WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1
Schedules for Clinical Assessment in Neuropsychiatry Version 2.1.
GOSSA!" #ifferential definitions of SCAN items and commentary on the SCAN manual World Health Or$ani%ation Assessment& Classification and 'pidemiolo$y Geneva 1((( WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 2 CON)'N)S ACKNOWLEDGMENTS
)he development of SCAN *as funded +y N,H& WHO& the ield )rial Centers& and the ,nstitutes employin$ individual contri+utors. World Health Or$ani%ation TB Üstün N,H D Regier Regier (NIMH), J Blaine Blaine (NIDA), (NIDA), B Grant, and and L Towle (NIAAA). (NIAAA). Glossary 'ditors A Bertelsen, Bertelsen, T Brg!a, Brg!a, and A" Tien. Tien. Ac/no*led$ments to the *or/ of centers and individuals *ho helped in the development of particular components of SCAN *ill +e found in the SCAN te0t. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 CON)'N)S CONTENTS OF SCAN GLOSSARY PRESENT STATE EXAMINATION PART ONE General Introdution #evelopment and +asic principles Setion ! SCAN face sheet and sociodemo$raphic items 13 Setion " 4e$innin$ the intervie* 15
# Somatoform and dissociative symptoms 27 $ Worryin$& tension& etc. 6 % 8anic& an0iety and pho+ias 36 & O+sessional symptoms 2 ' #epressed mood and ideation ( )hin/in$& concentration& ener$y& interests 75 ) 4odily functions 52 * 'atin$ disorders 57 "! '0pansive mood and ideation (1 "" 9se of alcohol (
WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 6 CON)'N)S Setion "# 9se of psychoactive su+stances other than alcohol 1:3 Setion "$ ,nterference and attri+utions for 8art One 12 Stress and ad;ustment disorder 125 Setion "% Screen for items in 8art )*o 11 PRESENT STATE EXAMINATION PARTTWO Setion "& an$ua$e pro+lems at e0amination 12 Setion "' 8erceptual disorders other than hallucinations 1
!atin$ Scale ,, 16 Setion "( Hallucinations 161 Setion ") '0periences of thou$ht disorder and replacement of *ill 13: Setion "* #elusions 135 Setion #! urther information for classification of 8art )*o symptoms 17: ,nterferences and attri+utions for part t*o 17: Ne$ative syndrome and items 171 Setion #" Co$nitive impairment and decline 17 Setion ##
!atin$ Scale ,> 21 CLINICAL ,ISTORY SC,ED+LE Setion #( Clinical History Schedule 2
!eferences 23
A--endi./ Selected disorders from other chapters of ,C#-1: 25
ist of SCAN )rainin$ Centers 26( WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 G'N'!A ,N)!O#9C),ON General introdution to t0e SCAN 121te3 DE4ELOPMENT AND 5ASIC PRINCIPLES
)he SCAN system ?Schedules for Clinical Assessment in Neuropsychiatry@ is a set of instruments and manuals aimed at assessin$& measurin$ and classifyin$ the psychopatholo$y and +ehavior associated ass ociated *ith the ma;or psychiatric disorders of adult life. )he SCAN te0t has components the tenth edition of the 8resent State '0amination ?8S'1:@& the ,tem Group Chec/list ?,GC@ and the Clinical History Schedule ?CHS@. 8S'1: itself has t*o parts. 8art , covers somatoform& dissociative& an0iety& depressive and +ipolar disorders& and pro+lems associated *ith eatin$& alcohol and other su+stance use. )here is also a screen for 8art ,, conditions. 8art ,, covers psychotic and co$nitive disorders and o+served a+normalities of speech& affect and +ehavior. )he SCAN system contains t*o other essential elements the Glossary of differential definitions and CA)'GO& a set of computer pro$rams for processin$ SCAN data and providin$ output. #ata from the schedules can +e entered into CA)'GO in a variety of *ays on the SCAN Schedules themselves& on SCAN Codin$ Sheets& and into a computer pro$ram. Output from CA)'GO is presented as a series of options& includin$ a ran$e of profiles of symptom and ,GC scores& an ,nde0 of #efinition& ,C#-1: and #S< cate$ories& a predia$nostic profile of cate$ories& and a list of items rated present. )here are t*o manuals one is a )rainin$ 8ac/ for SCAN trainin$ centers& the other a !eference
WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 G'N'!A ,N)!O#9C),ON 7 )he principles underlyin$ the 8S' have chan$ed very little durin$ these developments +ut they have $radually +een applied to a +roader ran$e of disorders& have come to incorporate more and more aspects of the clinical history and& throu$h the use of an increasin$ly comple0 technolo$y& have +een preserved *ithout loss of the +asic clinical +ottom-up approach and user friendliness. fr iendliness. An understandin$ of the history is therefore therefor e a useful +asis for an appreciation of SCAN. )he SCAN !eference
8reparations for a tenth edition of the 8S' *ere started in 1(5:& in anticipation of the tenth edition of the ,C#. )he ma;or emphasis of correspondents *as on +roadenin$ the content& +oth +y returnin$ to the lar$er item-pool of 8S'7 and 8S'5& and +y addin$ ne* sections to cover somatoform& dissociative and eatin$ disorders& alcohol and dru$ misuse& and co$nitive impairments. A second su$$estion *as that an e0tra ratin$ point *as needed to e0tend the :-1-2 scales of severity used for most 8S'( items& allo*in$ a mild or su+-clinical level to +e used& particularly in population surveys. A third& very o+vious& re=uirement *as for a +etter system for ratin$ episodes of disorder& addin$ other
