase plane n' r = z' = constant. (b) Showing several equiphase planes used in defining wavelengths.
369
6-8 REFLECTION AND TRANSMISSION AT OBLIQUE INCIDENCE
in which
is made of the abbreviations
{lx =
fJ cos A,
fJ y
The vectlJr phase constant in
=
fJ cos B,
thus consists
{lz
=
{l cos C
(6-61 )
or the components (6-62)
The companion magnetic field H, mutually perpendicular to both the of (6-60) and the unit vector n defilling the propagatioll direction, becomes
t
field
(6-63)
H(x,],z)
The physical implications of tht' vector phase constant (6-62) are depicted in Figure 6-14(b). Three equiphase planes, chosen to coincide with successive E-field maxima, are seen to product' spacings along defining the true wavekngth A given by the familiar
(6-64) The equiphase planes also intersect along the X,],.:; axes, yielding the "intersection wavelengths" related to the cornponents of the vector phase constant of (6-62) such that
2n
A
fJ cos A
cos A
2n
(6-65)
-
fix
These skewed wavelengths art' thus greater than the true wavelength A of (6-64), also evident from the geomet ry of Figure 6-14( b). Phase velocities are also associated with each wavelength. Along z', the true phase velocity lip = OJ/f3 is observed; but the apparent phase velocities sustained by the constant-phase-plane intersections along the y, Z axes are, by use of (6-61),
OJ Vx
= (J x
cos A
v Y
=
cos B
cos C
(6-66)
all seen to exceed the true phase velocity, in view o["the cosine divisors. This "stretching wavelength" along the coordinate axes in Figure 6-14(6), concurrent with the apspeeding up of the wave when observed along the axes, is much like the int":reased wave speed observable along a coastline or seawall on which ocean waves are obliquely incident. A simplified example f(lllows in which the wave direction of travel ) as depicted in Figure 6-14, is confined to the plane by making B = 90°.
IXAft1PLE 6·7. A uniform plane wave ill a )ossirss region travels in the x-z plane (B = 90°) as . shown in (a) of the figure, with its propagation direction l tilted by the angle C == 0 from the z-axis. The E field is polarized parallel to the plane, yielding the field components
II'
I
370
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES I (xl
"lE
/
"tLA
ae
/
n
C' O~
~- " " ~ -
-
- - -(z)
(b)
: (x)
I E I
: I I
'a
(z'l e
n
I
I
ax sin 0
+ az cos IJ
.
o~l(~ __ (Z)
(a)
(cl
EXAMPLE 6-7
(6-59) and (6-63) given here by
n
X
1]
E = a -R:,- e _'flz' J
1]
Y
(I)
with n denoting the normal to any equiphase plane. Express.lhe fields (I) completely in the rectangular coordinate system, Looking down onto the x-z plane as in (b), the reetangular components of the unit vectors in (I) become n
ax sin 0
+ a z cos 0
(2)
yielding the vector phase constant with two components (3)
The phase exponent (1-18), becomes
fh:
in the field expressions (I), with the position vector r given by
fh' = P . r
=
=
+ a z cos 0) fl(x sin 0 + z cos 0) fl(a x sin 0
• (axx
+ a y)' + azZ) (4)
yielding the desired expression from (I): E(x, z) = (ax cos 0
a z sin O)E:'e
i/l(xsinO+zcosO)
(5)
"'";+
H(x 2') = a , -
E-m e-'j/l(xsinQ+zcosO) Y
1]
(6)
The results (3), (5), and (6) reveal components of the phase factor to be flx = fl sin 0, fly 0, and flz = fl cos 0, in agreement with thc forms of (6-60) and (6-63), since the direction angles are expressed in terms of 0 in this example by A = 90° - 0 and C = O.
6-8 REFLECTION AND TRANSMISSION AT OBLIQUE INCIDENCE
c.
371
Reflection and Transmission of Plane Waves at Oblique Incidence Assume a uniform plane wave obliquely incident on a plane interface separating two lossless regions with the parameters (Ill, El ) and (1l2, Ezl as shown in Figure 6-15. It is sufficient to consider the two cases of the parallel and perpendicular polarizations of the incident electric field (relative to the x-z plane of incidence), depicted respectively in Figure 6-15(a) and (b). The general case, for an arbitrary polarization of the incident wave, can be constructed from a superposition of these two cases. The paralleL-polari,,,ation case is considered ill de~ail. To satisfy the boundary~cOIlditions at the interface z = 0, a reflected wave E" Hr and a transmitted wave E t , HI will be required, depicted at the angles Or and Ot froIll the normal z-axis as shown in Figure 6-J5(c). The right-hand rotation from each E vector into the associatedydirected H vector yields the desired direction vector n, normal to the equiphase planes and related to the vecto~phase factor f3 = nf3 of each wave in regions 1 and 2. Assuming the incident wave Ei and its angle of illeidencll 0i to be known, it is desired to deduce the reflected and transmitted waves Er and E t as well as their angles of departure Or and Ot ii'om the interface. The thrce plane wave fields of Figure 6-15(c) arc now expressed in the notation of (6-59) and (6-63 l.
(z)
(a)
(e)
(d)
FIGURE 6-15. Geometries associated with a wave incident on a plane interface sqparating lossless regions, for (a) the parallel-polarization case; (b) pcrpendiL~I,r polarization. Showing also the reflected and transmitted field components with (c) parallel polarization; (d) perpendicular polarization.
372
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
E., = a.E.ei/1,Di' r "
(6-67a)
Hr = a y Er e-
j
/1,n r 'r
(6-67b)
/}1
(6-67c) if E;, i:" and itt are taken to mean the (complex) amplitudes of the three electric fields. The total electric and magnetic fields are needed to satisfy boundary conditions at the interface z = 0; these are, in region I (6-68) while in region 2 (6-69) The substitution of (6-67) into (6-68) and (6-69) yields the required total field expressions. To express them in terms of the rectangular coordinates z), the technIques of Example 6-7 are employed. Thus, the geometry of Figure 6-15(c) obtains for the incident wave (6-70) PIn;' r
+ a z cos Gi ) · = PI (x sin 0i + z cos Oil =
pda x sin 0;
(axx
+ ayY + azZ) (6-71 )
yielding from (6-67a) (6-72)
Similarly, the reflected
Er expression
of (6-671» is shown to become
Er(x, z) yielding, from the sum of (6-72) and (6-73), the total
(6-73 )
EI
of (6-68)
The geometry of Figure 6-15(c) is employed to convert the total (6-67c) to the result
E2
z) of (6-69) and
(6-7,,))
6-8 REFLECTION AND TRANSMISSION AT OBLIQUE INCIDENCE
Similarly, the total magnetic fields to become
HI
and
H2
373
of (6-68) and (6-69) are shown
(6-76)
H2 (x, z) = a y itt e- jfh(x sin 0, + z cos 8,)
(6-77)
rt2
The boundary conditions (3-71) and (3-79) require that the total tangential electric and magnetic fields be continuous across the interface at z 0 in Figure 6-15(c). Equating x components of (6-71) and (6-75) at z = 0 yields (6-78) while (3-79) requires that (6-76) be equal to (6-77) at
l~i
e-jfJlxsinO,
+ it, e-JlhxsinOr rt1
rtl
z=
0, obtaining
e-jfJ2xsinO,
(6-79)
rt2
(6-78) and (6-79) are to hold as equalities for all values of x OIl the interface z = 0 regardless of the values of #1 and li2) bu t this can be so only if the phase arguments are all equal; that is,
#1 sin 0i = #1 sin Or = #2 sin at
(6-80)
This means physically that the x components of the vector phase factors PI and P2 must be the same, implying that the phases of the waves to either side of the interface z = 0 must keep in step. The first equality of (6-80) means (6-81 ) or simply that the angle of reflection equals the incidence angle in region I. The last
equality of (6-80) yields, with Or
= Oil
sin 0i sin Of
For nonmagnetic loss less regions, with III
(6-82a)
= 112
Ilo, (6-82a) can also be written
(6-82b) in which n 1 = ~ and Tl2 ; ; : ; are termed the "indices of refraction" of the two regions. The results (6-81) and (6-82) are known as Snell's laws of reflection and refraction for lossless regions. To provide additional physical insight, Snell's law (6-82) can also be derived from graphical considerations. In Figure 6-16(a) are shown the incident, reflected, and transmitted waves, each represented by their equiphase surfaces. It is seen that the lame interse~tion wavelength Ax applies to all three waves to either side of the interface
374
WAVE REFLECTION AND TRANSMISSION AT PlANE BOUNDARIES
(x)
P
(z)
(z)
P'
(a)
(b)
FIGURE 6-16, Incident, reflected, and transmitted waves represented by shown at wave crests, (a) Showing in-step condition of waves at the interface leading (0 Snell's law,
surfaces Geometry
0, a conditioll required so that the waves on both sides of the illterhlce may remain in Ilhase-step. With this constraint and /i'om the right triangles OPP I and OPP z that share the length Ax are obtained sin OJ )~l/Ax and sin Ot = A2/Ax, lrom which their ratio yields Snell's law (6-82). In view of (6-RO), the cancellation of the equal exponentiallilClorS in (G-78) and (6-79) yields tW<2 algebrllic boundary relations that, when solved sim!:lltaneollsly, yield expressions for Hr and f;, in terms of the incident-wave amplitude Hi; that is,
i;r
fl'j == r ll =
11 cos OJ - 112 fit COS OJ + 112
COS
COS
Or 0,
(6-83)
(6-R4) The symbols r ll and Til are respectively called the "relleclion codlicient" and "transmission coefficient," relating the reflecting-wave and transmitted-wave amplitudes P;r and 11't to the illcident-w~ve amplituck 'Ei' fi)[' this parallel-polarization case. Alternative expressions that make llSC the index of refraction n = of each region are also nseful, particnlarly fix Ilonmagnetic regions ({tl = fl2 = flo), Then (6-83) and (6-84) can he written
.JEr
or
n2 - cos 0i nl
(6-85)
+ cos 0, (6-86)
6-8 REFLECTION AND TRANSMISSION AT OBLIQUE INCIDENCE
375
For the the of Figure 6-1 and (d) is used, with the known, incident electric field and resulting reflected and transmitted electric field vectors all assumed jJcrpendicular to the paper (y-directed) as shown. With the new directions of the magnetic field vectors properly accoulltcd for, a procedure closely rescm b\illg 11Ia t used li)[ the parallel-polarization case is employed. Applying the boundary cOI](litions of continuity to the total fields at the interface Z = 0, Snell's laws are once again obtained, with the simultaneous solution of the boundary results yielding reflection and transmission coellicicnts in this perpendicular polarization case as follows Y/2 cos 0i - Y/ t cos Ot
+ Y/t
cos 0t
(6-87)
(6-88) These should be compared with (6-20) and (6-21) for the normal-incidence case of Section 6-4. The alternative f(lfms, written {()r nonmagnetic regions in terms of their indices of refraction n = ~, become cos 0i
n2
cos 0t
Ttl
:2 cos 0;
T
(6-89)
(6-90)
An example of the reflection and transmission coefficients graphed as functions of the angle of incidence for both polarization ca~es is shown in Figure 6-17. Lossless, nonmagnetic dielectrics are assumed, with Ert" = 1 (air) and Er2 = 4, making (rt 1!n2) = 2. It is observed that total reflection (Irj= 1), and zero transmission are approached as the grazing condition (0; -> 90°) is achieved. A zero-reflection point on the r ll curve also observed at the incidence angle of 63.4 0 Ii:)r the given medium parameters. The giving 7:(':.I:0 reflection, seen to exist only i()r the parallel polarization case, is known as the Brs,:~.:!.~;r angle.
D. Brewster Angle To obtain an analytical expression f()r the Brewster angle, setting the reflection eoefficient r ll of ((i-83) to zero yieidsY/t cos 07 = Y/2 cos Ot or Y/i(I - sin 2 = 1 sin 2 0t), in which O~ denotes the desired zero-reflection angle. Using Snell's law to express Ot in terms of O~' leads to the result il)r the Brewster angle
on
sin
Of
(6-91 )
2i
376
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
i
0.8
C
.~ .~
-'" 0
u
c
0.6 --.-~
..--.
f-
0.4 0.2
0
'iii
'"E
0
'"c r:
-0.2
o
-0.4
'--- 10
0 _
20 O<~. 30
0
T" r:.::::: r--;;....
...........
..
r--..7
40 -
60~o
50°
""SlO'
~ <1l 'ji; 0::
80
0
-
"
90 0
0
'\
r----... r.L
.........
0
~.
"-
t-
c
_-
" "'" ~
"r--...r,,0
-
..
-.;;;;:::
~
-0.6 -0.8
"""
\ ~
<
\
K\-
~
:FIGURE 6-17. Reflection and transmission coefficient as a function of angle of incidence, where (nz/Tlll = 2.
For common nonmagnetic materials [Ez/(Ej +E2)]1 I Z, or
(111
112 = 110), (6-91)
becomes sin Of
(6-92)
This reveals the Brewster or zero-reflection angle, {()T' the remits graphed in Figure 6-17, to be O~ = are tan 2 = 63.4°. You may prove that no zero-reflection angle exists f()r the case of perpendicular polarization, if /11 = /12' In the event of an incident wave possessing both parallel and perpendicular electric-field polarization components, the wave reAected irom a dielectric surface will have no parallel-polarized electric field if the wave is incident at the Brewster angle. This zero-reflection phenomenon thus makes it possible, for the common case of randomly polarized light waves, to use polarizing eyeglasses to diminish the remaining perpendicularly polarized waves reflected from a roadway, for example, thereby reducing glare.
E. Total-Reflection or Critical Angle Under some conditions, an angle of incidence can be found such that
~alreflee
~i~n occurs, that is, the reflection coefficient magnitude is unity. Examining the mag-
nit~ (6-83) and (6-87) shows that unity reflection would be obtained if either cos 0i or cos Ot were zero. The former case is of no physical interest because 0i = 90° means that the oncoming wave is at grazing incidence. Putting cos Ot 0, though, means 8 t = 90°, implying that the transmitted wave is traveling parallel to the interface in region 2 as suggested by Figure 6-18(b), rather than providing any z-propagated wave as shown in (a) of that figure. The angle of incidence corresponding to Ot = 90° is called the critical angle, labeled 0i = Oc.
6-8 REFLECTION AND TRANSMISSION AT OBLIQUE INCIDENCE
377
(z)
(a)
(b)
(c)
FIGURE 6-18. Equiphase surE,ec, [or the incident (solid), reflected (dashed), and transmitted waves with €l > €2' for the angle of incidence (a) less than, (b) equal (0, and (c) greater than the critical value eo. Wave details for region 2 in (c) arc to be discnssed.
The value of ec is obtained from Snell's law (6-82); obtains
et = 90° substituted into it (6-93)
e e
ifboth regions are nonmagnetic. This expression shows that if a real angle i = c is to exist, Ej > E2 is required. Thus, the primary wave must be incident on the interface from the region having the higher relative permittivity. Total reflection within a glass prism occurs in this way. Experiments show that total reflection occurs not only f()r i but also for ineidence angles exeeeding Oc as well. The nature of the wave transmitted into region 2 is predictable analytically on substituting the expression for the critical angle c into Snell's law, with resulting expressions for t inserted into the wave expressions obtained earlier f()f region 2. Thus, (6-93) into Snell's law (6-82) yields for sin t
e en
e
e
sin
e t
h 1
-
e
E2
This obviously yields real-angle values for
ei S; ee·
.
sm
ei = sin. e j
(6-94)
sm
e only if sin l1 t
t
s; l, which occurs only if
If the incidence angle exceeds the critical angle as suggested by Figure 6-18(c), or ei > then the ratio sin OJsin ec of (6-94) will exceed unity. Thus, et becomes a complex angle, and the implications of tbis on the behavior of the field transmitted into region 2 may be deduced as follows. With sin t (6-94) exceeding unity, cos Ot is written
en
e or
(6-95) The negative root of the imaginary result is chosen here to preserve the physical realizability of the wave in region 2 (to be clarified momentarily relative to its producing
378
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
a vanishing wave there as
z -+
co). Putting (6-94) into (6-95) yields
cos Ot = - j
(6-96)
and substituting the latter and (6-94) into the directed magnetic field in region 2
H2 (x, z) = =
=
H2 expression of (6-77)
provides they-
ay Et e- jP2(X sin 0, +. cos 0,) 112 a
Y
Et e!- i/J,[xJ. 1/'2 sin 6i -
Et
a y
jzJ(;, 1/'2) sin 2 iii - 1]
112 e -[1I2J(E-'/'2) sin 2 8i =1]ze - 11112./;'-0" sin O;]x
172
The form of (6-97a) shows that H2 is a wave attenuated in change in x in accordance with the form of
H~
-
2 -
Et
ay-e '12
z and
(6-97a)
exhibiting a phase
- az - jbx
e
(6-97b)
with attenuation and phase constants a and b defined by (6-98) T1ws, the wave function (6-97) represents the magnetic field transmitted in region 2 for angles of incidence 0i that exceed the critical value (6-93). It is a wave attenuated in the increasing z direction and shifted in phase in the increasing x sense in region 2, as shown in Figure 6-19. The reason for the choice of the negative root of the radical
I (x) I
Constant-phase plane
(a)
(b)
FIGURE 6-19. (a) A typical nonuniform plane wave produced in region 2 when the angle of incidence in region I \exceeds the critical angle. (b) Detail of Hy of (6-97) in region 2, at a fixed instant. ',--
PROBLEMS
379
in (6-96) is now evident; a positive root would make the z-dependent exponential factor in (6-97) grow indefinitely large as z -+ W, which is not sensible physically. The wave is thus "trapped" into traveling with pure phase change along x (parallel to the interlace), while being attenuated in amplitude as one moves away from the interface in region 2. This attenuation is clearly not associated with dissipation in region 2, which is a lossless region. In the foregoing discussions of parts C, D, and E of this section, only the obliqueincidence case involving two lossless regions was treated. If region 2 were made a conductive region, the penetration of the transmitted wave into region would be analyzed in much the same way as is done for the lossless case in part C, except for the replacement or E2 with the complex permittivity € defined in (3-103). This has the effect of injecting a "complex angle" interpretation into Snell's law (6-82a). Details of this case are found in Appendix A. Of special interest in Appendix A is the case for which region 2 is a good conductor. In that instance, it is shown that the transmitted wave enters region 2 with its direction of travel essentially normal to the interface, as illustrated by Figure A-2(b). This result has an important application, for example, to the penetration of electromagnetic fields into the conducting walls of rectangular hollow waveguides, a fact utilized later in Section 8-6.
REFERENCES LORRAIN, P., and D. R. CORSON. Electromagnetic Fields and Waves. San Francisco: Freeman, 1970. FANO, R. M., L. 1'. CHU, and R. P. ADLER. Electromagnetic Fields, Energy and Forces. New York: Wiley, 1960. RAMO, S., J. R. WHINNERY, and T. VAN DUZER. Fields and Waves in Commnnication Electronics, 2nd cd. New York: Wiley, 1984.
PROBLEMS
SECTION 6-2 6-1.
The total-reflection magnetic freld solution (6-8) was obtained by inserting the boundary result (6-4) into the general reflection result (6-7). Show that (6-8) can also bcfound by inserting the total-reflection electric field solution (6-5) into the appropriate time-harmonic Maxwell equation.
6-2.
Employ the boundary condition (3-72) to obtain the
expre&~ion
for the current density
Js induced by the magnetic field onto the perfectly reflecting plane of Figure 6-3(r). What depth of penetration of this curreut is expected into region 2? Explain.
"6-3.
Assume that the totally reflective syste!? of)<'igure 6-2 has a knowny-polarized incident uniform plane wave with the components (E;, H;) instead of the x-polarized wave shown. Thus, assume
(1) ir,,(z) =
(2)
which_E~ is assumed know}!. Apply the required boundary condition to determine the total and Hx fields in terms of A-:;. Compare your results with (6-5) and (6-8) of the x-polarized case.
380
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
6-4.
Concerning Problcm 6-3, sketch a figure resembling figure 6-3(c), showing the resulting Ey and Hx in real time at a few selected instants. Comment on the comparison with Figure 6-3(c).
SECTION 6-4 (a) Given, in air, a plane wave of complex amplitude E';;;!, impinging normally on a lossless, nonmagnetic dielectric material (region 2) of permittivity E ErEO' show from (6-20) apd (6-21) that the amplitude of the transmitted electric field into region 2 is 2/(E:/2 + 1) tiInes E;;;I, while that of the reflected electric field in the air region is (I - E: 12 )/(1 + E:12) times E;;;I' (b) If the incident wave in air has the amplitude 100e-i° V/m, find the complex amplitudes of the reflectcd and transmitted waves if region 2 is polyethylene (Er = 2.25); and then if region 2 is water (Er = 81).
6-5.
,,6-6.
The so-called "index of refraction", n, of a loss!css nonmagnetic dielectric is dcfined as
n = E:12. (a) Show that n also denotcs the ratio of the phase velocity of a uniform planc wave
in free space to that in the dielectric, or n = c/v p • What are the indices of refraction for the polyethylene and the water regions (assumed losslcss) of Problem 6-5'? (b) give12 are the conditions of the two-region loss less system of Problem 6-5.~ Dcnyting the ratio E;;,dE;;;1 by r (and givcn the name "reflection cocfficient") and the ratio E;;;2/E;;'1 by T (called the "transmission coefficient") write the expression for f and '1' in terms of the index of refraction of the dielectric region 2. Plot rand T versus n over the range I S II S 10, on the same graph. Is the difference of these curves, T - r, a function of n? Comment on how this latter result is influenced by the electric-field boundary condition at the interface separating this two-region system,
6-7.
Make use of the solutions obtained in Example 6-1 to show that these total tangential electric and magnetic fields satisfy the boundary conditions (3-71) and (3-79) at the interface .
.I{
6-8.
For the two-region system of Figure 6-5, a plane wave arrives in air at normal incidence, with amplitude 200 V /m at the frequency 50 MHz, Region 2 is water (Er ~ 64 at this fi'equency), assumed lossless. (a) Find the intrinsic wave impedance, propagation constant, and wavelength in each region at this frequency. (b) Make use of (6-20) and (6-21) to find the reflected and transmitted wave amplitudes. (c) Write the expressions f()r the total fields in the two regions, in the manner of (6-12), (6-13). Show that the tangential-field boundary conditions (3-71) and (3-79) arc satisfied by these fields at the interface.
SECTION 6-6 6-9.
A lossless three-region sy}tem I'('sembling that of Example 6-2 involves a uniform plane wave in air region I given by £;1(:;.) = 500e-'jfio z V/m at the frequency f = 300 MHz. Plastic slab region 2, of thickness 0.375).2, has parameters (I.to, 4Eo); those of region 3 are (flo, 16Eol. Assume z-origins as in Example 6-2. (al Sketch and label this system. Find the intrinsic wave impedances ~and wavelengths in each of the three regions. What magnetic field if;'r (z) is associated with £;1 in region I? (b) Determine the total field impedance and the reflection coefficient at the output plane z = d in slab region 2. (c) Find the values of the latter at the input plane z = O. (d) Deduee the refl...ection coefficient at the output plane 0) of region I. Find the reflected wave amplitude E;;'r in region I, cOITe3!ponding to the given incident-wave amplitude. j141 [Answer: (a) fi3 = 30n n (b) r2(d) = -t (d) E;;'1 = 234e' V/m]
ct-10.
Give details as needed to find the remaining electric-field complex amplitudes £;;'2 and E;;;3 for Example 6-2, obtaining the total fields in regions 2 and 3: 60e- jfJ2z - 20e-iP2Z V/m
£X2(Z)
=
ify2 (z)
= 0.318e- jP2z
+ O.l06e-iPzz A/m
6-11.'--eonvert the electric and magnetic field solutions obtained for Example 6-2 in Problem 6-10 to their real-time forms.
