High Yield Investments Programs(HYIP)

F Private Placement Programs/(PPP)/ Progr ams/(PPP)/ High Yield Inv Investment estment Programs(Hyip) Progr ams(Hyip)

Understanding Trading Platforms. 1.- Understanding 2.-Procedures to enter into Private Placement Programs. 3.-Undertanding the High Profits. 4.-A tipical scenario of a Private Buy-ell Program. !.-"#planotary $otes a%out Private Placements Programs. &.-Program 'eautues. (.-The most common reason )hy *nvestors are not a%le to enter into Private Placement Programs. +.- ,egal and "conomic *nformation to Understand Private Placement Programs and Baning ,a) . .-,egal Advice

/0.-1o)nlaod our free e-%oo Ho) to invest in Private Placement Programs  !0 pages  from our )e%.

5555 All Programs are guaranteed %y the trader %an5555

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PRIVA PRIVATE AND CONFIDENTIAL CONFIDENTI AL 7e are one of the first economists and la)yers firm speciali8ing in the financial sector9 mainly in Private Placements Programs. :ver fifteen years of e#perience %ac us )hen it comes to )oring in a serious9 )ell-organi8ed )ay9 and a%ove all )hen it comes to providing the customer )ith the greatest transparency and efficiency. efficiency. The investor investor )ill receive receive a monthly monthly report from one of the most prestigious prestigious auditing auditing firms firms in the )orld )orld  Price Price)at )ater erhou house; se;oop ooperer-P); P);99 1eloit 1eloitte te or "rnst "rnst < =oung-" oung-"= =  )hich )ill fully detail all transactions made %y the trader and the profit driven in each one of them. ;lients ;lients en>oys privilege privileged d direct access access to four 4 of the seven seven ( largest largest ,icenced ,icenced Traders and trade platforms in the )orld. These are the preeminent Traders and trade plat platfo form rms s in the the %usi %usine ness ss?? high highly ly sil sille led d and and supr suprem emely ely @ual @ualif ifie ied9 d9 )ith )ith all all the the necessary approvals9 ,icenced and registrations  and the muscle and firepo)er  to get the >o% done. The Private Private Placement Placement Programs Programs or High =ield *nvestment *nvestment Programs9 Programs9 are private private programs %ased on the purchaseCsale of %an financial instruments mainly DT$s. These instruments are %ought fresh-cut )ith a significant discount on their face value to then %e resold at a higher price in the secondary maret. The difference %et)een the sale price and the purchase price is the traderCinvestors gain. These programs are offered to clients )ith high spending po)er and can only %e e#ecuted %y Traders )ith a license to carry out such operations. An An important part of the returns are destined to humani humanitar tarian ian cause causes s and to the financ financing ing of %usine %usiness ss pro>ec pro>ects. ts. Theref Therefore ore99 any institution taes precedence on this type of operation.











TEA1*$F PE:FEAD :G"EG*"7 1. U$1"ETA$1*$F P,AT':ED TEA1*$F. Platform trading utili8es the e#pertise of @ualified traders )ho are capa%le of engaging in the purchase and sale of investmentgrade %an de%entures in the )holesale maret. The trading operation is normally referred to as controlled or managed %an de%enture trading %ecause the supply side of the financial instruments and the e#it %uyer for the financial instruments have already %een pre-arranged9 and the price of the instruments already contracted for9 there%y ensuring that the financial instruments )ill %e sold to the stipulated e#it %uye %u yer r at a pr pree-ag agre reed ed hi high gher er pr pric ice. e. He Henc nce9 e9 ea each ch an and d ev ever ery y co comp mple lete ted d tr trad ade e contractually guarantees guarantees a net profit to the trader and never a net loss. It’s a legal arbitrage, is all!

Traders9 for their part9 normally trade against a non-depleting9 tradea%le line-of-credit esta%lished on %ehalf of the client. ThatIs %ecause traders9 under present rules9 canIt use their o)n assets to trade against. And )here does the traderIs lines-of-credit come fromJ 7ell9 traders are not magicians? they canIt con>ure up money out of thin air. 'or this9 traders )or )ith standard %ans that offer credit facilities. $o surprises there. These credit-issuing %ans9 though9 impose strict re@uirements on %orro)ing9 most nota%ly that credit lines must %e capitali8ed %y an accepta%le form of collateral held in the care9 custody and control of the credit-issuing facility. Hence9 the need for trade platforms to implement e#acting procedures )hich fully satisfy the creditissuing %anIs care9 custody and control standard for activating credit lines and the re@uirement that interested clients comply fully there)ith.