information relevant to the history and to the causes of disorder& and processin$ all the information +y means of one set of computer pro$rams. )he pu+lication and *idespread use of #S<-,,, and later its revised version& #S<-,,,-! ?A8A& 1(57@& meant that the WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 5 G'N'!A ,N)!O#9C),ON latter and& perhaps more usefully& #S<-,> ?A8A& 1((6@& re=uired clinical supplements. >ersions 2 and 2.1 of SCAN incorporates chan$es +rou$ht a+out +y #S<-,>. )his *or/ has +een ta/en for*ard +y a )as/ orce on 8sychiatric Assessment ,nstruments& esta+lished *ithin the frame*or/ of a ;oint WHOEN,H pro;ect aimed at improvin$ the accuracy and relia+ility of measurement and classification of psychiatric disorders ?Fa+lens/y& et al & 1(5@. Apart from SCAN& t*o other instruments have +een sponsored +y the )as/ orce. One is the Composite ,nternational #ia$nostic ,ntervie* ?C,#, !o+ins et al& 1(55@ *hich is desi$ned for use +y lay intervie*ers in population surveys. )he other is the ,nternational 8ersonality #isorder '0amination ?,8#'@. An early version of SCAN *as used in a study of the service needs of lon$ term attenders at day hospitals and day centers in Cam+er*ell& south-east ondon ?4ru$ha et al& 1(55@. )his provided a severe test of the historical capacities of SCAN& since the attenders had +een in contact *ith services for an avera$e of 17 years and nearly half did not have conditions that could +e dia$nosed from a present state intervie* alone. )he results *ere satisfactory in this respect. ield trials of the third ?e+ruary 1(55@ draft of SCAN *ere underta/en under the auspices of WHO& after /ey participants from 2: centers& in 16 countries& had +een trained in ondon. )he te0t *as translated into all the local lan$ua$es& +ased on the principle that it *as more important to translate the concepts than the *ords. ,ndependent +ac/translation of the /ey items *as used as a chec/. '0tra trials *ere underta/en of sections that *ere not sufficiently tested in the main series +ecause of lac/ of num+ers. )hese included the eatin$& co$nitive& and alcohol and su+stance use sections. )he results& and detailed reports from the Centers& indicate that feasi+ility and relia+ility *ere fully up to the standards reported for the earlier editions. )he practical comments of participatin$ intervie*ers *ere invalua+le durin$ the innumera+le te0tual revisions of the past five years. As part of the preparation of SCAN >ersions 2 and 2.1& incorporatin$ chan$es necessitated +y #S<-,>& further field trials have +een carried out providin$ data on the cross cultural compara+ility of items on use of alcohol and dru$s +eyond prescription. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 G'N'!A ,N)!O#9C),ON ( T,E P+RPOSE OF T,E SCAN SYSTEM
)he purpose of the SCAN system is to provide comprehensive& accurate and technically specifia+le means of descri+in$ and classifyin$ psychiatric phenomena& in order to ma/e comparisons.
)rainin$ in SCAN techni=ues provides a common clinical lan$ua$e in *hich to compare and contrast the e0periences and +ehavior of patients& to consider the usa$e of different clinical schools in relation to a common reference system& to compare epidemiolo$ical and pu+lic health data more precisely& and to ma/e the results of scientific research readily availa+le for replication +et*een centers. CLINICAL CROSS6EXAMINATION
)he function of the Glossary is to support the process of clinical cross-e0amination& *hich is the central method of o+tainin$ information a+out the respondents su+;ective e0periences. )rainin$ in the differential definitions provides the e0aminer *ith a set of item concepts& *hich are matched a$ainst the respondents descriptions. Only *hen the description matches the concept does the e0aminer ma/e the ratin$. )his process helps to eliminate syndromal& dia$nostic and other +iases& misunderstandin$s& and yea-sayin$. Considera+le trainin$ and e0perience is needed +efore the pro+e system in the SCAN te0t can +e used fle0i+ly enou$h in close con;unction *ith the Glossary to ensure that the ratin$s most accurately fit the phenomena. A full description of the techni=ue is $iven in the !eference +oo/ and the )rainin$ 8ac/. CO4ERAGE OF SCAN
Sections 1-23 of SCAN ?8S'1:@ covers the symptoms and si$ns of disorders in su+chapters :-3 of ,C#-1: and their e=uivalents in #S<. Some Sections have optional Chec/lists attached& *hich cover items related to disorders that re=uire specific time relationships& for e0ample to psychosocial trauma& as in the stress and ad;ustment disorders. Other Chec/lists allo* a more e0tended list of items to +e rated than is provided in the main te0t for e0ample the e0tra list of somatoform sy mptoms& #7!)!6 #7"$&. Optional Chec/list items& *hich include items not already e0istin$ else*here& are not defined in the Glossary. SCAN REFERENCE MAN+AL
)he reference manual is pu+lished in +oo/ form ?Win$ FB& Sartorius N& and stn )4& 1((@. ,t contains an account of the history and development of SCAN from +e$innin$s in the second half of the 1(3:s. Chapters are devoted to the aims& the principles and the techni=ues of SCAN& the results of international field trials& and the varieties of computer output. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 1: G'N'!A ,N)!O#9C),ON SCAN TRAINING PACK
)he Glossary is one element in the SCAN )rainin$ 8ac/& *hich also contains materials for SCAN )rainin$ Centers& trainers and trainees. )he pac/ provides a comprehensive introduction to the SCAN te0t& the Glossary& and scorin$ +oo/lets& *ith instructions for their use& materials for SCAN )rainin$ Courses& and recommendations concernin$ the duties of )rainin$ Centers. 9pon completion of field testin$& ne* computer pro$rams under development *ill +e included in the )rainin$ 8ac/ ?see +elo*@.