PROBLEMS
Region 1: Ai r (/lO, €o)
Region
2: {JIo,
4fO)
381
Region 3: Perfect conductor (0"3 co)
(z)
if
= 1 5 GHz)
PROBLEM 6-13
6-12. Complete Problem 6-9 by finding £;;'2' £;;'2' and total electric and magnetic fields in regions 2 and 3.
£'!3'
and obtain expressions
fiJI'
the
'( 6-13. The lossless nonmagnetic slab (region 2) with Er = 4 as shown has the thickness d = A2 /8 at the opcrating frequcncy 1.5 GI!z and is backed by the perfectly conducting region 3. The given incident wave in region I is Exl (z) = 200e- jfioz Vim. Assume z-origins as shown. (a) Find the thickness d of the slab region (in ern). What is the total field impedance and reflection coefficient at the output plane (z = d) of slab region 2? (b) Determine the total field impedance at the input plane (z = 0) of the slab. (c) Find the ref~ectioll coefficient at the output plane z = 0 of regioll I. Determine the complex amplitude E;;'1 of the reflected wave in region I. Write the~ expressiolls for tEe total electric ane!. magnetic fields in region 1. [Answer: (a) d = 1.25 em, r 2 (d) = I (b) <:2(0) =j60nQ (c) E;;'1 200ei 126 .8 'V/m! 6-14. (a) Find the total field impedance al the output plane of region I in Problem 6-13, if the slab thickness is increased to a quarter wave. (b) Repeat this time for a half-wave thick slab. II:
6-15. Repeat Problem 6-13, but now assume the slab region to be 19ssy, having also ~the loss tangent E"/E' = 0.5 at the given frequency. [Answer: (a) d 1.22 em, r 2(d) = I (b) <:2(0) = 178.3ej82 .5 " Q (e) it;'l 180.5ejl29.6" Vim 1 6-16. The three-region system shown is illuminated from the left in region 1 by the given plane wave. (Note that all three regions are, in general, lossy.) Make use of (6-38), (6-39), and (6-40) to derive the following expressions for the output plane impedance (at z = 0) in region
Region 2: (/l2, <2, 0"2)
or
(,2, ~2)
fi:+xl
_+
l
Motion
HYI '---,,",
PROBLEM 6-\6
Region 3: (M:l, 10:1, fJ:1)
or (,:1,;;:1)
,382
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
3 intrinsic impedance fi3 and parameters of region 2
I, expressed in terms of the
:7 (0)
-,--(fic::3_+,_',_,,'-""-----c--'-'-=-----,',="--~ '12 (''13 +
= '
""1
, fi3 cosh 'Yzd = '12 fi2 cosh 'Yzd
+ fi2 sinh 'Y2 d + 1]3 siuh "hd
(6-99a)
(6-99b)
Note that the latter makes use of the definitions of the hyperbolic cosine and sine functions: (eo + and sinh () = (eo cosh 0 Assume in Problem 6-16 that region 2 is lossless and a quarter-wave thick (d "'2/4). Sketch and label this system. Show that the total field impedance at the input interface is given by (0) = '1~ji]3'
&,17.
ZI
6-18. (a) Use the answer to Problem 6-17 to find the rdativc permittivity ErZ of a so-called "quarter-wave matching plate," employed, lor example, in the low-reflection coating of lenses and prisms. In particular, suppose that a loss less glass medium (region 3 in Problem 6-16) has the relative permittivity Er 3 = 2.56 (or index of refraction n3 1.(0). Determine the required I'elative permittivity of a quarter-wave (d "'z/4) lossless dielectrie coating (region 2), if the normally incident unifi)rm plane wave is not to be reflected. (b) Show (briefly) that this system obeys reciproci~y; that is, that this system is also nonreflective if waves go from region 3 to region I. [Answer: (a) Er2 = 1.60]
"T
Determine the required thickness of the quarter-wave matching plate called If)r in Problem 6-18 (with E r3 = 2.56 for region 3), if the operating frequency of the normally incident plane wave is (a) 50 MHz; (b) 5 GHz; (c) .') x lO14 Hz (ti'ce-space wavelength Ao = 0.6 11m in the visible light range).
&,19.
Assume lor the three-region system of Problem 6-16 that region 2 is losoless and a halfwave thick (d = A2/2). Sketeh and label this system. Show that the total field impedance at the input interface has the value fi3' (This means that the loss less slab region 2 appears "transparent" to the incident wave in the sinusoidal steady state, if the wave frequency is such that the slab is a half-wave thick.) What other slab thickness will yield exactly the same result"?
+- &,20.
SECTION 6-6 6-21. Prove that equating the real and imaginary parts of (D-3), in Appendix D, leads to the results (D::4) there. Show that appropriately manipulating (D-4a) leads to (D-5), eireles mapped onto the r-plane of Figure D-I (b) for constant-i values. Use a S.!?ith chart to find the values ofr (or x) corresponding to the following specified values of (or I). Check all answers, obtained graphically, by using (6-42) or (D-I).
&,22.
x
(a) r = 0.707e j45 " (b) r = -0.5
0.5e- j126"
(c) r (d) (e)
)
x = 0.6 - jO.S x = 2 + jl
(f) .% = 0 (g)
;
---+
co
x= [Answer: x = [Answer': x
l Answer:
I
+ j2]
0.333J 0.41 - j0.44]
[Answer: r = 0.5e- i90o ] [Answer: r = 0.447ei270 ] [Answer: r
-I]
[Answer: r= I]
Rework Problem 6-9, making full use of the Smith chart. (Sketch the system; then show labeled sketches of the Smith chart, roughly as done for Example 6-4, labeling entry and exit points as well as any rim-scale rotation within a region, as needed.) In particular: (a) Find the
&,23.
PROBLEMS
383
normalized total-field impedance at the output of as well as the reflection coefficient f 2(d) there. (b) From the required rim-scale rotation, find f 2(0) at the region 2 inpu~planc, and 22(0) there. (c) Deduce the normalized impedanc~ .£[ (0) in region 1, then find r [(0) there. Determine from this the reflected wave amplitude E;"I, and also expressions for the total fields E~x1 and HYI in region I.
6-24. Work Problem 6-13, making full use of the Smith chart. [See instructions at the heginning of Problem 6-23, adding the same parts (a), (b), and (e) to the present problem.J In a totally reflective, lossless layered system such as this, what is invariably the magnitude of the reflection coefficient throughout each of the loss\ess regions? 6-25. Make use ofthc Smith chart to answcr parts (a) and (b) ofProblcm 6-14. (Showappropriately labeled Smith chart sketches.) '\ 6-26. Work Problem 6-15, making full use of the Smith chart. (Apply the instructions given in Problem 6-23 to this prohlem.) Make not£ in your Smith chart analysis of the lossy region 2, of how the reflection coefficient magnitude Ir! is reduced from unity at the perf'xtly conducting output plane, spiraling toward the chart center as one moves toward the wave source.
:r
6-27. Refer to the three-region system of Problem 6-16. Use the Smith chart to demonstrate, on making the lossy region 2 sufficiently thick, how the total-field impedance at the inpnt plane Z = 0 approac;hes the value ry2, independently of the properties of region 3.
SECTION 6-7 6-28. Make usc of the solution details of Example 6-2 to obtain the standing-wave ratio in region I three ways: (a) by means of (6-50), using the electric-field forward and backward wave magnitudes; (b) from (6-52a), making use of the reflection coefficient magnitude; and (c) from the Smith chart results of Example 6-4, using the osculation point C denoted in Figure 6-10 as the basis. '" 6-29. (a) Employ the field solutions given in Problem 6-10 to find the SWR in regions 2 and 3 of Example 6-2. (b) What arc the values of Ema. and ~~lin in region 2? How far apart (in meters) are they located? Use the Smith chart result of Example 6-4 as the b;:sis for determining how far E min is from the output plane of region 2. (c) Sketch a graph of \E(z)\ versus z in region 2, labeling values of Emax and E min at their correct locations within the slab. 6-30. (a) Make use of the total electric-field solution found in Example 6-3(d) to determine the SWR in air region I. (b) Confirm the SWR value ohtaiued in part (a), this time using the magnitude of the reflection coefficient obtained.
SECTION 6-8 6-31. Ay-polarized uniform plane wave travels in air with its propagation vector fJ tilted 30° from the z-axis in the x-z plane. Show sketches depicting the E and H vectors, and so forth, in the manner of figures (b) and (e) of Example 6-7. Its frequency is 100 MHz. Express the electric and magnetic fields in terms of the x,y, z coordinates, with the appropriate numerical values inserted. Find the wavelength and the phase velocity of this wave, as well as the values of Ay , Az , and uP' Vz associated with the y and z directions. 6-32. Solve (6-78) and (6-79) simultaneously, making use of (6-80), to obtain expressions (6-83) and (6-84) for the complex reflection and transmission coefficients for the parallel-polarized case.
6-33. Derive the results (6-87) and (6-88) for the perpendicularly polarized case, corresponding to Figures 6-15(0) and (d). "" 6-34. A uniform plane wave is incident at the angle 0; = 30° on the large planar interface that separates regiou I (air) from region 2 (a lossless plastic with the parameters Po and 6Eo)· The frequency of the incident wave is 1000 MHz. (a) Show that the refraction angle is about 11.8°. Find the wavelengths and the phase constants in the two regions. (b) Find the reflection
384
--
WAVE REFLECTION AND TRANSMISSION AT PLANE BOUNDARIES
~
-----'-,----
--
(Glass) (Air)
(Air)
PROBLEM 6-37
and transmission coefficients for both polarizations of the incident Jidd. 1.1' the incident dectric fidd is parallel to the plane of incidence and has the complex IOOe w Vim, lind the amplitudes of the refketed anel the transmitted electric fields. Repeat (c), except for perpendicular polarizatioll. l( 6-35.
(a) A two-region system separated by an infinite planc interface consists of air and a lossless dielectric having the parameters Po and 3€(J. Show that the Brewster
6-36.
6-37. Suppose a unilfmn plane wave is incident, in air, on a glass plate with parallel laces A and B as shown in the sketch. Show that if 0i is choscn to be the Brewster angle such that zero reRection preva.ils at inted~1Ce A, then no reflection will occur at the second interfilCc. (This effect is used in the gas laser, the glass tube of which is terminated in a window tilted such that zero reflection at the desired polarization is obtained. This is done to discriminate, by means of an externally located resonator, against a resonant buildup of oscillations at the unwanted polarization ill the randomly polarized optical waves.) U€2 = 2€0, compare the reflection coefficients r i and r" at the first interface in this system.
6-38.
Seawater, at some temperature and atf = 10 MHz, has the relative permittivity 78, a dissipation factor of 62, and nnity relative permeability. (Justify calling this water medium a "good conductor" at this frequency.) A uniform plane wave, at 10 MHz in air, is incident at 30° from the normal on a flat sea of this water. (a) Find the phase constant, attenuation constant, waVelength, phase velocity, and the intrinsic wave impedance associated with the waves in both regions. (b) Based on Appendix A, justify the assumption that the refractive angle -/1 into the water is essentially zero. Find a better approximation. If the incident electric field in the air f"egion h'1;5 the amplitude lOe jO" V1m, find the electric and magnetic field amplitndes E~, fin E" and H, of the reRected and transmitted waves. (d) Give the numerical expression !Clf the fields in the water region as functions of x and y.
I
II I
)( 6-39.
Calculate the depth of penetration of the wave into the Hat sea of Problem 6-38. Is this frequency suitable lor electromagnetic communication between submerged submarines?
I "
II
-.__----------------------------------------CHAPTER 7
The Poynting Theorem and Electromagnetic Power
Energy can be transported through empty space and within or along conductive or dielectric wave transmission devices by means of electromagnetic waves. The power flow through a dosed surface in the region occupied by such waves may be interpreted from the surface integration of a power-flux density vector r1J' == E x H, known as the Poynting vector. The validity of this procedure is justified from the point of view of a theorem developed by J. H. Poynting. Applications to the power flow associated with a wire carrying a direct current and with plane waves in lossless or conductive regions are considered. The related questions of time-instantaneous and time-average powerflux density and total power flux through surfaces are treated using the real-time form of the fields. Simpler expressions for time-average power-flux density are then shown to arise from the employment of complex, time-harmonic forms of the fields. 7·1 THE THEOREM OF POYNTING
It is shown tbat the flow of electromagnetic power tbrough a closed surface is obtained from a surface integral of the time-instantaneous quantity (7-1)
known as the Poynting vector. 1 The units of (7 -I) suggest a power-flux density interpretation of r1J'. Taking the divergence of r1J' obtains the two-term expansion
v . ,OJ) = V .
(E x H)
=H
.Vx E
E.Vx H
(7-2)
lI'irst defined inJ. H. Poynting, "On the transfer of energy in the electromagnetic field," Phil. Trans. Royal
Society, 175, 343, 1884.
385
386
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
in view of the identity (16) in Table 2-2. The appearance of V x E and V x H in (7-2) prompts the substitution of Maxwell's equations (3-59) and (3-77), V x E = oB/ot and V X H = J + aD/at, yielding V·{j1=
aB aD -H'--Eo at at
JoE
(7-3)
Using the rules of differentiation (2-6) and (2-7), and with B = a linear medium
a
at
(H B) ~ [H aBtJt + Bo~!!] = [H at aB = =
0
1 2
0
2
2
H·
0
JiH, one can write for
a(J~~X + JiH OH]
at
0
at
(7-4)
at
assuming Ji is not a function oftime. Similarly, with DEE, and E not a function of time,
~(EOD)=E.OD
at
(7-5)
at
2
Substituting (7-4) and (7-5) into (7-3) yields
[H' B Eo D] -JoE
a at
(7-6)
-2-+-2-
This result shows that the power-flux density vector ~ has a divergence in a region if at least one term on the right side of (7-6) is nonzero. Integrating (7-6) throughout an arbitrary volume region V obtains
1V • v
i'P dv
EOD] 1 JoE =--ata1[H'B -+2 2 dv -
v
v
dv
(7-7)
Assuming {j1 in (7-7) meets the conditions of the divergence theorem discussed in Section 2-4A, it can be reexpressed
~s •
~
0
a1[HoB + -EoD] + 1J .
ds = -
at
v
--
2
This is the integral form of the theorem to Figure 7-1 as follows
2
oJ Poynting,
dv
v
E dv W
(7-8)
interpreted physically in relation
1. The left side of (7-8) denotes the ingoing power flux over S, assuming ds outwarddirected. In subsequent discussions, the symbol Pet) is chosen to denote the timeinstantaneous, net, ingoing power flux as follows
P(t)
==
-#s
~.
ds W
Ingoing power flux
(7-9)
7-1 THE THEOREM OF POYNTING
387
Closed --"--S~-~
9=ExH - _
FIGURE 7-1. A typical volume in a region, depicting quantities associated with Poynting's theorem.
2. The first term of the right side of (7-8) denotes, at any instant, the time rate oJincrease ql total electromagnetic energy within the volume V enclosed by S, in view of (4-61 a) (an~ (5-77) for electric field and magnetic field energies defined under static c~ditions
U==r~ndv e
Jv
2
Um
==
--dv 2 i H·B
(7-10)
v
3. The last term of (7-8) represents the total dissipated or generated power within Vat any instant. If the projection of the current density vector J along E lies in the direction of E, the power is dissipated in the region. An example occurs in a conductive region to which (3-7) applies; the substitution of J = uE into (7-8) then identifies the last term as an ohmic power-loss term. In the event of a negative E directed projection of J along E in the region, the power obtained from the last term of (7-8) is interpreted as generated power, in view of the reven,al in the sign of the integrated result. To summarize the observations (1) through (3) just given, (7-8) states that the net inward power flux P(t) = [ff> • ds, supplied by the field over a closed surface S, must equal the sum of the time rate of increase of electromagnetic energy inside V, plus the total ohmic losses in V, assuming V contains no generators. If V contains power generators, the additional volume integral of Jg • E over the designated active current sources J 9 in the region permits writing (7-8)
-h
ar
[H'B E'D]
r
,f, f -ys[ff>'ds= otJv -2-+-2- dll+ JvJ'Edv+ JvJg'Edv If the latter is rearranged with the generated power term on the left to read
i
°i[H'B E'D] i
- v J' E dv = 9 at v -2- + -2- dll + v J . E dv +
~'S [ff> • ds
(7-11 )
result is interpreted physically as follows. The total instantaneous generated power in V, given by the left side of (7-11), equals the sum of the time rate of increase in
388
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
electromagnetic energy in V, the ohmic losses in V, and the outgoing power flux passing through the surface enclosing V. This form has some interpretive advantages when applied to an antenna, for example, in which case the last term, the integral of [jJ • ds over any surface enclosing the antenna, denotes the power flux radiated into remote regions of space. A. The Static Poynting Theorem In a static electromagnetic system carrying only direct currents, the operator is zero, reducing Poynting's theorem (7-8) or (7-11) to
-
Iv J . E dv W
~s [jJ • ds
a/at
(7-12)
Time static
assuming V contains no generators. Thus, in a dc system, the net power flux entering a closed surface S constructed about the current-carrying conductors is a measure of the ohmic losses in those conductors. The application of (7-l2) to a dc-carrying wire is considered in an example.
EXAMPLE 7·1. From (7-12), evaluate the total power flux entering the closed surfl.tee S embracing a length t of a long round wire carrying a d.irect current 1 as in (a) of the accompanying figure. Compare the result with the volume integral of (7-12). I I
E
t
H
Closed surface S
Detail at an endcap
fa)
(b)
End view (c)
"
EXAMPLE 7-1. (al Long round wire carrying a static current 1. (b) The E and H fields on the surface S. (e) Inward power flux associated with direct current flow in a wire.
389
7-1 THE THEOREM OF POYNTING
dng hen °
ds
The closed surface Sis noted in (b). The Poynting vector iY' on the peripheral surface p = a is obtained from the known E and H fields, H being given by (5-11) of Example 5-1, whereas E is obtained from the currcnt dcnsity Jz ljA combined with (3-7)
lOte The Poynting vector at p = a on S is obtained from
a/at
·12)
iY'
=EX H=
(axl) erA
X
12
(a4>1)
-a
2na
p
2naAer
As seen in (b), iY' on the endcaps contributes nothing to thc inward powerflux, making the total inward power flux (7-9) over S p=
_J. iY" ds j"s
= -
ct Ch Jz=o J4>=o
(-a ~) p
2naAcr
°a p
adcpdz
rmg e of
NIre
em:om-
a result expressed in terms of the resistance (4-138) of the wire. From (7-12), the result j2 R is also obtainable from the volume integral ofJ ° E taken throughout the interior of S. Thus
C JoEdv= Jv C (erE)oEdv= Jv r erE;dv= Jz-o C_ C: r"_ er(~)2PdPdCPdZ Jv J4>-O Jp.-o erA 2
t
integrating to 12R as expected. The positive sign accounts for the actual inward sense of the power-flux P over S, as noted in (c).
B. Time-Instantaneous Poynting Theorem and Plane Waves Illustrations of the Poynting theorem in the time domain can be drawn from the of plane waves developed in Sections 2-10 and 3-7 .-Thus, the power-flux-density vector &' associated with a plane wave in a region is obtained by use of (7-1) applied the appropriate fields. In empty space, assume that a positive z traveling plane wave electric and magnetic fields inferred from (2-121 a) and (2-130a)
(7 -13) (7-14) Applying these to (7-1) obtains the time-instantaneous Poynting vector at any Z position
&'(z, t)
E XH =
[axE~ cos (wt -
Poz)]
X
[ay~: cos
(wt - Poz) ]
(E+)2
= a z ~- cos 2 '10
(wt - Poz)
(7-15a)
390
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
Inset: flux Plot} of &"
(z)
I I I I (Ito, fO)
__ ..---
--~ Wave
I __ J...._ 0 - - ___ _
(y)
motion
--------
----(z)
(a.)
\
\
-~
Motion
----(y)
(z) (1))
FIGURE 7-2. The Poynting vector associated with a plane .wave in empty space. (a) The vector.o/' = a/!i', versus <: at t = O. (b) The scalar .o/'z(':' t) at t = O.
The sketch of (7-l5a) in Figure 7-2(a) shows f!IJ everywhere positive z directed. Denoting f!IJ(z, t) by azfJi': (z, t), an alternative plot of the scalar is shown by the solid line in Figure 7-2(b). A double frequency variation off!IJ with t and z produced by the squared cosine function is evident from these diagrams. Using the identity cos 2 0 = ! + (!) cos 20 permits writing
fJi':
(7-15b)
a result useful when considering time-average power in the next section. The Poynting integral (7-8) applied to a region with no ohmic losses and no generators present red1.i!ces to
-
£ 7-1 THE THEOREM OF POYNTING
J.
1'(1)
:f~~
fY>. ds
391 (7-16)
signifying that the flux of:1' into a closed surface S in the lossless region is instantaneously a measure of the time rate of increase of the stored electromagnetic energy within S. In the example that follows, the validity of (7-16) is examined relative to a plane wave in free space. EXAMPLE 7-2. Given the plane wave defined by (7-13) and (7-14), determine the net power flux P( t) entering a closed box-shaped surface S having dimensions as in the accompanying figure. Show that the time rate of increase of the electromagnetic energy within the volume of the box provides the same answer. Because {YJ is everywhere z directed, the only contributions to power flux entering the box are on thc ends Sl and 5;2 shown, so (7-16) yields
1\ (I)
-
.- !is f .0/'. N,
= -
i
b
y~o
fa [a x=o
z
(E~)2 - cos 2 (wt '10 (7-17a)
'10 (7-17b) The net power flux entering S is therefore
'-Ps PI)· ds
1'(1) = 1\(1)
+
i-
ab[cos 2mt - cos 2(w/
=
flod)] W
2'10 the last being obtained by use of cos 2 0 =
EXAMPLE 7-2
! + (!) cos 20.
(7-18)
Ci
A
392
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
Equivalently, if the right side of (7-16) is integrated throughout the volume of the box, (7-18) should again be obtained. Substituting (7-13) and (7-14) yields
a '" vt
J. [1l0H2 EoE2] a {llo(E;:Y J.d J.b J.a [1 + cos 2(wl - Po,;:)] dxdyd,;: -2- + - dv = '" 2 J.d J.b J.. [1 + cos 2(wt - Po';:)].dxdyd,;: } + Eo(E;:Y 4 v
vi
--2-
41'/0
0
0
a {Eo(E;:Y = at 2 =
0
0
0
'
0
J.d J.b J.a [1 + cos 2(wt 0
-
0
'}
Po';:)] dx dyd,;:
0
wEo(E;:yab 2Po [-cos2(wt-Po,;:)1~ (7-19)
------ [cos 2wt - cos.2 (WI - Pod)] agreeing with (7-18) as expected. 2
For a plane wave traveling in a conductive (ohmic) region, the effects of the attenuation of E and H and the phase shift between them is expected to i~fluence the power-flux P(t) entering a closed surface S. For this case, the fields are'fven by real-time expressions inferred from (3-94) and (3-98c) \. (7-20) (7 -21 ) which (J is the angle of the wave impedance (3-99). The Poynting vector (7-1) thus becomes [#>(z, t)
=E
x H
=
(E+)2 a z _m_ e- 2az cos (Wi - (Jz) cos (wt
{Jz -
(J)
(7-22a)
1J
and the use of cos A cos B [#> = a z
2P;
=
(!)[eos (A
- B)] obtains
t)
e- 2az[cos
2P;
+ B) + cos (A
(J
+ cos (2wt -
2{Jz
(7-22b)
(z, t) versus Z at t = 0 is shown in Figure 7-3. Not only does the A graph of attenuation of and account for a doubly attenuated power-flux density but the effect of cos (J in (7 -22b), replacing the term unity in (7 -I5b) for the lossless case, to go negative over a portion of each cycle, ~an effect associated with the to cause
E:
H;
2P; ,
2P;
~In the course of obtaining (7-19), note that with the snbstitntion (Jio/'1l) = Eo, the two integrals in the first Jlep become identical, so they combine into one. The time differentiation is taken inside the integral to elimthe constant unity term, whereas in the last step, the identity (W€o/ Po) = 1/0 1 is used.