PE:;"1UE"  T: "$T"E *$T: PE*GA PE:;"1UE" PE*GAT" T" P,A;"D"$T PE:FEAD PE:FEAD E:FEAD PPP or High =ield *nvestment Programs9 /.- Personali8ed Analysis and Assessme Assessment nt :ur team of economists and la)yers )ill at all times %e responsi%le for advising the client in a detailed and personali8ed manner. 1epending on the clients assets9 each case )ill %e studied independently and the %est )ay to proceed )ill %e proposed )ith











the ey intention of completing the operation successfully. successfully. Advice at all stages of the processK 'rom the e#planation of this ind of financial opportunity and ho) yields rise to the re@uired %aning and corporate documentation that the client should provide to %e later presented at the Traders Traders :ffice. Possi% Pos si%ili ility ty of car carry rying ing out any in ind d of fac face e me meeti eting ng in Da Dadri drid d p pain ain or or99 if not possi%le9 poss i%le9 traveling traveling to the city )here the inves investor tor is. This last option )ill %e availa%le availa%le depending on the characterist characteristics ics of the clients assets. 2.- u%mission of 1ocumentation The cl The clie ient nt mu must st pr prov ovid ide e al alll re re@u @uir ired ed do docu cume ment ntat atio ion n fo forr th the e su su%m %mis issi sion on of th the e operation at the Traders officeK L et ;omplian ;ompliance ceKK Aft After er the ini initia tiall con contac tactt )it )ith h the cli client ent and aft after er st study udying ing the via%ility of the operation9 the client )ill %e provided )ith the compliance set et of documents for its proper completion and signature. 'or greater efficiency and ease9 our firm )ill complete 0M of the compliance set so the client )ill simply need to revie) it and proceed to sign it. LPassportK 1*$-A4 si8e and in any of the follo)ing formatsK P1'9 6PF9 BDP or P LAssetK The Proof of 'unds and all %an documents must %e manually signed %y t)o %an officials currently in charge of the clientIs account. "lectronic signatures )ill not %e accepted. *n the case of documents re@uiring a verification %y the "uroclear systemC1T;;9 it )ill %e imperative to print the /2 pages. *DP:ETA$TK 7e do not accept any ind of procedure that prohi%its all telephone calls from %an to %an9 since this is necessary to verify and ensure that )e are dealing )ith a real signer of the account and that funds andCor assets are not o%>ect of leasing.

N 3.- 1Oe 1iligence and Asset GerificationK :nce the operation is su%mitted at the TraderIs office9 )e )ill immediately proceed to the verificatio verification n of the asse assets ts and the reali8ation reali8ation of the 1Oe 1iligence 1iligence unde underr study forr ac fo acce cept ptan ance ce of th the e cl clie ient nt an and d th the e su su%m %mit itte ted d as asse sets ts.. Th The e cl clie ient nt mu must st no nott %e connected )ith the mafia9 drug traffic9 )eapons9 or any other illegal activity. Also9 the asset as set must %e goo good9 d9 cle clear ar99 cle clean9 an9 )it )ith h a non non-cr -crimi iminal nal or origin igin and mus mustt %e fre freely ely availa%le for the customer. 4.- Availa%le Availa%le :ptions to %loc the AssetsK The investor )ill have to choose one of the t)o follo)ing availa%le options to %loc the assetsK L )ift DT-( and DT-(&0K The clientIs %an issues a )ift DT-( prior notice and a )ift DT-(&0 loc to the %an the Trader appoints on the contract. The recipient of the DT-(&0 )ill %e the TraderIs ;ompany . This option implies a higher cost for the client9 %ut it is the classic one %ecause it is more comforta%le for the Trader. Trader. L Administrative Administrative Hold  *nternal BlocK The client authori8es the Trader as a











signatory to indistincintly manage the account )here the resources are deposited9 )ith the ";"PT*:$ of transfering funds from the account. The TraderIs intervention at the clientIs %an )ill %e solely and e#clusively to re@uest a letter to %loc the amount of invested funds. The client is the only signatory allo)ed to move funds. This option is more economical for the client9 since it avoids the cost of )ift issuance and the time loss that %ureaucratic procedures imply. This is option is only possi%le if the clientIs account is a corporate account. *n this case9 the investor issues a corporate resolution for the trader9 allo)ing him to manage the account as the financial director of the company. The corporate resolution must %e notari8ed and his %an has to accept in )riting signed %y t)o %an officers the trader as account signatory. The client instructs to his %an internally that the trader is not authori8ed to maing any transfers from the account9 so that the client can %e sure that his funds )ill never %e moved. The funds are not used as collateral9 they are not moved. L *ssuing of a Ban FuaranteeK *f the client do not )ant to have the trader )oring from their their account or if itIs a private and not a corporate corporate account9 account9 or for those )ho donIt )ant to %loc their funds9 there is still the possi%ility that they might instruct their %an to issue a BF )ith the traderIs company as %eneficiary9and have this BF confirmed %y s)ift DT ( and %loced %y DT (&09 sent to the traderIs %an. There is not ris for the client. L Transfer the 'undsK The client transfer the funds to the traderIs account and he )ill receive a Ban Fuarantee for the same amount to protect and guaranteed the funds. The client sends a s)ift /03C23 and received a BF from the trader. trader. 7hen the client receives the BF and his %an chec the %g 9 the client release the s)ift /03C23. o there is not ris for the client. cli ent. L "uroclear C 1T;;K The investor )ill have to su%mit all the euroclear pages. This option )ill %e availa%le only if there is not any ind of restrictions of communication )ith the %an. Dust %e possi%le the total communication %et)een %an officers. *f there is any ind of restrictions this option )ill not %e availa%le. !.- Program Danager ;ontact :nce the previous in@uires are successfully completed9 )ithin a ma#imum of 4+-(2 hours9 the Program Danager or the Trader )ill contact the client directly %y phone. The aim of this call9 in addition to the Program DanagerIs formal presentation9 is to inform the ind of program the client )ill have access to9 the profita%ilities9 and also to agree on the different possi%le )ays to %loc the assets. &.- ignature Trading ;ontract After the client and the Program Danager agree on the %locing )ay and clarify every possi%le matter that may arise on the conversation9 the client )ill %e offered several options to sign the Tra Trading ding AgreementK :ption /.- igning the Tr Trading ading ;ontract via email and later9 )hen the signing for the openin ope ning g of the cus custom tomerI erIs s ac accou count nt ta taes es pla place9 ce9 the rat ratific ificati ation on of the Trad rading ing Agreement )ill %e performed %efore the Trader. 'ast option :ption 2.- The client and the Trader agree day and time to sign the Trading ;ontract in