)he use of these materials is descri+ed in a document o+taina+le from the #ivision of & has also +een incorporated *here appropriate.
)he Glossary contains differential definitions of aspects of e0perience or +ehavior that are common amon$ people referred for a specialist psychiatric opinion. 'ach aspect is allocated an item in the SCAN te0t& *ith a uni=ue item-num+er and item-name. )he correspondin$ definitions are listed in the Glossary in numerical order. ,tems represent su+;ectively descri+ed symptoms or si$ns o+served in +ehavior. Symptoms and si$ns are sometimes referred to as phenomena. ?9sers of SCAN >ersion 1 should note the e0tensive renum+erin$ of items in >ersion 2. No renum+erin$ occurred from SCAN 2 to SCAN 2.1@. )hese terms mi$ht su$$est that the items are lin/ed to theories of cause or patholo$y& and therefore that SCAN items mi$ht represent symptoms and si$ns of diseases. Such hypotheses are not part of the structure of SCAN. A central principle is that phenomena are rated on their o*n merit& irrespective of any theory a+out the *ay they cluster& their causes or their psychosocial or +iolo$ical nature. ,t is only in this *ay that a
comprehensive clinical picture can +e o+tained& on *hich classifyin$ andEor dimensional rules of various /inds can operate. No particular set of rules should +e allo*ed to influence decisions as to *hether any symptom or si$n is present. )erms li/e neurotic& affective& psychotic and or$anic are used descriptively& in the same spirit. )here are items *here the e0aminer can ma/e an attri+ution a+out patholo$y or aetiolo$y or relationship to other phenomena& +ut these are clinical ;ud$ements re=uired +y rule-+ased dia$nostic systems such as ,C#-1: and #S<-,>& not specifications +y the SCAN system. As an option& a scale to code attri+utions of etiolo$y is included in >ersion 2.1 of the SCAN. Codes can +e entered in +o0es *ith dashed lines +elo* the standard episode ratin$ +o0es. )he ratin$ of in Scale , in >ersion 1 of the SCAN has +een removed& in order to emphasi%e ratin$ of phenomenolo$y irrespective of etiolo$y. )he terminolo$y of symptoms and si$ns is used for convenience only. or research purposes& ne* ratin$ +o0es have +een added to code etiolo$y attri+utions if desired. )his approach is not fully tested for relia+ility and validity and is optional. ,n >ersion 1 )raits *ere distin$uished from symptoms on the +asis that they have persisted since adolescence and there has +een no e0acer+ation that could +e re$arded as an onset. ,n >ersion 2.1& the dates of 8'!,O#S of symptoms can +e dated separately in each Section& if necessary. )rait ratin$s are not made. )he term disorder is used as in ,C#-1:& Dto imply the e0istence of a clinically reco$ni%a+le set of symptoms or +ehaviorsD. >arious sets of rules for reco$ni%in$ such disorders are incorporated into computer pro$rams& not in the SCAN te0t. )he main sets of rules are those in the #ia$nostic Criteria for !esearch of ,C#-1: and in the #S< manuals. Any nosolo$ical system *ith sufficiently operationali%ed rules can +e accommodated& perhaps *ith an item supplement. )hus& the SCAN te0t is +ottom-up& in the sense that it provides a means of $atherin$ data accordin$ to the Glossary definitions& independently of the type of top-do*n WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 12 G'N'!A ,N)!O#9C),ON classification applied. )hese data can +e used to provide profiles and scores of many different /inds. TEXT CON4ENTIONS IN SCAN
,n the printed SCAN te0t a standard format is used for almost all items. 'ach has its o*n +loc/ of te0t& *hich can consist of up to five su+-+loc/s. )he full format is illustrated +y item $7!!"& Worryin$. ?1@ )he first line contains the item num+er& the item name in italic& and t*o open +o0es ?one for each of t*o possi+le episodes@ for the entry of ratin$s. )here are t*o dashed line +o0es +elo* the standard +o0es. )hese are for the optional ratin$ of attri+ution. ?2@ )he second component& also in italic& contains the main pro+e?s@ for the item. ,n this case& there is only one =uestion Have you *orried a $reat deal durin$ I8'!,O#JK& +ut there can +e several.