In
7-1 THE THEOREM OF POYNTING
393
(x)
At t = 0
(y) '~(z)
FIGURE 7-3. The instantaneous Poynting vector traveling plane wave in a conductive region.
(z, t) associated with a positive ::.
phase shift 0 between the electric and magnetic fields and detracting from the average power transmitted in the z direction. EXAMPLE 7·3. If a plane wave exists in a conductive region, evaluate the net instantaneous power flux entering the box-shaped closed surface of dimensions as shown. Integrating (7-22b) over the ends S1 at Z = 0 and 8 2 at z = d yields the instantaneous power fluxes
= -
f
b
y~O
fa {a z (E~)2 - [cos e + cos (2m{ X~O
2'1
e)]}. (-azdxdy)
abl cos 0 + cos (2m/ - e)]
P2(1) = -~~- e-2~dab[cos 2'1
e + cos (2mt -
(7-23a)
2{3d
(/J.,t, o)
..
'
(y) (z)
EXAMPLE 7-3
e) ]
(7-23b)
394
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
so that the net power flux entering the box is their sum P(t)
=
(E+ m
211
ah[(l
e- 2ad ) cos fJ
+ cos
(2M - fJ) - e- 2ad cos (2wt - 2fJd
fJ)] (7-24)
From the Poynting theorem (7-8) it is evident that (7-24) is a measure of the time rate of increase of the stored electromagnetic energy within the volume plus the instantaneous ohmic loss occurring therein. One can expect that (7-24) will reduce to (7-18) if a lossless region (IT = 0) is assumed.
7·2 TIME-AVERAGE POYNTING VECTOR AND POWER
In a consideration of the electromagnetic power delivered by sinusoidally time-varying fields to a region or system, one's interest from the point of view of practical measurements leans toward the time average of the power flux rather than its instantaneous value considered in the previous section. Time-average power in electromagrl~tic fields is important for the same reasons as in circuit theory. The time-average po"ter)entering the terminals of a passive network, found by use of an electrodynamomete~pe wattmeter or from the knowledge of the amplitude and phase of the input voltage and current, is a measure of the average power dissipated as heat in all the resistive elements of the network. From the electromagnetic viewpoint, the time-average power flux entering a closed surface containing no generators is a criterion of the same thing: the heat-producing ohmic losses in the region. In laboratory measurements, the time average of a time-harmonic function is customarily taken over a time interval embracing many cycles '01' periods. Since for steady state sinusoidal functions all periods are alike, an average over one period will yield the same result as that taken over many such periods. The time average of the Poynting vector ~(Ul' Uz , U3' f), denoted by ~av' is defined as the area under the function ~ over a cycle, divided by the duration T (period) of the cycle, that is,
f!lJav(Ul' Uz, U3)
=
Area under f!IJ over a cycle 1 Base ( T sec) = T
iT 0
~(Ul' Uz, U3, t) dt
(7-25a)
if t is chosen as the variable of integration. One may alternatively choose wt as the angular integration variable; then (7-25a) is written with 2n as the base-divisor
(7-25b)
It is evident that the time-average Poynting vector is a function solely of position in space, the time variable having been integrated out over definite limits (in t or wt) in the averaging process.
7-2 TIME-AVERAGE POYNTING VECTOR AND POWER
395
A. Time-Average Poynting Vector and Plane Waves Illustrations of the time-average Poynting vector can be drawn from examples in the last section. Equation (7-ISa) denotes a time-instantaneous Poynting vector ~(z, t) = a~z (z, t) attributed to the wave of (7-13) and (7-14). Applying (7-2Sb) obtains its time average
PI' av (z)
az
(E~
2
2n 2110 (E~)2
=a z
2110
P" d(wt) + a z (E~)2 f Z1t cos 2(wt
Jo
2n 2110
Jo
fJoz)d(w/)
(7-26)
Thus the time-average result (7-26) is attributable wholly to the constant first term of the time-instantaneous expression (7-ISb). The double frequency term contributes nothing on the time average because it possesses canceling positive and negative areas over a cycle, evident from the f!Jz(z, t) diagram of Figure 7-4(a), which is just an extension of Figure 7-2(b) to successive instants in time t. The inset in Figure 7-4(a), showing the wave at the fixed Z = 0 location, yields an average Poynting vector (area divided by the base) that is one-half the peak power density (E~)z/110' or (7-26). If the region is lossy, ~ av becomes a function of Z due to the wave attenuation produced by the losses. The time-instantaneous Poynting vector, in this case expressed by (7 -22b), is depicted in Figure 7-4( b), an extension of Figure 7-3. In the insets are shown variations off!Jz (z, t) with t at two fixed z locations (z = 0 and A). Making use of (7-2Sb) leads to the time-average Poynting vector
(7-27) The result is doubly attenuated in z; it also retains the factor cos 0 produced by the electric and magnetic fields being out of phase by an angle 0, a factor analogous to the power factor of a two-terminal impedance of circuit theory.
B. Time-Average Form of the Poynting Theorem If the total time-average power flux through some surface S (not necessarily a closed surface) is desired, one must integrate Pl'av over S by use of
(7-28a)
in which S denotes an arbitrary surface, open or closed. With S closed, (7-28a) yields the net (or total) power flux leaving that surface. A negative sign must be included with the integral of (7-28a) if Pay is to signify the net time-average power flux entering the
:1
396
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
z t
="
z (or (:iz)
(or wt)
o
\
(a)
(2wt - 2{:i - 8)1
~
"
Wave motion
z= "
(b)
j<'IGURE 7-4. Poynting vector 9",(,,,, t) of forward traveling plane waves in lossless and lossy regions. (a) Plane wave in a lussIess region, Time variations at 0 afC noted in the lower inset. (b) Plane wave in a lossy region, Below are shown time variatiollS at 0 and A.
surface S. Another way to evaluate Pay is by averaging the total time-instantaneous power-flux P(t) through S. Thus, (7-25b) inserted in (7-28a) yields
f f!l'av' Js
ds
[_1
= f f27t f!l'd(wt)] Js 2n Jo
. ds
whence
P av
=
1
2n
12" P(t)d(wt) W 0
(7-28b)
7-2 TlME-AVERAGE POYNTlNG VECTOR AND POWER
397
The preference for (7-28a) or (7-28b) in evaluating Pay depends on the comparative convenience of the integration process.
EXAMPLE 7-4. Evaluate the net time-average power flux entering the closed surface of Example 7-2 iu a free-space region containing the given wave. The time-average power flux entering the box is found by use of (7-28a) or (7-28b). With ds denoting a positive outward surface-element, (7-28a) is written with a minus sign if the net inward flux is desired
-~ f1l>.y • ds
Pay =
(7-29)
With ,Cj>av given by (7-26), the average power flux entering Sl' Pay
,
1
= -
f
s,
f1l>av'
ds = -
~
b ~a a [(E~)2J (E~ z - - • (-azdxdy) =
0
0
21]0
21/0
ab
is positive beeause the true direction of the flux is into the box. A similar integration over S2 yields the negative of that result because the flux comes out of the box. The net timeaverage power flux entering the box is thus zero, that is, Pay = Pay,l + P av ,2 = 0, a result expected generally from closed surfaces embracing a lossless region and containing no sources.
For a sinusoidally time-varying electromagnetic field in a region possessing losses but no sources, the time-average power flux Pay entering a closed surface is a measure of the time-average ohmic power loss within the interior volume. This is demonstrated by beginning with the time-instantaneous integral form (7-8) of Poynting's theorem
P(t)
[7-8]
Assuming sinusoidal fields, the time-average of the left side of (7-8), given by (7-29), equals the time average of the right side, yielding
1 2n
12" -;,aU d(wt) + 1 12" aU 2n e
0
m
ut
0
d(wt)
(7-30) The stored-energy quantItIes Ue and Um are, from (7-10), obtained from volume integrals of E2 and H2 respectively, implying double frequency variations in time. Such time variations of Ue in a volume region are depicted in Figure along with its time derivative aUe/at. Its time average, given by the first integral of the right side of (7-30), is therefore zero. Similar arguments lead to a zero time-average of DUm/at, reducing (7-30) to the time-average form if Poynting's theorem:
f2"[rJv J'EdV]d(wt)W
'+'flJ'av. ds = I fs 2n Jo
(7-31 )
398
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
ue =j' j)·E dv =)' cE" dv v 2 V 2
A
U',"=f,·:,~"]\-A~Aj\ I
I
I
-----.-----'>-
t
I
I I
I I
I
I
I
I
I
I
I
(or wt)
I
I I
I I -"._--_.. _--
.-.-~---~.~
t (or wt)
FIGURE 7-5, Total electric fidd energy and energy lime rail' of time I'll" a volume region, assuming sinusoidal Ildds,
(:()n~tions
as a function
'. ",
) One concludes that the time-average power flux entering a closed surface S equals the average power dissipated as heat inside V bounded by S, provided there are no sources in V.
EXAMPLE 7·5. Compare the net time-average power flux entering the box-shaped surface of Example 7-3 with the time-average ohmic losses inside, assuming the same attenuated wave in the region, Anywhere in the region (YJav is given by (7-27) e- 20. cos
21]
e
(7-32)
Inserting (7-32) into (7-31) yields contributions to Fav over only the box ends at d as follows
z=
0 and
.~ =
Pay
== -rhs {YJav • ds ~ _
fa_ x-o
(E+)2 m
fb_
Jy-O
ab[l
= - fa
fb
x-oJy-O
(a z (E;;; )~- e- 2az cos
(az (E;;;)2 e-- 2az cos 21]
e- Zad ] cos 0
21]
e).
e) .(-a
z
dx d1!)'] Y
.-0
(azdx dy)] _
z-d
(7-33)
211 One can also obtain (7-33) by use of the right s.ide of (7-31) through the time-average ohmic losses in V. The integration simplifies if one puts
(7-34) stating that the time average of the volume integral ofJ . E equals the volume integral of
7-2 TIME-AVERAGE POYNTING VECTOR AND POWER
and making use of J = aE yields
the time average of J . E. Inserting E from
Iv Un I:" J' Ed(Wt)}V = Iv L~ Iozn a(E~)2e-2.z cos =
a(E+ )2 m
399
2
(wt - PZ)d(Wt)}V
ab[l _ e- 2 • d ]
(7-35)
4cr which equals (7-33) provided that cos ()
a
I]
2cr
(7-36)
It is left to you to prove the latter, usiug the appropriate definitions of cr, Section 3-6.
1],
and () from
C. Time-Average Poynting Vector and Complex Time-Harmonic Fields In the discussion of plane wave fields in Sections 2-10 and 3-6, it has been seen how the use of the complex f()rms eliminates t through the use of the factor dwt • Because in the course of problem-solving, field solutions are frequently obtained in complex form, it is useful to be able to find the time-average Poynting vector [lI'av directly from the complex solutions. Such results are obtained in this section, along with a version of the Poynting theorem (7-8) employing complex forms. Revising (7-25) in terms of the complex fields requires restating the Poynting vector in terms \?f the c!:?mp]ex fields. The real-time fields E and H are related to their complex forms E and H by (2-74); that is, (7 -37) (7-38)
E and H are expressed in complex polar form as follows (7-39) (7-40) designating the vector directions of the fields. The polar form in (7-39) substituted into (7-37) obtains the relationships between the complex and real-time forms 3 E(uu
UZ, U3,
t) = Re [E(uu uz, u3)d wt ] = a e Re [Ed wt ]
(7 -41)
= aeE cos (wt + (}e)
(7-42)
= ae
Re [Ed(wt+O
e )]
lThe physical meanings of the symbols a" E, and (J, arc clarified by comparing (7-41) with explicit solutions. For example, from (3-93), a positive traveling wave in a dissipative region is
Ca)mparison wi th
shows in this case that a e = ax> E =
and (Je =
-fh.
i2
400
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
Similarly, for the magnetic field ( 7-43) By use of the real-time forms (7-42) and (7-43), the time-instantaneous Poynting vector (7-1) can be written
(7-44 ) On integrating the latter by use of the definition (7-25), the time-average Poynting vector is seen to retain just the constant term cos (ee - eh ), yielding the general result (7 -45) It is ofJnterest how (7-45) :night alternatively~e obtained by .use of the complex tir~te harmonlj forms ofE and H gIven by (7-39) and (7~40). On definmg the complex Poyntzng vector f? by \ )
#
=
Ex H*
(7-46)
it is seen that the time-average Poynting vector expression (7-45) is obtainable from (7-46) by simply taking one-half its real part, or
f? av =
1. 2
Re
[E
x
H*]
(7-47a)
It is left to you to show, on substituting the complex expressions (7-39) and (7-40) into (7-47a), that precisely the result (7-45) is obtained. An alternative expression for f?av IS
f? av =
l2
Re
[E*
X
Hl
(7-47b)
These expressions, (7-47a) and (7-47b), for the time-average Poynting vector, make it possible to use the complex forms of the fields directly in the calculation of time-average power density or power, thereby obviating the need for converting the field solutions to real-time forms, as required for using the more cumbersome real-time integration (7-25). If the net time-average power flux entering a closed surface S is desired, inserting (7-47a) into (7-29) now obtains
p av
=
_r+, j:s f? av . ds
=
1 Re IE _r+, -2 ~s \
X
H*) . ds W
(7 -48)
EXAMPLE 7-6. Use the complex form of the attenuated plane wave fields (7-20) and (7-21) to obtain the time-average Poynting vector at any position in the region.
I
4J
7-2 TIME-AVERAGE POYNTING VECTOR AND POWER
The complex forms of
401
and (7-21) are (7-49)
H~ (Z) =
Ed; e-az e-j" e-jpz
ay -
(7-50)
IJ
and with these into (7-51b) f1'av =
1
2
~ Re (E
X
~ H*)
= 1Re ( ax x a y
'1
(7-51 ) which agrees with
The foregoing showed how the time-average electromagnetic power flux entering a closed surfilce is obtained using the complex E and H fields. This was seen, from the time-average Poynting theorem (7-31), to have the important interpretation of representing the time-average ohmic power loss in the volume enclosed, assuming no sources therein. An alternative versioll of (7-31) is obtained directly from t~e complex~ Maxwell 5:ctualiol1s. 'l)ms, beginning with (3-83) and (3-84), V X E -j(f)ftH alld V X H = J + j(f)EE, and forming the dot product of (3-83) with the conjugate of H, and the dot product of the conjugate of (3-84.) with E, obtains (7-52) (7-53) Subtracting (7-53) from (7-52) yields
the left side of which reduces, using (16) of Table 2-2, to yield (7-54 ) Integrating (7-54) throughout any volume V obtains, on applying the divergence theorem (2-34) to the left side, the following complex version of the Poynting theorem
If the current densities j in V consist partly of driven sources jg (generated currents), the additional volume integral ofj: . E over those sources converts (7-55a) to a result
402
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
that, when rearranged with the generated power term on the left, reads
- Jv f j*. Edv 9
=
jO) f [pH· H* - EE' E*] dv
Jv
+ Jv f j*- Edv + J. JS (E
X
H*) . ds (7-55b)
(, The choice of (7-55a) or (7-55b) thus depends on whether or not cl}rrent generators }9 are present in the volume under consideration. Their real-time counterparts are (7-8) and (7-11), developed in Section 7-1. The physical interpretations are rather diflerent, however, as seen from the following. Physical interpretations of the complex Poynting expressions become evident on equating the real and the imaginary parts of (7-55a) or (7-55b). Assume a source free, dissipative volume region with p, and E pure real and) = aE. Equating one-half the real parts of (7-59a) yields the following Poynting integral expression
Pay
== -
~ t Re (E
~
S
X
~ H*) • ds
=
i
v
aE2
2
dv W
(7-56)
l20ting that Re (j* . E) = Re (aE* . E) = aE2 , in which E denotes the magnitude of E according to (7-42), while from (7-48) the left integral of (7-56) is just Pay, the timeaverage power flux entering S. Therefore, (7-56) and (7-31) are entirely equivalent expressions.
The equality of one-half the imaginary parts of (7-55a) obtains
J. tim (E~ -Js
X
~
H*) . ds = 20)
r [PH'4 H* - EE 4. E*] dv Jv
(7-57)
The terms (!)pH' H* and (!)EE' E*, independent of time, denote the time averages of the stored energy densities of the magnetic and electric fields in V, a fact appreciated on reexamining Figure 7-5, showing the total instantaneous field energy of a sinusoidal electric field along with its time average in a typical volume region. Thus, in a volume region containing no sources, (7-57) states that the imaginary part of the col1iplex power flux entering the closed surface bounding V is a measure of 20) times the difference of the time-average energies stored in the magnetic and electric fields. 4 (This quantity is sometimes symbolized Q. when applied to Land C energy-storage elements of circuits, details of which are given further discussion in tcxts on circuit analysis.) The foregoing interpretations of the real and imaginary parts of the complex Poynting tfteorem (7-55a) can be extended to a region containing currcnt generators of density }g by a similar consideration of (7-55b). One-half the real parts then yields 4The counterparts of the volume integrals of (llJlH . H* and (l)EE . E* in a series or parallel RLC circuit are the quantities cllLll* and (llCVV*, which represent the time averages of stored magnetic and electric field energies of an inductor and a capacitor.
PROBLEMS
f Jv ! Re
(J:~ .E)~ dv
=
f (JE 2 ~ ~ ~ Jv 2 dv + fs! Re (E x H*) . ds W
403 (7-58)
The left ~ide denotes the time-average generated po~er in V, contributed by components ofE in phase with the current density sources Jg. The time-average generated power thus equals the sum of the time-average ohmic losses in V plus the time-average of the total power flux leaving the closed surface S that bounds V. This form of the Poynting theorem is useful when applied, for example, to generators of radiated power such as antennas. Thus, in free space (containing no losses), (7-58) states that the power flux emerging (radiated) from any surface S enclosing the antenna equals the power driving the antenna terminals, or simply a statement of the conservation of energy.
REFERENCES ELLIOTT, R. S. Electromagnetics. New York: McGraw-Hill, 1966. LORRAIN, P., and D. R. CORSON. Electromagnetic Fields and Waves. San Francisco: Freeman, 1970. PLONSEY, R., and R. E. COLLIN. Principles and Applications McGraw-Hill,1961.
ql Electromagnetic
Fields. New York:
PROBLEMS
SECTION 7-1 7-1. Carry out the details of the volume integration of (7-12) applied to the long, round conductor of Example 7-1 to verify the result 12 R.
7-2.
Given is the coaxial line shown in Example 5-13, carrying the currents I, -I in its two conductors. Sketch this system. Show details for finding the power loss of only the outer conductor, using an approach suggested by Example 7-1 and involving only the left side (surface integral) of the static Poynting theorem (7-12). (Show the closed surface used on your sketch.) Show that the surface integral equals 12 R, R being the resistance of the outer, hollow conductor.
7-3.
Repeat Problem 7-2, except in this case determine the power loss in the outer conductor by use of the right side of (7-12), the volume integration of (fE 2 dv, establishing that it equals
J
llR.
74.
The following specify, in real time, a negative wave in free spate
z traveling,
x-polarized uniform plane
Find the corresponding expression for the real-time Poynting vector, [11't), expressed terms of a double-frequency term plus a constant. Sketch a figure, as perhaps suggested by 7-2(b) shown at a fixed instant. (b) Given the hypothetical rectangular closed box of dirnellSi()ns (a, b, d) like that of Example 7-2, find the net time-instantaneous power entering its lurface. Show a labeled, relevant sketch. State the physical meaning of this result, relative to time-instantaneous form (7-16) of the Poynting theorem.
404
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
A negative z traveling, x-polarized uniform plane wave, moving through a lossy (attenuative) region, is given by the fields
7-5.
E
t) = axE;;' eaz cos (cot
= axE".;
+ pz) '\
E-
H =ayH;
t)
(I)
- a y ~ eaz cos (wt
Yf
+ pz
0)
in which the intrinsic wave impedance ~ is Yfei°. (a) :Find the corresponding time-instantaneous Poynting vector, showing in detail that at any Z location
f!I'(z, t)
t)
(3)
Sketch a figure, suggested by Figure 7-3, in relation to these fields and depicted at t = O. Discuss it briefly. (b) Given a box-shaped elosed surface like that shown in Example 7-3, find the net time-instantaneous power flux entering that surf~Ke. Given a physical interpretation to this answer, in light of the Poynting theorem (7-8).
SECTION 7-2 7-6.
Prove that the result (7-35) in Example 7-5 is identically
Employ (7-25) to find the time-average Poynting vector f!l'av of the negative z traveling plane wave in a lossless region as given in Problem 7-4. Show that the net time-average power flux, defined by (7-29) and entering the closed box-shaped surface of Problem 7-4·(b), is zero. Show a sketch that indicates the choices of the (outward) vector surface elements, on those sides of the box through which power flux passes. Does the result satisfy the -time-average form (7-31) of the Poynting theorem? Explain.
7-7.
Make use of (7 -25) to obtain the time-average Poynting vector of the negative z traveling wave in a lossy region as defined in Problem 7-5. Sketch the dosed box-shaped surface given, and find the net time-average power flux entering that surface, as defined by (7-29). Label properly the surface elements ds 011 the important sides of the box. (Note, in the averaging integration process that the sinusoidal time-funetion term averages to zero by inspection; no formal, detailed integration is Interpret the result physically by means of the time-average Poynting theorem.
7-8.
SECTION 7-3 7-9.
Use (7-47a) to find the time-average Poynting vector of the uniform plane wave specified (a) in Problem 7-4 and (b) in Problem 7-5. (Be sure to convert the given real-time fields to their equivalent eomplex forrns.)
H;-
Given in free space are the x-polarized plane wave fields I';: t) and t) of Example 2-11 (c). (a) Find the time-instantaneous Poynting vector, expressed as the sum of a
7-10.
E:
X 7-11.
,!I II
I
H: .
The attenuated plane-wave fields in the lossy region of Example 3-8 are
il: (z)
lOOOe--L9ze-j4,S8z Vim =
6.2ge -
1.9z e- j4.58z e - j,,/8
A/m
• PROBLEMS
405
(a) Express these fields in real-time form, and find the time-instantaneous Poynting vector, expressed as the sum of a double-frequency term plus a constant. (b) Find the time-average Poynting vector two ways: from the time-averaging integral (7-25a) and from (7-47) using the complex fields. (c) Obtain the net time-average power flux Pay entering a closed box-shaped surface like that of Example 7-3, with a b = d = 50 em. Show an appropriately labeled sketch. Interpret the answer on physical grounds, from the standpoint of the time-average Poynting theorem (7-31) or (7-56).
+ j,ji is 4:* = + B)* = A* + B*,
~ 7-12. ~ Jf the ~conjugate o~ ~he con:pl..cx quantity)' = _Ar
IAI2,
('}) AA* (b) (e)A -A* =j2A j •
(AB)*
= A*B*,
(c)
(A
Ar - j4;, PIove that (d)
A
+ A* = 2A"
7-13. (a) A lossless region possesses the complex incident and reflected plane waves given by (6-35), (6-37) as follows
(I) Using (I) in (7-47a), show in detail that the total time-average Poynting vector power density at any Z becomes (7-59) in which (7-60) or just the vector sum of the time-average power densities associated with the incident and reflected waves when considered individually. [Hint: l.n the expansion using (7-47a), some results in Probkm 7-12 may be usefuL] (b) Show that the expression for the net time-average power flux passing through some normal open suriace S (of area A) is simply (7-61 ) Then show that the positive ratio of the reflected to incident time-average powers through Sis just the sq uare of the reflection coefficient, or (7-62) The so-called "return loss" of this power reflection process, expressed in decibels, is defined
Return loss (dB) = 10 log
11'1I If::
= 10 log
r2
(7-63)
'.14:,..