person pers on.. T Thi his s op optio tion n is no nott av avai aila la%l %le e fo forr al alll ca case ses s si sinc nce e it )il )illl de depe pend nd on th the e characteristics characterist ics of the su%mitted assets. L $oteK Audited 'inancial :perationK The investor )ill receive a monthly report from one of the mos mostt pre prest stigio igious us aud auditin iting g fir firms ms in the )or )orld ld  Pri Price ce)at )aterh erhous ouse; e;oop ooperer-P); P);99 1eloitte or "rnst < =oung-"=  )hich )ill fully detail all transactions made %y the trader and the profit driven in each one of them.

U$1"ETA$1*$F TH" H*FH PE:'*T *n ge gene nera ral9 l9 th thes ese e pr prog ogra rams ms P Pri riva vate te in inve vest stme ment nt pr prog ogra rams ms-P -PPP PP an and d Bu Buy y  e ell ll TradingPrograms get a very high profit compared to the common %enefit availa%le to traditional investments Dost people do not %elieve that a yield of !0M to /00M a )ee is possi%le. *t is more a pro%lem of no)ledge of the )or programs and lac of e#perience in trading )ith financial instruments and especially understanding of ho) the financial system )or and ho) money is created. uppose a leverage of /0K/9 )hich means that the trader is a%le to mae a copy of each sale transaction )ith /0 times the amount of money the investor has in his %an account. ,etIs say the investor has 20 Dillion "uros9 so the Trader is a%le to )or )ith 200D "uros. $o) letIs assume that the Trader is a%le to mae a purchase and sale transactions per day for 4 days a )ee for 40 %aning )ees9 and that the %enefit is /0M for each sale transaction. That maes /0M # 4 Q 40M9 and the multiplier effect of the gain )ill %e /0 times higher9 that is to say 400M per )ee. Then9 this return )ill %e divided %et)een the investor and the Trader or Trading Trading Froup9 %ut the final net return to investors )ill remain a dou%le-digit )eely performanceR Also note that the a%ove e#ample can still %e considered conservative %ecause9 the leverage can %e higher9 the trader can get a much larger margin for each transaction 9 and also a higher num%er of transactions )ill improve the final performance. 7e understand that these returns may seem high9 %ut that is %ecause )e are comparing them )ith traditional investment.













A Typical Scenario of a Private Buy/Sell Trading Program. Program. a. The Trader's Ban communicates !ith the "ssuing Ban as !ell as !ith the #$it Buyer's Ban% o&taining a detailed agreement agreement !ith the "ssuing Ban fficer and !ith the t he #$it Buyer's Ban that they are &oth prepared to commence the contracted series of Transactions. The #$it Buyer's Ban for!ards a P( to the Trader's Ban for the amount of the first purchase of )*++M ,-ote  hen a P( has &een issued for the #$it Buyer and for!arded to the Trader's Ban% there is a legal (unding 0ommitment to complete that Transaction% !hich may -T &e revoed !hile the transaction is taing place1. &. The Trader's Trader's Ban for!ards to the "ssuing Ban a P( in the t he name of the t he Trader Trader and re2uests that a MT- &e issued in the name of the Trader% along !ith an "nvoice at a discounted price% say for e$ample only )34M% paya&le in 5 6ours. c. A copy of the -ote and an invoice at )34M% is for!arded to the Trader's Ban% !hich authen aut hentic ticate atess sig signat natur ures es and MT- ter terms ms to ver verify ify co compl mplian iance ce !ith the Pur Purcha chase se 0ontract. d. The Trader's Ban then for!ards the copy of the MT-% along !ith a 0onditional Assignment of the MT-% to the #$it Buyer's Ban% along !ith an "nvoice at the #$it Buyer's Purchase 0ontract Price% )*++M for e$ample purposes% paya&le in 7 hours. e. The #$it Buyer's Ban authenticates signatures% signatures% verifies compliance !ith the Purchase 0ontract% and pays the )*++M "nvoice price to the Trader's Ban for credit to Trader's account% !ithin the 7 hour limit. f. The Trader's Trader's Ban pays "ssuing Ban's "nvoice for )34M !ithin the 5 hour limit% along !ith instructions for the riginal MT- to &e sent to the #$it &uyer's Ban &y courier courier.. g. The Trader's Ban de&its the Trader a Ban (ee ,*/78 for e$ample purposes1 for their Services 9endered% and for!ards the &alance% )*++M minus )34M minus */7 8% to the Trader% !ho pays the Trader's 'Associate' for their Service 9endered. h. The Procedure used for this e$ample% typically taes place 7 times each day of a 7 &usiness day !ee% and repeats until the Trader's Trader's Purchase 0ontract is completed. :sing this formula% the !eely payments to the 'Associate'% !ould &e e2ual to ;;8 of their P( amount. amou nt. ,<8 per transaction transaction $ 7 per day $ 7 days per !ee = 758  78 as Ban (ee =