?@ )he third component contains optional pro+es in italic& preceded +y a hyphen. ,n this case& five e0tra pro+es are su$$ested. ?6@ )he fourth component follo*s after a +lan/ line. )his is a +rief reminder& of the item-definition& sometimes also a note a+out the ratin$ scale. ?3@ )he fifth component& the ratin$ scale& is also preceded +y a +lan/ line. )he components are also distin$uished +y different indentations from the left mar$in. )hese conventions are follo*ed throu$hout the te0t of SCAN& +ut not all items re=uire all five components. !arely& pro+e =uestions have the initial +lac/ mar/er +ut no item num+er& name or +o0. )his happens a+ove the cut-off point in Section 1 and in a fe* other places. )he mar/er is there to dra* attention to the need to as/ the pro+e. A55RE4IATIONS
Commonly used a++reviations include ! !espondent. S Section. 8S 8resent State. 8' 8resent 'pisode. 4 ifetime 4efore. !' !epresentative 'pisode. 8" 8ast "ear. ,GC ,tem Group Chec/list. CHS Clinical History Schedule. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 G'N'!A ,N)!O#9C),ON 1 ,C#-1:-#C! ,nternational Classification of #iseases& 1:th edition& #ia$nostic Criteria for !esearch. #S<-,,,-! #ia$nostic and Statistical #ia$nostic and Statistical
)hese indicate a s/ip to the ne0t Section. )hey are sho*n +y the *ords C9) O in the left mar$in& follo*ed +y 89 and instructions& *ith a continuous line +elo*. SKIP POINTS
)hese indicate movement to another item in the same section. )hey are sho*n +y SB,8 in the left mar$in& follo*ed +y 89 and instructions& +ut no line. GENERAL POINTS A5O+T RATING SCALES I6I4 AND OT,ER SCALES
)here are four main ratin$ scales& placed at the +e$innin$ of the sections in *hich they are used. !atin$ Scale , is placed immediately +efore Section and is the main scale used in Sections to . !atin$ Scale ,, is placed immediately +efore Section 1 and is the main scale used in
Sections 1 to 1(. !atin$ Scale ,,, is placed at the +e$innin$ of Section 22& and is the main scale for ratin$ Sections 22 to 26. !atin$ Scale ,> is placed at the +e$innin$ of Section 2& the ,tem Group Chec/list. )he optional etiolo$y attri+ution scale is placed follo*in$ Scale , and Scale ,,& and can +e used at any item *ith the optional etiolo$y +o0es. )hese +o0es are located +elo* the episode ratin$ +o0es and have dashed instead of solid lines. )he relia+ility or validity of etiolo$ical attri+utions at the item have not +een systematically studied. urther investi$ation may +e desira+le in specific pro;ects. ,nterested users should contact their trainin$ center for further information on the availa+ility of data entry and classification al$orithms usin$ this scale. ra-0i ite31 !7!!" 6 !7!#! Fae S0eet
)he ace Sheet provides important identifyin$ data and other information essential to the proper runnin$ of the computer pro$rams. ,t should invaria+ly +e completed carefully and chec/ed +efore the data are entered. When usin$ the laptop version& this chec/in$ process is particularly important. )he choice of episodes& and the use of the non-routine option& are descri+ed in Section 1 +elo*. )he use of the Clinical History Schedule ?item !7!"&@ in research studies is recommended +ecause of its value for international co-mor+idity and descriptive studies. )he World Health Or$ani%ation intends to compile a li+rary of data from SCAN series. At the least it is useful to enter an independent clinical dia$nosis at items #(7!(" 6 #(7!)). !7!#" 6 !7!#* Soiode3o>ra-0i ite31
)hese items& li/e those in the CHS& are optional +ut recommended. )hey are used to provide descriptive statistical profiles from series of SCAN cases. )his output can +e o+tained at once if the laptop version of SCAN is used. 5e>innin> t0e inter?ie; INTROD+CTION
)he Section starts *ith the instruction that the intervie*er should +e *ell informed +efore startin$ the intervie* and +e prepared for a num+er of possi+le contin$encies. Apart from studies of $eneral population samples it *ill usually +e possi+le to anticipate
some of the li/ely pro+lems in conductin$ the intervie* accordin$ to the routine recommendation. )hese include the follo*in$ difficulties Se?ere lan>ua>e -roniti?e i3-air3ent
Complete Section 13 for lan$ua$e disorders& Section 21?+ehavioral and history items for co$nitive disorder@& Sections 22-23 ?more $eneral +ehavior& affect and speech items@& and Clinical History Schedule. Se?ere
4e$in *ith those Sections that are most relevant to !. Beep the conversation $oin$ as far as possi+le and o+serve speech& affect and +ehavior ?Sections 22-23@. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 1 SOC,O#'
ad;ustment disorders& use information from case records or informant to chec/ the details of the event& and complete the full SCAN as soon as possi+le after*ards. Pro3inent di11oiati?e 123-to31 Complete items #7"!# 6 #7""( ?dissociative symptoms@& o+tain information from
informants and case records& and complete the full SCAN. Dru> or alo0ol u1e