If, in a lossles} air region, the incident and reflected amplitudes of (I) in Problem 7-13 are E;:; = 100 Vim, E;" = 40Ci60 " Vim, use results developed in Problem 7-13 to find (a) the reflection coefficient magnitude; (b) the net time average Poynting power density at any point, the net time average well as g>~~ and {YJ~~ associated with the ineident and reflected waves; and P a-v power flux passing through the normal surface S of area A = 4 m 2 , as well as passing through S. Find also the ratio of these positive powers and the return loss (in dB). What would the return loss be if 100%, reflection occurred? Zero reflection?
r::.,
406
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
1: air
r-81 1
--, I + 1;1'av<
~
I
I
o
~ .~ ..
, ,:52
---+
.'~a---:';ll
I ~-
I ~.
2: (ila, 4'0)
1
1:1'.+vI
~..---- (z)
)
1
,
---4
d-o>-j
PROBLEM 7-15
7-15.
Given is the two-region lossless system of Example 6-1, with incident, reflected, and transmitted plane-wave solutions as noted. Construct a hypothetical closed rectangular box with opposite sides S't and S2 parallel to the interhce and protruding into Ihe two regions as shown. (a) Using the complex field solutions obtained in Exa mple 6-1, evaluate the corresponding timcaverage Poynting vector power densities &>,,',.1' &>~v.l' &>:V,2 as labeled on the diagram here. Given that the x and)) dimensions or the rectangular box arc a = b 50 em, determine t.he net time-average power flux entering the closed surface of the box. [s the time-average Poynting theorem (7-31) or satisfied? Explain. (c) It is seen that the conclusion orpart (b) is independent of the length d this closed box, Why is this so? [Answer: (a) 13.26, 1.47, 11.79 W/m2]
~
In the three-region lossless syste!p or Examrje 6-2, the s(~utions in 'lJe three regions revealed the electric field amplitudes E:;'1 = 100, E;d = 60, £:;'2 60, E;"2 = 20, and = ~ j80 V 1m. Sketch this system. (a) Find the magnetic-field amplitlldes (iI:;, 1, etc.) a('colIIpanying each of the given traveling-wave eleclric held amplitudes. Duermine the incident and reflecting time-average Poynting vector power dcnsilies (&'a~,l' etc.) in each regiou. (b) Add a dosed rectangular box, as for Problem 7-15, to this system, snch that the surfaces SI and S2 extend into I ancl2, respectively. Sketch it on yoU!' diagram. With the x and_y dimensions as a 2 m, fiud the time-average power fluxes, Pt, p~, pi, and Pi. passing through and 8 2 in the two regions. Calling the power flowing into the dosed box positive, determine net power flow into the box, whence conclude whether the time-average Poynting theorem ) or is satisfied. (c) Add a second dosed rectangnlar box to the this time with it frontal surbec S I still in region I, and with the opposing snrf;lCc extended into region 3. Sketch it OIl the diagram, Determine the net time-average power flow into the box. Is the Poynting theorem (7-56) satisfied?
7-16.
lc' 7-17.
(a) Do Problem 7-13(a), except assume this time a lossy region [i.e., llse the general Ibrms (6-35) and (6-37) instead of their lossless region versions]. Employ these in (7-47a) to show that the total (or net) time-average vector power density can be written &>av
az
(£:+)2 2az 2~ e[(1
··
(7-64)
in which f = Ir + jIi and fi = 11, + jl1; = firJo have been assumed. To what result does (7-64) reduce in a purdy rct1cctionlcss region? (b) Show that the general result (7-64) reduces to its lossless region version of Problem 7-13, if appropriate assnmptions concerning y and fi made. (e) In Problem 7-13, the result (7-59) shows, in a lossless regioll, that the total power can be dissociated into the contributions &':V + &'a--' provided by the incident and re!lee ted waves when considered individually, From the form of fi)!' this lossy region, argne to why no such equivalent statement can be made here.
PROBLEMS
407
2: (1'0, 6'0,
'---
0.03)
1: air Perfect conductor
j,;+ xl
/Waveguide
Direct ray ___ {
S --?-
iI.ii· ray
-~ ------
(z)
01 02 .:--
..... -
'0 4
(a)
(b)
PROBLEM 7-19
7-18. In Example 6-3, the f(mr-region problem involves a showing a hypothetical closed SurLUT S of rectangular box reglOn and the opposite such that its frontal surhec .)1 projects just within losslcss region 2 surlZtcc 8 2 is located at = 0 just inside region 4. 8 1 and S2 have the area A 4 m each. (a) With the known electric-field magnitudes E;:;2 = 85.7, E;;'2 37.0, and 47AVjm, find the time-average vector power densities on S 1 aryl 8 z . Label these vectors on the sketch. Find also lhe time-average power fluxes into (or out: of) S. How mueh power loss occurs within the region 3 bounded by the closed surl~lec S? 7-19. A microwave oven consists of a metal oven enclosure !Cd li'om a magnetron source, usually operating in the S-band (about 2.45 GHz), a hollow metallic by figure Power coupling from to the oven occurs (see Chapter B) as at the coupling aperture A, with microwaves illuminating the by direct rays /i'om the aperture, or from indirect rays produced as oblique reflections from the oven walls as shown. The sarnple is spaced above the oven wall to enhance the heating cfl(:cts. A simplilied model of the microwave heat ing process roughly produced by the direct is shown in figure (b). Let the operating frequency he 2.5 GHz. (a) Find the wavelength in air regions I and 3, the gap width and iX, /l, q and 'Az regi~.m 2. (b) Find the reflection coemcient at z d3 and Z 0 in region :l, as well as and r 2 (ri 2 l. (c) AssUfItc three cases of lossy slab thickness: d and Calculate lin' each the impedance <:1 (0) by the arriving wave at the first iEterf;lCe. Which case is least reflective in region I? Choose dz = 4..)A z of . Letting (z) 3161e,find the incident time-avcr~gc I~)ynLing power density ·1j>~.I' [Answer: 1 a z 13.25 kW/m2] Find the wave amplitudes R~2' E,;.2 in region 2. Sketch a labeled graph depicting only the magnitude versus of the incident and reflected electric lidds in the lossy 0 and ·c = slab region, labeling the values at
E:
7-20.
For the same microwave heating model of Problem 7-19, let d2 4.5Az and consider only the average power injected into a sample cube region of the lossy slab, with cross-sectional (x andy) dimensions a b = Sketch a cubical closed surLlec with these dimensions, jnst embracing that amount oflossy sample and having input and outpnt SUr!;lCCS S1 and la) Find the net time-average power Ilowing through 8 1 into the volume Why does zero power flow occur through Sz? Use (7-31) or (7-56) to illf(~r the timc-averageJoulc heat generated within the cubc. Answer: Pay 644 W] How do you know that heat is being generated nonunilormly in this lossy sample? Where the maximum density of heat generation? (e) The heat
r
408
THE POYNTING THEOREM AND ELECTROMAGNETIC POWER
generated within the lossy sample in t sec is given by
( (1)
if Fav is the net time-average power flux injected into the sample. Assuming that the heat is generated nearly uniformly in the cube, the heat required to raise the temperature of the sample mass m by /',. TOC becomes Ch /',. T, if Ch is the sample "specitic heat capacity." Assuming this particular sample to have the constant specific heat capacity Ch = 0.50 calorie/gOe (= 2.09 J/gOC) and a specific gravity dm = 1.3 (giving this sample thc mass m = drn V = 13.94 kg), calculate the amount of heat U h and the time t needed to raise the temperature of this particular sample ii'om ambient (20°C) to 170°C, assuming the same net power input as in (a). [Answer: U h = 4.37 MJ t 113 min]
.Ir 7-21.
At the distance from the sun to the earth, the sun produces the timc-average electromagnetic power flux density of about 1340 W /m 2 . Its power is contributed by frequency components ranging ii'om radio frequencies through the ultraviolet region and beyond. (a) Supposing that this power density arrived at a single sinusoidal frequency, what electric and magnetic field amplitudes would be required to produce this power density? (b) Use a suit.able surEtee integration to calculate the total time-average power radiated {l'om the sun. The distance from the sun to the earth is about 148 Gm.
__---------------------------------------CHAPTER8
Mode Theory of Waveguides
(
In this chapter, the wave reflection problems of Chapter 6 arc extended to the theory of waveguides, regions of uniform cross section bounded by conducting walls parallel to the propagation direction. 1 Typical waveguide configurations are shown in Figure 8-1. To simplify the analysis, perfectly conducting walls are assumed, except in Section 8-6 in which the attenuative eHects of wall losses are analyzed. The boundary effects of the conducting walls, producing only normal electric and tangential magnetic fields there, favors a z direction of energy How, so the waves are said to be guided in the z direction. In this sense, the wave transmission systems are said to be waveguides, though this term is usually restricted to the hollow, rectangular and circular cylindlical systems of Figures 8-1 (c) and (d). Two-conductor wave-guiding systems exemplified by the parallel-wire and coaxial lines of Figures 8-1 (a) and (b) arc commonly called transmission lines; in the strict sense they are also waveguides. The mode theory of uniform waveguides is considered in this chapter, with particular emphasis on the rectangular hollow wavegu'irles shown in Figure 8-1 (c). A boundary-value-problem approach is used, that is, solutions of Maxwell's equations, subject to boundary conditions, are obtained. The complex, time-harmonic forms of Maxwell's equations are used, time dependence of the fields being assumed according to the usual factor !1m!, but because of the invariance of the guide cross section with respect to the propagation direction z, an additional exponential Z dependence factor e+ Yz is assumed, with y identified as a z-direction propagation constant. With t and thus absorbed in the factor YZ, the wave equation in terms ofE or H reduces to iOptionally, you may elect to ddtT the study of Chapter 8 and direclly to Chapters 9 and 10 on transmission lines. Possible advantages of taking up Chapter 8 are that the study of velocity 8-5) and conductor attenuatiun losses (Section B-7) arc simpler ji)t rectangular than transmission lint'S.
409
410
MODE THEORY OF WAVEGUIDES
(a)
(b)
(c)
(d)
FIGURE 8-1. Uniform transmission line or waveguide structures of common occurrence. (a) Parallel-wire transmission line. (b) Circular cylindrical coaxial pair transmission line. (c) Rectangular hollow waveguide. (d) Circular hollow waveguide.
a dependence on only the transverse variables x,y in the case of the rectangular waveguide (or in terms of p,
It has been seen that expressing Maxwell's equations in complex, time-harmonic form through a time dependence given by the factor eiwt eliminates t from the equations. Wave-guiding systems of uniform cross section, like those in Figure 8-1, permit an additional assumption of z dependence of the fields in accordance with the factor e+l'Z, inasmuch as any length t of the system will influence wave propagation in exactly the
8-1 MAXWELL'S RELATIONS WHEN FIELDS HAVE ei""+Yz DEPENDENCE
411
same manner as any other length t. The time and z dependence is therefore assumed to occur solely in accordance with the factor rl W1 + YZ , in which the - and + signs are identified with the positive z and negative z traveling wave solutions respectively.;. The E and H fields of Maxwell's equations are thus replaced with com/,lex functions {f and :it ofthe transverse coordinates Uj and U2, multiplied by the exponential factor as follows w1 YZ E(Ul' U2, Z, t) is replaced by,g± (UI' U2)rl + H(Ul' U2l
z, t)
wt
is replaced by :it±(Ul' uz)rl +
yZ
(8-1a)
assuming~genen:lized cylindrical coordinates (UlJ uz, z). The superscripts ± on the symbols {f and:Yt' denote the field solutions identified with the positive ~and negative z traveling waves in the waveguide. Once the complex solutions {f±(Ul' uz) and :itt (Ut' U2) are found, a restoration to their real-time form is obtained using
(8-1b) The dielectric region bounded by the waveguide conductors is assumed lossless, making 0 therein, so that Maxwell's equations (3-59) and (3-77) governing the fields in the dielectric are
J
aB
(8-2)
VxE=--
at
\
aD
(8-3)
VxH=-
at
With the replacement of the complex forms of (8-la) into the latter, assurmng m rectangular coordinates ~+
{f- (x,y) :itt (x,y)
v± = ax~x (x,y) + ay&'i (x,y) + az&'z = ax~; (x,y) + ay~: (x,y) + az~i (x,y) ~+
~+
(8-4)
one obtains from (8-2)
a az
a
ax
ay
=
a -± ~+ at La x Yf x + a yYf-y
-11-
r
~+. + a zYf-]e'W/TYZ T
Z
j±rlW1+ yz z
The exponential factors cancel, obtaining the simplified expansion of (8-2)
(8-5)
412
MODE THEORY OF WAVEGUIDES
These results can be written in the compact form
V'
X
J±
(8-6)
provided one defines a modified-curl operator, V'
ax V'
X
J±
a ;j±x
X,
as follows
ay
az
a
oy +y ~+
!!;
(8-7)
~+
!!:;
You should regard (8-6) as the equivalent of the Maxwell equation (8-2), assuming the exponential t and z dependence of the fields noted in (8-1a). You may note that the operator V' X defined by (8-7) differs from the conventional curl operator V X of (2-52) to the extent of a replacement of a/az with +y, a consequence of the assumption of the z dependence of the fields according to the factor yz In a similar manner, with the substitution o[ (8-Ia) and (8-4), the Maxwell curl equation (8-3) yields the compact result
with the modified-curl operator V' X defined once more by (8-7). In the generalized coordinate system (u l , uz, u 3 ) it is seen that the Maxwell modified-curl relation (8-6), for example, becomes
V'
X
g± ==
al
az
az
hz
h}
h1h z
a
oU l ~±
h1!!l
a auz
+y
-jWp;ie±
(8-9)
h2;j i:
assuming v± tff (Ub uz)
.ie±(Ul' U2)
~±
=
~±
~±
+ az!!z (ul' uz) + az!!z (ul' uz) a 1il't(Ul, U2) + a2£'i:(11 1, uz) + az£';t(ub u2)
a l !!} (u 1 , uz)
(8-10)
Simplifications of the wave equations are also possible when field variations occur according to the [actor e iwt + yz. The simultaneous manipulation of the Maxwell relations (8-2) and (8-3), applicable to a current-free region, has been seen in Section 2-9
_,
'4$,
,~
_==_,_________________
..•
,~_
B-1 MAXWELL'S RELATIONS WHEN FIELDS HAVE el""+Yz DEPENDENCE
413
to lead to the homogeneous vector wave equations
(8-11 )
(8-12)
Using the definition (2-83) of V2 E applicable to the rectangular coordinate system, the vector wave equation (8-11), for example, expands into the three scalar wave equations (8-13a)
(8-13b)
(8-13c)
In the cartesian system, all three scalar wave equations are of identical forms, so their solutions are\)f the same type. From the definition (2-78) of the Laplacian of a scalar function, (8-13a) expands as follows
o
(8-14)
If the substitution of the complex exponential form of Ex, given by (8-1a), is made into (8-14), one obtains, after canceling the exponential factors,
Denoting
1'2
+
0)2 jJE
by the symbol (8-15 )
one may write the scalar wave equation
(8-16a)
414
MODE THEORY OF WAVEGUIDES
Similar substitutions of
la) into (8-13b) and (8-13c) produce the simplifications (8-l6b)
(8-l6c) Beginning with the vector wave equation (8-12), a procedure identical with the foregoing evidently produces three similar wave equations in terms of the components of :ie±. Any of these six partial differential equations is useful in obtaining wave solutions f(:>r the rectangular hollow waveguide of Figure 8-1 (c), to be discussed in Section 8-3. Relationships pertaining to the mode character oftlle solutions are developed first.
8·2 TE, TM, AND TEM MODE RELATIONSHIPS A study of the expansions of the Maxwell modified-curl relationships (8-6) and (8-8) reveals that, for the TE and the TM modes, you can express the transverse components it-, Ji, ii't-, and ;.,~i explicitly in terms of the x and] derivatives of the longitudinal field components and £1'. These results form a basis for the mode description of the field solutions, relationships established in the following i.n rectangular coordinates. Beginning with the expansions of (8-6) and (8-8) in rectangular coordinates
$;
A,~+
0$;-
~+
--+y$-
oy -
~+
_
ffi+
+Y0 X- -
(8-17a)
y
0$;-
~ ± = -jWII£;'
(8-17b)
(8-17c)
(8-13a)
(3-18b) ~+~+
O£y 0£X. ~+ - - - - - = )WE$-
oX
oy.
(8-13c)
Z
one can see th~at the fiIst two of each of these groups of equations contain derivative terms in only and £;-; the other terms are algebraic. This makes it possible, for exto eliminate :it'i from (8-17b) and (3-18a) and solve for if;, yielding
$;-
(3-19a)
8-2 TE, TM, AND TEM MODE RELATIONSHIPS
in which yields
k; is defined by (8-15). Similarly eliminating 1
Successively eliminating .
.'
and
,.- +
415
and (8-18b)
[aJ± ait±] =+= y _z_ + j(;)/l--~ oy ax
(8-19b)
J;: from the same pairs of relations obtains the fol, . . . . ;+
lowmg ex presslOns for :If;; and :It i :
1 [
:It +- = -,,A
x
.
k;'}(;)E
aJ±z -+ Y ---ait±] z ax
(8-19c)
(8-19d) These results permit fmding the transverse field components ofa rectangular waveguide and are known. They also serve as whenever the longitudinal components a basis fi)r decomposing the fieldAso\utio!ls into classes known as modes, depending on which longitudinal component, or :!It';, is present. The modes of the uniform waveguides of Figure 8-1(b), (e), (d) are defined as
J;
it;
Iff;
it; J;
1. Transverse magnetic (TM) modes, for which = O. 2. Transverse electric (TE) modes, for which = O. 3. Transverse electromagnetic (TEM) modes, for which both
J;: = 0 and it;: = o.
Out of these definitions evolve properties of the modes as follows
it;: = 0,
1. TM Modes (Transverse-Magnetic Waves). With
the TMA mode in a = 0 into equations (8-19) produees the following expressions for the transverse field components in rectangular coordinates.
wav~l.{uide has five eomponents, as noted in Figure 8-2(a). Putting :It;
(8-20a)
(8-20b) TM (8-20c)
A
+
:If;
aJ z k; ax
j(;)E
= -
(8-20d)
in which k; denotes y2 + (;)2/lE . Sinee the factor and (8-20d), their ratio becomes B+
(f)x--
Y
it;: = +- jWE
which means
J; it:
aJi/ax is common to (8-20a)
y jWE
and
Y j(;)E
416
MODE THEORY OF WAVEGUIDES
Rectangular
Circular
Rectangular
Circular
(b)
(a)
Parallel-wire line
Coaxial line (e)
FIGURE 8-2. Field components of TM. TE, and TEM mopcs in typical waveguides or transmission lines. (a) Field components of 'I'M mode, for which Jf'z O. (b) Field components of TE mode, for which i'z = O. (c) Field components of the dominant TEM mode of two-conductor systems.
Similar results, with changes in signs, are obtained li'om the ratios of (8-20b) to (8-20c); calling YUWE in each case the intrinsic wave impedance ofTM modes, denoted by the symbol1]TM' one produces the four ratios (8-21 )
The use of the latter makes it necessary to ohtain only two of the transverse field components from by means of (8-20); thc remaining two components are available in terms of the impedance ratios (8-21). In the detailed analysis ofTM modes carried out in Section 8-3, it is seen that the propagation constant Y appearing in (8-20a, b) and (8-21) is dependent OIl the waveguide dimcnsions and the wave frequency. Using the modified-curl relations (8-9) and (8-10) and following a procedure similar to the foregoing, modal expressions similar to (8-20) and (8-21), but applicable to waveguides in the circular cylindrical (p, cp, z) or the generalized cylindrical system (111' 112, z) can he found. This is left as an exercise for you. • 2. TE Modes (Transverse-Electric Waves). With = 0, the TE mode has the five components typified in Figure 8-2(b), so that equations (8-19) in rectangular
$:
$;
8-2 TE, TM, AND 'rEM MODE RELATIONSHIPS
417
coordinates (8-22a) . ]WM y
~
+
a,;Yf;
ax
(8-22b) TE
:if± - -l a:if; x - + k2 ax c
(8-22c)
(8-22d) An intrinsic wave impedance
ryTE
is evident from ratios of the latter as follows (8-23)
3. IFM ,\.fades (Transverse-Electromagnetic Waves). This mode, having neither nor ::If z field components, is the d<:!.minant mod~ of transmission lines having at least two conductors. Substituting tf'; = 0 and::lf; = 0 into the four relations (8-19) would appear to force all field components to vanish, thereby reducing the TEM mode to a trivial, nonexistent case. Inspection of the 1enominator k; in these relations reveals the flaw in this argument, for putting f/; = 0 simulta~+ ~ + 2 2 neously as one assumes tf'; = 0 and ::If; = 0 means y + W ME = 0, or
tfj'z
\
y = jW~ME = j{J fad/m
(8-24)
Comparison with (3-88) shows that the transverse field components of the TEM mode comprise a wave phenomenon possessing a phase constant (8-24) identical with that of a uniform plane wave propagating in an unbounded region of parameters tt and E. Substituting (8-24) into either wave impedance relation (8-21) or (8-23) further obtains the intrinsic wave impedance for the TEM mode ryTEM
== ~ = jwJJ;. ]WE
]WE
=
~
~'E
11(0)
Q
(8-25)
Comparing (8-25) with (3-99a) reveals an intrinsic wave impedance identical with that of uniform plane waves in an unbounded region. These similarities of TEMmode characteristics with those of uniform plane waves are appreciated when one realizes that the uniform plane wave is itself TEM. The TEM mode, the dominant mode of energy propagation on two-conductor lines, is of such importance in wave transmission along open-wire or coaxial lines that it is accorded a separate detailed treatment in Chapters 9 and 10. Generally speaking, hollow single-conductor waveguides are capable of propagating 'I'M and TE modes. In Section 8-4 it is shown that the so-called TE 10 mode of the rectangular waveguide is its dominant mode, that is, the mode propagating at the
418
MODE THEORY OF WAVEGUIDES
lowest frequency in that waveguide. Two-conductor systems such as coaxial lines propagate all three mode types: TEM, TM, and TE, although only the dominant TEM mode is capable of wave propagation down to zero frequency. Signal transmission ir tt\e microwave region (at frequencies of about 1000 MHz and higher) by use of rect,angular waveguides is a practical reality. Because of their intrinsically high pass characteristics, hollow waveguides become physically too large and expensive at frequencies much below this range; at lower frequencies, coaxial lines or open-wire lines may be more practical. A rectangular waveguide designed to operate with its dominant mode at about 10,000 MHz will be shown to require an interior width of about 2.5 cm; at one-hundredth this frequency (100 MHz), the guide width is required to be about 2.5 m if waves are to be propagated and not cut off. Coaxial, two-conductor lines are the obvious choice at such lower frequencies. In microwave transmission, a rectangular waveguide is usually more desirable than one of circular cross section because the asymmetry of the rectangular cross section provides a deliberate control of the polarization of the transmitted mode, of importance when considering the excitation of the line termination (a crystal detector, an antenna, etc.). Circular waveguide is of more limited use, having applications to rotating joints that couple into spinning antenna dishes, to cylindrical resonant cavity frequency meters, and so forth.
8·3 TM MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES An analysis of the TM mode solutions of rectangular hollow waveguides is described in the following. The cross-sectional geometry of Figure 8-3 is adopted, and the following assumptions are made: 1. The hollow rectangnlar conducting pipe is assumed very long (avoiding end effects) and of uniform transverse dimensions a, b as noted in Figure 8-3.