"P,A$A "P,A$ AT:E= $:T" /. PE PE"'" "'"EE" EE"1 1 TEA TEA$A $A;T* ;T*:$ :$.. 7ha 7hatt )e are loo looin ing g for for99 pri princi ncipal pally ly99 is thi thisK sK i ;lie ;l ient nts s )h )ho o ar are e in info form rmed ed99 so soph phis istic ticat ated ed99 mo moti tiva vate ted9 d9 de deci cisi sive ve99 re resp spec ectf tful ul an and d cooperative9 and )ho have full o)nership and control over their capital? ii largescale cash funds or %an instruments only9 Prefera%ly Dinimum /-/0 Dillion "uros or therea%o ther ea%outs uts and iii straightfor)a straightfor)ard9 rd9 uncomplicate uncomplicated d fact situations situations.. .. $o histo historica ricall instru ins trume ments nts99 $o ,T$s T$s99 $o ;D ;D:s :s 9$o *B: *B:"s9 "s9 $o gra grayC yC%lu %lue e sc scree reen n or re restr strict ictededaccess inter%an screen transactions. $o hard assets. $o commercial securities. $o develo dev elopin ping g cou countr ntries ies so sove verei reign gn ins instru trume ments nts "# "#cep ceptt Gene ene8ue 8uelan lan Bon Bonds ds . $o government funds. Private investors only. 2. A;;"PT"1 ;:U$TE*"CBA$S. 7e are a%le to operate the 7orld Programs in most countries in the )orld  )ith the e#ception of Dainland ;hina and those nations su%>ect to trade em%argo or deemed state sponsors of terrorism. :ur preference9 certainly9 is that the clients assets %e held in a %ranch of a ma>or9 international %an U..C7estern "uropean %ans and the lie. 7e can9 though9 in many instances9 )or )ith esta%lished nationalCregional %ans. Food %ans )ith 7*'T capa%ility in Eussia9 "astern "urope9 the Diddle "ast and Asia9 for e#ample. 3. B,:;S*$FCE""EG*$F A"T. The trade platforms have a variety of means at their the ir dis dispos posal al for %lo %loci cingC ngCres reserv erving ing the cli client ents s cas cash h fun fundC% dC%an an ins instru trume ments nts for trading purposes9 depending on the nature of the transaction. 'rom use of a 7*'T Fuarantee9 to internal %locing of the clients assets )ithout 7*'Ts. The trade platforms )ill try to accommodate the clients preferences preferences as %est they can. That said9 clients )ould %e )ell-advised not to tie the platform traders hands unduly %y limiting )hat procedures are accepta%le. 4. ;AH 'U$1. The client must %e the legal o)ner of cash funds held on deposit. "arn "a rned ed fu fund nds s fr from om le legi giti tima mate te %u %usi sine ness ss ac activ tivit itie ies s or fu fund nds s ac ac@u @uir ired ed vi via a le lega gall inheritance. $o leased9 %orro)ed9 encum%ered9 or pre-%loced funds. :r funds that have ha ve %e %een en as assi sign gned ed or pl pled edge ged d to th the e cl clie ient nt.. :r fu fund nds s re rest stri rict cted ed fo forr us use9 e9 no nonntransfera%le or other)ise non-transacta non-transacta%le. %le.











&. A*T*$F ;:$U,TA$T 7*TH BA$S*$F9 "T;. 7e can9 in certain instances9 directly assist ;onsultants )ith their %aning9 helping them to open accounts in one of the 7estern "uropean %ans )e )or closely )ith. Alternatively9 )e can provide ;onsultants )ith access to an independent la)yerCPaymaster )ho can set up %an accounts9 arrange off-shore companies and trusts and offer ta# planning as re@uired.

$: PE:6";T :B,*FA :B,*FAT*:$. T*:$. There are no formal pro>ect re@uirements. ;lients9 though9 are encouraged to utili8e their Program earnings to finance nsio ion n an and d co comm mmer erci cial al an and d via% vi a%le le an and d su sust stai aina na%l %le e %u %usi sine ness ss e# e#pa pans

humanitar humani tarian ian pro pro>ec >ects ts tha thatt pro promot mote e eco econom nomic ic gro gro)th )th and imp improv rove e @uality of life.