,f the main pro+lem& Section 11 or 12 may +e ta/en first& +ut the *hole of SCAN should +e completed and attri+utions of cause and effect rated. Eatin> di1order1
,f the main pro+lem& +e$in *ith Sections 5-(& then return to Section 1 and complete SCAN. In >eneral
4e$in *ith Section 1& +ut then ta/e Sections the respondent most *ants to discuss or that are clearly predominant in the clinical picture. )his *ill provide a more complete intervie* on the important topics. ,f the intervie* is li/ely to +e incomplete& try to ta/e sections *ith hi$hly relevant items first. DATING EPISODES AND PERIODS
)en +road types of symptoms and si$ns are rated in SCAN. ,t has already +een emphasi%ed that the terminolo$y used is purely descriptive. Symptoms associated *ith alcohol and dru$ use& and eatin$ pro+lems& form a $roup of ha+it disorders that are often accompanied ?*hether +y cause& effect or chance@ +y neurotic& affective or psychotic symptoms. Stress& somatoform and dissociative symptoms can +e associated *ith any of
the fore$oin$. Co$nitive impairment can similarly produce or complicate any of the other types. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 AC' SH'') AN# SOC,O#'niti?e i3-air3ent and deline
!ated in 8S'1: Section 21. Only the 8resent State ?8S@ is rated. Alo0ol and dru> u1e -ro
!ated in 8S'1: Sections 11 and 12. )*o periods can +e rated 8ast "ear& or year +efore /ey date ?8"@& and ifetime 4efore ?4@ or period from onset to 8". So3atofor3 and di11oiati?e 123-to31
!ated in 8S'1: Section 2. !ated for 8ast 2 "ears ?8"@ for somatoform disorders. Eatin> -ro
!ated in 8S'1: Section (. !ated for 8ast "ear ?8"@ and representative ?previous@ 'pisode ?!'@. P120oti= affeti?e and neuroti 123-to31
)hese types of symptom can co-present *ith any of the four types listed a+ove. )hey are rated in 8S'1: Sections -1:& 1-2:& and 22-23. )*o periods can +e rated 8resent State ?8S@ OR 8resent 'pisode ?8'@ and either !epresentative ?previous@ 'pisode ?!'@ OR ifetime 4efore ?4@. General instructions for ratin$ them are provided in Section 1. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 15 4'G,NNNG )H' ,N)'!>,'W " 5e>innin> t0e inter?ie; INTROD+CTION AND O4ER4IEW
,f none of the special contin$encies descri+ed earlier determine other*ise& and if the Special 'pisode ist is not +ein$ used& it is recommended that the e0aminer routinely +e$in the intervie* *ith Section 1. )his is +ecause neurotic& affective and psychotic symptoms are li/ely to accompany any of the other types& and it is sensi+le to $et the overall pattern of the clinical history clear& in colla+oration *ith the respondent& +efore decidin$ *here +est to start. Note the instruction that the e0aminer should +e as fully informed as possi+le +efore +e$innin$ the intervie*. 8oints in the case records or made +y informants can +e used *ith careful discretion as e0tra prompts. "7!!" 6 "7!!' Preli3inar2 ue1tion1 on t0e our1e
)he *ay this preliminary part of the intervie* is conducted is at the discretion of the e0aminer& usin$ all the information at disposal to o+tain a $eneral overvie* of the history of clinically si$nificant neurotic& affective or psychotic symptoms. )he overall descriptive
definition is symptoms included in Sections to 1:& 13 to 1(& and 22 to 23 of 8S'1:. "7!!( 6 "7!#& General -oint1 a and datin> e-i1ode1
Once the presence of clinically si$nificant periods of any of these symptom-types is decided& the intervie* is focused on a$reein$& *ith the respondent& the appro0imate dates of the periods that *ill +e discussed. )his must +e a colla+orative effort& particularly if& say& t*o episodes out of a comple0 clinical history are to +e rated. 4oth the intervie*er and respondent have to +e a+le to orient themselves correctly in order to rate them appropriately. )his revie* should culminate +y assessin$ the dates of first onset of the main types of pro+lem. ,t is usually most convenient to enter these as a$es of first onset. No pro+es are su$$ested to cover the ha+it or co$nitive or Section 2 symptom-types& +ut if they can +e included in a natural *ay into the flo* of the intervie* at this sta$e& it is *ise to cover them. Ho*ever& there is no need to date the time periods of these pro+lems in this Section. An episode is a period of time throu$hout *hich clinically si$nificant symptoms persist *ith no symptom-free intervals lastin$ 2 months or more. Such an episode could last a fe* days or many years. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 4'G,NN,NG )H' ,N)'!>,'W 1( )hree ratin$ periods are reco$ni%ed +y the CA)'GO computer pro$ram 8S& !' and 4. Althou$h 8S primarily refers to the clinical state of the su+;ect for the past month& 8S is also used to refer to a representative part of a much lon$er episode& *hich has not yet clearly remitted ?the present episode& 8'@. ,t is important to /eep in mind these t*o su+tly different meanin$s and uses of the 8S. !' is a previous episode characteri%ed chiefly +y one of the three types of symptom. 4 is a period containin$ more than one episode. All three can +e rated +y usin$ either 8S'1: or ,GC. #ates are determined +y clinical ;ud$ement. #etailed pro+es are not laid do*n& since the proceedin$s must +e conducted accordin$ to the uni=ue clinical history of each respondent and in the interest of creatin$ a relationship +et*een e0aminer and respondent that *ill provide a solid +asis of trust on *hich to +uild the intervie*. )he information needed is comple0& private& confidential and difficult for the respondent to descri+e in terms that are sufficiently =uantifia+le to ma/e it compara+le *ith the descriptions provided +y other people. )he o+;ect of the SCAN intervie* is to create the conditions in *hich this transfer of communication can nevertheless ta/e place. PRESENT STATE BPS and PRESENT EPISODE BPE