ICY) I
~~~~~~
(x)
"-,,-
(x) FIGURE 8-3. Geometry of a hollow, rectangular waveguide of uniform crosssectional dimensions a, b.
8-3 TM MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES
419
2. The dielectric medium filling the pipe has the constant material parameters p., E and is assumed lossless, such that Pv = 0 and J = 0 therein. 3. The waveguide walls are assumed ideal perfect conductors, simplifying the application of the boundary conditions. 4. All field quantities are assumed to vary with z and t solely in accordance with the factor ejwt+YZ, in which the - and + signs are associated with positive z and negative z traveling wave solutions. The sinusoidal angular frequency of the fields is w, determined by the generator frequency. 5. For the TM modes under consideration, = 0, leaving at most five field components in the pipe as noted in Figure 8-3.
if;
Bearing in mind that the field relationships (8-20) and (8-21) are applicable to the TM case, it is convenient to ~egin with the wave equation (8-16c), in terms of the longitudinal field component
iff;
jj2j± z
+
[8-16c)
in which k; = y2 + w 2 P.€. This partial differential equation is to be solved by the standard method of the separation of variables. Thus, assume a solution of the product form
j-; (x,y)
X(x) Y(y)
(8-26)
in which ,¥(x) and Y(y) are, respectively, functions ofx andy only, and in general are complex. Substituting (8-26) back into (8-16c) yields
X"Y + XY" = -kc2 Xl'
,
in which obtains
~rimes denote partial differentiations with respect to x to y. Dividing by Xl' X" 9" , -+-=-p
X
9
<
(8-27)
If the two functions of x andy comprising the left side of (8-27) are to add up to the indicated constant for all values of x and y within the cross section of Figure 8-3, then both those functions must be equal to constants as welL That is, one must have and
k;
(8-28)
k;
and denoting those constants. With (8-28) inserted into (8-27), it is with seen that the interrelationship (8-29) must hold among the constants. The meanings of the so-called separation constants kx and ky are ascertained later from the application of boundary conditions at the walls. A
420
MODE THEORY OF WAVEGUIDES
Since the two differential equations (8-28) are, respectively, functions of x and)! only, they can be written as the ordinary differential equations and
(8-30)
\
These have the solutions
)
(
X(x) Y(y)
=
+ (;2 sin kxx cos ky)! + (;4 sin kyY
(;1 COS tx
(8-3Ia)
(;3
(8-3lb)
in which (;1 through (;4 are constants of integration (complex, in general), to be evaluated from boundary conditions. The separated solutions (8-31), substituted back into the product expression (8-26), thus yield the desired particular solution of the wave equation (8-16c) as follows (8-32) The complex constants appearing in (8-32) are evaluated from boundary conditions as follows. The component If; of (8-32) is tangential at the {our walls x 0, x = a an~d y = 0, y b noted in Figure 8-3. For perfectly conducting walls the tangential If z just inside the dielectric waveguide region must vanish, so from the continuity relation (3-79) one obtains the boundary conditions
1.
(O,y) = 0
2.
(a,y)
0
3.
0)
0
4.
(x, b)
0
(8-33)
Boundary condition (1) applied to (8-32) yields
0= ((;1)((;3 cos ky)i whence
G\ = 0 if the latter is to
hold for all_y
+ C4 sin kyY) 011
the wall x = O. Then (8-32) becomes
j± z
(8-34)
Applying the boundary condition (2) to (8-34) obtains
which holds for ally on the wall x = a on setting sin kxa = O. The latter is valid only at the zeros of the sine function, so that kxa rnn, in which 1Jl = ± I, ± 2, ± 3, ... , which corresponds to an infinite set of discrete values for kx (hence to an infinite number of particular solutions, or modes) that satisfy the original wave equation. The value rn 0 is omitted because it produces the null, or trivial, solution. The negative A
421
8-3 TM MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES
values of m, moreover, add no new solutions to the set, so that one obtains A
kx
=
mn
m
a
i()[
= 1,2,3, ...
t (8-35)
making (3-34) become 'V+
'
Ji;; (x,y)
=
";.
C2
SIn
mn a
m = 1,2,3, . ..
(3-36)
The remaining boundary conditionii. (3) and~(4) of (8-33) are next applied to (8-36); from the similarity of the solutions X(x) and Y(y) appearing in (8-32), together with the resemblance of the boundary conditions (3) and (4) to (1) and (2), one may iufer by analogy with the preceding arguments that applying the boundary conditions and (4) to (8-36) must lead to the results A
and
nn
ky=t;
n = 1,2,3, ...
(8-37)
With these inserted into (8-36), the solution finally becomes ~
~
C2 C4 sin
mn
. nrc x sm - y a b
m, n = 1, 2, 3, ...
{)l:4 this solution.. Replacing (
s~t,
1)4
evidently denotes the complex amplitude of any member of which must include both positive z and negative z traveling waves. by the symbol mn yields
E:
--------------------------------~+
.
mn
. nrc
= Ez-.mn SIl1 a x Sln -b- y
m, n
1,2,3, ...
(8-38£1)
in which £:m1l or E~mn denotes the complex amplitude of any positive z or negative traveling ifz component associated with specific values of the mode numbers m and The solution set (8-38'1) describes the z-directed electric field component of the transverse-magnetic mode with mode integers m, n assigned, so the field component is said to belong to ~he TMmn mode, and assuming that the transverse dimena is the larger (a> b). Solutions (8-38a) satisfying the partial differential equation (8-16c) and the boundary conditions (8-33) are also called the eigerifunctions (proper !bnctiom, or characteristic functions) of 1hat boundary value problem. Examples of the field variations of Iffz predicted by (8-3~a) within the waveguide cross section are depicted in Figure 8-4, which shows how Iffz varies with x andy for two of the modes, TMll and TM z1 . These sketches show that the integers m and n denote the number of half-sinusoids of variations in $z occurring between the guide walls, with $z vanishing at the walls as required by the boundary conditions (8-33). The sketches of Figure 8-4 do not show the complete field configurations of those TMmn modes; the four remaining transverse field components denoted in Figure 8-3
422
MODE THEORY OF WAVEGUIDES
TMll mode (m 1, n 1)
=
=
TM2l mode (m = 2, n = 1)
I (y) I I
I(y)
I I
FIGURE 8-4, Typic!:,l cross-sectional standing-wave variations ill the longitudinal electric tleld component E, of TMmn modes, for two cases.
are yet to be found. These are obtained by substituting mode relationships (8-20), whence
~+
$:;: (x,y) =
kc
J.
a'
~+
,
=
of (B-38a) into the TM
~+ mn . nn +"2 mn E:;mn cos - x sm - y
[ - ')Imn
= E;- mn cos
~+ (x,y) $;
i'1'
mn. nn x sin - y a h
[+')1"", nn ~+
E:;-mn
-A--'
fj;
"'+
b·'
.
b
a
(8-38b)
J
,mn x cos nn) ! sin a b
mn nn x cos - y a h
= Ey mn sm -
,
~!(x,y)
=
.iWE
[
nn ~+
(8-38c)
'-A--E:;mn k~ b '
J.
sm
mn nn xcos-y a b
~+ . mn rm H;-,mfl SIn a x cos - b y
~ +
£'y(X,y) =
~+ [. ±-A--= ~ $;-
- JWE
mn
I1™mn
kc
a
(B-38d) ~+
E:;'mn
mn. nn J cos-xsm-y b
a
~+ mn rm Hcos a x sin - b ~y V,mn
(8-38e) .
~±
~+
~+
11!e bracketed quantities denote the complex amplItudes Ex,mm Ei,mn, H;:'mn, ~a,!ld Hi,mn of the transverse field components, expressed in terms of the amplitude E:;'mn of the longitudinal component. Note further that the total electric and magnetic fields associated with any TMmn mode are given by (8-4), or the appropriate vector sums
w
fl-3 TM MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES
423
of the components (8-38a) through (8-38e) (with the component
z direction
propagation constant y, becomes
2
(8-39b) in which the subscripts mn denote the dependence of Y on the choice of mode integers. Thus Ymn is a function of the wall dimensions a and h, the frequency W, the parameters Jl and E of the dielectric, and the specified mode numbers m, n. The bracketed quantities in the radicand of (3-39b) are both seen to be positive reaL Since the d~fference of these positive quantities is to determine Ymn, it is evident that Ymn becomes a pure 2 real quantity (an attenuation factor IX) if (rmr/a)2 + (nn/b)2 is larger than W JlE; with Ymn becoming pure imaginary (a phase factor (J) if the reverse is true. The transition between these two propagation conditions occurs at an angular frequency W w e.mn called the cutqff frcq uency, defined where the bracketed quantities of (8-39b) are equal; that is, )
=
W;.mnJlE
Solving the latter for j;.mn
= wc,mn/2n fc,mn
(many + (n;y
yields
= _ 1 [(~)2 C
(8-40a)
2,-/ JlE
a
+ (~.)2Jl!2 h
(8-40b)
With (8-40a) substituted into (3-39b), the propagation constant Ymn is expressible in terms offc,mn as follows
Ymn
(8-41 )
=
2With both 1" and E positive real, only the root of (8-39a) with positive real and positive imaginary parts need be chosen as the solution lor Y."" because the earlier assnmption of t and z dependence of the fields according to the factor exp (jwt 1'z) accounts properly for the presence of both positive z and negative traveling wave solutions.
+
424
MODE THEORY OF WAVEGUIDES
From the latter one may infer, depending on whether a given TMmn mode in the rectangular guide is generated at a frequency f that is above or below the cutoff value !c.mn of (8-40b), that Ymn becomes either pure real or pure imaginary as follows
Ymn =
IXmn
== 0)\1cJ-lE
J(fc.mn)2 J
I Np/m
f
(8-42a)
f > j~.mn
(8-42b)
The factor (J)~ appearing in these expressions is a phase constant 13(0) identified with a uniform plane wave traveling at the frequency f in an unbounded region having the material parameters J-l and E, a value obtained from (3-90b) with (J = 0 or (3-110) with E"/E' = O. The quantity 13(0) thus serves as a convenient reference value with which the phase constant 13mn in the waveguide can be compared. From (8-42) it is evident that a rectangular waveguide carrying a TMmn mode acts as a highpass filter, allowing unattenuated wave motion characterized by the pure imaginary Ymn = j13mn if the generator frequency f responsible for the mode exceeds the cutoff frequency j~.mn' but attenuating the TMmn mode fields with Ymn = IXmn iff < j~.mn' An additional appreciation of the physical meanings of the real and imaginary results (8-42) for I'mn is gained if the wave expressions for the TMmn modes, including dependence on t and Z, are examined. For example, multiplying the component of (8-38a) by the exponential factor ejwt+Ymnz according to (8-la) produces field solutions that depend on whether the propagation constant I'mn of (8-42) is real or imaginary, as follows. Iff> !c.m,,, then Ymn = j13mn so that (8-38a), including exponential t and Z dependence, becomes
$;
~+ . If(x y)e1mt+Y~"z Z ,
~+ nn.( - fJ ) = Esin -mn z.rnn a x sin -by e1 wt+ ~nZ
m, n
=
I, 2, 3, ... and
f > fe.mn
(8-43a)
The traveling wave nature of this field component is clearly specified by the factor Z ei{
+
. ---
~
±
-
mn
nn.
tff;; (x, y) eJwt + Ymn Z = Emn ze + "-mn Z sin x sin _ y e1wt . a b
m, n = 1,2,3, ... and f < !c.mn
(8-43b)
The attenuation with z provided by the factors e-a",n Z or e"mnz is thus noted whenever the generator frequency I is too low. The mode will not then propagate as a wave motion; instead, the fields of the mode evanesce (vanish) with increasing distance from the generator or wave source. A mode at a frequency below its cutofrfrequency lc.mn is called ~n evanescent mode. The foregoing discussion was limited to the longitudinal component If;. The four remaining transvers~ components (8-38b) through (8-38e) are similarly propagated as waves along with If; iff> !c.mn or are evanescent iff < !c,mn-
8-3 TM MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES
425
The real-time forms of the field components can likewise be employed to illustrate the conclusions of the foregoing discussion. Using (8-1 b), the real-time form of tll!\ time-harrnonic field component (8-43a) is, j()r f > !c.mn E~± Z, t) = Re [tff;(x,)i)eJ(rot+PmnZ)], yielding
mn
+
nn
Z, t) = E;.mn sin a x sin b ) cos (OJt
+ PmnZ + >;;n)
f > J~.mn
(8-Ha)
the traveling wave nature of which is illustrated, in a constant) plane, in Figure 8-5(a). Similarly, for f below the cutoff fi'equem:y j;',mn Z,
t) +
= E~~mne
'+
mn
amn Z sin a x sin
nn + bY cos (OJt + >;;;,,)
f
(8-44b)
Note that the complex amplitudes in these expressions may include arbitrary phase angles >;;" according to E;'m" E;'mnei
E:
t= 0
Wave motion ,J,:-.--"----
(a) I(y)
I
I
I
11';
FIGURE 8-5. Field intensity variations of the lonfiitudinal component (x,J, t) of the TM 2b mode, shown over the planeJ = b/2. (a) The forward z traveling wave E;, iff> j;, (b) The evanescence of E; with increasing z, iff
426
MODE THEORY OF WAVEGUIDES
Once the phase constant (8-42b) is obtained, other TMmn mode properties, such as wavelength in the guide, phase velocity, and intrinsic wave impedance, can be derived. Assuming the generator frequency f of a given TMmn mode to be above the cutoff value (8-40b), the wavelength .-1 of that mode, measured along the.;; axis as noted in Figure 8-5(a), for example, is found from the definition p.-1 = 2n. By use of (8-42b), this yields
f> J~,mn
(8-45)
in which .-1(0) denotes the comparison wavelength 2rrJP(0) of a uniform plane wave in an unbounded region with the same dielectric parameters J1 and E. The.;; direction phase velocity is obtained using vp wlP, yielding
f > J~,mn
(8-46)
wherein v~O) = wIP(O) = (J1E) 1/2. The intrinsic wave impedance for TMmn modes, specifying the ratios of transverse field components, is found from (8-21). Iff> !c,mn, one obtains the real result A
lJTM,rnn
jPmn = JWE .
n(O) 'f
f~ (J~j,m.n)2
f.>
!c,mn
(8-47)
in which lJ(O) = ~. For a TMmn mode generated at a frequency f below the cutoff value, the wavelength and phase velocities are not defined, in view of the purely evanescent character ofthc field distributions as exemplified in Figure 8-5(b). The intrinsic wave impedance for f < J;.,mn, however, from the substitution of (8-42a) into (8-21), becomes A
lJTM,mn
rx
= JWE .
. (0)
-JlJ
J(.rc,mn)2 f-
1
f < !c,rnn
(8-48)
This purely reactive result implies no time-average power transfer in the.;; direction for an evanescent mode because of the 90° phase between the transverse electric and magnetic field components. If the information contained in the five field expressions (8-38a) through (8-38e) is combined to construct the total fields E and H of the TMmn modes, complete flux sketches resembling those in Figure 8-6 can be obtained. Flux sketches of two modes, TMll and TM 21 , are illustrated. A knowledge of such flux configurations is useful, for example, if the electric or magnetic fields are to be probed or linked with a short wire antenna or loop, for purposes of extracting energy from the mode. I.n general, a large number of modes, propagating or evanescent, exist in the neighborhood of waveguide discontinuities such as bends and transitions. The analysis of such nonuniformities in a waveguide is beyond the scope of this treatment. The propagation of energy in a rectangular guide is usually accomplished, at a given frequency, by selecting the dimensions a, b so that only one mode (the dominant
8-3 TM MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES
427
c Section C-C
Section A
A
B (b)
Two low-order TM modes of a rectangular waveguide. (a) The TMIl mode. the TM21 mode.
propagates, to the exclusion of all higher-order modes thus forced to become evanescent. This procedure assures a well-defined single-mode field configuration in fI'om which energy can be readily extracted by use of suitable transition (for example, a waveguide-to-coaxial line transition). The discussion of the section, covering TE modes, reveals that of all the modes capable of propagating rectangular waveguide, TM and TE, the TE lo mode is the dominant one, a > b once again. IlAMPLE 8-1. A common air-filled rectangular waveguide has the interior dimensions a = 0.9 in. and b 0.4 in. (2.29 x 1.02 em), the so-called X-band guide. (a) Find the cutoff frequency of the lowest-order, nontrivial TM mode. (b) At a source frequency that is twice the cutoff value of (a), determine the propagation constant for this mode. Also obtain the wavelength in the guide, the phase velocity, and the intrinsic wave impedance. (c) Repeat (b), assuming J = .fc/2.
428
MODE THEORY OF WAVEGUIDES
(a) From (8-40b) it is seen that the cutoff frequency has its lowest value for TM modes if m = I and n = I, the smallest integers producing nontrivial fields. Thus for the TM II mode, the given dimensions yield
The 'I'M 11 mode will thus propagate in this guide if its frequency exceeds 16,100 MHz. Below this frequency, the mode is evanescent. (b) ALI
32,200 MHz, (8-42b) yields =
In fi'ee space,
A(O)
=
eLl =
3 x L0 8 j32,2 x 10 9
585 rad/m
0,933 ern, so from (8-45) 0.933 0.866
= 1.076 em
while the phase velocity and intrinsic wave impedance, from (8-46) and (8-47), are
3 1'1'.11
(c) At I
=
8 X 10 0.866
~TM.ll =
37.7(0.8G6) = 32G Q
8.05 GHz, (8-42a) ohtains 2n(8.05 x 10 9 ) ~.~
291 Npjm
Below j~.ll' wavelength and phase velocity arc undefined, ill view of evanescent fields, but below cutoff, from (8-48)
~TM.1I =
_j1](OlJ(!jlY--]
-j377.j22-1 = -jG53Q
8·4 TE MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES 'The analysis of the TE mode solutions of rectangular waveguides proceeds essentially along the lines employed for finding the TM mode solutions in Section 8-3, so only an outline of this boundary-value problem is given. The assumptions are as follows 1. The rectangular hollow pipe is very long and of interior dimensions a, b, as noted iIi Figure 8-7. 2. The lossless dielectric has the parameters fl, E, with Pv = 0 and J = O. 3. The waveguide walls are perfectly conducting.
8-4 TE MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES
429
y=b
x=O x=a y=O ~
"
#--C;)-
(z)
FIGURE 8-7. Geometry of a hollow rectangular waveguide, showing field components corresponding to the TE modes.
y
4. All field quantities vary as eimt + ". 5. 0 for TE modes.
if;
Only the last assumption differs from those used in the derivation of TM modes in Section 8-3. The four TE field relations (8-22) suggest that a solution for might first be obtained, whereupon (8-22) can be employed to obtain the remaining tr<;l:nsverse components. Beginning with the scalar wave equation (8-16f) in terms of ft;
if;
[8-16f] by analogy with the separation-of-variables method applied to the wave eqnation (8-16c) in Section 8-3, a particular solution of (8-16f) is analogous with (8-32) such that (8-49) The boundary conditions at the perfectly condncting walls shown in FigurS-8-7 demand tpat the tangenlial components oft~e electric field vanish there, that is, $;-(O,y) 0, (a,y) = 0, 0) = 0, and 111'; (x, b) = 0, bnt the latter are converte1 into equivalent boundary conditions applicable to the longitudinal component of (8-49), on inserting them into the two TE modal relations (8-22a) and (8-22b), yielding
tt;-
$;
Yf;
I
a.~;]
. ax
2.
3.
°
x=o
aif;] = 0 ax x=a
ait±] --==0 ay y=o a.~±]
4. --"-
ay
y=b
=
°
(8-50)
430
MODE THEORY OF WAVEGUIDES
g;
Applying these boundary conditions to the appropriate x ory derivative of the solution (8-49) can be shown to obtain the following proper solutions (eigenfunctions)
~
+
:R;; (x,y)
mn
~+
nn
0, 1,2, ...
m, n
JJ;;'mll cos a x cos-/; y
=
(8-51 a)
in which m, n are arbitrary integers designating an infinite set of TEmn modes. As in the TM mode case treated in Section 8-3, two separation constants, = mn/a and ky = nn/b, are related to == y2 + W2/lE by (8-29). The remaining field components of the TErnn modes are found using (8-22), yielding
t
k';
@±
(() x
=
JW/l nn ~+ JJ:;-mn [ k2 b " ' c --A-
J
mn x sm .. nn y
cos -
b-
(1
~+ mn. nn E;:'mn cos -;; x 8m b _.Y
-JW/l mn ~+ [ ~ a H;;'mll
==
"'+ .
Ey- mn SIn •
mn (1
J.
x cos
(8-5] Il)
mn
nn b
(8-51c)
y
Ymll mn ~ + rlrE,mll
==
~+
.
=[ mn
nn
sm~--xcosbY
--;; H~~m"
J.
mn
. nn
sm--;; x COSb~Y
nn
(8-51 d)
H;; mn SIn - x cos . a b
[
g± y ~+
Ymn nn .• + b
mn. nn
!/y- m" cos , a
X SHl -
b
!!z.... mn
J
mn
cos -
(1
Y
. nn
x SIn -
b
J'
(8-5Ie)
wherein (8-51 f)
implying a propagation constant Ymn given by an expression identical with (8-:39b) for TM modes (8-52)
8-1 TE MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES
431
The latter implies a cutolffrequency lor TErnn modes in a rectangular waveguide given by all expression like (8-40b) lor the comparable TMmn modes (8-53)
It lherei()!'e follows that the propagation constant Ymn of (8-52) is a pure real attenuation factor am» if I < J~,mn' or a pure imaginary phase factor jfimn if I > lc,mn; thus, I Np/m
Ymn
Ymn
jfimn
=jw~~
f-e 7Y c
rad/m
1< lc,mn
(8-54a)
I > J~,mn
(8-54b)
From (8-54b) one can inkr, lor a specified TErn» mode, a wavelength Amn and phase veloci ly vp,mn given by expressions identical with (8-45) and (8-4b) Ii)!' the comparable TMmn mode
I> lc,rnn
(8-55)
I > J~,m"
(8-56)
in which A(O) and 1J~0) an, the wavelength and phase velocity associated with plane waves propagating at the frequency I in an unbounded region filled with the same dielectric with the parameters J1 and E, A comparison of (8-21) with (8-23) shows that the intrinsic wave impedances of TE and TM modes are not the same; from (8-23) and (8-54b) one obtains for TErnn modes above cutoff
JWI'
1](0)
1]TE,mn = -:p-- = -;=======(;==;==)~2 n ) mn
1
_!c:
I > J~,mll
(8-57)
t
which deserves comparison with expression (8-47) for ~TM,m", If a TEmn mode is generated at a frequency below the cutoff value specified by (8-53), the propagation constant Ymn becomes the pure real amn of (8-54a), producing an evanescence of the field components (8-51) resembling that for TMmn modes below cutoff as shown in Figure 8-5(b), Although wavelength and phase velocity are undefined in the absence of wave motion for I < j~,m'" the intrinsic wave impedance lor a TErnn mode below cutotfis obtained from (8-54a) and (8-23), yielding
f < ,Ic,mn
(8-58)
432
MODE TREOR Y OF WAVEGUIDES
,50) 1 {:I«()
Allin
o Increasing
o
f
f Increasing
f
f= t~,mn FIGURE 8-8. Universal circle diagram (left) and qnantities plotted directly against freqnency (right), fix TM and TE modes.
