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LETTER OF INTENT (L.O.I.) FOR INVESTMENT/MANAGEMENT OF ASSETS IN THE FORM OF SWIFT MT 103 ON THIS DATE OF THURSDAY, MARCH 07, 2013 THE PARTY UNDER THE HEADING “INVESTING PARTY” OR “PARTY B” OR “RECEIVER” BELLOW, WITH FULL CORPORATE AND PERSONAL RESPONSIBILITY EXPRESS OUR INTENT TO ENTER INTO AN ASSETS MANAGEMENT AND INVESTMENT AGREEMENT WITH THE PARTY UNDER THE HEADING “PARTY A” OR “INVESTOR” “COLLATERAL PROVIDER” OR SIMPLY “PROVIDER”, OR “SENDER”. AS “ASSET” IS DEFINED A SWIFT MT 103 BANK INSTRUMENT TO BE PROVIDED BY PARTY A, UNDER THE TERMS AND CONDITION SPECIFIED BELLOW. THIS LOI, IS DULLY SIGNED BY PARTY B, PROVIDING IN FULL ALL THE LEGALLY REQUIRED INFORMATION/ DATA. AFTER THE SIGNATURE BY PARTY A, AND HIS PROVISION OF THE REQUIRED INFORMATION AND DATA, THIS LOI AUTOMATICALLY BECOMES A FULL COMMERCIAL RECOURSE CONTRACT, BINDING THE “ PARTIES” ACCORDING TO THE TERMS AND CONDITIONS GIVEN BELLOW.
PARTY A (INVESTOR/PROVIDER/SENDER) : NAME ADDRESS REPRESENTED BY PASSPORT NO/ISSUE WITH BANK COORDINATES BANK NAME: BANK ADDRESS: BANK PHONE BANK FAX : EMAIL SWIFT : TTY/KTT/TELEX : BIC CODE : ACCOUNT NUMBER/IBAN ACCOUNT NAME: ACCOUNT SIGNATORY OFFICER (NAME/TITLE/PIN)
herein referred to as herein referred to as “PROVIDER” PARTY B (RECEIVER/FUNDER) DETAILS
NAME ADDRESS REPRESENTED BY PASSPORT REPRESENTED BY PASSPORT BANK NAME: BANK ADDRESS: BANK PHONE BANK FAX BANK E-MAIL SWIFT CODE BIC CODE: ACCOUNT NUMBER/IBAN ACCOUNT NAME: ACCOUNT SIGNATORY BANK OFFICER:
herein referred to as herein referred to as “RECEIVER”
PARTY “A “
1
PARTY “ B”
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NOTE: Terms such as leasing, buy/sell, one/two way, are not applicable, not acceptable and in cases not even legal as suggesting illegal transactions between private entities. Any references to costs and fees need also to be within the frames of the applicable laws and bank practices. Advance payments are illegal and are prohibited. Transactions on/via screens for downloading etc are illegal and are prohibited. All business need to be performed via and with the responsibilities of the banks involved. All especially the” electronic” signatures, must be validated.
WHEREAS: PARTY A REPRESENTS AND WARRANTS WITH FULL CORPORATE RESPONSIBILITY, THAT IS RWA AND HAS THE RESOURCES TO ENTER INTO A JOINT VENTURE FOR INVESTMENT PURPOSES AND TO DELIVER SUITABLE FINANCIAL INSTRUMENTS, AS IS DESCRIBED BELLOW, IN THE PRESENT AGREEMENT, IN TERMS OF THE ASSIGNMENTS PROVIDED. PARTY A ALSO DECLARES UNDER PENALTY OF PERJURY THAT THE PARTICULAR INSTRUMENT WILL BE BACKED BY GOOD, CLEAN, OF NON CRIMINAL ORIGIN CASH FUNDS, ALSO CLEAR AND FREE FROM ANY ENCUMBRANCES AND ANY LIENS OR ANY THIRD PARTY INTERESTS AND THAT IT IS SUITABLE FOR PROJECT FUNDING. WHEREAS: PARTY B CONFIRMS WITH FULL CORPORATE AND LEGAL RESPONSIBILITY THAT IS RWA TO RECEIVE THIS INSTRUMENT INTO THE NOMINATED IN THE PRESENT RECEIVING BANK COORDINATES FROM THE ALSO NOMINATED IN THE PRESENT SENDING BANK COORDINATES, UNDER THE SPECIFIED BELLOW CONDITIONS AND PROCEDURES, WITHOUT ANY ALTERNATIONS AND/OR CHANGES. PARTY B ALSO CONFIRMS FURTHER THAT HAS THE FINANCIAL CAPABILITY TO FULFILL THE REQUIREMENTS AND COVER ALL THE COSTS FOR THE IN THE PRESENT TRANSACTION. DESCRIPTION OF INSTRUMENT(S): INSTRUMENT ISSUING BANK ISSUE DATE CURRENCY TERM INTEREST RATE TOTAL CONTRACT AMOUNT TRANCHE AMOUNT INVESTMENT RETURNS SECURITIZATION PROFESSIONAL FEES &COSTS TOTAL RE-INVESTMENTS MODE OF PAYMENT
SWIFT MT 103 (CASH FUNDS BLOCKED) TBA FOR ACCEPTANCE BY THE RECEIVER/RECEIVING BANK WITHIN 3 DAYS FROM THE DATE OF THIS MOU IS BEING IN EFFECT €URO ONE (1) YEAR AND ONE DAY WITH POSSIBLE R & E ZERO PERCENT € 500,000,000.00 (FIVE HUNDRED MILLION) EUROS € 500,000,000.00 (FIVE HUNDRED MILLION) EUROS X % TO INVESTOR/PROVIDER BY ADVANCE PAYMENT VIA UNCONDITIONAL SWIFT MT 103 Y % TO PAYMASTERS, 50-50% BETWEEN PROVIDER’S AND RECEIVER’S SIDE
Z % AS PER JVA WITH THE INVESTMENT PARTNER(S) SWIFT WIRE PAYMENT OR AS OTHERWISE AGREED BETWEEN PAYER AND BENEFICIARY(IES) CORRESPONDENT BANK DETAILS FOR EUROS (IF APPLICABLE)
BANK NAME: BANK ADDRESS: BANK TELEPHONE BANK FAX BANK EMAIL SWIFT CODE: BIC CODE BANK OFFICER UCC ACCOUNT US TDR
PARTY B SWIFT MT103 RECEIVERS PAYING BANK COORDINATES (IF DIFFERENT FROM THE ABOVE): BANK NAME: BANK ADDRESS: BANK TELEPHONE BANK FAX BANK EMAIL SWIFT CODE: BIC CODE BANK OFFICER UCC ACCOUNT US TDR
TDR =TREASURY DIREC T ROUTING
PARTY “A “
2
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A. PROCEDURE: 1.