8S represents the clinical state present durin$ the month +efore the date of e0amination. As *as the case *ith 8S'(& the term month should +e understood as notional or appro0imate it could +e e0tended up to *ee/s or so& dependin$ on the intervie*ers clinical ;ud$ement. )he episode need not have +e$un durin$ the month. ,n other *ords& the 8S also may +e part of a much lon$er present episode ?8'@& *ith onset years earlier. )hus& the 8S either fully constitutes& or is the most recent part of& a 8'. )he
onset of the 8' must +e preceded +y at least 2 months *ithout clinically si$nificant symptoms. )he date of onset of the episode in days and months is entered at item "7!!(. ,f the 8resent State is part of a continuous episode that has lasted lon$er than a month& *ith many characteristic symptoms still present +ut *ith a pea/ more than the notional month a$o& it is permissi+le to e0tend the period a little in order to accommodate the most characteristic symptoms *ithin the 8S. )he most common occasion is li/ely to +e *hen a patient has +een admitted to hospital and has recovered to some e0tent +efore the intervie*. ,n lon$er chronic illness& if the 8' e0tends +ac/ in time considera+ly further and some si$nificant symptoms manifest then are no lon$er present& these could +e rated usin$ !' or 4. )he num+er of days covered +y the 8S is recorded at item "7!!)& so that it is clear ho* compara+le the results are *ith those of others in the series. When SCAN is used to structure the intervie* *ith people *ho do not have si$nificant clinical symptoms at e0amination& the 8S' 8art One should +e completed for the previous month& consistin$ of all the a+ove-cut-off items and the Screen ?Chec/-8S'@. )his occurs most fre=uently ?a@ ,n a population or $eneral practice survey& *here many respondents *ill not +e in episode as defined a+ove ?+@ ,n clinical situations *here acute episodes are infre=uent& for e0ample in follo* up clinics& lon$-stay *ards& day centers or hostels WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 2: 4'G,NNNG )H' ,N)'!>,'W ?c@ When the disorder is only minor or ta/es the form of ne$ative symptoms& and the most characteristic clinical pictures have occurred in previous episodes. ?d@ When the !espondent has lon$-term and clinically si$nificant pro+lems on e0amination that have lasted perhaps for years& +ut cannot +e split up into episodes +ecause fluctuations are not sufficiently mar/ed. '0amples mi$ht include very lon$-term dysthymic or somatoform disorders& and personality disorders *ith occasional minor symptoms. ,n such cases& the *hole course of the condition constitutes one episode as defined in SCAN. 4ecause si$nificant symptoms are present durin$ the month +efore e0amination& no symptom-free period lastin$ 2L months is included& and there are no si$nificant symptoms durin$ the 2 months +efore onset& 8S is the appropriate period to rate. ,f it lasts throu$hout the *hole clinical course& from early adolescence& it is a form of lifetime ever. Ho*ever& it does not need a special desi$nation since 8S represents the *hole course. ,f the time of symptom onset varies accordin$ to the type of symptom& a separate date of onset can +e recorded in each Section of 8S'-1:. 8S can +e rated in the ,tem Group Chec/list& from case records or an informant& if the !espondent is un*illin$ or una+le to supply information. PRE4IO+S EPISODE
A previous episode is any period of clinically si$nificant symptoms occurrin$ *ith a
2 month or $reater interval *ithout si$nificant symptoms +efore the episode& and similarly separated from any other episode +y at least a 2 month clear interval. One e0ception to this mi$ht +e in the not uncommon clinical situation *ith lon$ term& continuous chronic illness *here there is no 2 month period *ithout si$nificant symptoms. When important symptoms that are not present no* e0isted too far +ac/ in time to reasona+ly +e included in the 8S& they can +e rated usin$ the previous episode option. )*o /inds are conventionally distin$uished !' and 4. REPRESENTATI4E EPISODE BRE