From this result one may again sec, as from (8-48) for TMrnn modes, that whenever a mode evanesces (f < j~,mn) the wave impedance qTM or qTE becomes imaginary, showing that tor an evanescent mode, there is no time-average power How through a waveguide cross section. The common factor 1 - (!c,mnlf) 2 appearing in the various expressions (8-45) through (8-48) for TMmn modes, together with the comparable relations (8-54) through (8-57) for TErnn modes, permits graphing them as normalized quantities on the universal circle diagram shown in Figure 8-8. For example, the expressions (8-4·2b) and (8-54b) for the phase factor Pmn of TM or TE modes are normalized by dividing through by P(O) = wJjlE to obtain
J
Pmtl)2 + (!c.mtl)2 ( pt O) f the equation of a circle, considering PmnIP(O) and J~,mtllf as the variables. A discussion of the group velocity Vg noted in the diagram is reserved for Section 8-5. To the right in the figure is shown a graph of the same quantities plotted directly against frequency, which may have some interpretive advantages. Thus, the phase constant Pmn of a desired mode is seen to be zero at the cutoff frequency !c.mn while asymptotically approaching the unbounded space value P(O) = wJjlE represented by the diagonal straight line as f becomes sufficiently large. The expressions (8-51) feJr the five f-Ield components of the TE_ modes lead to flux plots of typical modes as seen in Figure 8-9. The electric field lines are entirely transverse in any cross section of the guide, as required for TE modes; they terminate normally at the perfectly conducting walls to satisfy the boundary conditions there. The magnetic lines, moreover, form closed loops and link electric flux (displacement currents) in the process, as required by Maxwell's equations. A comparison with Figure 8-6 points out the inherent diflerences between TM and TE mode field configurations in a rectangular guide. In Section B-3, the TM mode expressions (8-38) reveal that the lowest-order nontrivial mode of this group is the TM 11 mode. A similar inspection of the field expressions (8-51) shows that the lowest-order nontrivial TE modes are the TElO and TEO! modes, flux plots of which are depicted in Figure 8-9(a) and (b). Of these two,
8-4 TE MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES
2
433
2
Section 1-1
um \\I\\l\! !![ Section 2-2
(b)
(el
(d)
FIGURE 8-9. A few low-order TEmn modes of the rectangular waveguide. (a) TE!o mode. (b) TEo! mode. (e) TEll mode. (d) TE2! mode.
the mode I)aving the lowest cutofffi'equency is determined by whichever of the two trans~erse guide dimensions, a or b, is the larger. With m = I and n = 0 inserted into (B-5~»), the TE lo mode is seen to have a cutoff frequency
!c,10
=
a
2a
(8-59a)
a result independent of the b dimension because n = O. Thus (B-59a) states that the cutofHrequency of the TE 10 mode is the freq uency at which the width a is just one-half
434
MODE THEORY OF WAVEGUIDES
a frcc-space wavelength. Similarly, the TEol mode has a cutoff frequency (8-59b) a value larger than!c.10 if a > b, the dimensional condition depicted in Figure 8-1O(al. From the identical cutoff frequency expressions (8-53) and (8-40b), all higher-order TE and TM modes exhibit cutoff frequencies higher than (8-59a), assuming the standard convention of a> b, to make the TElO mode the dominant mode of that rectangular waveguide. For example, the so-called X-band rectangular waveguide, assumed airfilled and of interior dimensions a = 0.9 in. and b = 0.4 in. (0.02286 x 0.01016 m) has a cutoff frequency obtained from (8-59a), yielding 3 X 10 8 !c.lO = 2(0.02286) = 6.557 GHz
(8-60)
X-band guide
while the cutoff frequency of the next higher-order mode, TE 2o , becomes J~.20 = 13.12 GHz, from (8-53). The TEol mode, from (8-59b), yields !c.01 = 14.77 GHz, while using (8-53) or (8-40b) obtains cutoff frequencies for the TEll and TM 11 modes that are even higher (!c,ll = 16.10 GHz). Their positions on a frcquency scale are portrayed in Figure 8-10(a), showing why the propagation of electromagnetic power via the single dominant TElO mode in a rectangular waveguide is possible by kecping the generated frcquency f above the cutoff frequency of the TElO mode, but below the cutoff frequencies of all other modes. This choice assures a traveling wavc TElO mode and the evanescence of all other modes, thereby justifying the designation dominant for the propagating TE 10 mode. For example, the band 8.2 to 12.4 GHz is chosen as the X band; frequencies that propagate only in the dominant TElO mode in a 0.4 in. x 0.9 in. rcctangular waveguide.
ie, 10 = 01
6.557 GHz
For a = 0.9 in" b
=0,4 in,:
(GHz)
~
~ For
TE10
1- = 2.25:
[:j
.1
°
Q
r :}
TE21 TM21 I
tl
:)
3
i(>,rnn
fe, 10
(a)
I
1:
'f 2
TEJO TEoI
For~=
TEll TEoII TM[1 TE 20 I I I
I
TEll TMJl I
t
TE 20 TE02 I I
TE21 TEI2 TM21 TMI2 I I
r
~I__________-L 'f ____~_____ L_ _ _ __ L_ _ _ _~~~
°
1
't'
2
3
"
JO
(b)
}'IGURE 8-10, Cutoff frequencies oflower-order modes in rectangular and square waveguides, (a) }'or alb = 2.25, Cutoff frequencies shown relative to !c,IO on lower graph" (b) For alb = L
8-4 TE MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES
435
It is evident that a square waveguide (a = b) will not possess only one dominant mode, for the TE 10 and TE01 modes then have identical cutofftrequencies from (8-59). Figure 8-1O(b) shows the positions of the cutoff frequencies oflower-order modes for a square waveguide on a relative frequency scale. A comparison ofF'igure 8-1O(a) with (b) reveals that the use of a rectangular waveguide, with a> b as in (a) of that figure, provides a desirable control over the E-field polarization of the propagated mode. Figure 8-11 illustrates the manner in which a microwave power source (a klystron, magnetron, etc.) is connected to a waveguide by using a small antenna wire protruding into the waveguide, such that the wire alignment agrees with the polarization of the dominant mode being launched. The power can similarly be extracted at the other end, if desired, by means of the center conductor of a coaxial line used as a receiving antenna (a waveguide-to-coax transition). The propagation of the energy down the waveguide via the dominant TElO mode thus assures the known field polarization necessary to the efficient launching and retrieval of the energy. Since signal power in a rectangular waveguide is commonly dispatched by use of the dominant TE 10 mode, its properties are for convenience collected separately· in the following. The expressions (8-51) for TEmn modes, with m = I, n = 0 inserted, reduce to three components ~±
;j{'z
(x)
.
~±
n
= Hz ,10 cos -a
~+
(8-6Ia)
X
[-JWlla ~+
]
.
n
"'+.
n
Si (x) = --n-- Hz-;l0 sm a x = Ei,10 sm -;; x
.m±( .:n x X ) --
-+ it -A-- -
'lTE.I0
±j2a ~ + 11.10
(8-61 b)
[±jf310a H~±z,10 ] Sln . ~x n a ]
.
n a
~+
.
n a
= [ - - 1 - Hz.10 sm - x = Hx.10 SlIl- X
(8-61c)
assuming J > !c.lO' The foregoing may for~some purposes be more conveniently expressed in terms of the complex amplitudes Ei,10 of the y-directed electric field (8-61 b), Microwave source (klystron, etc)
[W] TEiO mode
Coaxial-to -waveguide transition
FIGURE 8-11. Typical waveguide transmission system, showing launching of the dominant mode and a transition from waveguide to coaxial transmission line.
436
MODE THEORY OF WAVEGUIDES
yielding ~+
~+
n
"
a
gy- (x) = £;-;10 sin - x
(8-62a)
o . n A
1'/TE,1O ~+
SIn -
~ ± _. Ei:1O/i. yt'z(X)-J (0) 21'/ a
1(0)
a
.
~+
x
=
Hx.l0 sm
n a
(8-62b)
x
,n _ ~ ± n cos-x-Hz10cos X a . a
(8-62c)
The remaining properties of the TE10 mode are related to its cutoff frequency specified by (8-59a). From the latter, the ratio !c. I o/f is
.!c,10
viOl
J~.lO
(8-63)
-p-
2af
f
to permit writing the propagation constant, wavelength in the guide, and phase velocity for the TE IO mode as follows
YlO = 1J(1O == /3(0)
C(O)Y 2a
j/3(O)
Y1O=j/310
-
I Np/m
I - C(OIY rad/m
2a-
f < !c,10
(8-64a)
f > !c,10
(8-64b)
f > j~.10
(8-65)
f >
(8-66)
A(O) rn
)'10
vIOl
-(~:)Y
Pm/sec
j~,10
in which /3(0) = (JJ~, A(O) = 2n//3(0) = v~ol/I, and v~OI = (/lE) 1./2 as before. The intrinsic wave impedance obtained from (8-57) or (8-58) becomes 11(0)
fiTE, 1 0 = -;:::1=_='==(=A=(==01==)==2 Q
I > j~,lO
(8-67)
I
(8-68)
2a
fiTE,lO
111
U
.ih
8-4 TE MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES
437
wherein 11(0) ~. Thus, the TE lO mode fields (8-61) propagating in a rectangular waveguidc at a frequency above cutoff involve inphase transverse field components and ,#'; related by the real impedance (8-67). Below cutoff, the imaginary result (8-68) assures no time-average power transfer by the accompanying evanescent mode, attenuated through (8-64a). The time and Z dependence of the TElO mode field expressions (8-62) are included by multiplying them by eiWI+YlOZ. Taking the real part of the resulting products obtains the real-time traveling wave expressions as follows, assuming f > !c.lO:
i;
1[
Z,
t)
E;lO . sin a x cos (wt
Z,
t) =
--(0-)-
+
H; (x,
Z,
t) =
- E+ + y,10
PI0Z
+
sin 1[ x cos ( .4(0»)2 2a a
11 -
=+=
Ei,lO.4(O) 1[. (0) cos - x sm (wt 2al1 a
(8-69a)
(wt =+= PlOZ
+
+
_
+ PlOZ +
(8-69b)
(8-69c)
in which
Ps
Js
C/m 2
[3-45]
n X HA/m
[3-72]
= n' D
in which n denotes a normal unit vector directed into the dielectric region. The electric field of the TE 10 mode develops a surface charge density Ps on only two walls of the rectangular guide, since the y directed E field produces a normal component n • D on only the lower (y = 0) and upper (y = b) walls. Thus, using the electric field (8-69a) in D = EE = EayEi, the boundary condition (3-45) yields the surface charge density as follows 11:
EEy\o . sin -a x cos (wt
=+=
PlOZ
+
(8-70)
in time-instantaneous form. One may similarly show that the surface charge density on the opposite wall (aty = b) is the negative of (8-70). Surface current densities given by (3-72) appear at all four walls of the guide, because tangential magnetic fields occur at every wall. For example, on the lower wall where the total magnetic field is the vector sum of (8-69b) and (8-69c), the
438
MODE THEORY OF WAVEGUIDES
E;,
FIGURE 8-12. Sketches of the wave nature of the separate components H;, and comprising the TElO mode, plus a composite flux plot (below). All are shown at t = O.
H:
surface current becomes 3 cos
. n
sm
a
x cos (wt
=+
n a
x sm (wt
f3lOZ
=+
+ 4>1'0)
f310X
+ 4)[0) (8-71a)
'Based on the current-continuity relation (3-130), you might consider how the surface charge density p, on the waveguide walls can be found from the surface-current density results (8-71).
439
8-4 TE MODE SOLUTIONS OF RECTANGULAR WAVEGUIDES Detector probe
(0)
Interior surface current flux ( a)
(e)
FIGURE 8-\3. The surface currents induced by the tangential magnetic field of the TE 10 mode on perfectly conducting inncr walls of a waveguide and wall-slot configurations. (a) Flux plot of surface cunent, on waveguide inner walls. (b) Slots producing negligible wall-current perturbation. (el Slots producing significant wall-current perturbations.
On the side walls, the surface current density has but one component, being entirely
y directed. Thus, on the wall at x = 0 (B-7Ib) The densities at y = b and x = a are similarly obtained. A sketch of the wall currents (B-71) is shown in Figure B-13(a), useful if slots are to be cut in the walls. For example, a longitudinal slot centered on the broad wall of a rectangular waveguide carrying the dominant TE tO mode as shown in Figure 8-13(b) is useful in field-probing techniques for the detection of standing waves (slotted-line measurements). A slot that does not cut across wall current flux lines produces a minimal perturbation of the waveguide fields, permitting field detection schemes that yield measurements essentially the same as those expected without the slot. In Figure 8-13(c), however, are shown slots that interrupt wall currents significantly, producing substantial field fringing through the slot with power radiation into the space outside the waveguide. Such configurations form the basis for slot antennas or arrays using waveguide fields for excitation.
EXAMPLE 8·2. An air-filled, X-band rectangular waveguide carries a positive z traveling TElO mode ati = 9 GHz. (a) Find the phase constant, wavelength, phase velocity, ar:d intrinsic has the wave impedance associated with this mode at the given frcqueney. (b) If amplitude 104 Vim, determine the amplitudes of .i'; and .i':. What time-average power flux is transmitted through every cross-sectional surface of the waveguide by this mode? 8 (a) At 9 GHz, the wavelength in unbounded free space is 1(0) = 1?~O)/f = (3 x 10 )/ (9 x 10 9 ) 3.33 em. With a 0.9 in., the ratio J~,lo/f given by (8-63) is 1(0)/2a = 0.729, whereas {3(O) = WJttoEo = 2n/1(0) = 60n rad/TIl. By use of (8-Mb), the phase
$;
440
MODE THEORY OF WAVEGUIDES
constant becomes
PlO
= P(O)
(~:)y = 60n-Jl
1-
- (0.729)2
60n(0.683)
=
= 128.8 m- 1
Thus, from (8-65), (8-66), and (8-67)
3.33 0.683
A10 = - - = 4.88 cm 3 x 108
4.39
0.683 120n
A
IJTE 10
,
(b) With
i:;'10 =
= 0.683
=
552
X
10 8 m/sec
n
104 Vim, the remaining amplitudes, from (8-62), are 104
18.1 Aim
552
jl04(0.033) ., 2(120n)-6:0229 =)19.3 The time-average power flux transmitted through any cross section is obtained using (7-48), in which the minus sign is omitted if it is agreed that power flux emerging from the positive .e: side of the cross section is desircd. Thus, with Pay = jlllOz S 1.) 2 Re [E X H*J· ds , in which E = a Y $+e-jPloz y' , H = [ax x + a z £)+]ez' , and $;, and .~: are supplied by (8-62), one obtains
J(
*+
*:,
Pav --
i 1" b
y=O
1. 2 Re
x=o
1i:\oI2 = _Y_, b
21JTE,10
f i:+ )(P+ )* a z \ Y,lO 'y,lO A
{
1J'~E,10
. 2 n rasm -
Jo
a
xdx
~+ Ey,lO
• 2 SlIl
11:
a
} x ( e - JfJiO Z ') ( e - JlilOZ)* • a z dx dry
12
1 --ab 4IJTE.IO
With i:;'10 10 Vim, IJTE,lO = 552 n, a = 0.0229 m, and b = 0.0102 m, the timeaverage transmitted power becomes Pay = 10.6 W. 4
*8-5 DISPERSION IN HOLLOW WAVEGUIDES: GROUP VELOCITY All previous discussions of wave phenomena in this text have been restricted to single-frequency sinusoidal waves. Whether with reference to plane waves propagating in lossless or lossy unbounded regions as described in Chapter 6, or in connection with waves traveling in hollow metal tubes as considered in the present chapter, z traveling single-frequency waves are characterized by functions of the f(Jrm (8-72)
in which A is any complex amplitude coefficient [possibly a function of (x,y)] and in which any equiphase surface is defined by mt - /3::: = '" = constant. This yields the
8-5 DISPERSlON IN HOLLOW WAVEGUlDES: GROUP VELOCI-[Y
phase velocity
vp
by setting dt/J/dt
441
= 0, whence (8-73)
a quantity that mayor may not be frequency dependent, depending on the phase factor 13. Thus, in the case of plane waves traveling in unbounded free space, f3 = 130 = W,jPoEo, to yield (2-125b) (8-74 )
a result independent of frequency. Free space is therefore termed dispersionless, in view of the constant vp regardless of the frequency. On the other hand, waves of a given TM or TE mode in a rectangular hollow waveguide have a phase velocity given by (8-46) or (8-56) (8-75)
a decidedly frequency-dependent result. Although the concept of phase velocity is applicable only to steady state sinusoidal fields (constant amplitude and frequency), the Fourier superposition of any number of sinusoidal steady state field solutions having diflerent frequencies can be used to construct modulated waves of variable amplitude or frequency. This important process leads to another concept known as the group velocity, or the velocity of the signal, or information, associated with the group of waves distributed over thc spectrum of frequencies comprising the modulated signal. This is considered in the following. No information or intelligence is transmitted by a steady state, single-frequency sinusoidal traveling wave as that illustrated in Figure 8-14(a)_ It can, however, become a carricr of information by inflicting on it the process known as modulation. The transmission of information via a carrier wave requires a modulation (or changing, in time), in proportion to the instantaneous value of a desired signal, of either the amplitude or thefrequen~y of the carrier, thereby yielding an amplitude-modulated (AM) or a frequency-modulated (FM) carrier. The present discussion' is limited to the AM carrier, examples of which are illustrated in Figure 8-14(b) and (c). As suggested by the name, in this type of modulation the carrier amplitude is forced to become proportional to the signal level at every instant t. The !rcquency spectra of signals used to modulate a carrier typically fall within the audio range (dc to about 15 kHz) for ordinary voice or music transmission, or in the video range (dc to several megahertz) I()!' television or coded-pulse transmission. The Fourier analysis of a high-frequency carrier, amplitude-modulated by a spectrum orIower signal frequencies, reveals what range offrequencies must be transmitted by the system containing perhaps waveguides, coaxial lines, filter circuits, antennas, and other elements. Such an analysis shows that the transmission system must he capable of passing the carrier frequency fo plus additional Jrequency components contributed by the signal spectrum of width 2 I'lf, components appearing in two adjacent freqnency bands termed sidebands of width I'lfjust above and below fo. For example, a 100 MHz carrier, amplitude-modulated by a video signal embracing frequency components from dc to 4 MHz, will require a transmission band fromfo - I'lf
442
MODE THEORY OF WAVEGUIDES
:> t
t
Wo
>W
(a)
:>W
E(t)
(Em{1
+ mcoswst)lcoswot
(b)
Modulation signal
L------~t
~t
(c)
FIGURE 8-14. Amplitude modulation of a continuous wave (cw) carrier, showing time dependence (lift) and Fourier components (right). (a) The single-frequency ew carrier, shown at z O. (b) A single-frequency signal used to amplitude-modulate a carrier and frequeney spectra. (c) A pulse signal used to amplitude-modulate a carrier and frequency spectra.
to fo + I'l.f, namely 96 to 104 MHz, or an 8% bandwidth. On the other hand, if a 10,000 MHz carrier were modulated by the same video signal, only an 0.08% transmission band extending from 9996 MHz to 10,004 MHz would be required to handle the ± 4 MHz signal spectrum. Short-pulse-communication and other high information rate systems require a correspondingly wide frequency band, therefore pulse communication systems using many channels simultaneously must operate at carrier frequencies in the uhf or microwave regions, and more recently they have even gone into the optical range of frequencies. The generic example of amplitude modulation is illustrated in Figure 8-14( b), depicting the simplest case of a carrier at the sinusoidal frequency wo, amplitudemodulated by a time-harmonic signal at the single frequency wS. The carrier amplitude Em is modulated sinusoidally in time with a signal amplitude mEm, in which m is called the modulation factor, so that the real-time expression for an electric field carrier mod-
8-5 DISPERSION IN HOLLOW WAVEGUIDES: GROUP VELOCITY
443
ulated in this way becomes
E( t) = [Em (l
+ m cos wst)] cos wot
(8-76a)
The bracketed factor denotes the amplitude variations at the signal frequency Ws' Equation (8-76a) specifies field behavior in the reference plane z = 0, whereas the additional z dependence needed to provide its traveling wave behavior is included momentarily. The amplitude-modulated carrier (8-76a) possesses three terms in its Fourier series expansion, or spectrum. Thus, with the substitution cos A cos B = (t)[cos (A + B) + cos (A B)], (8-76a) yields E(l)
Em cos wot
+
mEm 2
cos (wo
mEm
+ ws)t + -2- cos (wo -
ws)t
(8-76b)
This is a three-term (finite) Fourier series, possessing a carrier frequency term of amplitude Em' plus just two sideband terms of amplitude mE"./2 at the sum and difference fi-equencies (wo + ws) and (wo - ws)' This spectrum of three frequency components is depicted in the diagram at the right in Figure 8-14( b). The expressions (8-76) can be taken as the amplitude-modulated electric field of a plane wave (at Z = 0) propagating ·in unbounded free-space, or denote a field component of a propagating mode inside a hollow waveguide or a coaxial line, or such Equation (8-76b) is readily rewritten to specify the spectrum of positive z traveling waves of an amplitudemodulated carrier moving through a lossless transmission region, simply by adding in the proper phase delay terms pz as follows.
mE+
Poz)
mE+
+ -{- cos [Cwo -
+ -{- cos [(wo + ws)t ws)t - P-z]
(8-77)
in which Po, P+, and P_ denote the z propagation phase constants at the respective frequencies wo, Wo + Ws> and Wo - ws' One is to examine (8-77) for its wave-envelope velocity, or so-called group velocity, for two classes of regions: a nondispersive region, in which all frequency components of a spectrum of waves move with the same phase velocity; and a dispersive region, in which the phase velocities of the spectral components arc frequency dependent.
A. Group Velocity in a Nondispersive Region Suppose the signal (8-77) denotes the amplitude-modulated field Ex of a plane wave propagating in free space. The phase velocity is then the constant Vp = (/loEo) 1 = c given by (2-125b), making free space a nondispersive region. Therefore (8-77) written with Po = wole, P+ = (wo + w.)/e, and p_ = (wo - ws)le yields
E: (z, t)
E:'
cos Wo
+ m~:'
(t - ~) + m~:' cos [(wo + w.) (t - ~)]
cos[(wo-Ws)(t-~)J
(8-78)
444
MODE THEORY OF WAVEGUIDES
Since the three Fourier terms remain in the same phase relationship no matter how far the modulated wave travels, the wave envelope must move at a velocity identical with the phase velocity in a nondispersive region. The wave envelope velocity, also called the group velocity (from the spectral group), is thus
w
Vg
vp
= 7f
(8-79)
Nondispersive
for a nondispersive region. This result is correct no matter how complex the spectral structure of the wave. Hence, for the pulse-modulated signal of Figure 8-14(c), all terms of its Fourier series expansion will propagate through the medium at the same phase velocity vp' One thus concludes that a dispersionless region is also distortionless.
B. Group Velocity in a Dispersive Region A hollow waveguide is an example of a wave-transmission device exhibiting the phase-velocity dispersion characteristic (8-75), depicted as a function of frequency in the graphs of Figure 8-8. The different phase velocities of the Fourier terms that characterize a modulated traveling wave in a waveguide result in the wave envelope appearing to slip behind the carrier appearing under the envelope. This phenomenon arises from the group velocity being slower than the phase velocities of the Fourier components. Thus, while the phase velocities of the Fourier terms of a modulated wave in an air-filled hollow waveguide all exceed the speed of light, the speed of the transmission of the information (the wave envelope) at the group velocity is at a speed less than c. The foregoing remarks are proved using the example of an amplitude-modulated carrier signal operating in the dominant TElO mode in an air-filled rectangular waveguide. The applicable phase constant expression (8-64b) is rewritten as
/3 10 -- /3(0)
),(0))2
1 - ( 2a
=
W.Jl1oEo
J
1-
(w ~10 )2
[8-64b]
This is graphed showing /310 as a function of the wave frequencies w in Figure 8-15(a), redrawn, for convenience, as w versus /310, to yield velocities from slopes (rather than /
W
/
Wo+Ws
Wo
WO-W s
W,'.lO
o !.I.(3'~!.I.(3
(a)
(b)
FIGURE 8-15. The w-/3 diagram for the TE10 mode in a hollow waveguide and velocity interpretations. (a) The (J}-/3 diagram. (b) Constructions leading to the phase and group velocities for the TE10 mode.