LOI (BY THE RECEIVER): INVESTING PARTY /PARTY B/ RECEIVER PREPARES THE PRESENT AS LOI WITH ALL OF THE REQUIRED SUPPORTING DOCUMENTS AS PER THE ATTACHED ANNEX A. RECEIVER IS RESPONSIBLE TO HAVE THE CONTAINS OF THE LOI AND ESPECIALLY THE SPECIMENS APPROVED AND ACCEPTED BY THE RECEIVING BANK. ( D1)
2.
MOA: WITHIN THREE (3) DAYS FROM THE DATE OF SUBMISSION OF THE LOI BY PARTY B (RECEIVER) , PARTY A (PROVIDER/SENDER) EXECUTES, SIGNS THE L.O.I. WHICH THEREBY AUTOMATICALLY BECOMES A FULL COMMERCIAL RECOURSE CONTRACT EFFECTIVE FROM THE DAY AND TIME OF ITS DELIVERY VIA THE COORDINATOR, YET SUBJECT TO THE B2B ATV IN ARTICLE # 4 BELLOW. IN THE MOA THE BANK COMFORT LETTERS, BCL -1 AND BCL-2 BY THE RECEIVER AND BCL-3 BY THE SENDER, WILL BE INCLUDED TOGETHER WITH THE RESPECTIVE AUTHORIZATIONS TO VERIFY (ATV-1 AND ATV-2) SO TO PROVIDE THE ASSURANCE THAT BOTH SIDES ARE COMMITTED AND RWA TO PERFORM. ( D1+(1-3)
3.
LODGING OF MOA: WITHIN THE FOLLOWING BANK DAY OF THE DAY OF SIGNATURE (OR AN ALTERNATIVE DAY IF SO WILL BE AGREED IN WRITTEN), THIS FULL COMMERCIAL RECOURSE CONTRACT IS LODGED BY BOTH PARTIES TO THEIR RESPECTIVE BANKS AND THIS TASK IS CONFIRMED BY BOTH VIA E-MAIL. ( D2+1)
4.
B2B COMS UNDER ATV: WITHIN THE FOLLOWING BANK DAY AND THE PREARRANGED -SPECIFIC TIME WINDOW THE BANK OFFICERS MAY MAKE USE OF THE ATVS TO INITIATED B2B COMMUNICATION FOR THE STATED PURPOSES (E.G. CURTSEY AND TEST COMMUNICATIONS, TO CONFIRM/VERIFY THE BCLS ETC. AS NEEDED. THESE B2B COMMUNICATIONS ARE RESTRICTED AND LIMITED TO THE APPLICABLE STANDARDS OF B2B COMMUNICATIONS PROTOCOL. IF ANY FURTHER COMMUNICATIONS WILL BE REQUIRED, SIMILAR AUTHORIZATION(S) AND ARRANGEMENT(S) WILL BE AGREED IN WRITTEN. (D3+1)
5.
DELIVERY OF SWIFT MT799 PREADVICE : WITHIN THE FOLLOWING THREE BANK DAYS SENDER, WILL ISSUE AND DELIVER SWIFT MT 799 PREADVISE (SPECIMEN AS PER APPENDIX 1) AND WILL PROVIDE A VALID CURTSEY COPY OF THE MT799 PREADVISE TO THE COORDINATOR (E-MAIL BELLOW) FOR THE ADVISE OF THE RECEIVER/RECEIVING BANK. ACCORDING TO THE VERBIAGE OF THE SWIFT799 THE RECEIVING BANK WILL SEND BY RETURN A SWIFT MESSAGE REQUEST TO AUTHENTICATE/VERIFY THE SWIFT 799 PREADVISE AND WILL STATE WITH FULL BANK RESPONSIBILITY THAT IS READY TO RECEIVE AND FUND THE SWIFT 103 AS PER THE APPROVED VERBIAGE. ( D4+(1-3).
6.
DELIVERY OF SWIFT MT799 ICBPO: UNLESS OTHER WRITTEN ARRANGEMENTS WILL BE MADE, THE RECEIVER, WITHIN THE FOLLOWING THREE (3) BANK DAYS, WILL ISSUE AND SEND VIA HIS BANK TO THE NOMINATED BENEFICIARIES BANK COORDINATES, THE SWIFT MT799 ICBPOS. VERBIAGE/SPECIMEN(S) PROVIDED WITH THE PRESENT (D5 +(1-3)): INVESTMENT RETURNS SECURITIZATION % PROFESSIONAL FEES &COSTS TOTAL RE-INVESTMENTS
X TO INVESTOR/PROVIDER IN ADVANCE VIA UNCONDITIONAL SWIFT MT 103 Y 50-50% BETWEEN PROVIDER’S-RECEIVER’S SIDE AS PER FPA AND ICBPO Z AS PER SPECIFIC JVA
7.
DELIVERY OF SWIFT MT103: THE SENDER IN RETURN TO TASKS #3 AND WITHIN THE FOLLOWING THREE (3) BANK DAYS, WILL ISSUE AND DELIVER VIA HIS SENDING BANK, THE SWIFT MT103. SPECIMEN AS PER THE ATTACHED APPENDIX 3. ((D6 +(1-3))
8.
REQUEST FOR VERIFICATION : THE RECEIVING BANK WILL SENT BY RETURN A SWIFT REQUEST FOR VERIFICATION. RECEIVER WILL PROVIDE A COPY OF THE REQUEST FOR VERIFICATION TO THE SENDER VIA THE COORDINATOR’S EMAIL (D7 +1)
9.
VERIFICATION: UPON THE ABOVE REQUEST FOR VERIFICATION THE SENDING BANK WILL AUTHENTICATE/CONFIRM/VERIFY THE SWIFT MT 103. A CURTSEY COPY OF THE VERIFICATION WILL BE DELIVERED VIA THE COORDINATOR (D8 +1).