,f there has +een one particular episode +efore 8S *hich& alone or in com+ination *ith 8S& provides an ade=uate covera$e of the si$nificant clinical symptomatolo$y for dia$nostic purposes& it is dated and desi$nated a !epresentative 'pisode ?!'@. ,t should +e chosen +y consultation *ith !. A notional month at the pea/ of the disord er *ill +e most informative. !' *ill usually +e used in association *ith 8S. ,t can also +e rated usin$ the ,tem Group Chec/list& if the !espondent is una+le or un*illin$ to provide details and if $ood records andEor a $ood informant are availa+le. Once !' is chosen& the dates are entered at item "7!!*. T0ree o33on u1e1 for RE are/
WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 4'G,NN,NG )H' ,N)'!>,'W 21 ?a@ ,f the !espondent is in episode ?8S@ at the time of intervie*& and !' contains symptoms of similar type +ut *ith a more characteristic symptom profile& it *ill often +e useful to rate +oth episodes 8S L !'. ?+@ ,f 8S and one particular !' contain different clinical pictures ?for e0ample& manic and depressive symptoms@& the t*o sets of ratin$s *ill +e processed separately. ?c@ ,f ! is not in an episode at the time of intervie* ?as confirmed +y the Chec/-8S@& !' is the chief source of information a+out a sin$le past episode. LIFETIME 5EFORE BL5
4 is dated from the first onset of disorder to the +e$innin$ of the period covered in 8S. 8SL4 therefore constitute another form of lifetime ever. 4 is mainly used *hen there have +een several previous episodes& *hether discrete or mer$in$ into each other& that contain different types of symptom - e.$. psychotic& affective and neurotic - *ith the possi+ility of several dia$noses. ,t may then +e necessary ?dependin$ on the nature of the 8resent State@ to choose different pea/ periods for t*o episodes *ith different types of symptom +ut to rate them as thou$h they *ere su+-episodes of one e0tended episode. )he dates of episodes rated in 4 are rated under the relevant symptom type at items "7!"" to "7!"%. )he routine CA)'GO pro$ram processes the information as part of one episode +ut& if su+-episodes are specified +y symptom type and date& the relevant parts of the data can +e identified for each separately. ,t should +e emphasi%ed that identifyin$ the symptom type of an episode does not compromise the independence of the classification since the
CA)'GO pro$ram does not ta/e this information into account *hen cate$ori%in$. ,t is& in any case& symptomatic& not dia$nostic. Symptom scores and ,tem Group profiles& ho*ever& can only +e provided for the *hole of 4. ,t is also possi+le to record the date of previous 'pisodes separately in each Section. "7!"& 6 "7!") A>e of fir1t on1et of 123-to3 t2-e1 "7!"* ualit2 of re3i11ion1
)his item should +e rated usin$ all the information at disposal. ,f the respondent has had more than one episode of depression ?Section @ or of elation ?Section 1:@& the datin$ of previous episodes should +e recorded in those Sections ?'7!$) 6 '7!%$ and "!7!## 6 "!7!#(@ ta/in$ account of the ratin$ of item "7!"*. "7!#! 6 "7!#& S-eial e-i1ode li1t BO-tion
!atin$ 4 does not provide a full 8S' profile for each type of disorder rated durin$ the overall period. or pro;ects that re=uire this de$ree of detail& an episode list should WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 22 4'G,NNNG )H' ,N)'!>,'W +e completed instead of 8S and 4. )his allo*s the specification of up to si0 dated episodes ?or periods@& each of *hich can +e rated usin$ the full 8S'1:& or ,GC& or some of either. 'ach episode is processed separately and the 8ro;ect #irector *ould +e responsi+le for puttin$ the results to$ether. or some very detailed research pro;ects it may +e useful to complete +oth the routine and the non-routine options for each mem+er of the series. "7!#' 6 "7!$( Mediation
)his list of items is included in order to record the use of various /inds of medication at the time of intervie* and the effect this has had on symptoms ?item "7!$'@ and on the intervie* itself ?item "7!$(@. "7!$) 6 "7!%% P120o1oial treat3ent1
)his list performs a similar purpose to the previous list ?i.e. medication@. "7!%& 6 "7!&$ Ot0er a1-et1 of linial 0i1tor2
)hese items provide an additional vie* of the clinical history that can +e used in con;unction *ith co-mor+idity studies to compare symptom& ,tem Group or cate$ory profiles. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 !A),NG SCA'S ,N 8A!) ON' 2 Ratin> 1ale1 in Part One GENERAL POINTS
)he main ratin$ scale in Sections - is Scale ,. )he ratin$ points are specified in the SCAN te0t& at the +e$innin$ of Section & and ela+orated on the ne0t pa$e of the Glossary. Ho*ever& many items ?particularly in other sections of 8art One@ have their o*n individual ratin$ scales& *hich are specified *ithin their item +loc/s. ,t should +e noted that all symptom items can +e rated at points :& 3& 5& and (& usin$ the definitions $iven in
Scale ,& *hether or not these points are specified in the te0t. or ma/in$ etiolo$ical attri+utions& many items have +o0es *ith dashed line +elo* the episode ratin$ +o0es. )hese are optional ratin$s that are not re=uired& +ut *hich may +e useful for research purposes& and in certain clinical situations. )he purpose is to separate the ratin$s of phenomenolo$y from any rata+le etiolo$ical factors for e0ample 8ar/insons disease& or the effects of alcohol or other dru$s. )he etiolo$y scale should +e used to code any attri+ution of etiolo$y. RATING SE4ERITY