PE:FEAD '"ATUE" DU,T*P," DU, T*P," TEA1" P,AT':ED. P,AT':ED. ;lients en>oys privileged access to four4 of the

seven ( largest TradersCtr seven TradersCtrade ade platforms in the )orld )orld.. These are the preeminent preeminent TradersCtrade platforms in the %usiness? highly silled and supremely @ualified9 )ith all the necessary approvals and registrations  and the muscle and firepo)er  to get the >o% done. :$"-T:-:$" P,AT':ED TEA1*$F. ;lients are offered an unparalleled opportunity to )or directly )ith a ma>o ma>orr Trade raderCtra rCtrade de platf platform orm )ithout a medd meddlesom lesome e tra trade de group interposed %et)een the parties9 %locing access. A 7*1" EA EA$F" $F" :' PE: PE:FEA FEAD D :PP :PP:ET :ETU$* U$*T*" T*". . Dultiple TadersCtrade platforms means multiple program opportunities. Freater selection. Dore fle#i%ility. tandard











can n al also so99 in ce cert rtai ain n BU= B U=- -", ",, , TE TEA1 A1*$ *$F F :U :UT T :' ;, ;,*" *"$T $T  A; A;;: ;:U$ U$T T. 7e ca instances9 arrange for the Trader to engage in %uy-sell %an de%enture trading9 together )ith the client9 directly out of the clientIs o)n account9 )ith the client a%le to monitor the trading activity on his account at all times. There re are no for forma mall pro pro>ec >ectt re@ re@uir uirem ement ents. s. ;lients9 $: PE: PE:6"; 6";T T :B, :B,*FA *FAT*: T*:$. $. The though9 are encouraged to utili8e their Program earnings to finance via%le and sustaina%le nsio ion n an and d co comm mmer erci cial al an and d hu huma mani nita tari rian an pr pro> o>ec ects ts th that at pr prom omot ote e %usine %us iness ss e#pans

economic gro)th and improve @uality of life. Princ ncipa ipally lly one ye year ar f for orty ty tra tradin ding g )ee )ee  pro progra grams9 ms9 )it )ith h PE:F PE :FEA EAD D T" T"ED ED.. Pri e#tensions? %ut )e also offer offer99 su%>ect to availa%ility availa%ility99 short-term programs  alone or in com%ination )ith long-term program opportunities. $o restrictions on re-entry. A1GA$;" A1G A$;" ;AH PA PA=D"$T. =D"$T. 7e can9 in certain instances9 reim%urse the client out of the credit line for the cost of any 7*'Ts andCor permit limited dra)-do)ns Up to 2M  against the line-of-credit should the client re@uire an immediate cash payment. 1*TE*BUT*:$ :' PE:FEAD "AE$*$F. Trading typically taes place five ! days a )ee9 )ee 9 Don Donday day thr thru u 'ri 'riday day.. Pay Payout outs s are nor normal mally ly mad made e %i%i-)ee )eely ly via 7* 7*'T 'T.. All transfers of earnings )ill %e made )ith full clearances and approvals. approvals. assist cli client ents s )it )ith h %an %anin ing g to rec receiv eive e PE:'*T PE:' *T-E";" -E";"*G*$F *G*$F A;;:U$T. A;;:U$T. 7e can assist payment of their Program proceeds. Seep in mind that most %ans )ill not receive large cash deposits due to strict %an capitali8ation re@uirements. PE:T";T"1 PE:T ";T"1 ;:DD ;:DD**:$ **:$ TEU; TEU;TUE" TUE".. The Program )ill arrange and protect9 as fees for ;onsultantsC*ntermediariesCBroers9 %et)een !M-/0M percent of the clientIs earn ea rnin ings gs99 pa paya ya%l %le e to ;o ;ons nsul ulta tant ntsC sC*n *nte term rmed edia iari ries esCB CBro roe ers rs vi via a 7 7*'T *'T.. A $o $onn;ircumvention9 $on-1isclosure < 'ee Agreement is availa%le upon re@uest. 7e can also als o ass assist ist ;on ;onsul sultan tantsC tsC*nt *nterm ermedi ediar aries iesCBr CBroe oers rs )it )ith h the their ir %an %anin ing? g? or pro provid vide e ;onsultants )ith access to an independent la)yerCPay la) yerCPaymaster master service.