10. RELEASE OF PAYMENTS: UPON THE VERIFICATION OF THE SWIFT 103 BY THE SENDING BANK, THE PAYMENTS IN STEP 6 ABOVE ARE DUE AND WILL BE MADE WITHIN THE BANK DAYS SPECIFIED TO THE ACCOUNTS AS SPECIFIED IN THE ICBPOS IN ANNEX C-D-E. (D9 +X) 11. CLARIFICATION(S): FOR THE AVOIDANCE OF ANY MISUNDERSTANDING THE TERM “CASH-BACK” STANDS VALID FOR THE PURPOSES OF THE COLLATERAL/INSTRUMENT. NO IMMEDIATE /SAME DAY /CASH PAYMENT IS IMPLIED PRIOR TO THE DAY OF MATURITY IN WHICH CASE THE RECEIVER ALONE IS RESPONSIBLE TO EITHER PAY IN FULL THE CREDIT HE HAS RECEIVED OR TO REPLACE THE COLLATERAL OR THE REQUEST AND SIGN AN EXTENSION AGREEMENT UNDER THE SAME CONDITIONS. 12. TERMINATION: UNLESS THIS AGREEMENT WILL BE CANCELLED AND/OR ANNOUNCED CEASED AND DESIST DURING THE PROCESS OF THE PREVIOUS STEPS (THAT IS IN CASE ANY OF THE TWO PARTIES WILL FAIL TO COMPLY WITH ANY OF THE MAJOR TERM AND CONDITIONS, IF THE SWIFT MT MESSAGES WILL NOT BE ISSUED OR AUTHENTICATED WITHIN A
PARTY “A “
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MAXIMUM OF THREE BANK DAYS OR IF ANY TASK WILL BE DELAYED BEYOND THE ALLOCATED TO EACH TIME PERIOD, WITHOUT THE WRITTEN CONSENT OF THE RESPECTIVE PARTY), OR UNLESS IT WILL BE RENEWED AND/OR EXPANDED WITH AN AMENDMENT AGREEMENT SIGNED TWO MONTHS PRIOR TO THE DATE OF MATURITY, THIS AGREEMENT WILL BE TERMINATED DURING THE LAST MONTH PRIOR TO MATURITY AND THE RECEIVING PARTY IS OBLIGED TO REPLACE THE COLLATERAL WITH OTHER OF HIS OWN AND TO RETURN THE IN PRESENT UNENCUMBERED AND FREE OF ANY LIENS OR IT WILL BE ANNOUNCED AS C & D /CANCELLED ON HIS ACCOUNT . NOTE 1 : COPIES OF ALL SWIFT MESSAGES AND FORMAL COMMUNICATIONS WILL BE DELIVERED VIA THE COORDINATOR’S E-MAIL
[email protected] .
PARTY “A “
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FORCE MAJEURE: ANY DELAY OR FAILURE OF PERFORMANCE BY EITHER PARTY OF THEIR RESPECTIVE OBLIGATIONS UNDER THIS AGREEMENT SHALL CONSTITUTE A BREACH HEREUNDER AND WILL GIVE RISE TO CLAIMS FOR DAMAGES IF, AND TO THE EXTENT THAT SUCH DELAYS OR FAILURES IN PERFORMANCE ARE NOT CAUSED BY EVENTS OR CIRCUMSTANCE BEYOND THE CONTROL OF SUCH PARTY. THE TERM “BEYOND THE CONTROL OF SUCH PARTY“ INCLUDE ACT OF WAR, REBELLION, FIRE, FLOOD, EARTHQUAKE OR OTHER NATURAL DISASTERS. ANY OTHER CAUSE NOT WITHIN THE CONTROL OF SUCH PARTY OR WHICH IS BY EXERCISE OF REASONABLE DILIGENCE, THE PARTY WILL BE UNABLE TO FORESEE OR PREVENT OR REMEDY. NON-SOLICITATION PARTY B HEREBY CONFIRMS AND DECLARES THAT PARTY A, ITS ASSOCIATES OR REPRESENTATIVES OR ANY PERSON OR PERSONS ON ITS BEHALF HAS/HAVE NEVER EVER SOLICITED PARTY B, ITS SHAREHOLDERS OR ASSOCIATES OR REPRESENTATIVES IN ANY WAY WHATSOEVER THAT CAN BE CONSTRUED AS A SOLICITATION FOR THIS TRANSACTION OR FOR FUTURE TRANSACTIONS. ANY DELAY IN OR FAILURE OF PERFORMANCE BY EITHER PARTY OF THEIR RESPECTIVE OBLIGATIONS UNDER THIS AGREEMENT SHALL CONSTITUTE A BREACH HEREUNDER AND WILL GIVE RISE TO CLAIMS FOR DAMAGES IF, AND TO THE EXTENT THAT SUCH DELAYS OR FAILURES IN PERFORMANCE ARE NOT CAUSED BY EVENTS OR CIRCUMSTANCE BEYOND THE CONTROL OF SUCH PARTY. THE TERM “BEYOND THE CONTROL OF SUCH PARTY “INCLUDE ACT OF WAR, REBELLION, FIRE, FLOOD, EARTHQUAKE OR OTHER NATURAL DISASTERS. ANY OTHER CAUSE NOT WITHIN THE CONTROL OF SUCH PARTY OR WHICH IS BY EXERCISE OF REASONABLE DILIGENCE, THE PARTY WILL BE UNABLE TO FORESEE OR PREVENT OR REMEDY. ARBITRATION: ALL DISPUTES AND QUESTIONS WHATSOEVER WHICH ARISES BETWEEN THE PARTIES TO THIS AGREEMENT AND TOUCHING ON THIS AGREEMENT ON THE CONSTRUCTION OR APPLICATION THEREOF OR ANY ACCOUNT COST, LIABILITY TO BE MADE HEREUNDER OR AS TO ANY ACT OR WAY RELATING TO THIS AGREEMENT SHALL BE SETTLED BY THE ARBITRATION IN ACCORDANCE WITH THE ARBITRATION LAWS OF THE ICC. NON CIRCUMVENTION, NON DISCLOSURE & WORKING CONDITIONS BOTH PARTIES AS LEGALLY DEFINED ENTITIES AND THEIRS ARE OBLIGED TO RESPECT IN FULL ALL THE RULES AND NORMS IN REGARD TO INFORMATION NON DISCLOSURE, FEE PROTECTION AND NON CIRCUMVENTION AS SPECIFIED BY THE INTERNATIONAL CHAMBER OF COMMERCE (I.C.C 400 / 500 / 600). IN ORDER TO ASSURE FULL TRANSPARENCY ALL COMMUNICATIONS BETWEEN THE PARTIES WILL BE MADE VIA AND WITH THE RESPONSIBILITY OF THE PARTY “COORDINATOR”. THIS AGREEMENT CONTAINS THE ENTIRE AGREEMENT AND UNDERSTANDING CONCERNING THE SUBJECT MATTER HEREOF AND SUPERSEDES AND REPLACES ALL PRIOR NEGOTIATIONS AND PROPOSED AGREEMENTS, WRITTEN OR ORAL. NEITHER OF THE PARTIES MAY ALTER, AMEND, NOR MODIFY THIS AGREEMENT, EXCEPT BY AN INSTRUMENT IN WRITING SIGNED BY BOTH PARTIES. THIS AGREEMENT WILL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF UNITED KINGDOM. IN THE EVENT THAT EITHER PARTY SHALL BE REQUIRED TO BRING ANY LEGAL ACTIONS AGAINST THE OTHER IN ORDER TO ENFORCE ANY OF THE TERMS OF THIS AGREEMENT THE PREVAILING PARTY SHALL BE ENTITLED TO RECOVER REASONABLY ATTORNEY FEES AND COSTS.