445
8-5 DlSPERSION IN HOLLOW WAVEGUIDES: GROUP VELOCITY
inverse slopes). The departure of 1310 from the linear (dashed-line) asymptote 13(0)
W.JftoEo is noted.
Suppose, now, that the waveguide carries the simple amplitude-modulated signal depicted in Figure 8-14(b), operating in the TE lo mode and having the three-term Fourier spectrum characterized by (8-77). Its amplitude factor is given by (8-62a)
Then the three-term spectrum (8-77) is rewritten
+
--t m!f+
(8-80a)
cos [(wo - ws)t - f3-z]
in which 1370 denotes the value of the phase constant 1310 of (8-64b) at the carrier frequency w = wo' Figure 8-15(b) depicts, by the use of (8-64b), the phase-constant values 1310 that correspond to the carrier frequency Wo and the upper and lower sideband frequency Wo + Ws = Wo + L\.w and Wo - Ws = Wo - L\.w of this modulated wave. Calling these {31O values {3+ = {370 + L\.{3 and /L = {3~0 - L\.{3' ~ f3~o - L\.f3 respectively, as noted on the graph (and assuming small frequency deviation L\.w, to allow putting L\.{3 ~ L\.{3') , enables rewriting (8-80a) as the three Fourier terms
Mo,
o
(310Z)
+
--t m!f+
m!f; + -2cos [(wo + L\.w)t -
cos [(wo - L\.w)t - (f3~o - L\.f3)z]
0
(1310
+ L\.f3)z] (8-80b)
This can be shown to recombine into the following product form (8-80c) A comparison with (8-76a) shows that (8-80c) describes the amplitude-modulated wave delayed in phase from the z 0 reference plane by the amount {370z insofar as the carrier at the frequency Wo is concerned, whereas the bracketed factor specifies how the envelope progresses down the Z axis in time. Since any equiphase surface on the envelope is defined by L\.w • t - L\.f3 • z = constant, the envelope moves down the z axis with the group velocity '1.'g,10 = L\.w/L\.f3. With the signal frequency Ws L\.w small compared to the carrier frequency, L\..w/L\.f3 becomes the limit
dw (df3lO) - I '1.'g,10 = d{310 = dw
(8-81a)
The last form, written as an inverse, is the more useful since 1310 is given explicitly in terms of the frequency w by (8-64b). A comparison with '1.'p = W/f310, the defining relation for the phase velocity of any of the Fourier steady-state sinusoidal terms in (8-80b), shows that group and phase velocities are obtained from slope interpretations
446
MODE THEORY OF WAVE,GUIDES
of Figure 3-15(b). Thus, the group velocity v g ,10 is given by the tangent to the (O-P curve at point P; whereas the phase velocity 'up,lO is the slope of the line from the origin 0 to P. The constant slope of the dashed-line asymptote ((0 versus P(O» is the free-space plane-wave comparison value (J1.oEo) 1/2, falling between the Vg,lO and v p ,10 values for this TE 10 mode. By extending this analysis to the modulated wave of the form of (3-77) operating in any TErnn or TMmn mode, the group velocity becomes
Vg,mn
=(
dP )-1 -d;n
(8-8Ib)
It should furthermore be clear that the same analysis applies to any uniform wavetransmission configuration (whether a waveguide, a two-conductor transmission line as described in Chapter 9, or whatever), so that its group velocity relates in general to its phase constant P through (8-8Ic) Applying the result (8-81 b) to the expression (8-42b) or (8-54b) for the phase constant P obtains the group velocity (8-82) for any TM or TE mode in a hollow waveguide. A comparison with the phase velocity expression (3-46) and (8-56) shows that (8-83) revealing that the unbounded-space velocity v(O) is the geometric mean of the phase and group velocities for hollow waveguide modes. Figure 8-16 illustrates the phenomena of phase and group velocities relative to the upper and lower sideband frequency terms of an amplitude-modulated carrier propagating in a dispersive medium. (The carrier term is omitted to simplify the graphic addition of the waves.) Note the alternate constructive and destructive interference (i.e., amplitude modulation) produced by the sum of the waves. Hthe sideband components were propagating in a nondispersive medium, their identical phase velocities would produce the same envelope velocity (group velocity). In a dispersive region as shown, however, the upper sideband term has a phase velocity lower than that of the lower sideband term, as noted from the slope of OP in Figure 8-15 (b). This causes the point of constructive interference, or maximum amplitude on the diagram of Figure 8-16 (b), to slip behind both sideband terms with the passage of time, yielding an envelope velocity ('Vg) smaller than the phase velocity, that is, smaller than vIOl = (J1.E) tl2 by an amount such that (8-83) is satisfied. The example just given involves a simple Fourier spectrum ofjust three frequency terms, insufficient to exhibit the envelope-distortion effects that would occur if the carrier had been modulated with a short-duration pulse, such as that shown in Figure 8-14(c). In the latter event, the corresponding spectrum would possess many more frequency terms, as depicted. The effect of propagating this pulse-modulated carrier, in
8-6 WALL-LOSS ATTENUATION lN HOLLOW WAVEGUIDES
Envelope of El
447
+ E2, showing
_ / resulting amplitude modulation
f\ z
Motion
(a)
(b)
FIGURE 8-16. Group and phase velocities associated with an amplitude-modulated wave. (a) The sum of the two sideband frequencies of an amplitnde-modulated wave, showing beat effects. (b) Depicting phase and group velocities in the wave of (a), as time increases. The medium is assumed normally dispersive.
the TE mode, over a sufficient length of rectangular waveguide, is to distort the shape lo of the pulse envelope, the extent of the distortion depending on the length of the waveguide. The distortion is a consequence of the Fourier components having different phase velocities over the frequency band of the Fourier spectrum, such phase velocities being given by 'Up,IO = ill//310' This causes the sinusoidal components to arrive at their destination in a different phase condition than that occurring at the waveguide input, thereby producing the distortion. This phenomenon is therefore given the name
dispersion. *8-6 WALL-LOSS AnENUATION IN HOLLOW WAVEGUIDES In the previous discussions of wave propagation in rectangular hollow waveguides, it was assumed that the waveguide walls were perfectly conducting. Practical waveguides are necessarily made of finitely conducting metals (e.g., brass, aluminum, silver), and
448
MODE THEORY OF WAVEGUIDES
waves moving down the interior will generate wall currents much like those depicted in Figure 3-12 for the dominant TE 10 mode. In the ideal, perfectly conducting case, the wall currents are restricted to surface currents characterized by a penetration depth of zero, the tangential magnetic field being a measure of the surface current density according to the boundary condition (3-72). The fields inside the perfect conductor are zero, to make the wall power losses zero for this idealized case. With finitely conductive walls, however, the continuity of the tangential magnetic field guarantees a time-varying magnetic field inside the conductor, producing therein an electromagnetic field rapidly diminishing with depth. The fields penetrate the conducting wall essentially at right angles to the surface. The ensuing ohmic power loss due to the transference of a small portion of the available transmitted mode energy into the walls results in a measurable attenuation of the propagated mode. For example, the wall-loss attenuation occurring in an X-band brass waveguide carrying the TE 10 mode at 10 GHz is of the order of 0.2 dB/m, a significant amount for long waveguide runs. It is the purpose of this section to outline a method for the approximate analysis of the wall-loss attenuation problem for hollow guides. In the propagation of a 'I'M or TE mode down an ideal (lossless) waveguide, the power flux travels unabated down the pipe, the same time-average power passing through every cross section of the guide. As shown in Figure 8-17(a), the positive z traveling, unattenuated fields arc designated in the usual complex notation
$+(u 1, u2 )e- jpz
(8-34)
--
(z)
(z)
(a)
I
(I»
[i'~'iii"drj ~ilrr mmj
Pav , [.
dz
Small Cy (exaggerated)
(c)
(d)
FIGURE 8-17. Relative to the wall-loss attennation in a waveguide of uniform cross section. (a) Unattenuated fields in a lossless, ideal waveguide. (b) The attcnuation of the fields due to power absorption by the walls. (e) Showing a small tangential Ey component at the walls, compared to the lossless mode configuration. (d) Volume regiou of length dz, lor comparing transmitted and wall-loss average powers.
8-6 WALL-LOSS ATTENUATION IN HOLLOW WAVEGUrDES
449
fields defining the unperturbed mode in a loss-free waveguide. In the event of a finitely conductive wall material, a portion of the transmitted power is diverted into the walls, leading to an exponential decay of the average power through successive cross sections of the waveguide, as suggested by Figure 8-17 (b). The wall-loss attenuation achieved ill this process is designated by a', and with the tleld distributions If(ull and :#'(Ul' uz) assumed unchanged from (8-84), the attenuated fields are written (8-85) The 1;+ and ;ie+ factors in (8-85) will differ by a small amount from lhose given in (8-84), a fact appreciated on inspecting Figure 8-17(c). Shown)s the tffy distribution for the TE lo mode of a rectangular guide, with a very small tffy component existing at the x = 0 and x = a walls due to the field penetration of the tangential magnetic field into the conductive walls, leading to a first-order analysis as follows. An expression is derived for the wall-loss attenuation factor a' in terms of the time-average transmitted power and the small fraction of this power that escapes into th~ walls in every length dz of the waveguide. It is shown, for a given mode, that
, a
=
1
dPav,L dz --Np/m
2 Pav,T
(8-86)
in which the meanings of the symbols are illustrated in Figure 8-17 (d). PaY, T denotes the average power flux transmitted by the mode through any cross section of the waveguide, whereas dPav,L is that lost into the walls through the peripheral strip of width dz. One can derive (8-86) by noting that if the volume slice of length tiz in Figure 8-17(d) contains no ohmic losses or sources, then by (7-31) or (7-56) the net timeaverage power entering (or leaving) the surface enclosing that volume is zero. Therefore, dPav,I, = -Pav,T + [Pav,T - (apav,T/aZ) dz], yielding dPav ,L
=
apav,T --az dz
(8-87)
The average power transmitted through the waveguide cross section is obtained from the cross-sectional surface integral of the time-average Poynting vector (7-47a), with the fields (8-85) inserted
f
1.
JS(c.s.) 2
e- 2a 'z
f
Re [(1;+ e -a'ze -
JS(c.s,)
!- Re [1;+
j[!Z) X
(;ie+ e -a'ze- j[!Z) *] . ds
x ;ie+*] . tis
Differentiating (8-88) with respect to Z obtains
(8-88)
450
MODE THEORY OF WAVEGUIDES
and solving for
(x'
yields
(X' = 2 Pav,T but from (8-87), iJPav,T/iJZ can be replaced with -dPav,ddz, so
= ~ dPav,L
(X'dz
(8-89)
2 Pav,T
which is just (8-86), that which was to have been proved. To illustrate the use of (8-89) in finding (x' for a given waveguide mode, consider the dominant TElO mode. The average transmitted power Pav,T in (8-89) has already been found in Example 8-2 ~+
_ 1E y ,10
Pav
12
T -
,
411TE,10
b a
(8-90)
The power loss dPav,L in (8-89) arises from the electromagnetic wave induced inside the conductor. Just within the walls are tangential magnetic fields, identical, by continuity, with the magnetic fields of the known components (8-62) of the unperturbed TE 10 mode. Also appearing therein are electric fields, obtainable from the known magnetic fields by use of wave impedance expressions like (3-97), since the electromagnetic field propagates essentially at right angles into the conductors much like a localized plane wave. This fact is corroborated by the plane wave tilt incidence analysis in Appendix A, showing how field penetration is analyzed for obliquely incident plane-wave fields at sufficiently high frequencies. In Figure 8-18(a) is shown the contInuity of the knowp Ye; component (8-62c) t;?f the 1EIO mode. A small component Iffy is induced by Yez in the metal such that Iffy = f/Yez , and together they comprise essentially a plane wave traveling nearly perpendicularly into the conductor with a
(a)
(b)
FIGURE 8-18. ConcerniIlg the boundary condition on the tangential magnetic field, leading to wall-skin currents. (a) Continuity oftangentialYtz leads to induced if, inside conductor. (b) Showing cosine distribution of the tangential magnetic field on the top and bottom, uniform on side walls (TEIO mode).
8-6 WALL-LOSS ATTENUATION IN HOLLOW WAVEGUIDES
451
large attenuation. ifz is maximal at the x = 0 and the x = a walls, with a consinusoidal variation between these values existing along the y = 0 and the y = b walls as in Figure B-IB(b). The electric fields induced just inside the x = 0 and x = a walls thus become
jj]
Yx=O
= -
~if] zx=o
(B-91 )
in which ~ = (W/1/(J)1/2e i1t /4 from (3-112c), the negative sign properly accounting for the propagation of the wave into the metaL Similar expressions apply at they = 0 and y = b walls. The time-average power loss dPav,L in (8-89) is obtained by integrating over the four sides of the peripheral strip of length dz embracing a cross section; thus (B-92) the x
=0
strip, for example, making use of (8-91) obtains
(8-93) the wall-loss at y
= 0 - becomes (8-94 )
a result accounting for both tangential components if; and if: of (8-62b) and (8-62c), and making use of the identity (rc/a)2 + p2 = (fJ2/1E for the TE lo mode. Evaluating all four wall-loss contributions of (8-92) yields _ 1 \ E~+ y ,10 \2
dPav,L - 2
a
2
W 2 p,2
\£:'12 0\22 W
/1
fti[7 w/1
~
2rc 2b
+ aw
2
J
p,E dz
ro;;; W2p,E[2b (fc,10)2 .;. IJdZ
...J~
a
f
(8-95)
the latter making use of (j~.10/f)2 = rc2/w2/1Ea2 from (8-53). Inserting (8-95) and (8-90) into (8-89) yields the wall-loss attenuation for the TE mode
10
(8-96)
452
MODE THEORY OF WAVEGUIDES I
0.6 TE
0.5
I
[0.04 in.
:
r::
lO
0.6
(a = 0.9 in., b = 0.04in.) I I
I
0.4
E ......
co
:0 0.3 ~
0.2
01 -
o
0.1
5
10
15
20
25
30
o
5
10
Frequency (GHz)
Frequency (GHz)
(a)
(b)
15
FIGURE 8-19. Wall-loss attenuation versus frequency for copIX,r. (a) Attenuation versns frequency lor modes in rectangular waveguides. (b) Attenuation characteristic If)r a circular waveguide.
The b factor in the denominator of (8-96) shows that making the height too small results in a large wall-loss attenuation. This is a consequence, at a fixed field amplitude E;:10, and as seen from (8-90), of the smaller cross-sectional area through which the correspondingly smaller transmi.tted power Pav,T must flow, the wall-loss power remaining nearly the same as for a waveguide with a larger b height. It is also evident from (8-96) that as the cutoff frequency is approached, the wall-loss attenuation becomes indefinitely large. A graph of (8-96) versus frequency for two choices of b height is shown in Figure 8-19(a), along with the wall-loss attenuation characteris6c of the TM] 1 mode in a rectangular waveguide. 4 From Figure 8-19, it is evident that different modes undergo different amounts of attenuation in a given waveguide. It would appear that a way of reducing wall-loss attenuation is to minimize the exposure of the magnetic field component tangential to the wall. Nearly all modes in hollow waveguides have an increasing wall-loss attenuation with increasing frequency, with at exhibiting a minimum value at some optimum frequency, as already seen in Figure 8-19(a). It develops that a circular waveguide mode, the TE 01 , deserves special attention in that it exhibits an indefinitely decreasing at with increasing frequency, the result of a smaller and smaller component of the tangential H field at the metallic wall as the incidence of the wave hecomes more nearly grazing. 5 This mode, having the attenuation characteristic depicted in Figure 8-19(b), shows promise in long-range, low-loss transmission at superhigh frequencies in hollow metal cylindrical pipes, though problems are posed by the fact that the TEll mode, and not TE 01 , is the dominant mode in a circular wavegnide. 4A
further discussion of the wall-loss attennation factor associated with the remaining modes of rectangular waveguides can be found in S. Ramo, j. R. Whinnery, and T. van DuzeL Fields and Waves in Communication Electronics, 2nd ed. New York: Wiley, 1984, Chapter 8. 5Yor a discussion of the theory of the circular waveguide, see Ramo, S., j. R. Whinnery, and T. Van Duzer, Fields and Waves in Communication Electronics, 2nd ed. New York: Wiley, 1984, Chapter 8, Circular waveguides have important applications to rotating joints used for feeding movable antennas and to tunable resonant cavities.
PROBLEMS
453
GINZTON, E. L. Microwave Measurements. New York: McGraw-Hill, 1957, JORDAN, E. C., and K. G. BALMAIN. Electromagnetic Waves and Radiating ~ystems, 2nd ed, Englewood CliRs, N.J.: Prentice-Hall, 1963. LANCE, A. L. Introduction to Microwave Theory and Measurements. New York: McGraw-Hill, 1964, RAMO, S., J. R. WIliNNERY, and T. VAN DUZER. Fields aud Waves in Communication Electronics, 2nd ed. New York: Wiley, 1934,
On inserting the replacements (3-1a) and (3-4) into the Maxwell relation (3-3) and expanding it in rectangular coordinates, show that the modified curl relation (3-3) is obtained, noting from (3-7) how the "modified curl operator" is defined. Repeat Problem 3-1, this time carrying out the details in generalized cylindrical coordinates. Use the rectangular coordinate expansion (2-33) of the Laplacian of a vector field to !!how that the vector wave equation (3-12) expands into three scalar wave equations analogous (3-13).
U
Expand the modified Maxwell curl relations in circular cylindrical coordinates, and from these obtain = -I
p
it+
;p
[±Yap' + j:;/l
=
k~ [~l
=
k~ [j~:E .vi
=
-1[.
)WE
o¢z]
vcp + j(WI'jJp 1= Y .. opt.
J
J
oiz± yoit;] op ± p-o¢
From the results, modal expressions analogous with (8-20) through (3-25), but applicable to tile TE, TM, and TEM modes of circular cylindrical waveguides and coaxial transmission lines, I:l:lay be found. Repeat Problem 3-4, exr:ept carry out the details in the generalized cylindrical coordinate ,ystem, obtaining
a check, show that these results reduce to (8-19) in the rectangular system.
454
MODE THEORY OF WAVEGUIDES
SECTION 8-2 8-6. The results (8-19), relating the transverse field components in a rectangular waveguide to the longitudinal components, were found from the simultaneous manipulation of (8-17) and (8-18). Show the details of how (8-19b) is obtained.
8-7.
Repeat Problem 8-6, this time showing how (8-19c) is found.
8-8.
Use results given in Problem 8-4 to obtain expressions for the intrinsic wave impedances associated with the transverse field components of the TM and TE modes of uniform circular cylindrical transmission systcms, namely
j±
v
;yet
-.-'_.
+-;L =
_j:
+"';,?" oft;;
8-9.
Repeat Problem 8-8, but
j(lr
== ~TM
JW€
jW/1 _
A
= - _ . = IJTE }'
generalized cylindrical coordinates.
SECTION 8-3 8-10. Verify the expression (8-38b) for the x-component of the electric field of the TMmn modes by substituting the solution (8-38a) into the proper l~M modal relation (8-20). Leave the answer expressed in terms of the electric-field amplitude E;'mn'
8-11.
Repeat Problem 8-10, but this time verify (8-38e) for the y-component of the magnetic field. [Note in this instance that the modal relation (8-20d) need not be used.]
8-12. Sketch a diagram resembling Figure 8-4, showing tbe z-directed electric field component of the TM 12 mode. 8-13. Based on its cutoff frequency, determine the inside dimension of thc smallest air-filled square (a = b) metallic waveguide that will just propagate the lowest order TM mode (TM l1 ) at tbe operating frequency: (a) 5 GHz, (b) 5 MHz, (c) 5 kHz. lAnswer: (a) a = Ii 4.24 cm (b) 42.4 m (c) 42.4 km] 8-14. An air-filled rectangular waveguidc with interior dimensions a = 0.9 in. by b = 0.4 in. opcrates at tbe fi'equency f = 18 GHz in tbe TMlI mode. Find, for tbis mode in the given waveguide (a) tbe eutofffrequencyj~,ll' (b) the pbase constant /311, (cl tbe wavelength All in the guide, (d) tbc phase velocity v p .lI, (e) the intrinsic wave impedance l1TM.ll' (f) What does the propagation constant }'11 for this TMll mode become, on reducing the operating frequency f to 9 GHz? (g) Compare answers (b) through (e) with the values expected at this operating frequency for a uniform plane wave in free spaec. Comment on differences observed.
SECTION 8-4 8-15. Use the separation-of-variables method, applied to the wave equation (8-16c), to obtain tbe wave solution (8-49) for TE modes. 8-16. Cardully apply the four boundary conditions (8-50) to the z-directed magnetic field solution (8-49), showing that tbe proper solutions (8-5Ia) are obtained for the z-component of the magnetic field for the TEmn mode-set. 8-17. Verify the expression (8-51 c), for tbe.JI-component of the electricficld of the TEmn modes, by inserting the magnetic-field solution (8-51 a) into the proper T~ modal relation (8-22). (Lcave the answer expresscd in terms of the magnetic field amplitude Htmn") 8-18. Make use of the expression (8-52), the propagation constant ofTE mn modes, to show in detail how the cutoff frequency (8-53) is obtained. (In this regard, review tbe discussion following (1:)-39), the identical propagation constant expression obtained for the TMmn mode-seLl
PROBLEMS
455
1-19.
Given are six air-filled rectangular waveguides with the tollowing inside dimensions. Calculate their eutoff frequencies for the dominant TE IO mode: (a) L-band: 6.25 x 3.25 in. 5.875 x 8.255 ern), (b) S-band: 2.84 x 1.34 in. (7.214 x 3.404 ern), (e) C-band: 1.872 x in. (4.755 x 2.215 ern), (d) X-band: 0.9 x 0.4 in. (2.286 x 1.016 ern), (e) K-band: 0.420 x 0.210 in. (1.067 x 0.533 ern), (f) V-band: 0.143 x 0.074 in. (0.376 x 0.188 em). [Answer: 0.944, 2.073,3.152,6.557, 14.048,39.366 GHz.]
1-20.
Show in detail, for the so-called dominant TE IO mode, that the five field-component ex(8-51) reduce to just the three given in (3-61). (Leave the answers expressed in terms the amplitude fr;'IO of the longitudinal magnetic-field componenL)
1-21.
Given is the so-called X-band rectangular waveguide, designated to carry frequencies in the 8.2 to 12.4 GHz band in the dominant TE IO mode, with the inside dimensions a = 0.9 in. = 2.286 cm, b = 0.4 in. = 1.016 em. (a) Calculate its cutoff frequency for each of the following modes in this waveguide: TEIO' TE oI , TEl!' TE 20 , TE 21 , TM Il , TM I2 , TM 21 , TM 22 . Label these cutoff-frequency values and corresponding modes on a diagram as suggested by 8-IO(a), showing also the extent of the "X-band" on the frequency scale. (c) Which of modes will propagate as waves, and which will evanesce (decay), at the generator frequency (operating frequency) of 5 GHz? 10 GHz? 15 GHz?
1-22.
Show how the expressions for the dominant-mode (TEIO) fiele! components (8-61) can be rewritten in the form (3-62) (expressed in terms of the amplitude E~lo).
1-23.
Calculate the smallest a-width of an air-filled rectangular waveguide that will just propagate the electromagnetic TElO mode at the following frequeneies: 5 GHz, (b) 5 MHz, 5 kHz.
1-24.