TH" D:T ;:DD:$ E"A:$ 7H= *$G"T:E AE" $"G"E AB," A," T: "$T"E *$T: A PE*GAT" P,A;"D"$T PE:FEAD K The most common reasons )hy investors are never a%le to enter into trading areK /-They contact )ith people )ho says they are the platform and of course that s false or in most cases they have contact )ith  An intermediary Platform9 )hat is diffeent to a Trading Trading Platform or a Trader. Trader. The trading platform or the Trader :ffice never contact )ith clients. That is not its %usiness.The first person )ho contact )ith the client is the Program Danager from the Trader :ffice after the operation is su%mitted. 2- They donVt have enough money or they have %oughtCleased a P:'CBF )ich is in "uroclear or 1T; %ut in fact they do not have the money and of course they can not invest )hat they do not have. 3- They donVt have the money in an accepta%le %an. They have the money in a offshore %an that dont allo) the verification %an to %an or in a %an that is not recogni8ed for any %an authority. 4- They donVt have full control of the money or the asset9 %ecause they rented9 leased the instrument and of course they do not have the right to %loc the money or the instrument. They cant issue a )ift DT-(&0 %ecause they arent the o)ner of the asset. !- They donVt have a good e#planation from the origin of the money 9 so this ind of money is not valid to enter the program. The money must %e clean9 clear and noncriminal origin. &- They havent )ora%le assets. Dost of the cases the assets are not good for trading %ecause they are not %aned from from a real %an9 that is to say they are >ust in a security house %ut %ut they do not have an SE from from the %an. *ts not incorporated in the 'inancial Baning ystem. (- They try to proceed according to their o)n rules and this is not the )ay to enter in Private Placement Program.The rules and procedures procedures are set for the t he trader and are the same for every%ody9 every%ody9 so if the investor can not complyCaccomplish this













PROCEDURES TO ENTER INTO PRIVATE PLACEMENT PROGRAMS

Personalized rsonalized Analysis and Assessment A ssessment 1.- Pe Our team of economists and lawyers will at all times be responsible for advising the client in a detailed and personalized manner. Depending on the clients assets, each case will be studied independently and the best way to proceed will be proposed with the key intention of completing the operation successfully. successfully. Advice at all stages of the process: process: From the eplanation eplanation of this kind of financial opportunity and how yields rise to the re!uired banking and corporate documentation that the client should provide to be later presented at the "raders Office. #ossibility of carrying out any kind of face meeting in $adrid %&pain' or, if not possible, traveling to the city where the investor is. "his last option will be available depending on the characteristics of the clients assets.

2.- Submission Submission of Documen tatio n "he client must provide all re!uired documentation for the submission of the operation at the "raders office:

* Set Compliance: After the initial contact with the client and and after studying the viability of the operation, the client will be provided with the compliance set %&et of documents' for its proper completion and signature. For greater efficiency and ease, our firm will complete ()* of the compliance set so the client will simply need to review it and proceed to sign it.











Once the operation is submitted at the "rader2s office, we will immediately proceed to the verification of the assets and the realization of the ;D=e Diligence; %under study for acceptance' of the client and the submitted assets. "he client must not be connected with the mafia, drug traffic, weapons, or any other illegal activity. Also, the asset must be good, clear, clean, with a non-criminal origin and must be freely available for the customer. customer.

4.- Available Available Op tions to block the Ass Assets: ets: "he investor will have to choose one of the two following available options to block the assets:

* Swift MT-799 and MT-760: "he client2s bank issues a &wift $" $ "->(( prior notice and a &wift $"-><) lock to the bank the "rader appoints on the contract. "he recipient of the $"-><) will be ;the "rader2s 5ompany ;. "his option implies a higher cost for the client, but it is the classic one because it is more comfortable for the "rader. * Administrative Hold – Internal Block: "he client authorizes the "rader as a signatory to indistincintly manage the account where the resources are deposited, with the EXCEPTION of transfering funds from the account . "he "rader2s intervention at the client2s bank will be solely and eclusively to re!uest a letter to block the amount of invested funds. "he client is the only signatory allowed allowed to move funds. "his option is more economical economical for the client, since it avoids the cost of & wift issuance and the time loss that bureaucratic procedures imply. "his is option is only possible if the client2s account is a corporate account. +n this case, the investor issues a corporate resolution for the trader, allowing him to manage the account as the financial director of the . "he corporate resolution must be notarized and











there is not risk for the client.

* Euroclear Euroclear / DTCC: DTCC: "he investor will have to submit all the euroclear pages. "his option will be available only if there is not any kind of restrictions of communication with the bank. $ust be possible the total communication between bank officers. +f there is any kind of restrictions this option will not be available. 5.- Program Mana ger Contact Once the previous in!uires are successfully completed, within a maimum of @->7 hours, the #rogram $anager will contact the client directly by phone. "he aim of this call, in addition to the #rogram $anager2s formal presentation, is to inform the kind of program the client will have access to, the profitabilities, and also to agree on the different possible ways to block the assets

6.- Signature Trading Contract After the client and the #rogram $anager $anager agree on the blocking blocking way and clarify every possible matter that may arise on the conversation, the client will be offered several options to sign the "rading Agreement:

Opti on 1.- &igning the "rading 5ontract via email and later, when the signing for the opening of the customer2s account takes place, the ratification of the "rading Agreement will be performed before before the "rader "rader.. %Fast option' Opti on 2.- "he client and the "rader agree day and time to sign the "rading











egal and 3conomic +nformation to Bnderstand #rivate #lacement #rograms and 1anking aw