SIGNED AND SEALED ON BEHALF OF PARTY A NAME ADDRESS REPRESENTED BY PASSPORT NO. SIGNED AND SEALED ON BEHALF OF PARTY B NAME ADDRESS REPRESENTED BY REPRESENTED BY SIGNED AND SEALED BY THE WITNESSING PARTY /COORDINATOR
PARTY “A “
6
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NAME ADDRESS REPRESENTED BY PASSPORT NO.
PARTY “A “
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PARTY A. PROVIDER (PASSPORT PICTURE IN COLOUR)
PARTY “A “
8
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PARTY B. RECEIVER (PASSPORT PICTURE IN COLOUR)
PARTY “A “
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ANNEX A: RECEIVER’S CIS APPENDIX-A1: CLIENT INFORMATION SHEET (CIS) In accordance with Articles two (2) through five {5} of the Due Diligence Convention and the Federal Banking Commission an Circular of December1985, concerning the prevention of money laundering, and Article 305 of the Swiss Criminal Code, the following information may be supplied to banks and or other financial institution for the purpose of verification of identity and activities of the investing Members, and the nature and origin of the funds that are to be utilized. All parties have an obligation to respect professional secrecy and to take all appropriate precautions to protect the confidentiality of the information each holds in respect of the others activities. The legal obligation shall remain in full force and effect at all times. Declarations: 1. I hereby swear under penalty of perjury, that the information provided is both true and accurate. 2. I am the signatory on the aforementioned bank account. All monies engaged in this transaction are derived from non-criminal origin; and, are good, clean and cleared. 3. The origins of funds are in compliance with Anti-Money-Laundering Policies as set forth by the Financial Action task Force (FATF) 6/01. 4. MY BANK IS LISTED IN THE INTERNATIONAL BANKERS ALMANAC under ………. SIGNED AND SEALED ON BEHALF OF PARTY B NAME ADDRESS REPRESENTED BY 1 REPRESENTED BY 2
PARTY “A “
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APPENDIX–A2: COPY OF COMPANY REGISTRATION
PARTY “A “
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APPENDIX–A3: RESOLUTION OF THE BOD
PARTY “A “
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APPENDIX–A4: NON SOLICITATION
PARTY “A “
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APPENDIX–A5: AFFIDAVIT/AFFIRMATION DATE: March 7, 2013 AFFIRMATION TRANSACTION CODE : XXXXXX We xxxxxxxxxxxxxxxxxxxxxxx hereby affirm that I am in complete understanding of the described MT103 SWIFT transaction. I understand that “THE BANK” will send, via SWIFT, a MT103 message, to my designates account, in the amount of 500,000,000 (FIVE HUNDRED MILLION EURO with possible R&E. We also understand the following:
xxxxxxxxxxxxxxxxxxxxxxx” “THE BANK xxxxxxxxxxxxxxxxxxxxxxx”
1. “THE BANK 2.
has agreed to send the MT103 message only.
WILL NOT SEND CASH TO MY BANK ACCOUNT but the MT103 is for credit enhancement only. 3. This is a 2-way transaction which means that the SWIFT will be delivered and confirmed by and between “THE BANKS xxxxxxxxxxxxxxxxxxxxxxx” via SWIFT 4. The specimens of the SWIFT messages have been approved by my bank/bank officer(s) 5. I must have a credit line against which I will use the MT103 to pay for this transaction. 6. I am absolutely and completely clear of this transaction and am ready to fulfill my part towards the provider (x%), the intermediaries (y/2 % and y/2 %) and z % to the Partners for the Reinvestment of funds to development projects as in ANNEX E and JVA .
ACCEPTED AND AGREED BY THE RECEIVER SIGNED AND SEALED ON BEHALF OF PARTY B NAME ADDRESS REPRESENTED BY 1 REPRESENTED BY 2
PARTY “A “
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APPENDIX–A6: BCL/RWA BANK’S LETTERHEAD
Date From
xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx
To
Account Name/Holder Account Number
Subject Ref.
xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx
Dear client, We are pleased to inform you that you have been a client of our bank/branch since ….. (or for xy years) having with us Credit Line, Deposit/savings and/or Checking/Cash/Debit accounts, all current and updated and without any problems whatsoever. The current balance of your Checking/Cash/Debit account, is at the low/mid/high 6 digit numbers. The present is verifiable via standard authorized Bank To Bank communication after prearrangement of a time window, with Reference to the above TRN. For ……………….. bank Bank Officer 1
Title/Postion
PIN
Bank Officer 2
Title/Postion
PIN
PARTY “A “
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APPENDIX–A7: AUTHORIZATION TO VERIFY & AUTHENTICATE Date:
xxxxxxxxxxxxxxxxxxxxxxx
From:
xxxxxxxxxxxxxxxxxxxxxxx
To:
xxxxxxxxxxxxxxxxxxxxxxx
TRN:
xxxxxxxxxxxxxxxxxxxxxxx
Re: Subject: SWIFT MT 103, ISSUE : ………….. FACE VALUE € xxxxxxxxxxxxxxxxxxxxxxx (xxxxxxxxxxxxxxxxxxxxxxx Euro‘s), Account Name......... and Account Number ....... I/We xxxxxxxxxxxxxxxxxxxxxxx, holding passport no. …………….., issued by [Country], dully representing ………………………………… do hereby authorize your bank or bank officer, to obtain authenticate/verify ……………………………. , as provided in the agreement in the in ref. above TRN. Such an authentication/verification is to be obtained via on a Bank to Bank basis, upon providing me/us with due and timely notice of the coordinates of the inquiring party(ies) and after our confirmation that such an arrangement has been made. BANK NAME: BANK ADDRESS: BANK OFFICER: POSITION: EMAIL : TELEPHONE: NAME OF ACCOUNT: ACCOUNT: SIGNATORY OF ACCOUNT: BANK SECURITY CODE:
xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx
All funds currently held on deposit at our designated bank account are clean and clear, without any liens and of non-criminal origin. A copy of this ATV with the necessary supplementary documentation will be lodged and presented to our/my bank officer. In witness hereof, I hereby attest, affirm and acknowledge this document by affixing my signature on the …… day or ……. 2013 __________________________ (Signature) Name / Title Passport No. / Country C/C BANK/BANK OFFICER
PARTY “A “
16
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ANNEX B PROVIDER’S CIS AND SUPPLEMENTARY DOCUMENTS
PARTY “A “
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APPENDIX–B-1: BCL
PARTY “A “
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APPENDIX–B-2: ATV
PARTY “A “
19
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APPENDIX–B-1: BCL
PARTY “A “
20
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APPENDIX–B-2: ATV Date:
xxxxxxxxxxxxxxxxxxxxxxx
From:
xxxxxxxxxxxxxxxxxxxxxxx
To:
xxxxxxxxxxxxxxxxxxxxxxx
TRN:
xxxxxxxxxxxxxxxxxxxxxxx
Re: Subject: SWIFT MT 103, ISSUE : ………….. FACE VALUE € xxxxxxxxxxxxxxxxxxxxxxx (xxxxxxxxxxxxxxxxxxxxxxx Euro‘s), Account Name......... and Account Number ....... I/We xxxxxxxxxxxxxxxxxxxxxxx, holding passport no. …………….., issued by [Country], dully representing ………………………………… do hereby authorize your bank or bank officer, to obtain authenticate/verify ……………………………. , as provided in the agreement in the in ref. above TRN. Such an authentication/verification is to be obtained via on a Bank to Bank basis, upon providing me/us with due and timely notice of the coordinates of the inquiring party(ies) and after our confirmation that such an arrangement has been made. BANK NAME: BANK ADDRESS: BANK OFFICER: POSITION: EMAIL : TELEPHONE: NAME OF ACCOUNT: ACCOUNT: SIGNATORY OF ACCOUNT: BANK SECURITY CODE:
xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx
All funds currently held on deposit at our designated bank account are clean and clear, without any liens and of non-criminal origin. A copy of this ATV with the necessary supplementary documentation will be lodged and presented to our/my bank officer. In witness hereof, I hereby attest, affirm and acknowledge this document by affixing my signature on the …… day or ……. 2013 __________________________ (Signature) Name / Title Passport No. / Country C/C BANK/BANK OFFICER
PARTY “A “
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ANNEX C: SPECIMENS APPENDIX -C1: SPECIMEN OF THE SWIFT MT799 PREADVISE FROM BANK NAME: BANK ADDRESS: BANK PHONE BANK FAX : EMAIL SWIFT : TTY: TELEX : BIC : ACCOUNT NUMBER/IBAN ACCOUNT NAME: ACCOUNT SIGNATORY BANK OFFICER TO BANK NAME: BANK ADDRESS: BANK PHONE BANK FAX : EMAIL SWIFT : ACCOUNT NUMBER / IBAN ACCOUNT NAME: ACCOUNT SIGNATORY BANK OFFICER TRN
xxxxxxxxxxxxxxxxxxxxxxx LOCATED AT xxxxxxxxxxxxxxxxxxxxxxx ON BEHALF OUR CLIENT xxxxxxxxxxxxxxxxxxxxxxx WITH ACCOUNT NUMBER xxxxxxxxxxxxxxxxxxxxxxx , HEREBY WE,
IRREVOCABLY CONFIRM WITH FULL BANK RESPONSIBILITY THAT WE ARE READY, WILLING AND ABLE TO ISSUE CASH BACKED SWIFT MT103 AMOUNTING TO € 500,000,000.00 (EURO FIVE HUNDRED MILLION ONLY) FOR THE BENEFIT OF YOUR CLIENT
xxxxxxxxxxxxxxxxxxxxxxx. WITH ACCOUNT NUMBER xxxxxxxxxxxxxxxxxxxxxxx.
WITH YOUR REQUEST FOR THE AUTHENTICATION OF THIS SWIFT 799 BY YOUR RETURN SWIFT MESSAGE PLEASE ALSO CONFIRM THAT YOU ARE READY TO RECEIVE AND FUND THE SWIFT103 INSTRUMENT IN SUBJECT OF THIS PREADVISE (PLEASE ADVICE IF THAT THE VERBIAGE IS ACCEPTED BY YOUR BANK), WHICH WILL BE TRANSMITTED WITHIN THREE (3) BANKING DAYS AGAINST ISSUANCE OF IRREVOCABLE, CONFIRMABLE BANK PAYMENTS ORDERS (ICBPO) VIA YOUR SWIFT MT799 FOR THE BEHALF OF YOUR CLIENT
xxxxxxxxxxxxxxxxxxxxxxx. WITH ACCOUNT NUMBER xxxxxxxxxxxxxxxxxxxxxxx TO THE BENEFICIARIES NOMINATED TO EACH ICBPO IN THIS MEMORANDUM OF AGREEMENT WITH
xxxxxxxxxxxxxxxxxxxxxxx.
THIS SWIFT MT799 PRE-ADVISE IS VALID AS AN OPERATIVE INSTRUMENT FOR FIVE (5) BANKING DAYS FROM DATE OF ISSUE. FOR AND ON BEHALF OF …………………………. BANK, …………………………………………. BANK OFFICER I, TITLE (PIN CODE) BANK OFFICER II, TITLE (PIN CODE)
===============================MESSAGE TRAILER=============================== SIGNED AND SEALED ON BEHALF OF PARTY A ON THIS DATE NAME ADDRESS REPRESENTED BY PASSPORT NO.