)he severity of a symptom can +e assessed in terms of duration& persistence& de$ree of interference *ith other mental functions& distress& impairment of everyday activities& effect on other people& and contact *ith services of various /inds. ,n SCAN& the approach is to measure clinical severity +y the duration and fre=uency of the symptom and the de$ree of interference *ith mental functions ?intensity@. Social and occupational performance& other peoples reactions& and help-see/in$ +ehavior ?all of *hich can +e influenced +y many other factors@& are assessed separately. Some*here +et*een the t*o lies the respondents o*n reaction& +ut this may +e stoical or distressed accordin$ to temperament and circumstances& and is therefore also re$arded as addin$ a de$ree of am+i$uity to the ratin$. #istress is only mentioned in items *hich use criteria from a rule-+ased system that re=uires it to +e present. )hese points hold $ood for ratin$s throu$hout SCAN and& in particular& for the four main !atin$ Scales. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 26 !A),NG SCA'S ,N 8A!) ON' RATING SCALE I
1. )his is a positive ratin$ of presence& +ut presence of such a minor de$ree that it is not appropriate for use in classification. i/e ?:@& it does not mean not /no*n or uncertain. !atin$s of ?1@ count in scores& *hich in turn influence the level allocated on the ,nde0 of #efinition. 2. )his ratin$ means that the item is present at a level sufficient to use in classification. or this purpose it is e=uivalent to & +ut it contri+utes less to scores. ,n $eneral& it is used *hen symptoms are of moderate severity durin$ most of the period +ein$ assessed. . A ratin$ of ?@ is similar to ?2@ e0cept that the symptom is present in severe form for most of the period under revie*. 3. )he presence of psychotic symptoms can ma/e the ratin$ of 8art One items very difficult& +ecause of pro+lems in interpretin$ the meanin$ of *hat ! says& or +ecause the symptoms ?for e0ample& an0iety or a pho+ia a+out leavin$ ones house@ may themselves +e +ased in psychotic e0periences. )he ratin$ should only +e made *hen there is $enuine dou+t a+out the nature of the symptom or the +alance is in favor of the symptom +ein$ psychotic. 5. ,f& after an ade=uate e0amination& the intervie*er is still not sure *hether a symptom is present ?rated 1-@ or a+sent ?rated :@& the ratin$ is ?5@. )his is the only WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 !A),NG SCA'S ,N 8A!) ON' 23 circumstance in *hich ?5@ is used. ,t should not +e used to indicate a mild form of the symptom. (. )his ratin$ is only used if the information needed to rate an item is incomplete in some respect& for e0ample +ecause of lan$ua$e or co$nitive disorder& or lac/ of cooperation& or +ecause the intervie*er for$ot to pro+e sufficiently deeply. ,t is distin$uished from ?5@ +ecause the e0amination *as not& for *hatever reason& carried out ade=uately. ,n the SCAN te0t& an instruction to use Scale , simply means that it is not necessary to point out any individual ratin$ characteristics for that item. Any point on Scale , can +e selected& accordin$ to clinical ;ud$ement. or duration ratin$s& duration less than one *ee/Emonth should +e rated 1. A ratin$ of : thus means that the phenomenon has +een totally a+sent. WHO Schedules for Clinical Assessment in Neuropsychiatry - Glossary version 2.1 2 !A),NG SCA'S ,N 8A!) ON' OPTIONAL RATINGS OF ITEM6SPECIFIC ATTRI5+TIONS
SCAN users and raters *ith =ualification and practice e0perience in medicine and clinical pharmacolo$y& studyin$ patients follo*in$ appropriate& e0tensive& physical and la+oratory investi$ation may *ish to rate ;ud$ements of definite attri+utions of cause at an item level. or each period first rate the item usin$ the appropriate SCAN ratin$ scale ?,,>@& in the standard scorin$ +o0es& and then the nature of the attri+ution in the dashed +o0es +elo* the standard +o0es& usin$ us in$ the scale provided. 9p to t*o periods can +e
rated. Note that the conventional use of :& 3& 5& and ( does not apply and these scores have specific meanin$. )he items should +e rated on the +asis of certainty& presence& and severity in the standard ratin$ +o0es +efore recordin$ in the associated optional attri+ution ratin$ +o0es. )he follo*in$ optional ratin$s should only +e made +y investi$ators plannin$ to study their validity. )he relia+ility of ma/in$ these ratin$s should +e esta+lished. )hey represent a more detailed *ay of recordin$ ratin$s of attri+ution of or$anic cause throu$hout the SCAN. )here is also an opportunity to ma/e a trait ratin$ of individual items ?i.e. a ratin$ of D7D on ratin$ SCA' , of SCAN version 1@. 9sers should contact their trainin$ center for information a+out their use in SCAN al$orithms. ATTRI5+TIONAL RATING SCALE BO-tional