An X-band rectangular air-filled waveguide with dimensions 0.9 x 0.4 in. carries the dominant TE IO mode at the source frequency f = 9.375 GHz. Determine, for this mode: (a) the cutofffl·equency,fc.lo, (b) the phase constant PIO, (c) wavelength }'10 in the waveguide, (d) phase velocity, vp.10, (e) intrinsic wave impedance 1JTE,IO' (f) What is the cutoff frequency for the TE 20 mode in this size waveguide? What do the propagation constant 1'10 and the intrinsic wave impedance I'fTE.IO become for the TE lo mode on reducing the operating frequency to 4.5 GHz? (g) Compare answers (b) through (e) with the values expected for a uniform plane wave in free space at the same operating frequency.
1-25.
E:
The amplitude of the field of the dominant TE lo mode in an S-band (2.34 x 1.34 in.) air-filled rectangular waveguide is 0.5 MV/m. (a) Determine the amplitudes of the J-C and field components, if the operating frequency is 3 GHz. (b) Based on the result derived in Example 3-2(b), what average power is being transmitted down the waveguide in this mode? (c) What maximum value of average power density exits within any cross section of this waveguide? Explain.
H:
8-26. Assume the same waveguide of Problem 8-24 to be connected to a generator operating at the frequency f = 4.5 GHz, the mode produced in the waveguide being the TE IO mode. Determine its (a) attenuation constant ()(IO, (b) intrinsic wave impedance IiTE,IO' (c) In view of the propagation constant 1'10 becoming the pure real ()(IO below cutoff, is the field produced in this waveguide a "wave", in the strict sense? See Figure 8-5(b) and comment. Calculate the <-distance required by this field to diminish to e-I 0.363 of any reference value. (d) Explain the meaning of the imaginary value of intrinsic wave impedance obtained in (b) for this field. Explain how it affects the propagation of average (real) power down the waveguide, beloweutoff.
8-27. An automotive tunnel is rectangular in eross section (6 m high by 15 m wide) and with metal walls. Determine the lowest radio frequency signal that will propagate as a nonevanescent wave through this tunnel. Which mode is this (TE or TM), and which electric-field polarization must it have (i.e., aligned with which dimension)? Show a sketch of the tunnel cross section, depicting the E field flux distribution for this mode. Will radio signals in the AM broadcast band (550 to 1600 kHz) travel in this tunnel as waves, or will they evanesce? In the FM band (88-103 MHz)?
f
4IiW"
I IIi
456
MODE THEORY OF WAVEGUIDES
SECTION 8-5 8-28. Show that the expansion of the amplitude-modulated traveling-wave expression (8-80c) yields precisely the three terms of the preceding expression (8-80b). Discuss the meaning of this result in relation to the w-{J diagram of Figure 8-15(b) and the concepts of group velocity and dispersion. 8-29. Show the details of the differentiation of the {Jm. expression (8-42b) or (8-54b) for rectangular waveguide modes, obtaining (8-82) for the group velocity. 8-30. Find the phase and group velocities at the operating frequencies 8.2, 9, 10, II, and 12.4 GHz, for an air-filled X-band rectangular waveguide (0.9 x 0.4 in.) having the dominantmode cutoff frequency le,lO 6.557 GHz. Graph these results versus frequency.
SECTION 8-6 8-31. Making use of (8-89), carry out the remaining details in the power-loss expression (8-92) to verify the wall-loss power expression (8-95) for the TElO mode. From this, verify the wall-loss attenuation factor a'lO of (8-96). 8-32. For copper waveguide walls (0" = 58 MSjm), evaluate the wall-loss attenuation factor for tt1e TEw mode in an air-filled X-band rectangular waveguide at f = 8,2, 9, 10, II, and 12.4 GHz. What happens to a'lO as the operating frequency f approaches the cutoff value?
~~.------
_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ CHAPTER 9
TEM Waves on Two-Conductor Transmission Lines
The previous chapter considered the TM and TE mode configurations of reetangular hollow (single-conductor) waveguides. Omitted from detailed discussion was the TEM (transverse-electromagnetic) mode, the dominant mode of transmission lines using two (or more) conductors. The parallel-conductor line, shown in Figure 4-14(b) and in Example 5-16, and the circular coaxial line, depicted in Examples 4-9 and 5-13, are commonly used in the transmission of this mode. It is seen that at least two conductors a range of frequencies are required to establish the TEM mode, transmittable extending all the way down to zero frequency (de). Although the TEM mode is by far the most important, TM and TE modes are also capable of propagating on two-conductor transmission lines. The latter modes, however, are evanescent below their cutofffrequencies, which occur for ordinary coaxial lincs in the upper microwave frequencies and beyond. The TM and TE modes on two-conductor lines thus have no useful applications to signal or power transmission, so they are omitted from detailed discussion. 1 Two-conductor uniform transmission lines of the coaxial or parallel-wire type, operating in the TEM mode and illustrated in Figure 9-1 (a) and ( b), are commonly used in power distribution and signal communication systems. Power transmission lines carry power in the megawatts up to hundreds of kilometers from generating stations to urban regions. Voice and pulse-data signals are carried over telephone lines, with signal amplification applied every few tens of miles if the information is to be carried over long distances. Power lines usually operate at 50 or 60 Hz, employing parallel-wire lines suspended on poles or towers, or using buried cables. Telephone lines
'. IHigher-ord"r mod~s on the coaxial line are discussed in S. Ramo, J. R. Whinnery, and T. Van Duzer. Fields and Waves in Communication Electronics, 2nd cd. New York: Wiley, 1984, p. 428.
457
458
TEM WAVES ON TWO-CONDUCTOR TRANSMISSION LINES
(b)
(a)
(e)
(d)
FIGURE 9-1. Two-conductor uniform transmission tines. (al The coaxial line. Goncentric conductors separated by air or a dielectric material. (b) Parallel-wire line. Usually separated hy air. (e) Generalized line. One conductor inside the other. (d) Generalized line. Conductors externally located.
are seen in pairs on poles, though many buried coaxial and multiconductor cables are in use. These may carry audio signals directly, or information transmitted as a modulation of the amplitude of a carrier frequency operating up to several megahertz, permitting the transmission of several modulated carriers simultaneously over the same transmission line, or the signals may be multiplexed using pulse-code modulation at high pulse rates to increase the information-handling capacity significantly. Coaxial lines are commonly used, for example, to interconnect a radio frequency transmitter to an antenna employed for launching electromagnetic waves into the atmosphere. At the high.er microwave frequencies, hollow waveguides can be employcd to connect a data transmitter or perhaps a radar to an electromagnetic horn or a dish-reflector antenna. Short sections of uniform transmission line, having low losses at the higher frequencics, can be used as the high Q.resonant (frcquency selective) elements of filters; they may serve as reflective elements in pulse-forming networks; they may be used to transport pulse data from one place to another with low distortion in high-speed computers. From this partial list of applications, it becomes apparent that a detailed study of transmission line behavior can be of substantial importance to the engineer and applied scientist. This chapter begins with a discussion of the properties of the electric and magnetic fields of the TEM mode on two-conductor lines. The related currents and voltages are developed next, to introduce the concept of characteristic impedance. The transmission line equations are deduced in terms of the distributed line parameters, first assuming ideally perfect conductors, and then for the physically realizable line employing finitely conductive elements. The chapter concludes with a real-time analysis
9-1 TEM MODE FIELDS BASED ON STATIC FIELDS
459
of voltage and current traveling waves of arbitrary waveshapes on ideal (lossless) twoconductor transmission lines. The time-harmonic (sinusoidal steady state) analysis of voltage and current on lines with arbitrary load impedances is covered in the next chapter.
'·1 TEM MODE FIELDS BASED ON STATIC FIELDS 2 A uniform two-conductor transmission line is represented in generalized cylindrical coordinates in Figure 9-1 (c) and (d). The pure TEM mode exists (ideally) on a line composed of perfect conductors. For conductors with finite conductivity, the z-directed currents in them account for a z component of the electric field at the conductor surfaces. The small z component of the E field required to sustain the electric field inside even good conductors, if longitudinal currents are to flow in them, gives rise to what might be called essentially TEM waves. Such waves produce internal resistive and inductive eHects in the conductors, considered later in Section 9-6. A pure TEM wave, associated with two perfect conductors comprising a uniform transmission line, has only transverse components of the fields. The TEM mode is defined by putting (9-1 ) In generalized coordinates, the TEM mode E and H fields are thus given by expressions with the z components absent; that is, (9-2) assuming all field components to be functions of (Ub (3-45) and (3-79) yield that E/=O
and
U2,
n -D
z, t). The boundary conditions
= Ps
(9-3)
at the perfect conductors, meaning that E is normal to the conductor walls, terminating there in the surface charge density Ps' The magnetic boundary conditions (3-50) and (3-72), moreover, imply that and
n x H =J8
(9-4)
at the perfectly conducting walls, so that H is entirely tangential at the walls, terminating there in the surface current Js. The Maxwell integral laws of Faraday and Ampere, (3-66) and (3-78), applicable to the TEM mode obeying the conditions just noted, can be written in the reduced forms
1,
~(c.s.)
E-dt=O
1,
H-dt= JsIJ-ds
~(c.s.)
(9-5)
i)
(9-6)
2Section 9-1 covers details of the electric and magnetic fields of the TEM mode. Field details are important, for example, in the design of lines for which considerations of maximum field strengths, concerned with corona and voltage breakdown, may be of interest. The reader interested in a more conventional approach starting with line voltages and currents may elect to go directly to Section 9-2.
460
TEM WAVES ON TWO-CONDUCTOR TRANSMISSION LINES
if the line integrations are restricted to closed paths t confined to any cross section of the transmission line. The simplifications to (9-5) and (9-6) are evident from the definition (9-1), that no z component ofE or H can exist between the conductors of the uniform line. This means that no flux of either D or B can pass through the surface S restricted to the cross section by any closed path t, thereby reducing the surface integrals of D . ds and B . ds in (3-66) and (3-78) to zero. The specialized forms (9-5) and (9-6) of the Faraday and Ampere laws provide the following interpretations for the TEM mode. I. Faraday's integral law (9-5) is of the same form as (4-6) discussed in Chapter 4. It means that the E field of the TEM mode of a two-conductor transmission line is a conservative field, relative to any closed path t within a fixed cross section at a given instant. One can thus expect that the static E-field solution ofa uniform
two-conductor line can be used as the basis for the TEM-mode E-field solutions on that same line. It is, moreover, correct to assume that a potential relation of the form of (4-31) will serve as an adjunct to the finding of the E-field solutions. 2. Ampere's integral law (9-6) is observed to have the same form as the static form (5-5) considered in Chapter 5. This form will be useful in relating the transmission line TEM-mode current to the corresponding H field in any cross section. The special forms (9-5) and (9-6) of the Faraday and Ampere laws are put to use for the TEM mode as detailed in the following discussions.
A. Electric Field and Line VoHage of the TEM Mode By analogy with similar conclusions drawn for electrostatic fields in Section 4-5, the Faraday relation (9-5) for the E field of the TEM mode also guarantees zero curl of E in any transverse cross section of the transmission line, or (9-7) in whieh the subscript T denotes the curl taken with respect to the transverse variables (u j , U2) only. Thus, by analogy with (4-31), the electric field E of the TEM mode must be related, within any fixed cross section, to an auxiliary scalar potential function such that E
(9-8)
VT
wherein VT denotes the gradient operator with respect to (Ub U2) only. By analogy with (4-38a), there then exists for the TEM mode the potential <1>, at any point in any fixed cross section, given by the integral of E . dt from an arbitrary potential reference Po to the desired point P. By extension, the voltage V between the two conductors of the transmission line is analogous with (4-46)
V=
-
(PI E . dt]
Jp2
(c.s.)
(9-9)
in which (c.s.) denotes that the integration path is to be kept within the fixed cross section. The additional property of the potential of the TEM mode is that it satisfies, by analogy with (4-68), the two-dimensional Laplace's equation
Vi· = 0
(9-10)
9-1 TEM MODE FIELDS BASED ON STATIC FIELDS
461
in which the Laplacian V} is defined by (2-79) with respect to the transverse dimensions (Ub u2) only. All the preceding expressions apply to the fields B(u t , U2, Z, t) and (])(Uj, U2, Z, t) in the time domain. They can more usefully be converted to the time-harmonicphasor form by assuming that the dependence on Z and t is specified by the exponential factor exp (Jwt yz), as already discussed in Section 8-1 for any wave transmission system uniform in cross section. Thus, let
+
(9-11) (9-12) with + and -~ superss.ripts denoting the positive Z and negative Z traveling wave solutions, and If± and (])± signifying complex phasor functions of only the transverse coordinates (ub U2)' Then (9-7), (9-8), and (9-10) can be written, after cancelling the exponential factors
(9-13)
- V T q,±
(9-14)
(9-15)
The total electric field distribution between the conductors is expressed by use of the + Z and - z traveling-wave electric field solutions of (9-14). Adding these together after multiplying them respectively by e -yz and el'z yields
(9-16)
The further replacement of V in (9-9) with v,;;d wthz , in which V';; denotes the cornplcx amplitudes of the voltage waves that accompany the electric fields of (9-11), yields, after canceling the exponential factors,
f~l j± . dt
1..
(9-17)
The integration is taken from P2 on the reference conductor to 1\ on the more positive conductor within a fixed cross section, as denoted in :Figure 9-2 (a). The linear superposition of (9-17), on multiplying the voltage amplitudes respectively by Y", yields the total line voltage on the transmission line
(9-18)
462
TEM WAVES ON TWO-CONDUCTOR TRANSMISSION LINES
(a)
/
/
/
(6)
FICCRE 9-2, Two-comiuctol" generalized in relation to eknric and magndic field" (a) Voltage 1~ defined on the positive conductor.
showing' voltage
V
t;
and current.
1";:;
between condu<"lors, (b) Current
EXAMPLE 9-1. A long, uni/()rm coaxial transmission line consisting of perfect conductors with the dimensions shown has a dielectric with the parameters /1, E, apd (L (al Usc the static potential field solution (j) to obtain the time-harmonic potelltial (j)± in any cross section. (Express (j)± as a functioll of the potelltial difference between tlw conducto}"s, taking the outer conductor as the zero reference.) Obtain the transverse electric field .g'±. (Ii) Verify that the total voltage relation (9-20b) correctly leads to the result (9-18). (a) From Example 4-12, the static potential field of the coaxial system with the potential difference V is (4-70) $(p)
iii,I
I
II :1\
I ,
V
Ii
Ii t~ta
P
--t~t
(9-19)
9-1 TEM MODE FIELDS BASED ON STATIC FIELDS
(/J.,
463
f, a)
EXAMPLE 9-l
a solution of Laplace's equation and the boundary conditions. The analogous solution applicable to TEM waves is
~
$±(p) =
if;;; t" ~ a
tn
b
(9-20)
P
in which denotes voltage amplitudes associated with positive z and nq!;ative z traveling wavc solutions. The corresponding electric field solutions are f(mnd from 14) to yield
J±
= -VT± = -apiJ±jiJp,
obtaining (9-21 )
a
(9-22a) (9-22b)
in which y is yet to be found, the amplitudes if~ and V;;' depending on the generator and possible reflections occurring down the line. (b) Inserting (9-21) into (9-17) yields
V(z)
= [-
S:d:]e-
V,\ t"
a
= V~e-YZ
+
or jllBt the expected result (9-18).
YZ
+ [- V;;'b t.!
a
Sba;]e
YZ
464
TEM WAVES ON TWO-CONDUCTOR TRANSMISS[ON LINES
B. Magnetic Field and Line Current of the TEM Mode Much in the way that Faraday's law (9-5) was used to develop the connection (9-17) of the TEM mode If± fields to their corresponding voltage-wave amplitudes V;;, the Ampere law (9-6) leads to the relationship between the TEM mode magnetic fields and corresponding current-wave amplitudes. Thus, on converting (9-6) to timeharmonic phasor farm; that is, letting B(u!, U2,
z,
t)
i(z, t)
be replaced by jl'±(Ul> uz)ejwHyz
(9-23)
be replaced by I;;e iwt + yz
(9-24)
obtains, after canceling the exponential factors, a measure of the forward- and backward-traveling-wave current amplitudes ~+ 1m
= ~(c.s.) f~f±·
dt
(9-25)
provided that the closed line t completely encloses either conductor of the twoconductor line, as d£picted by the typical closed lines t ~s chosen in Figure 9-2 (b). If the wave solutions ff± were known, their superposition in the same manner as (9-16) leads to the total magnetic field distribution between the conductors, expressed as the sum of the +z and -z traveling waves
(9-26)
The solut0ns for jl'±(Ub u2) in (9-25) and (9-26) will be seen to be expressible in terms of the If± fields, previously found from the potential relation (9-14), and from use of the Maxwell modified curl expressions (8-6) and (8-8). Before finding these, note that the linear superposition of the sinusoidal current-wave amplitudes of (9-25), on multiplying them respectively by yz, yields the total line current on the transmission line
I;;
II "7)' = j+ e - yz + \'v
In
j-m eYz
(9-27)
in which I:. and I;;, are related to the fields jl'± by (9-25). The magnetic field solutions jl'± needed in (9-25) and (9-26) are found from impedance results obtainable from the Maxwell modified curl relations (8-6) and (8-8) developed in Section 8-1. Thus, with no z components of the fields present, expanding (8-6) yields two algebraic relations
±yit =
-jWJ1£"f
(9-28) (9-29)
seen to provide the following intrinsic wave impedance relationship fill' the transverse field components of the TEM mode
it
+-~-
- .Yt' f
=
_ it
+-~-
.Yt' 'f
jWJ1 Y
=-
(9-30)
9-1 TEM MODE FlELDS BASED ON STATIC FlELDS
465
which qTEM = jW/1/Y denotes the intrinsic wave impedance ratio between the indicated transverse components of the electric and magnetic fields in the line cross section. The other modified curl relation (8-8) is here extended to the form that accounts Ibr a lossy dielectric in the tranymission line; that is, (8-8) is written in the form including the conduction term alf± as follows
a) ~±
-
If
W •
A
......
+
(9-31 )
=)WEIf-
in which the complex permittivity E defined in (3-103) appears. Expanding (9-31) the two algebraic equations (9-32) (9-33) which provide another intrinsic wave impedance expression for the TEM mode field components' (9-34) Equating (9-30) and (9-34) yields for the TEM mode
"I
==
a
"12
=
W
2
/lE, obtaining the propagation constant
+ jf3 = jw# = jm
J(E /l
j;)
(9-35)
This is identical with the result (3-88) applicable to unijlJrm plane walles in an unbounded region; it is also seen to be the lossy-region extension of (8-24), deduced in Section 8-2. It thus follows that the expressions (3-90a) and (3-109) for the attenuation constant a, as well as (3-90b) and (3-110) for the phase constant f3, are equally correct for the fields orthe TEM mode on a two-conductor transmission line with ideally perfect conductors. On a completely loss less line (dielectric also perfect), the special results follow:
a=O The phase
lip
f3
w~
(lossless line)
is found by use of the universal result
v
p
W
=--
f3
(9-36) 101) (9-37)
in which the phase constant f3 is once again given by the imaginary part of (9-35), yielding either (3-90b) or 110) of the analogous uniform plane wave problem. From the frequency dependence of f3, it is clear that the phase velocity (9-37) will, in general,
466
TEM WAVES ON TWO-CONDUCTOR TRANSMISSION LINES
also have a frequency dependence, denoted by P(w). This gives rise to dispersion effects related to (but somewhat different from) those described for hollow waveguides in Section 8-6, and yielding the group velocity, analogous with (8-81) v =
(d P)-l dw
9
(9-38)
This, as suggested by Figure 8-16, is the speed of information transmission (an envelope velocity) associated with the group of Fourier frequency components that comprise a modulated carrier wave on the transmission line. On an ideal lossless line, with P of (9-36) inserted into (9-37) and (9-38), the phase velocity and also the group velocity of the TEM mode reduce to the frequency independent result (lossless line)
(9-39)
Next, substituting the y expression (9-35) into either of the ~TEM relations (9-34) or (9-30) yields the following expression for the intrinsic wave impedance associated with the TEM mode
r;;
A
1fTEM
(=ry)
= ~I
(9-40)
seen to be identical with (3-97), the intrinsic wave impedance ~ associated with uniform plane waves in a (lossy) unbounded region. It is therefore evident that the wave impedance expressions (3-99a) and (3-111) are also correct for the TEM mode fields of a two-conductor line having perfect conductors. On a lossless line, with E -+ E, the intrinsic wave impedance (9-40) simply becomes the pure real
l
1fTEM =
(lossless line)
(9-41 )
Finally, an alternative expressiop for the impedance relations (9-30) and (9-34), including vector information about B± and 3{'±, is obtained from the expansion of the modified curl relation (8-6), yielding here (9-42)
y
±-.-az JWf1,
~±
X
B
(9-43)
9-1 TEM MODE FIELDS BASED ON STATIC FIELDS
467
if (9-30) is used. The result (9-43) enables finding the magnetic fields ~± of the TEM mode in a two-conductor transmission line, once the electric fields If± are known. (9-43) shows, moreover, that those electric and magnetic field vectors are everywhere perpendicular to each other and to the longitudinal unit vector a z • An extension of Example 9-1 to the determination of the magnetic field in that coaxial line, as well as the accompanying line current, is exemplified in the following.
EXAMPLE 9·2. (a) Find the phasor magnetic fields :ii'± for the coaxial line o[ Example 9-1, and use their superposition to express the total phasor magnetic field H in the lines. (b) Obtain the real-time sinusoidal E(p, z, t) and H(p, z, t) for this line, assuming the dielectric to be lossl~ss. Show a flux sketch of only the positive z traveling wavs:' of these fields. (c) Use the Je± fields of (a) to deduce the phasor curr~nt amplitudes r!;, on the line. Use their superposition to obtain the total line current I(z) for this coaxial line. (d) Sketch the +z traveling-wave electric and magnetic fields in a line cross section, showing the related voltage and current senses.
(a) The solutions (9-21) inserted into (9-43) yield +a4> -
A
Yf tn
(9-44)
bp a
The total magnetic field is given by (9-26), a superposition of (9-44) after multiplication by e- yz and eYz (9-45a) =
atjl
V+I
V-I]
_m _ _ e-Yz _ _ _ m_
bp Yftn~
[ in which
~
A
A
eYz
(9-45b)
bp
YJtn a
and yare given by (9-40) and (9-35).
(b) For a losslessdielectric, (9-35) yields y = jw.JP~ = jp and (9-40) yields ~ The real-time forms of (9-22) and (9-45), by use of (2-74), become
E(p,z, t)
a Re P
ap
[V~ .!. tJ(w,-pz) + V';; tn
bp a
tn
I
bp
'I
~.
tJ(W'+Pzl]
a
V+ I I .] cos(wt-fh+4>+)+ cos (wt+Pz+4>-) bp P In [ In a a _m_
(9-46) V+ I H(p,z,t)=a4> __ m_-cos(Wf bp [ 11 tn a
Pz+4>+)
_V_ m_
I cos (Wf bP 'I tna
+ pz + 4>-)] (9-47)
V;;
assuming complex amplitudes of the form V;; = tJ4> ±. A sketch of the positive z traveling fields is shown.
468
TEM WAVES ON TWO-CONDUCTOR TRANSMISSION LINES
--(z)
H; lines~~~~~~~=i~~~~~~:-::~~-~··~~:--:~~:-:-:·:-·;;~:~-:;; I
I
I
I
I
I
o
i3z =
I
I
Wave motion
I 7T
27T
EXAMPLE 9-2(b)
(c) Use is made of (9-25) to find the phasor current amplitudes given by (9-44)
~+
I;;; =
~
"(c.s)
~
+ • dt = ;H'-
I,!
from the
_ie±
fields
(a 4> - V;;;) ± i21t - - . a p d