PARTY “A “
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APPENDIX C2: SPECIMEN OF THE SWIFT MT 103 TEXT/VERBIAGE XX/XX/2013 XX:XX:XXXXXXXX PRINT RECEIVER XXXXXXXXXXXXXXXX ----------------------INSTANCE TYPE TRANSMISSION-------------------------------ORIGINAL SENT TO SWIFT (ACK) PRIORITY/DELIVERY : NORMAL MESSAGE INPUT REFERENCE :XXXXXXXXXXX MESSAGE OUTPUT REFERENCE : XXXXXXXXXXX -------------------------------MESSAGE HEADER----------------------------------SWIFT INPUT
: FIN MT 103 SINGLE CUSTOMER CREDIT TRANSFER
FROM BANK NAME: BANK ADDRESS: BANK PHONE BANK FAX : EMAIL SWIFT : TTY: TELEX : BIC : ACCOUNT NUMBER/IBAN ACCOUNT NAME: ACCOUNT SIGNATORY BANK OFFICER TO BANK NAME: BANK ADDRESS: BANK PHONE BANK FAX : EMAIL SWIFT : ACCOUNT NUMBER/IBAN ACCOUNT NAME: ACCOUNT SIGNATORY BANK OFFICER TRN
------------------------------------MESSAGE TEXT -------------------------------20 : SENDER’S REFERENCE 23B: BANK OPERATION CODE 32A: VAL DTE/CURR/INTERBNK SETTLD AMT DATE: XX/XX/2013 CURRENCY: EURO AMOUNT: 500,000,000.00 FIVE HUNDRED MILLIONS 33B: CURRENCY/INSTRUCTED AMOUNT EUROS: 500,000,000.00 50K: ORDERING CUSTOMER-NAME & ADDRESS : XXXXXXXXXXXXXXX 53A: SENDER’S CORRESPONDENT – FI BIC
PARTY “A “
23
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BANK ADDRESS : XXXXXXXXXXXXXXXXXXXXX 57D: ACCOUNT WITH INST –NAME & ADDR 58: SWIFT NUMBER : XXXXXXXXXXXXXXX 59: ACCOUNT NUMBER :XXXXXXXXXXXXXXX ACCOUNT NAME :XXXXXXXXXXXXXXXX 62: BENEFICIARY CUSTOMER-NAME & ADDRESS : XXXXXXXXXXXXXXX BANK : XXXXXXXXXXXXXXX ACCOUNT NAME : XXXXXXXXXXXXXXX ACCOUNT NUMBER : XXXXXXXXXXXXXXX ACCOUNT SIGNATORY: XXXXXXXXXXXXXXX SWIFT NUMBER : S XXXXXXXXXXXXXXX ADDRESS : XXXXXXXXXXXXXXX TELEPHONE : XXXXXXXXXXXXXXX 70: REMITTANCE INFORMATION: /RFB/ CORPORATE INVESTMENT TRN XXXXXXXXXXXXXXX 71A: DETAILS OF CHARGES BEN 71F: SENDER’S CHARGES EURO 0,00
-------------------------------MESSAGE TRAILER---------------------------------[CHK: XXXXXXXXXX ] 2013/BOOK/XXXXXXXX PKI: XXXXXXXXXX NUMBER REFERENCE: 2013/XXX NUMBER TRANSACTION: XXXXXXX PKI: XXXXX MAC: XXXXX PAC: XXXXX RMA: XXXXX ANSWERBACK CODE: XXXXXXX NUMBER TEXT: XXXXXXX ---------------------------------INTERVENTIONS--------------------------------72 : WE,…………………………………. BANK AG, LOCATED AT…………………………………. , …………………., ON THE BEHALF OF OUR CLIENT …….., HEREBY IRREVOCABLY CONFIRM WITH FULL BANK RESPONSIBILITY OUR IRREVOCABLE, DIVISIBLE, TRANSFERABLE, AND CASH BACK STANDING KEY TESTED (SWIFT) TRANSFER IN MT103 WIRE TRANSFER FORMAT DATED … ….. 2013 WITH SENDERS REFERENCE: AUTHA/TTKKD/………/2013/USE=ESSENTIAL SL AND OUTPUT REFERENCE ………………… IN FAVOR OF “RECEIVING BANK, RECEIVING ACCOUNT NUMBER”, FOR THE BENEFIT OF “RECEIVING CLIENT/SIGNATORY” IN THE AMOUNT OF EUR 500,000,000.00 ( EURO FIVE HUNDRED MILLION ONLY) FOR INVESTMENT PURPOSES. WE FURTHER CONFIRM WITH FULL BANK RESPONSIBILITY THAT THESE FUNDS IN THE TOTAL AMOUNT OF EUR 500,000,000.00 ( EURO FIVE HUNDRED MILLION ONLY) ARE HEREBY RESERVED EXCLUSIVELY IN FAVOR OF “RECEIVING BANK, RECEIVING ACCOUNT NUMBER”, FOR THE BENEFIT OF “RECEIVING CLIENT/SIGNATORY” AND THAT THESE FUNDS SHALL REMAIN BLOCKED FOR A PERIOD OF TWELVE (12) MONTHS FROM THE DATE OF ISSUANCE OF THIS INSTRUMENT FOR THE FULL USE AND IN FAVOR OF “RECEIVING BANK, RECEIVING ACCOUNT NUMBER”, FOR THE BENEFIT OF “RECEIVING CLIENT/SIGNATORY”. THIS IRREVOCABLE CASH BACKED SWIFT MT103 TRANSFER CAN BE RELIED UPON FOR FULL CASH OF EUR 500,000,000.00 ( EURO FIVE HUNDRED MILLION ONLY) FREELY AVAILABLE FOR INVESTMENTS, AND CAN SERVE AS COLLATERAL TO SECURE ANY LOAN, CREDIT LINE OR CREDIT FACILITY IN FAVOR OF “RECEIVING BANK, RECEIVING ACCOUNT NUMBER”, FOR THE BENEFIT OF “RECEIVING CLIENT/SIGNATORY” AND VALID FOR A PERIOD OF TWELVE (12) MONTHS. THIS FULLY PERFORMED AND OPERATIVE BANK INSTRUMENT IS UNCONDITIONAL, NEGOTIABLE, TRANSFERABLE, DIVISIBLE AND ASSIGNABLE AND MAY BE CONFIRMED ON A BANK TO BANK BASIS BY A NOMINATED BANK MANAGER/OFFICER CONTACTING THE UNDERSIGNED ONLY BY SWIFT BANKING PROTOCOL. PLEASE ALSO CONFIRM
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ON A BANK TO BANK BASIS BY A NOMINATED BANK MANAGER/OFFICER CONTACTING THE UNDERSIGNED ONLY BY SWIFT BANKING PROTOCOL THAT YOU/YOUR CLIENT IS READY TO WITHIN TWO (2) BANK DAYS ISSUE SWIFT MT 103/23 PAYMENTS FOR THE SECURITIZATION OF THE INVESTMENT, THE INVESTMENT RETURNS AND THE PROFESSIONAL FEES IN CONTRACT, TO BE RELEASED IN 3BANKING DAYS AFTER OUR VERIFICATION OF THE PRESENT AS PER YOUR RQUEST. THIS INSTRUMENT FOLLOWS THE PATRIOT ACT. THIS BANK INSTRUMENT IS SUBJECT TO THE UNIFORM CUSTOMS AND PRACTICE UNDER INTERNATIONAL CHAMBER OF COMMERCE PUBLICATION NUMBER 500/600, LATEST REVISION, AS IT RELATES TO BANK CREDIT INSTRUMENTS. FOR AND ON BEHALF OF ……………………………………., ALL CHARGES ARE FOR THE ACCOUNT OF THE SENDER.