+nternational 1anking aw C 8egulation, 7)6 AuthorsK 5enter for +nternational egal &tudies An international international team of recognized recognized eperts in <) urisdictions urisdictions create a comprehensive comprehensive resource on international banking law and regulation. "hese specialists eplore: local regulatory bodies and the banking system chartering or licensing of banks within the urisdiction regulatory and supervisory rules urisdiction rules for banks banking banking reform legislation legislation enacted to facilitate changes or restructuring international harmonization efforts towards the potential international convergence convergence of bank supervisory standards and local recognition of international banking standards. +nternational 1anking 8egulation, aw #olicy C #ractice %yK 0eorge %yK 0eorge Aleander 9alker 9ith the creation of a single global market in financial services, the effective regulation of banks at the international level has become essential. "his work offers a comprehensi comprehensive ve eamination eaminatio n of the development and structure of the current provisions for the control of international financial markets. +t eplores the background to the recent maor financial crises and the nature of the global response, beginning with the collapse of the 1retton 9oods system of managed echange











9ith a transnational perspective, this analysis covers the following subects and much else: "ypes of guarantees %tender, performance, maintenance, repayment, retention'

•

#ayment mechanisms %first demand, third-party documents, arbitral or court decision'

•

8isks and negotiations, drafting and clauses

•

1ank guarantees as a financial service, the bankEs perspective perspective

•

Formation, enforceability of epiry dates, assignment and transfer

•

Demand for payment and the rule of strict compliance

•

Fraud and restraining orders

•

Applicable law law and urisdiction. urisdiction.

•

"his remarkable book can be used in both civil and common law urisdictions and has been cited as an authoritative source of law in several urisdictions from each system.













agree to lea#e t"eir $nds on de&osit or a &re0deined &eriod. T"is allows in#estors to collect a "ig"er ann$al interest% w"ile sec$ring t"eir money in a low ris- #ent$re. 0"S ,0lient "nformation Sheet1> One o t"e com&liance doc$ments ty&ically re'$ired or &ri#ate &lacement &rograms. T"is doc$ment doc$ment as-s or )asic inormation s$c" as t"e contact details% and line o )$siness t"e a&&licant is in. DT0 ,Depository Trust E 0learing 0orporation1> DTCC &ro#ides clearing% settlement and inormation ser#ices or e'$ities% )onds% sec$rities% money mar-et instr$ments and o#er0t"e0 co$nter deri#ati#es. T"is medi$m is $sed in &ri#ate &lacement &rograms to transer1assign assets to a trader% rom an in#estor. (PA ,(ee Protection Agreement1> An oicial doc$ment o$tlining all ees d$e to intermediaries $&on t"e com&letion o transaction. T"is is critical or any &ri#ate &lacement )ro-er to $nderstand% and $tili2e.

F@ ,Foint @enture1, An agreement )etween two entities o$tlining com&ensation% ees% and t"e o)ligations o )ot" &arties in relation to a s&eciic )$siness #ent$re. T"is is t"e most common legal str$ct$re or &ri#ate &lacement &rograms.











o t"e 5&ri#ate &lacement7 oered% as well t"e o)ligations o )ot" &arties in#ol#ed. PPP ,Private Placement Program1 , A &ri#ate in#estment &rogram w"ic" trades disco$nted )aninstr$ments :=TN1!>< or &roit in t"e secondary mar-et. 9A 9A :Ready% :Ready% ?illing% and A)le<, P"rase $sed )y &ri#ate &lacement )ro-ers conirming t"e readiness o an in#estor to satisy re'$irements% and more orward wit" an o&&ort$nity. T"is statement can also )e made in t"e orm o a doc$ment% w"ic" some &rograms may re'$ire.4!LC:4tandard )y letter o credit < , A doc$ment iss$ed as a g$arantee o &ayment )y a )an-% on )e"al o a client. T"is is $sed as 5&ayment o last resort7 i t"e client ails to $lill a contract$al commitment wit" a t"ird &arty. In t"e &ri#ate &lacement world% t"is term is oten associated wit" ra$d$lent com&anies t"at oer )aninstr$ment leasing and1or &ro*ect $nding 5o&&ort$nities7. S9 ,Safe eeping 9eceipt1 , A doc$ment created )y a )an-% on )e"al o its c$stomer% w"ic" s&eciies all details o an asset% and conirms its c$rrent e/istence on de&osit. @D :Veriication :Veriication o De&osit<, T"is is a signed doc$ment &ro#ided )y a inancial instit$tion% ins tit$tion% #eriying t"e c$rrent )alance and "istory o an acco$nt "older. T"is is similar to a !CL% )$t t"e #er)iage may )e dierent.