------------------------------------------SWIFT MESSAGE TEXT END, TRAILER INFO----------------------______________________________________ _____________________________________________ SIGNED BY TWO BANK OFFICERS
SIGNED AND SEALED ON BEHALF OF PARTY A ON THIS DATE NAME ADDRESS REPRESENTED BY PASSPORT NO.
PARTY “A “
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PARTY “ B”
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ANNEX D: MT 799 ICBPO APPENDIX D-1: PAYMENT FOR INVESTMENT SECURITIZATION X % OF SWIFT MT103 FV: FROM BANK NAME: BANK ADDRESS: BANK PHONE BANK FAX : EMAIL SWIFT : ACCOUNT NUMBER/IBAN ACCOUNT NAME: ACCOUNT SIGNATORY BANK OFFICER TO BANK NAME BANK ADDRESS SWIFT CODE BANK PHONE/FAX NO. BANK OFFICER BANK ACCOUNT IBAN ACCOUNT NAME ACCOUNT SIGNATORY TRN SUBJECT WE, (BANK NAME , AND ADDRESS) HEREBY CONFIRM WITH FULL BANK RESPONSIBILITY THAT OUR CLIENT, (CLIENT NAME) HAS ON DEPOSIT WITH OUR BANK CASH FUNDS IN ACCOUNT NO. (ACCOUNT NUMBER) OF THE SUM OF €0,000,000 (XXXXXXXXX MILLION EUROS). WE HEREBY CONFIRM THAT THESE FUNDS IN THE TOTAL SUM OF €0,000,000 (XXXXXXXXX MILLION EUROS) HAVE BEEN RESERVED IN FAVOUR OF XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX, THESE FUNDS SHALL REMAIN BLOCKED FOR A PERIOD OF SEVEN (7) DAYS FROM THE DATE OF ISSUANCE OF THIS INSTRUMENT FOR THE FULL USE AND BENEFIT OF XXXXXXXXXXXXXXXXXXXXXX WITH ACCOUNT NUMBER XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX WE FURTHER CONFIRM THAT THESE FUNDS ARE CLEAN, CLEAR AND FREE OF ANY LIENS OR ENCUMBRANCES AND CAN BE RELIED UPON FOR FULL PAYMENT TO XXXXXXXXXXXXXXXXXXXXXX WITH ACCOUNT NUMBER XXXXXXXXXXXXXXXXXXX AT THE EXPIRATION OF SEVEN (7) DAYS FROM THE DATE OF ISSUANCE OF THIS INSTRUMENT. THIS IRREVOCABLE, OPERATIVE INSTRUMENT IS TRANSFERABLE, ASSIGNABLE, CALLABLE AND DIVISIBLE AND MAY BE CONFIRMED ON A BANK TO BANK BASIS. ______________________________________ _____________________________________________ SIGNED BY TWO BANK OFFICERS
SIGNED AND SEALED ON BEHALF OF PARTY B NAME ADDRESS REPRESENTED BY 1 REPRESENTED BY 2
PARTY “A “
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APPENDIX D-2: IRREVOCABLE PAYMENTS PROTECTION AGREEMENT THE MT103 RECEIVER irrevocably agrees to pay a total fee of x, y, z % of the face value of SWIFT MT103 instrument as securitization fees for the transaction. The parties agree that these fees are irrevocable and guaranteed to be paid unconditionally and simultaneously to the BENEFICIARIES on each related ICBPO as per the attached drafts with funds free of legal impediment and free of any deductions, adding bank transfer fees, for this and all subsequent transactions between the parties. In consideration of the mutual benefits to be derived by the associates or affiliated individuals, agents, companies, designees, trustees or executors, it is understood and agreed that the parties hereto are mutually desirous of effecting this business transaction in co-operation with one another for their mutual benefit and all signatory parties agree to abide by the following terms and conditions: 1. The signatory agrees to keep as confidential, the identity of and all contacts so provided by any other signatories. 3. The parties hereto agree that all commissions or fees as agreed by the parties shall be paid in full at the end of every transaction. 4. This agreement shall be legally binding on the parties hereto, their principals, employees, representatives, agents and assigns in all countries of the world. The parties hereto affirm that in every case they will act with the highest standards of ethics and honesty in all their dealings. This agreement shall be respected and honored at all times, unless otherwise mutually agreed upon and any party will permit no attempt or hint of circumvention. Each of the above parties agrees and understands that any overt or covert action of circumvention prescribed by this agreement shall be a fraudulent act against the other THE PROVIDER and will be subject to judicial action, recompense for damages, possible punitive damages and injunctive relief imposed by the legal process. Both parties hereby agree that the disbursement of funds will be distributed as follows:
SIGNED AND SEALED ON BEHALF OF PARTY B NAME ADDRESS REPRESENTED BY 1 REPRESENTED BY 2
PARTY “A “
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PARTY “ B”
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APPENDIX D-2A : PAYMENT OF PROFESSIONAL FEES (PROVIDER’S SIDE) 1,25 % OF SWIFT MT103 FV: FROM BANK NAME: BANK ADDRESS: BANK PHONE BANK FAX : EMAIL SWIFT : ACCOUNT NUMBER/IBAN ACCOUNT NAME: ACCOUNT SIGNATORY BANK OFFICER
TO BANK NAME BANK ADDRESS SWIFT CODE BANK PHONE/FAX NO. BANK ACCOUNT /IBAN ACCOUNT NAME/SIGNATORY BANK OFFICER SPECIAL INSTRUCTION WE, XXXXXXXXXXXXXXXXXXXX , AND XXXXXXXXXXXXXXXXXXXX HEREBY CONFIRM WITH FULL BANK RESPONSIBILITY THAT OUR CLIENT, XXXXXXXXXXXXXXXXXXXX HAS WITH OUR BANK AND HIS IN ACCOUNT NO XXXXXXXXXXXXXXXXXXXX ENOUGH CREDIT TO PAY THE SUM OF € XXXXXXXX (XXXXXXXXXXXXXXXXXXXX MILLION EUROS) FOR …… . WE HEREBY CONFIRM THAT THESE FUNDS IN THE TOTAL SUM OF € XXXXXXXX (XXXXXXXXXXXXXXXXXXXX MILLION EUROS) WILL BE RESERVED IN FAVOUR OF YOUR CLIENT XXXXXXXXXXXXXXXXXXX ACCOUNT XXXXXXXXXXXXXXXXXXX AND WILL REMAIN BLOCKED FOR A PERIOD OF SEVEN (7) /FOURTEEN (14)/TWENTY ONE (21) DAYS FROM THE DATE OF ISSUANCE /DELIVERY/VERIFICATION OF THE INSTRUMENT IN THIS TRAN XXXXXXX FOR THE FULL USE AND BENEFIT YOUR CLIENT XXXXXXXXXXXXXXXXXXX ACCOUNT XXXXXXXXXXXXXXXXXXX. WE FURTHER CONFIRM THAT THESE FUNDS ARE CLEAN, CLEAR AND FREE OF ANY LIENS OR ENCUMBRANCES AND CAN BE RELIED UPON FOR FULL /PARTIAL PAYMENT TO YOUR CLIENT XXXXXXXXXXXXXXXXXXX ACCOUNT XXXXXXXXXXXXXXXXXXX WITHIN THE TIME PERIOD OF THE SEVEN (7)/ FOURTEEN (14)/TWENTY ONE (21) DAYS FROM THE DATE OF ISSUANCE /DELIVERY/VERIFICATION OF THE INSTRUMENT IN THIS TRN XXXXXXX. THIS IRREVOCABLE, OPERATIVE INSTRUMENT IS TRANSFERABLE, ASSIGNABLE, CALLABLE AND DIVISIBLE AND MAY BE CONFIRMED ON A BANK TO BANK BASIS. ______________________________________ _____________________________________________ SIGNED BY TWO BANK OFFICERS
SIGNED AND SEALED ON BEHALF OF PARTY B NAME ADDRESS REPRESENTED BY 1 REPRESENTED BY 2
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APPENDIX D-2B: PAYMENT OF PROFESSIONAL FEES (RECEIVER’S SIDE) 1,25% OF SWIFT MT103 FV FROM BANK NAME: BANK ADDRESS: BANK PHONE BANK FAX : EMAIL SWIFT : ACCOUNT NUMBER/IBAN ACCOUNT NAME: ACCOUNT SIGNATORY BANK OFFICER TO BANK NAME BANK ADDRESS SWIFT CODE BANK PHONE/FAX NO. BANK OFFICER IBAN ACCOUNT NAME ACCOUNT SIGNATORY SPECIAL INSTRUCTION
TBA TBA TBA TBA TBA TBA TBA TBA THE REMITTER IS KNOWN TO US. THIS IS DONE WITH FULL BANKING RESPONSIBILITY AND WE ARE SATISFIED AS TO THE SOURCE OF FUNDS SENT TO US. A COURTESY COPY OF THE SWIFT WIRE CONFIRMATION RECEIPT WILL BE PROVIDED
WE, XXXXXXXXXXXXXXXXXXXX , AND XXXXXXXXXXXXXXXXXXXX HEREBY CONFIRM WITH FULL BANK RESPONSIBILITY THAT OUR CLIENT, XXXXXXXXXXXXXXXXXXXX HAS WITH OUR BANK AND HIS IN ACCOUNT NO XXXXXXXXXXXXXXXXXXXX ENOUGH CREDIT TO PAY THE SUM OF € XXXXXXXX (XXXXXXXXXXXXXXXXXXXX MILLION EUROS) FOR …… . WE HEREBY CONFIRM THAT THESE FUNDS IN THE TOTAL SUM OF € XXXXXXXX (XXXXXXXXXXXXXXXXXXXX MILLION EUROS) WILL BE RESERVED IN FAVOUR OF YOUR CLIENT XXXXXXXXXXXXXXXXXXX ACCOUNT XXXXXXXXXXXXXXXXXXX AND WILL REMAIN BLOCKED FOR A PERIOD OF SEVEN (7) /FOURTEEN (14)/TWENTY ONE (21) DAYS FROM THE DATE OF ISSUANCE /DELIVERY/VERIFICATION OF THE INSTRUMENT IN THIS TRAN XXXXXXX FOR THE FULL USE AND BENEFIT YOUR CLIENT XXXXXXXXXXXXXXXXXXX ACCOUNT XXXXXXXXXXXXXXXXXXX. WE FURTHER CONFIRM THAT THESE FUNDS ARE CLEAN, CLEAR AND FREE OF ANY LIENS OR ENCUMBRANCES AND CAN BE RELIED UPON FOR FULL /PARTIAL PAYMENT TO YOUR CLIENT XXXXXXXXXXXXXXXXXXX ACCOUNT XXXXXXXXXXXXXXXXXXX WITHIN THE TIME PERIOD OF THE SEVEN (7)/ FOURTEEN (14)/TWENTY ONE (21) DAYS FROM THE DATE OF ISSUANCE /DELIVERY/VERIFICATION OF THE INSTRUMENT IN THIS TRN XXXXXXX. THIS IRREVOCABLE, OPERATIVE INSTRUMENT IS TRANSFERABLE, ASSIGNABLE, CALLABLE AND DIVISIBLE AND MAY BE CONFIRMED ON A BANK TO BANK BASIS. _______________________________________________________________________________ SIGNED BY TWO BANK OFFICERS
SIGNED AND SEALED ON BEHALF OF PARTY B NAME ADDRESS REPRESENTED BY 1 REPRESENTED BY 2
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PARTY “ B”
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PARTY “ B”