Bullet Program> P"rase created )y ine/&erienced )ro-ers t"at descri)es 5s"ort0term7 &ri#ate &lacement &rograms% &romising "ig" ret$rns in less t"an  days. 0ash Baced> Assets w"ic" are )ac-ed )y cas"% ma-ing t"em ar more a&&ealing or )an-s and &ri#ate &lacement traders. 0ircumvention> C$tting o$t t"e &eo&le w"o introd$ced yo$ to t"e o&&ort$nity or )ro-er% wit" no intent to reward t"em i yo$ are s$ccess$l. 0ollateral> An asset g$aranteeing t"e line o credit t"e )an- gi#es% w"ic" can )e sei2ed $&on dea$lt rom t"e loan terms. !aninstr$ments% cas"% and =T B(s are some e/am&les. 0ommission> Payments w"ic" can )e earned )y introd$cing a ser#ice &ro#ide to a &ros&ecti#e client. 0ommitment 6older> An indi#id$al1instit$tion w"o is contract$ally o)ligated to &$rc"ase a )aninstr$mentat an agreed $&on #al$e. ?it"o$t ?it"o$t 5&rior commitment7% t"e seller o t"e )aninstr$ment wo$ld ne#er "a#e &$rc"ased t"e note )eca$se t"eir intent was trading or &roit. T"is term is also similar to t"e &"rase 5e/it )$yer7. 0ompliance> T"e &rocess o com&leting d$e diligence on a new &ri#ate &lacement in#estor.











mo#e orward% )$t &lenty o detailed '$estions in an eort to 5is"7 or inormation. (ree and 0lear> Also -nown as 5$nenc$m)ered7% it means t"ere are no liens or c$rrent de)t o)ligations associated wit" t"at &artic$lar asset. (resh 0ut> P"rase reerring to a recently iss$ed )aninstr$ment t"at "as "ad only one owner o#er t"e co$rse o its e/istence. 8s$ally% t"ey are accessed at a stee& disco$nt rom ace. (unding> A s"orter way to reerence 5&ro*ect $nding7% $s$ally reerred to )y t"ose wit" ins$icient ca&ital to $nd t"eir &ro*ect t"ro$g" &ri#ate &lacement &rograms. Cuarantee> T"is is a word t"at s"o$ld NEVER )e $sed in any in#estment nic"e% es&ecially one as #olatile as t"e &ri#ate &lacement mar-et. T"o$g" it may not seem li-e a -ey term% it is or one VER VER )ig reason. Any )ro-er or trader t"at 5g$arantees7 certain &roit amo$nts is )rea-ing t"e law% law% and will NEVER $lill t"eir claims. 6ypothecate> T"e &rocess o assigning a monetary #al$e to an illi'$id asset% and t"en e/tracting li'$idity in t"e orm o a loan% $sing t"e illi'$id asset as collateral. "nCround Assets> Land areas w"ic" "a#e )een a&&raised )ased $&on geological assessments o t"e assets w"ic" lie )eneat". =any in t"e &ri#ate &lacement )$siness try to enter &rograms wit" land containing &recio$s metals% energy materials% and more.











MT *+<> T"is is an im&ro#ed #ersion o t"e original swit =T G% w"ic" is similar to a wire transer. T"o$g" T"o$g" it is a direct transer% t"e =T G "as a large n$m)er o o&tions w"ic" descri)e conditions and instr$ctions or "ow t"e &ayment s"o$ld )e made. MT 4I+> T"is swit message is $sed to )loc- $nds in a#or o someone ot"er t"an t"e in#estor% collaterali2ing t"e asset w"ile allowing or loans against it. MT 433> T"is swit message is $sed )etween )an-s to comm$nicate in written orm% and is $s$ally reerred to as 5&re0ad#ice7. Ty&ically% Ty&ically% t"e =T HH will )e needed directly )eore t"e =T B Is iss$ed. -onDepletion Account> A term $sed in &ri#ate &lacement contracts w"ic" g$arantees t"e $nds o t"e client will ne#er )e de&leted )y t"e trader. -onSolicitation> A com&liance doc$ment t"at &rotects t"e cons$ltants )y "a#ing t"e in#estor state t"ey were not solicited. Paper> A synonym $sed )y &ri#ate &lacement )ro-ers reerring to )aninstr$ments s$c" as )an- g$arantees or medi$m term notes. Paymaster> An indi#id$al elected )y intermediaries w"o will acce&t all commission













re'$ently s$)stit$ted )y )ro-ers in )$siness. Trader> A &erson wit" a direct relations"i& to a )an- t"at is iss$ing disco$nted )aninstr$ments% w"ic" will later )e sold to a &re0deined 5e/it )$yer7 at a "ig"er #al$e. Trading Ban> T"is is t"e )an- w"ere t"e trader recei#es t"e collateral% or assignment t"ereo% rom t"e in#estor. Also% t"is )an- &ro#ides t"e line o credit to t"e trader. :nencum&ered> T"is means t"e reerenced asset "as no liens or de)t o)ligations to any t"ird &arty. &arty.

T"o$g" we(#e done o$r )est to incl$de all o t"e -ey terms associated wit" &ri#ate &lacement











+nvestment Advisor. Advisor. All articles and related documents are never considered to be a solicitation for any purpose, in any form or content. content. Bpon reading reading the articles and information information you hereby hereby acknowledge acknowledge this warning warning and Disclaimer. Disclaimer. All information information provided is for informational purposes only, and shall not be relied upon as personal financial advice. Any reference to a specific trading strategy is only to assist in learning, and shall 3J38 be relied upon when making future investment decisions.

"-( G*;"$T" P*WU"EA "conomist-DBA < 'inancial Trading ;onsultant "#-"conomist for the "conomic and ;ommercial :ffice

High Yield Investments Programs(HYIP)

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